philippines

Transcription

philippines
PHILIPPINES
Typhoon Yolanda Ongoing Recovery
Recovery Framework Case Study
August 2014
Post Yolanda Reconstruction Case Study
Revised Final Version
May 2015
This document is the product of work performed by GFDRR staff, based on information provided
by GFDRR's partners. The findings, analysis and conclusions expressed in this document do not
necessarily reflect the views of any individual partner organization of GFDRR, including, for
example, the World Bank, the Executive Directors of the World Bank, United Nations
Development Program, the European Union, or the governments they represent. Although
GFDRR makes reasonable efforts to ensure all the information presented in this document is
correct, its accuracy and integrity cannot be guaranteed. Use of any data or information from
this document is at the user's own risk and under no circumstances shall GFDRR or any of its
partners be liable for any loss, damage, liability or expense incurred or suffered which is claimed
to result from reliance on the data contained in this document.
Background and Objectives of the Case Study
The World Bank’s Global Facility for Disaster Reduction and Recovery (GFDRR), the United
Nations Development Program and the European Union are working on a guide for developing
disaster recovery frameworks. This guide aims to help governments and their partners plan for
resilient post disaster recovery while contributing to long term sustainable development. It is
based on experiences of various countries that have recently faced large scale disaster impacts
and whose practices are documented in eight country case studies.
These case studies have been designed to collect and analyze information on: i) disaster
recovery standards and principles adapted by countries for specific disasters; ii) planning efforts
for making such recovery efficient, equitable and resilient; iii) policies, institutions and capacities
to implement and monitor disaster recovery; and iv) ways and means for translating the gains of
resilient recovery into long-term risk reduction and resilient development.
Importantly, these case studies aim to learn from, and not evaluate, country reconstruction
initiatives. Practices learned from each country’s experience would inform the contents of the
guide for developing a DRF. Additionally, the case studies examine the planning processes and
not the implementation details of recovery experiences. As such, they do not seek to offer a
comprehensive account of the post-disaster recovery program, but instead provide details and
insight into the decision-making processes for reconstruction policies and programs.
This case study is unique as it documents ongoing recovery since the occurrence of Typhoon
Yolanda (international name: Haiyan) on November 8, 2013. This report was prepared from May
to December 2014, capturing recovery planning phase and initial implementation. The findings
and conclusions are emerging and evolving as recovery continues to take place in the
Philippines.
Philippines Typhoon Yolanda Ongoing Recovery
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Table of Contents
1.
Introduction ............................................................................................................................. 5
2.
Institutional Framework for Recovery ..................................................................................... 7
3.
Recovery Framework ............................................................................................................. 15
4.
Recovery Planning .................................................................................................................. 17
5.
Recovery Financing and Financial Management.................................................................... 20
6.
Implementation, Monitoring and Evaluation ........................................................................ 24
7.
Conclusions and Way Forward ............................................................................................... 30
Annex 1 List of Key Informant Interviews ..................................................................................... 35
Annex 2 List of Attendees in Case Study Validation Workshop .................................................... 37
Annex 3 Damage, Loss, and Needs from RAY and PDNA……………………………………………………………33
Annex 4 Updates on Implementation………………………….……………………………………………………………41
Figures
Figure 1: Map of Affected LGUs within the 100km Radius of the
Storm Track of Typhoon Yolanda………………………………………………………………………………………………. 7
Figure 2: Cluster Framework of OPARR……………………………………………………………………………………. 10
Figure 3. Comparative institutional arrangement pre- and post-Yolanda .................................. 133
Figure 4. Re-alignment of institutional arrangement.................................................................. 144
Figure 5. Planning System for Yolanda Rehabilitation and Recovery............................................ 17
Figure 6: Summary of Recovery Milestones and Challenges…………………………………………………….. 24
Tables
Table 1: Disaster Profile................................................................................................................... 5
Table 2: Recovery Key Facts ............................................................................................................ 8
Table 3. Comparison between RAY and PDNA………………………………………………….……………………….14
Currency Equivalents
Currency Unit = Philippine Peso (Php)
Average Exchange Rate for 2014
US$ 1.00 = Php 43.39
Country Case Study Series Guide for Disaster Recovery Frameworks
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US$ 0.23 = Php 1.00
Source: Bangko Sentral ng Pilipinas
Acronyms
ADB
COA
CRRP
CSF
CSOs
DA
DBM
DILG
DPWH
DRF
DRRM
DSWD
EMPATHY
ERFP
FAiTH
GFDRR
Kph
LDRRMC
LDRRMF
LGU
MSME
NCCDP
NDRRMC
NDRRMF
NEDA
NGO
NHA
OCD
OPARR
PARR
PDNA
PDRF
Php
QRF
RAY
USD
Asian Development Bank
Commission on Audit
Comprehensive Rehabilitation and Recovery Plan
Credit Support Fund
Civil Society Organizations
Department of Agriculture
Department of Budget and Management
Department of the Interior and Local Government
Department of Public Works and Highways
Disaster Recovery Framework
Disaster Risk Reduction and Management
Department of Social Welfare and Development
Electronic Monitoring Platform Accountability and Transparency Hub for Yolanda
Enterprise Rehabilitation Financing Program
Foreign Aid Transparency Hub
Global Facility for Disaster Reduction and Recovery
Kilometer per hour
Local Disaster Risk Reduction and Management Council
Local Disaster Risk Reduction and Management Fund
Local Government Unit
Micro, Small and Medium Enterprises
National Community-Driven Development Program
National Disaster Risk Reduction and Management Council
National Disaster Risk Reduction and Management Fund
National Economic and Development Authority
Non-Government Organization
National Housing Authority
Office of Civil Defense
Office of the Presidential Assistant for Rehabilitation and Recovery
Presidential Assistant for Rehabilitation and Recovery
Post-Disaster Needs Assessment
Philippine Disaster Recovery Foundation
Philippine Peso
Quick Response Fund
Reconstruction Assistance on Yolanda
US Dollar
Philippines Typhoon Yolanda Ongoing Recovery
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1. Introduction
1. The Philippines is highly vulnerable to the impacts of natural disasters. Located within the
Pacific Ring of Fire and the typhoon belt on the North Pacific Basin, it is prone to
earthquakes, volcanic eruptions, tsunamis and typhoons. An average of 20 typhoons enters
the Philippine area of responsibility each year. Since 2008, typhoons that make landfall in
the Philippines have become stronger and more devastating. Two of the most recent ones,
Typhoon Pablo (Bopha, 2012) and Typhoon Yolanda (Haiyan, 2013) were considered
category 5 storms with winds exceeding 252 kilometer per hour (kph), the most devastating
according to the Saffir–Simpson hurricane scale.
2. Super Typhoon Yolanda made landfall in the Philippines on November 8, 2013 with wind
speed of more than 300 kph and storm surges of over four meters, causing unprecedented
damage to 9 regions, covering 591 municipalities and 57 cities spread across 44 provinces.1
About 16 million persons (more than 3.4 million families) were affected, of which
approximately 4 million (about 890 thousand families) were displaced.2 The sheer strength
of the typhoon damaged 1.1 million houses, of which more than 550,000 houses were
totally destroyed.3 Eighty percent of the reported 6,000 casualties were from Eastern
Visayas – the second poorest region in the country. Countless more, especially those in the
rural communities, lost their livelihoods. Vital infrastructure and private investments were
similarly damaged. The Government placed the initial estimates of total damage and loss
from the typhoon at around USD 12.9B.4 Table 1 provides a brief profile of the impact of
typhoon Yolanda.
Table 1: Disaster Profile
Number of severely affected province
14 provinces/a
Population affected
16 million/b
Number of fatalities
6,293 reported casualties/b
Number of injuries
28,689/b
Most affected sectors (based on needs)
Housing, Industry and Services/c
Estimated overall damage (USD)
9.6B/c
Estimated overall impact (% of Gross
0.90%/c
Domestic Product)
Sources:
a Office of the Presidential Assistant for Recovery and Reconstruction (2014). Yolanda Rehabilitation and Recovery Efforts.
b National Disaster Risk Reduction and Management Council Situational Report No. 108 re Effects of Typhoon Yolanda (Haiyan).
c National Economic and Development Authority (2013). Reconstruction Assistance on Yolanda: Build Back Better. Total estimated
damage is USD9.6 B above, while total loss is estimated at USD3.3 B, totaling to USD12.9 B as the total damage and loss from
Typhoon Yolanda.
1
National Disaster Risk Reduction and Management Council (NDRRMC). SitRep No. 108 Effects of Typhoon
Yolanda (Haiyan), April 3, 2014 (available from www.ndrrmc.gov.ph).
2
Ibid.
3
Estimated totally damaged houses is at 550,928 while partially damaged is at 589,404. See NDRRMC
SitRep No. 108 Effects of Typhoon Yolanda (Haiyan), April 3, 2014 (available from www.ndrrmc.gov.ph).
4
NEDA, Reconstruction Assistance on Yolanda, 2013 (http://www.neda.gov.ph/?p=1921)
Country Case Study Series Guide for Disaster Recovery Frameworks
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Figure 1. Map of Affected LGUs within the 100km Radius of the
Storm Track of Typhoon Yolanda
(Source: RAY, 2013)
Philippines Typhoon Yolanda Ongoing Recovery
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2. Institutional Framework for
Recovery
3. The institutional framework for disaster risk management is provided in the Philippine
Disaster Risk Reduction and Management (DRRM) Act of 20105. The Act establishes the
National DRRM Council (NDRRMC) which is composed of around 40 government agencies
and leagues of local government units (LGUs)6, private sector, and civil society organizations
(CSOs). The NDRRMC is responsible for setting policy, coordinating and overseeing DRRM
activities, and conducting monitoring and evaluation. The National Council is chaired by the
Secretary of National Defense and is supported by the Office of Civil Defense (OCD), as its
Secretariat. The Chairman works with four vice chairs, each overseeing a specific DRRM
thematic area:
a) Preparedness – Secretary of the Department of Interior and Local Government (DILG);
b) Response – Secretary of the Department of Social Welfare and Development (DSWD);
c) Prevention and Mitigation – the Secretary of the Department of Science and
Technology; and
d) Rehabilitation and Recovery – Director General of the National Economic and
Development Authority (NEDA).
4. The institutional framework supports the decentralized governance system of the
Philippines whereby LGUs have significant autonomy on policy making and
implementation. The structure of the NDRRMC is mirrored at the local level (i.e., provincial,
city, and municipal levels) where the Local Disaster Risk Reduction and Management
Councils (LDRRMCs) are formed and chaired by their respective Local Chief Executives (i.e.,
governors and mayors). A Regional Disaster Risk Reduction and Management Council, on
the other hand, assumes the task of coordinating, integrating, supervising and evaluating
LDRRMC activities. At the smallest administrative division, the Barangay Development
Council assumes the role of the Barangay DRRM Committee.
5. The DRRM Act also mandates the creation of the National DRRM Plan7 which identifies
NEDA as the lead agency in carrying out recovery functions, with the support of other
national government agencies, LGUs, and CSOs. These recovery functions include:
 Assessment of damages, losses, and needs (through OCD);
 Restoration, strengthening and expansion of economic activities (through the
department whose sector is most affected by the disaster);
 Integration of DRM elements in human settlements (through the National Housing
Authority (NHA);
5
http://www.gov.ph/2010/05/27/republic-act-no-10121/
In the context of the Philippines, Local Government Units include barangays, municipalities, cities and
provinces.
7
http://www.ndrrmc.gov.ph/attachments/article/41/NDRRM_Plan_2011-2028.pdf
6
Country Case Study Series Guide for Disaster Recovery Frameworks
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 Reconstruction of infrastructure (through the Department of Public Works and
Highways, DPWH); and
 Provision of risk protection measures to vulnerable populations (through the
Department of Health and the DSWD).
6. Despite NEDA’s mandate to oversee recovery activities, the President deemed it necessary
to create an ad-hoc structure to focus exclusively on recovery due to the magnitude of
Typhoon Yolanda’s impact and scale of recovery needs. The Government appointed a
Presidential Assistant for Rehabilitation and Recovery (PARR) to unify efforts of the
government and other institutions involved in rehabilitation and recovery. Signed on
December 6, 2013, Memorandum Order No. 62 provided for the functions of PARR. With a
mandate of two years, the PARR is tasked with developing an overall strategy and the
integrated short-, medium-, and long-term recovery plans and programs. Specifically, the
PARR is mandated to:
 Coordinate with the NDRRMC and its member agencies, as well as consult with affected
LGUs in the formulation of plans and programs for rehabilitation, recovery, and
development of affected areas;
 Propose funding support to the President for the implementation of recovery plans and
programs; and
 Monitor and evaluate program and project implementation together with NEDA and
other oversight agencies such as the Department of Budget and Management (DBM)
and the Commission on Audit (COA).
Table 2: Recovery Key Facts
Authority coordinating the recovery, rehabilitation, Presidential Assistant for Recovery and
and development process
Reconstruction
Institution implementing the recovery,
Member agencies of the five (5) Clusters and
rehabilitation and development process
the affected LGUs.
PDNA conducted
Yes
8
Donor conference held
Yes
Amount Pledged in cash and in kind(USD)
US$ 1,643,038,277.66/a
Source: a/Foreign Aid Transparency Hub (FaiTH), http://www.gov.ph/faith/ as of March 2015. FaiTH exchange rate is
US$1=PhP44.617
7. The government bureaucracy and external stakeholders were mobilized to support the
function of recovery and reconstruction. MO No. 62 called on government departments,
bureaus, offices, agencies, and instrumentalities, such as government owned and controlled
corporations and government financial institutions, as well as the private sector and non8
The Government launched RAY on December 18, 2013 in a briefing for donors, after more than a
month when Yolanda struck on November 5. This briefing is in lieu of the traditional pledging
session. The Government has long abandoned the concept of a donor pledging sessions either for
development or emergency purposes. The Government focuses on the discussion rather than on the
pledging of resources, which oftentimes do not come in the amount committed during pledging
sessions.
Philippines Typhoon Yolanda Ongoing Recovery
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government organizations (NGOs) to support the exercise of the PARR’s mandate. The said
MO enabled the engagement of consultants, experts, and professional advisors to support
the PARR. An operational team likewise supported the daily administrative and technical
operations of the PARR, which was beefed up by staff hired under technical assistance
programs of international organizations. This operational team, while not mentioned in the
MO, came to be known as the Office of the PARR or OPARR9.
8. The PARR positioned himself as the bridge between the national government and other
stakeholders, especially among the affected LGUs. The PARR established multi-agency
clusters that would lead the sectoral coordination, representing the main sectors that were
affected by the typhoon, namely Infrastructure, Resettlement, Social Services, and
Livelihood. These clusters were tasked to consolidate the sectoral plans and implement
recovery activities. A fifth cluster called Support Cluster was tasked to coordinate policies
and provide oversight support to the sectoral clusters. Each cluster is headed by a lead
national government agency which coordinates the recovery efforts of government
agencies, LGUs, civil society, private sector, international and local development partners,
and other stakeholders. Figure 1 presents the organizational structure of established by
PARR.
9. Providing for functions, such as the PARR’s and creating an entity, such as OPARR,
dedicated to deal with a large-scale disaster that affected multiple administrative regions
of the country are not unprecedented. The Government established Task Force Pablo after
Typhoon Pablo struck Mindanao and the Visayas on December 4, 2012. Typhoon Pablo
affected 6.2 million people, equivalent to more than 700,000 families (see Box 2 for
comparisons between Typhoons Pablo and Yolanda). This highlights the government’s
recognition that large-scale disasters require special authority to mobilize the full resources
of the country and to expedite the decision-making process under the direct authority of the
President. The coordinating powers vested in the PARR and past presidential task forces
supersedes the mechanism prescribed under the DRRM Act.
10. Because the PARR reports directly to the President and has the rank equivalent to a
cabinet secretary, the PARR has stronger authority and influence over the implementing
agencies. With the PARR’s mandate to act as over-all manager and coordinator of
rehabilitation, recovery, and reconstruction, government institutions involved in recovery
processes have been quick to comply with PARR’s mandates and requirements. On the
other hand, the OCD, headed by an undersecretary and tasked under the NDDRM Law to
undertake agency coordination, does not have the same influence over actions of other
government institutions. Rather than a decision-making entity, the current set-up of the
Council operates as a coordinative platform at the technical level, which is considered a
weakness of the current NDRRM system.
11. To address gaps in the current institutional arrangements for recovery and reconstruction,
a sectoral approach has been adopted to facilitate coordination and implementation
(Figure 2). The PARR organized sectoral clusters, similar to other task forces initiated in the
past. This approach was rather practical as national government agencies are given
9
The OPARR, instead of PARR, is mentioned when the concern mentioned pertains to the work of the
clusters, instead of an individual action by the appointed PARR.
Country Case Study Series Guide for Disaster Recovery Frameworks
9
mandates over major sectors such as infrastructure, social services, and housing, consistent
with existing implementation conditions. Working along the development sectors
institutionalized in government operations, is applicable to small, medium and large scale
disaster recovery. PARR used this cluster approach as a method to maximize the
coordination among the different agencies and promote complementation among sectoral
needs and interventions.
Figure 2. Cluster Framework of OPARR
(Source: OPARR)
12. The scale of Yolanda prompted the Government to exercise flexibility in reorganizing its
institutional structures for a more efficient recovery coordination. One of the outcomes of
the establishment of the PARR is that it facilitated the development of sectoral and local
recovery plans, providing the basis for the Government to allocate and release funds to
national and local agencies, enabling them to take action on the ground. However, this
process took some time to complete as the PARR sought to demonstrate that the process is
above board. The Comprehensive Rehabilitation and Recovery Plan (CRRP) was submitted to
the President in August 2014, five months after the disaster.
13. LGUs replicated the PARR’s sectoral cluster set-up to foster stronger coordination with
national government agencies. Notwithstanding the presence of local DRRM Councils and
Offices in Yolanda-affected LGUs, many of them further aligned their disaster recovery
structures along the sector cluster system to smoothen the vertical linkage with the PARR.
This facilitated the consultation between national and local authorities by having the same
government counterpart around the table. Figure 3 illustrates the difference in local level
structures pre- and post-Yolanda.
Philippines Typhoon Yolanda Ongoing Recovery
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Box 1. Creating Government Bodies to Deal with Recovery
after Large-scale Disasters: The Case of Indonesia and Pakistan
The creation of a single temporary body to address recovery challenges brought about by a large-scale
disaster has been an observed practice among other governments, especially in terms of managing and
coordinating the efforts of state and non-state actors. In these countries, these central organizations
established in the absence of a central coordination agency that can oversee large scale reconstruction.
 In Indonesia, after the 2004 Indian Ocean Earthquake and Tsunami, the Agency for Reconstruction
and Rehabilitation (BRR) was formed to coordinate and implement the rehabilitation and the
reconstruction in Aceh and Nias among field agencies and donors.
 In Pakistan, the Earthquake Rehabilitation and Recovery Authority (ERRA) was established to
coordinate the activities of government agencies, donors and CSOs participating in reconstruction
and rehabilitation, after the 2005 Kashmir Earthquake.
 In Sri Lanka, the Task Force for Rebuilding the Nation (TAFREN) was formed following the Indian
Ocean Tsunami in 2004. It served as the apex reconstruction entity that was later on replaced by the
Reconstruction and Development Agenda (RADA).
Governments that face the gargantuan task of reconstruction recourse to three typical models for
reconstruction: (a) establish new institutions as in the example of OPARR and the three countries above;
(b) tap existing government institutions; and (c) mobilize a composite team drawn from government
and/or external institutions. Subject to scale of events, resources that are available to governments, and
governing policies on reconstruction, among others, these models have their own variations. These models
have their both advantages and disadvantages. Some of them are:
Model
Existing institution
Positive
Experience and knowledge of
institutions and country systems
Understanding of existing challenges
and concerns
New institution
Compatible skills and expertise
May be given greater flexibility and
room to innovate
Very focused mandate
Negative
May be tied up to existing
bureaucratic constraints and poor
coordination
Lack of necessary/adequate
experience and expertise
Multiple functions and mandates
Could take some time to fully take
off and fit existing operational
mechanisms
Inadequate knowledge of
bureaucratic constraints and
challenges
If lifespan is predetermined or
adhoc, reconstruction may not be
linked to long-term development
Composite team
Allows combining skill sets to
deliver tasks
May suffer from weak links to
bureaucracy and lines of
authority/accountability
Country Case Study Series Guide for Disaster Recovery Frameworks
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Box 2. Impact of Typhoon Pablo and Typhoon Yolanda
With Typhoon Pablo affecting 10 regions and Typhoon Yolanda affecting 9 regions, the
national government took the lead in coordinating emergency response and relief.
Affected
Regions
Provinces
Cities
Municipalities
Barangays
Typhoon Pablo
10
34
40
318
2,910
Typhoon Yolanda
9
44
57
591
12,139
Number of Persons
6.2 million
16 million
Source: NDRRMC SitRep # 38 December 25, 2012; SitRep #29 July 26, 2014; and SitRep #60 April 3, 2014
14. The Philippines has had a long history of active engagement with the private sector and
civil society, including disaster risk management. Forging partnerships with external
stakeholders is not new to the Government. Following Typhoons Ondoy (Ketsana), Pepeng
(Parma) and Frank (Fengshen), 10 the Government entered into a cooperation agreement
with a private sector coordinating body called the Philippine Disaster Recovery Foundation
(PDRF). It is composed of large private sector entities and their socio-civic units to
participate in government-led efforts, bringing their own resources, partnerships and
expertise.
15. The private sector and NGOs also play a crucial role in recovery. The PARR encouraged
large private companies to adopt communities as recipients of programs/projects that they
will fund, as part of their initial engagement. This enabled PARR to focus on which
communities did not have a private sector “sponsor.” For Yolanda, the PDRF and other
private firms coordinated closely with the OPARR clusters and have been involved in setting
up cash for work programs, providing transitional shelters, rebuilding classrooms, and
providing start-up capital and basic financial training to micro-entrepreneurs, among other
activities. 11 As this partnership evolved, the PARR promoted the CRRP as guide for
determining new focus areas for continued support by the private sector and NGO partners.
16. As government implementing agencies and LGUs were extremely overwhelmed by
demands to restore services, the private sector and non-government organizations helped
bridge gaps in implementation capacity. Many NGOs also received direct funding from
government to scale up their projects and reduce the gaps on the ground. The private sector
and NGOs have been able to implement recovery programs relatively faster because of less
bureaucratic restrictions, more flexible procurement policies, and adaptive delivery
mechanisms. However, the scale of their interventions is limited and targeted.
10
11
Presidential Executive Order 838 of 2009
PDRF(2014). http://pdrf.org/index.htm. [accessed August 25, 2014]
Philippines Typhoon Yolanda Ongoing Recovery
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17. Other local governments, in a spirit of solidarity, also provided support to LGUs affected
by Yolanda. On November 13, 2013, five days after typhoon Yolanda struck, the
Metropolitan Manila Council passed MMC Resolution No. 2, series of 2013. The Council
unanimously signed the resolution that calls on each LGU in Metro Manila to adopt at least
two or more worst-hit localities and assist them in post-disaster recovery. Under this LGUto-LGU partnership scheme, Metro Manila cities assisted the relief operations of affected
towns and also fielded heavy equipment, technical and engineering experts to support longterm recovery efforts. 12 The adopt-a-town program is not part of a formal government
process but was instigated by the MMC in solidarity with their Yolanda-affected
counterparts. Outside the MMC structure, LGUs can similarly pass their own resolutions to
adopt other LGUs in times of crisis.
Figure 3. Comparative institutional arrangement pre- and post-Yolanda
12
http://www.mmda.gov.ph/news2013.html (accessed September 03, 2014)
Country Case Study Series Guide for Disaster Recovery Frameworks
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Figure 4. Re-alignment of institutional arrangement of LGUs
with the sectoral one prescribed by OPARR
Philippines Typhoon Yolanda Ongoing Recovery
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3. Recovery Framework
18. The Reconstruction Assistance on Yolanda (RAY)13 sets the Philippine government’s
framework to guide the planning and implementation of the recovery effort. The
Philippine Development Plan is the overall blueprint for the development policies, programs
and projects. Typhoon Yolanda derailed the targets of the national development plan, and
therefore, the immediate objective of reconstruction and rehabilitation is to “recover lost
ground and get back on track.”14 NEDA, by virtue of its role as the lead agency for
rehabilitation and recovery in the NDRRMC structure and as the macroeconomic planning
entity of the Government, formulated the RAY. This provided a recovery framework based
on early estimates of damages and losses and informed the initial funding for the
rehabilitation and reconstruction of affected communities. As Typhoon Yolanda struck at
the tail end of the budget cycle, RAY became the basis for a Php14.6 billion (around USD 336
M supplemental allocation to the 2014 annual budget to fund the immediate needs for
relief and early recovery.15
Box 3. Core Recovery Principles Outlined in RAY






Local governments will be responsible for implementation, to ensure that
recovery is tailored to local conditions and promotes community participation,
ownership and sustainability.
The national government will take charge of oversight and coordination but will
make sure that there is flexibility in local implementation.
Recovery programs will promote inclusiveness and sustainable livelihoods in
order to address pre-existing poverty issues that drive disaster risk in the affected
areas.
Gender considerations will be incorporated into the design and implementation of
recovery and reconstruction activities to address gender inequality and promote
women’s empowerment.
There will be an emphasis on fast tracking the implementation of programs and
activities, but at the same time systems will also be put in place to track and
assess performance, to ensure transparency and accountability.
RAY is guided by the “build back better” principle, which focuses on sustainable
efforts to reduce vulnerabilities and strengthen capacities to cope with future
hazard events.
13
Please note the following timelines: RAY (three weeks from November to December 2014);
PDNA (three months from January to April 2014); and CRRP (four months April 2014 to August 2014)
14
Interview with NEDA Undersecretary Emmanuel Esguerra, June 2014.
15
ABS-CBN News Corporation. (2014). https://anc.yahoo.com/news/pnoy-signs-p14-6-b-supplementalbudget-for-yolanda-hit-areas-063600286.html. [accessed August 17, 2014]
Country Case Study Series Guide for Disaster Recovery Frameworks
15
19. RAY enabled the Government to determine appropriate policies and resources to reduce
the social and economic cost from the disaster. RAY focused on how much the
Government needed to spend in order to respond to Yolanda. This information could not
wait until the post disaster needs assessment (PDNA) process was completed, so the
Government exercised flexibility and authority to formulate its own macro-economic
assessment. Injecting liquidity in the economy was one of the major concerns of the
Government in order to keep the economy on track.
20. Under the DRRM Act, the OCD is tasked to conduct the PDNA within a month and a half
following a disaster. The development of the RAY before the mandated PDNA caused some
initial confusion among national government agencies and international development
partners. OCD mobilized multi-sectoral teams composed of representatives from national
government agencies and local governments to collect and verify information on disaster
impacts at the local level.16 The PDNA focused on generating feedback from the affected
LGUs and communities on the principles and priority areas to fast track recovery on the
ground. The PDNA was completed three months after Typhoon Yolanda and was formally
transmitted by the OCD to NEDA on April 30, 2014. The PDNA only accounts for public
sector damage and losses, while RAY includes damage and losses for both the government
and private sectors. Table 3 provides a brief comparison between the RAY and the PDNA.
21. Due to expediency of meeting the budget deliberations, the Government modified the
usual sequence of assessment and planning. Legally, the DRRM Law mandates the OCD to
lead post-disaster assessments, while NEDA leads recovery planning. In terms of an ideal
sequence, an assessment underpins recovery planning. Due to the urgency of meeting the
Congressional requisite, NEDA submitted RAY, in agreement with the OCD, that a more
thorough post-disaster assessment could commence in January 2014. The pace by which
these assessments were prepared in the past would not be able to match up with the urgent
budgetary process triggered by Congress at the time.
Table 3. Comparison between RAY and PDNA
RAY
PDNA
Government Lead Agency
NEDA
OCD
Date of completion
December 2013
April 2014
Objective
Pass supplemental budget
As part of requirements set
for 2013 and to reflect on
forth by the DRRM Act
2014 annual budget
Approach
Top down
Bottom up
16
Office of the Presidential Assistant for Recovery and Reconstruction, Yolanda Rehabilitation and
Recovery Efforts, 2014
Philippines Typhoon Yolanda Ongoing Recovery
16
4. Recovery Planning
22. The CRRP constitutes the overall blue print for the post-disaster planning system of the
Yolanda recovery and reconstruction program, anchored on the development principles of
the Philippine Development Plan. From an institutional perspective, the alignment of the
CRRP with the Philippine Development Plan represents a results framework that link inputs
to outputs, outputs to outcomes, and outcomes to an overall goal. In particular, outcomes
enunciated in the RAY are aligned to the sectoral cluster plans of the CRRP established by
OPARR, which in turn, details national budget requirements, additional staffing needs, and
supplemental technical and organizational capacity for successful implementation. The
bottom up approach of the PDNA serves as a baseline for the local funding requirements
(see Figure 4).
Figure 5. Planning System for Yolanda Rehabilitation and Recovery
(Source: NEDA)
23. The CRRP consolidates the multiple layers of plans prepared by the national government
agencies and LGUs. The plan draws on the goals, principles, strategies, and results
framework already established under RAY and the PDNA. The CRRP asserts the “build back
better” as guiding principle for Government’s investment in the Yolanda affected areas. It
Country Case Study Series Guide for Disaster Recovery Frameworks
17
articulates the overall national strategic vision for rehabilitation and recovery across the 171
priority cities and municipalities, located within the 50 kilometer radius of the typhoons’
path, as below. The CRRP estimates the investment requirement of Php171 billion from
2014 to 16.
 restore, rehabilitate or reconstruct damaged infrastructure necessary to sustain
economic and social activities in the affected areas;
 repair houses or rebuild settlements and basic community facilities and services making
them more resilient to natural calamities;
 restore livelihoods and the continuity of economic activities and businesses; and
 increase resilience and capacities of communities to cope with future hazard events.
24. OPARR undertook a consultative approach to allocation of funding and resources in which
the Local Government Rehabilitation and Recovery Plans (LRRP) developed by affected
LGUs get “vetted” by the experience and policies of the national government agencies.
The vetting process reconciles the local
needs with the Government’s objectives as
Box 4. The Availability of Updated
indicated in the CRRP. Inputs from private
Baseline
Data and Development Plans
actors such as businesses, NGOs or CSOs,
Expedites
Planning for Recovery
local communities and households have
also been incorporated through the
A month before the Yolanda disaster,
consultation processes established by
the municipality of Tanauan had
OPARR to develop the CRRP.
updated its baseline data and revisited
their Comprehensive Development Plan.
This ex ante exercise paved the way for
the speedy formulation of its RRP,
earning the distinction as the first local
government unit to submit their RRP to
OPARR.
25. Some LGUs benefitted from technical
assistance to formulate their recovery and
rehabilitation plans. In the absence of
relevant government guidelines, many took
the form of development plans wherein
planned investments or activities do not
operationally separate recovery, response,
and long-term development. The level of
technical rigor applied in the crafting of local recovery plans is uneven across LGUs,
depending on whether the LGU had access to technical assistance from external partners.
In many cases, the local recovery plans reflected ‘wish lists’ of all needs, and as such,
prioritization has been critical to inform local resource allocation and implementation .
These factors prompted OPARR to subject all plans to a vetting process to enable the
objective assessment of priorities and appropriate use of resources.17
26. OPARR’s consultative approach aimed to reconcile prioritization across provincial plans,
the cluster plans, and the objectives of national sectoral agencies to ensure efficient use of
national resources. The consultative approach adopted by OPARR enabled the stakeholders
to understand the trade-offs and reach consensus, especially on the extent of support for
local priorities.
17
Post Yolanda Recovery Case Study Validation Workshop, August 27, 2014, World Bank Manila Office
Philippines Typhoon Yolanda Ongoing Recovery
18
27. The multiple layers of recovery plans that emanated from Yolanda caused initial confusion
and delays in finalizing the overall plan. These multiple layers of planning were not
deliberated ex-ante, but were borne by the government’s improvisation of the process, as
they tried to meet the demands of Congress for inputs to the budget, post-disaster
assessment as mandated by law, and the need for sectoral, regional and local plan to
confirm priority and establish transparency in the process. The RAY, PDNA, and CRRP built
on each other to ensure consistency in policies, strategies, and priorities.
28. Planning, while consultative, was also treated as a one-off process, with the recovery plan
as the final output of this process. The CRRP was therefore seen as the ultimate basis upon
which all decisions for prioritization and budgeting would be founded. The view that CRRP
has to be all encompassing and spotless entailed an iterative formulation process; the CRRP
itself was submitted to the President in August 2014. The entire recovery planning from RAY
to CRRP took nine months in all to complete. While it is difficult to prescribe ‘ideal’
timeframes within which to complete the recovery planning process, the principle of acting
as swiftly as possible is fundamental. The reason that a less-than-perfect plan is good
enough is hinged on the belief that plans are reviewed periodically in the course of its
implementation. Moreover, the planning is horizon is generally much longer as recovery
takes a longer time to achieve, than the current prescription of two years.
Country Case Study Series Guide for Disaster Recovery Frameworks
19
5. Recovery Financing and Financial
Management
29. Financial resources for DRRM-related activities are commonly appropriated in the annual
national budget. These include:
a) National Disaster Risk Reduction and Management Fund (NDRRMF) – a special purpose,
lump-sum fund intended to cover aid relief and rehabilitation services to
communities/areas affected by man-made and natural calamities, and repair and
reconstruction of permanent structures, including capital expenditures for disaster
operation, and rehabilitation activities. 18 DBM administers the fund and releases
monies directly to the implementing agencies (including LGUs) upon the approval of the
President of the Philippines with the endorsement of the NDRRMC (in the case of local
disasters) or the appropriate agency (for internal crisis).
b) Quick Response Fund (QRF) – are built-in budgetary allocations that represent predisaster or standby funds for agencies to immediately assist areas stricken by
catastrophes and crises.19 Agencies that have built-in QRFs include DPWH, DSWD, the
Department of National Defense (Office of the Secretary and the OCD), the Department
of Education, and the Department of Agriculture. The release and use of these funds
are not subject to the President’s approval and recommendation of the NDRRMC. Also,
agencies may request the replenishment of their QRF to DBM subject to the approval of
the Office of the President. QRFs were previously programmed as part of the NDRRMF,
but have been decentralized among eligible national agencies since 2012.
30. At the local level, LGUs are mandated under RA 10121 to set aside no less than 5% of their
estimated revenue from regular sources as their LDRRM Fund (LDRRMF) to support DRRM
related activities. The eligible use of the LDRRMF includes pre-disaster preparedness
programs and training, purchasing life-saving rescue equipment, supplies and medicines for
post-disaster activities, and for payment of premiums on calamity insurance. Thirty percent
of the LDRRMF serves as the local QRF that can be spent for emergency purposes. Should
the resources under the fund remain unspent, LGUs can set these aside in trust funds for a
period of five years after which it can be reverted back to the LGUs’ general fund. LGUs can
also access funds from the NDRRMF to augment their budget for disaster response and
recovery.
31. Also, national government agencies and first income class LGUs are required under the
Property Insurance Law (Republic Act 656 of 1951) to insure their properties against risks
such as fire, earthquake, storm or other calamities. The law caps the amount of insurance
premiums to the premium charged by private insurance companies. A Property Insurance
Fund, administered by the Government Service Insurance System, was established under
the law to indemnify claims in the event of loss or damage to government property.
18
19
http://www.dbm.gov.ph/?page_id=2584
Ibid
Compliance, however, has been uneven as previous disasters (e.g. the Bohol earthquake
which struck Central Visayas a month before Yolanda), revealing that many LGU properties
were uninsured.20
32. Given the scale of the requirements to recover from Yolanda, the National Government
assumed responsibility for funding the majority of the recovery requirements within its
own budget. Downloading funds to the local level has proven to be challenging. The
bigger challenge lies in funding recovery needs out of LGU resources, even from their
LDRRMF, especially for low-income municipalities (see Box 5). This is especially exacerbated
when LGUs are confronted with disasters of Yolanda’s scale, which can severely affect their
tax base and cash flows. In the aftermath of Yolanda, there were no readily available
mechanisms to download funds from the national level to the local levels.
33. The existing transfer mechanisms were not up to task to support local recovery. The IRA,
the largest form of inter-governmental transfer, represents LGU share in national domestic
revenues. These are transferred through budgetary instruments for the overall public
administration of LGUs. These are not necessarily provided for the particular purpose of
meeting post-disaster requirements, such that affected LGUs cannot expect that their share
in the IRA would be increased in proportion to new needs brought about by recovery and
rehabilitation. The conditions for transfer are likewise fixed, such as area of jurisdiction and
population.
34. The NDRRMF theoretically allows transfers for ex-post and ex-ante projects of either
national government agencies or LGUs, securing funds for local recovery is uncertain.
There are at least two factors that make the NDRRMF a highly variable source of funds for
local recovery. Securing OCD endorsement and presidential approval of a request for
funding for LGUs is highly uncertain. Second, the annual allocation is generally inadequate
to support the full year emergency operations of national government agencies, much less
the LGUs and their recovery needs.
35. To support LGUs planning to access financing, the National Government streamlined
processes and requirements, especially pertaining to LGU access to available resources. To
reduce the administrative burden of LGUs in accessing funds from various available
conduits, the Bureau of Local Government Finance was authorized by the Department of
Finance to reduce the administrative requirements for LGUs to apply for Certificates of
Maximum Capacity and Debt Servicing Capacity, allowing them quicker access to funds for
recovery. The Department of Interior and Local Government also streamlined the
certification process for LGUs to be eligible to tap national government grants and official
development assistance. This streamlining process is expected to be in place the next two
years.21
20
http://www.sunstar.com.ph/tacloban/local-news/2012/05/10/audit-tells-lgus-have-properties-insured220773 [Accessed 12 Feb 2015]
21
Official Gazette (2014). http://www.gov.ph/2014/05/28/dof-blgf-certifies-yolanda-lgus-capacity-forp1b-own-loan-financing-bids/. [Accessed 23 August 2014]
Country Case Study Series Guide for Disaster Recovery Frameworks
21
Box 5. Realities of the LDRMMF
To a certain extent, an effective response and recovery is dependent on the
availability of financial reserves and contingency mechanisms, which are hardly
available to the majority of LGUs. Section 21 of RA 10121 states that not less than
5% of the LGU’s estimated revenue from regular sources shall be set aside as the
LDRRMF to support disaster risk management activities. However, what is
actually happening in the field is starkly different from this provision. Some LGUs,
specially the low-income class municipalities, can hardly realize the estimated
revenues as their actual collection is always lower than the estimated revenue.
Therefore, even if LGUs exert utmost efforts to comply with the mandatory
provision on LDRRMF, they do not usually back it up with actual cash.
Local governments are not equally exposed or vulnerable to disasters. Some local
governments are more prone to disasters than others, which has a serious impact on
their finances. However, the national policy for devolution of finances does not
recognize these varying levels of vulnerabilities.
Source: “Disaster Management Practices in the Philippines – An Assessment”
(Commission on Audit, 5 September 2014).
36. The recovery effort is also taking advantage of existing government programs and
mechanisms to disburse much needed financing to the LGUs for reconstruction and
rehabilitation. A major recovery initiative of the Government is the expansion of the
coverage of its National Community-Driven Development Program (NCDDP) to include 500
communities affected by Yolanda, with funding support from Asian Development Bank
(ADB) (USD 372.1 M) and the World Bank (USD 479 M). The NCDDP supports the target
communities in planning, budgeting, implementing and maintaining local-level
infrastructure projects such as water systems, school buildings, day care and health centers,
as well as roads and bridges.22
37. Non-traditional conduits were also identified to support local recovery. The government
explored the possibility of tapping government financial institutions as conduits of funds and
technical assistance to support local recovery. Transferring funds to these public institutions
was explored, leveraging national funds with existing fiduciary and technical capacities of
these institutions to ensure transparency in the distribution of funds and strict adherence to
technical quality check. This scheme offered a lot of promise, as the government wanted to
draw lessons from this pilot implementation to expand options for support to local recovery.
However, government appraisal was not favourable to this scheme, not because of its lack
of technical merits, but because the nearing local elections were feared to create more
questions on this scheme.
22
Department of Social Welfare and Development (2014). http://www.dswd.gov.ph/2014/06/nationalcommunity-driven-development-program-to-prioritize-yolanda-hit-areas/.[Accessed 23 August 2014]
Philippines Typhoon Yolanda Ongoing Recovery
22
38. Time-bound credit programs were instituted to specifically support the recovery of
affected enterprises. The
Government established initiatives
Box 6. Sourcing Funds for Recovery in
such as the Enterprise
Indonesia, 2004 Indian Ocean Earthquake
Rehabilitation Financing Program
and Tsunami and the 2005 Sumatra
(ERFP) and the Credit Support Fund
Earthquake
(CSF) to support livelihood recovery.
In response to the Government of Indonesia’s
The Small Business Corporation of
request to coordinate recovery support from
the Department of Trade and
donors in the affected areas, following the 2004
Industry launched the ERFP to
Indian Ocean Earthquake and Tsunami and the
support the recovery of micro-,
subsequent 2005 Sumatra Earthquake, the
small- and medium-scale
Multi-Donor Fund (MDF) for Aceh and Nias
enterprises (MSMEs).23 The CSF is a
was established in April 2005. Harnessing
partnerships between government, donors,
USD 45.40 M assistance program
communities and other stakeholders, the MDF
managed by the Land Bank of the
proved to be a successful model for postPhilippines that is intended to
disaster rehabilitation and reconstruction. It
provide loans to approximately
managed to generate 10 percent of the overall
416,000 micro-entrepreneurs for
recovery funds amounting to US$655 million in
livelihood activities such as farming,
contributions from 15 donors.
raising livestock, and the
Source: “From Rebuilding to Revitalizing: Five
establishment of neighborhood
Years After the Tsunami - Building Capacity for
24
stores.
a Stronger Future in Aceh and Nias”(World
Bank, December 2009).
39. The CRRP pegged the overall
recovery funding requirement for
years 2014-2016 to Php171 billion
(about USD 3.9 billion) to bring the country back on track to meet the targets set by the
Philippine Development Plan. 25 Multilateral agencies and international organizations have
pledged loans of USD 2.93 B and grants of USD 213 M to assist in the recovery efforts.26 The
largest donor is the ADB, which has pledged around USD 1.12 B in the form of grants and
loans. When the Government called for budget proposals for 2015, it has recognized that a
significant amount of the recovery requirements will likely be unfunded. Implementing
agencies were enjoined to reprogram existing budgets to accommodate the Yolanda
reconstruction needs within budgetary constraints and explore the possibility of cancelling
or deferring less urgent activities and projects or those that can be undertaken by the
private sector. 27 In December 2014, the President signed the General Appropriations Act
for 2015, which allots Php21.7 billion (approximately USD 500 M) for rehabilitation
requirements for Yolanda. A 2014 supplemental budget of Php 22.4 billion (USD 516 M) was
also signed to fund mostly Yolanda-related reconstruction projects.
23
It is a USD 15.90M loan program where MSMEs can loan between USD 4,500 to USD 0.11 M, payable in
five years with annual interest rates of five to six percent, and with a one-year grace period on both
principal and interest payments.
24
Department Official Gazette (2014). http://www.gov.ph/2014/05/07/aquino-admin-rolls-out-p2b-foryolanda-hit-entrepreneurs-to-jumpstart-livelihood-recovery/. [Accessed 23 August 2014]
25
Yolanda Comprehensive Recovery and Rehabilitation Plan , OPARR , August 1, 2014
26
OPARR, 2014
27
National Budget Memorandum No. 119, 23 December 2013 http://www.dbm.gov.ph/wpcontent/uploads/Issuances/2013/National%20Budget%20Memorandum/NBM119/NBM119.pdf
Country Case Study Series Guide for Disaster Recovery Frameworks
23
6. Implementation, Monitoring and
Evaluation
40. The quick adoption of the Supplemental Budget in January 2014 enabled the National
Government to mobilize the much needed resources into the recovery process. As LGU
capacities were greatly weakened in the aftermath of Yolanda, national government
agencies took a central role in implementing immediate recovery projects at the local level
to normalize LGU operations. For example, an initial Php 2.1 billion (USD 48 M) was
released to DILG for the repair and reconstruction of vital local facilities and structures
(specifically for provincial, city, and municipal buildings, public markets, civic centers and
barangay facilities) that were damaged.28 To implement, DILG entered into a Memorandum
of Agreement with DPWH for the reconstruction, rehabilitation and repair of these priority
LGU structures. Savings and unprogrammed funds from the 2013 budget were disbursed for
the immediate restoration of power in affected areas (undertaken by the National
Electrification Authority) and provision of early recovery requirements, such as livelihood
support (DA, Bureau of Fisheries and Aquatic Resources), and other forms of social
protection schemes (DSWD).29
41. Implementation was saddled by weakened capacities of implementing agencies, absence
of ex-ante implementation mechanisms and tools, and delays in addressing bottlenecks
that arose during implementation. The fiscal position of the government created a space to
absorb the fiscal and economic impact of disasters. Since the typhoon occurred, the
government has had continued access to liquidity to support identified recovery priorities.
After all, the public sector requirement constitutes no more than 20% of the recovery
needs.
28
Department of Budget and Management. (2014). P32-B in Total Aid Released as of Mid-May; Abad:
Ample Funds Remain for post-Calamity Efforts. http://www.dbm.gov.ph/?p=9054
29
Ibid.
Philippines Typhoon Yolanda Ongoing Recovery
24
42. Government procurement and
contracting policies were relaxed to
expedite recovery activities. The
Government Procurement Policy
Board waived prior clearance
requirements for government
contracts of less than Php500 million
(USD 11.5 M) for as long as
documentation of the transactions is
submitted at the end of every month.
It similarly allowed government
entities to procure goods and
infrastructure projects via negotiated
procurement for as long as these
expenditures are covered by an
approved budget for a contract of at
least Php 500 million for the purpose
of rescue, recovery, relief and/or
rehabilitation during the state of
calamity.30
Box 6. Public-Private Partnership in Yolanda
Recovery
An example of effective public private
partnerships can be seen with the mass housing
project in the northern part of Tacloban City. The
land (covering 12 hectares) where the new houses
are being built is owned by the City Government
and the construction of the houses are being
supported by a private foundation, the GMA
Kapuso Foundation and the international NGO
Habitat for Humanity. The development of the
site (provision of roads, water and power) will be
covered by the National Housing Authority, a
national government agency. The local
government supported the selection and
mobilization of beneficiaries, who in turn,
provided labor equity during construction.
43. In light of the magnitude of resources involved in the relief, recovery and rehabilitation
efforts and the relaxation of some controls during the period state of calamity, immediate
post-audit of all disaster-related transactions were carried out to ensure that all
transactions were undertaken above board. The audit covered the sources and receipts of
foreign aid, releases of local funds by DBM, Office of the President, NDRRMC and other
agencies, inter-agency transfer of funds, procurement and logistics and the distribution of
goods and services. 31
44. COA mentioned that during disasters, government officials tend to struggle between
adhering to accountability mechanisms and the need for rapid response. COA
subsequently issued accounting and reporting guidelines for utilization of the NDRRMF,
donations (in cash and in kind) from local and foreign sources and funds allocated to the
DRRM program to establish controls and emergency procedures during disasters. COA
noted the following weaknesses during the emergency operations for Yolanda:




30
31
Procedural lapses/ deficiencies in accounting for receipt and utilization of funds
Procurement and contracting issues (e.g., possible abuse of expedited transactions such
as distribution of good could not be substantiated in paper, foregoing competitive public
bidding for goods, and inability to provide timely reports)
Documentation and recording issues such as lapses in documenting donations and
movement of supplies
Management of Inventory, supplies and warehousing, issues (reliable inventory is crucial
in the determination of the volume of relief goods to be ordered as well as timeliness in
placing orders)
Resolution no. 34-2013 on November 14, 2013
GPBB Resolution No. 2013-2014 on November 20, 2013
Country Case Study Series Guide for Disaster Recovery Frameworks
25

Loading, shipments and logistics management issues leading to delays in the delivery of
relief goods. These partly stem from government officials being too afraid to violate the
law or at the least incur the possibility of a certain transaction being disallowed. A lot of
the conditions created by the aftermath of the typhoon are unexpected and therefore
awaiting a new set of guidance.
45. COA issued additional guidelines in order to address these observations. With funding
from USAID, COA also held seminars for government agencies around May 2014 regarding
enhancing audit of disaster management systems and on defining accountability and
responsibility over the DRRM fund. The report did not provide any information, however, on
any other follow-up actions aside from guidelines and awareness building exercises and
whether charges were made against erring officials. It is recognized that these delays and
weaknesses are exacerbated by the weakened capacities on the ground. Hence, the
challenge has been making the implementing agencies understand and apply these
guidelines ex-ante.
46. Around ninety percent of the disaster impact was borne by the private sector, especially
the private households and the small and medium enterprises. Unfortunately, the policies
and implementation mechanisms of the Government to address the needs of low income
private households and small businesses are not adequate to meet the scale of the disaster
impact. Restoring local economic activities that were destroyed by the disaster takes time,
harnessing the competencies of the private sector and market mechanisms. The
government’s approach to distribution of inputs and restoring basic production facilities are
necessary, but not necessarily sufficient to support local economic development.
47. With over 1 million homes damaged due to the disaster, housing remains the biggest
challenge for the Government. For example, the Government has successfully
implemented community-driven housing recovery after small localized disasters in the past.
But this approach has not been tested in the face of 500k homes that were totally damaged
by typhoon Yolanda. For this scale, the government’s main approach focuses on
resettlement, and not necessarily overall housing needs.
48. To facilitate resettlement activities, the Office of the President issued Administrative Order
No. 44 on October 28, 2014 to cut down the number of days required for the issuance of
permits, licenses and clearances for housing and resettlement projects in Yolanda-affected
areas. The Department of Agrarian Reform likewise streamlined the application processes
(for applications up to June 30, 2016 only) for land use conversion for the construction of
resettlement areas. 32 As per the CRRP, the Government has committed to support
resettlement of over 200,000 households living in declared unsafe zones. However,
implementation remains a challenge due to land availability and tenure and the lack of
large-scale delivery mechanisms.
32
DAR Administrative Order No. 9 series of 2014 (10 November 2014)
Philippines Typhoon Yolanda Ongoing Recovery
26
49. Resettlement is a complex process
and may not always be necessary.
CSOs working in the housing cluster
emphasized that a more resilient
and participatory approach should
be taken that focuses on the actual
needs of the community.33
Resettlement is but one among the
many options that could be offered
to restore housing and communities.
Practices related to communitybased and community-driven
housing recovery are present, but
have been mainly limited to CSOs
and to such agencies as the Social
Housing Finance Corporation and
DSWD.
Box 7. Implementing Programs through
Existing Network of Civil Society
Organizations
The Inter-Church Organization for
Development Cooperation (ICCO) office has
donated funds of about €3.6 million for projects
in areas not covered by other organizations.
Projects focus on community-identified needs,
which include enterprise development, psychosocial support, and initiatives addressing land
rights issues. The network works closely with
LGUs and the DA in selected projects. Effective
implementation is ensured through regular
monitoring, conducted through field visits and
project reports.
50. A major challenge being faced by local governments in their resettlement program is the
provision for livelihood support to those internally displaced by Typhoon Yolanda.
Displaced households who used to derive their income from the coastal areas and nearby
city establishments now find themselves with limited livelihood opportunities. This burden
is heavier for “widowed” households – families who lost their main income earners because
of Typhoon Yolanda.34 Weeks after Yolanda struck, it was gathered that LGUs such as
Tacloban City has undertaken the profiling of these households and an inventory of their
skills set in order to plan livelihood programs that are better suited to their conditions.
51. Through the leadership of PARR, an implementation approach that integrates housing and
livelihood restoration is being planned to cover around 4,000 families in select LGUs. An
initial partnership agreement among NHA, SFC, pilot LGUs, and CSOs has been formulated to
identify the roles and responsibilities of the partners. Lessons from implementation will
inform the refinement of policies that can guide future recovery efforts especially from
large-scale disasters.
52. Stakeholders have expressed that there is a prevailing lack of capacity, particularly for
LGUs, to implement projects that are being funded by the national government and other
donors. Some respondents in the study have expressed that more than the availability of
funds, the absorptive capacity of LGUs to carry out projects poses a bigger concern. This is
especially true for lower income class municipalities that have no trained municipal
engineers and have limited experience in implementing projects that require hiring
contractors. There is an expressed need to invest in capacity building activities alongside
major investments, such as infrastructure and housing, to ensure investment viability and
sustainability.
33
Post Yolanda Recovery Case Study Validation Workshop, August 27, 2014, World Bank Manila Office
Respondents reported that the husbands and eldest sons stayed behind to look after their houses while
the wives, females in the family, and younger children, left for higher ground when residents are being
asked to evacuate because of the typhoon.
34
Country Case Study Series Guide for Disaster Recovery Frameworks
27
53. NEDA released RAY 2 (Implementation for Results)35, which outlines the monitoring and
evaluation framework for the Yolanda recovery. Primary oversight functions were initially
planned to be shared among OPARR (for the monitoring of the implementation of CRRP),
NEDA (for monitoring Yolanda outcomes in relation to the Philippine Development Plan) and
DBM (for monitoring budget releases and the utilization of budget allocations). Regular
progress monitoring will be conducted using the agreed results framework outlined in RAY2
as well as periodic evaluation to assess overall progress. Once the mandate of the PARR
expires, the monitoring functions will be transferred to NEDA.
54. Several tools have been developed to facilitate a more transparent monitoring of
implementation:
 OPARR developed the eManagement Platform: Accountability and Transparency Hub
for Yolanda (eMPATHY) as a tool to monitor the progress of activities related to
Yolanda recovery. Operating on a web-based platform, eMPATHY is envisaged as a
centralized system for tracking down expenditures and implementation progress of the
CRRP. Implementation agencies are given access to the platform and tasked to provide
updates on their respective activities and projects. OPARR envisaged eMPATHY as its
legacy as the design of its database interface can be applied to monitoring recovery
efforts for future disasters. The eMPATHY will consolidate all rehab and recovery
projects and ensure that all agencies and stakeholders are looking at one common
platform and one common project listing.
 Monitoring geared towards improving transparency in the flow of funds from donors
is done through a tool called Foreign Aid Transparency Hub (FAiTH), which is
administered by the DBM. FAITH is an online portal that provides information primarily
on humanitarian assistance pledged or given by countries and international
organizations, as well as donations coursed through the Commission on Filipinos
Overseas’ Lingkod sa Kapwa Pilipino program, and in the future, donations coursed
through Philippine embassies abroad.36
 DBM also launched the Open Reconstruction, an open platform system that tags
expenditures related to Yolanda once it enters the budget ticketing system and tracks
and monitors progress through procurement, implementation, and auditing. The system
has been realigned to pull out data from eMPATHY.
 The OPARR website (oparr.gov.ph) also provides updates on the status of the
implementation of the sectoral targets of its four clusters (see Annex 4 for further
details).
55. The discord that exists in the financial management system of government is a real
concern as this undermines the effective monitoring system that links outcomes to
outputs, budgets and expenditures, and accomplishments across agencies remains a
challenge. There are tools that exist within agencies and those that were designed after
35
36
http://www.neda.gov.ph/wp-content/uploads/2014/10/ray_ver2_final.pdf
(http://www.gov.ph/faith)
Philippines Typhoon Yolanda Ongoing Recovery
28
Typhoon Yolanda, such as the FAITH, Empathy, and Open Reconstruction in response to the
public clamor to know where the resources are being spent. However, these systems do not
necessarily convey a comprehensive picture of how much resources have actually been
made available for post Haiyan needs.
56. The underlying system for coordination, monitoring, and reporting remains weak. The
Government recognizes that systems for planning, budgeting and disbursements,
implementation, accounting and auditing need to be tightened to achieve sustainable and
effective monitoring and evaluation. The tools currently available are seen as initial
platforms that can be improved over time, along with improvements in institutional
arrangements.
Country Case Study Series Guide for Disaster Recovery Frameworks
29
7. Conclusions and Way Forward
Figure 5 provides a summary of the recovery milestones and challenges based on information
and available data collected during the study.
Figure 6. Summary of Recovery Milestones and Challenges
Philippines Typhoon Yolanda Ongoing Recovery
30
57. The strength of the post-Typhoon Yolanda recovery process is reflected in the
Government’s flexibility to re-organize its institutional mandates to adapt to a given
circumstance. The Philippines is accustomed to several small and medium scale disasters
that affect the country repeatedly within a year; however, the impact of Typhoon Yolanda
was unprecedented. Existing institutional arrangements may be adequate for disasters of
smaller scale but were severely strained in
dealing with disasters of Yolanda’s scale. The
Government has since considered Yolanda as
“If there is one important lesson
the “new normal” that sets the benchmark
that the rest of the world can learn
for reviewing policies and implementation
from our experience with
strategies related to disaster risk reduction.
Yolanda, it is that we cannot make
rules and expect all situations to
adapt to them- especially when we
58. The impact of the disaster has forced the
are dealing with disasters.”
Government to seriously rethink its
institutional framework to effectively deal
- Secretary Baliscan, Asia Europe
with large-scale disasters. There may be a
Manila Conference on Disaster
valid justification for formalizing the
Risk
Reduction and Management
management of disasters through a
June 5, 2014
dedicated permanent government institution
to coordinate and manage all kind of
emergencies and disasters, particularly for a
country as vulnerable as the Philippines. This entity (e.g., a permanent “OPARR” inspired
structure) would not substitute or duplicate existing line agencies of government, but would
be in charge of three important functions: 1) distributing and monitoring the additional
funds related to the declaration of disasters; 2) undertaking the important job of prevention
and risk reduction to reduce losses in the long term; and 3) beefing up the capacities of
implementers during large scale disasters. Unlike the current OPARR, the evolving
institutional structure ideally possesses the full authority and mandate to influence
outcomes. There are several bills drafted by the Philippine Congress promoting various
models aiming to establish an “OPARR”-inspired entity, akin to United States’ Federal
Emergency Management Agency and other models. The current thematic approach
espoused by the NDRRMC structure is likewise being reviewed to align better with the
institutionalized sectoral implementation norms in government.37
59. The permanence of this institution cannot be overemphasized enough, as the regime of
creating ad hoc institutions has the tendency to proliferate overlapping structures with
diluted contributions to effective recovery. Creating these structures consumes time and
resources that do not necessarily contribute to the speed and efficiency of recovery
implementation. Establishing a permanent institution whose capacity and knowledge can
be built over time has advantages that far outweigh the benefits of multiple institutions with
time bound existence.
37
Post Yolanda Recovery Case Study Validation Workshop, August 27, 2014, World Bank Manila Office
60. Yolanda has also revealed that existing institutional bottlenecks need to be addressed
especially as they undermine the effective implementation of recovery and reconstruction
activities. Issues that pertain to national- local government relations and intergovernmental
transfers, land management and resettlement, and support to private sector and private
households, among others have serious implications on addressing urgent and large scale
implementation of recovery programs. Since these issues have far-reaching impacts beyond
disaster management and reduction, they need to be discussed with a broader constituency
both within and outside government.
61. Systems for emergency response, recovery and rehabilitation would also need to be
reviewed vis-à-vis the lessons learned from Yolanda. The Government has the ability to
streamline and relax procedures and policies to fast track the implementation of Yolandarelated activities. Lessons from Yolanda recovery identify which of these flexible and
innovative processes can be institutionalized as the government increases its capacity to
address disaster impacts. One example cited by COA is the need to simplify the process flow
and longer availment window of DRRM funds to ensure that national government agencies
and LGUs can easily allocate resources for disaster-related activities.38 There is also the
challenge of engaging quick action that takes full consideration to transparency and
accountability. For instance, COA has found many examples wherein LGUs were not able to
quickly access funds due to long-standing issues on procedural lapses and deficiencies in
fully accounting for internal funds used for disaster risk management and/or for funds
transferred to them by national government agencies. Policies and mechanisms, if set exante, can balance the need for timely response to disasters with the governance
requirements set at the central level.
Box 8. Hazard Mapping and Land Use
In the immediate aftermath of the disaster,
many sectors necessitated instruction to
build back better. The Government was
compelled to revive past instructions that
relate to no build zones per the Water
Code of the Philippines (Presidential
Decree No. 1067 of December 31, 1976).
However, the Government and its partners
recognized the difficulty of implementing
the instruction and modified the guidance
that now prescribes regulations
corresponding to identified hazards.
In line with the modified guidelines, the
Government is fast tracking hazard
assessments to inform a more resilient
land use.
62. As the timeframe of the CRRP only
lasts two years, a major concern is
sustaining and funding rehabilitation and
recovery beyond 2016. Recovery
implementation is a process that takes time,
ranging from five to 10 years, especially for
large and complex disasters like Yolanda. To
ensure that recovery is sustainable and
durable, a recovery plan ideally covers the
short to long-term requirements that can be
reviewed eventually especially by changing
political leadership. Instead of limiting the
planning horizon to two years, a process for
review and updating could have been
provided to enable a more transparent
decision-making on how the plan can be
supported despite changing political
landscape.
38
Commission on Audit, Disaster Management Practices in the Philippines: An Assessment, September 5,
2014
Philippines Typhoon Yolanda Ongoing Recovery
32
63. A streamlined process for post-disaster assessment and recovery planning is also crucial to
set and sustain the momentum for recovery implementation. The speed by which the
Government delivered RAY was watered down by the fact that implementation and
disbursement of funds became tied to a one-off master planning exercise. Revisiting the
roles of agencies and local protocols is an important next step following lessons from
Yolanda. Energy of implementing agencies and stakeholders on the ground cannot be wholly
spent on assessment and planning, as implementation needs more attention. Government
leadership and ownership of this process is likewise key to ensure their linkage with the
budgeting process.
64. Yolanda recovery highlights the global debate on how to define recovery. Many have
expressed that response and recovery and development should be thought of as
overlapping processes instead of defined, rigid steps. These terms and definitions affect
every process of recovery, from response, to planning, to financing, to implementation, to
monitoring.
65. Stakeholders, from government officials to civil society representatives, have stressed the
urgency of and necessity for a refined policy on meeting the housing needs. A more holistic
approach is critical, to address not just resettlement and infrastructure rehabilitation, but
also restoration of livelihoods and access to services. Efforts are underway to establish
initial policies that can inform pilot implementation of these integrated schemes.
66. A transparent and unified system for monitoring and evaluation is very critical. The
current discord in the financial management, procurement, and delivery systems of
government undermine monitoring and evaluation. It is important that all stakeholders –
from implementors to general public can refer to a unified platform across government that
provide consistent information on the progress of recovery and reconstruction. Having such
a system is critical to ensure the credibility of the recovery process.
67. The Government is using its existing mechanisms for coordination, like the Philippine
Development Forum, as a platform to coordinate the local and international development
community. The Government’s leadership and ownership of this process has facilitated
quick coordination with the development partners and encouraged them to work within
these set processes and mechanisms. Adhering to external mechanisms is not sustainable
because they do not build local and national capacity, but rather undermine government
ownership of the recovery process.
68. The experience with Yolanda has taught communities and the Government the
importance of preparation and coordination to avert disasters. The country’s system for
disaster preparedness was tested in December 2014, when Typhoon Ruby (international
name Hagupit) entered the Philippine area of responsibility. Communities themselves
wasted no time in undertaking the necessary preparations with the aid of local
governments. The NDRRMC introduced a pre-disaster assessment to ensure that all
necessary resources and actions are well in place before the typhoon starts ravaging the
communities. A category 4 typhoon, casualties from typhoon Ruby were kept at a
minimum. The UN reports that it is one of the largest evacuation efforts ever done since the
Second World War.
Country Case Study Series Guide for Disaster Recovery Frameworks
33
69. Lessons on recovery continue to unfold, and partnerships continue to be forged to help
the residents, communities and local governments start over and build back better.
Implementation mechanisms and procedures are being enhanced to facilitate quick actions
on the ground. The Government is now looking at establishing a program for LGU
catastrophe risk insurance, and improving the insurance of public assets specifically public
schools. It has also started to undertake the review of the DRMM law and it is expected that
the lessons from Yolanda and other large-scale disasters will provide invaluable insights to
strengthening the disaster recovery framework currently in place.
Box 9. Postscript
The President issued Memorandum Order No. 79 on April 22, 2015, which
modifies the institutional mechanism for monitoring and rehabilitation of
rehabilitation and recovery of Yolanda-affected areas. As the conditions on the
ground continue to normalize, the former functions of the PARR have now
been subsumed under the NDRRMC, as provided by the National DRRM Law.
This instruction draws on the leadership of NEDA, as the Vice-Chair for
Recovery and Reconstruction under the NDRRMC structure. NEDA’s
mandates includes the coordination, monitoring, and evaluation of all disasterrelated programs, projects, and activities (PPAs) previously under the PARR,
and representation in all clusters to be able to validate, integrated and prepare
regular reports on recovery and reconstruction. NEDA may also draw on both
government and non-government players in the conduct of its function. A
Project Monitoring Office may be created to beef up internal NEDA capacity.
The implementation arrangement remains the same, drawing on the sectoral
agencies to implement identified priorities and existing budgetary and auditing
practices of government.
Philippines Typhoon Yolanda Ongoing Recovery
34
Annex 1 List of Key Informant Interviews
National Government
1. Hon. Panfilo Lacson, Secretary, Office of the Presidential Assistant for Rehabilitation and
Recovery
2. Hon. Arsenio Balisacan, Secretary/Director General, National Economic and
Development Authority
3. Hon. Rogelio Singson, Secretary, Department of Public Works and Highways
4. Ms. Heidi Mendoza, Commissioner, Commission on Audit
5. Mr. Emmanuel Esguerra, Deputy Director General, National Economic and Development
Authority
6. Ms. Rosemarie Edillon, Assistant Director General NDO, Policy and Planning Division,
National Economic and Development Authority
7. Ms. Vilma Cabrera, Assistant Secretary, Department of Social Welfare and Development
8. Mr. Romeo Fajardo, Deputy Administrator, Office of Civil Defense
9. Mr. Rene Manantan, Director and Yolanda Project Manager, Department of Agriculture
10. Ms. Ruby Aguas, Department of Trade and Industry
11. Ms. Mylene Rivera, Director-Asset Reform Group, Housing and Urban Development
Coordinating Council
12. Ms. Lorna M. Seraspe, Group Manager - Visayas Management Office, National Housing
Authority
13. Engr. Zaldy Mediavillo, Regional Manager – Visayas Area Management Office, National
Housing Authority
14. Ms. Meylene Rosales, OIC-Division Chief of the Policy Formulation and Planning Division,
National Economic and Development Authory Region 8
15. Ms. Bernadette San Juan, Regional Director, Department of Agriculture Region 8
16. Mr. Rolando Asis, Regional Director, Department of Public Works and Highways 8
17. Ms. Blanche Gobenciong, Director, Office of Civil Defense Region 8
18. Ma. Delia Corsiga, Chief - Business Development Division, Department of Trade and
Industry Regional Office 8
19. Mr. Pedro Bimbo Tan, One Town-One Product Coordinator, Department of Trade and
Industry Region 8
20. Gen. Edwin Corvera, Provincial Rehabilitation & Recovery Coordinator (Leyte), Office of
the Presidential Assistant for Rehabilitation and Recovery
21. Mr. Restituto Macuto, Director III / Head DSWD Disaster Risk Reduction and Operations
Office, Department of Social Welfare and Development Field Office 8
Local Government
1. Hon. Alfredo Romuladez, Tacloban City
2. Hon. Pel Tecson, Municipality of Tanauan
Country Case Study Series Guide for Disaster Recovery Frameworks
35
Private Sector and Civil Society
1. Mr. Rene Meily, President, Philippine Disaster Recovery Foundation
2. Ms. Ma. Christine Reyes, Program and Grants Director, Philippine Disaster Recovery
Foundation
3. Ms. Veronica Gabaldon, Program Manager, Philippine Disaster Recovery Foundation
4. Ms. Holly Fuller, Program Manage/WASH Recovery Project, Catholic Relief Services
5. Mr. Edwin Philip Horca, Director for Program Development and Quality, Save the
Children
6. Mr. Pedro Rico Cajife, Junior Program Officer, ICCO Cooperation South East Asia and
Pacific
Development Partners
1. Mr. Maurice de Wulf, Country Director, United Nations Development Programme
2. Mr. David Sevcik, Head of Office - European Commission DG for Humanitarian Aid and
Civil Protection, Delegation of the European Union to the Philippines
3. Mr. Arghya Sinha Roy, Disaster Risk Management Specialist (Climate Change
Adaptation), Asian Development Bank
4. Mr. Joven Balbosa, Senior Country Specialist, Philippine Country Office, Asian
Development Bank
5. Mr. Joel Mangahas, Social Sector Specialist/ Acting Head of Extended Mission to Yolanda
Affected Areas, Asian Development Bank
Philippines Typhoon Yolanda Ongoing Recovery
36
Annex 2 List of Attendees in Case Study Validation
Workshop
August 27, 2014, World Bank Office Manila
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
Mr. Maurice Dewulf, Country Director, United Nations Development Programme
Mr. Romeo Fajardo, Deputy Administrator, Office of Civil Defense
Ms. Rowena Mantaring, Social Development Specialist, Asian Development Bank
Ms. Ruby Aguas, Department of Trade and Industry
Ms. Mylene Rivera, Director for Asset Reform Group, Housing and Urban Development
Council
Ms. Ma. Christine Reyes, Program and Grants Director, Philippine Disaster Recovery
Foundation
Ms. Susan Warren-Mercado, Multilateral and Bilateral Relationships Manager, Office of the
Presidential Assistant for Rehabilitation and Recovery
Mr. Charles Dean, Shelter Advisor, Save the Children
Mr. Rene Manantan, Director and Yolanda Project Manager, Department of Agriculture
Engr. Zaldy Mediavillo, Regional Manager, National Housing Authority – Visayas Area
Management Office
Ms. Loida Garcia, Livelihood Chief A, National Housing Authority – Visayas Area
Management Office
Mr. David Sevcik, Head of Office, European Commission DG for Humanitarian Aid and Civil
Protection, Delegation of the European Union to the Philippines
Ms. Esther Geraldoy, Social Worker IV, Disaster Risk Reduction and Response Operations
Office, Department of Social Welfare and Development
Mr. Pedro Rico Cajife, Junior Program Officer, ICCO Cooperation South East Asia and Pacific
Ian Carlo Ramos, Yolanda Project Office, Department of Trade and Industry
NJ C. Bernardo, Planning Staff, League of Municipalities of the Philippines
Annex 3. Damage, Loss, and Needs from RAY and PDNA
RAY
(Dec 2013)
PDNA
(Apr 2014)
DAMAGE & LOSS
Infrastructure
Economic
Social Sector
Cross-Sectoral
Total
Infrastructure
Economic
Social Sector
Cross-Sectoral
Total
33,983.00
178,107.10
354,718.50
4,300.00
571,108.50
12,198.79
51,364.53
61,330.62
7,463.76
132,357.70
28,325.80
89,480.20
220,388.90
22,700.00
360,894.90
28,201.49
24,431.17
42,981.52
9,030.69
104,644.87
In order to meet the immediate demand of providing Congress with estimates to inform
budgetary requirements for post-Yolanda reconstruction, NEDA embarked on a DALA-based
process to come up with comprehensive estimates of the total damage, loss, and needs covering
both the private and the public sector. The RAY estimates were delivered in December in time
for Congressional deliberations.
RAY was basically a centrally-driven process. Drawing on its planning function, NEDA mobilized
the central agencies of Government to undertake their own separate assessments, prescribing
the DALA parameters. There were training sessions held at the national level to orient agencies
on DALA. Each sector was supported by experts from development partners. The central
agencies transmitted these instructions to their field offices, and vetted the figures as they are
returned to the central offices. Ultimately, there was a singular clearing house for the results of
the field surveys.
Led by the OCD, a PDNA process was triggered in January 2014 and was concluded in April 2014.
The process adopted localized guidelines that prescribed common data templates, assumptions
and estimation parameters. This process was similarly supported by experts who helped bridge
data gaps. The PDNA was completed in a process of 4 months and were relying on the cascading
structures of the government agencies, i.e. central to regional field offices. The PDNA mobilized
around 100 personnel from LGUs and designates of national government agencies and fielded
them to the affected communities.
However, the PDNA process was primarily a bottom up process that drew responses from
affected local governments and their communities. The feedback gathered focused mainly on
Philippines Typhoon Yolanda Ongoing Recovery
38
the support expected from the Government and the financing needs to address the immediate
restoration of services and the basic physical facilities to deliver them.
The PDNA noted that due to time constraints and the need for field validation, some data were
not completely represented in the report (RAY I4R, 2014). To avoid confusion, the Government
presents the RAY estimates as the full set of damage, loss, and needs from Yolanda.
Country Case Study Series Guide for Disaster Recovery Frameworks
39
Annex 4. Updates on Implementation (OPARR)
Updates on implementation of sectoral targets are reflected in the OPARR website
(oparr.gov.ph and http://www.gov.ph/crisis-response/updates-typhoon-yolanda/), as reflected
below.
Infrastructure
Goal: To build back better by rehabilitating and improving infrastructure to support recovery
and rehabilitation as well as the enhancement of disaster resiliency of affected communities.
Indicative Cluster Amount: Php 35,148,634,408
Programs, Projects & Activities:
 Upgrading of Minimum Performance Standards and Specifications for the design and
structural components as well as materials for public infrastructure such as schools, public
markets, municipal/city and community halls, bridges, etc.
 Repair and rehabilitation of infrastructures Social infrastructures (e.g. schools, classrooms,
technical vocational institutions, health facilities), essential infrastructures (e.g. roads,
bridges, airports, seaports), and livelihood infrastructures (farm-to-market roads, postharvest facilities and warehouses, agricultural demo farms and laboratories, fish
warehouses, and tourism roads and facilities)
Status
As of March 2014, power supply has been restored in 155 out of 196 barangays in the
municipalities of Palo, Babatngon, and Tacloban (115 out of 138 barangays in Tacloban City, 17
out of 33 barangays in Palo, and 23 out of 125 barangays in Babatngon). Another ongoing project
is the procurement of 61 generator sets, with 23 sets completed, and another 23 are still ongoing.
The target for this is at least 15 generator sets by 2015.
Completed:
26 km national roads
57.69 km farm-to-market roads
158.5 km bridges
2 flood control structures
101 newly constructed classrooms
833 renovated classrooms
79,245 school furnitures
370 has irrigation facilities
5 national irrigation systems
13 communal irrigation systems
2 potable water systems
14 rehabilitated seaports
Philippines Typhoon Yolanda Ongoing Recovery
28 airports (including facilities)
29 public markets
33 cooperatives with power restored 100%
3 health facilities in government hospitals
25 health facilities in regional health units
96 health facilities in barangay health
stations
1 rural health unit
168 State Universities and Colleges
40
Ongoing:
9 km national roads
185.63 km farm-to-market roads
887.2 bridges
35 flood control structures
1,095 newly constructed classrooms
42,705 school furnitures
1,200 has irrigation facilities
12 national irrigation systems
4 communal irrigation systems
5 potable water systems
8 rehabilitated seaports
7 airports (including facilities)
59 public markets
257 barangay health stations
19 rural health units
3 LGU hospitals
1 DOH facility
9 health facilities in government hospitals
23 health facilities in regional health units
69 health facilities in barangay health
stations
2,647 renovated classrooms
672 State Universities and Colleges
Cluster Member Agencies:
Chair: Department of Public Works and Highways (DPWH)
Members:
Department of Agriculture
Department of Agrarian Reform
Department of Education
Department of Energy
Department of Environment and Natural Resources
Department of Trade and Industry
Department of Health
Department of Science and Technology
Department of Transportation and Communications
Department of Interior and Local Government
Office of Civil Defense
Local Water Utilities Administration
Commission on Higher Education
National Irrigation Authority
National Electrification Administration
Country Case Study Series Guide for Disaster Recovery Frameworks
41
Livelihood
Goal: To achieve inclusive, sustainable business and livelihoods in affected areas
Indicative Cluster Amount: Php 30,631,237,230
Programs, Projects & Activities
 Support to Agriculture (Livestock and poultry production; Provision of Farm tools and
equipment; Coconut Planting/Replanting, Timber Disposal and Utilization, Intercropping;
Provision of various seeds for high value crops, rice, corn, vegetable and fruit production)
 Support to Fisheries and Aquaculture (Provision of fishing boats, motor engines, fishing
gears and other paraphernalia, seaweed dryers and seaweed farm implements; Aquaculture
rehabilitation and development)
 Support to Industry and Services (Small & Medium Enterprise Roving Academy (SMERA)
Program; Providing Access to Finance Project; Business Investment Enabling Environment
Project; Marketing Assistance; Product Packaging, Design, and Labelling Assistance)
 Emergency Employment and Livelihood Assistance
 Science and Technology Support to Agriculture, Fishery and Micro, Small and Medium
Enterprises (MSMEs)
 Vocational education, technical (VocTech) skills training and capacity development
Status
As of October 30, 2014, the following are the status of livelihood efforts in the areas affected by
Yolanda:
 4,981 families out of the targeted 517,214 families with partially damaged houses have
been provided with cash-for-work assistance.
 The number of families that received cash for building livelihood assets (CBLA) met the
target of 236,916
 2,254 families have received livelihood assistance using Community-Driven Enterprise
Development (CDED) Approach, surpassing the target of 1,908 families.
 33,283 beneficiaries, out of the targeted 34,692, have benefited from the Emergency
Employment Program.
 33,338 beneficiaries, out of the 44,778 target, have benefited from various forms of
livelihood assistance.
 15,409 micro, small, and medium enterprises, out of the targeted 32,359, have been
assisted by the government.
 Vocational Education, Technical Skills, Training and Capacity Development
Target (2014): 24,535 persons trained
Completed: 21,843 persons trained
Ongoing: 2,692 persons trained
 Assistance to MSMEs
Ongoing: 16,950 MSMEs assisted
Philippines Typhoon Yolanda Ongoing Recovery
42
Cluster Member Agencies
Chair: Department of Trade and Industry
Members:
Department of Social Welfare and Development
Department of Labor and Employment
Department of Agriculture
Department of Tourism
Department of Science and Technology
Department of Agrarian Reform
Department of Environment and Natural Resources
Office of Civil Defense
Housing and Urban and Development Coordinating Council
National Commission on Indigenous Peoples
Office of Presidential Adviser on Peace Process
National Anti-Poverty Commission
National Housing Authority
Philippine Coconut Authority
Technical Education and Skills Development Authority
Government Finance Institutions
Country Case Study Series Guide for Disaster Recovery Frameworks
43
Resettlement
Goal: To relocate affected families living in hazard prone areas to safe areas and to develop
sustainable and disaster resilient settlements
Indicative Cluster Amount: Php 75,678,683,100
Programs, Projects & Activities
Resettlement Sites
 Construction of disaster resilient houses that can withstand a wind load of 250 kph
 Development of new settlement sites with basic community facilities
 Capacity building programs for affected families such as community management and selfhelp training programs
Status
Based on the November 5, 2014 report, out of the target 8,629 housing units, 1,252 housing
units have been completed. The rest (7,377) is estimated to be built by March 2015. The
following are the other updates on the resettlement efforts in the affected regions:
At the same time, there were 14,096 out of 449,127 families that received emergency shelter
assistance for totally damaged houses in safe zones and 24,111 out of 517,214 families for
partially damaged houses.
Philippines Typhoon Yolanda Ongoing Recovery
44
Cluster Member Agencies
Chair: Housing and Urban and Development Coordinating Council
Members:
National Housing Authority
Department of Public Works and Highways
Department of Agriculture
Department of Agrarian Reform
Department of Education
Department of Environment and Natural Resources
Department of Interior and Local Government
Department of Health
Department of Science and Technology
Department of Social Welfare and Development
Office of Civil Defense
Housing and Land Use Regulatory Board
National Commission on Indigenous Peoples
Office of Presidential Adviser on Peace Process
National Anti-Poverty Commission
Country Case Study Series Guide for Disaster Recovery Frameworks
45
Social Services
Goal: To facilitate delivery of basic services such as education, health, and social protection
services to affected communities as well as provide healthy environment and strengthen
capacity to cope future hazards and disasters
Indicative Cluster Amount: Php 26,406,233,815
Programs, Projects & Activities
 Basic and Higher Education Support
 Health and Nutrition
 Food Security (Food distribution to vulnerable groups, insurance subsidy to farmers)
 Environmental Protection (Mangrove Rehabilitation, Reforestry and Agroforestry
development)
 On-site Shelter Assistance (Emergency Shelter Assistance, Cash-for-Work, shelter assistance
for Indigenous People (IP) communities; Land-Use Planning)
Status
 As of July 28, 2014, they have been able to provide 4,631,382 families with food packs from
November to December 2013.
 On January 6, 2014, classes in Tacloban City resumed, by virtue of DepEd Order No. 10, s.
2013.
 On January 10, 2014, DepEd reported a 91% student attendance rate in five affected areas
(Samar, Leyte, Tacloban, Eastern Samar, and Ormoc City), with a 96% teacher attendance.
 As of September 30, 2014, 187,411 water disinfectants have been distributed to affected
households.
 As of October 30, 2014, 77,739 families have been given food assistance in the form of 50
kilograms of rice per household. Meanwhile, two potable water systems have been
completed; five potable water systems are being constructed.
 Based on government agencies’ reports as of October 30, 2014, the following programs,
projects, and activities have been completed:
o 840 essential medicines and supplies for primary care (CAMPOLAS kits) have been
distributed.
o Four doctors and 391 nurses were deployed to augment and complement human
resources for health needs in rural underserved/hard-to-reach areas.
o 135,089 poor women of reproductive age have been given Family Planning Services.
o 115,432 out of 353,266 poor pregnant women were given iron supplementation
o 99,017 out of 303,030 poor postpartum women were given iron supplementation
o 24,800 out of 75,897 children with malnutrition (6-11 months) were given multiple
micronutrient powder (MNP) supplementation
o 36,500 out of 111,704 children with malnutrition (12-23 months) were given multiple
micronutrient powder (MNP) supplementation
o 236 out of 468 midwives were deployed to augment and complement human resources
for health needs in rural underserved/hard to reach areas
Philippines Typhoon Yolanda Ongoing Recovery
46
As of Nov 2014:
Cluster Member Agencies
Chair: Department of Social Welfare and Development
Members:
Department of National Defense
Department of Agriculture
Department of Agrarian Reform
Department of Education
Department of Environment and Natural Resources
Department of Health
Office of Civil Defense
Housing and Urban and Development Coordinating Council
Housing and Land Use Regulatory Board
National Commission on Indigenous Peoples
Office of Presidential Adviser on Peace Process
National Anti-Poverty Commission
National Housing Authority
Country Case Study Series Guide for Disaster Recovery Frameworks
47
Support Cluster
Chairs: Department of Budget and Management and National Economic Development Authority
Members:
Department of Foreign Affairs
Department of Finance
Department of Justice
Department of Social Welfare and Development
Office of Civil Defense
Presidential Communications Development and Strategic Planning Office
Presidential Communications Operations Office
Presidential Management Staff
Office of the Executive Secretary
Office of the Cabinet Secretary
Office of Political Adviser
Commission on Audit
Department of Environment and Natural Resources
Department of Interior and Local Government
Housing and Land Use Regulatory Board
Department of Public Works and Highways
Support to Disaster Risk Reduction






The government is going to build the Tacloban-Palo-Tanauan Road Dike project, which will
span 27 square kilometers in length.
The Department of Environmental and Natural Resources (DENR) has implemented a “nobuild zone” along coastal communities in Eastern Visayas. Specific areas with a 40-meter
easement are off-limits to residents and any infrastructure.
As of February 2014, Project Nationwide Operational Assessment of Hazards (NOAH) has
completed the high resolution 3D mapping of the topography of Tacloban City and its
adjacent areas.
The DOST and the DENR jointly launched last May 17, 2014 the Yolanda Rehabilitation
Scientific information Center (YoRInfoCenter), a one-stop shop for government agencies and
private organizations that provides latest satellite images and high resolution hazard maps
that can be used as reference in rehabilitation efforts.
According to Project NOAH Executive Director Mahar Lagmay, a storm surge warning system
should be ready by December 2014.
The DENR has also implemented projects that will make Eastern Visayas less vulnerable to
typhoons, such as planting mangroves and developing beach forests in coastal areas,
earmarking P347 million for this project. Under the National Greening Program, 19 million
seedlings and propagules from mangrove trees and beach forest species will be planted in
over 1,900 hectares of coastline.
Philippines Typhoon Yolanda Ongoing Recovery
48