Clearing Limited, Hong Kong Securities Clearing Company Limited and the... Futures Commission take no responsibility for the contents of this... IMPORTANT:
Transcription
Clearing Limited, Hong Kong Securities Clearing Company Limited and the... Futures Commission take no responsibility for the contents of this... IMPORTANT:
IMPORTANT: The Stock Exchange of Hong Kong Limited (“SEHK”), Hong Kong Exchanges and Clearing Limited, Hong Kong Securities Clearing Company Limited and the Hong Kong Securities and Futures Commission take no responsibility for the contents of this notice, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this notice. The Manager, Enhanced Investment Products Limited (“EIP”), accepts full responsibility for the accuracy of the information contained in this notice as at the date of publication, and confirms, having made all reasonable enquiries, that to the best of its knowledge and belief, there are no other facts the omission of which would make any statement misleading. SFC authorization is not a recommendation or endorsement of a scheme nor does it guarantee the commercial merits of a scheme or its performance. It does not mean the scheme is suitable for all investors nor is it an endorsement of its suitability for any particular investor or class of investors. Investment involves risks, including the loss of principal. If you are in any doubt about the information contained in this notice or an investment in the fund(s) referred to in this notice, you should consult your stockbroker, bank manager, solicitor, accountant and other financial or professional adviser for independent advice. XIE Shares India (CNX Nifty) ETF* (*This is a synthetic ETF) (Stock Code: 3091) XIE Shares Indonesia (LQ45) ETF* (*This is a synthetic ETF) (Stock Code: 3031) XIE Shares Korea (KOSPI 200) ETF* (*This is a synthetic ETF) (Stock Code: 3090) XIE Shares Malaysia (FTSE Bursa Malaysia KLCI) ETF* (*This is a synthetic ETF) (Stock Code: 3029) XIE Shares Philippines (PSEi) ETF* (*This is a synthetic ETF) (Stock Code: 3037) XIE Shares Taiwan (TAIEX) ETF* (*This is a synthetic ETF) (Stock Code: 3089) XIE Shares Thailand (SET50) ETF* (*This is a synthetic ETF) (Stock Code: 3069) Each a sub-fund of the XIE Shares Trust I* (*This is a synthetic ETF) (Each a Hong Kong unit trust authorized under Section 104 of the Securities and Futures Ordinance (Cap. 571) of Hong Kong) (together “XIE Shares ETFs”) 1 Notice and Announcement Appointment of Participating Dealer Agent Enhanced Investment Products Limited (“EIP”), the Manager of XIE Shares ETFs, announces that Citibank N.A. (“PD Agent”) has been appointed by Citigroup Global Markets Asia Limited (“CGMAL”), a participating dealer of XIE Shares ETFs, as its participating dealer agent, effective on 28 October 2014. All capitalised terms used in this notice and announcement (but not defined) have the same meaning ascribed to them in XIE Shares ETFs’ Prospectus dated 25 July 2013, Addendum to the Prospectus dated 9 September 2013 and Second Addendum to the Prospectus dated 11 April 2014, which are available at the XIE Shares Trust I website at www.xieshares.com and the HKExnews website at www.hkexnews.hk. Appointment of the PD Agent EIP, as the Manager of XIE Shares ETFs, announces that CGMAL has on 28 October 2014 appointed the PD Agent as its participating dealer agent for XIE Shares ETFs. Background and role of the PD Agent EIP, Cititrust Limited (trustee of XIE Shares ETFs) and CGMAL have entered into the Participation Agreement on 8 February 2012 (“Participation Agreement”) relating to XIE Shares ETFs. CGMAL now wishes to appoint the PD Agent, admitted by Hong Kong Securities Clearing Company Limited as a participant of the Central Clearing and Settlement System (“CCASS”), as its agent to help perform certain functions in relation to the creaton or redemption of units of XIE Shares ETFs. The PD Agent is appointed to perform, among others, the obligations of CGMAL under the Participation Agreement relating to the creation and redemption of units of XIE Shares ETFs. No CCASS services will be provided to CGMAL under the Participation Agreement but such services shall be provided through the PD agent as its agent. The PD Agent is duly authorized by CGMAL to act on its behalf. CGMAL shall be responsible for the acts and omissions of the PD Agent in the performance of its obligations and any breach by the PD Agent under the Particiption Agreement is considered a breach by CGMAL under the Participation Agreement. If you have any queries in relation to this notice and announcement or XIE Shares ETFs, please contact us at 337 New Henry House, 10 Ice House Street, Central, Hong Kong, telephone number (852) 2110 8600, fax number (852) 2119 8089. Enhanced Investment Products Limited as the Manager of XIE Shares ETFs Date: 4 November 2014 2
Similar documents
Get Labour Law Expert Advice in Hong Kong
We are experts in Employment Law in Hong Kong. Our expert Employment Law consultants can help you with all kinds of employment law and labour law matters in Hong Kong. Contact us today!
For More Info: https://hkemploymentadvice.com/