WEP 2-22/WP.96 WORLD EMPLOYMENT PROGRAMME
Transcription
WEP 2-22/WP.96 WORLD EMPLOYMENT PROGRAMME
WEP 2-22/WP.96 WORLD EMPLOYMENT PROGRAMME RESEARCH Working Paper Technology and Employment Programme TECHNICAL CHANGE IN SUGAR CANE HARVESTING - A Comparison of Cuba and Jamaica (1958—1980) by Charles Edquist Note: Working Papers are preliminary material circulated to stimulate discussion and critical comments. July 1982 4 Copyright International Labour Organisation, Geneva ISBN ; 92—2—103193—4 Note: • This study was prepared within the context of the ILO's World Employment Programme. The responsibility for opinions expressed in this study rests solely with the author, and circulation does not in any way constitute an endorsement of these opinions by the International Labour Office. its • • • TABLE OF CONTENTS Page PREFACE iv 1. INTRODUCTION 1 2. METHODOLOGICAL CONSIDERATIONS 3 2.1 Conceptual framework and methodological approach 3 2.2 Techniques in sugar cane harvesting:- some introductory remarks 5 2.3 Some general remarks on comparative studies: analytical comparisons 7 3. descriptive and A DESCRIPTIVE COMPARATIVE ANALYSIS 9 SOME CONCEPTUAL AND THEORETICAL SPECIFICATIONS 12 5. THE CASE OF CUBA 1958—80 15 5.1 Structure and actors in the sugar sector 15 5.1.1 Main actors in the Cuban sugar sector in the late 1950s 15 5.1.1.1 Sugar mill owners 15 5.1.1.2 Cane farmers 16 5.1.1..3 Sugar workers 16 5.l.l.'4 Government 17 5.1.2 Changes until around 1980 18 5..2 Choice of techniques in sugar cane harvesting 1958—80 22 5.2.1 Prerevolutionary attempts to mechanise harvesting 22 5.2.2 Early revolutionary efforts to mechanise harvesting 23 5.2.2.1 Indigenous attempts to mechanise cutting 23 5.2.2.2 The success of mechanical loading in the l96Os 26 5.2.2.3 The failure of early Soviet harvesters in the 1960s 28 5.2.3 New mechanisation efforts starting around 1970 31 5.2.3.1 Dry cleaning stations 32 5.2.3.2 The Henderson harvesters 33 5.2.3.3 The Libertadora harvesters 5.2.3.11 The Massey-Ferguson harvesters 36 5.2.3.5 The KTP-.l harvesters 38 5.2.11 The present situation 39 5.3 Analysis of the actual choices of techniques in Cuba 110 5.3.1 The prerevolutionary period 110 5.3.1.1 Structure and actors 110 5.3.1.2 Interests of actors regarding mechanisation 41 — 11 — Page 5.3.1.3 Access to harvesting machines 42 5.3.1.4 Power to introduce mechanical harvesting techniques 112 5.3.2 Mechanisation in revolutionary Cuba 113 5.3.2.1 Structure and actors 43 5.3.2.2 Interests of actors regarding mechanisation 115 5.3.2.3 Mechanical cane loading 147 5.3.2.4 Mechanical cane cutting 47 6. THE CASE OF JAMAICA 1958—80 51 6.1 Structure and actors in the sugar sector 51 6.1.1 Main actors in the Jamaican sugar sectorin the late 1950s 52 6.1.1.1 Estate owners 52 6.1.1.2 Cane farmers 52 6.1.1.3 Sugar workers 53 6.1.1.4 Government 53 6.1.2 Changes until around 1980 53 6.2 Choice of techniques in sugar cane harvesting 1958-80 57 6.2.1 The situation in the late 1950s 57 6.2.2 The advent of mechanical loading in the 1960s 58 6.2.2.1 Large—scale introduction of' mechanical loading at Monymusk estate 58 6.2.2.2 Mechanical loading and employment 60 6.2.2.3 Mechanical loading, extraneous matter and cane cleaning 61 6.2.3 Cane cutting in the l970s 62 6.2.3.1 Burning of cane fields 62 6.2.3.2 Trials with cane harvesters in the early 1970s 62 6.3 (a) The Cameco "Cost—Cutter" harvester 63 (b) The Massey—Ferguson 201 harvester 63 (c) The Don Mizzi 7110 harvester 64 (d) Evaluation 64 Analysis of the actual choices of techniques in Jamaica 65 S Structure and actors 65 6.3.2 Interests of actors regarding mechanisation 68 6.3.3 Mechanical cane loading 68 6.3.4 Mechanical cane cutting 69 — 111 — Page 7. AN ANALYTIC COMPARATIVE ANALYSIS 72 7.1 Summary of determinants 72 7.2 Cane loading 714 7.3 Cane cutting 74 7.3.1 Profitability of mechanical cane cutting under capitalism and socialism and the cruoial role of time 75 7.3.2 Generation of technological capability 77 7.3.3 The different interests and strategies of workers and unions under capitalism and socialism 81 References 84 - iv - PREFACE This working paper by Charles Edquist, of the Research Policy Institute of the University of Lund (Sweden), is one of a series under the World Employment Programme research project on the role of government policies for the implementaThe author applies an tion of appropriate technologies in developing countries. earlier conceptual framework of "social carriers of techniques" (developed jointly with Olle Edquist) to sugar cane harvesting in Cuba and Jamaica during the 19S8—80 The Choice of the two countries for comparison, was guided in part, by period. the need to examine the influence of the institutional factors and socio—economic systems on technical choice at a point in time and change over time. Although the paper describes technical change much more than explaining it in detail, it should be of methodological interest for undertaking comparative country analyses which at present are few and far between. The study is based on field work undertaken by the author in the two Countries during Spring 1980. The ILO wishes to acknowledge the generous support given to Mr. Edquist by the relevant institutions and scholars. A.S. Bhalla. I. INTRODUCTION In this study, soclo—economic aspects of technical change in sugar cane harvesting in Cuba and Jamaica in the late 1950s and around 1980 will be discussed. When- ever possible, more recent information will also be taken into account.1 - The paper includes a brief presentation of a methodological approach for studying determinants and consequences of choice and transfer of techniques. This analytical framework is a combination of a structural perspective and an actor— oriented one. Here it is used in an empirical study of socio—economic aspects (determinants and consequences) of choice and transfer of techniques in sugar cane harvesting in two countries (Cuba and Jamaica) and in two time periods (the late 1950s and around 1980). Thus the choices of techniques are studied in four spatio— temporal situations as shown in figure 1.1, where the socio—economic systems in the four situations are also indicated. However, due attention will also be given to the historical aspect which is crucial for the understanding of transition from one period to another in the same country. Basic design of the study Figure 1.1: Time Late 1950s Around 1980 Country Cuba (1) capitalism (2) socialism Jamaica (3) capitalism (4) capitalism A first objective of this study is to describe the processes of technical change in sugar cane harvesting in two countries with different socio—economic systems. A second objective is to analyse the determinants of these processes, which means that neither techniques as such, nor socio—economic and political conditions as such, but the relationship between the two are placed in focus. A third objective is to explicitly compare parallel phenomena in the two countries. The way in which the study is designed gives ample opportunity to com- pare processes of choice of techniques to achieve the same task (cane harvesting) in societies with different socio—economic systems. Thus the study is a comparative The present study is based on data and other information collected during field work in Cuba and Jamaica. In Cuba I was happy to collaborate with Centro de Estudios de Historia y Organizaciori de la Ciencia "Carlos J. Finlay" (CEHOC), which is an institute within the Cuban Academy of Sciences. In Jamaica, I co—operated with the Institute of Social and Economic Research (ISER) at the University of the West Indies in Kingston and with the Sugar Industry Research Institute (SIRI) in Mandeville. These three institutes provided very generous and important support in several respects. They were of invaluable assistance in data collection as well as in organising visits to sugar -cane production units and to factories producing equipment for sugar cane agriculture. Last, but not least, they helped me to arrange interviews with researchers and decision makers concerned with sugar cane production in both countries. —2— socio—economic system study and the comparisons are probably more interesting and the illuminating than analysis of the two cases as such. However, the descriptive and analytical elements are preconditions for the comparative analysis. The structure of the present study is the following. is briefly outlined in section 2.1. techniques in sugar cane harvesting. An analytical framework In section 2.2 the reader is introduced to In section 2.3 some general characteristics of various kinds of comparative studies are discussed and a distinction is made The descriptive ones simply between descriptive and analytic comparative studies. compare descriptions of processes, while the analytical ones compare determinants of the processes. Chapter 3 gives a descriptive comparison of choice of cane harvesting tech- niques in Cuba and Jamaica. are quite trivial. However, the results of the descriptive comparison A more detailed and concrete analysis is required in order to identify the more specific determinants of different choices of techniques. an analysis demands some conceptual and theoretical specifications. Such Therefore the concept of social carriers of techniques is introduced in Chapter 4 and it is stressed that these actors are subject to more or less severe structural constraints in making choices of techniques. Thereafter followthe two case studies: Chapter 6. Cuba in Chapter 5 and Jamaica in In these chapters the structure of the sugar industries is described and the actors in the field of sugar cane harvesting are identified and discussed in section 5.1 and 6.1 respectively. On this basis the actual choices of techniques in sugar cane harvesting from the late 1950s to the late 1970s are then described •in sections 5.2 and 6.2. The supply of equipment for cane harvesting — whether It is domestically produced or imported — is also discussed. Socio—economic and political determinants of the choices made are then analysed in sections 5.3 and 6.3. In Chapter 7 some analytical comparisons between the two cases are made, i.e. comparisons between determinants of the choices of techniques In Cuba and Jamaica are presented. cane loading. The comparative analysis is focused more on cane cutting than on First, the profitability of mechanical cane cutting under capitalism and socialism is addressed. in this context. The crucial role of the time perspective is stressed Thereafter, the relation between choice of techniques and supply of equipment on the one hand the generation of an indigenous technological capability on the other, is compared between the twocountries. Finally, the differences in the interest and strategy of the workers and unions In the two countries are examined. 4 —3— 2. 2.1 METHODOLOGICAL CONSIDERATIONS Conceptual framework and methodological approach In many studies technology is used in a very comprehensive sense. This term often includes many important phenomena of a social character such as knowledge, management, organisation of work, other elements of social orgariisation, etc. It then becomes problematic to study the relations between technology and social conditions. The reason for this is, of course, that the relation between two phenomena cannot be satisfactorily investigated if they are not conceptually distinguished from each other. If we want to study the relations between two phenomena or aspects we must have concepts for these, and these concepts should overlap each other as little as possible. - In this study the term technique is used to denote only the material or physical elements of what is often called technology. Thus by techniques is meant tools, implements, instruments and machines, that are produced by man and with which products and serviàes are in turn brought forth. Regarding technology, on the other hand, I follow the tradition of using it in a more vague and comprehensive sense, Including, besides techniques, also non— material aspects such as technical know—how, management, organisation of work, etc. I am aware that a strict separation of technique from such non—material elements can sometimes be problematic. Since such a distinction is methodologically advantageous, however, I will try below to use technique in the more precise sense indicated. As will be evident in this study, my choice of a narrow and strictly material definition of techniques certainly does not imply that I consider the non—material elements of technology as being of minor importance for choice, implementation and transfer of techniques. I have earlier treated theoretical aspects of and methodological approaches to the study of socio—economic aspects — i.e. social and economic determinants and consequences — of' techniques and technical change In (Edquist 1977), (Edquist and Edqvist 1979), and (Edquist 1980). (Edquist 1977) is an attempt to discuss, mainly theoretically, the very complex problem of' relations between techniques and social conditions. The approach in the book can, on the whole, be characterised as a structural one, but it is combined with a very long historical perspective, which makes it possible and essential to deal with societies with different soclo—economic systems. A theoretical framework for the study of social and economic determinants and consequences of the choice of techniques was outlined in (Edquist and Edqvist 1979) and in (Edquist 1980). In those reports we pointed to the necessity of combining a structural and an actor— oriented perspective in an analysis of the socio—economic aspects of techniques. By combining a structural and an actor—oriented approach, instead of' regarding them as mutually exclusive and contradictory, two fallacies can be avoided. is an extreme deterministic attitude to technique, implying that the structure One —4— determines everything, and that there is no scope at all for actors to influence the choice of technique. approach: The other fallacy is a pure actor—oriented, "agent" i.e. an idealistic and voluntaristic attitude implying that the actors exclusively determine the choice of techniques without being subject to any structural constraints at all. When studying and trying to explain social, economic, or technical change over time this methodological problem of the relations between structural constraints and possibilities on the one hand, and acting subjects on the other, is always present, implicitly or explicitly. While structural determinants are decisive for the choice of technique, there is also scope left for particular choices by actors. Their degree of freedom of action is determined by structural factors. structural and actor—oriented approaches should be combined. Thus the If one starts out with only one of them, one may be unable to perceive the complex character of reality in this respect. It is, however, not possible to say in general or a priori what relative weights should be given to each of the perspectives. Such a judgement can only be made on an empirical basis and for specific cases, since the structural constraints are more or less severe in different particular instances. By "actors" we mean all organised social entities with a stake in sugar cane agriculture, which may have some interest with respect to and some influence on the choice of techniques in this sector. The "actors" are of course the subjects which directly influence the decisions about and implementation of some techniques rather than others. making by actors. But such choices are not only a matter of conscious decision For example the structure of the socio—economic and political system strongly conditions their behaviour and thereby the choice of techniques. In this study "structure" is defined as the character of the soclo—economic system and the employment situation in a certain country at a specific point in time. In the context of this study the character of' the socio—economic system may be either capitalist or socialist. The employment situation may be one of unemployment, shortage of labour or one of balance in the labour market. It could perhaps be considered controversial to include the employment situation - as a part of structure and thereby place it in the same basket as the character of the socio—economic system. However, the employment situation is certainly a very important determinant of choice of' techniques, since it partly determines the interests of at least some of the actors in this respect. (Of course a particular employment situation in a specific context may also partly be a consequence of the choice of' techniques.) In addition, there is a strong empirical correlation between socialism and low open unemployment and between underdeveloped capitalism and high unemployment, at least in the two countries at issue here. For these reasons it is appropriate to include the employment situation in "structure". (Of course this does not exclude the possibility that certain actors may influence the employment situation.) This inclusion implies that factor endowment and relative factor prices are included in "structure". —5-- The theoretical point of departure for this study, very briefly outlined above, directly influenced the design of the empirical study. The time periods and countries were chosen in such a way that societies with different structural characteristics, with various kinds of' actors, and with differing relations between them were focused upon. The theoretical framework also served as a guide for the kinds of data and other information to.be collected and presented. 2.2 Techniques in sugar cane harvesting: some introductory remarks Field operations in sugar cane agriculture cover a whole range of tasks, the most important ones of which are land preparation, cane planting, cultivation (weed control), fertiliser application and harvesting. In terms of labour requirements, harvesting has traditionally overshadowed all other stages of cane agriculture. A sugar factory consists of two main parts. In the mechanical part, the cane stalks are crushed and the cane juice is extracted. The rest of sugar processing There the juice is cleaned, the water is evaporated, resembles a chemical plant. the sugar is crystallised, etc. The optimum harvest period is from December through April—July in both Cuba and Jamaica, depending on the area. The harvest lasting, for example, December 1965 until May 1966 is called the 1966 harvest. roughly 60 and 225 tons per hectare. Yields may vary between In the harvest there is mature cane standing i.n the fields and one wants cane stalks as "clean" as possible at the factory gate. The four tasks whibh have to be executed to achieve this are to cut, clean, load and transport the cane) All these operations can be carried out in many different ways, i.e. with different combinations of labour and equipment. The three most common kinds of harvesting systems are: (1) (ii) (iii) the cane is cut and loaded manually; the cane is cut manually and lifted by mechanical loaders; the cane is cut, cleaned and loaded mechanically by combine harvesters. Traditionally, the harvest in all countries was executed by large amounts of manual human labour and animal power in combination with very simple techniques. Around 1950 the Cuban zafra (i.e. the sugar harvest) was described in the following terms: Thousands of Cubans throng the highways, the railroads, and the byroads to get to the mills, to the colonias, for the zafra. Millions and tens of millions of tons of cane have to be cut. A hundred thousand machetes in the hands of a hundred thousand men will do the cutting. Millions of stalks of cane — each one held in a human hand for a few seconds while the machete in the other hand cuts it at the bottom and deftly trims the leaves before it is thrown on a pile of other stalks. 1 Then However, transport of sugar cane from field to factory will not be dealt with in this study, and the main emphasis will be on cutting and loading. -- —6-- these millions of stalks must be lifted by sweating human bodies into the large, two—wheeled carts which patient, sturdy oxen will draw to the mill or to the railroad spur. The power exerted by men and oxen in the zafra is stupendous. the equivalent in kilowatts would be! One wonders what It is hard work, often grueling for both man and beast, for Cuba has taken few steps to relegate this burden to machines. (Nelson 1951:58.) in Cubais the At present almost Combine harvesters cut the cane at ground level, chop the cane stalks into pieces, clean the cane and load the chopped cane into a truck or tractor cart running alongside the harvester. the harvest: Thus the harvester accomplishes three of the tasks necessary in it cuts, cleans, as well as loads the cane. It must also be mentioned that cane is more difficult to harvest mechanically then most other crops, e.g. cereals. It has to be cut close to the ground to include the part that has the highest sugar content. But simultaneously the root must not be damaged since the next crop will normally grow up from it. crop is called "ratoori crop". crop". When cane is replanted the crop is called "plant Replanting is only-done every 3—7 years.) The top of the cane stalk must also be cut and the leaves separated from the stalks. crop, in addition, is extraordinary. of' cane: (Such a The weight of the Finally, there are many types and varieties they may grow erect or inclined, the stalks may be thick or thin, etc.. Therefore, a sugar cane combine harvester is quite a complex machine and it weighs mOre than 10 tons. A combine harvester can replace approximately 50 manual workers. In both Jamaica and Cuba, mechanical loading was introduced during the first half of the 1960s. Mechanical loaders can be of two types. A "push—pile" loader pushes the cane along the ground until enough has piled up so that it may be gathered with a front—mounted grabber and loaded into in-field trailers. A "grab— type" loader, which is attached to a tractor, grabs bundles of cane and loads them into the means of transport. The loaders may be used in combination with cutting or with such mechanical cane cutters which only cut the cane at ground level arid leave it in heaps. A mechanical loader can replace 30-40 manual loaders. A serious problem for the sugar mills is that extraneous matter accompanies the cane stalks into the factory. (Extraneous matter is everything except clean millable cane stalks, such as trash, weeds, dead cane, green tops, earth and stones.) It can cause operational difficulties in the factories and decrease the sugar yield per ton of cane. This problem is always present, but its magnitude often increases when mechanical cutting and loading are introduced. In order to reduce this problem, the cane has to be cleaned; among other things, the leaves have to be separated from the cane stalks. The cleaning can be done manually by the hand—cutters or mechanically as one of the operations in combine harvesters. Another method is to burn the cane fields before harvesting. Such contolled burning destroys the dry, dead cane leaves and some of the green leaves and weeds. Burning considerably increases the of the manual cane —7 cutters, but it also facilitates the work of loading machines and — of combine harvesters. in particular — On the other hand, burning has negative consequences for the recovery of the fields and the quality of burnt cane deteriorates rapidly if it is not promptly taken to the factories for processing. Burning has long been practised in, for example, Hawaii. In Jamaica it was introduced in 1961 and by 1969 nearly 70 per cent was burnt before the harvest unburnt) (Shillingford 1974:86). In Cuba, however, all cane was cut "green" (= until the 1971 harvest. In most cane producing countries, burning is highly controversial and it is an intensively debated issue. The cleaning of the cane can also be done at special cleaning "plants", where extraneous matter is eliminated using air or water. These plants can be used as a complement both to manual cutting and loading, to mechanical loading and to mechanical cutters which do not manage to properly clean the cane. As regards the transport of cane from field to factory ox carts, railroads, tractors or trucks — or various combinations thereof—can be used. These examples clearly illustrate that a spectrum of techniques can be used The "choices of techniques" are for all the four tasks constituting the harvest. actually choices within such spectra. The number of available techniques, how- ever, may increase over time because of technical progress. In the case of cane harvesting such technical changes have been particularly rapid during the last two decades. An actor making choices of techniques may also try to widen the spectra by means of inventing, developing and designing new techniques. Adaptations are particularly important in agriculture, since machines normally have to be adapted to local soils, varieties, topography and climate. cane grows very differently under various conditions. In addition, a crope like sugar It sometimes stands erect and sometimes it is sprawling or lying down and badly lodged and tangled. Accord- ingly cane harvesting machinery is of different kinds in various cane producing areas and local adaptation is often necessary. In reality, therefore, the choice among existing techniques sometimes cannot be separated from the process of develop— ing new ones and adapting existing ones to local conditions. 2.3 Some general remarks on comparative studies: descriptive and analytical comparisons One objective of this study is to try to compare technical change or the processes of choice of techniques in sugar cane harvesting in Cuba and Jamaica. Comparative studies in the social sciences may be of very different kinds. Here I will limit myself to mention two different types which have quite different objectives: descriptive and analytic comparisons. This distinction is inspired by Erik Baakr (Baark 1981). If the objective of a comparative study is purely descriptive, data are needed for the variables to be compared, e.g. rate of literacy, total cement production, GNP per capita or choice of techniques for the countries or regions compared. —8-- These data are then simply presented in a comparative manner. cofnmon kind of comparative study. This is the most (A descriptive comparison of mechanisation of cane harvesting in Cuba and Jamaica will be presented in Chapter 3.) Descriptive comparisons do not, of course, provide scientific explanations. As such, they say nothing about causes and consequences. In the context of a study like this one, its main value is that it provides a basis for analytical comparisons. hypotheses. Descriptive comparisons may also be helpful in the generation of Finally, as an indication of relative performance in different countries, or over time, descriptive comparisons also have a value as such. The methodological problems associated with descriptive comparative studies concern the availability, reliability, and comparability of empirical data. problems may be considerable. These This is particularly true for developing countries where the statistical system is less developed and in cases where access to information is limited. Analytical comparatcive deal with comparisons between determinants, or causes of similar or parallel processes in two or more cases. Methodologically they are immensely more complicated than descriptive comparisons, since scientific explanations are necessary preconditions for analytical comparisons. And explana- tions are associated with numerous problems, even disregarding comparisons, particularly in the social sciences. For example, practically all social processes are multicausally determined and one cause cannot be isolated in an experimental fashion — as sometimes in the natural sciences — in order to measure or estimate its influence. Still, attempts to explain social processes must be made for the specific cases before analytical comparisons can be made between them. However difficult such attempts are the only way to improve our knowledge about causes and consequences in the social sciences. Explanations are always related to conceptual and theoretical frameworks, at least implicitly and/or unconsciously. I personally prefer to explicitly relate explanations to theoretical considerations, since a theoretical or analytical framework is helpful in formulating hypotheses, in looking for relevant data and since it also facilitates generalisations and theoretical progress by means of feedback from the empirical work. —9— 3. A DESCRIPTIVE COMPARATIVE ANALYSIS The two time periods The design of this study was illustrated by figure 1.1. The time and the two countries chosen display four spatio—temporal situations. This does not necessarily have periods chosen are the same in the two countries. to be the case in a comparative study. Similarly some other unit than country could of course be chosen as the object of study, e.g. region or village. I will tiow carry out a descriptive comparison of the choice of cane harvesting In the 1950s techniques in Cuba and Jamaica in the late 1950s and around 1980. cane cutting and loading were not mechanised at all in the two countries. In the Cutting late 1970s, loading was almost completely mechanised in both countries. (Much more was mechanised by 45 per cent in Cuba, but not at all in Jamaica. detailed figures and their origin will be presented in sections 5.2 and 6.2.) A descriptive comparison is simply a question of presenting the data on actual choice of techniques in a comparable manner which is done in figure 3.1. Figure 3.1: DeQree of harvest mechanisation in Cuba and Jamaica in the late 1950s and around 1980 Time Cuba Jamaica Late 1950s Around 1980 Capitalism Socialism No mechanisation of cutting or loading, Cutting mec hanised by 45 Loading almost per cent. completely mechariised. Capitalism Capitalism No mechanisation of cutting or loading. No mechanisation of cutting. Loading almost completely mechanised. The descriptive comparison shows that in both Cuba and Jamaica the degree of mechanisation of loading increased from 0 to practically 100 per cent between the In the case of cutting no mechanisation was late l950s and the late 1970s. In Cuba, however, the experienced in Jamaica during the time period in question. degree of mechanical cutting increased from 0 per cent in the late 1950s to 45 per cent in 1980. Obviously such a descriptive comparison is quite superficial and says nothing about differences or similarities as regards causes or determinants of the processes It is left to the reader to speculate over of mechanisation in the two countries. which factors influenced the processes descriptively compared. Below I will try such a speculation by presenting a comparison between the four spatio-temporal situations based exclusively on the information provided by table 3.1. First I want to stress, however, that this speculation will result in quite trivial or even seemingly absurd results as regards explanations of the processes of technical change in the two countries. The reason for pursuing this speculation is rather — 10 — methodological, since it indicates that empirical data as such are by no means Theoretical work is also a sufficient to explain a process of technical change. necessary element in an attempt to create some order in chaos. (Those who prefer to continue without this methodological detour may skip the next few pages.) First it can be observed that six comparisons (a)-(f) between the four spatiotemporal situations are theoretically possible as shown below. Figure 3.2: Theoretically possible comparisons between the four spatio-temporal situations ime Late 1970s Late 1950s Space a ::::ica S These six comparisons are different in terms of whether degree of mechanical loading, degree of mechanical cutting, time, space and structure are constant or This is more explicitly illustrated in figure 3.3. vary within the pairs. Figure 3.3: Variables differing between the pairs in the six possible comparisons Differences in degree of mechanised loading mechanised cutting % % Time Space (a)' Cu50—Cu70 0—100=100 0—45=45 + (b) (c) (d) (e) Jca5O.-Jca7O 0—0=0 + Cu50—JcaSO 0—100=100 0—0=0 Cu70—Jca7O Cu50—Jca7O 100—100=0 0—100=100 45—0=45 0—0=0 + + (f) JcaSO.,C'u70 0—l00100 0—45=45 + + 0—0=0 Structure + + + + + + = yes — = no On the basis exclusively of the factual information provided above and with the help of the logical exercise presented, many remarks could be made. Two of them are: — 11 — - In four comparisons — (a), (b), (e) and (f) — the degree of mechanical loading In the same four cases — but in no other cases - there is also a difference in time. Changes in time can "explain" differences in degree of mechanical loading in all four cases. Therefore it can be concluded that lateness in time — or factors associated with this — is a necessary and varies. sufficient condition for mechanisation of cane loading. - In (a), Cd) and (f) — the degree of mechanical cutting In the same three cases — but in no other cases — there is also a difference in structure. Change in structure can "explain" differences in three comparisons — varies. the degree of mechanical cutting in all three cases. Therefore, it can be concluded that a socialist socio—economic system — or factors associated with this - is a necessary and sufficient Condition for mechanisation of cane Cutting. Although the interpretation presented above cannot be questioned, given solely the information in the figures, the two remarks are trivial or even absurd. They are correct only in a logical sense and the terms "necessary condition" and "sufficient condition" are used above in their formal logic senses. If we extend our horizon in time and space and include other cases, counter-examples can be found, i.e. there is a problem of generalisation of the "conclusions" presented. The two "conclusions" also have a very general character and they are quite They are simple correlations stressing the importance of time and structure respectively for the mechanisation of two tasks in cane harvesting. They say nothing about the mechanisms leading to the different choices and provide no explanation for the driving forces behind and more specific causes to the processes of technical change. Neither do they have much value for a policy maker in the field superficial. of technology policy. In other words, the interpretation of the figures presented is not an analysis, but only a way of expressing simple connections which do not necessarily encompass For example, social reality is normally not monocausal and more combasic causes. posite explanations must therefore be sought. • Accordingly, a much more detailed analysis is required if the results are to be scientifically interesting and/or useful for policy—making purposes. However, in such a context, a discussion of the character above has a value in the sense that it can point out in which directions more basic or more specific causes are to be found. They delimit an "area" where the more specific causes should be sought in indicating that time and character of socio-economic system - or factors associated with these - are relevant variables. The exercise presented also points to the relevance and need for theoretical work in attempts to explain processes of technical change. But which the more specific causes are can only be unravelled through a more detailed and concrete analysis. Such an aCalysis will be attempted in the remainder of this study. — 12 4. — SOME CONCEPTUAL AND THEORETICAL SPECIFICATIONS In order to explain a social process, most researchers use some sort of theoretical framework as their point of departure — explicitly or implicitly, consciously or unconsciously. This study is explicitly based upon previous theoretical and analytical work concerning determinants of choice of techniques with particular reference to developing countries. These theoretical considerations were very briefly summarised in section 2.1. The analytical framework presented there consisted of an integration of a structural and an actor—oriented perspective. In the present chapter this framework will be made somewhat more specific. In passing, it could be mentioned that such a framework is not a necessary basis for a descriptive comparative study. The only thing needed for such a comparison is data which are reliable and comparable. If the purpose is also to carry out an analytical comparison, i.e. to compare the explanations in various cases, the necessary theoretical framework should preferably have certain characteristics. The explanations must be comparable. It implies that they should preferably be expressed in terms of a common conceptual framework or "language", since the problems of "communication", and thereby comparison, are severe between different frameworks. This means that an appropriate theoretical framework tends to be quite abstract, particularly if societies with different structural characteristics are to be compared. An exclusively structural approach is insufficient since it can only explain change - including technical change - in a sweeping way and since the "distance between structural theory and reality is quite great. One way to reduce these problems is to supplement the structural approach with an actor-oriented one, as was proposed in section 2.1. Such a combination of a structural and an actor—oriented perspective will be employed in an attempt below to identify the determinants of choice of cane harvesting techniques and technical change. However, the concept of "actor" is a very general and abstract one. In order to decrease the level of generality and connect the theoretical framework explicitly to techniques, we need an "actor concept" that is related specifically to the choice a social concept that is technique-centred. 'Social carriers of techniques" is such a concept. It is defined in the following way. For a technique to be chosen and implemented some conditions must of techniques; be fulfilled: 1. A social entity that has a subjective interest in choosing and implementing the technique must exist. 2. This entity must as such be organised to be able to make a decision and also have the capability to organise the use of the technique properly. 3. It must have the necessary social, economic and political power to materialise its interests; i.e. to be able to implement the technique chosen. 4. The social entity must have information about the existence of the technique. 5. It must have access to the technique in question. - 6. 13 - Finally, it must have, or be able to acquire, the necessary knowledge about how to handle, i.e. operate, maintain and repair, the technique.1 If all the six conditions listed above are fulfilled, the social entity is a The carrier may be, for example, a private company, social carrier of a technique. an agricultural co-operative or a government agency. Every technique must have a social carrier in order to be chosen arid implemented. If the six conditions are In other words, the six conditions are not only necessary but, taken together, they are also sufficient for implementation to take place. This is an analytical, not an empirical hypothesis. fulfilled, the technique will actually be introduced. Social carriers of techniques are specific kinds of actors. The intention - and the six conditions defining it - shall function as a bridge, or intermediary, between the structure of society and technical change and that it will make it possible to study the inter-action between techniques and society in a more detailed manner. is that this actor concept It should be mentioned thatthe -concept of 'interest", used in the definition above, is problematic. It is common to make a distinction between objective and subjective interest, the difference reflecting the possibility that an actor may or may not be conscious about its "true"interest; it is not conceived as an adequate In our definition, however, only subjectively perceived interests matter goal. however "false" they may be - since only conceived interests can be a basis for decisions and actions. (Thus we avoid a long discussion of relations between objective and subjective interests and what determines them.) Such subjective interests are revealed by actions or statements of actors. It seems sensible, however, to allow for the possibility that perceived interests may change as a result of changes of consciousness. The (perceived) consequences - in terms of employment, work conditions, division of labour, productivity, profitability, etc., - of the implementation of a technique of course influence whether an actor has an interest in the choice of it or not (Edquist and Edqvist 1979:31). The theoretical framework presented in section 2.1 was formulated in very general After the presentation of the concept of "social carriers of techniques" and some empirical data, it is now possible to be somewhat more specific. terms. The structural characteristics of a society are important in an analysis of For example, structural changes may lead to the emergence of new actors and the disappearance of others. Thus the character of the socioeconomic system influences the actors that exist in a society as well as in its sugar sector. Also the distribution of power between the actors themselves is affected by the character of the socio-economic system. The actors are also highly influenced by the employment situation, which may affect the interests of some actors in relation to various choices of techniques. choices of techniques. 1 These conditions are elaborated in (Edguist and Edqvist 1979:31-32), where the Some concept was theoretically developed in a rationalistic manner, and defined. minor changes have been made in relation to the presentation there. — 14 — Accordingly, interest and power of various actors are directly associated with structural phenomena. As a corollary, structural conditions influence which actors are transformed into social carriers of various techniques, i.e. for which actors the conditions defining a social carrier of a technique are fulfilled. This means that the concept of social carriers of techniques is "structure-based" in the sense that it is defined, in part, from a structural point of view. (That the actor-concept is intrinsically structure-based is important also to avoid the voluntaristic fallacy mentioned in section 2.1.) In conclusion, structures, actors and social carriers of techniques are not On the contrary, they condition each other to various independent of each other. degrees and are sometimes closely interwoven. Together they constitute a pattern The following of partly related factors, influencing the choice of techniques. discussion will be carried out within the framework of this pattern. I will try to bring some order in the pattern of explanatory factors, i.e. at least partly establish some sort of hierarchy between them. However, it is certainly beyond the ambitions of this study to try to lay bare this hierarchy as a whole. Therefore, I will concentrate the discussion of determinants on one level in the hierarchy of factors influencing the choices of techniques. To make this discussion as specific as possible, it will be pursued mainly in terms of the six conditions defining a social carrier of techniques, i.e. it will be concentrated to quite a low level in the hierarchy. It will be investigated which actors that have the interest, organisation, power, information, access, and knowledge to choose and implement a certain technique. After all, the objective of developing the concept of social carriers of techniques was to enable a more specific analysis of the relations between techniques and social conditions. The six conditions are more helpful in a concrete empirical analysis than the composite concept as such. Therefore, in the analysis below, However, it must not be the concept as such will be used less than its forgotten that some of the six conditions are related to structural phenomena to In other words, structural factors will be impliditly reflected various degrees. At various in the discussion of the six conditions in sections 5.3 and 6.3. occasions explicit references to structural phenomena will also be/made. — 15 5. 5.1 Structure and actors — THE CASE OF CUBA 1958-80 in the sugar sector In section 5.1 the socio—economic structure in Cuba and the main actors in the Cuban sugar industry in the late 1950s and the changes until 1980 will be discussed. Thus I will here identify and discuss structure and actors in two of the four spatio-temporal situations plus the process of change in between. A much more detailed presentation of these matters is provided in (Edquist 1980c) and in (Edquist 1981). Until 1959 Cuba was a capitalist country heavily dependent upon the USA both economically, politically and technologically. Unemployment was high and fluctuated seasonally between cane harvest time and the "dead season" (non—harvest time), as shown in table 5.1. Table 5.1: Unemployment and underemployment in Cuba 1943-1960 (% of labour force) Unemployment • 1943 (during dead season) 1953 (during cane harvest) 1956 (during dead season) 1957 (during cane harvest) 21.1 8.4 20.7 9.1 16.4 1956—57 (annual average) 1957 1958 1959 " 1960 " 5.1.1 12.4 11.8 13.6 11.8 " " Source: • Mesa-Lago 1981:121-122; Main actors in the Cuban in the late 1950s Underemployment 13.8 7.6 7.2 12.1 12.1 Dominguez 1978:91. sugar sector The most important actors in the sugar sector in the 1950s were the sugar mill (estate) owners, the cane farmers, the sugar workers and unions and the Government. 5.1.1.1 Sugar mill owners The sugar mills in Cuba were very large enterprises representing investments • of several million dollars, controlled usually by a corporation rather than by an individual, and with many thousand hectares of land. The workers were both industrial and agricultural, the former representing the labour force for the maintenance and operation of the mill itself, the latter for the cultivation and harvesting of the cane. That cane which was produced by the sugar mills themselves was called "administration cane". In 1958 there were 161 sugar mills in Cuba, many of which were controlled from abroad (Nelson 1951:122; Nelson 1972: 61; CERP 1965: 523). - 16 - In the 1950s the mill owners (hacendados) were organised in the National Association of Sugar Mill Owners (Asociacion Nacional de de Cuba). It was founded when the mill owners reorganised in 1934. (The organisation previously in existence was the Asociacion de Hacendados de Cuba). By a law in 1935 it was officially recognised as the legal representative for the industrial The Sugar sector of sugar production. A compulsory fee was also established. Mill Owners Association had a very strong influence over the sugar sector during the whole prerevolutionary period (CERP 1965: 5.1.1.2 Cane farmers a A key figure in the production of sugar cane was the cane farmer ("colono") who was often a renter of company-owned land, but who could be "independent" in the sense of owning his own land. However, the "independentt' cane farmers were also dependent upon the sugar companies for credit, transportation of cane, and cane processing (Nelson 1951:122). In January 1934 the Cane Farmers Association of Cuba (Asociacion de Colonos de Cuba) was created by a law. It organised all the cane planters in Cuba until There existed other associations of colonos earlier, but membership in them 1960. Until 1934 the Asociacion Nacional de Colonos was the organisa— was not compulsory. All cane planters were obliged to belong to tion representing the cane planters. the association whether they owned, leased, rented, or were sharecroppers on the land. The main goal of the association was to protect the interests of its members (CERP 1965: 336). While the number of mills remained constant for a long period, that of cane plantations (colonias) experienced a substantial increase during the 1941—58 period. This increase was due to the subdivision of existing colonias, the formation of new ones, and the recognition of sub—colonos as full colonos by a law of From 30,020 colonias in 1939, the number increased to 62,298 in 1952 1953. (CERP 1965:522). The heterogeneity among the colonos was extreme. In 1952, 94.39 per cent of the cane was produced by colonos and 5.61 per cent was administration cane; 61.21 per cent (38,135) of the colonias produced only 8.59 per cent of the total amount of cane and 1.17 per cent (730) of the colonias produced 28.96 per cent of all cane (CERP 1965: 523). 5.1.1.3 Sugar workers The scarce data available does not make it an easy task to analyse the level of employment in the sugar industry in Cuba. To give an indication it can be mentioned, however, that estimates of the maximum employment for each year have been presented for the crops of 1928—1940. According to these, between 250,000 and 350,000 field workers were employed. A large part of these - perhaps 100,000 — were either Haitians or Jamaicans imported for the harvest work. (The importation of contract labourers was forbidden by the Constitution of 1940.) The production arid harvesting of sugar cane was during this period characterised by a complete absence of mechanisation (CERP 1965: 349—352). In 1958 there were approximately 370,000 professional cane cutters (see table 5.3). - 17 In - December 1932 the National Syndicate of Workers of the Sugar Industry Delegates from 32 mills attended. (SNOIA) was formed. organisation of importance within the sugar industry and important labour union of Cuba. It was the first labour was to become the most it Upon the formation of this syndicate a programme of minimum improvements was agreed upon. things, the extension of the maximum improvement of sanitary conditions in President Machado, a wave of strikes through the sugar industry and about (Nelson 1951:148; CERP 1965:383). This programme included, among other 8-hour day to all workers, wage increases, and After the fall of the sugar mills. during August and September of 1933 spread 36 mills were occupied by the striking workers The SNOIA was just one example of labour union organisations in Cuba which developed after the beginning of the century. In January 1939 the First National Labour Congress of Cuba took place in Havana; 567 unions attended and the Cuban Federation of Labour (CTC) was organised. The CTC was to be the only central labour organisa'tion of Cuba, bringing together all organised workers. The Secretary General of the CTC elected in 1939 was the communist leader Lazaro Pena and' Cuba's labour movement was strongly dominated by the Partido Socialista Popular, i.e. the Communist Party, until 1947 (CERP 1965: 384). In 1958 the Central Confederation of Labour (CTC) was composed 'of 33 national federations of industries - for example the Sugar Workers Federation - and six provincial federations. These federations had a membership of 2,490 individual unions and more than one million members (Nelson 1972:150). 5.1.1.4 Government From the early years of the Republic until the outbreak of the First World War, the Cuban Government abstained from interfering or even regulating to any degree the functioning of the sugar industry. Starting in 1915, however, some limited regulations were applied to the then rapidly expanding sugar industry. Regulation of the sugar economy became more important from 1926 when international sugar prices fell and Cuban production yielded a surplus. Restrictions were placed on the planting, harvesting and milling of sugar. These measures were not applied systematically, however, and they could not offset the effects of the world—wide depression. The crowning piece of legislation — and, consequently, the corner—stone of the Cuban political system until 1959 - was the Sugar Co—ordination Actof 1937 (Nelson 1951:98; CERP 1965:239—242, 325—327; Dominguez 1978:84). The Ley de Coordinaci6n Azucarera de 1937, and the supplementary regulations, set forth in minute detail the rights and obligations of the various actors in the sugar sector. The Act guaranteed to every colono registered as such in 1937 the right to sell 30,000 'arrobas (345 tons) of sugar cane to a designated sugar mill. In return, the farmer agreed to limit production to the Government's allowance. This "grinding factor" could be passed on to one's heirs but could not be renounced or sold. To make room for the small growers, the large sugar plantations and the sugar mills that owned cane fields were penalised. In addition, the Act regulated minimum payments by the mill to the grower on the basis of the average sugar cane yield (Nelson 1951:100—103, 121; Domingues 1978:85). - 18 - The Act established the "right of permanent occupancy". Every renter, sub- renter, or sharecropper with a contract in 1937 to engage in sugar cultivation was guaranteed the right of permanent occupancy of the lands he worked so long as the grinding factor with the sugar mill was met (guaranteeing the mill a stable supply of cane) and rent was paid. If he complied, he could not be evicted (Nelson 1972:61; Dominguez 1978:85). The teright of permanent occupancy" given to the colonos was extremely important. It gave the farmer practically all the advantages usually associated with ownership of land and at a rental which was nominal. This right implied a serious blow to the latifundia since it meant that most cane land was left under the control of The measure was supposed to alleviate the problem posed by the fact that a very high proportion of the arable land was owned by a limited number of sugar companies, many of which were foreign (CERP 1965:339, 343). coTLonos. The Cuban Institute for Sugar Stabilisation (Instituto Cubano de Estabilizacion del Azucar, ICEA) was in charge of enforcing sugar regulations. It was established in 1931 and was dominated by the sugar mill owners. Besides enforcing sugar regulations, the Institute was charged with conducting the international relations of the sugar industry, severing them from official government agencies including the foreign ministry and foreign service. Through that authority, it instituThe ICEA was the tionalised access to political power for sugar mill owners. nerve centre in the system of sugar production and export regulations in Cuba. A part of Government had been put into private hands, and thus private interests actually conducted government policy in this area. Private organisations came to control government agencies in charge of the country's domestic and international sugar policies (Dominguez 1978:86; CERP 1965:335). Between 1933 and 1958 the Government did not take over any large segments of the economy, but it did increase its regulatory and distributive activity considerably. Sugar was regulated most extensively — from planting to international marketing. Because sugar was at the heart of the economy, this system ended up regulating much of Cuban economic life (Dominguez 1978:90). 5.1.2 Changes until around 1980 Starting with the Revolution in 1959 a socialist socio—economic system gradually developed in Cuba. As can be seen in table 5.2, open unemployment was practically eradicated in the first decade of the Revolution. Although unemployment increased somewhat during the first half of the l970s, its magnitude did, not even approximate to the levels in the prerevolutionary era and in the early 1960s. The low levels of unemployment remaining was largely frictional in nature (Mesa—Lago 1981:124). The first Agrarian Reform Law of Nay 1959 was the most important action taken by the Revolution in its early stage. (The information regarding agrarian reforms presented below is taken from (CERP 1965), (Dominguez 1978), (NacEwan 1981), (Nelson 1972) and (O'Connor 1968)). According to the first law a maximum of 30 caballerias (about 1,000 acres or 403 hectares) was set for ownership by any one person or corporation. Any excess would be expropriated for distribution to landless families. For rice, sugar and cattle the maximum might be extended to — 19 - 100 caballerias (1,341 hectares) provided that yields per hectare were at least About 3,000 farms 50 per cent greater than the national average. were expropriated under this law. Table 5.2: Unemployment in Cuba 1959-1978 (% of labour force) 1969 1970 2.9 1960 13.6 11.8 1961 10.3 1971 2.1 1962 9.0 1972 2.4 1963 8.1 1973 3.0 1964 7.5 1974 3.9 1965 6.5 1975 3.1 1966 1959 1.3 6.2 1976 2.8 1967 5.3 1977 2.0 1968 4.3 1978 1.3 Source: Mesa—Lago 1981:122. The law established the Institute for Agrarian Reform (INRA) to administer its provisions. INRA's powers were very broadly defined. The country was divided into 28 agrarian development zones, each to be governed by an appointee of INRA. INRA began without delay to exercise control over property confiscated from adherents of Batista. Large cattle ranches were taken over and managers appointed by INRA took charge. Co-operatives were organised to operate sugar cane plantations, the members to consist of the labourers previously employed. The managers were appointed by INRA and accordingly they never functioned like true co-operatives. In fact INRA took Within a few years they were also converted into state farms. over all the functions of the Ministry of Agriculture and the Ministry was dissolved INRA also absorbed many agencies set up by the former government, including the Cuban Institute for Sugar Stabilisation. in 1961. That portion of the agrarian reform which proscribed the latifundio naturally met with bitter objections from the mill owners, most of whom were large landlords themselves. The cane planters did not fully accept the Agrarian Reform Law either. However, they favoured the expropriation of the sugar mill properties and supported that section of the law designed to enlarge the size of every Cuban farm to the so-called "basic minimum" of two caballerias (2.7 hectares). The Revolutionary Government did design some of its policies to meet the cane planters' needs and interests. The mill owners were few in number and they lacked political authority and stature because they had long been identified with foreign interests. Thus the Revolution could safely ignore their demands. The colonos, on the other hand, were a sizable group, and while INRA failed to comply with some of their key demands, farmers in the 2 to 5 caballeria (27-67 hectares) category were allowed to purchase more land, and many small planters were brought up to the "basic minimum" of 2 caballerias (27 hectares). It is significant that there was no attempt to collectivise the planters forcibly although the largest colonos did balk at the law. The Colonos Association of' Cuba, whose anti-government agitation came to a climax at an extraordinary general assembly in August 1960 and which was dominated by the big planters, was dissolved in January 1961. - 20 - The rural proletariat was the real key to the consolidation of the regime's power. Cuba's agricultural workers, particularly the sugar workers, who out- numbered the colonos by about five to one, were the revolution's favoured class. Their main demand was better material conditions: more employment, higher wage8, schools, hospitals, etc. While meeting the demands of the rural proletariat, INRA was able to turn Cuba's large-scale seasonal unemployment into a political advantage for the new government. Most sugar workers eagerly joined the new Cane Co-operatives and Granjas del Pueblo (people's farms or state farms), which supplied off-season jobs cultivating expropriated lands, and which could therefore raise annual incomes of the workers without significant increases in daily wages. By the end of 1960, INRA controlled Cuba's most productive farm land: nearly 4 million hectares of sugar and grazing land and over 2 million hectares of rice and tobacco, and other properties. Of Cuba's 10 million hectares of farm land, Almost 1 million hectares comprising administration 60 per cent changed hands. cane land and the properties of a few large colonos were incorporated into the cane co—operatives, which were transformed into state farms in August 1962. Over 2.8 million hectares of grazing land, and old rice, tobacco, tomato, potato, and Of the remainder, which other properties were given to the Granjas del Pueblo. amounted to about 2.3 million hectares, 400,000 hectares were given to Cuba's smallest farmers and about 475,000 hectares were purchased by the medium-size The rest, about 1,425,000 hectares, most of it sugar and pasture land, colonos. Rents were abolished arid tenants became de facto owners. remained in private hands. addition to direct control over large amounts of land, INRA was also a monopoly supplier of working capital, technical aid, and other resources to Thereby INRA was in a position to wield considerable control over agriculture. the masses of colonos and other small farmers. In The private sector at this time consisted of farmers with less than 403 hectares. Most of the holdings were actually much smaller than that. These small farmers were mainly the former renters, sharecroppers, and. squatters, who had been made owners by decree, as well as those who had owned their farms before the Revolution. The Government's and INRA's attitude towards the middle farmers - cultivating between 5 and 30 caballerias (67-402 hectares) - was uncertain in the and no clear line developed until late in 1962. Some people pointed to the unfavourable consequences that could result from failing to integrate these farms into the planning of agriculture. In the autumn of 1962 plans were discussed to nationalise the entire middle sector. The middle farmers cultivated nearly 25 per cent of Cuba's cane land, or rbughly 22,000 caballerias (295,000 hectares). The new agricultural policy introduced in 1963 implied a return to emphasising sugar. The division of the cane' fields between the private and public sector made the programming of the harvest and other kinds of co-ordination problematic. For example, the rational utilisation of the cane labour force was more difficult and a labour shortage had developed during the last half of the 1961 sugar harvest and had become successively more severe in 1962 and 1963. This was one of the reasons behind the Second Agrarian Reform Law of October 1963. Approximately 10,000 farms were affected by this law and they incorporated over 130,000 caballerias (1.7 million hectares) or somewhat less than 20 per cent of Cuba's farm land. - 21 - The Second Reform enlarged the state sector of agriculture to over 70 per cent of Cuba's total farm land, and placed the nationalised properties temporarily under Nearly the new Empresas de Fincas Nacionalisadas, set up at the provincial level. 155,000 farmers cultivating less than 5 caballerias (67 hectares) and all members of the National Association of Small Farmers (Asociacion Nacional de Agricultores Pequenos, ANAP) remained. Thus, about 30 per cent of the land was still in the hands of small farmers. All this represented a high degree of centralisation of Cuban agriculture. It provided a foundation for the rational exploitation of the island's productive It resources, although in practice the organisational problems were enormous. was the basis upon which could co-ordinate production, raise land productivity and efficiency in general by large—scale investments in order to maintain sugar production and simultaneously release land for other crops. In terms of actors in the sugar industry, the power of the sugar mill owners was liquidated and the colonos became dependent upon government institutions instead. Their respective associations were dissolved. enormously in the process described above. The role of government had increased As a matter of fact, various government agencies gradually became completely dominant as far as sugar and sugar technology policies were concerned. Regarding the labour unions, their autonomy decreased. The Government For example, detailed regulations formulated policies in close contact with them. for the cane co—operatives were hammered out in discussions between INRA and the This was the basis for the formation National Federation of Sugar Workers (FNTA). of the General Administration of Cane Co—operatives on 3 March 1960 which provided an administrative basis for the collectivisation of the sugar lands and guided the formulation of many co-operatives. It was mentioned above that INRA absorbed the Ministry of Agriculture in 1961. that were taken over in 1959 through a depart- INRk operated the seven sugar mills ment called Administracion General de Ingenios of INRA. In August and October 1960 when the rest of the sugar mills were confiscated they were also taken care of by INRA. For a while, INRA also had a Department of Industrialisation in charge of nationalised industries. On 21 February 1961 the Ministry of Industries was established to own, direct Thereafter, INRA and supervise Cuban industry and implement industrial policies. was in charge of cane cultivation, of sugar processing. tion while the Ministry of Industries was in charge The Ministry of Internal Trade took care of internal distribu- and the Ministry of Foreign Trade handled exports. these entities Co—ordination between was of course difficult. During the whole 1960s and 1970s frequent reorganisations of the state apparatus took place. New ministries were created and old ones were abolished or profoundly modified. Nearly all of the new ministries were established as giant. corporations, and under their wings were created huge Empresas Consolidadas (Consolidated units. of INRA Firms), which themselves controlled hundreds of production and service and the Ministry of Industries were the largest and the most important these combines. — 22 — The comprehensive Ministry of Industries was broken up in the mid-l960s. One of the new ministries created in that reorganisation was the Ministry of the Sugar Industry. In 1976 a Ministry of' Agriculture was re-established replacing INRA. In 1980 sugar cane agriculture was transferred to the Ministry of Sugar Thereby both cane agriculture and sugar from the Ministry of Agriculture. processing were administered by the same ministry, which can be expected to decrease problems of co-ordination. 5.2 Choice of techniques in sugar cane harvesting 1958-80 After having described briefly the structural stage upon which the choices of techniques were made in Cuban sugar cane agriculture and identified the actors in it, I will, in section 5.2 describe the development and use of' harvest machinery in some detail. Prerevolutionary attempts to mechanise harvesting 5.2.1 The attempts to mechanise cane harvesting in Cuba have a history of more than The first application for a patent for a rudimentary machine "to cut 100 years. cane and analogous products" was made in Havana in 1857 (Abreu 1973: 32). However, the breakthrough of the attempts to mechanise cane cutting occurred as late as the 1970s. During the first half of the twentieth century trials were made in almost all provinces in Cuba. However, almost all experiments originated from North American inventions and were carried out by US companies. Before 1930 sugar mill owners and large cane farmers showed a determined interest in looking for a solution to mechanical harvesting in Cuba. Different trials were carried out at various sugar mills, with the help of' the sugar mill owners, who saw future advantages in the development of harvest machines. During this period harvest workers were imported from other parts of the Caribbean, principally from Jamaica and Haiti, and the development of a harvest machine was seen as a solution to this problem. At the same time mechanisation could increase profits by reducing harvest costs (Abreu 1973: 34). However, the situation changed radically with the depression of the l930s. Unemployment became very high and the trials with new harvesters finished. The main reason was the low salaries of the agricultural workers and the abundance of manual labour. Under these conditions mechanisation of cane agriculture was not economically attractive (Abreu 1973: 34). From this time on the workers strongly opposed the introduction of mechanical harvest equipment. For example, during the trials of 1931 in the fields of the Baragua sugar mill, many breakdowns occurred. They were caused by pales which the harvest workers placed in the cane furrows during the night with the objective of obstructing the experiments. This was not surprising when more than half a million Cuban workers were unemployed (Abreu 1973: 34-36). - 23 - In the late l94Os the trials started again at several sugar mills and cane Also in this period the workers showed their hatred for the machines. For example, the North Americans who conducted the trials at the sugar mill Estrell in 1953 placed an armed guard to watch the harvester day and night after threats that it would be destroyed. The resistance of the workers even took the form of burning a cane harvesting machine taken to Cuba for trials (Abreu 1973:38). farms. Labour's fear of unemployment was well justified. The sugar harvest lasted only for three or four months of the year. (Nowadays the length of the harvest has been somewhat extended and it normally lasts from December until May.) Thus, seasonal unemployment rates were high. Variations in unemployment rates occurred mainly from season to season within any given year and they were relatively constant from year to year for the same season as we noticed in table 5.1. However, during the period before 1959 no sugar harvester presented any final solution to the problem of mechanising cutting and loading of sugar cane in Cuba. There are several reasons for this. The sugar cane producing countries were and are - generally underdeveloped countries with an abundance of cheap manual labour. Therefore the machines could not in most cases compete with manual workers because of the high cost of harvesters as such, as well as for their operation and maintenance. In addition, given that cane can be adapted to different kinds of soil and climate, local solutions are very difficult to generalise to other areas. The opposition of the workers to the machines has already been mentioned. Several additional factors which make it very complicated to cut cane mechanically were mentioned in section 2.2. Early revolutionary efforts to mechanise harvesting 5.2.2 Immediately after the Revolution, the cutting and loading of cane was The transportation was very antiquated. exclusively manual. Ox carts in combina.. tion with railroads were the dominant means of transport and the transferring of the cane to the railroad wagons was accomplished by means of cranes often powered Unemployment and underemployment were large (Abreu 1975:38; by animals. Direccion Nacional de Cana del INRA, etc. 1976:6). Betancourt 1970:36; After the Revolution unemployment dropped rapidly, but remained a problem for After 1970 a shortage of labour most of the 1960s as is shown in table 5.2. appeared. To some extent overt unemployment had been replaced by disguised unemployment - which was negative in terms of productivity, but preferable in terms By the early 1970s, of social status and security for those previously unemployed. the Government was making efforts to increase productivity and reduce disguised unemployment. 5.2.2.1 Indigenous attempts to mechanise cutting In cane harvesting, however, there was no disguised unemployment. On the contrary, already in the 1961 zafra problems with the supply of cane at the factories were experienced because of a scarcity of harvest workers. (This shortage of harvest labour coexisted with a general unemployment rate of more than It was the cutting and loading of cane which demanded the 10 per cent in 1961.) — 214 — largest number of harvest workers in caneagriculture. For this reason the Ministry of Industry established the Commission for the Mechanisation of the Cane Harvest (La Comision para la Mecanizacion de la Cosecha de la Cana) in 1961 Betancourt 1970:36; Direccion Nacional de Cana del INRA, etc., (Abreu 1975:38; 1976:6). This was the first organisational expression of' the attempts to mechanise sugar harvesting in Cuba. Because of the shortage of cane cutters - which became worse in 1962 and 1963 — the issue was given priority and quick results were hoped for. However, the task proved much more difficult than expected, and the result was serious problems of labour supply for the sugar harvest for many years. As we discussed in section 5.1.2, the structure of the sugar sector had been changed in a fundamental way during the first years of the Revolution. In addition, the structure of the rest of the society had gone through a similarly comprehensive transformation. One result of this was the creation of new job opportunities in the non—sugar sectors of the economy. This was reflected, in turn, in a radical decline in the number of professional cane cutters as shown in table 5.3. Table 5.3: Number of professional cane cutters 1958—1971 Year Professional cane cutters 1958 370 000 1963 210 000 19614 160 000 1967 1143 368 1968 105 598 1969 88 300 1970 79 752 1971 72 986 Source: Roca 1976:19. In a speech Fidel Castro explained this decline in terms of the following three factors: • 1. many older workers retired; 2. many younger men abandoned the cane fields for less exhausting and more rewarding jobs in other agricultural pursuits, in the service sector, or in the armed forces; and • 3. new labour force entrants and established workers were extremely reluctant to take up cane cutting as a lifetime This serious problem for the Cuban economy was, paradoxically enough, created The fear of unemployment and hunger no longer forced by the Revolution itself. the rural workers to cut cane. The relative social and economic security of the The solution population had done away with "material incentives" of this kind. 1 Speech by Fidel Castro in 1970 quoted in (Roca 1976L16). — 25 — to the problem of labour shortage was large—scale mechanisation. But, as indicated, this task could not be carried out easily and immediately. The resulting problem of lack of harvest workers therefore had to be "solved" by the mobilisation of huge numbers of workers from other sectors of the economy who at any rate were not very efficient as cane cutters. (These mobilised workers are not included in table 5.3.) The 1961 zafra constituted the beginning of the new Government's attempts to mechanise the sugar harvest. Various Cuban engineers (Guerra, Ponce de Leon, and Cruz) and technicians (Argibay and Bolanos) designed and constructed prototypes. These machines, of artisan production, started to be tested in the 1962 zaf'ra. Betancourt mentions the cutters of type Argibay, Eca, Martin, Gerneth, Bolanos and Ecea. Abreu mentions a mechanical cane cutter invented by José Argibay at the Central Guatemala sugar mill, and a continuous cane lifter and loader supervised by an engineer, José Guerras Rornero, at Central Venezuela. In addition, the harvester INCA was imported from South Africa, and an international harvester machine - Thornton Model F — which had been tested in and then abandoned, was put into operation. These early prototypes were designed to cut the cane at ground level, cut the tops off the plant and deposit the stalks in the furrow. But they could not separate the trash from the stalks (Abreu 1975:38—39; B.etancourt 1970:36). During the trials, an idea to combine elements of the INCA and the Thornton into a third machine emerged. This experimental machine was tested in the zafra of 1962 and a massive production was started for the 1963 zafra. As many as 680 units of this machine — known as the Ecea MC—l — were produced for the 1963 harvest. On various occasions it was operated by Che Guevara during voluntary labour. He also personally proposed improvements to the machine (Abreu 1975:39, Betancourt 1970:36). In practice, however, the MC—l machines did not attain a satisfactory result. Although they cut a considerable quantity of cane, they needed the assistance of numerous workers following them to clean the cane from trash, pile it up and load In addition, the machines frequently broke down and then the men assisting it. them were idle. Deficiencies in the organisation of the maintenance and difficulties in the programming of the work were other problems. For these reasons In practice, its interventhe MC—l was rejected and production was discontinued. tion was of limited value in the 1963 zafra and it was not used thereafter Betancourt 1970:36). (Abreu 1975:39; During 1962 other models were, as mentioned above, designed and tried but none of these machines passed the tests and their development was not continued. In July 1963 a Soviet delegation of specialists visited Cuba to inform themselves about the characteristics of the cane in Cuba and study the machines existing in Cuba at that time (Abreu The Cuban constructors continued working with new ideas and in January the first prototypes which accomplished all necessary operations were tried. They cut the cane at ground level, eliminated the tops, cut the cane stalks into pieces, cleaned the cane and loaded it onto means of transport. These were the machines designed by Ing. Ponce de Leon and a Cuban—Czech harvester largely invented by Ing. Bohumir Kotrech (Abreu 1975:140). — 26 5.2.2.2 — The success of mechanical loading in the 1960s As in most other cane producing countries, successful mechanisation on a massive scale was first accomplished in the lifting or loading of cane. breakthrough of harvesting by means of combines came considerably later. The Before 1959, however, all the cane was manually loaded onto the means of transport. This was an arduous and time-consuming task. As a result of problems with the supply of harvest labour in the early l960s the design of prototypes of machines to lift sugar cane started around 1962. Once the massive production of the cutter MC—l was terminated, the construction of about LI00_500 lifting machines started. They were fitted to the Romanian tractor Utos and they heaped and lifted manually cut cane. The prototypes were tested in the beginning of the 1963 zafra and already at the end of the same zafra there was a quantity of "criollas" lifters in service. About metric tons were lifted with this equipment in the 1963 zafra (Betancourt 1970:36—37; Direccion Nacional de Cana del INRA, etc. 1976:11—12). Given that 32 million tons of cane were cut in 1963, this means that less than 1.5 per cent of the cane was loaded by the "criollas". (However, since the number of units in operation is not known, this says nothing about the performance of the machines.) In a convention with the Soviet Union concerning mechanisation of cane harvesting a large order for cane lifters was included and the national production in Cuba was discontinued (Betancourt 1970:36—37; Direccion Nacional de Cana del INRA, etc. 1976:11—12). However, it is not clear exactly why the production of loaders was terminated in Cuba. It could have been for reasons of deficiencies of the machines as such, because the Cuban mechanical industry was inadequate, or for a number of other It certainly has, however, important consequences for future possible reasons. technical skills and capabilities when indigenous design and manufacturing in a developing country is substituted by imports. The cane loading machine of Soviet manufacturing PG-O,5 ST is of a grabloading type. It is suspended on the tractor (Byelarus) MTZ—5LC or MTZ—5MC and grabs a bundle of cane to place it on a truck or cart. It lifts 500 kilos to a height of 3.2 metres and the work cycle is 1 minute and 38 seconds. Its potential capacity is to load up to 114 tons per hour but the official norm was set at around 10 tons per hour. At tests in Ciego de Avila the average achieved was 976 arrobas (11.2 tons) per hour (Betancourt 1970:37—39). The Soviet mechanical loaders were introduced in and already then lifted cent of the manually cut cane 20 per cent of the cane. In 1970 as much as 85 per was mechanically lifted, as can be seen in table 5.11. According to table 5.11 the accumulated number of cane lifters imported from However, the available or potential number in 1970 amounted to 7,332 loaders. In the 1970 zafra, from November 1969 until 31 March 1970, the average number of loaders in effective operation was 5,1460 or about 75 per cent of the number potentially available (Betancourt 1970:39). 1963 to 1969 was 9,1143. — 27 — A comprehensive investigation of the amount of extraneous matter or impurities The differreceived at the sugar factories gave the results shown in table 5.5. ence between manual and mechanical loading over the period is less than 1 per cent and this is an extraordinarily good result for mechanical loading. The table also This is probably due to shows a decreasing percentage during the first years. the increased skill of the operators which in its turn is influenced by the results continuously published by the investigation, and technical norms, based However, there Upon the investigation, which were implemented in the 1966 zafra. are distinct disadvantages with mechanical loading. For example, the cane lifted mechanically contains four times more earth (0.38 per cent on the average for 1964—69) than the manually loaded cane (0.09 per cent) (Betancourt 1970:4l_142). Table 5.14: Mechanisation of cane cutting and loading in Cuba 19614—1980 % of cane harvested by combine harvester %of cane — manually cut % of manually cut cane which is loaded mechanically Number of cane loaders imported from the Soviet Union Accumulated number of cane loaders imported 500 100 20 3 500 3 1965 2 98 26 — 3500 1966 3 97 146 1 635 5 135 1967 19614 2 98 54 1 001 6 136 1968 3 97 63 1 507 7 643 1969 2 98 66 1 500 9 143 990 10 133 1970 1 99 85 1972 7 93 96 1975 25 75 96 1977 36 614 98 1980 45 55 Source: ? ? ? Betancourt 1970:39; Direccion Nacional de Cana del INRA, etc. 1976:15; information received from the Ministry of the Sugar Industry (MINAZ); Roca 1976:54; Salomon Llanes 1978:15. Oviano 1973:14; Table 5.5: % of extraneous matter with manual and mechanical loading % extraneous 19614 1965 1966 1967 1968 1969 Average manual loading 2.63 3.03 2.71 3.25 2.90 3.29 2.96 mechanical loading 6.16 4.214 3.09 3.47 3.64 14.38 3.92 matter with: Source: Betancourt 1970:41. — 28 The failure of early Soviet harvesters in the 1960s 5.2.2.3 Simultaneously with the trials on the harvesters designed by Leon and Kotrech, mentioned in section 5.2.2.1, two Soviet combine harvesters were tested in January 19611. The KCT—l was towed by a tractor while the KT-l was self-propelled (Abreu 1975:110—111). The KCT—l was projected to harvest sugar cane stalks with a length of 1.5 to metres. It cut the stalks at ground level, topped them, eliminated leaves and other trash, cut the stalks in pieces of 35 centimetres and. loaded then into the means of transport running alongside. The KCT—l worked attached to the Byelarus The working parts of the harvester were powered MTZ-5MC tractor or similar ones. by the tractor engine by means of a driving shaft (Betancourt 1970:142). 3 Both the KCT—1 and the KT.-1 showed good results during the test period and it was decided to import them on a large scale. For the 1965 zafra (i.e. principally in 19611) 1170 KCT—1 and 30 KT—1 machines arrived in Cuba and imports continued during the following years as shown in table 5.6. In 1968, however, the importation was discontinued (Abreu 1975:110—441). Table 5.6: Number of early Soviet harvesters imported for the zafras indicated KCT-1 KT-1 1965 1470 30 500 1966 250 — 250 750 1967 258 263 1 013 1968 6 6 1019 Total Note: Total 5 — 984 35 1 Accumulated total 500 • 019 The exact timing of the imports is not clear. For example, many or most of the 1470 KCT—l machines which were imported for the 1965 zafra probably arrived in Cuba during 19614. Source: Betancourt 197 0:143. Of the 500 harvesters which were imported for the 1965 zafra, 14142 KCT—l and 29 KT—l — 471 units — went into operation. Accordingly, the number of available units was 1171, but the number in active service dwindled rapidly during the zafra as shown in table 5.7 below (Betancourt i.e. Table 5.7: Number of active harvesters 1965 Inactive % active 1965 Active 15 March 372 99 79 288 183 61 267 143 425 10 14 April 15 April 1 May Source: 146 Betancourt 1970:1414. • — 29 — In 1966 the number of available units was 728 (698 KCT—l and 30 KT—l), but the maximum number of those units which were in operation during one given week, was only 521 machines per day. For the whole zafra, the weekly average was 300 units per day, reaching 456 units per day at the culmination of the zafra in February and March (Betancourt 1970:44). As shown in table 5.8 below, the productivity of the harvesters also decreased between 1965 and 1966. Productivity of early Soviet harvesters Table 5.8: Per working day Per calendar day 1965 51.94 tons 34.15 tons 1966 37.57 tons 26.19 tons Source: Betancourt 1970:44 From November 1969 until 31 March 1970 the number of available units was 1498 harvesters, but the number in efficient operation was only 149. During the the 1970 zafra the effective time in operation per day of each same part of' On the average 5.3 tons were harvested per hour by each Thus the productivity per day was about 15 tons (Betandourt 1970:45). harvester was 2.8 hours. machine. Accordingly, six years after the start of the import of the Soviet harvesters only 149 out of 1,019 units — i.e. 14.6 per cent — were in operation. The productivity of' these was very low and decreasing. It varied between 50 and 15 tons per day. This can be compared with the productivity of present-day harvesters which vary between 115 and 140 tons per day, with a working day of 8 to 10 hours. As regards the quality of cane, the amount of impurities was very high compared Such an excessive quantity to manually cut cane as shown in tables 5.5 and 5.9. of impurities reduces the yield of sugar from the cane and overloads the transport system and factories. If all the harvesting had been carried out by these combinadas between 1965 and 1969, the total quantity of' impurities brought to the factories would have been on the average 6 million tons per zafra (Betancourt 1970:148). Table 5.9: Percentage of extraneous matter in cane cut by harvesters 1965 1966 1967 1968 1969 Average 11.17 13.74 12.93 13.08 15.41 13.18 Source: Betancourt 1970:46. The achievements of the early Soviet harvesters were very poor and did not present much of a solution to the problem of harvest mechanisation. This is also indicated by the percentage of the harvest that was cut by harvesters during the For example, only about one per cent of the giant 1970 zafra was harvested mechanically. (And most of this per cent was not cut by the Soviet machines, as we will see in section 5.2.3.2.) l960s, as shown in table 5.4. — 30 — The KCT—l and the KT—l accomplished the technical process as such in a satisfactory manner, but they had important limitations. As we have seen, their productivity was very low. Furthermore, they could also only cut erect cane. They could not work in cane with a yield higher than 50—60 tons per hectare (60,000—70,000 arrobas per caballeria) (Abren interview with Engineer Lino Abreu, Centro de Investigaciones de Construccion de Maquinarias (CICMA) in February 1981. Engineer Abreu has been working on the design of harvesters since the 1960s.) We have also shown that the operational reliability of the machines was very Breakdowns were common and many units became inoperative. Only a small fraction of over machines that had-entered Cuba were in operation in the last years of the 1960s. The import of the Soviet harvesters was stopped in 1968. In the giant zafra of 1970 most of the KCT—i machines did not work. Of the KT—l harvesters, 211 had been taken out of operation in late 1968 to be rebuilt into a Cuban model (Libertadora) (see section 5.2.3.3). Thus only 11 remained and only one or two of those worked. Only a handful of the Soviet harvesters imported during 1965-68 worked in the 1971 and 1972 zafras. After 1972 none of them were inoperation (Interview with Engineer Abreu in February 1981). low. I can only speculate concerning the reasons why so many machines became inoperative so fast. An unfamiliarity with machines and the requirements of maintenance were probably important. The same is true for orgañisational problems. In addition, operators and technicians as well as the Government must have been aware of the fact that these machines could not possibly solve the problem of mechanisation because of their performance characteristics. And this naturally. diminished Interest in handling and maintaining them properly. It is important to investigate whether the operational problems and the excessive rate of breakdown was caused by the properties of the Soviet machines as such, or by the lack of knowledge about how to operate, maintain and repair If the fault was on the Cuban side, no alternative machine of a similar complexity would have been more reliable. If the problems originated in the design of the machines, some other — imported or locally produced — machine could possibly have performed better than the Soviet ones. them properly. Probably it was a combination of the factors mentioned above which caused the operational problems and the high rate of breakdowns. However, based upon the information presented earlier in this section, it seems safe to conclude that the main source of the problems was the inherent deficiencies of the machines as such. Evidently, the efforts to mechanise cane cutting in the l960s was a failure. For example, the Labour Minister, Jorge Risquet, stated in 1970: Our efforts in this complex task have been marked by insufficient systematisation, and have been affected by the limitations of our mechanical industry and also by the low levels of organisation, of knowledge, of qualifications of our agricultural workers and cadres who, with respect to machinery, sometimes and in some places, even manifested an anti-machine spirit ... sometimes because they lacked trust that machines could in fact solve the problem and kept thinking that the only trustworthy method was the — 31 machete because it did not fail. — Many times we found this attitude in the And thus, for countryside, a deep misunderstanding regarding mechanisation. all these reasons, our efforts to mechanise in time for the 1970 harvest failed and this forced the country to employ 500,000 man—years.1 Other means were necessary if large—scale mechanisation could not solve the problem of lack of professional cane cutters. The two methods used were to let the army take care of cutting and to mobilise large numbers of workers from other sectors for the sugar harvests. Without dealing with these issues in detail, it could be mentioned that the military cut 20 per cent of the giant sugar harvest in In the same year, about 350,000 cane cutters were used at peak times. 1970. All except 80,000 of them were volunteers, civilian and military, transferred to cutting battalions from various non—sugar sectors. The productivity of the voluntary workers was very low which, in its turn, necessitated additional mobilisation of volunteers. As a result, the production in many other sectors of the economy suffered heavily and this high opportunity cost was one of the most important negative consequences of the failure to solve the problem of mechanising the harvesting (Roca 1976:35, 51, 58). Since a solution to the problem of harvest mechanisation was not achieved, the experimentation with different models designed by Cuban constructors continued The Soviets also went on experimenting with new variants and in 1965 and 1966, in addition to the massive imports mentioned above, several combine harvesters were tested: CTK—1, KCC—l, KCC—lA, KTC—l, KTC—lA. In 1969 they tried the self—propelled machine KTS—lA (Abreu 1975:42). during the latter half of the l960s. 5.2.3 New mechanisation efforts starting around 19.70 When the failure to mechanise sugar harvesting in Cuba in the 1960s became apparent, new attempts were made and new ideas tried. In 1966 studies were In commenced in Cuba to try and find a machine that could cut all types of cane. the beginning of 1967, it was publicly announced by Fidel Castro that the work should be directed towards a machine that could cut all varieties and kinds of cane, however entangled and interwoven it may be. This was an important modifica- tion of the dominant conceptions about mechanisation until then (Abreu It is crucial to stress that these new attempts did not start from scratch. The - sometimes costly — earlier efforts had created a very important pool of know- ledge and experience. From approximately 1967 the continuing work can be divided into four different types of harvesters. Three "families" of harvesters were developed in Cuba: the Henderson, the Libertadora, and the KTP—l. And in addition more than 400 Australian Massey—Ferguson 201 harvesters were imported, starting in the 1971 harvest. The Henderson machine was a heavy and simple one which could cut and load, but not clean, the cane. It was developed in the late 1960s, but was taken out of operation as early as 1972. The Libertadora was designed during the same period, also in Cuba. It was later produced in West Germany and is still used in Cuba. 1 Quoted in (Roca 1976:56). — 32 — The Massey—Ferguson was imported in large quantities from Australia during the first half of the 1970s and several hundred units are still in operation. The KTP—1 was developed in the early 1970s by the joint efforts of Cuban and Soviet technicians. After trials, manufacturing was started in the Soviet Union, but there is now a large factory in operation in Cuba. It has a potential capacity of 600 units per year. In 1980 almost 2,000 KTP—l machines were in operation in Cuba. The four lines of development mentioned above will be discussed each in a separate section. But first the dry cleaning stations will be dealt with. They are used as a complement not only to manual cutting but also to some of' the harvesters. 5.2.3.1 Dry cleaning stations In section 2.2 theproblem of extraneous matter accompanying the cane stalks into the factories was discussed. To reduce the quantity of extraneous matter, cleaning can be carried out manually, automatically in combine harvesters, in special cleaning plants or by burning the fields before cutting. Various combinations of these methods are also used. Through burning the amount of' trash is decreased but not eliminated. Such burning has long been the practice In Hawaii and also in Australia. In Jamaica it started in 1961, but in Cuba it was not done before the 1971 zafra. As indicated above, several different combinations of technique and labour are available to accomplish the task of cleaning the cane before it is processed in the sugar factories. These range from a combination of a man and a machete to capital—intensive plants designed specifically for this purpose. The choice of technique in cane cleaning is, of course, a choice between the various alternative techniques within this spectrum (compare section 2.2). In some countries — for example Jamaica — water is used to clean the cane from extraneous matter. These cleaning plants are normally located at the factories. In Cuba, however, due to the shortage of water, pneumatic and mechanical means are used to clean the cane in dry cleaning stations or "centros de acopio". These plants have been designed and developed in Cuba by a team led by Ing. Roberto They are also manufactured domestically. Henderson. A "centro de acopio" is a stationary plant placed near the fields whose basic function is to clean the "dirty" cane from •leaves as well as to eliminate earth and other kinds of extraneous matter. In brief the functioning of such a plant involves a mechanical and pneumatic system which cleans and chops the cane into pieces of about centimetres and deposits it into trucks or railroad wagons. Thus, it constitutes a rapid means of transloading, substituting cranes. It also serves as a central point of accumulation for the cane from the surrounding fields and from which the cane is sent to the factory after having been cleaned. In the l960s the dry cleaning stations received mainly manually cut whole stalks or cane stems cut into two pieces and without having been cleaned from The fact leaves and other trash. Most of this cane was mechanically loaded. — 33 — that the macheteros were liberated from the task of cleaning saved time and effort for them and thereby increased their productivity. The dry cleaning stations can also complement harvesting machines which fall to clean the cane properly. This was, as we shall see, tried in particular in connection with the Henderson harvester. The first four centros de acopio were implemented in the 1965 zafra to reduce the problem of extraneous matter in the factories and to release the manual cutters from having to clean the cane. As shown in table 5.10, the number increased rapidly and 199 plants were processing approximately 25 per cent of the cane harvested in 1970. Table 5.10: Dry cleaning stations of cane treated by centros de acopio Number installed 1965 14 1967 69 1968 1970 199 1973 14140 5.2.3.2 Betancourt 1970:514; 0.2 ' 6.8 150 • Sources: % • 13.0 25.0 (approx. ) Roca 1976:514 ; (approx. ) . Oviano 1973:14. The Henderson harvesters The Henderson harvester was developed — by a group led by Ing. Roberto principally to cut cane with high yields. It was attached to a Soviet crawler tractor (T—l00 M) of 108 horse power. The front part of this bulldozer was taken out and substituted with a sugar cane cutting mechanism. The cutting at the bottom was done by round segmented knives. The machine also had a lateral Henderson — knife to cut fallen cane at the side of the furrow, and knives which cut the cane in pieces of about 35 centimetres (Abreu 1976:6; Betancourt 1970:48). The cane pieces were carried to the discharge conveyor and direct to the cart. In other words, the machine collected all the cane plant without having the means to clean it. cane into the carts. Green and dry leaves, tops, weeds, etc. accompanied the The idea was that it should work in co—ordination with dry cleaning stations (centros de acopio) which were being installed simultaneously. Because of its strength and since it was attached to a crawler tractor, this harvester was not very demanding as regards land conditions, although, of course, the best results were obtained on prepared land, flat and free from obstacles (Abreu 1976:6; Betancourt 1970:119). The Henderson machine was heavy but simple and designed in such a way that It it should be easy to manufacture it in Cuba, by adapting a heavy tractor, could cut cane of any yield, erect or lying down. On the average, it cut 35 tons per hour and it could reach 70 tons in burnt cane with a yield of 215 tons per hectare (Betancourt 1970:149). — 311 The Henderson machine was developed at the beginning of 1968. Up to 1969 experimental tests were carried out. The importance of solving the serious problem of cane cutting in the vast zafra of 1970 made it necessary to introduce the machine on a greater 1148 units of Henderson model l-(l—CFH) were therefore produced in "Fabric Aguilar" in Santa Clara for the 1970 harvest (Abreu 1976:6; Betancourt These 1148 units were sent to the Province of' Camaguey which was the region with the lowest population density and therefore most in need of the harvester (Abreu 1976:6). As a matter of fact, most of the 1.1 per cent of the mechanically cut cane in 1970 was cut by the Henderson harvesters in CamagUey province. (Interview in February 1981 with Engineer Abreu, who worked with the Henderson machines in 1970.) This means that the early Soviet harvesters actually cut almost no cane in the huge zafra of 1970. This is contrary to what many other authors argue. The Henderson Model 1 machines were used in the 1970 and the 1971 zafras but the results were not very satisfactory. This made it necessary to improve the working parts of the machine. Model 1 was taken out of operation in 1971 when 100 new units of an improved version were produced. They are known as model 3(3—CFH) and attached to the 150 horse power Italian FIAT BD—111. These units were used in the Province of Las Villas in the 1972 zafra. In this line of harvesters other experimental models, called Hector Molina and Mini—Henderson, were also designed. (Abreu 1976:6). The fact that the Henderson harvesters did not clean the cane at all meant that about 30 per cent of the material collected by them was extraneous matter. This led to an underutilisation of the means of transport. In addition, the dry cleaning stations could not clean the vegetal mass collected by the Henderson machines efficiently. The amount of extraneous matter was simply too much. (In other words, the capability of the dry cleaning stations had been overestimated.) This, in turn, created serious problems for the sugar factories. The operational reliability of the Henderson harvesters was also low (Abreu 1976:6). In spite of their high productivity per hour in operation, the Henderson harvesters, in these respects, had important disadvantages as compared with other harvesters which existed in Cuba in the early 1970s. (These will be dealt with In the middle.of 1972, it was therefore decided to terminate the developbelow.) ment of all the Henderson models. 5.2.3.3 The Libertadora harvesters More or less the same group of Cuban technicians were working with cane harvester design from 1962—63. The design and development of different models Therefore, it is sometimes difficult •of course build upon each other and overlap. to judge exactly when the development of a certain model started. But the developmentof the Libertadora was begun some time around 1965. In 1967 an experimental model was created by the "cane group" at Instituto para el Desarrollo de la Maquinaria (ICDM) in its prototype workshop "Rufino Suarez A chassis of the Czech tractor PKUS—45 Albo" in Guanabacoa just outside Havana. and an additional Robur engine were used (Abreu 1976:14—5). — 35 — This was the first machine of Cuban design which could cut inclined and entangled cane and that realised the technical process of cutting, cleaning and loading with sufficient quality. It was provided with a cutter for the tops with mechanical drive, lateral knife, two round knives to the bottoms of the stalks, a knife which cut the cane stalks in pieces of about 30 centimetres, conveyor mat, pneumatic cleaning by means of a ventilator or fan and final delivery to a trailer or truck by means of a conveyor belt. Trials were made in fields with a yield up to 130 tons per hectare with lying cane (Abreu 1976:4—5; Betancourt 1970:119). During tests in Oriente on 7 April 1968 this machine was named Libertadora by Fidel Castro, implying that this harvester would liberate man from the arduous task of hand cutting. (The name of the prototypes before 1968 were CCE—l and CCE—2, CCE being short for Combinada para Cana Enredada meaning combine for entangled cane.) (Abreu 1976:4—5). This model was modified year after year and for the 1969 zafra 24 machines were manufactured in Planta Mecanica, Santa Clara. This model was called Libertadora 800. These 211 machines were built on the chassis of the self—propelled Soviet harvester KT-l which were taken out of operation by the end of 1968. A motor of 97 horse power was used and the power for the propulsion of the harvester in this version was supplied by a hydraulic system. These machines did not yet have a high rate of operational reliability which resulted in a low utilisation of However, the productivity of these harvesters was still twice the working day. as high as the productivity obtained by the Soviet harvester KCT—l (Abreu 1976:4—5; Betancourt 1970:49). The development and testing continued in order to attain more productive machines. In 1970 the Libertadora 1400 and 1600 appeared. These models were The 1400 model in particular showed very positive results when it was tested in the field during 1970 (Abreu 1976:5—6). bigger than the model 800. In 1970 negotiations concerning collaboration were carried out with the An agreement was reached, the drawings Claas Maschinenfabrik in West Germany. of Libertadora 1400 were taken to Germany by a group of Cuban technicians and some Thus, the Claas—Libertadora improvements were made by the Germans to the machine. The fabrication of this machine started in Germany and the patent rights were handed over to the Germans in exchange for a low price for a certain quantity Vice— of the machines (interviews in February 1981 with Engineer Manuel President of the Cuban Academy of Sciences and with Engineer Lino Abreu, Centro de was born. Investigaciones de Construccion de Maquinarias (CICMA)). The production of the Libertadora in Germany was contracted in 1970 and the In the following first two prototypes were already in Cuba by the 1971 zafra. years this model was to be implemented on a large scale in Cuba as can be seen in table 5.11. Between 200 and 300 Claas—Libertadoras were imported into Cuba during the first half of the l970s, although all of them were never in operation simultaneously. Table 5.11 also shows that more than 150 of them were still in Claas Maschinenfabrik has exported the harvester to more than In Argentina there were more than 80 machines in 1978 and in Venezuela around 30 (Leffingwell 1978:125). As a rough guess, about 200 or 300 e Accordingly, a machines have been sold to these 30 countries (excluding Cuba). operation in 1980. 30 countries. total of 1100-600 machines have been produced. — 36 — Table 5.11: Number of cane harvesters operating in various zafras Henderson 1 and 3 1971 Libert adora 11100 2* 1118 100 1972 M-F 201 (102 and 205) 20 KTP-1 Total 2* 172 236 19 115 1973 — 123 2149 113 1115 19711 — 163 387 180 730 1975 — 167 1118 1122 1 007 1976 — 162 1439 683 1 2814 2' 1977 — 166 )432 979 1 577 1978 — 166 1435 1 1405 2 006 1979 — 157 1107 1 7314 2 298 1980 — 157 365 1 901 2 1123 * Experimental machines. In 1971 and 1972 also a very limited number of KCT—1 and KT-l machines operated as indicated in section 5.2.2.3. Note: Source: Information received from the Ministry of the Sugar Industry (MINAZ). 5.2.3.11 The Massey—Ferguson The Massey—Ferguson harvesters 201 (M—F 201) is a combine harvester, also called a chopper harvester. The machine is hydrostatically driven and powered by a horse power Perkins V—8 diesel engine. After burning, the standing cane is topped at the desired height by the hydraulically adjustable topper, gathered and somewhat straightened by the gathering walls which incorporate the spiral crop The cane is then cut near to, at, or just below soil level by the twin lifters. base—cutter. The cut cane is drawn into the machine base first by a big roller and conveyed to the chopper by a series of rollers. At this stage loose soil drops out (van Groenigen 1970:57; Lee and van Groenigen 1973:184). The chopper consists of two sets of contra—rotating ("kissing") blades which chop the cane in pieces of approximately 11" and throw them into the first elevator. An air blast blows out trash when the cane drops from the first to the second elevator. An extractor fan on top of the second elevator sucks out trash when the cane drops into the cart (van Groenigen 1970:57; Lee and van Groenigeri 1973:1814). The development of the M—F 201 was completed in 1969 when serial production started in Australia. It was the successor to the M-F 515 which will be discussed In contrast to its predecessor it was self—propelled and also The M—F 201 constituted a technical breakthrough, improved in many other respects. in section 5.3.2.11. since it was the first combine harvester which could successfully, and with high (The Toft and Don companies, also in productivity, cut any kind of cane. Australia, produced efficient harvesters at approximately the same time.) — 37 — In 1970-71 a group of Cuban specialists visited Australia where they studied One important difference, between Australia and Cuba, was that the cane fields were burnt in Australia before harvesting in order to decrease the amount of trash and weeds. Upon its return, the group proposed burning also in Cuba. Tests were made in the fields and the Government made a decision to start burning also in Cuba (interview with Engineer Lino Abreu in February 1981). the cane harvest. It is difficult for me to estimate the importance of the decision to start burning the cane, but it is a fact that mechanical as well as manual harvesting It is therefore possible that the becomes considerably easier in this way. attempts to mechanise harvesting in the 1960s would have been more successful if this decision had been taken earlier. It would have facilitated the operation of various machines and some of the Cuban harvesters could also have been designed specifically to cut burnt cane. The first M-F 201 harvesters were bought in December 1970 and 20 machines were available in the 1971 zafra. As shown in table 5.11 the N—F 201 was introduced A total of between 1100 and 500 machines were massively in the following years. This included - apart from the 201 model — 20 units of M—F 102, which is imported. One unit of the 205 model was also a smaller machine, imported during 1977—78. The 205 model imported as soon as it was developed by Massey—Ferguson in 1978. is a more advanced and efficient machine than the 201, but only marginally different. The 205 machine will probably only be used in the Cuban research and development Thus, it will probably not be imported massively, since, as we shall activities. No see, Cuba already produces enough harvesters for its own needs (the KTP—l). N—F harvesters were imported by Cuba in 1979 and 1980 (interview with Engineer Lino Abreu in February 1981). As we can see from table 5.12 the M—F 201 was the machine that produced the Four out of the breakthrough as regards mechanisation of harvesting in Cuba. 7 per cent of the mechanically cut cane in 1972 was harvested by the N—F 201. And more than or about half of the mechanical cutting during the first four years From 1976 (1972-75) of successful mechanisation was done by this machine. onwards, the relative importance of the Massey—Ferguson machines declined and in 1980 only 20 per cent of the mechanical cutting was carried out by this harvester. Percentage of cane mechanically cut by various harvesters Table 5.12: 1400 Massey— Ferguson 1971 — — 1972 1 Libertadora 1973 1976 — II 3 7 II 10 1975 1 Others 3 Total 3 2 7 — 11 — 18 9 — 25 13 14 — 32 12 5 KTP—1 . 13 19 — 36 1978 II 10 24 — 38 1979 11 10 28 — 42 1980 4 9 32 — '15 1977 Source: Information received from the Ministry of the Sugar Industry (MINAZ). — 38 — As a whole the Massey—Ferguson Company probably produced between 1,000 and 1400 units of the 201 model and about 200 or 300 of the 205 model have been manufactured so far. Of' the 201 machines produced, Cuba bought almost half, all about 200 machines per year were imported during the years around 1973-74. Other cane producing countries bought perhaps 30—40 machines at the most in one single year. Accordingly, Cuba was the most important Massey—Ferguson customer and it is said that the M—F factory reached its maximum capacity (200—300 units) only during those few years when Cuba bought the 201 model in large numbers. 5.2.3.5 The KTP-l harvesters In 1969 La Direccion Nacional de Mecanizacion (DINAME) constructed a new prototype called CCAT—910 with the aim of cutting green cane in fields with high yields. After some trials this harvester was sent to the Soviet Union within the framework of' a collaboration agreement. There two equal prototypes were produced on the basis of the CCAT—910, but also using the experience acquired by the Soviet specialists during the tests, mentioned earlier, in Cuba in the mid—1960s. The two prototypes were taken to Cuba and in the 1971 zafra the development of this new Cuban—Soviet machine — the KTP—l - started at the testing station in Artemisa. Its principal characteristics in the beginning were a double feeding conveyor in the front part, two side knives for separation, a knife to cut the cane into pieces, pneumatic cleaning by means of two diametrical ventilators, a discharge conveyor and a 105 horse power diesel engine (Abreu 1976:8). After. the tests the two machines were taken back to the USSR for improvements The feeding but the following year the same two machines returned to Cuba. conveyors were replaced by drum feeders and endless collectors and the engine was The two units were also different as regards the front part. now 150 horse power. Generally speaking, the tests in 1972 were successful and in the 1973 zafra the large-scale introduction of the KTP—1 started. For this harvest about 50 units were imported from the Soviet Union and the imports increased quickly to a yearly rate of about 300 units around the mid—1970s. The mass—produced version was self—propelled and could efficiently cut the cane at ground level, chop it into pieces, clean it and deposit it on to the truck or Thus, the KTP—l harvesters are similar in tractor cart following the combine. Just like the M—F 2O1,the KTP—l is equipped with a principle to the M-F 201. conical cane separator on either side of the throat, a base-cutter with blades mounted on a disc, feed rollers pulling whole cane into chopping knives, a detrashing mechanism and a two—stage elevator with extractor fans for removing trash and tops and loading the cane into carts. However, the KTP—1 is not Elevators have the usual 1800 traverse in a equipped with a topping mechanism. lateral direction and can load carts either alongside or behind the machine when breaking fields. The number of KTP—l harvesters in operation is shown in table 5.11. The number increased rapidly from 1973 onwards and in 1976 more than half of the In 1980 this figure was almost machines in operation were KTP—1 harvesters. 80 per cent. Table 5.12 shows that more than half of the mechanical cutting was done by these Cuban—Soviet machines in 1977 and in 1980 this figure was 71 per cent. — 39 — Accordingly, by the late 1970s, the KTP—l was the dominant combine harvester in operation in Cuba. As mentioned earlier, the KTP—l was first manufactured in the Soviet Union. In 1977, however, a factory was inaugurated in Cuba to produce these machines. This is now the biggest cane harvester factory in the world with a capacity of 600 units per year. 5.2.LI - The present situation As can be seen in table 5.12, 145 per cent of the Cuban sugar harvest was cut in 1980 by means of combine harvesters. This is an impressive achievement which has released a large number of manual harvest workers for other sectors of the economy. For example, the number of cane cutters employed in peak periods of the sugar harvest decreased from 2714,000 in 1971 to 175,600 in 1975. The quantity of cane harvested in both these years was approximately 52 million tons. In 1979 the number of cane cutters had decreased further to 126,1400, although the quantity of cane harvested was 73 million tons in that year (Pollitt l98l:table 8). (It must be observed that the figures presented here concern the total number of cane cutters employed in peak periods of the sugar harvest and not the number of professional cane cutters, as in table 5.3.) A major explanation for the decline in the number of cane cutters required was that the degree of mechanisation of cutting increased from 3 per cent in 1971 to 25 per cent and further to 42 per cent in 1979 (see table 5.12). - In 1980, 2,423 combine harvesters were in operation. Out of these, 1,901 (78.5 per cent) were KTP—l, 365 (15 per cent) were Massey—Ferguson, and 157 (6.5 per cent) were Libertadora harvesters. If' we compare tables 5.11 and 5.12 we can see that the Massey-Ferguson and the Libertadora harvesters were the more efficient ones in a technical sense in 1980 for example. The Massey—Ferguson machines (15 per cent) cut 20 per cent of the mechanically harvested cane and the Libertadoras (6.5 per cent) cut 9 per cent of the cane. The KTP—l harvesters (78.5 per cent) only cut 71 per cent of the cane. The superiority of the M—F 201 can probably be attributed to the fact that the Massey—Ferguson Company has very long experience in designing and producing agricultural machines. The Libertadora 1400 — designed in Cuba and produced in An important long— West Germany - is close to the M—F 201 in terms of efficiency. term objective for Cuba seems to be to develop and manufacture a harvester which is as efficient as the foreign produced combines. However, the fact that the KTP—l machines are less efficient in the technical sense indicated above is not very interesting from an economic point of view. To make a global evaluation the comparison must also take into account labour intensity, life expectancy, operational and maintenance costs and price of the different machines. Unfortunately, the author has no access to these sets of data. One important fact is, however, that the M—F 201 and the Libertadora 11400 have to be paid for exclusively in foreign convertible currency while most of the cost for the KTP—l machines is in Cuban pesos. The scarcity of convertible currency in Cuba may be sufficient to explain and justify the fact that only Cuban machines (KTP—l) are now being added to the total stock of harvesters in the - 140 - continuing mechanisation efforts, even though they are not the most efficient ones in the technical sense indicated above. Another reason may be that the only way to build better harvesters is to actually carry out research, development and manufacturing within the country. Perhaps it can also be argued that it is wise not to use too complex and sophisticated a machine at the present stage of develop-. ment of the skill of operators, maintenance and repair crew, etc. Analysis of the actual choices of techniques in Cuba 5.3 In this section the theoretical considerations (presented in section 2.1 and Chapter 14) and the empirical meterial (presented in sections 5.1 and 5.2) will be used to analyse the choice of cane harvesting techniques in Cuba. the structural characteristics of a society and actors existing in the sugar industries are crucial factors in an the determinants of choice of techniques. So are the relations structures and the actors as well as the relations among the actors However, to attain as much specificity as possible the analysis below As indicated in Chapter 14, the sets of analysis of between the themselves. will actually be focused around a discussion of the six conditions defining a social carrier of techniques. It is important to investigate in detail who has the interest, organisation, power, information, access, and knowledge to choose and (These various conditions will be underlined when implement a certain technique. they are discussed below.) But the constraints to which these acbors are when choosing are equally important. Both the social carriers of techniques and the structural restrictions must in an empirical study of the deter-. minants of choice of techniques. 5.3.1 5.3.1.1 The prerevolutionary period Structure and actors Figure 5.1 summarises the situation in terms of structure, actors and choice The figure is based upon of techniques in Cuba in the late l950s and around 1980. the description in sections 5.1 and 5.2. Figure 5.1: Structure, actors and actual choice of techniques in the Cuban cane harvest in the late 1950s and around 1980 respectively Around 1980 Late 1950s 1. Capitalism USA 2. Socialism USSR 12—15% unemployment Negligible unemployment Plantations State farms Small cane farms Small cane farms Sugar workers and unions The State and its agencies Sugar workers and unions The State and its agencies No mechanjsation of cutting or loading Cutting mechanised to 45%. Loading almost completely mechanised Until 1959 Cuba was an underdeveloped capitalist country heavily dependent upon the United States economically, technologically and politically. The over—all annual rate of unemployment was in the order of 12—15 per cent, but during the non— harvest season this figure increased to more than 20 per cent. The most important actors in sugar cane agriculture were plantations, small cane farms, sugar workers and unions and the State and its agencies. In 1958 there were 161 sugar mills in Cuba. Many of these produced sugar cane in large quantities themselves and were accordingly simultaneously large sugar plantations. They were organised in the Sugar Mill Owners Association which had a very strong influence over the sugar industry during the prerevolutionary period. The mill owners were the most influential sugar plantation owners in Cuba. A large portion of them were foreigners. The cane farmers or colonos were another important group in cane production. They produced approximately 90 per cent of all the cane in the 1950s. All of them were organised in the Cane Farmers Association of Cuba. The number of cane farmers was approximately 62,000 in 1952. The heterogeneity among the colonos was extreme. For example, in 1952, 61 per cent of the cane farms produced only 8.6 per cent of the total amount of cane and 1.2 per cent (730 in number) of the colonias produced 29 per cent of all cane. Accordingly, the larger cane farms must also be considered plantations, since they were also carrying out large—scale private, capitalist agriculture employing many wage workers. The other colorios are included in the category "small cane farms". Several hundred thousand field workers were employed by the plantation owners during the harvest season. Most of them were organised in the Sugar Workers Federation which was the most important labour union in the l950s. Government intervention inthe sugar industry was quite extensive during the l950s and the most important state agency was the Cuban Institute for Sugar Stabilisation. No mechanised cane cutting or loading was carried out in the 1950s, although experiments with various machines had been carried out for decades. 5.3.1.2 Interests of actors regarding mechanisation In prerevolutionary Cuba, plantation owners showed a determined interest in looking for a solution to make cane harvesting more efficient through mechanisation. This interest was manifested by their efforts in carrying out trials at many plantations. These actors were obviously also organised properly in order to make decisions about and to carry out experiments with cane harvesting machinery. The small cane farmers had no possibilities of introducing or experimenting The size of their production units of course explains with harvesting machines. their lack of interest in mechanisation. The interest of the workers and unions as regards mechanisation was completely It was, forexample, shown by the contrary to that of the plantation owners. threats and attempts of workers to destroy the machines tested by means of sabotage. The main rationale for these actions was the high unemployment rate prevailing in Cuba, i.e. a structural feature of the system influenced the interest of' the workers and unions in this respect. They tried to defend those jobs that — — existed, although manual cane cutting and loading was a seasonal and badly paid occupation. The alternative, i.e. unemployment was considered even worse. Thus, labour in capitalist Cuba opposed mechanisation, fearing it would result in increased unemployment. The policy of unions in other spheres of sugar production was similar. In the loading and shipping of sugar a drawn—out battle over mechanisation took place between unions and sugar capitalists. For long labour resisted bulk loading of sugar because bulk shipment would have greatly decreased the demand for dockworkers for the handling of sugar bags. In an agreement in 1955 it was stated that sugar must be moved in bags from the sugar mills to the ship's hatch, where the bags could be opened and emptied. In this way the sugar enterprises could save labour outside Cuba, but not inside the country (US Department of Commerce The State had no explicit policy on cane harvest mechanisation. For example, state agencies were not involved in the experiments with harvest machinery. The Government was indifferent to the choice between machetes and harvesters, which meant neither active support nor prohibitions of the attempts of the plantation owners to introduce mechanical harvesting equipment. 5.3.1.3 Access to harvesting machines The main problem for the plantation owners in their mechanisation efforts was that they did not have access to an efficient harvesting machine that suited Cuban conditions. Probably no such machine existed anywhere in the world but if it did, the plantation owners did not have information about it. Therefore, much of the efforts of the plantation owners were spent on gathering information about what machines existed internationally, on trying to adapt the ones imported and those domestically designed to Cuban conditions, and on building up a pool of But not knowledge about how to use, maintain and develop harvesting equipment. much was achieved. Except for the use of trucks and tractors - and the traditional railroads — to transport cane to the mills, no mechanisation of the harvest work had taken place on a commercial scale before 1959. Power to introduce mechanical harvesting techniques What, then, about the power condition? It is of course hypothetical — and perhaps futile — to speculate on whether the plantation owners would have had enough socio—economic and political power to introduce mechanical harvesters on a large scale if they had had information about and access to harvesters that could have been used efficiently in Cuba at that time. It can be said, however, that the most important opposition to mechanised cane cutting was that of the agricultural workers who feared losing their jobs Organisationally, without the prospect of finding suitable alternative employment. the influence of the sugar workers' union always operated against the use of agriThe cultural machinery which would reduce the amount of manpower required. resistance of the workers even took the anarchic form of direct sabotage against the trials with mechanical harvesters, as we saw in section 5.2.1. — — But given that Cuba was a capitalist country, the sugar capitalists had a general structural advantage in terms of power in relation to the workers and unions in a possible struggle over the introduction of harvest machinery. This structurally determined advantage in terms of balance of power means that the plantation owners could probably have mechanised if they had found it profitable to do so. An indication in this direction is that they obviously did have enough power to carry out experiments. The only possibility for workers and unions to prevent mechanisation in the short run would have been a massive mobilisation and an intensive struggle. In the long run they would probably have needed the support of the State. In other words, the position taken by the State in such a struggle would have been decisive. Given the class character of the Cuban State at this time it would probably have supported the plantation owners. In summary, the main reason for the complete lack of mechanisation of cane cutting in the 1950s was that the Cuban plantation owners did not have access to a cane cutting machine which was efficient enough to compete with manual workers, given the very low wage level in Cuba. And if such a machine existed in another country, the Cubans did not have information about it. 5.3.2 Mechanisation in revolutionary Cuba 5.3.2.1 Structure and actors Starting with the Revolution in 1959, a socialist soclo—economic system gradually developed in Cuba. Although Cuba was still a developing country in the late, 1970s, open unemployment gradually decreased from 13.6 per cent in 1959 to 1.3 per àent in 1970. During the 1970s it was negligible and even turned into a labour shortage. In the l970s close collaboration with the Soviet Union had been developed and Cuba became a member of the Comecon. As we can see in figure 5.1, the Agrarian Reform of 1959 and 1963 meant the disappearance of the plantations as an actor in sugar cane agriculture. Their landholdings were taken over by the state farms — established in the process — or were distributed to small private cane farmers. (At first cane co—operatives were established but they never really functioned as independent co-operatives and were already formally transformed into state farms during 1962.) Almost 155,000 private farmers (not only cane farmers), cultivating less than 67 hectares, remained. Thus about 30 per cent of the land was — and is — However, the small cane farmers were quite still in the hands of small farmers. dependent upon government institutions for credit, technical assistance and other They were also gradually integrated in the planning system for For example, holdings of small cane farmers were integrated in the A contemporary policy is co-ordinated programming of the sugar cane harvest. also to stimulate private farmers to unite their lands to form co—operatives. resources. agriculture. The number of professional cane cutters had decreased to less than 100,000 in the early 1970s and in 1979, the total number of cane cutters at the peak of the They were harvest was about 125,000. The character of the unions had changed. — — no longer interest organisations in wage bargaining, but were organisations dealing with questions such as social welfare and with campaigns to increase productivity. - The changes in Cuban sugar cane agriculture meant a strong centralisation and an enormous increase in the role of the State. In 1959 the National Institute for Agrarian Reform (INRA) was established. It managed the agrarian reforms and soon took over 70 per cent of Cuban agricultural land. In 1976 it was transformed into the Ministry of Agriculture. In 1980, however, sugar cane agriculture was transferred from the Ministry of Agriculture to the Ministry of the Sugar Industry. Many other government agencies are involved in sugar cane agriculture. At present various government agencies are completely dominant as regards sugar and sugar technology policies. In figure 5.1 "state farms" and "the State and its agencies" are listed as different actors. State farms are micro production units and state agencies are mainly administrative institutions. However, the state farms are subordinate to state agencies and their freedom of action is therefore limited. The State is a comprehensive, heterogeneous and composite kind of social entity which has the function of superior responsibility for the coherence and management of the society. This is true for the State in capitalist societies, but even more soin socialist ones, where, for example, the power of the State over the economy is even more extensive. At the same time, the State — both in capitalist and socialist countries — intervenes directly in the sugar industries and influences the choice of techniques in cane agriculture. For example, it may prohibit or support the introduction and use of certain harvesting techniques. It must also be mentioned that the State in contemporary Cuba is something very different from the Cuban State in the 1950s or the Jamaican State. The class base of the present Cuban Government, its objectives as well as the means available for it to achieve these, are very different compared with prerevolutionary Cuba and Jamaica. This is associated with the structural environment in which the State is situated, i.e. with the different character of the socio-economic systems. As a result of the structural changes and of a conscious government policy almost all cane loading and almost half of the cane cutting was mechanised in Cuba The process leading to these results will now be addressed. by 1980. The Cuban Revolution implied drastic structural changes in the, character of the socio—economic system and in figure 5.1 we can see that it was also accompanied by a change in the set of actors existing in sugar cane agriculture. The array of actors was changed in one respect between the l950s and the l970s: private plantations disappeared and were transformed into state farms which were established in the process of agricultural reform. In terms of the character of the actors, the relations between structure and actors and among actors themselves, the changes were even more important. This has already been mentioned in a general manner and will be addressed further below, particularly as regards interests and power in relation to choice of cane harvesting techniques. — 5.3.2.2 145 — Interests of actors regarding mechanisation i.e. The rate of unemployment the second component in our concept of structure — was reduced after the Cuban Revolution, although considerable unemployment remained for some time (see table 5.2). In the specific sector of sugar cane agriculture, however, a shortage of harvest workers emerged already in 1961 and this caused problems with the supply of cane at the sugar factories. This shortage was aggravated during the l960s since the number of professional cane cutters dwindled from almost 1400,000 in 1958 to approximately 80,000 in 1970. Thanks to the expansion of other sectors of the economy and the relative social and economic security of the population, the fear of unemployment and hunger no longer forced the rural workers to cut cane. In a way this serious problem of labour shortage for the Cuban Revolution was, paradoxically enough, created the Revolution itself. The Government hoped that rapid mechanisation would solve the problem of the shortage of harvest labour. As a part of the efforts to accomplish this, the Commission for the Mechanisation of the Cane Harvest was formed in 1961. Firstly, it can be noted that this initiative came very soon after the Revolution. Secondly, it implied that the State took an active part in the attempts to mechanise harvesting and pushed this issue very strongly. As we saw, this had not been the case before the Revolution. But from the early l960s mechanisation became a matter of conscious policy making by the Government and the State was to become completely dominant in this respect through a large number of agencies. This, in turn, reflects several things. Firstly, the State as an actor was influenced by the structural phenomenon of a labour shortage in cane harvesting. This implied that the State and its agencies had a strong interest in pursuing mechanisation for the simple reason of economic survival. In Cuban public statements it is often expressed that the reason for the efforts were twofold. Apart from solving the problem of labour shortage, mechariisation was strongly stressed in order to abolish the very heavy and boring tasks of cutting and loading sugar cane manually. This is a reflection of the socialist—humanistic values of the revolutionary leadership which is certainly related to the new character that the state apparatus assumed after the social transformation (interview in April 1980 with Director Oscar Pino Santos, Centro de Investigaciones Economia Mundial (CIEM)). Hence, the strong efforts to mechanise cane harvesting were motivated by humanitarian as well as by economic reasons, or — rather — they coincided. Secondly, another structurally conditioned change as regards the state apparatus is that it had much more power after the consolidation of the Revolution than before it. Apart from the traditional political functions of the state apparatus in general, in socialist Cuba the State also assumed a completely dominant economic role because of the nationalisations and the formulation and implementation of centralised economic plans. In the specific case of cane production the State had become responsible for This meant the a dominant part of production through the agrarian reforms. In terms abolition of private plantations and the establishment of state farms. of actors - as noted earlier — is therefore somewhat problematic to distinguish it — 46 between "the State and its agencies" and "state farms", since they are organisationally linked, and, in the last instance, both controlled by Government. On the other hand, this reinforces the power position of the State in the field of choice of techniques in sugar cane harvesting. The State had a strong interest in mechanisation and also enough power to pursue such a policy. However, the 1960s was a decade of failures as regards mechanisation in the case of cutting, but a success in the case of loading. This difference cannot be explained by interest and power, but by other factors which we will return to later on. The small cane farms were not nationalised in the agrarian reforms and a considerable portion of Cuban agriculture is still in private hands. As a part of the reform, many of the smallest farms became somewhat bigger. However, most of them did not grow enough to be able to introduce expensive, capital—intensive and complex mechanical harvesting machinery. But since the maximum size of the private holdings after the second agrarian reform was as much as 67 hectares, at least some mechanical harvest equipment could probably be introduced. There is also the possibility of several private cane farmers owning mechanical units in common. However, the State - 'represented by INRA - was a monopoly supplier of technical and other resources to agriculture. Therefore, even if some small private cane farmers had an interest in implementing mechanical harvesting equipment, they were highly dependent upon the State in this respect. The small cane farmers did not have enough power to harvesting by themselves, nor did they have access to machines unless the Government decided to provide them. Given the shortage of harvest workers, the State of course gave priority to its own state farms for mechanisation. As a result of the structural transition from' capitalism to socialism, the •character of the labour unions changed. Since capitalists disappeared as a social class, the unions became less of interest organisations of the workers and more concerned with social questions, with the organisation of work and with productivity. The exodus of professional cane cutters from the sugar harvest clearly revealed the preference of the workers in achieving an increased degree of mechanisation and this was reflected in the labour union policies in this field. To sum up, given the radical structural changes of the Cuban socio—economic system, the decreasing general rate of unemployment associated with this transformation, and the severe shortage of labour in cane harvesting, practically all actors in the Cuban sugar industry had a common interest in the mechariisation of' cane harvesting from the early l960s. A considerable portion of the Cuban population was mobilised for harvest work Most of these during the whole of the 1960s and particularly in the 1970 zafra. people certainly did not appreciate this arduous manual task, although many recognised the necessity of it, given the lack of mechanical means. Therefore the interest in harvest mechariisation could be generalised to almost all social classes, groups and organisations. There was practically a consensus in Cuba that the sugar harvest should be mechanised as fast as possible. — 47 — The State was certainly also equipped with enough social, economic and political power to pursue a strategy of mechanisation. The obstacles to mechanisation in revolutionary Cuba were of other kinds, as is discussed below. 5.3.2.3 Mechanical cane loading In the case of cane loading there were — in the first years of the l960s — problems with the availability of information about different mechanical loaders being used in other countries. The United States embargo against Cuba probably aggravated this problem. An indigenous attempt to design and manufacture a mechanical loader was tried in 1962—63, but production of this model was already discontinued in 1963 when a large order of grab-type cane loaders was placed in the Soviet Union. The Soviet loaders were introduced in 1964 and already then lifted 20 per cent of the cane. Thereby Cuba had access to an efficient cane loader produced in the Soviet Union. Ten years later practically all manually cut cane was mechanically loaded. This must be considered a successful transfer of technology. As late as in the 1970 zafra, 25 per cent of the 5,460 potentially available machines were not in operation. This indicates that problems regarding knowledge about how to operate, maintain and repair the machines remained throughout the whole of the 1960s. In the beginning, there were evidently also organisational 'problems but these were gradually solved as indicated by the rapid increase in the degree of mechanical loading during the 1960s. In conclusion, all the six conditions necessary and sufficient for a massive implementation of mechanical cane loaders were fulfilled in the case of the dominant actor in the Cuban sugar cane agriculture. The state (agencies) responsible for the introduction of mechanical cane loaders had become a social carrier of this technique. The record shows a success in mechanisation of cane loading in the 1960s. 5.3.2.4 Mechanical cane cutting In the case of cane cutting many types of machines were designed, tried and As many in some cases manufactured in or imported into Cuba from 1961 onwards. as 680 units of the indigenously designed MC—l were manufactured in Cuba for the 1963 zafra, but this simple model did not work satisfactorily and was already taken out of operation in the same year. Co—operation with the USSR was initiated and between 1965 and 1968 about 1,000 units of the KCT—1 and the KT—l models were manufactured for Cuba in the Soviet Union. However, this was also a failure since the productivity was low and since the majority of the units became inoperative very quickly. The almost complete failure of all machines attempted in the 1960s is indicated by the fact that the cane harvested mechanically never exceeded 3 per cent in the l9GOs and that only 1 per cent of the great 1970 zafra was harvested mechanically (see table 5.4). — — However, the failure is not very surprising. To cut cane mechanically is quite a complicated task and demands a highly complex machine. Cuba is still a developing country and had not yet developed a sufficient organisational and technological base upon which the mechanisation efforts could founded. In addition, what was attempted during the 1960s was to develop an efficient harvester tocut green, unburnt cane. At that time such a machine had not been developed anywhere in the world. In Australia and Hawaii — areas with long experience of mechanical harvesting — the cane fields were burnt before the cane was harvested mechanically. In other words, the Soviet and Cuban engineers had no working harvester on which to pattern their research and development efforts. (In 1971 the systematic burning of cane fields before harvesting was started in Cuba.) During the 1960s it was certainly not lack of interest or power of the Government that inhibited mechanisation of cane cutting. Instead the main problem was that the KCT—l and KT-l machines - or the indigenous MC—l — simply did not constitute a technically efficient and reliable solution to the task of cutting sugar cane mechanically. In other words, Cuba did not have access to a satisfactory machine. This is shown by the data presented in section 5.2.2.3. Only 10 per cent of the Soviet harvesters were in operation at the end of their first zafra (1965), and the number in operation dwindled rapidly over the years. Their productivity was also quite low and decreased over the years. In addition the high percentage of extraneous matter shows that they did not clean the cane properly. Finally, they could not be used in cane which did not grow straight or in fields with a high yield per hectare. All these problems can be explained mainly by the technical deficiencies of the machines, but were also reinforced by lack of knowledge about how to operate, maintain and repair such complicated equipment satisfactorily. The task of organising the use of such a large number of machines was not an easy one to solve either. The question is whether there was also a problem of information about the various cane cutting machines in other countries. Were there, in other words, machines in other countries which could have been successfully used in Cuba? In other cane producing countries of the world, intensive attempts were also made to mechanise harvesting. In the 1960s many different machines like the However, it is Thompson, International Harvester, Cameco, etc. were available. often argued that because conditions in various areas are very different, no really efficient combine harvester that suited Cuban conditions existed in the world in But there is one probable exception: the Massey-Ferguson 515 which the 1960s. was a predecessor to the Massey—Ferguson 201 machine discussed in section 5.2.3.14. The first prototype of the M—F 515 combine harvester was already developed in Australia in 1956. sold. Serial production started in 1960, when 214 machines were In 1961, when 54 combines were sold, Massey—Ferguson began exporting the harvester (Gaunt 1964:36; Spargo and Baxter 1975:32). — 49 — The M-F 515 was a chopper harvester towed by a standard tractor, just like the KCT-l, but powered by its own engine. Mechanical harvesting started to gain momentum in Australia in 1960 and the most popular harvester in Australia was the M—F 515. In the 1963 season, of the 248 machines in use were M—F 515 (Atkinson 1965:46—48). In Australia cane is produced both in Queensland and in New South Wales and The process of the conditions in these two areas are considerably different. mechanisation in Queensland was quite fast in the l960s. The degree of mechanisa— tion increased from 2.7 per cent of the harvest in 1960 to 92 per cent (15.1 million In 1973, 99.6 per cent of the cane harvest in Queensland was tons) in 1970. harvested by combine harvesters (Leffingwell 19714:26). However, in retroTo my knowledge, Cuba never tried to import the M—F 515. spect it seems as if there would have been good reasons to buy at least one unit. It could have been tested and used in the work to develop Cuban machines and it would have perhaps been more successful to try to introduce this machine on a large scale as an alternative or complement to the Soviet ones. Judging from its use in Australia there are reasons to believe that the M—F 515 would have performed better than the KCT-l and the KT—1. The fact that the characteristics of the cane and other conditions like soil and topography are very similar in Queensland, Australia and in Cuba strengthens this argument, since it implies that machines designed for Australian conditions can be used in Cuba without major changes. Implicit in the argument above is the assumption that it could have been more efficient to use the knowledge of one of the most experienced harvester producers in the world than to co—operate with the Soviet Union, a country which did not have any previous experience in the design and production of cane harvesters and which practically does not produce any sugar cane itself. The problem of shortage of labour for the sugar harvest remained or was As a consequence, efforts to mechanise continued, aggravated in the early l970s. partly along new lines, but of course on the basis of previous failed attempts. To make the cleaning of sugar cane more efficient, dry cleaning stations were They were designed and produced introduced during the latter half of the l960s. As we saw in section 5.2.3.1 these plants in Cuba and adapted to Cuban conditions. were successfully implemented quite rapidly during the late l960s and early 1970s. The Henderson harvesters were designed to work in combination with the dry cleaning stations, but this machine was not successful as we saw in section 5.2.3.2. Instead, the Massey-Ferguson 201, the Claas—Libertadora and the KTP—l combine They were all harvesters were introduced on a large scale in the early 1970s. successful and as a result 145 per cent of the cane harvest was cut by means of combine harvesters in 1980. The Libertadora was designed by Cuban engineers, but it could not be produced This was done in West Germany and several hundred units in Cuba on a large scale. Apart from Cuba, the Libertadora has been sold to more than were exported to Cuba. 30 countries, which shows that the Cubans managed to design a harvester of high quality. — 50 The Massey—Ferguson 201 was designed and produced in Australia. More than LI00 units were exported to Cuba in the first half of the 1970s. This transfer of technique was successful although the cost was high since the price per unit was about US$75,000. The KTP—1 was developed jointly by Cuban and Soviet technicians. First, it was produced in the Soviet Union but later a factory was built in Cuba with Soviet assistance. The factory was inaugurated in 1967 with a capacity of 600 units per year. Not only is Cuba the only developing country producing cane harvesters but the Cuban factory is also the biggest in the world. Without doubt the breakthrough in mechanical harvesting in the l970s, illustrated by table 5.12, must be considered a great success. This impressive achievement could perhaps be regarded as more surprising than the failure of the 1960s. This is particularly evident if one compares Cuba with other developing countries which were in a similar situation as Cuba in the 1950s. Cuba has now a higher degree of mechanical cane cutting than any other developing country. In the case of mechanical loading, Cuba gained access to a Soviet machine in the mid—1960s and the breakthrough came very soon thereafter, but in the mechanisation of cutting, more than a decade was necessary before the breakthrough In the 1960s there were, however, no social obstacles to mechanical was achieved. cutting, i.e. the conditions of interest, power and organisation were largely fulfilled with respect to the State arid its agencies. Instead the problems were of a technological character, i.e. they concerned information, access and knowledge. In the l960s there were no mechanical harvesters anywhere that suited Cuban Both the conditions, with the possible exception of the Massey—Ferguson 515. change of conditions and the adaptation of machines were tried to solve this Fields were levelled and reblocked, stones were removed from the fields, problem. Simultaneously, large resources were spent on adapting existing cane etc. Of course, many mistakes were made cutting machines and developing new models. as we have seen - during this period, but such costs must be considered necessary in the process of building up a technical capability in a developing country. The development of such an autonomous capability is a crucial element for a development strategy to be successful in the long run. Finally, the problems of information, access and knowledge were solved and the State (and its agencies and farms) became constituted as a social carrier of and the KTP—l The Massey—Ferguson 201, the Libertadora combine harvesters. combine harvesters provided the technical basis for the success of mechanisation in the l970s. — 51 6. — THE CASE OF JAMAICA 1958-80 Structure and actors in the sugar sector 6.1 To describe the internal structure of an economic sector, the actors within it must be identified and the relations between these actors must be laid bare. In section 6.1.1 the main actors in the Jamaican sugar sector in the late 1950s will be identified. The structural change of the sector and the change of relations between the actors within it until the late 1970s will be discussed in More detailed presentations are provided in (Edquist 1980a) and in (Edquist 1981). section 6.1.2. Capitalist Jamaica was a British colony until 1962 and was still heavily economically and technologically dependent around 1980. Much of the role previously served Jamaica has a parliamentary political by Britain has now been taken over by the USA. system of British model dominated by two parties. During the first ten years after independence the conservative Jamaican Labour Party (JLP) was in power. But in the election of 1972 the reformist social democratic People's National The PNP election victory was repeated in December 1976, but Party (PNP) took over. in 1980 the JLP came back to power. Table 6.1: - Unemployment in Jamaica for selected years 1943-80 (per cent of the labour force) 1943 25.1 1974 21.2 1953 17.5 1975 20.5 1957 17.1 1976 22.4 1960 13.5 1977 24.2 1967 20.2 1978 24.5 1972 23.2 1979 27.8 1973 22.5 1980 27.3 Sources: For 1943—67: Jefferson 1972:28, 32. For 1972—73: World Bank 1978b:5. For 1974—78: National Planning Agency 1978: table 15.1. For 1979—80: National Planning Agency 1980: table 14.1. As indicated by table 6.1, chronic unemployment has been a severe problem in The unemployment data is sparse and quite unreliable until Jamaica for decades. the 1970s. The decline in unemployment between 1943 and 1960 was not due to the capacity of the economy to absorb labour at a rapid rate, but because heavy rates of emigration depressed the growth of the labour force to even less than that of the rate of growth of employment. It is a reasonable speculation that in the absence of emigration, the unemployment rate in 1960 would not have been much, if at all, below the rate in 1943 (Jefferson l972:—30). In the late l960s, the rate of unemployment increased quickly and in 1979 it was close to 28 per cent. According to the World Bank, it was about 30 per cent at the end of 1977 (World Bank 1978b:ll). Finally, it must be added that the figures presented do not take into- account the severe problems of "underemployment" and "disguised unemployment". — 52 6.1.1 — Main actors in the Jamaican sugar sector in the late 1950s It has been said that the present—day sugar sector had its genesis in 1938, when a large and very modern sugar factory was built at Frome, by the newly .forrned West Indies Sugar Company (WISCO), controlled by Tate & Lyle in London. Sugar production increased from 178,000 tons in 1946 to an all—time record of 506,000 tons in 1965, when the sector directly employed over 60,000 people and over 30,000 Since 1965, however, the acreage cane farmers delivered cane to 18 factories. devoted to cane cultivation, cane yields, and total cane production have all steadily declined (Mordecai 1967:78; World Bank 1978a:6). At the time of the Mordecai Report (1967) the structure of the industry was relatively simple, there being three groups of interested parties: estate owners, independent cane farmers and sugar workers (World Bank 1978a:7). Although the Government did not play a dominant role in the sector at that time, it did have a role. Therefore the Government and its agencies must be added to the three kinds of actors mentioned by the World Bank. The structure of the sugar sector had not changed very much during the decade before 1967. Therefore the information presented in the Mordecai Report in this year can be used by us as an approximation of the picture in the late 1950s. 6.1.1.1 Estate owners The estate owners were the dominant actors in the Jamaican sugar sector around Each of the estates owned a sugar factory. Together they also owned and operated approximately half of the cane acreage in Jamaica. 1960. The Sugar Manufacturers' Association (SMA) — formed in 1929 - represented all the sugar and spirit manufacturers in the island (18 factories and 9 distilleries owned by 17 companies in the mid—1960s) (Mordecai 1967:15). The Association also It can also be mentioned marketed all export sugar, molasses and distilled spirits. that the SMA owned and conducted, mainly on behalf of its member estates, a Sugar Research Division near Mandeville. The control over a large part of Jamaican sugar production was exercised from abroad. For example, the three largest estates — Frome, Monymusk and Bernard Lodge— were externally controlled. Frome and Monymusk were owned by Tate & Lyle of the UK and Bernard Lodge by United Fruit of the USA. Together, these three estates in 1966 and 1970 produced about 45 per cent of all sugar in Jamaica (Minster 1976:33). Coupled with the fact that the estate—factories occupied a clear position of leadership in relation to other parties in the sector, this external influence can be expected to have considerably affected the policies of the Jamaican sugar sector. 6.1.1.2 Cane farmers The independent cane farmers' share of total cane production increased from 30 per cent in the late 1940s to 50 per cent in the late 1960s and 1970s. the mid-l960s some 30,000 cane farmers owned and operated about half of the The formation of the All-Island Jamaican acreage (Mordecai 1967:79, 166). Farmers' Association (AIJCFA) in 1941 grew out of general discontent by the Thus in cane Cane cane — 53 — farmers with the price they were paid by the estates for their cane. Since it was created, it has functioned as an interest organisation of the cane farmers in many spheres. However, the members of the AIJCFA were a quite heterogeneous group. In 1964 420 cane farmers supplied 60 per cent of all farmers' cane, and 2,300 farmers supplied 76 per cent. The rest were medium— and small—sized farms, the former delivering an average of 60 tons each and the latter 12 tons each. The contribution of the very small farmers was therefore more in numbers than volume of cane. At the same time a few farmers operated on a larger scale than the smaller estates (Mordecai 1967:16). Thus a large number of cane farmers grew only a few acres of cane, but at the other The latter end of the scale were farmers who cultivated as much as 1,500 acres. were virtually small estates but they were not classified as such because they did not have their own sugar factories (World Bank 1978a:7). 6.1.1.3 Sugar workers Average field employment of non—staff workers on sugar estates during the harvesting season fell from 35,700 to 22,300 between 1955 and 1965 (Mordecai 1967: 204). In 1967, 23,000 workers were employed in the fields and factories of the Two trade unions, the Bustamente Industrial Trade Union (BITU) and the National Workers' Union (NWU) represented various categories of workers in the sugar sector. The two unions together claimed a total membership of 131,000 (1964), some 30,000 of which were sugar workers (Mordecai 1967:19). An important fact is that each of the two principal unions are closely associated to one of the two big political parties: the BITU to the JLP and the NWU to the PNP. sugar estates and 9,000 by the cane farmers. Negotiations between the unions and the Sugar Manufacturers' conducted annually and were usually rather long drawn out. were According to the Mordecai Report the relationships between the unions and the Sugar Manufacturers' were 'unhealthy". (Mordecai 1967:19). 6.1.1.4 most important government agency. intervening in the sugar sector was the Sugar Control Board which was established in 1929. The first International Sugar The Agreement was completed in 1937. Its purpose was to stabilise prices in the free world market by instituting export quotas for those producing countries which were Related to this agreement the Board was vested with wider parties of the pact. powers in order to distribute equitably any restriction in Jamaican production among However, the sugar manufacturers themselves and among the estates and cane farmers. the Sugar Control Board played a largely passive role until it was dissolved in 1970. (Mordecai 1967:11, 193). 6.1.2, Changes until around 1980 The sugar sector of Jamaica has been in a crisis for more than a decade by now. Cane yields have declined and the quality of the cane has deteriorated. Many factories were run down by the late 1970s due to the failure over many years to maintain and repair old machinery and equipment. Conflicts between labour and estate management and between the estates and cane farmers have contributed to the decline of the sector. — 54 The result of high cost producer and revitalise the partly financed by This programme did centrated upon the all this is that Jamaica has developed into an inefficient and of sugar. The Government has, however, decided to rehabilitate sugar sector. The implementation of a rehabilitation programme the World Bank — started during the latter half of the l970s. not concern cane agriculture very much. Instead, it was conindustrial part of the sector. The most important changes in the structure of the sector during the 1970s were the relatively rapid decline of the influence of the estates, increasing government participation and control, and the emergence of cane co-operatives. The government control has been exercised by the formation of the Sugur Industry Authority (SIA), the purchase of estate—owned cane lands, and more recently by the acquisition of five of the remaining twelve sugar factories. The Government has channelled most of its recent efforts to rehabilitate the sugar sector through the Sugar Industry Authority (SIA). The SIA is a statutory body established in 1970. The Authority, while nominally accountable to the Minister of Agriculture, operates autonomously and is a strong centralising power which brings together representatives of the manufacturers, cane farmers and trade unions (World Bank 1978a:35; Minster 1976:12). The SIA directs marketing of sugar, provides loans to cane farmers and sugar factories, proposes prices for cane and raw sugar to the Government and co-ordinates relations between the actors in the sugar sector. The SIA also administers the Sugar Industry Research Institute (SIRI) which has replaced the research department of the SMA. The SIRI is responsible for research, extension and training related to both cane farming and sugar processing (World Bank l978a:35). Growers of sugar cane have been traditionally classified into two categories — estates and farmers. Since 1975 a third element has been introduced in the form of co-operatives. Cane is currently produced by eight sugar estates, 23 primary sugar cane co—operatives, and about 15,000 independent cane farmers. Estates have traditionally been developed in conjunction with the factories to which they supply all their cane. They generally have good soil and historically a high standard of management coupled with fairly adequate capital resources. Cane yields have been, on average, 3 tons per acre higher than those of farmers as a consequence. However, in recent years higher overheads and manning levels have restricted profits and reduced viability. The estate system is also regarded as the epitome of colonialism so that gradual phasing out of this kind of unit is taking place. Government ownership of significant sections of the sugar sector began in 1970 when it bought the three largest estates on the island, namely Frome, Monymusk and Bernard Lodge, all of them previously controlled from abroad. At that time the Government bought only the land and not the three factories attached to the land, the original idea being to subdivide the land into medium-sized parcels and sell it off freehold to independent cane farmers. To manage its new assets the Government established the Frome Monymusk Land Co. (FMLC).(World Bank 1978a:7; Minster 1976:3B2). —55— However, in the election of 1972, the reformist social democratic Peoples Thereby National Party took over from the conservative Jamaican Labour Party. The new Government was averse policies also changed as regards the cane lands. to the concept of selling off the land freehold and instead favoured co—operative or leasehold titles. FMLC did not have the facilities to operate the acquired land (about 57,000 acres), and, since the Government wished to avoid disruption of cane supplies to the three factories, the bulk of the newly acquired lands were leased back to their original owners. Three sections, one per estate, were however retained by FMLC, and on these were established three pilot cane—growing co—operatives in 1974 (World Bank 1978a:7). In 1975-77 all the former estate lands — apart from three farms at Frome - were subdivided into 23 co-operatives(World Bank l978a:7-8; Minster 1976:3B2). The 23 cane—growing co—operatives were the basic units. Called primary co-operatives, they operated farms averaging about 2,000 acres which corresponded to the old sections of the former estates. Estate co—operatives at each Of the three areas provided administrative and technical services, including transport to the primary co-operatives. All the co—operatives were represented by the United Sugar Workers' Co—operation Council (USWCC) in negotiations with the Government and its agencies. (World Bank 1978a:40). When the estates were originally bought they were overmanned, partly because the previous owners could not afford to pay the severance pay to which workers were entitled if they lost their jobs and partly because of strong union pressures. When the estates were co-operativised, each farm section became a co—operative and the workers that had worked on that unit became members of the co-operative. Hence the co—operatives inherited an acute overmanning situation, there being too many people relative to the output of a co-operative if union wage rates were to be maintained (World Bank 1978a:40). After the change of government in 1980 — when the JLP won the election — the In November 1981 the JLP policy in relation to the co—operatives also changed. Government declared the 23 sugar worker co—operatives bankrupt and transferred their assets back to government control. The Government characterised the co—operatives as incompetent and inefficient, and accused them of mismanagement (Seaga Government 1981:1—2). Cane farmers are the third category of producers and contributed between 17 pe.r cent and 43 per cent of factory throughput in 1975 as far as the three largest factories were concerned. Island-wide there were just over 16,000 farmers that made cane deliveries in 1974. In 1975 deliveries were received from 14,600 farmers. The farms Thus the number of farms had decreased to a half from the mid—l960s. ranged in size from several thousand acres to just a few acres. While there were a large number of farmers involved in the industry it is important to note that 176 farmers produced 67 per cent of all farmers' cane in 1974 (Minster 1976:39). Although the choice of sugar processing techniques will not be dealt with in describe the structural changes in this sector. When buying the sugar cane land, the Government had no intention of buying The factory owners were sugar factories. But circumstances and policies changed. this study, it is appropriate to — 56 not averse to selling, and after a series of lengthy and complicated manoeuvres, by 1977, the Government had become sole holder of the equity of the Frome, Monymusk and Bernard Lodge factories. By doing so, it, in effect, became the owner of 65 of the sugar—processing capacity of the country (World Bank 1978a:8). dent These factories are owned by the National Sugar Company Ltd. which was formed in October 1975. It is a holding company and its shares are owned by government National Sugar also operates two ports and two additional sugar factories agencies. (Gray's Inn and Holland). As can be seen in table 6.2 the sugar sector still provides a considerable amount of employment. Table 6.2: Peak direct employment in the sugar sector during crop 1967 1972 1973 1974 Sugar estates Cane farmers Self—employed 23 000 21 000 18 598 18 850 9 000 13 900 12 300 12 500 28 000 17 812 17 042 16 Total 60 000 52 712 47 940 47 379 Note: Source: Indirect employment not included (e.g. contractors). The table is taken from (Minster 1976:1.1). The characteristics, role and position of the unions have not changed dramatically However, representatives of the unions have become members of since the early l960s. the SIA and other agencies in the sugar sector. This has strengthened the position of unions — which was already strong beforehand. The close relation between each union and one of the political parties remains intact. As we saw in section 6.1.1 the industry structure was relatively simple in the decade around 1960. Estates, cane farmers, and labour were organised in national organisations namely: the estate owners' association (SMA). the cane farmers' association (AIJCFA) and the two labour unions (BITrJ and NWU). ment was limited. Government involve- By the end of the l970s the 18 sugar factories had been reduced to 12. Five of these - producing 66 per cent of the sugar — had been taken over by a public Jamaican corporation. The influence of the private estates had decreased considerably which can be illustrated by the fate of their organisation (SMA), which does not even exist any longer. The rise and fall of the cane co-operatives implies that the State now also controls a dominant part of the sugar land. Thus government influence has increased not only by regulation through the SIA, but also through extensive direct ownership. The process can perhaps be characterised as a combination of indigenisation and nationalisation. — 57 6.2 — Choice of techniques in sugar cane harvesting 1958—80 Section 6.1 sets the stage upon which choices of techniques are made in The actors identified and described are the Jamaican sugar cane agriculture. They do so within the social entities that can influence choices of techniques. constraints imposed by general socio—economic and political structural conditions In section 6.2 the actual choice of techniques in sugar cane also briefly outlined. harvesting in Jamaica will be described. 6.2.1 The situation in the late l950s Traditionally, cutting and loading of sugar cane have been manual tasks in Stalks were cut by a In the ].950s Jamaica was no exception. all countries. machete or cane—knife, the leafy top severed, and the dry trash removed from the millable cane. Bundles of cane stalks were later manually loaded on to vehicles Except in Hawaii, where heavily lodged and tangled two for transport to the factory. everywhere year old crops introduced special difficulties, cane was cut "green until recent times. In Jamaica, no burning of the cane fields was done before 1961 (Shillingford 1974:86). While some small farmers harvest their own cane, most crops are reaped and loaded by wage—labourers, so that the total seasonal labour demand in the crop period is very substantial as we saw in sections 6.1.1.3 and 6.1.2. Under most favourable conditions a good cutter could cut and load up to five tons of cane in an eight—hour day. But in Jamaica the output of a cane cutter seldom exceeded three tons (Mordecai 1967:88). In Jamaica it is customary to carry out the reaping as two distinct operations - cutting and loading — and the work is carried out by two groups of workers (Mordecai 1967:89). The Jamaican sugar sector has now been in a crisis for a long time. Several government commissions have been appointed to inveet±qate the problems of the sugar industry and to propose remedies. One of them was the Mordecai Commission working This Commission carried out scrupulous work presented in a report (Mordecai 1967). As regards information regarding sugar in Jamaica in the l950s and the l960s the Mordecai Report is extremely valuable and has no The Commission dealt also with and possibilities of mechanisation and made very specific recommendations in this respect. in the mid-1960s. For these reasons I will present below some quotations from the Mordecai Report, indicating its diagnosis of the Jamaican sugar industry. (The term sugar industry', in the Report covers both cane agriculture and sugar Development /of the sugar industry! in the modern era, dating from about 1938 was still founded on the premise of an abundance of rural labour and low wage rates: expansion depended on the employment of more and more manual workers for pre—harvesting work, and then for cutting and loading the grown crop for delivery to the factory. But this reliance upon manual labour was soon naturally confronted by problems. The workers became organised into trade union groups, demanding better working conditions and a more generous share of the fruits of their labour. Wage levels steadily — 58 — increased until the weekly pay of a field worker plus intermittent bonus payments is now many times that of 1938.(Mordecai 1967:115). But the trouble is that meantime the market value of the product has not kept pace with the increased wage and material costs. The industry has therefore been confronted by the choice between bringing costs under control by developing methods of increasing the productivity of its manpower and a gradual but certain extinction. The former course has, in some cases many years ago, been taken by Jamaica's competitors in the world market for sugar. Jamaica meantime has made marginal progress in pre—harvesting and loading operations (Mordecai 1967:115). The crucial problem facing the sugar industry is that of high costs. Labour and its supervision represents approximately 60 per cent of total production costs: in comparison with other sugar producing regions the Jamaican industry is highly labour intensive (t4ordecai 1967:204). The sugar industry must solve the twin problem of competition from lower cost producers in external markets, and that of a shrinking supply of labour, particularly cane cutters and loaders, whose productivity is comparatively low. Both estates and cane farmers see their best hope of lowering Costs in more use of mechanical methods of harvesting cane and bulk loading sugar at ports. Other countries whose costs of production are allegedly lower than that in Jamaica, have resorted successfully to such modern methods, under similar pressures and the same doubtful prospects of greatly improved sugar prices (Mordecai 1967:204). 6.2.2 6.2.2.1 The advent of mechanical loading in the 1960s Large—scale introduction of mechanical loading at Monymusk estate In 1957 the first mechanical loader was introduced in Jamaica at the Monymusk sugar estate, owned by WISCO, a Tate & Lyle Company (British). It was a Thomson "Hurrycane" loader mounted on an Allis Chalmers tractor which means that it was a grab- type loader fitted to a crawler tractor. This loader was operated for several years, but only experimentally (Blanchard 1959:51). In the trials the cane was first burnt, then manually cut and laid in heap rows, four rows per windrow. The loader then travelled down the windrow, lifting the cane into tractor carts which were drawn along beside the loader by a second crawler tractor. Five men followed the loader as it passed down the heap row and picked up cane that was dropped or missed by the loader and threw it into the next windrow to be loaded on the way back. The capacity of this loader was approximately 400 tons of cane in a 16—hour day (Blanchard 1959:51). In the 1961 crop the first large—scale commercial conversion to mechanical loading was made in Jamaica at the Monymusk estate. Eight mechanical loaders were introduced. They were Broussard loaders mounted on D4 tractors (Blanchard 1964:78). Simultaneously, harvesting was made more efficient by introducing pre—harvest burning of cane, which increased the daily output of the cutters (Mordecai 1967:120). — 59 — The estate reasons for introducing mechanical loading was a wish to increase the productivity of field labour and to cope with absenteeism and a To counter these problems, the Monymusk estate had been forced to employ numbers far in excess of standard requirements. Where, for example, in theory, a force of 1,130 cane cutters would, have been required to reap the 1960 crop, the turnover was 4,096. In the previous year the turnover was 4,333 cutters (Mordecai 1967:120). large turnover of workers which were severe problems for the estates. 1960, the West Indies Sugar Company, at their Monymusk estate began paying compensation to over 800 workers whose services would no longer-be required as a result of the plans to loading. At the same time notice was served that about 400 less cane cutters and a number of dray contractors and their employees also would no longer be required for the 1961 crop. This had the effect of reducing the crop employment by a fifth (Central Planning Unit 1961:26). In September The Cabinet decided to have a limited study done of those people who were displaced by mechanisation to find out :the circumstances in which they were placed and the rate at which they were being absorbed into other jobs. The survey was Con— ducted during November 1960. Some of the main findings of the study were: The number of persons affected by mechanisation definitely exceeded earlier 1. At least 1,600 persons were directly affected and if one applies the dependency ratio- of the survey (1 bread—winner to 3.6 dependants) the total number affected exceeded 7,000. estimates. A large proportion of these persons had been "attached" to the estate for a 2. long time and depended to a large extent on earnings from the crop for their living; some 60 per cent had been living in the Monymusk area for over ten years. 3. At the time of the survey much of the severance pay had been spent although not many had alternative employment. Only 23 per cent of all persons enumerated was "at work" during the reference week. For those persons under 30 years of age only 14 per cent were "at work". The majority were self—employed as there seems to have been few jobs available at the time. 4. The majority reported that they were living off the severance pay and even those "at work" suggested that they had to draw on savings and the severance pay to supplement earnings. 5. Nearly 30 per cent of those receiving severance pay between September and October had left the area by November. Nearly a third of those that could not be found were known to have migrated to the UK. 6. On the basis of the intentions stated it would seem that about 26 per cent of those interviewed contemplated migrating to the UK in addition to those already gone. Twenty-six per cent intended doing farming on their own account. Some contemplated using the severance pay to help in purchasing land, fishing gear or trucks. About 14 per cent planned doing other self—employed work besides farming such as: higglering, petty trading and trucking. Only 11 per cent of those interviewed planned getting a job and 18 per cent had plans which they could not disclose. • — 60 — 7. Enumerators reported tension in the area and a general restlessness on the part of the workers, although there were no incidents during the survey (Central Planning Unit 1961:34—35). According to the Mordecai Report, the impact on employment on the Monymusk estate was severe. From a weekly average of 7,038 field workers employed in 1959, the number plummeted successively to 5,579; 3,658; 2,785; 2,939 and rising to 3,128 in 1964. The average number In 1965 the average for the crop rose to 3,246. of field workers out of season fell similarly: from 3,798 in 1959 to 1,866 in 1965. Aggregate earnings of field workers rose from £825,371 (excluding bonus) in 1959, to £1,131,145 in 1964. Fewer people were earning more money. Severance of £150,000 was paid, but it took several seasons for the "surplus" labour force in the surrounding area to settle down again or migrate (Mordecai 1967:120). Table 6.3: Harvesting costs at Monymusk (mechanical loading) and Frome (manual loading) estates 1961-66 (pounds per ton) Monymusk Frome 1961 1.61 1.56 1962 1.87 1.53 1963 1.45 1.60 1964 1.50 1.60 1965 1.66 1.86 1966 1.53 1.84 Source: Note Wage inc. average 8 1/3% Minimum wage increase (Douglas) average 8 1/3% Mordecai 1967:121. The output per man was 109 tons in 1959 (manual) and 536 tons in 1964 (mechanical). Average earnings per field worker of £33 in 1959, became £203 in 1964 — the latter being an average of green—cane cutters £105 and burnt-cane cutters (Mordecai 1967:121). The swing in Monymusk harvesting costs following the adoption of mechanised loading in 1961, indicates that after a necessary period for operational adjustments, substantial savings can be expected. In table 6.3 harvesting costs at Monymusk are compared with its sister estate, Frome, where hand loading was the From 1962 onward (the "teething" year) the Monymusk harvesting costs practice. showed a relative downward trend (Mordecai 1967:121).. 6.2.2.2 Mechanical loading and employment Accordingly, mechanical loading probably reduces harvesting costs which is not very surprising when one mechanical loader easily replaces between 30 and 40 Simultaneous with the mechanisation at manual loaders (Shillingford 1974:14). Monymusk, the US embargo on Cuban sugar resulted in an expansion of sugar production in Jamaica. Many estates reported a shortage of both manual cutters and loaders in the mid— In spite of the very high levels of unemployment in the towns, 13 estates Nine estates reported out of 18 reported shortages of cane cutters during 1965. 1960s. — 61 — shortage of manual cane loaders in the same year. For 1966 the corresponding figures were 12 and 9 and for 1967 10 and 7 respectively..(Annual Report 1967:101). Thus there was a shortage of manual labour for agricultural work in a country where the actual unemployment was very high. This can probably be explained by the heavy and non-stimulating character of manual harvesting in combination with low status and pay. The Mordecai Commission reported in 1967 that: The estates have had increasing difficulty during recent years in maintaining Some complain of a shortage of cutters, In order to alleviate the situation, most estates have introduced some measure of mechanical loading(Mordecail967:l27).. their field workers at full strength. others have trouble obtaining loaders. In the middle of the same decade, mechanical loading also attracted the attention of the large cane farmers (Mordecai 1967:89). The Cane Farmers' Association stated that by 1967, the degree of mechanisation on about 15 cane farms who had resorted to mechanical loading, was just sufficient to offset the decline in the available labour force. But the Mordecai Commission was unable to form any opinion on the degree of redundancy of workers on commercial cane farmers' lands, since no data was available (Mordecai 1967:204). The number of mechanical cane loaders rose quickly and so did the proportion of the crop that was mechanically loaded. In 1960, very little cane was mechanically loaded whereas approximately 30 per cent of the 1967 crop was loaded mechanically In 1969—71 the percentages were 66, 76 and 91 respectively. (Mordecai 1967:116). (Shillingford 1974:41; van Groenigen 1972:96). As we have seen, the potential of mechanical loading for displacing field workers was very strong. However, the Jamaican sugar production increased in the Thereby the potentially drastic impact of the mechanical first half of the l960s. loaders on employment throughout the industry was to some extent mitigated by the Where manual loaders were displaced by expanding demand for manual cutters. machines they could be absorbed in cutting gangs which were short of labour. The first introduction of the loader led to mass redundancy of workers and This was due to the very rapid change over to mechanical large social problems. loading on the Monymusk estate. It also resulted in a large severance pay bill Because of this, other estates have introduced mechanical loaders Mechanical loaders have also more gradually as labour shortages have occurred. allowed management to cope with the shortage of cutters by enabling it to shift manual loaders to cane cutting. In spite of this, however, some redundancy has occurred in the continuing process of loading mechanisation (Shillingford 1974:73). 6.2.2.3 Mechanical loading, extraneous matter and cane cleaning Over the past 20 years, cane harvesting and loading practices in Jamaica have changed drastically. Whereas cane was once cut green, de-trashed and bundled by hand to be passed into field trailers and secured by sling chains, the practice now is to burn the cane—fields, arrange the cut cane in rows on the ground and load the cane mechanically. — 62 — Mechanical loading — particularly push-pile loading — normally leads to an increase in the amount of extraneous matter, like soil, stones, trash, etc., in the cane delivered to the factories. This may damage the equipment and reduce the crushing rate as well as sugar extraction in the factories. Such a deterioration in the quality of the cane occurred with the introduction of mechanical loading at Monymusk in 1961. A similar experience was reported by New Yarmouth, following the wider adoption of mechanised loaders by farmers supplying that factory. The remedy employed in both cases was to install a cane—washing plant (Mordecai 1967: 107—8). - At Monymusk rudimentary cane washing with water was introduced in 1962, i.e. A fullone year after the massive implementation of mechanical cane loaders. scale washing system along the lines of the Hawaiian plants, but reduced in complexity, was installed for the 1963 harvest (Blanchard 1964:78). Such cane- washing facilities are expensive to operate, utilise precious water and leach juice from the cane. 6.2.3 6.2.3.1 Cane cutting in the l970s Burning of cane fields A ripe sugar cane field consists of the sugar stems or stalks, their leafy tops and a mass of dead leaves free or adhering to the stems. These cane leaves, both dead and green, have to be eliminated in the harvest operation. To effect this, controlled burning of cane fields has been introduced in recent years. up to 1961, all cane was cut green in Jamaica, but by 1969, nearly 70 per cent was burnt before harvest (Shillirigford 1974:86). Accordingly, pre-harvest burning was the general practice in Jamaica in the The main reason for introducing burning was to increase the output of the manual reapers. It is said to double the productivity of a manual cane cutter. (Shillingford 1974:80). Burning also facilitates the work of loading machines and combine harvesters. As mentioned in section 2.2, however, burning also has negative consequences and is a highly debated issue. 1970s. 6.2.3.2 Trials with cane harvesters in the early l970s In section 6.2.2.2 it was mentioned that the majority of the sugar estates reported shortages of manual cane cutters and loaders in the mid—1960s. The estate owners and their Sugar Manufacturers' Association (SMA) argued before the Mordecai Commission, which investigated the Jamaican sugar industry in 1966, that conversion to mechanical harvesting was necessary and inevitable. The SMA proposed that the industry be permitted to import one or more harvesters for experimental purposes. This was also recommended by the Mordecai Commission. After these recommendations and upon a representation to the Government by the sugar manufacturers, the Jamaican Labour Party Government in 1967 agreed to the importation of up to five mechanical harvesters for use in trials to be carried out under the auspices of the Sugar Research Department of the Sugar Manufacturers' Association (Lee and van Groenigen 1973:183). — 63 — The experiments with mechanical harvesters had two elements: 1. A short-term programme for the introduction of wholestalk harvesters. This type of machine only replaces the manual cane cutter and it does not affect the system of loading and transportation. Heavy, recumbent and brittle cane were considered severe limitations of these machines. 2. A long-term programme for the introduction of combine harvesters. The combine harvester was expected to be the final solution, as it was considered capable of handling a large range of yields without, including a high percentage of extraneous matter' in the cane sent to the factory (SMA 1970:35). Three machines were imported: a soldier type wholestalk cutting machine called Cameco "Cost-Cutter" and two chopper type combine harvesters, a Massey—Ferguson machine, model M-F 201 and a Wyper Brothers machine, Don Mizzi 740. During the 1970 crop the SMA tested two mechanical harvesters, the Cameco "Cost—Cutter" and the M-F20l (van Groenigen 1970:57). (a) The Cameco "Cost—Cutter" harvester The machine is a Louisiana—type, also called soldier—type or wholestalk harvester. It is designed for relatively light, erect crops which prevail under the conditions in Louisiana. Green cane is gathered by the gathering chains and brought upright for topping by the adjustable topper. After topping, the cane is held erect by conveying chains as the machine passes over the cane until the base cutter cuts the stalks at ground level. The cane is then carried by the machine and deposited in the heap—row by A maximum of six rows can be piled across two banks in the heap— sticker chains. The subsequent The cane is then burnt in the pile to get rid of the trash. row. loading of the cane can be done by hand or by a mechanical (push-pile) loader. The harvester is powered by a Cat D 330 diesel engine. It is a tall, somewhat unstable, three—wheeled machine. The maximum recommended operating side slope is Lee and van Groenigen 1973:183). 8 per cent (SMA 1970:44; The Cameco was imported in 1970 from Louisiana to meet the short—term aim of the programme as the machine replaces only the manual cutter in the existing In 1970 operations were planned for the Bernard Lodge estate, harvesting system. owned by the United Fruit Company, "but the labour situation at this estate was such that management decided to postpone the mechanical harvesting operations and finally called them off" (SMA 1970:44). Instead the machine operated at Worthy In 1971 and 1972 it was tried at 4 additional estates. Park and Trelawny estates. (b) The Massey-Ferguson 201 harvester This machine The M-F 20]. combine harvester was described in section 5.2.3.4. was introduced to the export market in 1970, after one year of commercial operation in Australia. The machine tried in Jamaica was actually one of the first two In Jamaica the M—F 201 units that operated outside Australia (Briscoe 1970:24). machine worked at Frome estate in 1970 and at Monymusk 1970—72. estates were owned by WISCO at the time. Both these — 64 — (c) The Don Mizzi 740 harvester The promising operations of the H-F 201 during the 1970 crop led to the introduction of another Australian combine harvester, the Don Mizzi 740, which is substantially different from the H—F 201. The Don Mizzi is not considered an allpurpose machine, but may have a place under special conditions. The main reason for this is the side mounting of the machine on a tractor which is normally a disadvantage, but has advantages on steep land. However, the basic principles of the two machines are very similar. This machine operated at Monymusk in 1971 and at Worthy Park and on the Jamaican sugar estates in 1972 (SMA 1970:47; SMA 1971:55). (d) Evaluation Approximately 75 per cent of estate-managed and about 60 per cent of privately farmed cane lands are adaptable for mechanical harvesting. The average cost of adaptation including the investment for land forming and reblocking to improve irrigation and drainage efficiencies, is estimated at £32 per acre, ranging between £5 and £50 (Lee and van Groenigen 1973:184). Average cane yields in Jamaica are 30-35 tons per acre, but yields of 40—55 tons per acre are common in plant cane and first ratôons. Where yields are high (35— 45 tons per acre) the cane has a very heavy, leafy top and a high degree of recumbency occurs, especially after burning. Some brittleness causing stalks to break before being cut by the base—cutters has been experienced. This has led to cane losses, especially with the wholestalk machine (Lee and van Groenigen 1973: 184). Satisfactory performance of the Cameco "Cost—Cutter" can be expected in erect cane with a yield under 35-40 tons per acre. In addition, flat lands or gently rolling land without deep twigs or quarter drains are required (van Groenigen 1970:63). Because of the severe limitations concerning cane yield and recumbency the machine is only suitable for a small proportion of the cane acreage in Jamaica (SMA 1970:47). In other words, the Cameco did not handle fields with average Jamaican satisfactorily (Lee and van Groenigen 1973:185). Both the M—F 201 and the Don Mizzi 740 have proven to be capable of handling the variety of crcp and field conditions present in Jamaica (Lee and van Groenigen 1973:186). The Don Mizzi machine seems capable of handling most of the cane grown in Jamaica (SMA 1971:64). The Massey-Ferguson machine has shown its ability to work under Jamaican conditions without basic modifications. It can quite satisfactorily handle the vast majority of the cane grown in Jamaica. Limitations are the conditions of the fields (SMA 1970:43; van Groenigen 1970:60). In an evaluation of the three years of mechanical cane harvesting trials in Jamaica, the following conclusions were drawn (Lee and van Groenigen 1973:189, 190, 201, 202). 1. Wholestalk mechanical harvesting, a method which would fit better into the present harvesting system and organisation than combine harvesting, cannot be considered until a suitable machine becomes available. 2. Combine harvesters are able to harvest cane grown under Jamaican conditions. 3. In order to lay a sound basis for the acceptance of the combine harvesting machinery available on the world market, field and crop conditions will have to Without these preparations, harvesting Costs will be exorbitant. be improved. — 65 4. — Combine harvesting will require high investments in auxiliary equipment and factory yards. It asks for personnel for the operation and maintenance of machines and for organisational skills. These factors are scarce at the present and without preparations to overcome this problem, successful harvesting does not seem economical. 5. The 1973 cost for manual cutting and mechanical loading was approximately 1.20 Jamaican dollars1 per ton. The actual cost incurred by the M—F 201 during the 1972 operations was 2.08 dollars per ton. This cost was reached when operating under less than ideal conditions. The maximum capacity of The cost the machine was not utilised which also led to higher cost. estimated for improved Jamaican conditions was 1.45 dollars per ton and the Australian machine manufacturers' (Massey—Ferguson) estimate for a fully developed system was 0.82 dollars (SMA 1972:43). Costs of mechanical combine harvesting even under improved Jamaican conditions are presently considerably higher than the cost of hand cutting plus mechanical loading. Rising labour costs and/or unavailability of labour for hand cutting will eventually make mechanical harvesting inevitable (Lee and van Groenigen. 1973:189). It is hoped that eventually mechanical harvesting will reduce the steep rise in harvesting costs which is presently being experienced (Lee and van Groenigen 1973:190). The trials with combine harvesters around 1970 did not result in commercial introduction and all cane was still being cut manually by means of machetes in Jamaica in 1981. 6.3 Analysis of the actual choices of techniques in Jamaica In section 5.3 the choice of techniques in sugar cane harvesting in Cuba was analysed. Here a similar analysis will be carried out for the case of Jamaica. It is based upon the theoretical considerations in sections 2.1 and Chapter 4 as well as on the empirical material presented earlier in this chapter. 6.3.1 Structure and actors Figure 6.1 summarises the situation in terms of structure, actors and choice For reasons of lucidity arid comparison, the corresponding information regarding Cuba in figure 5.1 is also repeated here. Thus figure 6.1 summarises the situation in terms of structure, actors and choice of techniques in the four spatio—temporal situations focused upon in this study. Figure 6.1 is based upon the descriptive sections in Chapters 5 and 6. of techniques in Jamaica in the late 1950s and the late l970s. In September 1969 the Jamaican dollar (J$) replaced the Jamaican pound as the official currency. The Jamaican pound was divided into shillings and pence after the imperial British system. The Jamaican dollar is divided into 100 cents. — 66 — Figure 6.1: Structures, actors and actual choices of techniques in Cuba and Jamaica in the late l950s and around 1980 respectively Time Country Late 1950s 1. CUBA Capitalism Around 1980 USA Socialism USSR 12-15% unemployment negligible unemployment Plantations Small cane farms State farms Sugar workers and unions The State and its agencies Sugar workers and unions Small cane farms No mechanisation of cutting or loading 3. JAMAICA 2. Capitalism UK The State and its agencies Cutting mechanised by 45 per cent. Loading almost completely mechanised 4. Capitalism USA About 15% unemployment About 27% unemployment Plantations Plantations Small cane farms Small cane farms Sugar workers and unions Cane co-operatives The State and its agencies Sugar workers and unions The State and its agencies No mechanisation of cutting or loading Cutting not mechanised at all. Loading almost completely mechanised . . Structurally, Jamaica was an underdeveloped capitalist country with a high rate of unemployment in the 1950s. It was a British colony (until 1962) and heavily dependent politically, economically and technologically upon the UK. The most important actors in Jamaican cane agriculture in the late l950s were the' in Cuba during the same time period, as we can see in figure 6.1 "Plantations" included those 18 sugar cane producing estates which were attached to the same numsame as ber of sugar factories and the limited number of large cane farms run independently of sugar factories. Some of these farms operated on a larger scale than the smaller estates, but they were not classified as such because they did not have their own Both estate owners and large farmers employed a considerable sugar factories. number of field workers. Thus, the plantations represented large—scale private capitalist agriculture. The estate owners were the dominant actors in the Jamaican sugar industry around They were organised in the Sugar Manufacturers' Association (SMA) which was Some of the largest the strongest institution in the Jamaican sugar industry. estates were controlled from abroad. 1960. Just as in Cuba, the independent cane farmers, who were organised in the In the mid— Cane Farmers' Association (CFA), were quite a heterogeneous group. l960s, 420 cane farmers supplied 60 per cent of all farmers' cane while 2,300 Thus the vast majority of the approximately 30,000 farmers supplied 76 per cent. independent cane farmers — which are designated "small cane farmers" in the table — grew only a few acres of cane, mainly by means of their own labour and without Accordingly these small—scale peasants who owned their farms employed workers. and tools were simple commodity producers. - — 67 — The average of non—staff field workers employed on sugar estates during the harvesting season was approximately 35,700 in 1955. In 1967 23,000 workers were employed in the fields and factories of the sugar estates and 9,000 by the larger cane farmers. of the workers were organised in the Bustamente Industrial Trade Union (BITU) and the National Workers' Union (NWU) respectively. Although the State did not play a dominant role in the l9SOs, it imposed some regulations upon the sugar sector, most importantly through the Sugar Control Board. The State and its agencies must therefore be mentioned as a fourth actor. In the late 1950s all cutting and loading of sugar cane was carried out manually in Jamaica. No mechanical equipment to accomplish these tasks existed in the country, except for one cane loader used for experimental purposes. In terms of the array of actors in sugar cane agriculture, some changes had In the late 1970s, foreign capital had, to a large extent, been with- occurred. drawn from cane production in Jamaica and the category of plantations had been reduced to 12 sugar estates and a limited number of cane farms. Also in terms of the volume of cane production, the foreign control of cane production had decreased. The SMA had been dissolved which reflects the decline of the influence of the estates which no longer occupied a clear position of leadership in the industry. In the mid—1970s about 15,000 independent cane farmers remained, i.e. the number had decreased to a half. One hundred and seventy—six farmers produced 67 per cent of all farmers' cane in 1974. Thus the majority of the independent cane farms were small ones just as around 1960. A new type of cane production unit had emerged through the transformation of the three largest foreign-controlled estates into 23 primary cane co—operatives; these produced almost one-third of all cane in Jamaica. These represented a new kind of actor in Jamaican cane agriculture. The workers participated themselves in the management of their production units. Thus, self-management had replaced private capitalist cane agriculture on a considerable portion of Jamaican cane acreage. However, in 1981 the co-operatives were dissolved. State participation and control had increased considerably, for through the formation of the Sugar Industry Authority (SIA) and extensive direct ownership. The character of the Government had changed from conservative (JLP) in the l960s to reformist socialist (PNP)in 1972 and back to conservative (JLP) again in 1980. Sugar estates and cane farms in the mid-1970s employed about 30,000 workers and the position of the unions had been strengthened since the L960s. Although trials with combine harvesters were carried out in the early 1970s, this did not result in their commercial introduction, and all cane cutting was still carried out by means of machetes in the late 1970s. In the case of cane loading, however, almost complete mechanisation had been achieved during the early 1970s. — 68 — 6.3.2 Interests of actors regarding mechanisation In the 1950s and 1960s the plantation owners expressed a strong interest in the mechanisation of cane loading and cutting because of shortages of harvest For example, workers at many plantations and for reasons of productivity and profit. a mechanical cane loader could replace between 30 and 40 manual loaders and the The small cane farmers had no possibilities of productivity gains were large. mechanisirig on their own and therefore no interest in mechanisation. The peculiar coexistence of shortages of harvest labour and a very high (20—30 per cent) general rate of unemployment - discussed in section 6.2.2.2 - can at least partly be explained by the extremely arduous character, low pay and The workers and unions were low status of the job of harvesting cane manually. reluctant to accept mechanical loaders and harvesters because of the - well founded risk of increased unemployment. Thus the attitude of the workers was, on the whole, But some of them were also quite confused, since the workers who were negative. laid off were offered substantial severance pay (Central Planning Unit 1961:26). In the 1950s the Government prohibited the use both of mechanical loaders and combine harvesters on the grounds that they would displace labour and aggravate an If the capitalist already critical unemployment problem (Shillingford 1974:70). state in Jamaica is understood as an actor guaranteeing the coherence of the society but also balancing various social interests in the society, it was — in this periodthus acting in the. interests of the workers. 6.3.3 Mechanical cane loading In the case of cane loading, however, trials - but not commercial introduction with mechanical loaders were allowed by the Government and carried out at the Monymustk sugar estate in the late l950s. Information about and access to mechanical loaders were no problems for WISCO - the owner of the Monymusk plantation - since such machines were widely used in other countries and could readily be bought on the world market. During the experiments WISCO also accumulated knowledge about how to operate and maintain the machines and how to organise the use of them properly. These abilities are not very difficult ones to appropriate since the loading machines are not very complicated and since they could quite easily be fitted into the traditional harvesting system. Accordingly, we have a situation in which five of the six conditions defining a social carrier of mechanical cane loaders were fulfilled with respect to plantations. Although the structure of the socio-economic system and the sugar industry was such that the plantation owners were the dominant actor in sugar agriculture, they did not have enough power to introduce mechanical cane loaders massively, because of the government prohibition, combined with — and perhaps also motivated by — the resistance of the workers and unions. This resistance was, in turn, motivated by the structural phenomenon of high unemployment. In 1960 when the State changed its position, and decided to allow imports of mechanical cane loaders for commercial use, the power balance between the plantation owners and the workers shifted in favour of the former. The plantation owners had become social carriers of mechanical cane loaders. — 69 — massive introduction of cane loaders at Monymusk led to large redundancies and severe social problems for the workers who were made superfluous. However, A the mechanical loader spread quite fast to other plantations, both estates and large cane farms, and already in 1971 about 90 per cent of the crop was mechanically loaded. 6.3.4 Mechanical cane cutting As mentioned earlier, a shortage of manual cane cutters was reported by a majority of the sugar estates in the mid—1960s. This gave rise to the argument for the estate owners and their Sugar Manufacturers' Association (SMA) to use in their evidence to the Mordecai Commission in 1966 that conversion to mechanical harvesting was necessary and inevitable. Their arguments were summarised in the Mordecai Report, and some of them were: - the shortage of manual field labour at many estates and large cane farms; - that —. that about a quarter of the cost of a ton of cane were costs for manual harvesting; in Jamaica a much greater number of man—hours were necessary for harvest- ing than in competing countries; - that the pressure for higher wages could only be countered by increased harvest mechanisation, and that such mechanisation was inevitable if the standard of living for sugar workers were to be improved (Mordecai 1967:118-119). However the SMA found it impossible to estimate with precision the savings in costs which would accrue from the use of mechanical harvesters on all estates (Mordecai 1967:119). In retrospect it seems that they — at the time — overvalued • the advantages in the short run and disregarded many of the problems associated with the introduction of combine, harvesters. • The reduction. TheMonymusk example was presented in section 6.2.2.1 above. in the number of workers was severe during quite a short period of time. On this basis it is understandable that the unions were negative to increased field mechanisa— (The wage of a tion. However, the wages at Monymusk also increased considerably. machine operator is several times higher than that of a manual cutter or loader.) There seemed to be a choice for the unions between saving all jobs and keeping some of them at higher wages. If all workers who lost their jobs because of mechanisa— tion could have been secured other jobs, this would not have been a dilemma, but because of the structural characteristics of the Jamaican economy this was not possible. If unemployment continues to be one of the major problems of Jamaica, the unions will also continue to be negative about increased mechanisation. - Thus the labour unions organisationally tried to resist the mechanisation of cane cutting. The sugar workers also constituted a threat to mechanisation in a more anarchic manner. This is indicated by the following quotations: The planned programme to cut cane at Bernard Lodge and Caymanas estates was postponed and finally cancelled as enough suitable cane was not available at Caymanas, and it was thought that the operations of the machine might increase labour unrest in the area (SMA 1972:37). - 7Q Travelling — of the machine could be reduced by parking the harvester in the field or at a nearby farm, but this seems to be risky (van Groenigen 1970:58). The interest of the workers and unions in preventing mechanisation was also a considerable obstacle to mechanisation thanks to the strong power position of the unions. The close relation between unionised labour and the two parties is also important basis for the position of power of the unions, each of the two principal unions being associated to one of the two big political parties. (The BITU to the JLP and the NWU to the PNP.) It could be mentioned that unions seem to care only about the employment con— sequences of the choice of technique. This is understandable in a country characterised by high unemployment. However, the content and character of the jobs as well as the wages paid are very different in, for example, manual and mechanical The character of the jobs, as well as the technical training of harvesting. harvest workers, would be revolutionised through mechanisation. In line with the arguments of the SMA, the Mordecai Commission recommended to the Government that the sugar industry should be permitted to explore and pursue a policy of the gradual extension of the use of mechanical harvesters, and that a limited number of mechanical harvesters should be introduced for testing (Mordecai 1967:226). Until the late l960s, the Government had prohibited the import of mechanical cane harvesters. The JLP Goverment's negative attitude to sugar cane harvest mechanisation "was said to be due to a concern for ... particularly the employment effect" (Shillingford 1974:210). Just as in the case of loading, the Government changed its position from support of the interest of the workers into support of the cane capitalists' demand for experiments, after pressure from the latter. Two Australian and one US produced harvester were imported and comprehensive trials were carried out by the SMA in This constituted an important change in government policy in the the early l970s. field. The experiments showed that the machines worked well in a technical sense and would be able to harvest most of the cane grown in Jamaica. However, the cost per ton during the experiments, i.e. in the short run, was higher for combine harvesting than for handcutting combined with mechanical loading at prevailing wages. Accordingly combine harvesters were shown to be unprofitable at the level of the firm (plantation) — at least in the short run. their interest in the mechanisation of cutting. Thereby the plantation owners lost Accordingly no actor with an This is sufficient explanation for the interest in harvest mechanisation remained. fact that still no mechanical cutting is being carried out in Jamaica. All cane is still manually cut by means of machetes. After the trials in the early l970s there was simply no actor in Jamaica which could be transformed into a social carrier of combine harvesters since the condition of interest was not fulfilled by any actor at all. It could be mentioned that the trials had indicated that the conditions of organisation, information, access and knowledge were fulfilled in the case of plantation owners. The condition of power would probably have been fulfilled if — 71 — the Government had supported a demand from plantation owners to introduce combine harvesters commercially. However a discussion like this is quite hypothetical s'ince no one had an interest in the mechanisation of cutting. fulfilled even for the plantation owners. This condition was not Although the lack of interest is a sufficient explanation to the present lack of mechanical cutting in Jamaica, there are several factors that have possibly contributed to this situation. Below I will list several such factors without evaluating their relative importance. - From 1966 to 1976 the amount of cane harvested decreased from 4.8 million tons to 3.6 million tons which in turn led to decreased demand for manual cutters. In the l970s Jamaica experienced a continuously deepening economic crisis. - The general unemployment rate increased and thereby probably the scarcity of of rural manual labour decreased. - Another aspect of the economic crisis is the Lack of foreign exchange which made the importation of expensive harvest machinery difficult. The price of such machinery has also increased. In the light of the increased unemployment, the opposition of the workers and unions to mechanisation has increased and their arguments against it have been strengthened. - The dominant influence of the private estates in the 1960s has diminished Not only has the interest of the private units to mechanise decreased, but so has their power to do so. For example foreign drastically. • companies, which were the main advocates for mechanisation in the l960s are no longer present in Jamaica, and the SMA does not even exist as an organisation. Instead large parts of the sugar processing industry have been nationalised and These were overmuch of the cane was farmed by co-operatives until 1981. staffed and had interests that were quite different from those of private For example, for the co—operatives the objective estates and cane farmers. of securing employment for their members was, in the short run more important than increased productivity. was minimal in the late 1970s. Thereby their interest in mechanised cutting Because of their financial difficulties, their possibilities to get access to harvesting machines would also have been small. - In the l960s the Government involvement and control over the sugar industry was very limited. Through the structural changes in the industry during the last decade, this has changed and the sugar processing industry has gradually been developing into a government-controlled one. The major part of the sugar Thus the factories has now been taken over by a government—operated company. direct influence of the Government in the sugar industry has increased radically. But the character of the Government also changed somewhat when the social demoThe objective of decreasing cratic PNP took over from the conservative JLP in 1972. unemployment was a very important one for the PNP Government. (However, it was not, successful in this respect, as we can see in table 6.1.) Mechanisation of cutting was in conflict with this objective. The close links between the PNP party and one of the unions (NWU) may also have made the Government even more reluctant to allow the mechariisatiori of cutting. In an interview in 1979, a PNP government official even argued for a decrease in the level of mechanisation (in cane loading) in order (Interview in:January 1979 with Minister of State, Richard to create more jobs. Flatcher, Ministry of Finance. Mr. Flatcher is a former chairman of the Sugar Industry Authority.) — 72 7. 7.1 - AN ANALYTIC COMPARATIVE ANALYSIS Summary of determinants In sections 5.1 and 6.1 I have described the structures within which the actual choices of techniques have taken place, i.e. the stage upon which the actors — also identified and discussed in these sections — of techniques in sugar cane harvesting. interact and influence the choice The actual choices were also described in some detail. In sections 5.3 and 6.3 I discussed the determinants of the actual choices of cane harvesting techniques in Cuba arid Jamaica with the help of the analytical and theoretical considerations presented earlier. In this chapter I will try to make some analytical comparisons, i.e. compare determinants of the actual choices of cane harvesting techniques in Cuba and Jamaica from the late l95Os to the late 1970s. Accordingly, the analysis in sections 5.3 and 6.3 is a precondition and a point of departure for the analytical comparisons which will be attempted in this section. Therefore the results attained in the analysis are first summarised in figures 7.1 and 7.2. In interpreting these figures it is appropriate to study them in relation to figure 6.1 presented in section 6.3.1. Some temporal analytical comparisons within countries have already been implicitly made in sections 5.3 and 6.3 respectively. This also includes inter— system comparisons in the case of Cuba, but as far as cross—country analytical comparisons are concerned, practically nothing has been said so far. Since the number of theoretically possible comparisons between determinants is quite considerable, the discussion below has to be restricted to some of them. For reasons of shortness, I will therefore deal with cane loading very briefly and concentrate more on comparisons between the determinants of the choice of techniques for the task of cutting cane. Further, the discussion will be focused upon the three most important actors (plantation owners, the State and the unions) among the six possible. Among the six conditions defining a social carrier of techniques, there will be some concentration on the condition of interest. — 73 — Figure Interest in harvest mechanisation by actors in Jamaica and Cuba 7.1: JAMAICA CUBA Cutting Loading 1958 Cutting and loading From 1960 Late 60s Mid70s Before From 1959 1961 Plantations + + + — + § State farms § § § § § + Small cane farms — — — — — + — — — - — + State and its agencies — + — — — + Co—operatives § § § — § § Workers and unions ** * + = The actor has an interest. - = The § * actor has no interest. = Not relevant. However, the State gave permission to trials around 1970. ** The larger ones had an interest in harvest mechanisation. Figure 7.2: Conditions defining a social carrier of techniques fulfilled or not fulfilled in the cases of plantation owners in capitalist Cuba and Jamaica and state agencies in socialist Cuba JAMAICA CUBA Plantation owners State agencies Loading 1958 Cutting Cutting and loading Loading Cutting From 1960 Late 60s Mid— Before 1959 Before 1964 After 70s — + + + + + + + + + + 1960s l970s + + 1964 Interest + + + Organisation + + + Power — + + Information + + + + ? ? + Access + + + + — — + — + Knowledge + + + + ? + ? + + = Condition - = Condition * * fulfilled. not fulfilled. For trials only. + + + + — 7.2 724 — Cane loading In order for a technique to become introduced, it is necessary that some actor has an interest in doing so. In the case of cane loading, the plantation owners had an interest in mechanisation in the late 1950s in both countries. In Cuba this interest was taken over by the State — and its agencies and farms — when the land was transferred from the plantation owners through the agricultural reforms (see figure 7.1). In Jamaica all the conditions defining a social carrier were fulfilled for plantation owners in the very early l960s. agencies from 1964 (see figure 7.2). place in both countries. In Cuba they were satisfied for state Thereby rapid processes of mechanisation took One difference was that the social carriers of mechanical cane loaders were not the same in the two countries. This is a reflection of the different socio—economic structures in the two countries, of the different sets of actors, as well as of the differing relations between them,-for example in terms of relative power. Another important difference between the processes of loading mechanisatiort in the two countries was their relation to the structural phenomenon of unemployment. In Jamaica mechanisation of loading led to extensive redundancies and large social problems for those workers laid off. In Cuba the process of the mechanisation of loading was simultaneous with a rapidly decreasing general rate of unemployment. The latter was a consequence of the expansion of other sectors in the economy, an expansion connected with the construction of socialism. Therefore, the process of mechanisation did not result in increased unemployment in Cuba. In many other respects these processes were quite similar in the two countries. Another observation is that the interest in mechanisatiori in Cuba was practically unanimous. In Jamaica the small cane farmers had no direct interest in mechanisation and, in particular, the unions opposed it. flict issue. In Jamaica it was, accordingly, a con- This reflects the employment consequences discussed above, but also that the character, role and position of the unions were different in capitalist Jamaica and socialist Cuba. This issue is addressed further in the discussion of the mechanisation of cane cutting below. 7.3 Cane cutting In the case of cane cutting, the picture was different and more complex. Before the Cuban Revolution, the plantation owners were the only actors to have an interest in implementing combine harvesters and many experiments were actually carried out. They were not successful, however, since the plantation owners did not have access to an efficient machine which suited Cuban conditions. After the Revolution all the actors in sugar cane agriculture had an interest jr-i the mechanisation of cane cutting. Then the State — and its agencies and farms was the completely dominant actor because of the structural changes, the changes in the set of actors and the changes in terms of power between them. The main obstacle to mechanisation was the same as during the prerevolutionary period — the — 75 — State did not have access to a suitable harvester during the whole of the 1960s. This is indicated by a "minus" concerning access to cutting machines in the 1960s in figure 7.2, and a "minus" in this figure is an obstacle which constitutes a bottleneck for the process of mechanisation. In a policy of pursuing mechanièation it thereby constitutes a point of intervention. Accordingly, the analysis carried out in this study has direct policy implications. For example, an actor with an interest in introducing a certain technique and with ambitions to become a social carrier of it must, in its strategy or policy to achieve this, concentrate upon those of the six conditions defining a social carrier which are not fulfilled. These are different for various actors but also for similar or corresponding actors situated in various structural environments (see figure 7.2). In a strategy, the missing conditions must be identified by the policy maker and the means to overcome these obstacles must be sought. The state agencies in Cuba certainly used a lot of resources in trying to eradicate the problem of access in the 1960s. as well as others — In the early 1970s, this problem — was solved and all of the six conditions were fulfilled. The degree of mechanisation increased rapidly during the 1970s. In Jamaica in the mid 1960s, the plantation owners pressed for the mechanisa— tion of cutting but they were the only actors that had an interest in introducing combine harvesters. After demands from the plantation owners, however, the Government allowed the import of harvesters for experiments around 1970. Thereby, all conditions necessary for the introduction of combine harvesters seemed to be fulfilled for plantation owners (see figure 7.2). When the experiments had been carried out, the results made the plantation owners change their minds, i.e. they lost their subjective interest in the mechanisa— tion of cutting. The reason was that combine harvesters were shown to be unprofit- able for plantation owners in the short run, as compared to hand cutting combined with mechanical loading. In the mid 1970s we thus had a situation where none of the actors in sugar cane agriculture had an interest in the mechanisation of cutting. Accordingly, all actors in Cuba and none of the actors in Jamaica had an interest in the mechanisation of cutting in the 1970s. Thus there was harmony of interest among actors in both countries but it was consensus about opposing things. This striking difference must be attributed to the differences in terms of the character of the socio—economic system and the employment situation between the two countries. 7.3.1 Profitability of mechanical cane cutting under capitalism and socialism and the crucial role of time Why was the mechanisation of cutting profitable in socialist Cuba but not in capitalist Jamaica? The answer is that it was unprofitable in both cases — least in the short run. at Whether it was profitable in Cuba and would have been profitable in Jamaica in a longer time perspective is not easy to say. However,. it is crucial to note that the answer to the question stated above is highly related to time. It can by no means be answered without specifying the time period. — 76 — The fact that the variable of time is central in a process of technical change should be of no surprise. Generally speaking, all large—scale processes of technical change and the generation of technical skills and capabilities are a question not of years, but of decades. In the context of developing countries, this gestation period is normally longer than for industrialised ones. No mechanisation of cutting was introduced in Jamaica because in trials it was shown to be unprofitable for plantation owners in the short run. However, the mechanisation achieved in Cuba cannot be attributed to short—term profitability either. On the contrary, the strong efforts to mechanise cutting in Cuba in the l960s certainly implied large costs. For example, as many as 680 units of the indigenously designed MC—l harvester were produced, and more than 1,000 machines were imported from the Soviet Union. Neither of these models worked satisfactorily. In other words, during the first decade of failed attempts, the costs were quite substantial and the benefits were practically nil. Mechanisation of cutting in Cuba was certainly not profitable in the short run. Why then was the policy of mechanisation in Cuba so intensively continued? Was it because the Cuban Government had made a cost—benefit analysis indicating that mechanisation would be profitable in a time perspective of perhaps 15 or 20 years? Given the fact that large—scale processes of technical change is a question of decades in developing countries, this would have been a correct procedure However, such a long—term cost—benefit analysis was not — made in Cuba. to my knowledge — From five—year plans and public statements by Cuban government officials, it is evident that the decision makers had an overly optimistic view of the costs and benefits of the mechanisation of cane cutting and of the time period necessary to achieve this. estimated. The problems of mechanisation were greatly under- The strong Cuban interest in mechanisation from the early 1960s was accordingly partly based upon an incorrect perception of the problems and possibilities of mechanisation. A second explanation for the intense interest of the State was the absolute shortage of harvest labour. a non—economic one; A third relevant factor was the socialist—humanistic objective to abolish the arduous non— stimulating and dirty job of manual cane cutting. In an attempt to explain the differences in the mechanisms of choice and implementation of combine harvesters between the two countries, the differences in terms of structural conditions and the character of the relevant actors can be pointed out. If failures on a scale experienced in Cuba had occurred In Jamaica, the plantation owners would have changed policy in time or gone bankrupt. Private companies of this size in a capitalist country can normally not survive comprehensive losses over such a long time period. But in Cuba the socio—economic system was socialistic and the character of the relevant actor was very different. The interest of the State in mechanisation not only remained in spite of the failures, the State also had possibilities to continue the efforts. In other words, in a socialist country the State can sometimes do — 77 — things which are impossible for a private company in a capitalist country since the structural constraints to which they have to adapt are quite different. example, the State - in For both socialist and capitalist countries — can run an unprofitable activity for a longer period of time than a private company. Given that comprehensive processes of technical change and the building up of a technological capability take decades before they can become profitable, they can accordingly more easily be implemented by a socialist State than by a private If such processes are socially profitable in the long run, capitalist company. socialism has, in this respect, an advantage over capitalism since larger risks can be afforded. The experience in Cuba also reveals that there can be disadvantages with socialism as compared to capitalism as regards the introduction of new techniques. An example is the failure of the massive introduction of the Cuban MG—i and the Soviet combine harvesters in the 1960s. attempts to introduce new techniques. thereby the cost — of Mistakes are of course a natural part of However, there is a risk that the size — and the mistakes become larger in centralised socialist countries since a decision to implement a machine often concerns a larger number of production units than if one capitalist plantation owner makes an unsuccessful attempt. This is the negative side of the fact that larger risks can be taken under socialism. Of course, the size of the mistakes could have been reduced if the models • implemented had been tested more thoroughly before the decision was made to • implement them on a large scale. However, this was not done in Cuba in the 1960s, probably because mechanisatiori was so urgently needed and desired by the Government. It has already been mentioned that during the l96Os large costs were connected with the failed attempts in Cuba. It took about 10 years before the first benefits could begin to be reaped from the breakthrough in mechanical cutting. I will not try to estimate here whether the total costs and benefits of the mechanisa— tion of cutting in Cuba balanced in 1976, in 1980 or will balance in 1984 or 1988. Such calculation would require reliable data for a large number of variables. In addition, certain spin—off consequences would have tobe estimated, for example the economic value of the skills and capabilities generated in the process of mechanisatiori. Generation of technological capability 7.3.2 I will now address the question of capability generation. It is often not included as a benefit whenprofitabilities of various choices of techniques are • estimated, although such benefits can — economic terms. in the long run — be very substantial in However, the costs of generating technical skills and capabilities are normally included in such calculations. What is at issue here are the skills to operate, maintain, repair, design and produce capital goods. The first three of these elements are relevant for all sectors of industrial, agricultural and service production, where capital goods are used. goods. The latter two are directly and exclusively related to production of capital — 78 — A development of an indigenous technological capability to use capital goods may be both a precondition for and a consequence of a certain choice of techniques. In the case of sugar cane harvesting, technical capability is never an obstacle to the choice of machetes for cane cutting. But at the same time, such a choice does not support the development of a technological capability in the sector. is a more or less static situation in terms of skills and capabilities — productivity and high employment. The result with low For the choice and implementation of combine harvesters, the capability to operate, maintain and repair the machines is a necessary condition. Simu.Ltaneously, such a choice serves as a generator of further technical capability which can also be used in other sectors of the economy. Pro- ductivity is also increased and employment drastically reduced. In Jamaica, the choice of the machete implied the permanence of an extremely skill level of the labour force engaged in cane cutting. In Cuba, many thousand harvester operators were trained andanation—wide system for the maintenance and repair of the harvesters was established. Attempts to design and produce harvesters indigenously also started in Cuba as early as the early l960s. The first attempts failed, but in the late l960s the Libertadora was designed exclusively by Cuban engineers and in the late 1970s the massive production of harvesters started in Cuba with Soviet assistance. Thus the policy of the mechanisation of cutting in Cuba had repercussions in other sectors. In particular, it meant the development of indigenous capital goods production geared to the sugar industry. Accordingly, mechanisation of cane cutting led to a considerable generation of technical skills and capabilities in Cuba which had practically no equivalent in Jamaica. The success of the Cuban mechanisation efforts in the 1970s is certainly not diminished by the fact that the harvesting machines are now produced within the country. It shows that a technological capability has been built in the country not only as far as the operation, maintenance and repair of harvesting machines is concerned, but also for developing and manufacturing such equipment. - This capabiltiy to design and produce harvesters means first of all that the Cuban dependency on imports of capital goods has decreased in this sector. This has of course had positive effects on the balance of payments, but it also means that the equipment can be custom—designed, i.e. designed to directly suit the conditions specific for Cuba. Such custom—design is particularly important in agriculture, where specific conditions in terms of topography, climate, soils, varieties grown, etc. demand local design or adaptation of machines. In the long run it will probably prove even more important that this capability can serve as a basis for the mechanisation of other sectors of agriculture and also for designing and producing equipment for Cuban industry. However, it is practically impossible to estimate the value of these spin—off benefits in economic terms. Let me, in some more detail, discuss the efforts to design and produce sugar. cane harvesters in Cuba. — 79 — The Libertadora story is an example of a machine which was developed and designed exclusively by Cubans and then taken over by a capitalist company in a West European country which improved the model somewhat, started serial arid then exported it to more than 30 countries. Why did the Cubans then give the patent rights to West Germany? situation of Cuba must be mentioned in this context. national isolation were still important facts. The general The US embargo and the inter- Another factor was the problems in harvesting the record zafra of 1970 which underlined the importance of rapid 'mechanisation. But the underlying factor was that the Cuban mechanical industry at that time simply could not produce such complicated pieces of equipment on a large scale. (Interview in February 1981 with Engineer Luis Fonseca, Vice Minister in Ministerio de la Industria Sidero—Mecanica (SIME).) KT—l chassis was used for the Cuban Libertadora p00. deficiencies in the mechanical industry. Earlier I mentioned that the The simple reason was Just to mention one example, at this stage of its development, Cuba did not possess a good technical capability in the field of hydraulic components which the production of the Libertadora 1400 demanded. One obvious con:lusiosn of the Libertadora story is that it is not enough to have the capability to design an efficient machine. mechanical industry capable of producing it. One must also have a The mechanical industry is very central if a developing country Is to overcome the dependency on other countries in this respect. The mechanical industry is crucial for the long—term development process In developing countries. To build up some capabili.ty in this field should be a basic element in the development strategies in most countries. Another lesson is that it is sometimes more simple for a developing country to design a machine indigenously than to produce it on a large scale. To design a machine and make a prototype, one needs half a dozen engineers and technicians and a workshop with a limited number of skilled workers. To produce a couple of hundred units of complicated machines, a developed mechanical industry is needed with sophisticated machine tools, etc. in A technical capability is also required — the form of large numbers of engineers, technicians and skilled workers — many subfields like electrical components, hydraulics, etc. within The requirements of organisational capability are also large in order to co—ordinate the manufacture (and importation) of thousands of components all the way through to their final assembly. The fact that the Claas Company was interested in producing the Libertadora, as well as their production and sales record, certainly indicates that the Cuban engineers had managed to design a machine of a high quality in comparison with others existing on the world market. However, except for the reduced price on the harvesters bought from Claas, Cuba has not profited from this success in the longruri. It may be whether it would not have been better for Cuba to secure the pro— duction of the machine by means of a licensing agreement if co—operation with a capitalist company was considered necessary. rights in the long run. Then Cuba could have kept the patent - 80 - Another option would have been to have had the Libertadora produced in a socialist country. This would have defended Cuba from price Increases on the machines, which was probably whatoccurred after the expiration of the contract with the Claas Company. More Importantly, the learning process which the produc- tion of a complicated machine constitutes could then have been used more efficiently as a basis for further improvements and for the continuing building up of a technical capability in the field of the design and production of cane harvesters. The design of the Libertadora harvester was a part of the very strong Cuban From the mid-60s Cuba efforts to mechanise cane harvesting from the early 1960s. was also assisted by the Soviet Union in these efforts. But still the breakthrough was achieved by a machine designed and produced in, Australia (see section 5.2.3.4). This does not imply that the Cuban efforts were On the contrary, they resulted in great achievements later in the in vain. mechanisation process. What this experience does indicate, however, is that it is not an easy task to build up an indigenous technical capability in a developing It also indicates that the time lag between the initiation of the country. efforts and large--scale results is long when it concerns equipment with a high degree of complexity. A decade was necessary before an efficient combine harvester could be designed in Cuba, but almost two decades were needed before large—scale manufacturing of (KTP-1) harvesters could be carried out in Cuba - with Soviet assistance. The KTP—l was the result of a genuine co—operation. On the basis of a Cuban prototype and with the help of both Cuban and Soviet knowledge and experience, this machine was developed for Cuban use in both Cuba and the Soviet Union. Initially, it was produced in the Soviet Union. Again, the deficiencies of the Cuban mechanical industry were probably the main reason for the manufacture outside Cuba. However, en important element of the continuing Soviet—Cuban collaboration was that the location production of the KTP—l was Tfloved from the Soviet Union to Holguin in eastern Cuba. The factory and its equipment were supplied by the Soviet Union and the Soviet specialists also assisted in the construction work. The preparations started in 1972 and the factory was inaugurated in July 1977. From July 1977 until the end of 1981, 1,661 machines had been produced — 601 of these were produced in 1981 (60 Aniversario 1982:1). Thus the factory had reached its potential capacity of 600 units a year in 1981, after some difficulties in the starting—up phase. Simultaneous with the starting of the Holguin factory, the pro— duction of KTP—l harvesters for Cuba in the Soviet Union was reduced and it was terminated in 1979 or 1980. The Holguin factory is now the biggest cane harvester factory in the world; about three times as large as the Massey Fergusson one and the KTP—1 is the cane harvester model which exists in largest numbers in the world. — 81 — In the beginning of 1981 there were still about 50 Soviet technicians and specialists in the Holguin factory to assist the Cubans in the use of the complex About 300 components used in the harvester were also still imported equipment. These included — from the Soviet Union. of course — complex elements like the engine and hydraulic, electrical and pneumatic parts, but 2,200 of the 2,500 components necessary to produce a KTP—1 combinada are manufactured in the factory (Trabajadores 1981). Thus the factory certainly does not only assemble the On the contrary, it is a very good example of capability building harvesters. within the mechanical industry in a developing country. The research and development efforts in the field of cane harvesters have, of An improved version of the KTP—l already exists in prototype course, continued. form and was tested at the end of the 1970s. During the next few years the production of this model (KTP-2) will start and will substitute the KTP—l. implies comprehensive and complicated factory. This the work and layout of the Holguin Simultaneously research work on the third generation of KTP harvesters is being carried out. Six engineers, some technicians and 40 skilled workers are dedicated to this investigatory work, but a prototype does not yet exist (interview with Engineer Juan Rodriguez, Director at Instituto de Investigaciones de Mechanizaciori Agropecuaria (IMA)). The different interests and strategies of workers and unions under capitalism and socialism 7.3.3 As a final element in this explicitly comparative section, I will discuss the role, interest and the strategies of the workers and unions in relation to choice of technique in sugar cane cutting in Cuba and Jamaica. In figure 7.1 we can see that the workers and their unions opposed mechanisation of cane cutting (and loading) in all situations where the structural environment was characterised by capitalism and large unemployment. But as a result of the structural changes accompanied by the Revolution in Cuba, the workers left the heavy task of cane cutting on a massive scale as soon as alternative employment opportunities were created. The Cuban sugar workers and their union had no interest in opposing mechanisation in the 1960s and l970s. to gain from it. On the contrary, they had much There were no longer any social obstacles to mechanisation in Cuba. Obviously the same actor has various interests in different structural environments. In Jamaica the structure of the socio—economic system is still such that the workers and unions must defend the machete and fight against mechanisation to remain employed and fed. A combine harvester replaces about 50 manual cane cutters. Thus the difference in terms of labour intensity is quite large between the two techniques available for cane cutting. However, the choice between them is not an example of a conflict case between labour intensity or employment and profitability in the short run. — 82 — Given the extremely low wages in Jamaica around 1970, it was not profitable for plantation owners to mechariise cutting. And in The machete was more profitable. Cuba mechariisation was certainly not profitable during the first ten years of failing efforts. Thus the machete created much more employment and was more profitable than combine harvesters in the short run. In the long run, the picture becomes much more complex and quite different. I cannot at present make a detailed long-term analysis. However, the following five considerations seem to be relevant in such an analysis. 1. If one assumes a wage considerably above subsistence level — such as in Australia — it is clear that the machete is an inferior technique in terms of economic efficiency and profitability. Thus the continued profitability of the machete in Jamaica presupposes a permanence of an extremely low wage level. Given the competition on the world market and dynamic mechanisation processes in other countries, it can be doubted that the machete will even be efficient enough to generate sufficient income to support the people engaged in cane cutting in the At the same time, we know that,...in the long run, increased productivity long run. and thereby real wages for the workers — will be closely connected to technical progress. 2. - To oppose mechanisation in this case implies a defence of a technique requiring inhuman jobs which the workers reject even at the price of being unemployed. monotonous and 3. It gives no hope for the liberation of man from an extremely heavy, boring job. Simultaneously, the jobs created through the mechariisation of cane cutting, i.e. jobs as operators, repair crew, technicians, etc. are immensely more stimulating and require many more skills than cane cutting. Thus, mechanisa— tion in this case means a tremendous humanisatiori of production and of social life in general. This has a value as such, although. mechanisation also creates a basis for increasing productivity and wages in the long run.' 4. It would be ridiculous to stick to the machete under socialist conditions, since in Cuba people are not willing to carry out the manual cane cutting when alternative employment opportunities are available. 5. In Cuba mechanisation of cane cutting means the beginning of a process of technical progress which will probably diffuse to other sectors of the economy. In Jamaica the choice of the machete implies a perpetuation of a technologically static situation without a basis for a future spiral of' technical change. For these five reasons, absence of the mechanisation of cutting will lead to disastrous results in the long run for the workers. It implies a continuation of underdevelopment both of the country and of the workers. In passing it could be noted that this case contradicts the general thesis expressed by Braverman and others in labour sociology that the use of advanced techniques tends to lead to a degradation of work and dequalification;of the workers (Braverman 1974). — 83 — The workers in capitalist environments still oppose mechanisation. They are For structural reasons they are "forced" trapped in the socio-economic system. to defend the machete — an obsolete and inhuman technique offering no prospect for For them there is a conflict of interest between employment and a better life. survival in the short run and humanisation of work and increased productivity — a few of them — in And if one is only seasonally employed and half the long run. fed, there is only a short run. for Their time horizon can be only one year or less. In other words, they are trapped for material reasons. This is a modern equivalent to Luddism in England during the Industrial Revolution. Accordingly, the variable of time is again crucial. There is an obvious conflict between the short—term and long—term interests of the working class in capitalist countries. In a socialist environment the workers are released from the trap mentioned and there is no need for them to defend an inhuman technique. Thus, in the long run, or in socialist societies, the workers have very different interests. Essentially the differing interests of the same actor in various structural environments and between the short and the long term boil down to a problem of distribution of income. And the main means of distributing income is — in these cases — economic rewards from employment. In Cuba the problem of distribution was gradually solved during the 1960s through a decrease in unemployment. Employment was offered to those previously unemployed and to many of those employed in sugar cane agriculture through Partly this alternative employment expansion of other sectors in the economy. was prvductive and partly it implies lower productivity in these sectors, i.e. disguised unemployment. But the problem of distribution was largely solved. Accordingly, if the problem of distribution could be solved, for example through employment expansion in other sectors — under capitalist or socialist conditions - the workers and unions in Jamaica would have no interest in opposing the mechanisation of cane cutting. If the problem of distribution cannot be solved, the workers and unions will continue to oppose mechanisation. If they are not successful in their resistance — because of a weak position of power — it will have disastrous consequences for most of them in terms of increased unemployment in the short run. 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World Bank (1978b): "Report and Recommendation of the President of the International Bank for Reconstruction and Development to the Executive Directors on a Proposed Loan to the Sugar Industry Authority with the Guarantee of Document of the World Bank Jamaica for a Sugar Rehabilitation Project". Report No. p—2210—JM, 26 Jan., 1978. "60 Aniversario de la Revolucion de Octubre factory has 60 Aniversario (1982): turned out 1661 KTP—1 cane harvesters since it opened in 1977", in Granma Weekly Review, 17 Jan., 1982. - — 87 — PPOGPAMME WORIP EMPLOYMENT P?OGFAMME and coffee production WP.i L.D. Smith arid C.F. Brown February 1c74 WP.2 The choice of er.d employment in the textile industry WP.3 Thai activities. in heavy road construction Am ergonomic pilot study Howard Pack March 1974 Eriksorin P. N. Lundgren April 1974 WP.4 WP.5 WP.6 Mass production of dwellings in Colombia: A case study P. Strassmanri Capital—labour substitution possibilities: A review of empirical research effects of Indirect .3. Imdustrialised systems building for developing countries: A discouraging prognos is P. Strassmann July 1974 Concept arid measurement of labour- A.S. Ehalla intensity WP.9 WP.iO Gaude May 1974 industry in WP.7 April 1974 technology, construction August 1974 P. wages and employment August 1974 A Philippines case study of labour—capital substitution Deepak Lal September 1974 in road construction of farmers' WP.1l education on agri- productivity and employment: A case s4udy of Punjab and Haryana States of India (1960—1972) WP.12 The green mechanisatio.n and cultural role W?.13 road :1 of design in the choice of chnigues D.P. Chaudhri October 1974 Iftikhar Ahmed January 1975 G.A. Edmoncis February 1975 — 88 Selection of road projects and the identification of the appropriate road construction technology: General considerations WP.15 A framework for data collection on road construction G.A. Edmonds Narch 1975 wp.16 The Green Pevolution in Bangladesh: Adoption, diffusion and distributional question Iftikhar Ahmed June 1975 WP.17 A planning model incorporating tech— nological choices and non—homogeneous supplies of labour J. Gaude June 1975 WP.18 Organisation, consumer time and tech— nology in services A.S. Bhalla and J. Gaude July 1975 WP.19 Low—cost technology, cost of labour management and industrialisation WP.20 Can-making techniques in Kenya, Tanzania and Thailand WP.21 A case study of alternative techniques for open-top can manufacture in Thailand Bell, C.M. Cooper, P. Kapliasky October 1975. P.M. Bell, C.M. Cooper, I.Z. Bhatty December 1975 on employment of change in I.Z. Bhatty WP.214 Technologie et emploi dans le secteur de P. Ferchiou WP.23 The effect technology in tea and coffee planta— tions in India. Part B — Tea la construction en Tunisie December 1975 and P. Lakhoua December 1975 WP.25 Technological development and rcle of Nam Kee Lee December 1975 WP.26 The role of services it incrsasing capacity utilisation: The case of Tanzanian manufacturing industry S.M. Wangwe December 1975 WP,27 Local capability and preparedness for appropriate technology transfer to developing countries N.M. Sun December 1975 P and D institutes in developing countries - The Korean case -- A.S. Bhalla July 1975 P. Kaplinsky WP.22 The effect on employment of change in technology in tea and coffee planta— tions in India. Part A — Coffee - Allal February 1975 E-0003-25.:1 ... . — WP.28 89 - in :ran Agricultural V.P. Nowshirvani March 1976 construction of irrigation works WP.30 Structure of the agricultural machinery and implements in industry to :r.an WP. 31 and technology transfer and The case of the agri— cultural machinery industry in :ran M.i. Hussain WP.32 Technology, products and income distri— bution: A conceptualisation and appli— cation to sugar processing in :naia WP.33 in Kenya of small 3. James August 1976 V.P. Nowshirvani March 1977 V. F. Now shirvani March 1977 November 1977 3. Capt and Fdmonds December 1977 G.A. Techno.ogical linkages between formal and informal sec4ors of manufacturing md ustries WP,35 Technology from the formal to the infornial sector: The case of the auto-repair industry in Ghana appropriate for a basic WP. 36 needs WP,37 National appropriate technology groups a preliminary and WP. y empico en la agroindustnial de azucar en .8 Cambio produccior Tucuman WP. t Pguipmeiit for labour—based road ccnstruction WP.L41 scope for application indigenous works WP.42 in A.N. Hakam July 1978 A. S. Bhalla August 1978 A.K.N. Peddy September 1978 Manuel Mora Y Araiyo y Dcra tlaleysia lftikhar Ahmed October 1978 3. Howe and I. Barwell November 1978 Hussain and upgrading of M.I. — November 1978 the case of of manufacturing technology in leather and brick industries :1 March 1978 Orlansky October 1978 WP.39 Technolog5cal change and the condition of rural women: a preliminary assess— m n Susumu Chee Peng Lim December 1978 — 90 WP.43 The effect of higher oil prices on technology and employment in Pakistan M. Ahmed January 1979 The technological and employment implications of higher oil prices: a case study of Sri Lanka Marga Institute, Sri Lanka January 1979 The changing patterns of intersectoral technological linkages in the rural machinery industry in China Jon Sigurdson January 1979 Technological change and rural women a conceptual analysis Amit Bhaduri January 1979 - WP.47 Technical co—opera!ion between large and small firms in the Filipino automobile industry Susumu Watanabe Narch 1979 wp.48 (with Jobs and Skills Programme for Bernd Balkenhol April 1979 Africa) Small contraci-ors: untapped potential or economic impediment? observa- tions on the construction industry in Canieroon, Niger and Sierra Leone WP.49 On the production of appropriate technology Henry J. Bruton WP.50 Impacts of higher oil prices on India Ashok V. Desai September 1979 WP.51 The generation and dissemination of appropriate technologies in developing Ainilcar 0. Herrera October 1979 countries: WP.52 June 1979 a methodological approach Some economic implications of higher oil prices: the case of Bangladesh WP.53 Organising for technology appropriation: an approach to appropriate technology Islam November 1979 Geoff Lamb December 1979 i irple mentation WP.54 Inter—sectoral linkages in the metal engineering industry in Kanpur, India T.S. Papola R.S. Nathur December 1979 WP.55 Technological linkages in the Mexican garment industry .Alfonso Nercado WP.56 Consumer, income distribution and appro- Fong Chan Onn March 1980 priate technology: the case of bicycle manufacture in Malaysia WP.57 Energy options for low—lift irrigation pumps in developing countries — the case of Bangladesh and Egypt - — January 1980 David Birch J.R. Pydzewski April 1980 — 91 WP.58 Technological linkages in the Egyption cotton weaving industry Hatem El Karanshawy Mohained Sakr April 1980 WP.59 Product choice and poverty: a study'of the inefficiency of low-income consumption and distributional impact of product changes J. James May 1980 WP.60 Technological choice, employmen+ genera— consumer +ion, income distribution demand: the of furniture making in W.J. House Nay 1980 Kenya wP.61 Technology and rural wom€n in Africa Marilyn Carr July 1980 Ahmed Sulinian Au Scme technological issues of informal July 1980 sector industries in Khartoum Asit K. Biswas WP.63 Labour-based technology for large irrigatior. works: problems and prospects August 1980 WP.62 WP.64 Farm innovations, agricultural growth and employment in Zambia WP.65 Technology, employment ar.d basic needs in leather industries in developing countries Institutional factors and government policies for appropriat.e technologies in B.H. Kinsey August 1980 Arie Kuyvenhoven August 1980 Shinichi Ichimura September 1980 South—Fast Asia Vernon W. Puttan WP.67 Institutional factors affecting the October 1980 generation and diffusion of agricultural Issues, concepts and analysis 'echnoic'gy: WP.68 Technology for construction and maintenance of irrigation and drainage N.H. Amer October 1980 in Egypt: a preliminary assessment WP.69 Development and application of indigenous A. Khair S. Sc. Dutt 10W—COSt technology to minimise water M.A. Pahman losses due to seepage in irrigation October 1980 case of Bangladesh canals: WP.70 aspects of the construction G.A. Edmonds works WP.71 industry in developing countries Market structures, industrial organisa— and technology WP.72 Energy policy and the iion of E-0003—25 :1 social objectives October 1980 David J.C. Forsy+h October 1980 C. Baron October 1980 — 92 - WP.73 Construction industry in Ghana G. Ofori October 1980 Appropriate products, employment and A.K.A. Nubin in Bangladesh: a case study of the soap industry October 1980 income distribution WP.75 Technology policy and development financing: observations on some institutional constraints in Africa B. Balkenhol October 1980 WP.76 Farm equipment innovation for smallholders in semi—arid Kenya: a conceptual G. Nuchiri October 1980 empirical analysis. and WP.77 Choice of appropriate technique in the African bread industry with special E. Chuta January 1981 reference t.o Sierra Leone. WP.78 Income redistribution, technology and employment in the footwear industry, a case study in Kumasi, Ghana G.A. Aryee WP.79 A conceptual framework for the analysis of the effects of technological change on rural women Ann Whitehead WP. 80 Farm • wP.81 innovations and rural industrialisation in Eastern Africa: January 1981 June 1981 B. F. Johnston July 1981 An overview External development finance and choice of technology A.G. Fluitman and J. White July 1981 WP.82 Capital goods and technological change: Some theoretical and practical issues from Africa Thandika Nkandawire July 1981 WP.83 Transport technology for the rural areas of India National Council of Applied Economic Research, India July 1981 WP.814 Implications of a Basic Needs Strategy for the Edible—Oil Industry Padha Sinha, S.P. Sinha, G.P. Nishra and Gautam Pingle July 1981 WP.85 New technologies in newspaper production in developing countries and their labour and social implications Rex Winsbury September 1981 WP.86 'rechnologies for rural women's activities Y. Stevens October 1981 - Problems and prospects in Sierra Leone - • -. E-0003—25:1 V — 93 — wP.87 P.ural women, their activities and tech— nclogy in Ghana: An overview Eugenia Date-Eah WP.88 Transport technology ard employment in rural Nalaysia John D. Smith December 1981 WP.89 Passenger transport in nested iogik. WP.90 model The cor.structior. Karachi: a October 1981 Nateer. Thobani December 1981 industry in Sri Lanka S. Ganesan January 1982 WP.91 Technology and employment in the capital goods industry in Ghana WP.92 Technological innovations capital goods inaustry: WP.93 structure, technology: evidence and WP.94 Linsu Kim in Korea's a micro analysis February 1982 industrial organisaticn J.L. Enos February 1982 Concepts, methods and impact cf income redistribution en technology and employment in the metal utensils A.A. Aboagye February 1982 sector of India WP.95 National ?esearch Systems and the Generation and Diffusion of Innova— tions: The Horticultural Industry T.S. Papole and p.C. April 1982 N.J. Dorling June 1982 in Kenya WP. 96 Technical Change in Sugar Cane Harvesting - a comparison of Cuba and Jamaica E_0003-25:1 (1958—80) C. Edguist July 1982