Knobias Reports on Importance of PH

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smallcap
Knobias, Inc. (otcbb: KBAS), a publicly
traded financial information company
that is ... Driving Small-Cap Business
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Table of Contents
Page One
1
Top Stories
2
News Movers
3
Resources
4
Bullet Points
5
After Hours
6
Corp Events
7
House Keeping
8
About Knobias
9
Spotlighting Stocks Under $500 Million
PVCT Comments on Importance of
Recent Patent Allowance in India
Provectus Pharmaceuticals, Inc. (PVCT) recently received an allowance of its patent application in India covering its lead dermatology
agent, PH-10, along with a number of related agents. The pending
patent covers topical products for treatment of skin diseases such as
psoriasis and eczema. Additionally, a range of active compounds are
protected, each related to the active ingredient in PH-10.
1
January 31, 2008
page
The CFO of Provectus, Peter Culpepper, told Knobias on Wednesday, “The allowances of Provectus’
patent applications in India are important for several reasons. Most importantly, this provides control over
competitors that might wish to manufacture our products in India for sale in India or elsewhere in the world,
including the U.S. and Europe. Since pharmaceutical manufacturing is a global business, such control is
crucial. Secondly, it protects the Company’s domestic market in India, where the rapidly expanding middle
class already outnumbers the population of the U.S.”
“These allowances also demonstrate that Provectus is global-reaching in its strategy and is successful
in executing that strategy. Such scope provides value directly to Provectus and for any potential partnerships Provectus may develop for co-development, manufacturing, sales or distribution of the covered
products.”
“We have been aggressively pursuing protection of our intellectual property assets in major markets worldwide, including the U.S., Mexico, Canada, the EU, India, China and Japan. Each of these markets represents an important opportunity for the Company’s products. It is likely that marketing and distribution to
these markets will occur via partnership with one or more major pharmaceutical partners.”
The Company is currently conducting a Phase 2 clinical trial of PH-10 for psoriasis. PH-10 is a topical gel
that contains Rose Bengal, the active ingredient in PH-10. Rose Bengal is “photoactive” and reacts to light
of certain wavelengths, increasing its therapeutic effects because it selectively treats diseased tissue with
negligible potential for side effects in healthy tissue.
In a Phase 1 study, PH-10 was applied topically to psoriatic plaques and then illuminated with green light.
In the first study, a single-dose treatment yielded an average reduction in plaque thickness of 59% after
30 days, with further response noted at the final follow-up examination 90 days later. Further, no pain,
significant side effects, or evidence of “rebound” (increased severity of a psoriatic plaque after the initial
reduction in thickness) were observed in any treated areas.
There is no known cure for psoriasis at this time. The majority of psoriasis sufferers, those with mild to
moderate cases, are treated with topical steroids that can have unpleasant side effects. None of the other
treatments for moderate cases of psoriasis have proven completely effective. The 25-30% of psoriasis
patients who suffer from more severe cases generally are treated with more intensive drug therapies or
PUVA, a light-based therapy that combines the drug Psoralen with exposure to ultraviolet A light. While
PUVA is one of the more effective treatments, it increases a patient’s risk of skin cancer.
Knobias, Inc (KBAS)
The Company also has an oncology product in Phase 2 development for the treatment of metastatic
melanoma. PV-10, a sterile injectable form of Rose Bengal for direct injection into tumors, is retained in
diseased or damaged tissue but quickly dissipates from healthy tissue. The Company believes it can develop therapies that confine treatment to cancerous tissue and reduce collateral impact on healthy tissue.
Provectus expects to commence a Phase 1/2 liver cancer trial during the first half of 2008. It also expects
a recently expanded Phase 1 breast cancer trial to be completed in fourth quarter of 2008.
875 Northpark Drive
Building 2, Suite 500
Ridgeland, MS 39157
Phone: 601-978-3399
Fax: 601-978-3675
The Company’s first commercially available products were directed into the OTC market. These products
include the Pure-ific(TM) line of products with two quick-drying sprays, Pure-ific and Pure-ific Kids, that
immediately kill up to 99.9% of germs on skin and prevent regrowth for 6 hours. GloveAid(TM) is a hand
cream with both antiperspirant and antibacterial properties, to increase the comfort of users’ hands during
and after the wearing of disposable gloves. Provectus also anticipates developing OTC products for the
treatment of mild to moderate cases of acne and other blemishes.
Marla Breland: ext 155
Pure-ific competes in the market with other hand sanitizing products, including Purell (owned by Johnson
& Johnson); Avagard D (manufactured by 3M); and large number of generic and private-label equivalents
to these market leaders. Hand sanitizers comprise a $100 million market. GloveAid represents a new
product category that has no direct competitors; however, other types of products, such as AloeTouch(R)
disposable gloves (manufactured by Medline Industries) target the same market niche. The worldwide
market for disposable gloves is more than $3 billion.
Produced Daily by:
[email protected]
> Subscribe HERE
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www.Knobias.com
According to Dr. Craig Dees, CEO of Provectus, “We have never been in a stronger position, either financially or technically. For instance, we successfully increased our year-end cash position to its highest level
ever, primarily through non-dilutive conversion of warrants issued in prior years; thus, affording us sufficient capital reserves for the next eighteen months. This estimation accounts for all current and planned
clinical trials, as well as other key operational milestones.”
smallcap
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TOP STORIES
2
ClickSoftware Cites Slow
Quarter as Result of Record Backlog
NuCO2 To Be Acquired by an
Affiliate of Aurora Capital for $30 Per Share
Trading on ClickSoftware Technologies Ltd. (CKSW) was down
18.765% after the company released its Q4 earnings, which Q4 results
ended December 2007 revealed revenues of $10.41M, up 11.70% versus last year, but missing consensus by 12.52%. Adjusted Q4 EPS was
down 50.00% versus last year, missing consensus by 66.67%. The
numbers are below the company’s plan due to large deals signed on a
project basis. This means ClickSoftware will be recognizing revenues
over the next twelve months rather than in one lump sum, a major reason for its record backlog of more than $20M. The company started
guidance for the year with a projection of $39M, then in Q3 increased
that to $41-42M. Said ceo Moshe BenBassat, “While top line figures of
$40M was below guidance, record booking of $46M shows it’s just a
matter of timing for revenue recognition.” The company says it will use
its signifant cash growth to $24.7M in actively seeking growth in 2008.
The company receives a substantial amount of repeat orders from customers who have already deployed their product, so instant revenue
recognition stands at approximately 30-40%, leaving 60-70% of total
revenues to rely on percentage of completion. Said BenBassat, “With
growth having leveled off last three quarters from an overall industry
slowdown, Q4 was productive in terms of win percentage, having won
contracts from 3 majors and a number of smaller businesses. So in
terms of competitiveness, we’re as strong as before, and in the 40-plus
win rate percentage in market share.” Currently, the company sees no
delays from projects in North America, and so far the telecom and utilities segment has not experienced a slowdown.
NuCO2 Inc. (NUCO) announced that it signed a definitive merger
agreement on January 29, 2008 to be acquired by an affiliate of Aurora
Capital Group, in a transaction with a total enterprise value of approximately $487 million. Under the terms of the merger agreement, Aurora
will acquire all of the outstanding common stock of NuCO2 for $30.00
per share in cash. The purchase price represents a premium of approximately 24.6% over NuCO2’s closing share price of $24.08 on January
29, 2008. The Board of Directors of NuCO2, by unanimous action of
the independent directors, approved the merger agreement and recommends to shareholders that they vote in favor of the merger.
CORPORATE SPONSOR
Magal Security Systems
Jumps on Turnkey Project Orders
Shares of Magal Security systems (MAGS) jumped in early trading on
Wednesday following the Company’s announcement of $45 million in
new orders. Magal Security gained as much as 25%, reaching a high of
$7.50 on increased volume after closing at $6 on Tuesday. The Company said the orders are for a turnkey project to protect critical infrastructure facilities. The $45 million total will be recognized over the next
two years, but still represents a significant percentage in comparison to
Magal’s currently reported TTM revenues of $74.3 million. The Company is engaged in the development, manufacturing and marketing of
computerized security systems, which automatically detect, locate and
identify the nature of unauthorized intrusions. Magal’s products are currently used to protect national borders, airports, correctional facilities,
nuclear power stations and other sensitive facilities from terrorism, theft
and other threats.
China Finance Online Updates
Guidance; Expects Non-Cash Charge
China Finance Online (JRJC), a leading Chinese online financial information, data and analytics provider, updated its guidance on Wednesday which caused shares to rally after the opening bell. The Company
noted that the fourth quarter saw solid growth in the retail sector, the
Company’s core business, despite a volatile stock market in China.
The Company employs a deferred revenue balance because of prepaid
subscriptions. The Company expects deferred revenue for the fourth
quarter of 2007 to be between US$24 million and US$25 million, which
would be a record for the Company, compared to US$6.4 million in the
fourth quarter of 2006. Net revenues are expected to be in the range
of US$8.7 to US$9.0 million. China Finance Online expects adjusted
earnings to be in the range of US$3.0 million to US$3.4 million in the
fourth quarter of 2007, compared to an adjusted net loss of $149,000 in
the fourth quarter of 2006. The figures exclude a non cash impairment
charge against its investment in Moloon, a provider of mobile stream
media technology and services. The Company estimated that by the
end of 2008, there would be 22M outstanding, evident by the fact that
22M was the number outstanding used to calculate 2008 guidance.
Using that number of outstanding, the Company is guiding for an adjusted EPS in the fourth quarter of 14c-16c. Analysts were estimating
the Company to report 16c a share (1 estimate) on $8.64M in revenue
(2 estimates).
smallcap
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NEWS MOVERS
3
▲TOP NEWS GAINERS
SYM
CLOSE
%GAIN
VOLUME
NEWS
SYNM
$0.880
66.04
1,763,940
Merriman Starts @ Buy; Analyst Notes
STIY
$0.750
27.12
1,008,107
Ron Bellistri Named Interim CEO
CYBS
$16.010
22.49
3,712,324
Q4 Adj EPS 15c vs 9c Beats 13c Est; Guidance Varies from Consensus
FTD
$12.370
19.52
908,100
PXLW
$0.840
16.83
1,095,537
Q4 Adj EPS 5c vs (10c) Beats (1c) Est; Guidance Varies from Consensus
NUCO
$28.120
16.78
1,319,605
To Be Acquired by an Affiliate of Aurora Capital for $30 Per Share
CGX
$50.100
14.59
628,420
Q3 EPS $1.58 vs $1.17 Beats $1.18 Est
BBOX
$32.330
14.24
690,889
Q3 Adj EPS 84c vs 78c Beats 81c Est
EGLT
$11.940
14.15
1,035,833
Q1 EPS 23c vs 17c Beats 14c Est; Guidance In-Line with Consensus
HLIT
$10.820
13.06
5,384,427
Harmonic Reports Strong Earnings, Significantly Beats Estimates
ALGT
$26.610
11.90
311,609
WBSN
$19.090
11.64
4,711,504
OPY
$43.990
11.51
176,990
CLOSE
%LOSS
VOLUME
NEWS
BVRG
$0.850
-57.50
6,372,069
Begins Trading and Introduces Water/Oxygen Product
HTCH
$16.180
-33.20
6,079,489
Q1 Adj EPS 14c vs 22c EPS -36% Y/Y
KEYN
$9.200
-28.24
1,033,934
Q1 Adj EPS 6c vs 11c Misses 8c Est; Guidance Below Consensus
CKSW
$2.751
-22.94
1,341,754
Cites Slow Quarter as Result of Record Backlog
MMA
$7.130
-22.42
4,056,270
To Begin Trading on the Pink Sheets
CLZR
$3.900
-15.03
412,385
Q2 EPS (20c) vs 4c EPS -600% Y/Y
ALGN
$11.930
-14.79
8,645,446
TTGLE
$0.840
-14.29
203,714
Q1 EPS (48c) vs (12c) EPS -300% Y/Y
JOB
$1.430
-13.86
263,903
Q1 EPS (4c) vs 6c EPS -167% Y/Y
NTRZ
$1.300
-7.14
1,560,115
CSGS
$12.650
-5.81
724,599
Q4 Adj EPS 40c vs 30c Misses 41c Est; Guidance In-Line with Consensus
$9.180
-4.87
878,384
Q4 EPS 17c vs 41c Misses 35c Est
$13.780
-2.48
1,526,076
Shares Up Near 20% After Strong Q2 Results, Above Estimates Guidance
Q4 Adj EPS 24c vs 24c Beats 16c Est; Guidance Comments
Q4 Adj EPS 28c vs 25c Beats 23c Est; Guidance Above Consensus
Q4 EPS $1.94 vs 80c EPS +142% Y/Y
▼TOP NEWS LOSERS
SYM
ADVNB
CAB
Q4 Adj EPS 13c vs (1c) Beats 9c Est; Guidance Below Consensus
Files Universal Shelf Registration Statement with SEC
Shares Fall Sharply Early, Returning To Near Yesterday’s Close
smallcap
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Market Awareness
CORPORATE SPONSOR
• AeroGrow International Inc (AERO)
Specializing in the research, development, manufacturing and marketing
of consumer products for the emerging ‘Kitchen Garden’ product category,
and the developer of the world’s first Kitchen Garden Appliance, the AeroGarden™.
• Dental Patient Care America, Inc. (otcbb: DPAT)
Provides multiple services to independent dental practitioners and organizes dentists through a combination of acquiring practice assets and providing management services.
• Element 21 Golf Co (otcbb: EGLF)
Manufacture & markets advanced scandium golf equip characterized by
playability properties exceeding those of all other materials.
• Knobias, Inc. (otcbb: KBAS)
Provides complete financial information solutions for institutional market
participants, corporations and industry professionals.
• Riverdale Oil & Gas Corp. (otc: RVDO)
Has positioned itself in the oil and gas industry as an acquirer of substantial lease acreage in prolific oil and gas producing regions in the domestic
United States.
Real-time Trading Platform
• Rush Financial Technologies, Inc (otcbb: RSHF)
Direct-access online brokerage firm dedicated to providing the very best
in real-time market data, high quality trade executions, direct access order routing, and first class customer service.
• Neovest, Inc.
Develops and markets intelligent, proactive electronic trading technology
that maximizes the performance of buy-side, sell-side, and other investment professionals.
CORPORATE SPONSOR
CORPORATE SPONSOR
RESOURCES
4
smallcap
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CEO STEPS DOWN: Stinger Systems (STIY) announced on Wednesday that Robert Gruder
will be stepping down as CEO and will become President while remaining as Chairman of the
Board. Ron Bellistri will replace him on an interim basis. The news follows an announcement on
Tuesday that the SEC has filed a complaint against Stinger and Gruder relating to allegations of
Securities fraud from Oct. 2004 to March 2005. Gruder stated in Wednesday’s press release, “I
believe that the Company can be best served by moving forward without distractions and continuing to focus on its mission of striving to be the best at what we do. Therefore, in light of the
case filed recently by the SEC, I will step down as CEO while that matter is pending.” Shares of
Stinger recovered somewhat during the Wednesday session after losing over half their market
value on Tuesday. The Company was trading at 67 cents around midday, up 8 cents from its
previous close of 59 cents.
SHARES UP AFTER STRONG Q2 RESULTS AND ABOVE ESTIMATES GUIDANCE: Shares
of FTD Group Inc (FTD) were spiking in early intraday trading on Wednesday after the Company
announced in pre-market news that it had achieved positive Q2 results and is seeing FY08
guidance above current consensus estimates. FTD reaffirmed FY08 revenue of approximately
$645M, which is slightly above the consensus estimate of $643.5M and FTD also reported it was
increasing FY08 EPS to $1.35 from $1.23. Current FY08 consensus estimate is $1.23. In addition, the Company reported Q2 revenues of $155.49M; up more than 2% Y/Y, and Q2 EPS was
30c; up almost 43% Y/Y. Currently, FTD shares are up $2.05, or almost 20%, on slightly above
normal trading volume.
CLOSES $91.2M CONTRACT: Magnum D’Or Resources, Inc. (MDOR) announces the signing
and closing of a 5 year, $91,200,000.00 ($18,240,000.00 annually) contract, with National Sales
& Supply for rubber buffings effective immediately. This signed agreement between Magnum
and Bensalem, PA based National Sales & Supply is for rubber buffings. Magnum will operate in
such capacity to process tires and rubber chips in to usable goods such as buffings.
SIGNS EXCLUSIVE LICENSE AGREEMENT: iSECUREtrac Corp. (ISEC) announced an exclusive licensing agreement with AquilaVision Corporation for its Offender Tracking Transport
Emergency Response to provide voice alerts to officers in addition to text, pager and email notifications when those individuals under community supervision violate the terms of their release.
Through a relationship with Invizeon Corporation, voice messages can be automatically and
simultaneously sent to a virtually unlimited number of recipients including potential victims.
SUBSIDIARY RECEIVES $60M ORDER: MFRI, Inc. (MFRI) announced that its Perma-Pipe
subsidiary has received an order to perform the factory insulating and jacketing services for a
600 KM long 24 inch diameter heavy crude oil pipeline. The value of Jindal’s contract is in excess
of $200,000,000 USD. The insulation and jacketing work, included in Jindal’s contract, has a
total value of approximately $60,000,000, which includes the value of the insulation materials to
be procured by Jindal as well as other services to be provided by Perma-Pipe.
CHOSEN BY U.S. DEPT OF ENERGY: Pacific Ethanol, Inc. (PEIX) announced the U.S. Department of Energy has included Pacific Ethanol in a matching award totaling $24.32 million to build
the first cellulosic ethanol demonstration plant in the Northwest United States. The plant will
employ a technology to produce ethanol from wheat straw, wood chips and corn stover and will
be co-located at the site of Pacific Ethanol’s existing corn-based ethanol facility in Boardman,
Oregon. Pacific Ethanol’s partners in winning this competitive process are, BioGasol ApS and
the Joint BioEnergy Institute (Lawrence Berkley National Laboratory and Sandia National Laboratory). BioGasol ApS has developed the proprietary technology and the Joint BioEnergy Institute will be providing support and specific research and development on enzyme technology.
BROADENS PORTFOLIO WITH AGREEMENT: Plexera Bioscience LLC, a wholly owned subsidiary of Lumera Corporation (LMRA), announced an option agreement with Auguron Biosciences, Inc, giving them rights to exclusive access to use Auguron’s Nucleic Acid Programmable
Protein Array technology on the Plexera Kx Array Platform. The Agreement provides Plexera
exclusive access for a one year period with terms for a one year extension. Plexera will test and
develop NAPPA as a content source for Kx in collaboration together with Auguron and other
strategic partners. At any time during the period, Plexera may exercise the option to negotiate
an exclusive license to NAPPA within the field of detection by or depending upon SPR, the label
free detection method used in the Kx Array platform. The fundamental terms of the license are
pre-agreed in the option. Should Plexera exercise the option, the companies envision a strategic
relationship where Auguron produces and supplies NAPPA enabled microchips to Plexera. The
internal development teams are on track to launch the Kx5 biosensor instrument in May, 2008
to the therapeutic antibody development market. This option agreement provides protection to
fully investigate and develop NAPPA and Kx into an integrated solution that will broaden product
offerings.
BULLET POINTS
5
SPONSORED PROFILE
Riverdale Oil & Gas Corp.
(otc: RVDO)
Stock Price:
$0.600
Marketcap:
$12,000,000
Sector:
Oil & Gas Exploration
SPONSORED PROFILE
Element 21 Golf Co.
(otcbb: EGLF)
Stock Price:
$0.135
Marketcap:
$16,399,700
Sector:
Golfing Equip
SPONSORED PROFILE
Dental Patient Care America, Inc.
(otcbb: DPAT)
Stock Price:
$0.180
Marketcap:
$4,222,979
Sector:
Vision, Dental Provider
SPONSORED PROFILE
AeroGrow International Inc
(NasdaqSC: AERO)
Stock Price:
$6.173
Marketcap:
$74,240,085
Sector:
Consumer Products
smallcap
ClipReport
AFTER HOURS - TOP STORY
Shares of BladeLogic Decline in
After Hours Due to Disappointing Guidance
BladeLogic Inc (BLOG) reported Q1 results ended December 2007.
Q1 Revenues were $21.46M; up more than 67% from Q1 results a
year ago and beating revenue consensus of $19.78M. Q1 EPS was
(1c). Adjusted Q1 EPS was 3c; up 200% from the same period last
year, but meeting earnings consensus. BladeLogic expects revenue
for the second fiscal quarter of 2008 to be in the range of $20.0 million
to $21.0 million. The Q2-07 revenue forecast is in-line with current
consensus estimates. The Company expects net income on a nonGAAP adjusted basis, excluding stock-based compensation and onetime charges, to be in the range of $0.01 to $0.02 for the 2nd quarter.
The Q2-07 earnings forecast is below current consensus estimates.
Shares of BLOG tumbled $3.11 or more than 17% in After Hours,
early on Wednesday evening.
AFTER HOURS HEADLINES
NEWS
UITK
EPS Rises Significantly in Month After Ukranian Megadeal
RNOW Announces Management Changes to CFO & COO
6
STRONG CLOSERS
SYMBOL
CLOSING PRC 90 MIN PRC%
VOLUME 90 MIN VOL%
IFON
$1.850
+10.78
247,163
+105.41
WCI
$5.220
+9.89
2,309,446
+145.21
ORCT
$7.390
+8.68
410,385
+100.76
MEA
$10.520
+6.37
222,560
+173.11
GGC
$6.690
+6.36
974,575
+99.76
MIVA
$2.290
+6.02
204,178
+106.46
QXM
$8.500
+5.59
417,500
+206.87
YRCW
$17.320
+4.21
3,183,138
+89.27
LYV
$10.530
+3.13
1,034,000
+85.84
JTX
$22.230
-3.39
662,487
+84.03
KNXA
$17.540
-3.47
276,601
+61.37
PGNX
$16.220
-3.51
380,360
+143.24
$7.970
-3.63
485,100
+65.28
PTIE
$8.480
-3.75
375,579
+56.06
CSR
$15.850
-3.76
267,300
+81.59
ACW
$6.160
-3.90
276,100
+71.70
URRE
$8.320
-3.93
264,703
+134.23
JSDA
$6.100
-4.09
244,069
+112.35
DLLR
$23.640
-4.29
520,293
+54.17
CYPB
$8.540
-4.37
428,467
+86.46
CDS
$6.900
-4.43
272,143
+73.90
PLA
$8.140
-4.57
313,535
+309.66
AEL
SYM
AFTER HOURS
Back to Page One
GTU
Announces Proposed Offering
OCNF
OceanFreight Up ahead of Earnings
EBHI
Eliminates 123 Positions Representing 16% of Corporate Staff
INTZ
Enters $700,000 Revolving Note with President for Operating
Expenses
PANC
Receives Nasdaq Non-Compliance Notice re Minimum Bid Price
FINL
$2.080
-4.59
620,796
+64.43
MFLX
Subsidiaries Enter 100M Credit Line Agreement with Suzhou
SUF
$2.890
-4.62
446,705
+66.32
MWA
Elects Lydia Thomas to Board
CRUS
$4.530
-5.03
1,679,251
+68.89
MMA
MMA Financial Announces Completion of Bond Refinancing
NSTK
$2.350
-5.15
513,910
+52.52
GLT
Achieves Chain-of-Custody Certifications to the FSC, SFI, and
PEFC Standards
PWER
$2.370
-5.20
507,178
+101.94
PFWD
$16.320
-5.66
782,753
+190.12
Declares Regular Quarterly Dividend
CYCL
$5.620
-5.86
1,586,558
+129.76
PMI
$9.160
-6.24
3,324,201
+111.65
UFPI
$33.440
-6.36
327,853
+59.72
RDN
$8.420
-6.55
2,085,394
+65.23
AFTER HOURS EARNINGS
SBGI
$8.840
-6.75
847,908
+90.91
AFOP BSMD EGHT ININ ISSC LEGC MCBI MIPS MTXX QUIK
TGIC ULGX UQM VIRL VNBC ADPT CRUS CTS EXPO FBN MLNX
MTSN NEWP OIIM RNOW SMCI TCBI
BZP
$11.270
-7.17
2,323,248
+69.63
SOFO
$0.650
-9.85
560,965
+131.60
SPF
$3.080
-10.73
6,731,715
+89.61
SCA
$2.840
-11.53
1,112,219
+88.16
WRSP
$1.570
-11.80
407,836
+104.20
CDL
$1.450
-13.17
2,305,739
+62.96
RAMR
$1.570
-13.26
713,385
+65.28
SORC
$2.140
-13.71
404,566
+266.66
INVX
$0.290
-23.68
334,856
+462.67
ACC
ZABRF Executes Option Agreement to Sell Interest in the Extra High
Property w/ Colt Resources
ABOUT STRONG CLOSERS: The small-cap stocks listed in the Strong
Closer Table above demonstrated unusual price & volume momentum
during the last 90 minutes of yesterday’s trading session. The Strong Closer table illustrates how the stock closed relative to a statistical snapshot
taken around 14:30 ET (90 minutes prior to closing).
smallcap
ClipReport
7
CORP EVENTS
Back to Page One
SELECTED EARNINGS CALENDAR
SPLITS & DIVIDENDS
CALL SYM
EST-YR EPS-EST EPS-YR TIME
SYM
TYPE
AMT
D-DATE
R-DATE
X-DATE
P-DATE
Yes
AGYS
Q3
$256.84
$786.12
$0.23
$0.43 BMO
AHR
CASH
0.30
11-Dec
31-Dec
27-Dec
31-Jan
Yes
BPHX
Q4
$24.32
$88.32
$0.20
$0.68 BMO
AP
CASH
0.15
17-Dec
15-Jan
11-Jan
31-Jan
Yes
CEVA
Q4
$9.55
$34.54
$0.07
$0.20 BMO
AVOA
CASH
450.
13-Dec
11-Jan
9-Jan
31-Jan
Yes
CRGN
Q4
$0.03
$0.07
($0.22)
($1.11) BMO
CWCO
CASH
0.065
4-Jan
15-Jan
11-Jan
31-Jan
Yes
DWCH
Q1
$6.64
$28.50
$0.10
$0.41 BMO
DEP
CASH
0.41
15-Jan
31-Jan
29-Jan
7-Feb
Yes
FSTR
Q4
$111.00
$513.90
$0.40
$1.95 BMO
DMND
CASH
0.045
8-Jan
23-Jan
18-Jan
31-Jan
Yes
LB
Q2
$66.90
$264.30
$0.19
$0.80 BMO
GAIN
CASH
0.08
8-Jan
23-Jan
18-Jan
31-Jan
Yes
LDR
Q1
$21.07
$87.99
$0.55
$2.46 BMO
GLAD
CASH
0.14
8-Jan
23-Jan
18-Jan
31-Jan
Yes
MEG
Q4
$259.30
$958.90
$0.70
$0.77 BMO
GNI
CASH
2.90
14-Dec
31-Dec
27-Dec
31-Jan
Yes
MWIV
Q1
$184.66
$821.07
$0.41
$1.63 BMO
GOOD
CASH
0.125
8-Jan
23-Jan
18-Jan
31-Jan
Yes
PCCC
Q4
$462.90 $1,759.00
$0.24
$0.87 BMO
GROW
CASH
0.02
27-Nov
4-Feb
31-Jan
18-Feb
Yes
PTRY
Q1
$1,992.64 $8,093.87
$0.19
$1.81 BMO
GVHR
CASH
0.09
4-Dec
15-Jan
11-Jan
31-Jan
Yes
RRST
Q4
$15.56
$58.46
$0.17
$0.66 BMO
HLND
CASH
0.795
25-Jan
4-Feb
31-Jan
14-Feb
Yes
SRI
Q4
$175.34
$716.96
$0.21
$0.62 BMO
IPHS
CASH
0.17
19-Dec
14-Jan
10-Jan
31-Jan
Yes
SWM
Q4
$182.50
$705.30
$0.20
$1.23 BMO
KWR
CASH
0.215
14-Nov
17-Jan
15-Jan
31-Jan
Yes
UFI
Q2
$155.90
$711.50
($0.09)
($0.14) BMO
LNY
CASH
0.05
14-Jan
24-Jan
22-Jan
31-Jan
Yes
UTEK
Q4
$33.69
$116.27
$0.12
($0.01) BMO
MCHX
CASH
0.02
22-Jan
4-Feb
31-Jan
15-Feb
Yes
ACLS
Q4
$86.27
$401.27
($0.09)
($0.04) AMC
PFACP
CASH
0.43
7-Jan
15-Jan
11-Jan
31-Jan
Yes
ACTU
Q4
$38.37
$139.79
$0.10
$0.32 AMC
TLP
CASH
0.52
18-Jan
31-Jan
29-Jan
5-Feb
Yes
ASYT
Q3
$105.48
$475.95
$0.03
$0.30 AMC
BOLT
F-SPLIT
3-2
29-Jan
16-Jan
31-Jan
30-Jan
Yes
AVNX
Q2
$52.13
$213.99
$0.01
$0.04 AMC
Yes
AVZA
Q1
$33.40
$143.00
($0.41)
($1.28) AMC
Yes
CBAK
Q1
$39.86
$202.01
$0.00
$0.20 AMC
Yes
COHU
Q4
$60.94
$245.18
$0.08
$0.34 AMC
Yes
CPSI
Q4
$29.32
$111.22
$0.34
$1.24 AMC
Yes
CYTK
Q4
$2.82
$13.32
($0.41)
($1.16) AMC
Yes
EXAR
Q3
$27.30
$96.38
($0.03)
$0.15 AMC
Yes
GAIN
Q3
$7.88
$30.05
$0.19
$0.73 AMC
Yes
GSIT
Q3
$12.89
$49.50
$0.05
$0.17 AMC
Yes
IMGN
Q2
$8.49
$34.60
($0.15)
($0.59) AMC
Yes
ISSI
Q1
$64.53
$269.44
$0.04
$0.20 AMC
ZVUE: Filed New Form S-3/A, Simplified Registration Statement
Yes
IUSA
Q4
$176.26
$679.15
$0.21
$0.66 AMC
QTXB: Filed New Form 424B3, Rule 424-b3 Prospectus
Yes
LAVA
Q3
$54.15
$213.57
$0.14
$0.54 AMC
GPXM: Filed New Form 424B3, Rule 424-b3 Prospectus
Yes
MCRL
Q4
$63.99
$257.39
$0.12
$0.49 AMC
KAL: Filed New Form 424B3, Rule 424-b3 Prospectus
Yes
NWK
Q3
$28.32
$113.50
$0.07
$0.27 AMC
CHNG: Closes $20M PIPE; 5% Non-Conv Notes + Warrants
Yes
OPLK
Q2
$48.21
$197.96
$0.06
$0.61 AMC
RDCM: Approves $2.5M PIPE; Ordinary Shares @$0.64/Share
Yes
PDRT
Q1
$0.00
$8.20
($0.05)
($0.10) AMC
MBRK: Closes $21M Private Placement of Common Stock + Warrants
Yes
PKTR
Q4
$38.01
$141.87
$0.00
($0.12) AMC
HPRD: Filed New Form 424B3, Rule 424-b3 Prospectus
Yes
PSEM
Q2
$39.96
$159.42
$0.17
$0.68 AMC
Yes
SLRY
Q3
$9.08
$35.09
($0.11)
($0.34) AMC
Yes
SMTL
Q1
$50.32
$238.38
$0.01
$0.34 AMC
COIN: Closes $4.5M PIPE; 10% Convertible Debt + Warrants
Yes
SWIR
Q4
$125.67
$429.97
$0.35
$1.16 AMC
CWDK: Closes $50M PIPE; 5% Convertible Notes due 2011
Yes
SYMM
Q2
$52.27
$214.31
$0.06
$0.27 AMC
STP: Filed New Form 424B7, Rule 424-b7 Prospectus
Yes
TRID
Q2
$70.83
$286.04
$0.23
$0.93 AMC
KAZ: Filed New Form 424B3, Rule 424-b3 Prospectus
Yes
VRTU
Q3
$42.73
$165.40
$0.17
$0.69 AMC
GLIF: PIPE-Related Registration Statement Declared Effective
Yes
ZHNE
Q4
$44.48
$173.29
($0.02)
($0.10) AMC
RMTI: PIPE-Related Registration Statement Declared Effective
Yes
ZIGO
Q2
$40.65
$166.95
$0.08
$0.47 AMC
NICH: PIPE-Related Registration Statement Declared Effective
QTR
REV-EST
PIPE FLOW
ONNN: Filed New Form 424B7, Rule 424-b7 Prospectus
DKAM: Filed New Form 424B3, Rule 424-b3 Prospectus
CTHH: Filed New Form 424B3, Rule 424-b3 Prospectus
HFGB: Registers Shares; $2M PIPE; 10% Conv Debt + Wts
DDR: Filed New Form 424B3, Rule 424-b3 Prospectus
OSIR: Filed New Form S-3/A, Simplified Registration Statement
MGOF: Filed New Form POS AM, Post-Effective Registration Amend
AEMD: Closes $100K PIPE; Common @ $1.00 Per Share
RDCM: Shareholders Approve $2.5M Private Placement
smallcap
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HOUSE KEEPING
REG SHO THRESHOLD STOCKS
SYMBOL CHANGES
■ New York Stock Exchange:
COWG: Symbol Change to CWOI
ABH, ABK, ABN, ACF, AFN, AHR, AKF, AKT, APL, AXR, BBL, BQH,
BRT, BXC, BZH, CAB, CAO, CFC, CHA, CMG, CRZ, CUZ, CXP, DB,
DCE, DEG, DKR, DSL, EXM, FED, FMT, GGC, GHL, GOL, HCF, HOV,
HTE, HZO, ICO, IHP, IMB, IMH, JOE, JRT, KFS, KKD, KMX, LDK, LFL,
LNY, LPL, LUM, LZB, MBI, MFD, MMR, MNI, MNT, MPG, MSO, MTE,
MTG, MTH, MWA, NCT, PFB, PII, PKO, PRS, RAD, RAS, RDN, RLF,
RPF, RQI, RWT, SAP, SCA, SLW, SPF, TAC, TKF, TLB, TSL, TWP, UA,
USG, VMW, VSE, VSL, WCI, XJT
CPRI: Symbol Change to CBND
ELKO: Symbol Change to ELKV
POLC: Symbol Change to PCOI
TRINQ: Symbol Change to TNSIQ
VRTBD: Symbol Change to VRTB
■ Nasdaq National Market:
SYMBOL ADDITIONS
AGIX, ARWR, ASTI, ATHN, BHIP, BIOF, BJGP, BRLC, BWTR, CADX,
CALC, CALM, CBAK, CBLI, CLAY, CSIQ, CSUN, CTIC, DHOM, DNDN,
FLML, GTOP, HNSN, HOKU, JMBA, MDTL, OSIR, OSTK, PEIX, PRKR,
ROCM, SBLK, SHRP, SOLF, SVNT, TRLG, VRNM, WRSP, XOMA,
ZGEN, ARTC, ASFI, ASMI, ASVI, AVTR, BKUNA, BONT, CCRT, CHTR,
CONN, CORS, CPWM, CREE, CRXL, CWCO, EMMSP, FTBK, FTEK,
GLAD, GSAT, HWCC, JOSB, LOOP, LULU, MCBC, MGPI, NFLX, NILE,
NTRI, PNRA, PRAA, PVTB, RATE, SBKC, SEED, SHLD, TGIC, TMCV,
TONE, TTWO, UCBI, UCTT, USNA
FYR: New Security Addition to AMEX Market
■ Nasdaq Small Cap Market:
ALUS, BIDZ, CACB, CNLG, COIN, CYTR, EFUT, ELTK, JSDA, ONSM,
SCON, TWER, ZVUEW
8
NLX,U: New Security Addition to AMEX Market
FYR.U: New Security Addition to AMEX Market
AARS: New Security Addition to Other-OTC Market
BGLPF: New Security Addition to Other-OTC Market
EFMSF: New Security Addition to Other-OTC Market
EMALF: New Security Addition to Other-OTC Market
ETMLF: New Security Addition to Other-OTC Market
EUTR: New Security Addition to Other-OTC Market
■ American Stock Exchange:
MBPI: New Security Addition to Other-OTC Market
APP, AZL, BIV, BLE, BUS, BWX, CMF, CXA, DBP, DCR, DGL, DIG, DRV,
DSC, EBA, EEV, EFU, EFZ, EGT, ERH, EUM, EWV, FDV, FNX, FPI,
FXP, GAF, GMM, GUR, GWX, IAU, IBB, IIG, IOC, ISL, KIE, MDY, MOO,
MPZ, MRI, MUB, MZZ, ONT, PCY, PEH, PFP, PIO, PJB, PJF, PJG, PKT,
PLW, PSQ, PTH, PTJ, PUI, PZJ, PZT, RBI, RBL, RCR, RJA, RJI, RJZ,
ROM, RSW, RTH, RWM, RWX, RXL, SA, SCC, SDD, SDK, SH, SHM,
SJF, SJH, SKK, SMN, SZK, TLO, TWM, UKW, URE, USD, USO, UUP,
UVT, UWM, VEA, XME, XNL, XPH, XRT
PDOS: New Security Addition to Other-OTC Market
SYMBOL/NAME CHANGES
■ OTC Bulletin Board:
AMST: Change to ASI Liquidating Corp (ASIL)
ABEW, ADVR, AIVN, AKES, ARVY, ASVN, AWEC, CAGC, CNCTU, CRCUF, CSOL, CSUH, CTHH, DANKY, DVLY, EDNE, EVGY, FLIP, GTRE,
IESV, IVIT, IVOT, LBAS, MBNC, OGOH, PCLI, PPTI, PRPL, RDYM,
RGRP, SHSN, SMTR, SNVH, SPNG, SSEY, SSWC, SSWME, STIY,
STNL, STTA, SWTS, TCHH, TKER, TLPE, TRNP, UDHI, UDRY, UGHO,
UTYW, WTER, ZYNX
ANSR: Change to Hackett Group Inc (The). (HCKT)
■ Other-OTC:
HMLFE: Change to Homelife, Inc. (HMLF)
ABSY, ACAH, ADBRF, AEYIF, AGIBY, AHMIQ, ALMY, AURC, BBRRF,
BFLDY, BGUE, BIMGF, CADD, CAIGY, CARD, CCJMF, CFPZF, CHYFF,
CHYS, CMLGF, DCNAQ, DFCLQ, DLII, DNSKY, DYAI, EFGU, EGMCF,
ELRFF, ENVI, EORIF, FIATY, FWRLY, GBITQ, GDCRF, GDNNY, GVCM,
GWSO, HBOOY, HKFIQ, HOWWY, HRAL, HSOA, HVAG, IBCIQ, IDGJ,
ISBL, ISYRF, IWDM, JCDS, KCDMY, KGFHY, LGPT, LTTOY, MGAEF,
MTNOY, MXXH, NESS, NEWOQ, NPSNY, NRSRF, NSRGY, OMRP,
ORMT, PBEGF, PEGGF, PGTHF, PIKGF, PNPFF, PODM, PRGJ, RDDRF, RDFVF, RHHBY, RVGD, SCGLY, SEARF, SGAMY, SHCAY,
SKHSY, SMFJY, SMMLY, SSTP, STVZF, SUHJY, SVNJ, SXRZF, SYMZ,
TETFF, TFZP, TLEI, TSCDY, TYRRF, UPHN, WEESF, WNBD, WTSHF,
WWNG, XCLEP, XXIS
IPEI: Change to Imperia Entertainment Inc (IMPN)
PKTAF: New Security Addition to Other-OTC Market
VCTX: New Security Addition to Other-OTC Market
FYR.WS: New Security Addition to AMEX Market
BBYD: Change to Capital City Energy Group, Inc. (CETG)
DMSP: Change to World Racing Group, Inc. (WRGI)
EZTO: Change to Coastal Capital Acquisition Corp (GA) (CCAJ)
RLET: Change to BoomJ, Inc. (BOMJ)
VTCH: Change to Darwin Resources Inc (DE) (DRWN)
SYMBOL DELETIONS
GEGQQ: Removed from Other-OTC Trading
LISTING VENUE CHANGES
BNKMP: Moving from Other-OTC To Trade on NYSE (BAC$L)
CSZM: Moving from OTCBB To Trade on AMEX (SHZ)
GGBM: Moving from Other-OTC To Trade on OTCBB (GGBM)
GGBMW: Moving from Other-OTC To Trade on OTCBB (GGBMW)
GGBMZ: Moving from Other-OTC To Trade on OTCBB (GGBMZ)
SDTH: Moving from NSC To Trade on NNM (SDTH)
TTSR: Moving from Other-OTC To Trade on OTCBB (TTSR)
smallcap
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