Document 6551325

Transcription

Document 6551325

WCIO Workers Compensation Data
Specifications Manual
WORKERS COMPENSATION STATISTICAL
REPORTING SPECIFICATIONS (WCSTAT)
WCIO Workers Compensation Data Specifications Manual
Effective June 3, 2014
Page 2
WCSTAT
Added Data Element Note
Record
Field Name
Change Reason
1
THIRD PARTY ENTITY
DCO Requirement Change
(TPE/TPA/MGA) FEDERAL
EMPLOYER IDENTIFICATION
NUMBER (FEIN) (113-121)
New Note: The use of this field for any TPE/TPA/MGA FEIN Number is at the discretion of the carrier.
2
RECORD TYPE CODE (41-41)
New Note: The Name Record is required for all units reported to NCCI for Interstate Experience Rating.
5
TOTAL INCURRED VOCATIONAL Language Clarification - No
REHABILITATION AMOUNT
Material Change
(133-139)
New Note: See the California Workers’ Compensation Uniform Statistical Reporting Plan—1995 (USRP)
Part 4, Section II, Definitions, for the definition of “Supplemental Job Displacement Benefit Voucher(s)".
5
VOCATIONAL REHABILITATION Language Clarification - No
INDICATOR (168-168)
Material Change
New Note: These costs may include supplemental job displacement benefits issued in the form of
vouchers. See the California Workers’ Compensation Uniform Statistical Reporting Plan—1995 (USRP)
Part 4, Section II, Definitions, for the definition of “Supplemental Job Displacement Benefit Voucher(s).”
Added Data Element Population Rule
Record
Field Name
Change Reason
0
CORRECTION SEQUENCE
Language Clarification - No
NUMBER (40-40)
Material Change
New Population Rule : For corrections greater than 35, continue to report "Z". The Correction Sequence
Number will be derived by the DCO using this code and the date the unit report was received.
Changed Code Description
Record
Field Name
4
EXPOSURE ACT/ EXPOSURE
COVERAGE CODE (123-124)
Change Reason
Code: 01
From : State Act or Federal Act Excluding
To : State Act or Federal Act Excluding USL&HW
USL&HW and Federal Coal Mine Health and Safety and Federal Mine Safety and Health Act
Act
4
Material Change
Code: 03
From : Federal Coal Mine Health and Safety Act
To : Federal Mine Safety and Health Act Only
Only
4
Material Change
Code: 04
To : Federal Mine Safety and Health Act and/or the
and/or the State Act
State Act
© 2014 Workers Compensation Insurance Organizations (WCIO)
Page 3
WCSTAT
Changed Code Description
Record
Field Name
Change Reason
5
INJURY CODE (INJURY TYPE)
(79-80)
Material Change
Code: 08
From : Compromise Death
5
To : Compromised Death
LOSS COVERAGE ACT CODE
(123-124)
Code: 01
Act
5
(123-124)
Material Change
Code: 03
Only
5
(123-124)
Material Change
Code: 04
State Act
7-A
(74-75)
Material Change
Code: 08
From : Compromise Death
To : Compromised Death
7-A
(123-124)
Code: 01
Act
7-A
(123-124)
Material Change
Code: 03
Only
7-A
(123-124)
Material Change
Code: 04
State Act
Page 4
WCSTAT
Changed Code List State Applicability
Record
Field Name
Change Reason
1
TYPE OF COVERAGE ID CODE
(157-158)
Code: 05
From Not Applicable in: CA, MI, MN, NC, NCCI, NY To Not Applicable in: MI, MN, NC, NCCI, NY
1
BASIS OF DEDUCTIBLE
CALCULATION CODE (167-168)
Code: 13
From Not Applicable in: CA, DE, MA, MN, NC, NY, To Not Applicable in: DE, MA, MN, NC, NY, PA
PA
4
UPDATE TYPE CODE (121-121) DCO Requirement Change
Code: A
From Not Applicable in: DE, MI, MN, NC, NY, PA, To Not Applicable in: DE, MA, MI, MN, NC, NY, PA,
WI
WI
4
Code: C
WI
WI
4
Code: D
WI
WI
5
Code: A
WI
WI
5
Code: C
WI
WI
5
Code: D
WI
WI
5
TYPE OF RECOVERY CODE
(127-128)
Code: 05
From Not Applicable in: DE, MI, MN, NCCI, NJ, NY, To Not Applicable in: DE, MA, MI, MN, NCCI, NJ,
PA, WI
NY, PA, WI
5
TYPE OF CLAIM CODE (129-130) DCO Requirement Change
Code: 04
From Not Applicable in: CA, DE, PA, WI
To Not Applicable in: CA, DE, MA, PA, WI
Page 5
WCSTAT
Changed Code List State Applicability
Record
Field Name
Change Reason
7-A
(127-128)
Code: 05
From Not Applicable in: DE, MI, MN, NCCI, NJ, NY, To Not Applicable in: DE, MA, MI, MN, NCCI, NJ,
PA, WI
NY, PA, WI
7-A
TYPE OF CLAIM CODE (129-130) DCO Requirement Change
Code: 04
From Not Applicable in: CA, DE, PA, WI
To Not Applicable in: CA, DE, MA, PA, WI
Changed Data Element Note State Applicability
Record
Field Name
Change Reason
2
Note: A Name Record is required for all DCOs.
From Not Applicable in:
To Not Applicable in: MA
Changed Data Element Optional States
Record
Field Name
2
From Optional in:
5
To Optional in: MA
JURISDICTION STATE CODE
(140-141)
To Optional in:
PAID INDEMNITY AMOUNT (174- DCO Requirement Change
182)
To Optional in:
PAID MEDICAL AMOUNT (183DCO Requirement Change
191)
To Optional in:
To Optional in: MA, NCCI
PAID INDEMNITY AMOUNT
TOTAL (123-132)
To Optional in: MA
PAID MEDICAL AMOUNT TOTAL DCO Requirement Change
(133-142)
To Optional in: MA
From Optional in: NC
5
5
6
From Optional in: NCCI
6
6
Change Reason
Page 6
WCSTAT
Changed Data Element Population Rule
Record
Field Name
Change Reason
0
REPORT LEVEL CODE/REPORT Typographical Error
NUMBER (39-39)
Correction
From : The proper sequencing for numbering
To : The proper sequencing for numbering
consecutively is “1” through “9” and then “A”
consecutively is “1” through “9” and then “A”.
through “Z”. This number sequence will
accommodate up to 35 corrections.
Changed Data Element Reporting Requirement
Record
Field Name
Change Reason
5
TOTAL INCURRED VOCATIONAL Language Clarification - No
REHABILITATION AMOUNT
Material Change
(133-139)
From : Report the amount of incurred vocational
To : Report the amount of incurred cost of all
rehabilitation benefits including vocational
supplemental job displacement benefits issued in
rehabilitation indemnity, evaluation and training.
the form of vouchers as well as any additional
vocational rehabilitation-type benefits (including
those provided on a voluntary basis).
Changed Data Elements State Applicability
Record
Field Name
Change Reason
1
THIRD PARTY ENTITY
(TPE/TPA/MGA) FEDERAL
EMPLOYER IDENTIFICATION
NUMBER (FEIN) (113-121)
From Not Applicable in: CA, DE, MA, MI, NC,
To Not Applicable in: DE, MA, MI, NC, NCCI, NJ,
NCCI, NJ, NY, PA, WI
NY, PA, WI
Deleted Data Element Note
Record
5
Field Name
TYPE OF SETTLEMENT CODE
(131-132)
Deleted Note: Code 00 is applicable for open claims only in CA.
Change Reason
Page 7
TOPIC/ FIELD NAME
WCSTAT
SUBJECT HEADING
POSITION
ICR Record 7-A
Loss Record
Address Record
ICR Record 7-J
ICR Record 7-I
ICR Record 7-B
80-85
55-60
42-120
55-64
106-106
55-59
Header Record
Header Record
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-E
ICR Record 7-A
Header Record
167-168
249-249
57-62
65-70
73-78
81-86
89-94
56-56
64-64
72-72
80-80
88-88
55-55
63-63
71-71
79-79
87-87
98-103
106-112
A
ACCIDENT DATE
ADDRESS OF INSURED
ANNUITY PURCHASE AMOUNT
ATTORNEY OR AUTHORIZED REPRESENTATIVE CODE
AVERAGE WEEKLY WAGE AMOUNT
B
BASIS OF DEDUCTIBLE CALCULATION CODE
BEEP EDIT BYPASS CODE
BENEFICIARY BIRTH DATE
BENEFICIARY CODE - DEPENDENCY
BENEFICIARY CODE - RELATIONSHIP
BIRTH DATE
BUSINESS SEGMENT IDENTIFIER
C
CANCELLED MID-TERM POLICY INDICATOR
CARRIER CODE
CASE NUMBER ASSIGNED BY STATE
CATASTROPHE NUMBER
CAUSE OF INJURY CODE
Header Record
Link Data Common to All Records
Loss Record
Loss Record
ICR Record 7-B
Loss Record
CERTIFIED HEALTH CARE NETWORK POLICY INDICATOR
Header Record
CLAIM COUNT
Loss Record
CLAIM COUNT TOTAL
Unit Total Record
CLAIM NUMBER
ICR Record 7-A
ICR Record 7-B
ICR Record 7-C
ICR Record 7-D
ICR Record 7-E
ICR Record 7-F
ICR Record 7-G
ICR Record 7-H
ICR Record 7-I
ICR Record 7-J
Loss Record
CLAIM/STATUS CODE
ICR Record 7-A
Loss Record
CLAIMANT'S ATTORNEY FEES INCURRED AMOUNT
ICR Record 7-G
Loss Record
CLAIMANT'S ATTORNEY FEES INCURRED AMOUNT TOTAL Unit Total Record
CLASSIFICATION CODE
Exposure Record
ICR Record 7-A
Loss Record
CLOSED DATE
ICR Record 7-A
151-151
1-5
112-120
81-82
64-65
148-149
153-153
51-54
84-88
43-54
43-54
43-54
43-54
43-54
43-54
43-54
43-54
43-54
43-54
61-72
119-119
73-73
73-81
192-200
143-152
43-46
69-72
43-46
110-113
Page 8
WCSTAT
TOPIC/ FIELD NAME
SUBJECT HEADING
POSITION
CORRECTION SEQUENCE NUMBER
CORRECTION TYPE CODE
Header Record
40-40
122-122
ICR Record 7-J
ICR Record 7-A
Header Record
Header Record
Header Record
Loss Record
Submission Control Record
81-140
86-91
180-188
171-179
169-170
210-218
42-49
Header Record
ICR Record 7-G
Loss Record
Unit Total Record
82-82
64-72
201-209
153-162
ICR Record 7-C
67-75
ICR Record 7-H
Header Record
Exposure Record
Exposure Record
Unit Total Record
Exposure Record
Exposure Record
61-62
149-149
55-60
51-54
42-52
123-124
67-76
31-32
Header Record
ICR Record 7-A
Loss Record
ICR Record 7-C
129-137
1-40
145-146
170-171
103-111
ICR Record 7-H
55-60
Loss Record
63-70
239-247
Unit Total Record
173-182
ICR Record 7-B
66-74
ICR Record 7-D
Loss Record
Unit Total Record
ICR Record 7-D
Loss Record
Unit Total Record
ICR Record 7-A
Loss Record
Header Record
55-64
83-91
89-98
65-74
92-100
99-108
74-75
79-80
148-148
ICR Record 7-A
Loss Record
140-141
140-141
D
DATA PROVIDER COMMENTS
DECEASED DATE
DEDUCTIBLE AMOUNT - AGGREGATE
DEDUCTIBLE AMOUNT PER CLAIM/ACCIDENT
DEDUCTIBLE PERCENTAGE
DEDUCTIBLE REIMBURSEMENT AMOUNT
DETAIL RECORD COUNT TOTAL
E
EMPLOYEE LEASING CODE
EMPLOYER'S ATTORNEY FEES INCURRED AMOUNT
TOTAL
EMPLOYERS LIABILITY OR OTHER INDEMNITY AMOUNT
INCURRED
EMPLOYMENT STATUS CODE
ESTIMATED AUDIT CODE
EXPERIENCE MODIFICATION EFFECTIVE DATE
EXPERIENCE MODIFICATION FACTOR
EXPOSURE - PAYROLL TOTAL
EXPOSURE ACT/ EXPOSURE COVERAGE CODE
EXPOSURE AMOUNT
EXPOSURE STATE CODE
F
FEDERAL EMPLOYER IDENTIFICATION NUMBER (FEIN)
FILLER
FRAUDULENT CLAIM CODE
FUNERAL ALLOWANCE AMOUNT
H
HIRE DATE
I
ICR TOTAL
INCURRED ALLOCATED LOSS ADJUSTMENT EXPENSE
(ALAE) AMOUNT
(ALAE) AMOUNT TOTAL
INCURRED COST OF TEMPORARY INDEMNITY AMOUNT
TOTAL
INCURRED INDEMNITY AMOUNT
INCURRED INDEMNITY AMOUNT TOTAL
INCURRED MEDICAL AMOUNT
INCURRED MEDICAL AMOUNT TOTAL
INTERSTATE RATED POLICY INDICATOR
J
Page 9
TOPIC/ FIELD NAME
WCSTAT
SUBJECT HEADING
POSITION
Address Record
Exposure Record
Header Record
ICR Record 7-A
ICR Record 7-B
ICR Record 7-C
ICR Record 7-D
ICR Record 7-E
ICR Record 7-F
ICR Record 7-G
ICR Record 7-H
ICR Record 7-I
ICR Record 7-J
Loss Record
Name Record
Unit Total Record
ICR Record 7-A
Loss Record
Header Record
ICR Record 7-A
Loss Record
ICR Record 7-C
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
1-40
123-124
123-124
165-166
144-144
169-169
112-120
Header Record
152-152
ICR Record 7-A
Loss Record
Exposure Record
Header Record
142-143
142-143
86-92
147-147
ICR Record 7-F
ICR Record 7-E
Name Record
ICR Record 7-B
Loss Record
ICR Record 7-C
55-72
97-120
42-120
62-63
146-147
58-66
ICR Record 7-C
ICR Record 7-B
55-57
93-96
Loss Record
Header Record
150-167
71-80
Loss Record
230-238
Unit Total Record
163-172
ICR Record 7-I
75-84
ICR Record 7-H
ICR Record 7-I
103-112
85-94
ICR Record 7-G
ICR Record 7-D
Loss Record
55-63
75-84
174-182
L
LINK DATA
LOSSES SUBJECT TO DEDUCTIBLE CODE
LUMP SUM INDICATOR
LUMP SUM REMARRIAGE PAYMENT AMOUNT
M
MANAGED CARE ORGANIZATION (MCO) POLICY
INDICATOR
MANAGED CARE ORGANIZATION TYPE CODE
MANUAL/CHARGED RATE
MULTISTATE POLICY INDICATOR
N
NAME OF CARRIER
NAME OF INSURED
NATURE OF INJURY CODE
NONSCHEDULED INDEMNITY - INCURRED LOSS AMOUNT
TOTAL
NONSCHEDULED INDEMNITY - PERCENTAGE DISABILITY
NUMBER OF WEEKS FOR TEMPORARY BENEFIT
O
OCCUPATION DESCRIPTION
ORIGINAL ADMINISTRATION NUMBER IDENTIFIER
P
PAID ALLOCATED LOSS ADJUSTMENT EXPENSE (ALAE)
AMOUNT
AMOUNT TOTAL
PAID APPLICANT'S MEDICAL EVALUATIONS COSTS TO
VALUATION DATE AMOUNT
PAID DEATH BENEFITS TO VALUATION DATE AMOUNT
PAID DEFENSE MEDICAL EVALUATIONS TO VALUATION
DATE AMOUNT
PAID HOSPITAL COSTS TO VALUATION DATE AMOUNT
Page 10
WCSTAT
TOPIC/ FIELD NAME
SUBJECT HEADING
POSITION
PAID INDEMNITY AMOUNT TOTAL
PAID INDEPENDENT/AGREED MEDICAL EVALUATIONS TO
PAID MEDICAL AMOUNT
Unit Total Record
ICR Record 7-I
123-132
95-104
ICR Record 7-D
Loss Record
Unit Total Record
ICR Record 7-H
85-94
183-191
133-142
73-82
ICR Record 7-H
93-102
ICR Record 7-I
ICR Record 7-I
65-74
55-64
ICR Record 7-H
63-72
ICR Record 7-H
83-92
ICR Record 7-B
Loss Record
ICR Record 7-D
60-61
144-145
104-113
ICR Record 7-C
85-93
Header Record
Exposure Record
ICR Record 7-C
33-38
55-60
6-23
77-85
94-102
Header Record
Header Record
Header Record
Header Record
Header Record
Header Record
Unit Total Record
193-197
192-192
222-223
216-221
198-215
189-190
114-114
61-62
57-60
Exposure Record
Exposure Record
Address Record
Exposure Record
Header Record
ICR Record 7-A
ICR Record 7-B
ICR Record 7-C
ICR Record 7-D
ICR Record 7-E
ICR Record 7-F
ICR Record 7-G
ICR Record 7-H
ICR Record 7-I
ICR Record 7-J
Loss Record
Name Record
Unit Total Record
Unit Total Record
Header Record
61-66
111-112
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
41-41
109-113
105-105
39-39
PAID MEDICAL AMOUNT TOTAL
PAID PERMANENT PARTIAL BENEFITS TO VALUATION
DATE AMOUNT
PAID PERMANENT TOTAL BENEFITS TO VALUATION DATE
AMOUNT
PAID PHYSICIANS COSTS TO VALUATION DATE AMOUNT
PAID SINGLE SUM SETTLEMENT AMOUNT TO VALUATION
DATE AMOUNT
PAID TEMPORARY DISABILITY BENEFITS TO VALUATION
DATE AMOUNT
PAID VOCATIONAL REHABILITATION BENEFITS TO
PART OF BODY CODE
PENSION INDEMNITY AMOUNT PREVIOUSLY RESERVED,
NOT PAID
PENSION INDEMNITY BENEFITS - PAID TO VALUATION
DATE AMOUNT
POLICY EFFECTIVE DATE
POLICY EXPIRATION OR CANCELLATION DATE
POLICY NUMBER IDENTIFIER
PREMIUM AMOUNT
PRESENT VALUE OF FUTURE INDEMNITY PAYMENT
AMOUNT TOTAL
PREVIOUS CARRIER CODE
PREVIOUS CORRECTION SEQUENCE NUMBER
PREVIOUS EXPOSURE STATE CODE
PREVIOUS POLICY EFFECTIVE DATE
PREVIOUS POLICY NUMBER IDENTIFIER
PREVIOUS REPORT LEVEL CODE/REPORT NUMBER
PREVIOUSLY REPORTED CODE
PRIMARY EFFECTIVE MONTH
PRIMARY EFFECTIVE YEAR
R
RATE EFFECTIVE DATE
RATING TIER ID CODE
RECORD TYPE CODE
RECORDS IN UNIT REPORT TOTAL
REPLACEMENT REPORT CODE
REPORT LEVEL CODE/REPORT NUMBER
Page 11
WCSTAT
TOPIC/ FIELD NAME
SUBJECT HEADING
POSITION
REPORTED DATE
RESERVE TYPE CODE
RESERVED FOR DCO USE
RESERVED FOR FUTURE USE
ICR Record 7-A
ICR Record 7-A
Header Record
Address Record
Exposure Record
Exposure Record
Exposure Record
Exposure Record
Exposure Record
Exposure Record
Header Record
Header Record
Header Record
Header Record
Header Record
Header Record
Header Record
Header Record
Header Record
ICR Record 7-A
ICR Record 7-A
ICR Record 7-A
ICR Record 7-A
ICR Record 7-A
ICR Record 7-A
ICR Record 7-A
ICR Record 7-A
ICR Record 7-B
ICR Record 7-B
ICR Record 7-C
ICR Record 7-D
ICR Record 7-E
ICR Record 7-E
ICR Record 7-F
ICR Record 7-G
ICR Record 7-H
ICR Record 7-I
ICR Record 7-J
ICR Record 7-J
Loss Record
Loss Record
Loss Record
Loss Record
Loss Record
Loss Record
Name Record
Unit Total Record
Unit Total Record
Unit Total Record
Header Record
Header Record
Header Record
92-97
55-56
243-248
121-250
42-42
47-50
94-110
113-120
122-122
125-250
42-54
70-70
81-81
83-104
138-145
154-156
163-164
191-191
224-230
61-68
73-73
76-77
104-109
114-118
120-122
133-139
148-249
97-102
121-250
121-250
114-250
95-96
121-250
118-250
119-250
113-250
107-250
65-74
141-250
24-30
42-42
47-50
110-111
122-122
172-173
228-229
121-250
71-250
53-62
115-122
183-250
231-242
150-150
61-69
ICR Record 7-B
ICR Record 7-B
ICR Record 7-B
78-79
106-107
84-92
ICR Record 7-B
112-120
RESERVED FOR INSURER USE
RETROSPECTIVE RATED POLICY INDICATOR
RISK ID NUMBER
S
SCHEDULED INDEMNITY - BODY MEMBER CODE
SCHEDULED INDEMNITY - INCURRED LOSS AMOUNT
TOTAL
Page 12
WCSTAT
TOPIC/ FIELD NAME
SUBJECT HEADING
POSITION
SCHEDULED INDEMNITY - NUMBER OF WEEKS
ICR Record 7-B
ICR Record 7-B
ICR Record 7-B
ICR Record 7-B
Loss Record
ICR Record 7-J
ICR Record 7-F
Loss Record
ICR Record 7-D
ICR Record 7-A
Exposure Record
Unit Total Record
Header Record
Unit Total Record
ICR Record 7-A
ICR Record 7-B
ICR Record 7-C
ICR Record 7-D
ICR Record 7-E
ICR Record 7-F
ICR Record 7-G
ICR Record 7-H
ICR Record 7-I
ICR Record 7-J
ICR Record 7-I
80-83
108-111
75-77
103-105
248-250
75-80
109-117
101-109
95-103
147-147
93-93
73-83
123-128
63-72
42-42
42-42
42-42
42-42
42-42
42-42
42-42
42-42
42-42
42-42
105-105
Header Record
113-121
SCHEDULED INDEMNITY - PERCENTAGE OF DISABILITY
SINGLE SUM PAID DATE
SOCIAL SECURITY NUMBER
SOCIAL SECURITY OFFSET AMOUNT
SOCIAL SECURITY OFFSET INDICATOR
SPLIT PERIOD CODE
STANDARD PREMIUM TOTAL
STATE EFFECTIVE DATE
SUBJECT PREMIUM TOTAL
SUB-RECORD TYPE CODE
SURGERY CODE
T
THIRD PARTY ENTITY (TPE/TPA/MGA) FEDERAL
EMPLOYER IDENTIFICATION NUMBER (FEIN)
THREE-YEAR FIXED RATE POLICY INDICATOR
TOTAL GROSS INCURRED AMOUNT
Header Record
ICR Record 7-G
Loss Record
TOTAL INCURRED VOCATIONAL REHABILITATION AMOUNT Loss Record
TRANSACTION TYPE CODE
ICR Record 7-A
TYPE OF CLAIM CODE
ICR Record 7-A
Loss Record
Header Record
TYPE OF LOSS CODE
ICR Record 7-A
Loss Record
TYPE OF NON-STANDARD ID CODE
Header Record
TYPE OF PLAN ID CODE
Header Record
ICR Record 7-A
Loss Record
ICR Record 7-A
Loss Record
146-146
82-91
219-227
133-139
78-78
129-130
129-130
157-158
125-126
125-126
161-162
159-160
127-128
127-128
131-132
131-132
U
UNIT FORMAT SUBMISSION CODE
UNIT REPORTS SUBMITTED TOTAL
UPDATE TYPE CODE
Header Record
ICR Record 7-A
Exposure Record
Loss Record
250-250
250-250
50-56
121-121
121-121
ICR Record 7-G
ICR Record 7-C
110-118
76-84
ICR Record 7-G
ICR Record 7-G
Loss Record
92-100
101-109
168-168
V
VOCATIONAL REHABILITATION - EVALUATION AMOUNT
VOCATIONAL REHABILITATION - INCURRED AMOUNT
TOTAL
VOCATIONAL REHABILITATION - INDEMNITY AMOUNT
VOCATIONAL REHABILITATION - TRAINING AMOUNT
VOCATIONAL REHABILITATION INDICATOR
Page 13
TOPIC/ FIELD NAME
WCSTAT
SUBJECT HEADING
POSITION
Loss Record
ICR Record 7-F
ICR Record 7-A
ICR Record 7-F
74-78
91-108
79-79
73-90
ICR Record 7-A
57-60
W
WEEKLY WAGE AMOUNT
WORKER’S OCCUPATION
WORKER’S SEX CODE
WORKER'S LAST NAME
Y
YEAR LAST EXPOSED
Page 14
Field No.
Field Title/Description
WCSTAT
Record 0
Class
Position Bytes
LINK DATA COMMON TO ALL RECORDS
1
CARRIER CODE
Report the code assigned to the reporting company by NCCI
or other DCO.
N
1-5
5
2
POLICY NUMBER IDENTIFIER
Report the unique identifier used for identifying the policy.
AN
6-23
18
This number identifier must be identical to the number identifier
set forth on the policy Information Page or as endorsed.
The complete policy number identifier must remain the same
throughout the life of the policy and for all experience reporting.
Do not report embedded blanks or marks of punctuation.
3
4
EXPOSURE STATE CODE
Report the state code in which coverage has been provided
for the classifications and corresponding exposures, if any,
and to which the payrolls of claimants have been assigned.
AN
N
24-30
31-32
7
2
5
POLICY EFFECTIVE DATE
Report the date that the policy became effective.
N
33-38
6
AN
39-39
1
This date must be identical to the date set forth in Item 2 of the
policy Information Page or as endorsed.
For interstate policies endorsed after the policy effective date to
provide coverage for an additional state, report the effective date
of the policy.
For the second and third periods of three-year variable rate
policies, report the effective date as one and two years,
respectively, subsequent to the policy effective date set forth in
Item 2 of the policy Information Page. For the first period, report
the policy effective date as shown on the policy Information Page,
or as endorsed.
In the event that the policy contains a Policy Period Endorsement,
then the effective date must coincide with the dates indicated on
the schedule of that endorsement.
For the second period of extended-term policies, report the
effective date as the date the second period began as shown in
the Policy Period Endorsement.
Format YYMMDD.
6
REPORT LEVEL CODE/REPORT NUMBER
Report the code that corresponds to the report level based
on the loss valuation date.
Refer to the Statistical Plan of each DCO for the number of report
levels to be submitted for each policy.
Page 15
Field No.
WCSTAT
Record 0
Class
Position Bytes
AN
40-40
The proper sequencing for numbering consecutively is “1” through
“9” and then “A”.
7
Code
Description
1
First Report- Valued 18 months from policy effective
month
2
Second Report- Valued 30 months from policy
effective month
3
Third Report- Valued 42 months from policy
effective month
4
Fourth Report- Valued 54 months from policy
effective month
5
Fifth Report- Valued 66 months from policy effective
month
6
Sixth Report- Valued 78 months from policy effective
month
7
Seventh Report- Valued 90 months from policy
effective month
8
Eighth Report- Valued 102 months from policy
effective month
9
Ninth Report- Valued 114 months from policy
effective month
A
Tenth Report- Valued 126 months from policy
effective month
CORRECTION SEQUENCE NUMBER
Report the number that corresponds to the number of
correction reports submitted within a particular report level.
Exposure and loss corrections on the same report level must be
numbered consecutively.
This field is the most current/correct value for this data element.
Example: Third correction to a first report = Report Level Code 1,
Correction Sequence Number 3. This is the revised correction
sequence number on header corrections to change the correction
sequence number.
For noncorrections, report “0” .
The proper sequencing for numbering consecutively is “1” through
“9” and then “A” through “Z”. This number sequence will
accommodate up to 35 corrections.
For corrections greater than 35, continue to report "Z". The
Correction Sequence Number will be derived by the DCO using
this code and the date the unit report was received.
1
Page 16
Field No.
WCSTAT
Record 1
Class
Position Bytes
HEADER RECORD
1
LINK DATA
Link Data is a collection of data elements that are common to
all records in the data specification. These common data
elements allow the applicable records to be joined. For
presentation purposes only, Link Data is shown as Record
Type 0 or 00 and should not be considered a separate record
but rather a sub-record within each record.
2
RECORD TYPE CODE
Report "1".
3
4
POLICY EXPIRATION OR CANCELLATION DATE
Report the date that the policy expired or was cancelled.
1-40
40
N
41-41
1
AN
N
42-54
55-60
13
6
AN
61-69
9
AN
AN
70-70
71-80
1
10
For mid-term cancelled policies, report the cancellation date as
the expiration date.
For policies issued not longer than one year and sixteen days
(considered standard one-year term policies), report the
expiration date as shown on the policy Information Page.
For the first and second periods of three-year variable rate
policies, report the expiration date as one and two years,
respectively, subsequent to the policy effective date set forth in
Item 2 of the policy Information Page. For the third period, report
the policy expiration date as shown on the policy Information
Page, or as endorsed. In the event the policy contains a Policy
Period Endorsement, then the expiration date must coincide with
the date indicated in the schedule of that endorsement.
For the first and second period of extended-term policies, report
the associated expiration date as shown in the Policy Period
Endorsement.
Format YYMMDD.
5
RISK ID NUMBER
NOT APPLICABLE: DE, NJ, PA
OPTIONAL: CA, MA, MN, NC, NCCI, WI
Report the unique risk identification number assigned by the
state where applicable.
For interstate risks, report the NCCI assigned number.
For intrastate risks, report the DCO assigned number.
For non-rated risks, this field is optional.
6
7
ORIGINAL ADMINISTRATION NUMBER IDENTIFIER
NOT APPLICABLE: CA, DE, MA, MI, MN, NC, NJ, NY, PA
Page 17
Field No.
WCSTAT
Record 1
Class
Position Bytes
AN
A
81-81
82-82
AN
AN
83-104 22
105-105 1
Report the number assigned by NCCI when the Replacement
Report Code (position 105) is “R” and the intent of the insurer
is to replace a previously reported unit report.
8
9
EMPLOYEE LEASING CODE
NOT APPLICABLE: CA, DE, MA, MI, MN, NC, NJ, NY, PA, WI
1
1
Report the code that identifies a unit stat report containing
employee leasing entities.
10
11
Code
Description
E
Employee Leasing Policy
REPLACEMENT REPORT CODE
NOT APPLICABLE: CA, DE, NJ, NY, PA
Report the code that indicates that the USR is replacing a
previously submitted report.
This field must be blank for all reports other than replacement
reports. This may be used for any correction or report level.
Report an “R” to identify a Replacement Report being submitted
to replace a unit report that has a status of accepted, rejected or
failed. A replacement USR may be used instead of a correction
report. Submission of a replacement will delete previously
reported unit statistical reports from the Bureau’s database. N/A:
CA, DE, MI, MN, NC, NCCI, NJ, NY, PA, WI
To identify a replacement report being submitted in response to
an error report, report “R”. N/A: CA, DE, MA, MN, NC, NCCI, NJ,
NY, PA, WI
To identify a replacement report being submitted in response to a
unit report that has been rejected, report “R”. N/A: CA, DE, MA,
MI, NC, NCCI, NJ, NY, PA, WI
This data element is applicable to 1st Reports only, and indicates
that a unit report should “replace” what the NCCI has in its
records. Report an “R” to identify a replacement report being
submitted to NCCI in response to an NCCI URQ Error List, and
the Original Administration Number Identifier position 71–80 must
also be reported; otherwise, leave this field blank. N/A: CA, DE,
MA, MI, MN, NC, NJ, NY, PA, WI
The data provider is to report an “R” in the Replacement Report
Code field to identify the new report as a replacement report
being submitted in response to a unit report previously filed with
NC or WI that has a documented error(s) that requires correction.
The “R” is to be reported for the report that is replacing another
unit report in a “Rejected” status on Manage USR. Replacement
reports can ONLY be filed if the status of the unit report being
replaced on the NC or WI database is “Rejected”. This filing
instruction applies only to carriers approved to file directly with NC
or WI. N/A: CA, DE, MA, MI, MN, NCCI, NJ, NY, PA
Page 18
Field No.
WCSTAT
Record 1
Class
Position Bytes
N
106-112 7
N
113-121 9
A
122-122 1
N
123-128 6
The data provider is to report an "R" in the Replacement Report
Code field to identify the new report previously filed with New
York that has a documented error (s) that requires correction. The
"R" is to be reported for 1st reports only that are replacing another
unit report in a "Rejected or Failed status" on Manage USR. N/A:
CA, DE, MA, MI, MN, NC, NCCI, NJ, PA, WI
12
Code
Description
R
Replaces a previous report due to incorrect value
BUSINESS SEGMENT IDENTIFIER
NOT APPLICABLE: CA, DE, MI, NC, NCCI, NJ, NY, PA, WI
Report the series of identifying codes maintained and
reported by the data provider.
13
THIRD PARTY ENTITY (TPE/TPA/MGA) FEDERAL
EMPLOYER IDENTIFICATION NUMBER (FEIN)
NOT APPLICABLE: DE, MA, MI, NC, NCCI, NJ, NY, PA, WI
Report the number (FEIN) corresponding to the Third Party
Entity (TPE/TPA/MGA) Data Provider.
The use of this field for any TPE/TPA/MGA FEIN Number is at the
discretion of the carrier. N/A: MN
14
CORRECTION TYPE CODE
Report the code that indicates the type of correction report
being submitted.
This field is applicable only to correction reports.
15
Code
Description
A
Loss Record Corrections Due to Aggravated
Inequity N/A: CA, DE, NC, NJ, NY, PA
E
Exposure Record Correction (First Reports Only)
H
Header Record Correction (Including Link Data)
Link data corrections may not reported. N/A: CA, DE,
MA, MI, NC, NCCI, NJ, NY, PA, WI
L
Loss Record Correction Not Due to Aggravated
Inequity
M
Corrections to Multiple Record Types
T
Total Record Correction
STATE EFFECTIVE DATE
NOT APPLICABLE: CA, MI
Report the Endorsement Effective Date if the state coverage
was endorsed mid-term.
Page 19
Field No.
WCSTAT
Record 1
Class
Position Bytes
N
129-137 9
AN
A
138-145 8
146-146 1
A
147-147 1
A
148-148 1
A
149-149 1
Format YYMMDD.
16
FEDERAL EMPLOYER IDENTIFICATION NUMBER (FEIN)
NOT APPLICABLE: NJ
OPTIONAL: CA, MI, MN, NC, NCCI, WI
Report the number of the insured as shown on the policy
Information Page.
The primary FEIN is used when multiple FEIN numbers are on
the policy.
17
18
THREE-YEAR FIXED RATE POLICY INDICATOR
NOT APPLICABLE: CA
Report the applicable indicator code.
19
Code
Description
N
This is not a three-year fixed rate policy.
Y
This is a three-year fixed rate policy.
MULTISTATE POLICY INDICATOR
NOT APPLICABLE: CA
20
Code
Description
N
This is not a multistate policy.
Y
This is a multistate policy.
INTERSTATE RATED POLICY INDICATOR
NOT APPLICABLE: CA
21
Code
Description
N
This is not an interstate rated policy.
Y
This is an interstate rated policy.
ESTIMATED AUDIT CODE
Code
Description
N
This policy does not have an estimated exposure.
U
Uncooperative N/A: MN, NCCI
Y
This policy has an estimated exposure.
Page 20
WCSTAT
Record 1
Field No.
Class
Position Bytes
22
RETROSPECTIVE RATED POLICY INDICATOR
NOT APPLICABLE: CA
A
150-150 1
A
151-151 1
A
152-152 1
A
153-153 1
AN
N
154-156 3
157-158 2
23
Code
Description
N
This is not a retrospective rated policy.
Y
This is a retrospective rated policy.
CANCELLED MID-TERM POLICY INDICATOR
NOT APPLICABLE: CA
24
Code
Description
N
This policy was not cancelled mid-term.
Y
This policy was cancelled mid-term.
MANAGED CARE ORGANIZATION (MCO) POLICY
INDICATOR
NOT APPLICABLE: CA, MA
25
Code
Description
N
This is not a Managed Care Organization (MCO)
policy.
Y
This is a Managed Care Organization (MCO) policy.
CERTIFIED HEALTH CARE NETWORK POLICY INDICATOR
26
27
Code
Description
N
This is not a Certified Health Care Network policy.
Y
This is a Certified Health Care Network policy.
NOT APPLICABLE: NJ
Report the code that indicates the Type of Coverage.
Code
Description
01
Standard Workers Compensation Policy
Page 21
Field No.
28
02
Alternative Workers Compensation Coverage N/A:
CA, DE, MA, MI, MN, NC, NY, PA, WI
03
Group Policy N/A: CA, DE, MA, MI, MN, NC, NY,
PA, WI
04
Reserved for Future Use
05
Large Risk Rated Option / Large Risk Alternative
Rating Option N/A: MI, MN, NC, NCCI, NY
09
Nonstandard Workers Compensation Coverage N/A:
CA, MI, WI
Used only in conjunction with other than Code 01 in
positions 161-162. N/A: CA, MI, WI
10
TYPE OF PLAN ID CODE
NOT APPLICABLE: NJ
WCSTAT
Record 1
Class
Position Bytes
N
159-160 2
N
161-162 2
Report the code that defines the type of plan used to
underwrite the coverage.
29
Code
Description
01
Voluntary Policy
02
Normal Assigned Risk Policy N/A: CA, NY
Includes Texas Employers Rejected Risk Fund.
03
04
05
Assigned Risk Policy Written Under MA Voluntary
Direct Assigned Risk Program N/A: CA, DE, MI,
MN, NC, NCCI, NY, PA, WI
06
07
Assigned Risk Policy Originally Assigned by Another
DCO N/A: CA, DE, MA, MI, MN, NCCI, NY, PA, WI
TYPE OF NON-STANDARD ID CODE
NOT APPLICABLE: NJ
Report the code that indicates the type of workers
compensation policy.
Code
Description
01
Non-Standard Code Does Not Apply
02
Excluding Medical
NCCI, PA, WI
N/A: CA, DE, MA, MI, MN, NC,
Page 22
Field No.
30
31
03
04
05
Excess Policy N/A: CA, DE, MA, MI, MN, NC, NY,
PA, WI
06
Excess Medical N/A: CA, DE, MA, MI, MN, NC,
NCCI, PA, WI
07
08
Coverage Excludes Certain Individuals Listed on
Exclusion Endorsement , such as officers, partners,
sole proprietors or others N/A: CA, MA, MI, MN, NC,
NY, WI
09
Voluntary Coverage Not Mandatory by State Act
N/A: CA, MA, MI, MN, NC, NY, WI
99
Self-Insured Groups N/A: CA, DE, MI, MN, NCCI,
NY, PA, WI
LOSSES SUBJECT TO DEDUCTIBLE CODE
NOT APPLICABLE: MI, NJ, WI
WCSTAT
Record 1
Class
Position Bytes
AN
N
163-164 2
165-166 2
N
167-168 2
Report the code that identifies the losses subject to
deductible.
32
Code
Description
00
No Deductible
01
Medical Losses Only
02
Indemnity Losses Only
03
Medical and Indemnity Losses- Deductible applies
proportionately to the medical and indemnity
portions of the loss.
BASIS OF DEDUCTIBLE CALCULATION CODE
Report the code that identifies the type of deductible being
reported.
Code
Description
00
No Deductible
01
Per Claim Deductible Amount
02
Per Accident Deductible Amount N/A: MA
03
Per Policy Deductible Aggregate Limit N/A: MA
Page 23
Field No.
33
04
Percent of Claim Cost N/A: MA, NC
05
Percent of Premium N/A: MA, NC
06
Coinsurance Only Percent With Per Claim Amount
Limit N/A: MA
07
Coinsurance Percent With Per Claim Deductible
Amount and Coinsurance Limit N/A: MA, NC
08
Coinsurance Percent With Per Accident Deductible
Amount and Coinsurance Limit N/A: MA, NC
09
Per Accident Deductible Amount With Per Policy
Deductible Aggregate Limit
10
Per Claim Deductible Amount With Per Policy
Deductible Aggregate Limit N/A: MN
11
Coinsurance Percent With Per Claim Deductible
Amount Limit With Per Policy Aggregate Limit N/A:
MA, MN, NC
12
Variable -– as per ASWG decision to allow flexibility
for reporting deductible programs not otherwise
defined. N/A: MN, NC, NCCI
13
Negotiated N/A: DE, MA, MN, NC, NY, PA
DEDUCTIBLE PERCENTAGE
NOT APPLICABLE: MA, MI, NC, NJ, WI
WCSTAT
Record 1
Class
Position Bytes
N
169-170 2
N
171-179 9
N
180-188 9
N
189-190 2
Report the whole percentage of the deductible to be paid by
the insured, if applicable, as defined by the deductible
program.
This field is applicable only when the Basis of Deductible
Calculation Code is 04 through 08 or 11.
34
DEDUCTIBLE AMOUNT PER CLAIM/ACCIDENT
Report the loss amount by claim/accident to be paid by the
insured, if applicable, as defined by the deductible program.
35
DEDUCTIBLE AMOUNT - AGGREGATE
Report the maximum loss amount for all claims to be paid by
the insured, if applicable, as defined by the deductible
program.
36
PREVIOUS REPORT LEVEL CODE/REPORT NUMBER
NOT APPLICABLE: MA, MN
Report the report number code that was previously reported.
Page 24
Field No.
WCSTAT
Record 1
Class
Position Bytes
AN
AN
191-191 1
192-192 1
N
193-197 5
AN
198-215 18
N
216-221 6
N
222-223 2
AN
AN
AN
AN
224-230
231-242
243-248
249-249
This field is to be used only when correcting link data.
37
38
PREVIOUS CORRECTION SEQUENCE NUMBER
NOT APPLICABLE: MA, MN, NCCI
Report the correction sequence number that was previously
reported.
39
PREVIOUS CARRIER CODE
NOT APPLICABLE: MN
Report the carrier code that was previously reported.
40
PREVIOUS POLICY NUMBER IDENTIFIER
NOT APPLICABLE: MN
Report the policy number identifier that was previously
reported.
41
PREVIOUS POLICY EFFECTIVE DATE
NOT APPLICABLE: MN
Report the policy effective date that was previously reported.
Format YYMMDD.
42
PREVIOUS EXPOSURE STATE CODE
NOT APPLICABLE: CA, MN, NCCI
Report the exposure state code that was previously reported.
43
44
45
46
RESERVED FOR INSURER USE
RESERVED FOR DCO USE
BEEP EDIT BYPASS CODE
NOT APPLICABLE: MN, NC, NCCI, NJ
Report the code that BEEP (Bureau Entry & Edit Package)
uses to indicate when a unit statistical report has been forced
onto the submission file without passing all of the validations.
Refer to the Statistical Plan of each rating/statistical organization
for use of this code.
7
12
6
1
Page 25
Field No.
47
Code
Description
F
Forced Leave
Report the code that defines the filing format.
Code
Description
A
ASWG Format N/A: CA
E
Expanded ASWG report N/A: DE, MA, MI, MN, NC,
WCSTAT
Record 1
Class
Position Bytes
AN
250-250 1
Page 26
Field No.
WCSTAT
Record 2
Class
Position Bytes
NAME RECORD
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: MA
1-40
40
N
41-41
1
AN
42-120
79
AN
121-250 130
Report “2”.
A Name Record is required for all DCOs. N/A: MA
The Name Record is required for all units reported to NCCI for
Interstate Experience Rating. N/A: CA, DE, MA, MI, MN, NC, NJ,
NY, PA, WI
3
NAME OF INSURED
OPTIONAL: MA
Report the name of the person or business with whom an
insurance contract is made and who is specifically
designated by name in Item 1 of the policy Information Page
or as endorsed.
Only positions 42–91 of the first name record are printed on the
units produced from these DCOs' systems. N/A: CA, DE, MA, MI,
MN, NC, NY, PA, WI
4
Page 27
Field No.
WCSTAT
Record 3
Class
Position Bytes
ADDRESS RECORD
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: CA, DE, MA, MI, MN, NC, NCCI, NJ, NY, PA, WI
1-40
40
N
41-41
1
AN
42-120
79
AN
121-250 130
Report “3”.
3
ADDRESS OF INSURED
OPTIONAL: CA, DE, MA, MI, MN, NC, NCCI, NJ, NY, PA, WI
Report the street address, city, state and zip code of the
insured as shown in Item 1 of the policy Information Page or
as endorsed.
Only positions 42-91 of the address are printed on the units
produced from these DCO's systems. N/A: CA, DE, MA, MI, MN,
NC, NY, PA, WI
4
Page 28
Field No.
WCSTAT
Record 4
Class
Position Bytes
EXPOSURE RECORD
1
LINK DATA
2
RECORD TYPE CODE
Report “4”.
3
4
CLASSIFICATION CODE
Report the code corresponding to the classification assigned
to the insured according to the rules of the manual for
Workers Compensation or the statistical code defined by the
DCOs.
1-40
40
N
41-41
1
AN
N
42-42
43-46
1
4
AN
N
47-50
51-54
4
4
N
55-60
6
There cannot be more than one exposure record per unit for any
classification code with the same manual/charged rate,
experience modification, rate effective date, exposure coverage
code and experience modification effective date. N/A: CA, MI,
NC, NCCI, NY
There cannot be more than one exposure record per unit for any
classification code with the same rate effective date, exposure
act/exposure coverage code and experience modification
effective date. N/A: CA, DE, MA, MI, MN, NC, NJ, NY, PA, WI
Texas – There cannot be more than one exposure record per unit
for any classification code with the same manual/charged rate,
rate effective date, exposure act/exposure coverage code and
experience modification effective date. N/A: CA, DE, MA, MI, MN,
NC, NJ, NY, PA, WI
5
6
EXPERIENCE MODIFICATION FACTOR
Report the factor based on the past experience of the insured
that is used to modify an insured’s premium.
Multiple experience modification factors may apply.
Enter the experience modification factor that applies to the
exposure reported in this detail record.
For nonrated exposures, report "0000".
If a change in experience modification factor occurs subsequent
to the policy effective date due to an Anniversary Rating Date
change, the payrolls, authorized rates, and corresponding
premiums must be split.
There is an assumed decimal point between positions 51 and 52.
7
EXPERIENCE MODIFICATION EFFECTIVE DATE
Page 29
Field No.
WCSTAT
Record 4
Class
Position Bytes
N
61-66
6
N
67-76
10
Report the effective date of the applicable experience
modification.
Refer to specific DCO for requirements.
This field is required on all exposure records.
The Experience Modification Effective Date for the first period of a
split USR (Split Period Code 0), must be prior to the policy
effective date. The Experience Modification Effective Date for the
second period of a split USR (Split Period Code 1), must be
greater than the policy effective date and less than the policy
expiration date. N/A: CA, DE, MA, MI, MN, NC, NCCI, NY, PA, WI
Format YYMMDD.
8
RATE EFFECTIVE DATE
Report the effective date of the applicable rate.
This field is required on all exposure records.
The effective date of the rate change will not always be equal to
the policy effective date. This may result in the rate effective date
reported being greater than or less than the policy effective date.
Refer to specific DCO for requirements and the notes shown for
this field.
The date reported must be prior or on the effective date of the
policy. No midterm rate adjustments are allowed. N/A: CA, DE,
MA, MI, NC, NCCI, NJ, NY, PA, WI
The date reported must be equal to the experience modification
effective date of each split period. N/A: CA, MA, MI, MN, NC,
NCCI, NY, WI
The Rate Effective Date for the first period of a split USR (Split
Period Code 0), must be prior to the policy effective date. The
Rate Effective Date for the second period of a split USR (Split
Period Code 1), must be greater than the policy effective date and
less than the policy expiration date. N/A: CA, DE, MA, MI, MN,
NC, NCCI, NY, PA, WI
Format YYMMDD.
9
EXPOSURE AMOUNT
Report the amount that represents the basis for determining
premium on a per classification level.
Exposure amount is normally on a payroll basis. Exceptions
include per capita, seat surcharge, etc.
Refer to Statistical Plans for classification code exceptions.
For Payroll Exposure Amount, report the entire whole dollar
exposure amount for each classification assigned to the policy to
the nearest whole dollar amount.
For Non-Payroll Exposure, report non-payroll exposure amounts
Page 30
Field No.
WCSTAT
Record 4
Class
Position Bytes
N
77-85
9
N
86-92
7
N
93-93
1
to the nearest tenth of a unit, omitting the decimal point.
For non-payroll exposure amounts, there is an assumed decimal
point between positions 75 and 76.
10
PREMIUM AMOUNT
NOT APPLICABLE: CA
Report the premium amount corresponding to each
classification.
The premium amount for payroll classes is the result of
multiplying the exposure by the manual/charged rate divided by
100.
Enter the premium amount developed by extension of payroll or
other exposure amount at the authorized rate to the nearest
whole dollar.
For non-exposure classifications the premium is defined by the
classification/statistical code. For other than payroll exposure
classifications the premium is the exposure amount times the
manual/charged rate.
11
MANUAL/CHARGED RATE
NOT APPLICABLE: CA
Report the charge per unit of exposure for each
classification.
Please contact the DCO for instructions for this field.
There is an assumed decimal point between positions 89 and 90.
12
SPLIT PERIOD CODE
Report the code used to indicate change in manual/charged
rates or modification factors during life of policy.
For policies with no change in manual/charged rates or
modification factors, enter "0".
For policies with changes in manual/charged rates or modification
factors, report “0” for the first period, “1” for the second period, “2”
for the third period, etc., through “9”.
Code
Description
0
First Period
1
Second Period
2
Third Period N/A: NJ
3
Fourth Period N/A: NJ
4
Fifth Period N/A: NJ
5
Sixth Period N/A: NJ
Page 31
Field No.
13
14
6
Seventh Period N/A: NJ
7
Eighth Period N/A: NJ
8
Ninth Period N/A: NJ
RATING TIER ID CODE
WCSTAT
Record 4
Class
Position Bytes
AN
N
94-110 17
111-112 2
AN
A
113-120 8
121-121 1
AN
N
122-122 1
123-124 2
Report the appropriate rating tier ID code (RTI) on all
classification codes for policies with an effective date of
09/01/92 and after.
15
16
UPDATE TYPE CODE
Report the code that identifies the activity of an exposure
record.
Method 1 uses Codes P and R and is applicable to all DCOs.
Method 2 uses Codes A, C and D and is offered by some DCOs
as an optional reporting method.
On original first reports, this field is always R or A.
17
18
Code
Description
A
Add Record N/A: DE, MA, MI, MN, NC, NY, PA, WI
C
Change Record N/A: DE, MA, MI, MN, NC, NY, PA,
WI
D
Delete Record N/A: DE, MA, MI, MN, NC, NY, PA,
WI
P
Previously Reported
R
Revised
EXPOSURE ACT/ EXPOSURE COVERAGE CODE
Report the code that indicates the Act (Law) under which the
exposure for the class record is associated.
An exposure act/exposure coverage code is required for all
exposure records. Statistical codes can be coded to 00, or the Act
(Law) governing the policy.
Code
Description
00
For Use with Statistical Codes
01
State Act or Federal Act Excluding USL&HW and
Federal Mine Safety and Health Act
02
USL&HW “F” or USL&HW Coverage on Non-F-
Page 32
Field No.
WCSTAT
Record 4
Class
Position Bytes
AN
125-250 126
Classes
03
Federal Mine Safety and Health Act Only N/A: CA,
DE, MA, MI, MN, NC, NJ, NY
04
Federal Mine Safety and Health Act and/or the State
Act N/A: CA, DE, MA, MI, MN, NC, NJ, NY
05
Oil and Other Minerals Over Water N/A: CA, DE,
For NCCI, this code is required for Texas only.
06
Excluding Medical N/A: CA, DE, MA, MI, MN, NC,
NJ, NY, PA, WI
07
Excess Benefits Coverage N/A: CA, DE, MA, MI,
MN, NC, NJ, NY, PA, WI
08
Coverage Under USL&HW Act for Oil, Gas or Other
Mineral Operations on or Over Water N/A: CA, DE,
Coverage for benefits paid under the United States
Longshore and Harbor Workers’ Compensation Act or
extension of the USL&HW Act.
19
09
Endorsed Maritime Coverage N/A: CA, DE, MA, MI,
MN, NC, NJ, NY, PA, WI
10
Voluntary Compensation Coverage N/A: CA, MA,
MI, MN, NC, NCCI, NJ, NY, WI
11
Page 33
Field No.
WCSTAT
Record 5
Class
Position Bytes
LOSS RECORD
1
LINK DATA
1-40
40
2
RECORD TYPE CODE
Report “5”.
N
41-41
1
3
4
CLASSIFICATION CODE
Report the appropriate code where the payroll or other
exposure amount of the claimant was reported.
AN
N
42-42
43-46
1
4
5
6
CLAIM COUNT
Report the number of claims reported as a grouped loss, or
as defined by the respective statistical plan.
AN
N
47-50
51-54
4
4
N
55-60
6
AN
61-72
12
N
73-73
1
Individually listed claims are reported as either “0001” or “0000”.
Must be"0001" for individually listed claims (Claim Number and
Accident Date reported). N/A: CA, MA, MI, NC, NY, PA
Grouped claims reporting will no longer be accepted. Refer to the
appropriate DCO for effective dates.
7
ACCIDENT DATE
Report the date on which the injury occurred.
This field applies only to individually listed losses.
Format YYMMDD.
8
CLAIM NUMBER
Report the number that uniquely identifies the claim.
The complete claim number must remain the same throughout
the life of the claim.
Claim number is not reported if the insurer elects the claim
grouping option.
Do not include embedded blanks or marks of punctuation.
Claim number of every individually listed loss must be reported as
right-justified and with leading blanks if claim number is less than
12 positions.
9
CLAIM/STATUS CODE
Report the code that indicates the status of the claim.
Page 34
Field No.
10
Code
Description
0
Open Claim
1
Closed Claim
2
Reopened Claim N/A: CA, DE, MA, MI, NJ, PA, WI
3
Resolved Claim N/A: DE, MA, MI, MN, NC, NCCI,
NJ, NY, PA, WI
4
Open Claim—Payment not made or initiated N/A:
CA, DE, MA, MN, NC, NCCI, NJ, NY, PA, WI
5
Became Medical Only N/A: CA, DE, MA, MI, MN,
NC, NCCI, NJ, NY, PA, WI
This code is not used in this specification.
WEEKLY WAGE AMOUNT
NOT APPLICABLE: MA, MI, MN, NC, NCCI, WI
OPTIONAL: NJ
WCSTAT
Record 5
Class
Position Bytes
N
74-78
5
N
79-80
2
N
81-82
2
Report the actual weekly wage amount at the date of injury
upon which the indemnity benefits are based. (Not the
maximum or minimum weekly earnings specified in the state
law).
11
12
Report the code that identifies under which provision of the
law benefits are paid or expected to be paid.
Code
Description
01
Death
02
Permanent Total Disability
03
Major Permanent Partial Disability N/A: DE, MA,
04
Minor Permanent Partial Disability N/A: DE, MA,
05
Temporary Total or Temporary Partial Disability
06
Medical Claims Only
07
Contract Medical or Hospital Allowance N/A: DE,
MA, NJ, PA, WI
08
Compromised Death N/A: DE, MA, MI, MN, NC,
09
Permanent Partial Disability N/A: CA, MI, NJ
CATASTROPHE NUMBER
Report the number used for reporting all claims (two or more)
Page 35
Field No.
WCSTAT
Record 5
Class
Position Bytes
N
83-91
9
N
92-100
9
resulting from one accident.
Refer to the Statistical Plan for exact criteria used in the reporting
of catastrophe losses.
If there is more than one catastrophe under the policy, each
succeeding catastrophe number should be designated by means
of a separate sequential number, “02”, “03”, etc., up to and
including “10”.
After number “10” is assigned the next number in the sequence
will reprocess to number “01”. Numbers “11” through “99” are
reserved for ISO assigned catastrophe codes. A separate series
of catastrophe numbers, beginning with “01”, shall be used for
each policy. Each succeeding catastrophe number shall be
increased by one.
13
Report the amount of incurred indemnity, including all paid
and outstanding reserve benefits due to an employee’s lost
wages or inability to work including compensation paid to the
deceased prior to death, burial expenses, claimant’s attorney
fees, vocational rehabilitation benefits, payments to the state
and employers’ liability losses and expenses as of the loss
valuation date.
Allocated Loss Adjustment Expenses for other than employer’s
liability coverage must be excluded from indemnity loss amounts.
Vocational rehabilitation benefits are to be reported as incurred
medical. N/A: CA, DE, MA, MN, NC, NCCI, NJ, NY, PA, WI
14
Report the amount of incurred medical, including all paid and
outstanding reserve benefits as of the loss valuation date.
15
N
The Social Security Number is no longer required or captured.
This field will be considered dormant but will retain its defined
numeric format in lieu of being changed to a “Reserved for Future
Use”.
101-109 9
16
17
AN
CASE NUMBER ASSIGNED BY STATE
AN
NOT APPLICABLE: CA, DE, MA, MI, MN, NC, NCCI, NJ, PA, WI
110-111 2
112-120 9
Report the number assigned by the New York State Workers
Compensation Board that uniquely identifies this claim.
The letters “I” or “O” are invalid characters.
18
UPDATE TYPE CODE
Report the code that identifies the activity of a loss record.
A
Method 1 uses Codes P and R and is applicable to all DCOs.
121-121 1
Page 36
Field No.
WCSTAT
Record 5
Class
Position Bytes
AN
N
122-122 1
123-124 2
N
125-126 2
Method 2 uses Codes A, C and D and is offered by some DCOs
as an optional reporting method.
On original first reports, this field is always "R" or "A".
19
20
Code
Description
A
Add Record N/A: DE, MA, MI, MN, NC, NY, PA, WI
C
Change Record N/A: DE, MA, MI, MN, NC, NY, PA,
WI
D
Delete Record N/A: DE, MA, MI, MN, NC, NY, PA,
WI
P
Previously Reported
R
Revised
Report the code that identifies the basis of liability for the
claim.
Code
Description
00
Reserved For Future Use
01
02
USL&HW “F” Coverage or USL&HW Coverage on
Non-F-Classes
03
DE, MA, MI, MN, NC, NJ, NY, PA
04
Act N/A: CA, DE, MA, MI, MN, NC, NJ, NY, PA
05
08
Coverage Under USL&HW Act for Oil, Gas, or Other
21
TYPE OF LOSS CODE
Report the code that identifies the circumstances of the
injury.
Page 37
Field No.
22
23
24
Code
Description
01
Trauma
02
Occupational Disease
03
Cumulative Injury Other Than Disease
Report the code that corresponds to the type of recovery
received or anticipated.
Code
Description
01
No Recovery
02
Second Injury Fund Only N/A: CA
03
Subrogation Only (Third Party)
04
Subrogation with Second Injury Fund (Third Party)
N/A: CA
05
Joint Coverage - Without Subrogation N/A: DE, MA,
MI, MN, NCCI, NJ, NY, PA, WI
06
Joint Coverage - With Subrogation N/A: DE, MA, MI,
MN, NCCI, NJ, NY, PA, WI
TYPE OF CLAIM CODE
Report the code that corresponds to the type of claim.
Code
Description
01
Workers Compensation Only
02
Employers Liability Only N/A: WI
03
Workers Compensation Including Employers
Liability
04
Liability Over N/A: CA, DE, MA, PA, WI
05
Excess Benefits N/A: CA, DE, MA, MI, MN, NC, NJ,
NY, PA, WI
06
Excess Special Compensation N/A: CA, DE, MA,
MI, MN, NC, NJ, NY, PA, WI
Report the code that identifies the certain claim settlement
situations for the claim.
Code
Description
00
Claim Not Subject to Settlement
01
Noncompensable, Previously Alleged N/A: DE, MA,
WCSTAT
Record 5
Class
Position Bytes
N
127-128 2
N
129-130 2
N
131-132 2
Page 38
Field No.
WCSTAT
Record 5
Class
Position Bytes
MI, MN, NC, NCCI, NJ, NY, PA, WI
25
02
03
Stipulated Award (Insurer/Claimant Settlement) N/A:
MA
04
Findings and Award (Judicial Award) N/A: MA, NY
05
Dismissal or Take Nothing (Noncompensable)
06
Compromise Settlement N/A: MA, NY
07
No Safety Devices N/A: CA, DE, MA, MI, MN, NC,
NJ, NY, PA, WI
08
Exemplary Damages N/A: CA, DE, MA, MI, MN, NC,
NJ, NY, PA, WI
09
All Other Settlements N/A: NJ
10
Aggravation of Prior Work Related Injuries N/A: CA,
DE, MA, MI, MN, NC, NJ, NY, PA, WI
TOTAL INCURRED VOCATIONAL REHABILITATION AMOUNT N
NOT APPLICABLE: DE, MA, MI, MN, NC, NCCI, NJ, NY, PA, WI
133-139 7
Report the amount of incurred cost of all supplemental job
displacement benefits issued in the form of vouchers as well
as any additional vocational rehabilitation-type benefits
(including those provided on a voluntary basis).
See the California Workers’ Compensation Uniform Statistical
Reporting Plan—1995 (USRP) Part 4, Section II, Definitions, for
the definition of “Supplemental Job Displacement Benefit
Voucher(s)".
26
Report the state code of the governing jurisdiction that will
administer the claim and whose statutes will apply to the
claim adjustment process when that state code is different
from the exposure state code
N
140-141 2
27
NOT APPLICABLE: CA, MA
N
142-143 2
Report the code that corresponds to the type of organization
which will administer the applicable medical losses of this
claim.
Code
Description
00
The claim is not administered by an
approved/certified Managed Care Organization.
01
The claim’s medical losses are administered by an
approved/certified Managed Care Organization not
specifically identified by Codes 02–06. N/A: MA
Page 39
Field No.
28
02
The claim’s medical losses are administered by a
Health Maintenance Organization. N/A: MI, MN,
NJ, NY
03
Preferred Provider Organization. N/A: MI, MN, NJ
04
Exclusive Provider Organization. N/A: MA, MI, MN,
NJ, NY
05
Independent Practice Association. N/A: MA, MI,
MN, NJ, NY
06
The claim is totally or partially covered by a
Managed Care Organization under a Contract
Medical agreement. N/A: DE, MA, MN, NJ, NY, PA,
WI
The medical care provider will directly treat injured
workers for a predetermined fee and amount of time.
07
The claim's medical losses are administered by a
Certified Health Care Network N/A: DE, MA, MI, MN,
NC, NJ, NY, PA, WI
PART OF BODY CODE
Report the code that identifies the injured body part for a
given claim.
WCSTAT
Record 5
Class
Position Bytes
N
144-145 2
N
146-147 2
N
148-149 2
AN
150-167 18
A
168-168 1
Refer to Statistical Plan for applicable codes.
The expanded Part of Body codes provide additional codes, as
requested by IAIABC, for exclusive use in reporting SROI only.
The expanded Part of Body codes are to be reported in the SROI
Permanent Impairment Body Part Code data element.
29
Report the code that represents the nature of injury for a
given claim.
30
Report the code that represents the cause of injury for a
given claim.
31
OCCUPATION DESCRIPTION
NOT APPLICABLE: MI, MN, NY, WI
OPTIONAL: CA, MA, NCCI
Report a narrative description of the regular occupation of the
injured worker.
32
VOCATIONAL REHABILITATION INDICATOR
Page 40
Field No.
WCSTAT
Record 5
Class
Position Bytes
A
169-169 1
N
170-171 2
AN
N
172-173 2
174-182 9
NOT APPLICABLE: NJ, NY
This indicator identifies the inclusion of vocational rehabilitation
costs in the losses.
These costs may include supplemental job displacement benefits
issued in the form of vouchers. See the California Workers’
Compensation Uniform Statistical Reporting Plan—1995 (USRP)
Part 4, Section II, Definitions, for the definition of “Supplemental
Job Displacement Benefit Voucher(s).” N/A: DE, MA, MI, MN,
NC, NCCI, PA, WI
33
Code
Description
N
Claim does not include Vocational Rehabilitation
costs
Y
Claim includes Vocational Rehabilitation costs
LUMP SUM INDICATOR
NOT APPLICABLE: CA, MN, NJ
OPTIONAL: NC
This indicator identifies whether the claim is settled by a lump
sum amount.
34
Code
Description
N
Claim has not been settled by an agreement to a
lump sum amount
Y
Claim has been settled by an agreement to a lump
sum amount
NOT APPLICABLE: MA, MN, NJ, WI
Report the code that identifies the involvement of fraud in the
claim.
35
36
Code
Description
00
Not Fraudulent
01
Partially Fraudulent N/A: MI, NCCI
02
Fully Fraudulent N/A: CA
NOT APPLICABLE: MI
Report the amount of paid indemnity for the claim as of the
Page 41
Field No.
WCSTAT
Record 5
Class
Position Bytes
N
183-191 9
N
192-200 9
N
201-209 9
N
210-218 9
N
219-227 9
loss valuation date.
These losses consist of all paid benefits due to an employee’s
lost wages or inability to work, including compensation paid to a
deceased prior to death, burial expense, claimant’s attorney fees,
vocational rehabilitation benefits, payments to the state and
employers liability losses and expenses.
ALAE for other than employers liability coverage must be
excluded from indemnity losses.
37
PAID MEDICAL AMOUNT
NOT APPLICABLE: MI
Report the amount of medical losses paid for the claim as of
the loss valuation date.
38
NOT APPLICABLE: CA, MI, MN, NY, WI
OPTIONAL: DE, NC, PA
Report the amount paid plus outstanding reserves for
claimant’s legal representation during the settlement of the
claim as of the loss valuation date.
For NCCI, this field is required for Florida only; optional for all
other jurisdictions. N/A: CA, DE, MA, MI, MN, NC, NJ, NY, PA, WI
39
OPTIONAL: NC, NJ
Report the amount that represents the paid plus outstanding
reserves for employer’s legal representation during the
settlement of the claim as of the loss valuation date.
40
DEDUCTIBLE REIMBURSEMENT AMOUNT
Report the amount of reimbursement received by the insurer
by which the reported gross loss is to be reduced in order to
conform to state requirements for net experience rating.
If experience rating is to be calculated on gross losses, enter
zeros.
41
Report the gross incurred only for subrogation, partially
fraudulent, joint coverage, and compromised death claims.
Refer to the California Statistical Plan for gross amounts to be
Page 42
Field No.
WCSTAT
Record 5
Class
Position Bytes
AN
N
228-229 2
230-238 9
N
239-247 9
N
248-250 3
reported on each of these types of claims.
This amount is not reduced by subrogation received.
42
43
AMOUNT
NOT APPLICABLE: MI, MN
Report the amount of loss adjustment expense allocated and
paid by an insurance company when handling a claim as of
44
(ALAE) AMOUNT
NOT APPLICABLE: CA, MA, MI, MN
OPTIONAL: DE, NC, NCCI, NJ, NY, PA, WI
Report the amount of loss adjustment expense allocated and
paid or reserved by an insurance company when handling a
claim as of the loss valuation date.
45
Report the permanent disability rating upon which the claim
has been adjudicated.
If the claim has not been adjudicated, the insurer’s best estimate
of the permanent disability rating shall be reported.
Enter the nearest whole percentage.
Page 43
Field No.
WCSTAT
Record 6
Class
Position Bytes
UNIT TOTAL RECORD
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: MA, NCCI
1-40
40
N
41-41
1
N
42-52
11
AN
N
53-62
63-72
10
10
N
73-83
11
Report “6”.
3
EXPOSURE - PAYROLL TOTAL
OPTIONAL: MA, NCCI
Report the sum of all dollar value exposures to be included in
standard exposure.
For 1st Reports, report the sum of all payroll exposure amounts to
be included in standard exposure, with the exception of dollars
attributed to non-ratable, occupational disease and catastrophe
reserve classes where applicable and non-payroll amounts.
For Exposure Correction Reports, report the revised exposure
payroll total.
For Subsequent Reports and/or Loss Correction Report, report
zeros.
4
5
SUBJECT PREMIUM TOTAL
NOT APPLICABLE: CA
OPTIONAL: MA, NCCI
Report the sum of premium amounts subject to experience
modification.
The Subject Premium Total is required for all 1st Reports and
Exposure Correction Reports.
For 1st Reports, report the sum of premium amounts subject to
experience modification prior to the application of the modification
factor.
For Exposure Correction Reports, report the revised subject
premium total.
For Subsequent Reports and/or Loss Correction Reports, report
zeros.
6
STANDARD PREMIUM TOTAL
OPTIONAL: MA, NCCI
Page 44
Field No.
WCSTAT
Record 6
Class
Position Bytes
N
84-88
5
N
89-98
10
N
99-108
10
Report the sum of all premium dollars, both subject and not
subject to modification, which are to be included in standard
premium.
The premium discount (0063/0064) and the expense constant
(0900), if applicable, will not be reflected in any premium totals,
but will be reported as a detail item as per the Statistical Plan.
N/A: CA
This field shall be used to report final premium. Final premium is
to be reported as defined in the California Workers Compensation
Uniform Statistical Reporting Plan - 1995. Premium discount and
expense constant should be reflected in Final Premium. N/A: DE,
MA, MI, MN, NC, NCCI, NJ, NY, PA, WI
For 1st Reports, report the sum of all premium dollars, both
subject to modification and not subject to modification, which are
to be included in standard premium.
For Exposure Correction Reports, report the revised standard
premium total.
zeros.
7
CLAIM COUNT TOTAL
OPTIONAL: MA, NCCI
Report the total number of claims reported for the state within
the policy.
For 1st Reports, report individually listed claims as one claim.
For Exposure Correction Reports, report zeros.
the revised number of claims.
8
INCURRED INDEMNITY AMOUNT TOTAL
OPTIONAL: MA, NCCI
Report the total of the incurred indemnity amounts for the
state within the policy.
For 1st Reports, report the total of the incurred indemnity
amounts on this report.
the revised incurred indemnity total.
9
INCURRED MEDICAL AMOUNT TOTAL
OPTIONAL: MA, NCCI
Report the total of the incurred medical amounts reported for
the state within the policy.
Page 45
Field No.
WCSTAT
Record 6
Class
Position Bytes
N
109-113 5
For 1st Reports, report the total of the incurred medical amounts
on this report.
the revised incurred medical total.
10
RECORDS IN UNIT REPORT TOTAL
OPTIONAL: MA, NCCI
Report the total number of records including the unit total
record reported for this unit report, excluding any ICR
records.
For example, 1 header, 1 name, 1 address, 1 exposure, 10 losses
and 1 unit total equals 15 records.
For Exposure Correction reports, this field must be zero-filled
when Position 114 is “1” (Totals as previously reported). This field
must contain the actual number of records which comprise the
Exposure Correction Report when Position 114 is “0” (Revised
Totals). N/A: CA, DE, MA, MI, MN, NC, NJ, NY, PA, WI
11
PREVIOUSLY REPORTED CODE
N
114-114 1
12
13
PAID INDEMNITY AMOUNT TOTAL
OPTIONAL: MA
AN
N
115-122 8
123-132 10
N
133-142 10
CLAIMANT'S ATTORNEY FEES INCURRED AMOUNT TOTAL N
OPTIONAL: DE, MA, NC, PA
143-152 10
Report the total of the paid indemnity amounts reported for
the state within the policy.
In the case of corrections and subsequent reports, this must be
the revised total.
14
PAID MEDICAL AMOUNT TOTAL
OPTIONAL: MA
Report the total of the paid medical amounts reported for the
state within the policy.
the revised total.
15
Report the total of the incurred claimant’s attorney fees
reported for the state within the policy.
Page 46
Field No.
WCSTAT
Record 6
Class
Position Bytes
the revised total.
16
EMPLOYER'S ATTORNEY FEES INCURRED AMOUNT TOTAL N
OPTIONAL: MA, NC, NCCI, NJ
153-162 10
Report the total of the incurred employer’s attorney fees
reported for the state within the policy.
the revised total.
other jurisdictions. N/A: DE, MA, NC, NJ, PA
17
AMOUNT TOTAL
NOT APPLICABLE: CA, MI, MN
OPTIONAL: MA
N
163-172 10
N
173-182 10
AN
183-250 68
Report the total of the paid ALAE reported for the state within
the policy.
the revised total.
18
(ALAE) AMOUNT TOTAL
NOT APPLICABLE: CA, MA, MI, MN
OPTIONAL: DE, NC, NCCI, NJ, NY, PA, WI
Report the total of the incurred ALAE reported for the state
within the policy.
the revised total.
19
Page 47
Field No.
WCSTAT
Record 7-A
Class
Position Bytes
ICR RECORD 7-A
1
LINK DATA
2
RECORD TYPE CODE
NOT APPLICABLE: CA, MA, MI, MN, NC, WI
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-56
2
Report "7".
3
OPTIONAL: NCCI
Report “A”.
4
CLAIM NUMBER
NOT APPLICABLE: CA, MA, MI, MN, NC, NY, WI
OPTIONAL: NCCI
grouping option.
12 positions.
5
RESERVE TYPE CODE
OPTIONAL: NCCI
Report the code that identifies the type of reserve for this
claim.
Code
Description
00
Standard Reserve
01
Stacked Estimate
02
Volunteer
03
Questionable Compensability
Page 48
Field No.
6
04
Second Injury Fund Involvement
05
Partial Dependency
06
Still Exposed
07
Last Exposed
08
Stacked Award
09
Other Pension Value N/A: DE, NJ, PA
10
Other Age Accrual N/A: DE, NJ, PA
11
Hunter Claim Offset N/A: DE, NJ, PA
12
Expected Early Termination or Settlement of
Benefits N/A: DE, NJ, PA
13
Expected Extension of Benefits for Minor Beneficiary
N/A: DE, PA
14
Death Claim Without Apparent Beneficiaries N/A:
DE, PA
15
Expected Recovery N/A: DE, NJ, PA
16
17
Permanent Total Claim weighted with surviving
spouse. N/A: DE, NJ, NY, PA
99
All Other Situations Impacting Pension Reserve
N/A: DE, NJ, PA
YEAR LAST EXPOSED
OPTIONAL: NCCI
WCSTAT
Record 7-A
Class
Position Bytes
N
57-60
4
AN
N
61-68
69-72
8
4
AN
N
73-73
74-75
1
2
Report the last year the injured worker was in contact with
the hazard or was engaged in the repetitive activity that
caused the injury.
Format YYYY.
7
8
CLASSIFICATION CODE
OPTIONAL: NCCI
Report the code corresponding to the classification assigned
to the insured according to the rules of the manual for
workers compensation or the statistical code defined by the
jurisdiction.
9
10
Page 49
Field No.
WCSTAT
Record 7-A
Class
Position Bytes
AN
N
76-77
78-78
2
1
A
79-79
1
OPTIONAL: NCCI
Report the code that identifies under which provision of the
law benefits are paid or expected to be paid.
11
12
Code
Description
01
Death
02
Permanent Total Disability
03
Major Permanent Partial Disability N/A: DE, MA,
04
Minor Permanent Partial Disability N/A: DE, MA,
05
Temporary Total or Temporary Partial Disability
06
Medical Claims Only
07
Contract Medical or Hospital Allowance N/A: DE,
MA, NJ, PA, WI
08
Compromised Death N/A: DE, MA, MI, MN, NC,
09
Permanent Partial Disability N/A: CA, MI, NJ
TRANSACTION TYPE CODE
OPTIONAL: NCCI
Report the code that identifies an ICR as an original report,
subsequent, or correction report requested by the DCO or
initiated by the carrier.
13
Code
Description
1
Initial Report
2
Subsequent Report
3
Revised Report (DCO Initiated)
4
Correction Report (Insurer Initiated)
WORKER’S SEX CODE
OPTIONAL: NCCI
Report the gender of the injured worker.
Code
Description
Page 50
Field No.
14
F
Female
M
Male
ACCIDENT DATE
OPTIONAL: NCCI
WCSTAT
Record 7-A
Class
Position Bytes
N
80-85
6
N
86-91
6
N
92-97
6
N
98-103
6
AN
N
104-109 6
110-113 4
AN
N
114-118 5
119-119 1
Report the date on which the injury occurred.
Format YYMMDD.
15
DECEASED DATE
OPTIONAL: NCCI
Report the date on which the worker died.
Format YYMMDD.
16
REPORTED DATE
OPTIONAL: NCCI
Report the date on which the claim was reported to the
insurer.
Format YYMMDD.
17
BIRTH DATE
OPTIONAL: NCCI
Report the date on which the injured worker was born.
Format YYMMDD.
18
19
CLOSED DATE
OPTIONAL: NCCI
Report the year and month on which the claim was closed in
the insurer’s statistical/accounting system.
Format YYMM.
20
21
CLAIM/STATUS CODE
OPTIONAL: NCCI
Report the code that indicates the status of the claim.
Page 51
Field No.
22
23
Code
Description
0
Open Claim
1
Closed Claim
2
Reopened Claim N/A: CA, DE, MA, MI, NJ, PA, WI
3
Resolved Claim N/A: DE, MA, MI, MN, NC, NCCI,
NJ, NY, PA, WI
4
Open Claim—Payment not made or initiated N/A:
CA, DE, MA, MN, NC, NCCI, NJ, NY, PA, WI
5
Became Medical Only N/A: CA, DE, MA, MI, MN,
NC, NCCI, NJ, NY, PA, WI
This code is not used in this specification.
OPTIONAL: NCCI
WCSTAT
Record 7-A
Class
Position Bytes
AN
N
120-122 3
123-124 2
N
125-126 2
Report the code that identifies the basis of liability for the
claim.
Code
Description
00
01
02
USL&HW “F” Coverage or USL&HW Coverage on
Non-F-Classes
03
DE, MA, MI, MN, NC, NJ, NY, PA
04
Act N/A: CA, DE, MA, MI, MN, NC, NJ, NY, PA
05
08
Coverage Under USL&HW Act for Oil, Gas, or Other
24
TYPE OF LOSS CODE
Page 52
Field No.
WCSTAT
Record 7-A
Class
Position Bytes
N
127-128 2
N
129-130 2
OPTIONAL: NCCI
Report the code that identifies the circumstances of the
injury.
25
Code
Description
01
Trauma
02
Occupational Disease
03
Cumulative Injury Other Than Disease
OPTIONAL: NCCI
Report the code that corresponds to the type of recovery
received or anticipated.
26
Code
Description
01
No Recovery
02
Second Injury Fund Only N/A: CA
03
Subrogation Only (Third Party)
04
Subrogation with Second Injury Fund (Third Party)
N/A: CA
05
Joint Coverage - Without Subrogation N/A: DE, MA,
MI, MN, NCCI, NJ, NY, PA, WI
06
Joint Coverage - With Subrogation N/A: DE, MA, MI,
MN, NCCI, NJ, NY, PA, WI
TYPE OF CLAIM CODE
OPTIONAL: NCCI
Report the code that corresponds to the type of claim.
Code
Description
01
Workers Compensation Only
02
Employers Liability Only N/A: WI
03
Workers Compensation Including Employers
Liability
04
Liability Over N/A: CA, DE, MA, PA, WI
05
Excess Benefits N/A: CA, DE, MA, MI, MN, NC, NJ,
NY, PA, WI
Page 53
Field No.
06
27
WCSTAT
Record 7-A
Class
Position Bytes
N
131-132 2
AN
N
133-139 7
140-141 2
N
142-143 2
Excess Special Compensation N/A: CA, DE, MA,
MI, MN, NC, NJ, NY, PA, WI
OPTIONAL: NCCI
Report the code that identifies the certain claim settlement
situations for the claim.
28
29
Code
Description
00
Claim Not Subject to Settlement
01
Noncompensable, Previously Alleged N/A: DE, MA,
MI, MN, NC, NCCI, NJ, NY, PA, WI
02
03
Stipulated Award (Insurer/Claimant Settlement) N/A:
MA
04
Findings and Award (Judicial Award) N/A: MA, NY
05
Dismissal or Take Nothing (Noncompensable)
06
Compromise Settlement N/A: MA, NY
07
No Safety Devices N/A: CA, DE, MA, MI, MN, NC,
NJ, NY, PA, WI
08
Exemplary Damages N/A: CA, DE, MA, MI, MN, NC,
NJ, NY, PA, WI
09
All Other Settlements N/A: NJ
10
Aggravation of Prior Work Related Injuries N/A: CA,
DE, MA, MI, MN, NC, NJ, NY, PA, WI
OPTIONAL: NCCI
Report the state code of the governing jurisdiction that will
administer the claim and whose statutes will apply to the
claim adjustment process when that state is different from the
exposure state.
30
OPTIONAL: NCCI
Report the code that corresponds to the type of organization
which will administer the applicable medical losses of this
claim.
Page 54
Field No.
31
Code
Description
00
The claim is not administered by an
approved/certified Managed Care Organization.
01
approved/certified Managed Care Organization not
specifically identified by Codes 02–06. N/A: MA
02
Health Maintenance Organization. N/A: MI, MN,
NJ, NY
03
Preferred Provider Organization. N/A: MI, MN, NJ
04
Exclusive Provider Organization. N/A: MA, MI, MN,
NJ, NY
05
Independent Practice Association. N/A: MA, MI,
MN, NJ, NY
06
The claim is totally or partially covered by a
Managed Care Organization under a Contract
Medical agreement. N/A: DE, MA, MN, NJ, NY, PA,
WI
The medical care provider will directly treat injured
workers for a predetermined fee and amount of time.
07
The claim's medical losses are administered by a
Certified Health Care Network N/A: DE, MA, MI, MN,
NC, NJ, NY, PA, WI
LUMP SUM INDICATOR
NOT APPLICABLE: CA, MA, MI, MN, NC, NJ, NY, WI
OPTIONAL: NCCI
WCSTAT
Record 7-A
Class
Position Bytes
A
144-144 1
N
145-146 2
32
Code
Description
N
Claim has not been settled by an agreement to a
lump sum amount
Y
Claim has been settled by an agreement to a lump
sum amount
NOT APPLICABLE: CA, MA, MI, MN, NC, NJ, WI
OPTIONAL: NCCI
Report the code that identifies the involvement of fraud in the
claim.
Code
Description
Page 55
Field No.
33
00
Not Fraudulent
01
Partially Fraudulent N/A: MI, NCCI
02
Fully Fraudulent N/A: CA
SOCIAL SECURITY OFFSET INDICATOR
NOT APPLICABLE: CA, DE, MA, MI, MN, NC, NJ, PA, WI
OPTIONAL: NCCI
WCSTAT
Record 7-A
Class
Position Bytes
A
147-147 1
AN
A
148-249 102
250-250 1
34
35
Code
Description
N
Claim reserve or payments have not been modified
by Social Security Offset.
Y
Claim reserve or payments have been modified by
Social Security Offset.
OPTIONAL: NCCI
Report an “A” in this field to indicate that this record includes
ASWG Additional and Restructured elements; otherwise,
leave blank.
Code
Description
A
ASWG Format N/A: CA
E
Expanded ASWG report N/A: DE, MA, MI, MN, NC,
Page 56
Field No.
WCSTAT
Record 7-B
Class
Position Bytes
ICR RECORD 7-B
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-59
5
N
60-61
2
Report "7".
3
OPTIONAL: NCCI
Report “B”.
4
CLAIM NUMBER
OPTIONAL: NCCI
grouping option.
12 positions.
5
AVERAGE WEEKLY WAGE AMOUNT
OPTIONAL: NCCI
Report the full average weekly wage amount of the injured
worker.
6
PART OF BODY CODE
OPTIONAL: NCCI
Report the code that identifies the injured body part for a
given claim.
Page 57
Field No.
WCSTAT
Record 7-B
Class
Position Bytes
N
62-63
2
N
64-65
2
N
66-74
9
N
75-77
3
N
78-79
2
N
80-83
4
The expanded Part of Body codes provide additional codes, as
requested by IAIABC, for exclusive use in reporting SROI only.
The expanded Part of Body codes are to be reported in the SROI
Permanent Impairment Body Part Code data element.
7
OPTIONAL: NCCI
Report the code that represents the nature of injury for a
given claim.
8
OPTIONAL: NCCI
Report the code that represents the cause of injury for a
given claim.
9
INCURRED COST OF TEMPORARY INDEMNITY AMOUNT
TOTAL
OPTIONAL: NCCI
Report the total incurred indemnity amount (paid +
outstanding) as of the valuation date for benefits related to
temporary loss of earnings due to lost time from work.
10
NOT APPLICABLE: CA, MA, MI, MN, NC, PA, WI
OPTIONAL: NCCI
Report the percentage of loss, or loss of use, of the specific
body member on which the scheduled indemnity benefit is
based.
This is a recurring field. Repeat as needed.
11
OPTIONAL: NCCI
Report the code that corresponds to the part of the body on
which the scheduled indemnity benefit is based as referred to
in appropriate Statistical Plan.
12
Page 58
Field No.
WCSTAT
Record 7-B
Class
Position Bytes
N
84-92
9
N
93-96
4
AN
N
97-102 6
103-105 3
N
106-107 2
N
108-111 4
OPTIONAL: NCCI
Report the number of weeks upon which the scheduled
indemnity benefit is based.
Enter whole weeks only, do not round.
13
TOTAL
OPTIONAL: NCCI
Report the incurred indemnity amount (paid + outstanding) as
of the valuation date of all scheduled benefits.
14
NUMBER OF WEEKS FOR TEMPORARY BENEFIT
OPTIONAL: NCCI
Report the number of weeks for benefits related to temporary
loss of earnings due to lost time from work.
15
16
NOT APPLICABLE: CA, MA, MI, MN, NC, PA, WI
OPTIONAL: NCCI
Report the percentage of loss, or loss of use, of the specific
body member on which the scheduled indemnity benefit is
based.
To be used in the event of a multiple scheduled injury.
17
OPTIONAL: NCCI
Report the code that corresponds to the part of the body on
which the scheduled indemnity benefit is based as referred to
in appropriate Statistical Plan.
18
Page 59
Field No.
WCSTAT
Record 7-B
Class
Position Bytes
N
112-120 9
AN
121-250 130
OPTIONAL: NCCI
Report the number of weeks upon which the scheduled
indemnity benefit is based.
Enter whole weeks only, do not round.
19
TOTAL
OPTIONAL: NCCI
Report the incurred indemnity amount (paid + outstanding) as
of the valuation date of all scheduled benefits.
20
Page 60
Field No.
WCSTAT
Record 7-C
Class
Position Bytes
ICR RECORD 7-C
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-57
3
N
58-66
9
Report “7”.
3
OPTIONAL: NCCI
Report “C”.
4
CLAIM NUMBER
OPTIONAL: NCCI
Report the claim number of the reported loss.
grouping option.
12 positions.
5
NONSCHEDULED INDEMNITY - PERCENTAGE DISABILITY
OPTIONAL: NCCI
Report the percentage of whole body upon which the
nonscheduled indemnity benefit (other than scheduled body
member code) was based.
6
NONSCHEDULED INDEMNITY - INCURRED LOSS AMOUNT
TOTAL
OPTIONAL: NCCI
Report the total incurred indemnity amount (paid +
outstanding) as of the valuation date on all nonscheduled
Page 61
Field No.
WCSTAT
Record 7-C
Class
Position Bytes
N
67-75
9
N
76-84
9
N
85-93
9
N
94-102
9
N
103-111 9
N
112-120 9
AN
121-250 130
benefits.
7
EMPLOYERS LIABILITY OR OTHER INDEMNITY AMOUNT
INCURRED
OPTIONAL: NCCI
Report the amount that represents the employer liability limit
amounts under Part Two of the policy.
8
VOCATIONAL REHABILITATION - INCURRED AMOUNT
TOTAL
OPTIONAL: NCCI
Report the incurred total (paid + outstanding) of any
vocational rehabilitation expenses incurred as of the
valuation date.
9
PENSION INDEMNITY BENEFITS - PAID TO VALUATION
DATE AMOUNT
OPTIONAL: NCCI
Report the amount of pension benefits paid as of the
valuation date, excluding any lump sum remarriage payment.
10
PRESENT VALUE OF FUTURE INDEMNITY PAYMENT
AMOUNT TOTAL
OPTIONAL: NCCI
Report the present value of total future indemnity payment
amount.
11
FUNERAL ALLOWANCE AMOUNT
OPTIONAL: NCCI
Report the amount of funeral allowance.
12
LUMP SUM REMARRIAGE PAYMENT AMOUNT
OPTIONAL: NCCI
Report the amount paid upon the remarriage of the injured
worker’s spouse.
13
Page 62
Field No.
WCSTAT
Record 7-D
Class
Position Bytes
ICR RECORD 7-D
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-64
10
N
65-74
10
Report “7”.
3
OPTIONAL: NCCI
Report “D”.
4
CLAIM NUMBER
OPTIONAL: NCCI
grouping option.
12 positions.
5
OPTIONAL: NCCI
Report the total indemnity incurred amount (paid +
outstanding) for the claim as of the valuation date.
This total must be net of subrogation, Social Security or any other
benefit offsets. This total should include any temporary,
scheduled, nonscheduled, pension indemnity and Vocational
Rehabilitation amounts plus any legal fees incurred on behalf of
the claimant.
Exclude legal fees. N/A: CA, MA, MI, MN, NC, NCCI, NJ, NY, WI
6
Page 63
Field No.
WCSTAT
Record 7-D
Class
Position Bytes
N
75-84
10
N
85-94
10
N
95-103
9
N
104-113 10
AN
114-250 137
OPTIONAL: NCCI
Report the total medical incurred (paid + outstanding) as of
valuation date.
This total must be net of any subrogation, Social Security or any
other benefit offsets.
7
OPTIONAL: NCCI
Report the amount of paid indemnity for the claim as of the
valuation date.
8
PAID MEDICAL AMOUNT
OPTIONAL: NCCI
Report the amount of medical losses paid for the claim as of
9
SOCIAL SECURITY OFFSET AMOUNT
NOT APPLICABLE: CA, DE, MA, MI, MN, NC, PA, WI
OPTIONAL: NCCI
Report the amount of Social Security or any other offset used
in calculation of the total incurred indemnity amount.
10
PENSION INDEMNITY AMOUNT PREVIOUSLY RESERVED,
NOT PAID
OPTIONAL: NCCI
Report the amount of pension indemnity reserved at a
previous valuation, but not yet paid (i.e., accruals).
11
Page 64
Field No.
WCSTAT
Record 7-E
Class
Position Bytes
ICR RECORD 7-E
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-55
1
Report "7".
3
OPTIONAL: NCCI
Report "E".
4
CLAIM NUMBER
OPTIONAL: NCCI
grouping option.
12 positions.
5
OPTIONAL: NCCI
Report the code corresponding to each different type of
beneficiary.
Use Code 7 for “Other”. N/A: CA, MA, MI, MN, NC, NCCI, NJ, NY,
WI
Use Code 9 for “Handicapped Child”. N/A: CA, DE, MA, MI, MN,
Code
Description
Page 65
Field No.
6
1
Injured Worker
2
Widow
3
Widower
4
Sons or daughters
5
Brothers or Sisters
6
Mothers or Fathers
7
Handicapped Child N/A: DE, NJ, PA
9
Other
OPTIONAL: NCCI
WCSTAT
Record 7-E
Class
Position Bytes
A
56-56
1
N
57-62
6
N
63-63
1
Report the code that identifies the degree of dependency.
7
Code
Description
P
Partially Dependent
T
Totally Dependent
OPTIONAL: NCCI
Report the beneficiary’s birth date.
Format YYMMDD.
8
OPTIONAL: NCCI
beneficiary.
Use Code 7 for “Other”. N/A: CA, MA, MI, MN, NC, NCCI, NJ,
NY, WI
Code
Description
Page 66
Field No.
9
1
Injured Worker
2
Widow
3
Widower
4
Sons or daughters
5
Brothers or Sisters
6
Mothers or Fathers
7
9
Other
OPTIONAL: NCCI
WCSTAT
Record 7-E
Class
Position Bytes
A
64-64
1
N
65-70
6
N
71-71
1
10
Code
Description
P
Partially Dependent
T
Totally Dependent
OPTIONAL: NCCI
Format YYMMDD.
11
OPTIONAL: NCCI
beneficiary.
NY, WI
Code
Description
Page 67
Field No.
12
1
Injured Worker
2
Widow
3
Widower
4
Sons or daughters
5
Brothers or Sisters
6
Mothers or Fathers
7
9
Other
OPTIONAL: NCCI
WCSTAT
Record 7-E
Class
Position Bytes
A
72-72
1
N
73-78
6
N
79-79
1
13
Code
Description
P
Partially Dependent
T
Totally Dependent
OPTIONAL: NCCI
Format YYMMDD.
14
OPTIONAL: NCCI
beneficiary.
NY, WI
Code
Description
Page 68
Field No.
15
1
Injured Worker
2
Widow
3
Widower
4
Sons or daughters
5
Brothers or Sisters
6
Mothers or Fathers
7
9
Other
OPTIONAL: NCCI
WCSTAT
Record 7-E
Class
Position Bytes
A
80-80
1
N
81-86
6
N
87-87
1
16
Code
Description
P
Partially Dependent
T
Totally Dependent
OPTIONAL: NCCI
Format YYMMDD.
17
OPTIONAL: NCCI
beneficiary.
NY, WI
Code
Description
Page 69
Field No.
18
1
Injured Worker
2
Widow
3
Widower
4
Sons or daughters
5
Brothers or Sisters
6
Mothers or Fathers
7
9
Other
OPTIONAL: NCCI
WCSTAT
Record 7-E
Class
Position Bytes
A
88-88
1
N
89-94
6
AN
AN
95-96
97-120
2
24
AN
121-250 130
19
Code
Description
P
Partially Dependent
T
Totally Dependent
OPTIONAL: NCCI
Format YYMMDD.
20
21
NAME OF INSURED
OPTIONAL: NCCI
Report the first 24 characters of the insured’s name.
22
Page 70
Field No.
WCSTAT
Record 7-F
Class
Position Bytes
ICR RECORD 7-F
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
AN
55-72
18
AN
73-90
18
AN
91-108
18
Report "7".
3
OPTIONAL: NCCI
Report "F".
4
CLAIM NUMBER
OPTIONAL: NCCI
grouping option.
12 positions.
5
NAME OF CARRIER
OPTIONAL: NCCI
Report the first 18 characters of the insurer’s name.
6
WORKER'S LAST NAME
OPTIONAL: NCCI
Report all or a portion of the worker's last name as
accommodated by this field.
7
WORKER’S OCCUPATION
Page 71
Field No.
WCSTAT
Record 7-F
Class
Position Bytes
N
109-117 9
AN
118-250 133
OPTIONAL: NCCI
Report all or a portion of the worker's occupation as
accommodated by this field.
8
OPTIONAL: NCCI
The Social Security Number is no longer required or captured.
This field will be considered dormant but will retain its defined
numeric format in lieu of being changed to a “Reserved for Future
Use”.
9
Page 72
Field No.
WCSTAT
Record 7-G
Class
Position Bytes
ICR RECORD 7-G
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-63
9
N
64-72
9
Report "7".
3
OPTIONAL: NCCI
Report “G”.
4
CLAIM NUMBER
OPTIONAL: NCCI
grouping option.
12 positions.
5
PAID HOSPITAL COSTS TO VALUATION DATE AMOUNT
NOT APPLICABLE: CA, DE, MA, MI, MN, NC, NY, PA, WI
OPTIONAL: NCCI
Report the amount that was paid for hospital costs as of the
loss valuation date.
6
OPTIONAL: NCCI
Report the amount that represents the paid plus outstanding
reserves for employer’s legal representation during the
settlement of the claim as of the loss valuation date.
Page 73
WCSTAT
Record 7-G
Field No.
Class
Position Bytes
7
OPTIONAL: NCCI
N
73-81
9
N
82-91
10
N
92-100
9
N
101-109 9
N
110-118 9
AN
119-250 132
Report the legal and witness fee amount incurred by the
claimant and awarded by a judge or referee as
compensation.
8
OPTIONAL: NCCI
Report the amount that is the total gross amount incurred
including paid plus outstanding expenses.
This amount is not reduced by subrogation received.
9
VOCATIONAL REHABILITATION - INDEMNITY AMOUNT
OPTIONAL: NCCI
Report the amount that represents any indemnity expenses
incurred to restore an injured employee to suitable
employment.
10
VOCATIONAL REHABILITATION - TRAINING AMOUNT
OPTIONAL: NCCI
Report the amount that represents any training expenses
incurred to restore an injured employee to suitable
employment.
11
VOCATIONAL REHABILITATION - EVALUATION AMOUNT
OPTIONAL: NCCI
Report the amount that represents the expenses incurred
during the case review and appraisal to determine the
appropriate course of training to either restore the injured
worker to their former capacity or a new skill set.
12
Page 74
Field No.
WCSTAT
Record 7-H
Class
Position Bytes
ICR RECORD 7-H
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-60
6
N
61-62
2
Report “7”.
3
OPTIONAL: NCCI
Report “H”.
4
CLAIM NUMBER
OPTIONAL: NCCI
grouping option.
12 positions.
5
HIRE DATE
OPTIONAL: NCCI
Report the date on which the injured worker began his/her
most recent employment with the employer.
Format YYMMDD.
6
EMPLOYMENT STATUS CODE
OPTIONAL: NCCI
Report the code corresponding to the injured worker’s
employment status as of the date the claim was first reported
Page 75
Field No.
WCSTAT
Record 7-H
Class
Position Bytes
N
63-72
10
N
73-82
10
N
83-92
10
N
93-102
10
N
103-112 10
to the insurer.
7
Code
Description
01
Regular Employee
02
Part-Time Employee
03
Unemployed
04
On Strike
05
Disabled
06
Retired
07
08
Unemployed Due to Plant Shutdown, Closing or
Other Reduction
09
Other
PAID TEMPORARY DISABILITY BENEFITS TO VALUATION
DATE AMOUNT
OPTIONAL: NCCI
Report the amount paid as of the valuation date in temporary
disability benefits.
8
PAID PERMANENT PARTIAL BENEFITS TO VALUATION
DATE AMOUNT
OPTIONAL: NCCI
Report the amount paid as of the valuation date in permanent
partial disability benefits.
9
PAID VOCATIONAL REHABILITATION BENEFITS TO
OPTIONAL: NCCI
Report the amount paid as of the valuation date in vocational
rehabilitation benefits (including training, evaluation and
vocational rehabilitation indemnity).
10
PAID PERMANENT TOTAL BENEFITS TO VALUATION DATE
AMOUNT
OPTIONAL: NCCI
Report the amount paid as of the valuation date in permanent
total benefits.
11
PAID DEATH BENEFITS TO VALUATION DATE AMOUNT
Page 76
Field No.
WCSTAT
Record 7-H
Class
Position Bytes
AN
113-250 138
OPTIONAL: NCCI
Report the amount paid as of the valuation date in death
benefits.
12
Page 77
Field No.
WCSTAT
Record 7-I
Class
Position Bytes
ICR RECORD 7-I
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-64
10
N
65-74
10
Report "7".
3
OPTIONAL: NCCI
Report “I”.
4
CLAIM NUMBER
OPTIONAL: NCCI
grouping option.
12 positions.
5
PAID SINGLE SUM SETTLEMENT AMOUNT TO VALUATION
DATE AMOUNT
OPTIONAL: NCCI
Report the amount in indemnity benefits that have been paid
as of the valuation date as a single amount and which cannot
be allocated to one of the benefit types reported in SubRecord Type H, Positions 63–112.
6
PAID PHYSICIANS COSTS TO VALUATION DATE AMOUNT
OPTIONAL: NCCI
Report the amount of benefits paid as of the valuation date to
Page 78
Field No.
WCSTAT
Record 7-I
Class
Position Bytes
N
75-84
10
N
85-94
10
N
95-104
10
N
105-105 1
N
106-106 1
treating physicians, including the cost of all clinic and office
visits.
7
PAID APPLICANT'S MEDICAL EVALUATIONS COSTS TO
OPTIONAL: NCCI
Report the amount paid as of the valuation date for medical
evaluations procured by the applicant or the applicant’s
attorney, excluding evaluations performed by the treating
physician or by a qualified medical evaluator (QME) selected
from a panel for an unrepresented worker.
8
PAID DEFENSE MEDICAL EVALUATIONS TO VALUATION
DATE AMOUNT
OPTIONAL: NCCI
evaluations procured by the insurer, excluding evaluations
performed by the treating physician or by a qualified medical
evaluator (QME) selected from a panel for an unrepresented
worker.
9
PAID INDEPENDENT/AGREED MEDICAL EVALUATIONS TO
OPTIONAL: NCCI
evaluations procured by agreement of the parties or by
appointment by the governmental agency, including the cost
of an evaluation performed by the treating physician acting in
the capacity of an agreed medical evaluator.
10
SURGERY CODE
OPTIONAL: NCCI
Report the code reflecting whether or not the injured worker’s
injury required surgery.
11
Code
Description
1
Yes
2
No
ATTORNEY OR AUTHORIZED REPRESENTATIVE CODE
OPTIONAL: NCCI
Report the code reflecting whether or not the injured worker
has an attorney or authorized representative.
Page 79
Field No.
12
Code
Description
1
2
Yes - The injured worker has an attorney.
3
No - The injured worker does not have an attorney.
WCSTAT
Record 7-I
Class
Position Bytes
AN
107-250 144
Page 80
Field No.
WCSTAT
Record 7-J
Class
Position Bytes
ICR RECORD 7-J
1
LINK DATA
2
RECORD TYPE CODE
OPTIONAL: NCCI
1-40
40
N
41-41
1
AN
42-42
1
AN
43-54
12
N
55-64
10
AN
N
65-74
75-80
10
6
Report "7".
3
OPTIONAL: NCCI
Report “J”.
4
CLAIM NUMBER
OPTIONAL: NCCI
grouping option.
12 positions.
5
ANNUITY PURCHASE AMOUNT
OPTIONAL: NCCI
Report the purchase price (cost to the insurer) for the annuity
purchased.
6
7
SINGLE SUM PAID DATE
OPTIONAL: NCCI
Report the date on which the single sum/commutation
payment was made to the claimant.
Page 81
Field No.
WCSTAT
Record 7-J
Class
Position Bytes
AN
81-140
AN
141-250 110
Format YYMMDD.
8
DATA PROVIDER COMMENTS
OPTIONAL: NCCI
60
Report any information relevant to the reserve or pension
calculation.
This text may be used for any commentary on the claim that may
eliminate verification requests from the DCO.
For example, at the data provider’s option they may express the
pension value, weekly benefit, duration of dependent child’s
benefits or applicability of any cost of living increases.
9
Page 82
Field No.
WCSTAT
Record 9
Class
Position Bytes
SUBMISSION CONTROL RECORD
1
FILLER
Report nines in the first 40 characters of this record.
N
1-40
40
2
RECORD TYPE CODE
Report “9”.
N
41-41
1
3
DETAIL RECORD COUNT TOTAL
Report the total number of records on the submission.
N
42-49
8
N
50-56
7
N
57-60
4
N
61-62
2
N
63-70
8
AN
71-250
180
This total should include the transmittal record, excluding this
Submission Control Record.
4
UNIT REPORTS SUBMITTED TOTAL
Report the total number of unit reports submitted.
Count each Header Record (Record Type 1) in the submission as
one record if option to not submit Unit Control Record (Record
Type 6) is chosen. N/A: CA, DE, MA, MI, MN, NC, NJ, NY, PA,
WI
5
PRIMARY EFFECTIVE YEAR
Report the primary effective year of this submission.
Required only if the Transmittal Record is used.
Format YYYY.
6
PRIMARY EFFECTIVE MONTH
Report the primary effective month of this submission.
Required only if the Transmittal Record is used.
Format MM.
7
ICR TOTAL
NOT APPLICABLE: CA, MA, MI, MN, WI
OPTIONAL: NCCI
Report the total number of ICRs on this submission.
8

Document 6551325

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