(香港交易及結算所有限公司全資附屬公司) CIRCULAR 事項

Ref.:
CD/CCO/CCASS/257/2014
Date:
10 November 2014
香港中央結算有限公司
(香港交易及結算所有限公司全資附屬公司)
Hong Kong Securities Clearing Company Limited
(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)
通告 CIRCULAR
事項
Subject:
Launch of Shanghai-Hong Kong Stock Connect
查詢
Enquiry:
CCASS Hotline 2979-7111
Participants of HKSCC should refer to the Joint Announcement issued by the Securities and
Futures Commission (“SFC”) and the China Securities Regulatory Commission (“CSRC”) on 10
November 2014 regarding the official launch of Shanghai-Hong Kong Stock Connect on 17
November 2014 (Monday).
List of China Connect Clearing Participants (CCCPs)
List
of
approved
CCCPs
has
been
posted
at
the
HKEx
website
(http://www.hkex.com.hk/chinaconnect) and will be updated continuously.
Direct Clearing
Participants and General Clearing Participants who have successfully completed Market
Rehearsals held in September 2014 but have not completed the registration process for the Use of
Shanghai-Hong Kong Stock Connect please refer to the Exchange circular dated 21 October 2014
(Ref No.: CT054/14) and return the required information to the Exchange as soon as possible.
Pre-launch System Readiness Test (15 November 2014)
As announced in the circular issued on 21 October 2014 (Ref: CD/CCO/CCASS/239/2014), an
optional Pre-launch System Readiness Test (“Test”) will be arranged by HKSCC on the Saturday
before the launch date. The Test date is now confirmed as 15 November 2014. All Direct
Clearing Participants and General Clearing Participants who have registered as Shanghai-Hong
Kong Stock Connect users are strongly encouraged to participate in the Test. Other CCASS
Participants are also recommended to participate in the Test to familiarize themselves with the new
CCASS processes. Interested CCASS Participants should fill in the “Test Contact Person Form”
and return it to HKSCC before the Test. The form is available in Appendix E of the Test
Information Package on the Shanghai-Hong Kong Stock Connect website.
To facilitate the testing activities of Shanghai-Hong Kong Stock Connect, CCASS Participants
should note that CCASS online services and CCASS hotline services for production will be
suspended on 15 November 2014. CCASS Production Reports on that day will only be available
on the following Monday. Participants should inform its relevant IT support or BOS vendor of
this arrangement for necessary preparation.
香 港 中 環 港 景 街 一 號 國 際 金 融 中 心 一 期 1 2 樓
12/F, One International Finance Centre, 1 Harbour View Street, Central, Hong Kong
電話 Tel: + 852 2522 1122 傳真 Fax: +852 2295 3106 網址 Website: www.hkex.com.hk 電郵 E-mail: [email protected]
Please contact the new China Connect CCASS Hotline at 2979-7123 starting from 17 November
2014 for any enquiries related to the CCASS operations for Shanghai-Hong Kong Stock Connect.
Terek Mak
Senior Vice President
Cash Clearing Operations