10179/13 - consilium

Transcription

10179/13 - consilium
COUNCIL OF
THE EUROPEAN UNION
Brussels, 29 May 2013
10179/13
ENV 473
WTO 123
COVER NOTE
from:
date of receipt:
to:
No Cion doc.:
Subject:
European Commission
24 May 2013
General Secretariat of the Council
D026908/02
Commission Regulation (EU) No .../.. of XXX amending Council Regulation
(EC) No 338/97 on the protection of species of wild fauna and flora by
regulating trade therein
Delegations will find attached Commission document D026908/02.
________________________
Encl.: D026908/02
10179/13
DG E 1A
KS/am
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EN
EUROPEAN
COMMISSION
Brussels, XXX
D026908/02
[…](2013) XXX draft
COMMISSION REGULATION (EU) No …/..
of XXX
amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna
and flora by regulating trade therein
EN
EN
COMMISSION REGULATION (EU) No …/..
of XXX
amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna
and flora by regulating trade therein
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to Council Regulation (EC) No 338/97 of 9 December 1996 on the protection
of species of wild fauna and flora by regulating trade therein 1, and in particular Article 19(5)
thereof,
Whereas:
EN
(1)
Regulation (EC) No 338/97 lists animal and plant species in respect of which trade is
restricted or controlled. Those lists incorporate the lists set out in the Appendices to
the Convention on International Trade in Endangered Species of Wild Fauna and Flora
(CITES), hereinafter ‘the Convention’.
(2)
At the 16th meeting of the Conference of the Parties to the Convention, held in
Bangkok, Thailand, in March 2013, certain amendments were made to the Appendices
to the Convention.
(3)
The family Platysternidae spp. has been included in Appendix I to the Convention (the
only species in the family Platysternon megacephalum was previously listed in
Appendix II).
(4)
The following species have been deleted from Appendix I to the Convention:
Thylacinus cynocephalus, Onychogalea lunata, Caloprymnus campestris, Chaeropus
ecaudatus, Macrotis leucura, Lophura imperialis and Campephilus imperialis.
(5)
The following species have been transferred from Appendix II to Appendix I to the
Convention: Trichechus senegalensis, Geochelone platynota, Chitra chitra, Chitra
vandijki and Pristis microdon.
(6)
The following taxa have been transferred from Appendix I to Appendix II to the
Convention: Vicugna vicugna (population of Ecuador; with annotation) and
Tympanuchus cupido attwateri.
(7)
The following species have been included in Appendix II to the Convention: Naultinus
spp. (previously listed in Appendix III), Trimeresurus mangshanensis, Clemmys
guttata, Emydoidea blandingii, Malaclemys terrapin, Cyclemys spp., Geoemyda
1
OJ L 61, 3.3.1997, p. 1.
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EN
japonica, Geoemyda spengleri (previously listed in Appendix III), Hardella thurjii,
Mauremys japonica, Mauremys nigricans (previously listed in Appendix III),
Melanochelys trijuga, Morenia petersi, Sacalia bealei (previously listed in Appendix
III), Sacalia quadriocellata (previously listed in Appendix III), Vijayachelys silvatica,
Dogania subplana, Nilssonia formosa, Nilssonia leithii, Palea steindachneri
(previously listed in Appendix III), Pelodiscus axenaria (previously listed in
Appendix III), Pelodiscus maackii (previously listed in Appendix III), Pelodiscus
parviformis (previously listed in Appendix III), Rafetus swinhoei (previously listed in
Appendix III), Epipedobates machalilla, Carcharhinus longimanus (with annotation),
Sphyrna lewini (with annotation; previously listed in Appendix III), Sphyrna
mokarran (with annotation), Sphyrna zygaena (with annotation), Lamna nasus (with
annotation; previously listed in Appendix III), Manta spp. (with annotation), Yucca
queretaroensis, Operculicarya decaryi, Diospyros spp. (with annotation; populations
of Madagascar; most of these species were previously listed in Appendix III),
Dalbergia cochinchinensis (with annotation), Dalbergia granadillo (with annotation),
Dalbergia retusa (with annotation; populations of Guatemala and Panama were
previously listed in Appendix III), Dalbergia stevensonii (with annotation; populations
of Guatemala were previously listed in Appendix III), Dalbergia spp. (with
annotation; populations of Madagascar), Senna meridionalis, Adenia firingalavensis,
Adenia subsessilifolia, Uncarina grandidieri, Uncarina stellulifera, Osyris lanceolata
(with annotation; populations of Burundi, Ethiopia, Kenya, Rwanda, Uganda and the
United Republic of Tanzania) and Cyphostemma laza.
EN
(8)
The following species have been deleted from Appendix II to the Convention:
Pteropus brunneus, Caracara lutosa, Sceloglaux albifacies, Rheobatrachus silus,
Rheobatrachus vitellinus, Tillandsia kautskyi, Tillandsia sprengeliana, Tillandsia
sucrei, Dudleya stolonifera and Dudleya traskiae.
(9)
The taxa Rupicapra pyrenaica ornata and Papilio hospiton have been transferred from
Appendix I to Appendix II to the Convention. Those taxa are included in Annex II
(species of Community interest requiring the designation of special areas of
conservation) and Annex IV (species of Community interest requiring strict
protection) to Council Directive 92/43/EEC of 21 May 1992 on the conservation of
natural habitats and of wild fauna and flora 2. Both taxa should therefore remain in
Annex A to this Regulation.
(10)
The following species listed in Appendix II to the Convention are subject to a zero
annual export quota which has been established for specimens removed from the wild
and traded for commercial purposes: Batagur borneoensis, Batagur trivittata, Cuora
aurocapitata, Cuora flavomarginata, Cuora galbinifrons, Cuora mccordi, Cuora
mouhotii, Cuora pani, Cuora trifasciata, Cuora yunnanensis, Cuora zhoui, Heosemys
annandalii, Heosemys depressa, Mauremys annamensis and Orlitia borneensis.
Chelodina mccordi has been maintained in Appendix II with an annotation for a zero
export quota from the wild.
(11)
Annotation #3 for the listings in Appendix II to the Convention of the species Panax
ginseng and Panax quinquefolius has been amended.
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OJ L 206, 22.7.1992, p. 7.
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EN
(12)
Annotation #9 for the listing in Appendix II to the Convention of the species Hoodia
spp. has been amended.
(13)
Annotation #12 for the listing in Appendix II to the Convention of the species Aniba
rosaeodora has been amended.
(14)
The annotation for the listings in Appendix II to the Convention of the species
Aquilaria spp. and Gyrinops spp. has been replaced by a new annotation #xx.
(15)
None of the Member States has entered a reservation in respect of any of those
amendments.
(16)
At the 16th meeting of the Conference of the Parties to the Convention, new
nomenclatural references for animals were adopted.
(17)
After the 16th meeting of the Conference of the Parties to the Convention, the
following species has been included in Appendix III to the Convention: Hynobius
amjiensis.
(18)
The provisions of Regulation (EC) No 338/97 are only designed to apply to live
specimens of invasive alien species and this should be clarified in the annotations
relating to those species.
(19)
In order to implement into EU law the amendments made to Appendices I, II and III to
the Convention, the Annex to Regulation (EC) No 338/97 should be amended
accordingly.
(20)
Regulation (EC) No 338/97 should therefore be amended accordingly. In view of the
extent of the amendments it is appropriate, for clarity purposes, to replace the Annex
to that Regulation in its entirety.
(21)
The measures provided for in this Regulation are in accordance with the opinion of the
Committee on Trade in Wild Fauna and Flora established pursuant to Article 18(1) of
Regulation (EC) No 338/97,
HAS ADOPTED THIS REGULATION:
Article 1
The Annex to Regulation (EC) No 338/97 is replaced by the text set out in the Annex to this
Regulation.
Article 2
This Regulation shall enter into force on the third day following that of its publication in the
Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
EN
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EN
Done at Brussels,
For the Commission
The President
EN
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EN
ANNEX
‘ANNEX
Notes on interpretation of Annexes A, B, C and D
1.
(a)
by the name of the species; or
(b)
as being all of the species included in a higher taxon or designated part thereof.
2.
The abbreviation ‘spp.’ is used to denote all species of a higher taxon.
3.
Other references to taxa higher than species are for the purposes of information or classification only.
4.
Species printed in bold in Annex A are listed there in consistency with their protection as provided for
by Council Directive 2009/147/EC 3 or Council Directive 92/43/EEC 4.
5.
The following abbreviations are used for plant taxa below the level of species:
(a)
‘ssp.’ is used to denote subspecies;
(b)
‘var(s).’ is used to denote variety (varieties); and
(c)
‘fa.’ is used to denote forma.
6.
The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the
Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and
9. Where none of these annotations appears, the species concerned are not listed in the Appendices to
the Convention.
7.
(I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is
included in Appendix I to the Convention.
8.
(II) against the name of a species or higher taxon indicates that the species or higher taxon concerned
is included in Appendix II to the Convention.
9.
(III) against the name of a species or higher taxon indicates that it is included in Appendix III to the
Convention. In this case the country with respect to which the species or higher taxon is included in
Appendix III is also indicated.
10.
‘Cultivar’ means, following the definition of the 8th edition of the International Code of
Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular
character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c)
when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be
regarded as such until its category name and circumscription has been formally published in the latest
edition of the International Code of Nomenclature for Cultivated Plants.
11.
Hybrids may be specifically included in the Appendices but only if they form distinct and stable
populations in the wild. Hybrid animals that have in their previous four generations of the lineage one
or more specimens of species included in Annexes A or B shall be subject to the provisions of this
Regulation just as if they were full species, even if the hybrid concerned is not specifically included in
the Annexes.
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Species included in Annexes A, B, C and D are referred to:
OJ L 20, 26.1.2010, p. 7.
OJ L 206, 22.7.1992, p. 7.
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EN
12.
When a species is included in Annex A, B or C, all parts and derivatives of the species are also
included in the same Annex unless the species is annotated to indicate that only specific parts and
derivatives are included. In accordance with Article 2 (t), the symbol ‘#’ followed by a number placed
against the name of a species or higher taxon included in Annex B or C designates parts or derivatives
which are specified in relation thereto for the purposes of this Regulation as follows:
#1
#2
#3
#4
#5
#6
#7
#8
#9
#10
#11
#12
#13
#14
13.
EN
Designates all parts and derivatives, except:
(a) seeds, spores and pollen (including pollinia);
(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in
sterile containers;
(c) cut flowers of artificially propagated plants; and
(d) fruits and parts and derivatives thereof of artificially propagated plants of the genus
Vanilla.
Designates all parts and derivatives, except:
(a) seeds and pollen; and
(b) finished products packaged and ready for retail trade.
Designates whole and sliced roots and parts of roots, excluding manufactured parts or
derivatives, such as powders, pills, extracts, tonics, teas and confectionery.
Designates all parts and derivatives, except:
(a) seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The
exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds
from Beccariophoenix madagascariensis and Neodypsis decaryi exported from Madagascar;
(b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in
sterile containers;
(c) cut flowers of artificially propagated plants;
(d) fruits and parts and derivatives thereof of naturalized or artificially propagated plants of
the genus Vanilla (Orchidaceae) and of the family Cactaceae;
(e) stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated
plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and
(f) finished products of Euphorbia antisyphilitica packaged and ready for retail trade.
Designates logs, sawn wood and veneer sheets.
Designates logs, sawn wood, veneer sheets and plywood.
Designates logs, wood-chips, powder and extracts.
Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.
Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia
spp. material obtained through controlled harvesting and production under the terms of an
agreement with the relevant CITES Management Authority of [Botswana under agreement
No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx] [South Africa under agreement
No. ZA/xxxxxx]’.
Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the
fabrication of bows for stringed musical instruments.
Designates logs, sawn wood, veneer sheets, plywood, powder and extracts.
Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products
containing such extracts as ingredients, including fragrances, are not considered to be
covered by this annotation.
Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative
thereof.
Designates all parts and derivatives, except:
a) seeds and pollen;
b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile
containers;
c) fruits;
d) leaves;
e) exhausted agarwood powder, including compressed powder in all shapes;
f) finished products packaged and ready for retail trade, this exemption does not apply to
beads, prayer beads and carvings.
As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its
hybrids shall be treated in accordance with the provisions of Article 4.1 of this Regulation, this means
that artificially propagated hybrids produced from one or more of these species or taxa may be traded
with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers,
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EN
seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers
of these hybrids are not subject to the provisions of this Regulation.
14.
Urine, faeces and ambergris which are waste products and gained without the manipulation of the
animal concerned are not subject to the provisions of this Regulation.
15.
In respect of fauna species listed in Annex D, the provisions of this Regulation shall apply only to live
specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as
follows to show that other parts and derivatives are also covered:
§1
§2
16.
In respect of flora species listed in Annex D, the provisions of this Regulation shall apply only to live
specimens except for taxa which are annotated as follows to show that other parts and derivatives are
also covered:
§3
§4
EN
Any whole, or substantially whole, skins, raw or tanned.
Any feathers or any skin or other part with feathers on it.
Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems,
seeds/spores, bark and fruits.
Logs, sawn wood and veneer sheets.
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Annex A
Annex B
Annex C
Common name
FAUNA
CHORDATA (CHORDATES)
MAMMALIA
ARTIODACTYLA
Antilocapridae
Bovidae
Mammals
Pronghorn
Mexican pronghorn
Antilocapra americana (I) (Only the
population of Mexico; no other population
is included in the Annexes to this
Regulation)
Addax nasomaculatus (I)
Bos gaurus (I) (Excludes the
Ammotragus lervia (II)
Bison bison athabascae (II)
Antilope cervicapra (III Nepal)
domesticated form referenced as Bos
frontalis which is not subject to the
provisions of this Regulation)
Bos mutus (I) (Excludes the
domesticated form referenced as Bos
grunniens which is not subject to the
provisions of this Regulation)
Wild yak
Bos sauveli (I)
Bubalus depressicornis (I)
Bubalus mindorensis (I)
Bubalus quarlesi (I)
Capra falconeri (I)
Capricornis milneedwardsii (I)
Capricornis rubidus (I)
Capricornis sumatraensis (I)
EN
Antelopes, cattle, duikers, gazelles,
goats, sheep etc.
Addax
Barbary sheep
Blackbuck
Wood bison
Gaur
Bubalus arnee (III Nepal)
(Excludes the domesticated form
referenced as Bubalus bubalis, which
is not subject to the provisions of this
Regulation)
Budorcas taxicolor (II)
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Kouprey
Wild Asiatic buffalo
Lowland anoa
Tamarau
Mountain anoa
Takin
Markhor
Chinese serow
Red serow
Sumatran serow
EN
Annex A
Capricornis thar (I)
Cephalophus jentinki (I)
Gazella cuvieri (I)
Gazella leptoceros (I)
Hippotragus niger variani (I)
Naemorhedus baileyi (I)
Naemorhedus caudatus (I)
Naemorhedus goral (I)
Naemorhedus griseus (I)
Nanger dama (I)
Oryx dammah (I)
Oryx leucoryx (I)
Ovis ammon hodgsonii (I)
Ovis ammon nigrimontana (I)
Ovis orientalis ophion (I)
Ovis vignei vignei (I)
Pantholops hodgsonii (I)
Pseudoryx nghetinhensis (I)
EN
Annex B
Annex C
Cephalophus brookei (II)
Cephalophus dorsalis (II)
Cephalophus ogilbyi (II)
Cephalophus silvicultor (II)
Cephalophus zebra (II)
Damaliscus pygargus pygargus (II)
Gazella dorcas (III Algeria /
Tunisia)
Kobus leche (II)
Ovis ammon (II) (Except for the
subspecies included in Annex A)
Ovis canadensis (II) (Only the
population of Mexico; no other population
is included in the Annexes to this
Regulation)
Ovis vignei (II) (Except for the
subspecies included in Annex A)
Philantomba monticola (II)
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Common name
Himalayan serow
Brooke’s duiker
Bay duiker
Jentink's duiker
Ogilby's duiker
Yellow-backed duiker
Zebra duiker
Bontebok
Cuvier’s gazelle
Dorcas gazelle
Slender-horned gazelle
Giant sable antelope
Lechwe
Red goral
Long-tailed goral
Himalayan goral
Chinese goral
Dama gazelle
Scimitar-horned oryx
Arabian oryx
Argali
Tibetan argali
Kara Tau argali
Mexican bighorn sheep
Cyprus mouflon
Urial
Ladakh urial
Chiru
Blue duiker
Siola
EN
Annex A
Rupicapra pyrenaica ornata (II)
Camelidae
Vicugna vicugna (I) (Except for the
populations of: Argentina [the populations
of the Provinces of Jujuy and Catamarca
and the semi-captive populations of the
Provinces of Jujuy, Salta, Catamarca, La
Rioja and San Juan]; Bolivia [the whole
population]; Chile [population of the
Primera Región]; Ecuador [the whole
population] and Peru [the whole
population]; which are included in
Annex B)
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Annex B
Saiga borealis (II)
Saiga tatarica (II)
Lama guanicoe (II)
Vicugna vicugna (II) (Only the
5
populations of Argentina ( ) [the
Annex C
Tetracerus quadricornis (III
Nepal)
Common name
Abruzzo chamois
Mongolian saiga
Steppe saiga
Four-horned antelope
Camels, guanaco, vicuña
Guanaco
Vicuña
populations of the Provinces of Jujuy and
Catamarca and the semi-captive
populations of the Provinces of Jujuy,
Salta, Catamarca, La Rioja and San
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Juan]; Bolivia ( ) [the whole population];
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Chile ( ) [population of the Primera
8
Región]; Ecuador ( ) [the whole
9
population] and Peru ( ) [the whole
population]; all other populations are
included in Annex A)
Population of Argentina (listed in Annex B):
For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, in cloth and in derived manufactured products and other handicraft artefacts. The
reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words
‘VICUÑA-ARGENTINA’. Other products must bear a label including the logotype and the designation ‘VICUÑA-ARGENTINA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species
included in Annex A and the trade in them shall be regulated accordingly.
Population of Bolivia (listed in Annex B):
For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must
bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-BOLIVIA’. Other products
must bear a label including the logotype and the designation ‘VICUÑA-BOLIVIA-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be
regulated accordingly.
Population of Chile (listed in Annex B):
For the exclusive purpose of allowing international trade in wool sheared from live vicuñas of the populations included in Annex B, and in cloth and items made thereof, including luxury handicrafts and knitted
articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words
‘VICUÑA-CHILE’. Other products must bear a label including the logotype and the designation ‘VICUÑA-CHILE-ARTESANÍA’. All other specimens shall be deemed to be specimens of species included in Annex
A and the trade in them shall be regulated accordingly.
Population of Ecuador (listed in Annex B):
For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must
bear the logotype adopted by the range States of the species, which are signatories to the Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA ECUADOR’. Other products
must bear a label including the logotype and the designation ‘VICUÑA ECUADOR-ARTESANÍA’.
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Annex A
Cervidae
Axis calamianensis (I)
Axis kuhlii (I)
Axis porcinus annamiticus (I)
Blastocerus dichotomus (I)
Annex B
Cervus elaphus bactrianus (II)
Cervus elaphus hanglu (I)
Dama dama mesopotamica (I)
Hippocamelus spp. (I)
Hippopotamidae
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EN
Pudu puda (I)
Rucervus duvaucelii (I)
Rucervus eldii (I)
Cervus elaphus barbarus (III
Algeria / Tunisia)
Mazama temama cerasina (III
Guatemala)
Muntiacus crinifrons (I)
Muntiacus vuquangensis (I)
Ozotoceros bezoarticus (I)
Annex C
Pudu mephistophiles (II)
Hexaprotodon liberiensis (II)
Hippopotamus amphibius (II)
Common name
Deer, huemuls, muntjacs, pudus
Calamian deer
Bawean deer
Indochina hog deer
Marsh deer
Bactrian deer
Barbary deer
Hangul
Persian fallow deer
Huemuls
Central American red brocket
Black muntjac
Giant muntjac
Odocoileus virginianus mayensis Guatemalan white-tailed deer
(III Guatemala)
Pampas deer
Northern pudu
Southern pudu
Barasingha
Eld’s deer
Hippopotamuses
Pygmy hippopotamus
Common hippopotamus
All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.
Population of Peru (listed in Annex B):
For the exclusive purpose of allowing international trade in wool sheared from live vicuñas and in the stock extant at the time of the ninth meeting of the Conference of the Parties (November 1994) of 3249 kg of
wool, and in cloth and items made thereof, including luxury handicrafts and knitted articles. The reverse side of the cloth must bear the logotype adopted by the range States of the species, which are signatories to the
Convenio para la Conservación y Manejo de la Vicuña, and the selvages the words ‘VICUÑA-PERU’. Other products must bear a label including the logotype and the designation ‘VICUÑA-PERU-ARTESANÍA’.
All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.
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EN
Annex A
Moschidae
Suidae
Tayassuidae
CARNIVORA
Ailuridae
Canidae
Moschus spp. (I) (Only the populations
of Afghanistan, Bhutan, India, Myanmar,
Nepal and Pakistan; all other populations
are included in Annex B)
Annex C
Catagonus wagneri (I)
populations of Afghanistan, Bhutan, India,
Myanmar, Nepal and Pakistan, which are
included in Annex A)
Babirusa, hogs, pigs
Buru babirusa
Bola Batu babirusa
North Sulawesi babirusa
Malenge babirusa
Pygmy hog
Peccaries
Peccaries
Tayassuidae spp. (II) (Except for the
species included in Annex A and
excluding the populations of Pecari tajacu
of Mexico and the United States, which
are not included in the Annexes to this
Regulation)
Chacoan peccary
Ailurus fulgens (I)
(All populations except those of Spain
north of the Duero and Greece north of
the 39th parallel. Populations of Bhutan,
India, Nepal and Pakistan are listed in
Appendix I; all other populations are listed
in Appendix II. Excludes the domesticated
form and the dingo which are referenced
as Canis lupus familiaris and Canis lupus
dingo)
Canis simensis
Canis lupus (II) (Populations of Spain
north of the Duero and Greece north of
the 39th parallel. Excludes the
domesticated form and the dingo which
are referenced as Canis lupus familiaris
and Canis lupus dingo)
Cerdocyon thous (II)
Chrysocyon brachyurus (II)
Cuon alpinus (II)
Lycalopex culpaeus (II)
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Common name
Musk deer
Musk deer
Moschus spp. (II) (Except for the
Babyrousa babyrussa (I)
Babyrousa bolabatuensis (I)
Babyrousa celebensis (I)
Babyrousa togeanensis (I)
Sus salvanius (I)
Canis lupus (I/II)
EN
Annex B
Canis aureus (III India)
Red panda
Dogs, foxes, wolves
Golden jackal
Grey wolf
Ethiopian wolf
Crab-eating fox
Maned wolf
Dhole
Culpeo
EN
Annex A
Speothos venaticus (I)
Annex B
Lycalopex fulvipes (II)
Lycalopex griseus (II)
Lycalopex gymnocercus (II)
Vulpes cana (II)
Vulpes zerda (II)
Eupleridae
Cryptoprocta ferox (II)
Eupleres goudotii (II)
Fossa fossana (II)
Felidae
Acinonyx jubatus (I) (Annual export
quotas for live specimens and hunting
trophies are granted as follows:
Botswana: 5; Namibia: 150; Zimbabwe:
50. The trade in such specimens is
subject to the provisions of Article 4.1 of
this Regulation)
Caracal caracal (I) (Only the
population of Asia; all other populations
are included in Annex B)
Felidae spp. (II) (Except for the species
included in Annex A. Specimens of the
domesticated form are not subject to the
provisions of this Regulation)
Vulpes bengalensis (III India)
Common name
Darwin’s fox
South American grey fox
Pampas fox
Bush dog
Bengal fox
Blanford's fox
Fennec fox
Fossa
Falanouc
Malagasy civet
Cats, cheetahs, leopards, lions,
tigers etc.
Cats
Cheetah
Asian Caracal
Catopuma temminckii (I)
Felis nigripes (I)
Felis silvestris (II)
Leopardus geoffroyi (I)
Leopardus jacobitus (I)
Leopardus pardalis (I)
Leopardus tigrinus (I)
Leopardus wiedii (I)
Lynx lynx (II)
Lynx pardinus (I)
Neofelis nebulosa (I)
EN
Annex C
Asian golden cat
Black-footed cat
Wild cat
Geoffroy's cat
Andean mountain cat
Ocelot
Oncilla
Margay
Eurasian lynx
Iberian lynx
Clouded leopard
14
EN
Annex A
Annex B
Annex C
Panthera leo persica (I)
Panthera onca (I)
Panthera pardus (I)
Panthera tigris (I)
Pardofelis marmorata (I)
Prionailurus bengalensis
bengalensis (I) (Only the populations of
Asiatic lion
Jaguar
Leopard
Tiger
Marbled cat
Bengal leopard cat
Prionailurus iriomotensis (II)
Prionailurus planiceps (I)
Prionailurus rubiginosus (I) (Only the
Iriomote cat
Flat-headed cat
Rusty-spotted cat
Puma concolor coryi (I)
Puma concolor costaricensis (I)
Puma concolor couguar (I)
Puma yagouaroundi (I) (Only the
Florida cougar
Costa Rican cougar
Eastern cougar
Jaguarundi
Uncia uncia (I)
Snow leopard
Mongooses
Indian grey mongoose
Indian brown mongoose
Small Indian mongoose
Bangladesh, India and Thailand; all other
populations are included in Annex B)
population of India; all other populations
are included in Annex B)
populations of Central and North
America; all other populations are
included in Annex B)
Herpestidae
Herpestes edwardsi (III India)
Herpestes fuscus (III India)
Herpestes javanicus
auropunctatus (III India)
Herpestes smithii (III India)
Herpestes urva (III India)
Herpestes vitticollis (III India)
Hyaenidae
Mephitidae
EN
Common name
Proteles cristata (III Botswana)
Conepatus humboldtii (II)
15
Ruddy mongoose
Crab-eating mongoose
Stripe-necked mongoose
Aardwolf, hyenas
Aardwolf
Skunks
Humboldt’s hog-nosed skunk
EN
Annex A
Mustelidae
Lutrinae
Annex B
Annex C
Badgers, martens, weasels etc.
Otters
Otters
Lutrinae spp. (II) (Except for the
Aonyx capensis microdon (I) (Only
species included in Annex A)
Cameroon clawless otter
the populations of Cameroon and Nigeria;
all other populations are included in
Annex B)
Mustelinae
Odobenidae
Enhydra lutris nereis (I)
Lontra felina (I)
Lontra longicaudis (I)
Lontra provocax (I)
Lutra lutra (I)
Lutra nippon (I)
Pteronura brasiliensis (I)
Odobenus rosmarus (III Canada)
Otariidae
Phocidae
Procyonidae
EN
Eira barbara (III Honduras)
Galictis vittata (III Costa Rica)
Martes flavigula (III India)
Martes foina intermedia (III
India)
Martes gwatkinsii (III India)
Mellivora capensis (III
Botswana)
Mustela nigripes (I)
Arctocephalus spp. (II) (Except for the
Arctocephalus philippii (II)
Arctocephalus townsendi (I)
Monachus spp. (I)
species included in Annex A)
Mirounga leonina (II)
16
Common name
Southern sea otter
Marine otter
Neotropical otter
Southern river otter
European otter
Japanese otter
Giant otter
Grisons, martens, tayra, weasels
Tayra
Greater grison
Yellow-throated marten
Stone marten
Nilgiri marten
Honey badger
Black-footed ferret
Walrus
Walrus
Fur seals, sealions
Fur seals
Juan Fernández fur seal
Guadalupe fur seal
Seals
Southern elephant seal
Monk seals
Coatis, olingos
EN
Annex A
Annex B
Bassaricyon gabbii (III Costa
Rica)
Bassariscus sumichrasti (III
Costa Rica)
Nasua narica (III Honduras)
Nasua nasua solitaria (III
Uruguay)
Potos flavus (III Honduras)
Ursidae
Ursidae spp. (II) (Except for the
Ailuropoda melanoleuca (I)
Helarctos malayanus (I)
Melursus ursinus (I)
Tremarctos ornatus (I)
Ursus arctos (I/II)
species included in Annex A)
(Only the populations of Bhutan, China,
Mexico and Mongolia and the subspecies
Ursus arctos isabellinus are listed in
Appendix I; all other populations and
subspecies are listed in Appendix II)
Viverridae
Ursus thibetanus (I)
Cynogale bennettii (II)
Hemigalus derbyanus (II)
Prionodon pardicolor (I)
EN
Annex C
Prionodon linsang (II)
17
Common name
Olingo
Cacomistle
White-nosed coati
South Brazilian coati
Kinkajou
Bears
Bears
Giant panda
Sun bear
Sloth bear
Spectacled bear
Brown bear
Asian black bear
Binturong, civets, linsangs, ottercivet, palm civet
Arctictis binturong (III India)
Binturong
Civettictis civetta (III Botswana) African civet
Otter civet
Banded palm civet
Paguma larvata (III India)
Masked palm civet
Paradoxurus hermaphroditus (III Asian palm civet
India)
Paradoxurus jerdoni (III India)
Jerdon's palm civet
Banded linsang
Spotted linsang
Viverra civettina (III India)
Malabar large-spotted civet
Viverra zibetha (III India)
Large Indian civet
Viverricula indica (III India)
Small Indian civet
EN
Annex A
Annex B
Annex C
Cetaceans (dolphins, porpoises,
whales)
Cetaceans
CETACEA
CHIROPTERA
Phyllostomidae
CETACEA spp. (I/II) ( 10)
Platyrrhinus lineatus (III
Uruguay)
Pteropodidae
Acerodon jubatus (I)
CINGULATA
Dasypodidae
10
EN
Pteropus insularis (I)
Pteropus livingstonii (II)
Pteropus loochoensis (I)
Pteropus mariannus (I)
Pteropus molossinus (I)
Pteropus pelewensis (I)
Pteropus pilosus (I)
Pteropus rodricensis (II)
Pteropus samoensis (I)
Pteropus tonganus (I)
Pteropus ualanus (I)
Pteropus voeltzkowi (II)
Pteropus yapensis (I)
Common name
Broad-nosed bats
White-lined bat
Acerodon spp. (II) (Except for the
Fruit bats, flying foxes
Flying foxes
Pteropus spp. (II) (Except for the
Golden-capped fruit bat
Flying foxes
species included in Annex A)
species included in Annex A and except
for Pteropus brunneus.)
Ruck flying fox
Comoro flying fox
Japanese flying fox
Marianas flying fox
Caroline flying fox
Pelew flying fox
Large Pelew flying fox
Rodrigues flying fox
Samoan flying fox
Pacific flying fox
Kosrae flying fox
Pemba flying fox
Yap flying fox
Armadillos
All species are listed in Appendix II to the Convention except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera
borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Orcaella heinsohni, Sotalia spp., Sousa spp., Eschrichtius
robustus, Lipotes vexillifer, Caperea marginata, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens
of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent
authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for
primarily commercial purposes.
18
EN
Annex A
DASYUROMORPHIA
Dasyuridae
DIPROTODONTIA
Macropodidae
Phalangeridae
Potoroidae
Vombatidae
LAGOMORPHA
Leporidae
EN
Priodontes maximus (I)
Annex B
Chaetophractus nationi (II) (A zero
annual export quota has been
established. All specimens shall be
deemed to be specimens of species
included in Annex A and the trade in them
shall be regulated accordingly)
Annex C
Common name
Cabassous centralis (III Costa
Northern naked-tailed armadillo
Rica)
Cabassous tatouay (III Uruguay) Greater naked-tailed armadillo
Andean hairy armadillo
Giant armadillo
Dunnarts, marsupial mice,
planigales
Long-tailed dunnart
Sandhill dunnart
Sminthopsis longicaudata (I)
Sminthopsis psammophila (I)
Lasiorhinus krefftii (I)
Kangaroos, wallabies
Grizzled tree-kangaroo
Ursine tree-kangaroo
Rufous hare-wallaby
Banded hare-wallaby
Bridled nail-tail wallaby
Cuscus
Eastern common cuscus
Southern common cuscus
Northern common cuscus
Admiralty Island cuscus
Common spotted cuscus
Waigeou cuscus
Rat-kangaroos
Bettongs
Wombats
Northern hairy-nosed wombat
Caprolagus hispidus (I)
Hares, rabbits
Hispid hare
Lagorchestes hirsutus (I)
Lagostrophus fasciatus (I)
Onychogalea fraenata (I)
Dendrolagus inustus (II)
Dendrolagus ursinus (II)
Phalanger intercastellanus (II)
Phalanger mimicus (II)
Phalanger orientalis (II)
Spilocuscus kraemeri (II)
Spilocuscus maculatus (II)
Spilocuscus papuensis (II)
Bettongia spp. (I)
19
EN
Annex A
MONOTREMATA
Tachyglossidae
PERAMELEMORPHIA
Peramelidae
Thylacomyidae
PERISSODACTYLA
Equidae
Annex B
Romerolagus diazi (I)
Zaglossus spp. (II)
Echidnas, spiny anteaters
Long-beaked echidnas
Perameles bougainville (I)
Western barred bandicoot
Macrotis lagotis (I)
Greater bilby
Equus africanus (I) (Excludes the
Horses, wild asses, zebras
African ass
Equus grevyi (I)
Equus hemionus (I/II) (The species is
Grévy's zebra
Asiatic wild ass
Equus kiang (II)
Equus przewalskii (I)
Kiang
Przewalski's horse
Hartmann's mountain zebra
Cape mountain zebra
Rhinoceroses
Rhinoceroses
listed in Appendix II but subspecies
Equus hemionus hemionus and Equus
hemionus khur are listed in Appendix I)
Equus zebra zebra (I)
Equus zebra hartmannae (II)
Rhinocerotidae spp. (I) (Except for the
subspecies included in Annex B)
Ceratotherium simum simum (II)
(Only the populations of South Africa and
Swaziland; all other populations are
included in Annex A. For the exclusive
purpose of allowing international trade in
live animals to appropriate and
acceptable destinations and trade in
hunting trophies. All other specimens
shall be deemed to be specimens of
species included in Annex A and trade in
them shall be regulated accordingly)
EN
Common name
Volcano rabbit
domesticated form referenced as Equus
asinus, which is not subject to the
provisions of this Regulation)
Rhinocerotidae
Annex C
20
Southern white rhinoceros
EN
Annex A
Tapiridae
PHOLIDOTA
Manidae
South American tapir
Manis spp. (II)
Pangolins
Pangolins
Choloepus hoffmanni (III Costa
Rica)
Myrmecophagidae
Myrmecophaga tridactyla (II)
PRIMATES
EN
Tapirus terrestris (II)
Bradypus variegatus (II)
Megalonychidae
Common name
Tapirs
Tapirs
(A zero annual export quota has been
established for Manis crassicaudata,
Manis culionensis, Manis javanica and
Manis pentadactyla for specimens
removed from the wild and traded for
primarily commercial purposes)
PILOSA
Bradypodidae
Cebidae
Annex C
Tapiridae spp. (I) (Except for the
species included in Annex B)
Atelidae
Annex B
PRIMATES spp. (II) (Except for the
species included in Annex A)
Alouatta coibensis (I)
Alouatta palliata (I)
Alouatta pigra (I)
Ateles geoffroyi frontatus (I)
Ateles geoffroyi panamensis (I)
Brachyteles arachnoides (I)
Brachyteles hypoxanthus (I)
Oreonax flavicauda (I)
21
Tamandua mexicana (III
Guatemala)
Three-toed sloths
Brown-throated sloth
Two-toed sloth
Hoffmann's two-toed sloth
American anteaters
Giant anteater
Northern tamandua
Primates (apes and monkeys)
Primates
Howlers, spider monkeys
Coiba Island howler
Mantled howler
Guatemalan black howler
Black-browed spider monkey
Red spider monkey
Southern muriqui
Northern muriqui
Yellow-tailed woolly monkey
Marmosets, tamarins, New-world
monkeys
EN
Annex A
Cercopithecidae
EN
Annex B
Callimico goeldii (I)
Callithrix aurita (I)
Callithrix flaviceps (I)
Leontopithecus spp. (I)
Saguinus bicolor (I)
Saguinus geoffroyi (I)
Saguinus leucopus (I)
Saguinus martinsi (I)
Saguinus oedipus (I)
Saimiri oerstedii (I)
Annex C
Common name
Goeldi's marmoset
Buffy-tufted marmoset
Buffy-headed marmoset
Lion tamarins
Pied tamarin
Geoffroy’s tamarin
White-footed tamarin
Martins’ bare-face tamarin
Cottontop tamarin
Central American squirrel monkey
Old-world monkeys
Tana River mangabey
Diana monkey
Roloway monkey
Sun-tailed monkey
Black colobus
Lion-tailed macaque
Drill
Mandrill
Proboscis monkey
Central African red colobus
Uzungwa red colobus
Zanzibar red colobus
Pennant’s red colobus
Preuss's red colobus
Tana River red colobus
Ugandan red colobus
Thollon’s red colobus
Mentawai langur
Douc langurs
Snub-nosed monkeys
Kashmir grey langur
Southern Plains grey langur
Northern Plains grey langur
Tarai grey langur
Cercocebus galeritus (I)
Cercopithecus diana (I)
Cercopithecus roloway (I)
Cercopithecus solatus (II)
Colobus satanas (II)
Macaca silenus (I)
Mandrillus leucophaeus (I)
Mandrillus sphinx (I)
Nasalis larvatus (I)
Piliocolobus foai (II)
Piliocolobus gordonorum (II)
Piliocolobus kirkii (I)
Piliocolobus pennantii (II)
Piliocolobus preussi (II)
Piliocolobus rufomitratus (I)
Piliocolobus tephrosceles (II)
Piliocolobus tholloni (II)
Presbytis potenziani (I)
Pygathrix spp. (I)
Rhinopithecus spp. (I)
Semnopithecus ajax (I)
Semnopithecus dussumieri (I)
Semnopithecus entellus (I)
Semnopithecus hector (I)
22
EN
Annex A
Cheirogaleidae
Daubentoniidae
Hominidae
Hylobatidae
Indriidae
Lemuridae
Lepilemuridae
Lorisidae
Pitheciidae
EN
Annex B
Semnopithecus hypoleucos (I)
Semnopithecus priam (I)
Semnopithecus schistaceus (I)
Simias concolor (I)
Trachypithecus delacouri (II)
Trachypithecus francoisi (II)
Trachypithecus geei (I)
Trachypithecus hatinhensis (II)
Trachypithecus johnii (II)
Trachypithecus laotum (II)
Trachypithecus pileatus (I)
Trachypithecus poliocephalus (II)
Trachypithecus shortridgei (I)
Annex C
Common name
Black-footed grey langur
Tufted grey langur
Nepal grey langur
Simakobou
Delacour’s langur
François's langur
Gee’s golden langur
Hatinh langur
Nilgiri langur
Laotian langur
Capped langur
White-headed langur
Shortridge’s langur
Dwarf lemurs and mouse-lemurs
Dwarf lemurs and mouse lemurs
Aye-aye
Aye-aye
Chimpanzees, gorillas, orang-utan
Eastern gorilla
Western gorilla
Chimpanzee and bonobo
Sumatran orangutan
Bornean orangutan
Gibbons
Gibbons
Indri, sifakas and woolly lemurs
Indri, sifakas and woolly lemurs
Large lemurs
Large lemurs
Sportive lemurs
Sportive lemurs
Lorises
Slow lorises
Uacaris, titis, sakis
Uacaris
Cheirogaleidae spp. (I)
Daubentonia madagascariensis (I)
Gorilla beringei (I)
Gorilla gorilla (I)
Pan spp. (I)
Pongo abelii (I)
Pongo pygmaeus (I)
Hylobatidae spp. (I)
Indriidae spp. (I)
Lemuridae spp. (I)
Lepilemuridae spp. (I)
Nycticebus spp. (I)
Cacajao spp. (I)
23
EN
Annex A
Tarsiidae
PROBOSCIDEA
Elephantidae
EN
Annex B
Callicebus barbarabrownae (II)
Callicebus melanochir (II)
Callicebus nigrifrons (II)
Callicebus personatus (II)
Chiropotes albinasus (I)
Annex C
Common name
Tarsius spp. (II)
Barbara Brown's Titi
Coastal Black-handed Titi
Black-fronted Titi
Atlantic titi
White-nosed saki
Tarsiers
Tarsiers
Elephas maximus (I)
Elephants
Asian elephant
24
EN
Annex A
Loxodonta africana (I) (Except for the
populations of Botswana, Namibia, South
Africa and Zimbabwe, which are included
in Annex B)
RODENTIA
Chinchillidae
Cuniculidae
Annex B
Loxodonta africana (II)
Chinchillas
Chinchillas
Chinchilla spp. (I) (Specimens of the
domesticated form are not subject to the
provisions of this Regulation)
Cuniculus paca (III Honduras)
Dasyprocta punctata (III
Honduras)
Erethizontidae
EN
Common name
African elephant
(Only the populations of Botswana,
11
Namibia, South Africa and Zimbabwe ( );
all other populations are included in
Annex A)
Dasyproctidae
11
Annex C
Sphiggurus mexicanus (III
Honduras)
Sphiggurus spinosus (III
Uruguay)
Pacas
Lowland paca
Agoutis
Central American agouti
New-world porcupines
Mexican hairy dwarf porcupine
Paraguaian hairy dwarf porcupine
Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B):
For the exclusive purpose of allowing: (a) trade in hunting trophies for non-commercial purposes; (b) trade in live animals to appropriate and acceptable destinations as defined in Resolution Conf. 11.20 for Botswana
and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; (c) trade in hides; (d) trade in hair; (e) trade in leather goods for commercial or non-commercial purposes for Botswana,
Namibia and South Africa and for non-commercial purposes for Zimbabwe; (f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory
carvings for non-commercial purposes for Zimbabwe; (g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe whole tusks and pieces) subject to the following: (i) only registered
government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); (ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing
Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf.
10.10 (Rev. CoP14) concerning domestic manufacturing and trade; (iii) not before the Secretariat has verified the prospective importing countries and the registered government-owned stocks; (iv) raw ivory pursuant
to the conditional sale of registered government-owned ivory stocks agreed at CoP12 which are 20,000 kg (Botswana), 10,000 kg (Namibia) and 30,000 kg (South Africa); (v) in addition to the quantities agreed at
CoP12, government-owned ivory from Botswana, Namibia, South Africa and Zimbabwe registered by 31 January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in paragraph
(g)(iv) above in a single sale per destination under strict supervision of the Secretariat; (vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development
programmes within or adjacent to the elephant range; and (vii) the additional quantities specified in paragraph (g)(v) above shall be traded only after the Standing Committee has agreed that the above conditions have
been met; (h) no further proposals to allow trade in elephant ivory from populations already in Annex B shall be submitted to the Conference of the Parties for the period from CoP14 and ending nine years from the
date of the single sale of ivory that is to take place in accordance with provisions in paragraphs (g)(i), (g)(ii), (g)(iii), (g)(vi), and (g)(vii). In addition, such further proposals shall be dealt with in accordance with
Decisions 14.77 and 14.78 (Rev. CoP15). On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or
importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them
shall be regulated accordingly.
25
EN
Annex A
Hystricidae
Muridae
Sciuridae
Annex B
Annex C
Hystrix cristata
Leporillus conditor (I)
Pseudomys fieldi praeconis (I)
Xeromys myoides (I)
Zyzomys pedunculatus (I)
Cynomys mexicanus (I)
Ratufa spp. (II)
Callosciurus erythraeus (Only live
Marmota caudata (III India)
Marmota himalayana (III India)
specimens)
Sciurus carolinensis (Only live
specimens)
Sciurus niger (Only live specimens)
SCANDENTIA
SIRENIA
Dugongidae
Trichechidae
AVES
ANSERIFORMES
Anatidae
SCANDENTIA spp. (II)
Trichechus inunguis (I)
Trichechus manatus (I)
Trichechus senegalensis (I)
Anas chlorotis (I)
Anas laysanensis (I)
Anas nesiotis (I)
EN
Old-world porcupines
Crested porcupine
Mice, rats
Greater stick-nest rat
Shark Bay mouse
False water rat
Central Australian rock rat
Ground squirrels, tree squirrels
Mexican prairie dog
Long-tailed marmot
Himalayan marmot
Giant squirrels
Pallas's Squirrel
Grey squirrel
Sciurus deppei (III Costa Rica)
Deppe's squirrel
Eastern Fox Squirrel
Treeshrews
Dugong
Dugong
Manatees
Dugong dugon (I)
Anas aucklandica (I)
Common name
Birds
Anas bernieri (II)
Anas formosa (II)
26
Ducks, geese, swans etc.
Auckland Islands teal
Madagascar teal
Brown teal
Baikal teal
Laysan duck
Campbell Island teal
EN
Annex A
Annex B
Anas querquedula
Asarcornis scutulata (I)
Aythya innotata
Aythya nyroca
Branta canadensis leucopareia (I)
Branta ruficollis (II)
Branta sandvicensis (I)
Coscoroba coscoroba (II)
Cygnus melancoryphus (II)
Dendrocygna arborea (II)
Mergus octosetaceus
Oxyura leucocephala (II)
Rhodonessa caryophyllacea (possibly
extinct) (I)
APODIFORMES
Trochilidae
CHARADRIIFORMES
Burhinidae
Laridae
Scolopacidae
EN
Tadorna cristata
Oxyura jamaicensis (Only live
specimens)
Annex C
Garganey
White-winged duck
Madagascar pochard
Ferruginous duck
Aleutian goose
Red-breasted goose
Nene
Cairina moschata (III Honduras) Muscovy duck
Coscoroba swan
Black-necked swan
West Indian whistling-duck
Dendrocygna autumnalis (III
Black-bellied whistling-duck
Honduras)
Dendrocygna bicolor (III
Fulvous whistling-duck
Honduras)
Brazilian merganser
Ruddy duck
White-headed duck
Pink-headed duck
Sarkidiornis melanotos (II)
Comb duck
Crested shelduck
Hummingbirds
Hummingbirds
Trochilidae spp. (II) (Except for the
Glaucis dohrnii (I)
Common name
species included in Annex A)
Hook-billed hermit
Burhinus bistriatus (III
Guatemala)
Larus relictus (I)
Numenius borealis (I)
27
Thick-knees
Double-striped thick-knee
Gulls, terns
Relict gull
Curlews, greenshanks
Eskimo curlew
EN
Annex A
CICONIIFORMES
Ardeidae
Balaenicipitidae
Ciconiidae
Phoenicopteridae
Threskiornithidae
COLUMBIFORMES
Columbidae
Numenius tenuirostris (I)
Tringa guttifer (I)
Balaeniceps rex (II)
Ciconia boyciana (I)
Ciconia nigra (II)
Ciconia stormi
Jabiru mycteria (I)
Leptoptilos dubius
Mycteria cinerea (I)
Phoenicopteridae spp. (II) (Except for
Phoenicopterus ruber (II)
Geronticus calvus (II)
Geronticus eremita (I)
Nipponia nippon (I)
Platalea leucorodia (II)
Pseudibis gigantea
Caloenas nicobarica (I)
Claravis godefrida
Columba livia
Ducula mindorensis (I)
Annex C
Common name
Slender-billed curlew
Nordmann's greenshank
Ardea alba
Bubulcus ibis
Egretta garzetta
Leptotila wellsi
EN
Annex B
the species included in Annex A)
Eudocimus ruber (II)
Gallicolumba luzonica (II)
Goura spp. (II)
28
Egrets, herons
Great egret
Cattle egret
Little egret
Shoebill, whale-headed stork
Shoebill
Storks
Oriental stork
Black stork
Storm's stork
Jabiru
Greater adjutant stork
Milky stork
Flamingos
Flamingos
Greater flamingo
Ibises, spoonbills
Scarlet ibis
Bald ibis
Waldrapp
Crested ibis
Eurasian spoonbill
Giant ibis
Doves, pigeons
Nicobar pigeon
Purple-winged ground-dove
Rock pigeon
Mindoro zone-tailed pigeon
Luzon bleeding-heart
Crowned-pigeons
Grenada dove
EN
Annex A
CORACIIFORMES
Bucerotidae
Annex B
Nesoenas mayeri (III Mauritius)
Streptopelia turtur
Buceros bicornis (I)
Rhinoplax vigil (I)
CUCULIFORMES
Musophagidae
FALCONIFORMES
Accipitridae
EN
Rhyticeros subruficollis (I)
Tauraco bannermani (II)
Common name
Pink pigeon
European turtle-dove
Aceros spp. (II) (Except for the species
Hornbills
Hornbills
Anorrhinus spp. (II)
Anthracoceros spp. (II)
Berenicornis spp. (II)
Buceros spp. (II) (Except for the
Rufous-necked hornbill
Hornbills
Hornbills
Hornbills
Hornbills
included in Annex A)
Aceros nipalensis (I)
Annex C
species included in Annex A)
Penelopides spp. (II)
Rhyticeros spp. (II) (Except for the
species included in Annex A)
Great hornbill
Hornbills
Helmeted hornbill
Hornbills
Plain-pouched hornbill
Tauraco spp. (II) (Except for the
Turacos
Turacos
FALCONIFORMES spp. (II)
Bannerman's turaco
Diurnal birds of prey (eagles,
falcons, hawks, vultures)
Diurnal birds of prey
species included in Annex A)
(Except for the species included in Annex
A; except for one species of the family
Cathartidae included in Annex C; the
other species of that family are not
included in the Annexes to this
Regulation; and except for Caracara
lutosa)
Accipiter brevipes (II)
Accipiter gentilis (II)
Accipiter nisus (II)
29
Hawks, eagles
Levant sparrowhawk
Northern goshawk
Eurasian sparrowhawk
EN
Annex A
Annex B
Cinereous vulture
Adalbert's eagle
Golden eagle
Greater spotted eagle
Imperial eagle
Lesser spotted eagle
Common buzzard
Rough-legged buzzard
Long-legged buzzard
Cuban hook-billed kite
Harpia harpyja (I)
Hieraaetus fasciatus (II)
Hieraaetus pennatus (II)
Leucopternis occidentalis (II)
Milvus migrans (II) (Except for Milvus
Harpy eagle
Bonelli's eagle
Booted eagle
Grey-backed hawk
Black kite
Milvus milvus (II)
Neophron percnopterus (II)
Pernis apivorus (II)
Pithecophaga jefferyi (I)
Red kite
Egyptian vulture
European honey-buzzard
Great Philippine eagle
New world vultures
California condor
Short-toed snake-eagle
Western marsh-harrier
Northern harrier
Pallid harrier
Montagu's harrier
Black-winged kite
Madagascar serpent-eagle
Lammergeier
Eurasian griffon
Sea-eagles
migrans lineatus which is included in
Annex B)
EN
Common name
Aegypius monachus (II)
Aquila adalberti (I)
Aquila chrysaetos (II)
Aquila clanga (II)
Aquila heliaca (I)
Aquila pomarina (II)
Buteo buteo (II)
Buteo lagopus (II)
Buteo rufinus (II)
Chondrohierax uncinatus wilsonii
(I)
Circaetus gallicus (II)
Circus aeruginosus (II)
Circus cyaneus (II)
Circus macrourus (II)
Circus pygargus (II)
Elanus caeruleus (II)
Eutriorchis astur (II)
Gypaetus barbatus (II)
Gyps fulvus (II)
Haliaeetus spp. (I/II) (Haliaeetus
albicilla is listed in Appendix I; the other
species are listed in Appendix II)
Cathartidae
Annex C
Gymnogyps californianus (I)
30
EN
Annex A
Falconidae
Annex B
Annex C
Sarcoramphus papa (III
Honduras)
Vultur gryphus (I)
Falco araeus (I)
Falco biarmicus (II)
Falco cherrug (II)
Falco columbarius (II)
Falco eleonorae (II)
Falco jugger (I)
Falco naumanni (II)
Falco newtoni (I) (Only the population
of the Seychelles)
Pandionidae
GALLIFORMES
Cracidae
Falco pelegrinoides (I)
Falco peregrinus (I)
Falco punctatus (I)
Falco rusticolus (I)
Falco subbuteo (II)
Falco tinnunculus (II)
Falco vespertinus (II)
King vulture
Andean condor
Falcons
Seychelles kestrel
Lanner falcon
Saker falcon
Merlin
Eleonora's falcon
Laggar falcon
Lesser kestrel
Newton's kestrel
Barbary falcon
Peregrine falcon
Mauritius kestrel
Gyrfalcon
Eurasian hobby
Common kestrel
Red-footed falcon
Ospreys
Osprey
Pandion haliaetus (II)
Crax alberti (III Colombia)
Crax blumenbachii (I)
Crax fasciolata
Mitu mitu (I)
Oreophasis derbianus (I)
EN
Common name
Crax daubentoni (III Colombia)
Crax globulosa (III Colombia)
Crax rubra (III Colombia, Costa
Rica, Guatemala and Honduras)
Ortalis vetula (III
Guatemala/Honduras)
Pauxi pauxi (III Colombia)
31
Blue-knobbed curassow
Red-billed curassow
Yellow-knobbed curassow
Bare-faced Curassow
Wattled curassow
Great currasow
Alagoas curassow
Horned guan
Plain chachalaca
Helmeted curassow
EN
Annex A
Annex B
Penelope albipennis (I)
Megapodiidae
Phasianidae
Pipile jacutinga (I)
Pipile pipile (I)
Macrocephalon maleo (I)
Catreus wallichii (I)
Colinus virginianus ridgwayi (I)
Crossoptilon crossoptilon (I)
Crossoptilon mantchuricum (I)
Lophophorus impejanus (I)
Lophophorus lhuysii (I)
Lophophorus sclateri (I)
Lophura edwardsi (I)
Lophura swinhoii (I)
Odontophorus strophium
Ophrysia superciliosa
Polyplectron napoleonis (I)
Rheinardia ocellata (I)
Syrmaticus ellioti (I)
EN
Argusianus argus (II)
Gallus sonneratii (II)
Ithaginis cruentus (II)
Lophura hatinhensis
Pavo muticus (II)
Polyplectron bicalcaratum (II)
Polyplectron germaini (II)
Polyplectron malacense (II)
Polyplectron schleiermacheri (II)
32
Annex C
Common name
White-winged guan
Penelope purpurascens (III
Crested guan
Honduras)
Penelopina nigra (III Guatemala) Highland guan
Black-fronted piping guan
Trinidad piping guan
Megapodes, scrubfowl
Maleo
Grouse, guineafowl, partridges,
pheasants, tragopans
Great argus
Cheer pheasant
Masked bobwhite
White eared-pheasant
Brown eared-pheasant
Grey junglefowl
Blood pheasant
Himalayan monal
Chinese monal
Sclater's monal
Edwards' pheasant
Vietnamese fireback
Swinhoe's pheasant
Meleagris ocellata (III
Ocellated turkey
Guatemala)
Gorgeted wood-quail
Himalayan quail
Green peafowl
Grey peacock-pheasant
Germain's peacock-pheasant
Malayan peacock-pheasant
Palawan peacock-pheasant
Bornean peacock-pheasant
Crested argus
Elliot's pheasant
EN
Annex A
Annex B
Syrmaticus humiae (I)
Syrmaticus mikado (I)
Tetraogallus caspius (I)
Tetraogallus tibetanus (I)
Tragopan blythii (I)
Tragopan caboti (I)
Tragopan melanocephalus (I)
Tympanuchus cupido attwateri (II)
GRUIFORMES
Gruidae
Gruidae spp. (II) (Except for the
Grus americana (I)
Grus canadensis (I/II) (The species is
species included in Annex A)
listed in Appendix II but subspecies Grus
canadensis nesiotes and Grus
canadensis pulla are listed in Appendix I)
Otididae
Rallidae
EN
Grus grus (II)
Grus japonensis (I)
Grus leucogeranus (I)
Grus monacha (I)
Grus nigricollis (I)
Grus vipio (I)
Otididae spp. (II) (Except for the
Ardeotis nigriceps (I)
Chlamydotis macqueenii (I)
Chlamydotis undulata (I)
Houbaropsis bengalensis (I)
Otis tarda (II)
Sypheotides indicus (II)
Tetrax tetrax (II)
species included in Annex A)
Gallirallus sylvestris (I)
33
Annex C
Tragopan satyra (III Nepal)
Common name
Hume's pheasant
Mikado pheasant
Caspian snowcock
Tibetan snowcock
Blyth's tragopan
Cabot's tragopan
Western tragopan
Satyr tragopan
Attwater's prairie-chicken
Cranes
Cranes
Whooping crane
Sandhill crane
Common crane
Red-crowned crane
Siberian crane
Hooded crane
Black-necked crane
White-necked crane
Bustards
Bustards
Indian bustard
Macqueen’s bustard
Houbara bustard
Bengal florican
Great bustard
Lesser florican
Little bustard
Coots, rails
Lord Howe rail
EN
Annex A
Rhynochetidae
PASSERIFORMES
Atrichornithidae
Cotingidae
Xipholena atropurpurea (I)
Hirundinidae
Icteridae
Meliphagidae
Muscicapidae
EN
Cephalopterus ornatus (III
Colombia)
Cephalopterus penduliger (III
Colombia)
Rupicola spp. (II)
Gubernatrix cristata (II)
Paroaria capitata (II)
Paroaria coronata (II)
Tangara fastuosa (II)
Amandava formosa (II)
Lonchura fuscata
Lonchura oryzivora (II)
Poephila cincta cincta (II)
Carduelis cucullata (I)
Common name
Kagu
Kagu
Atrichornis clamosus (I)
Estrildidae
Fringillidae
Annex C
Rhynochetos jubatus (I)
Cotinga maculata (I)
Emberizidae
Annex B
Carduelis yarrellii (II)
Pseudochelidon sirintarae (I)
Xanthopsar flavus (I)
Lichenostomus melanops cassidix (I)
34
Scrub-birds
Noisy scrub-bird
Cotingas
Amazonian umbrella bird
Long-wattled umbrella bird
Banded cotinga
Cocks-of-the-rock
White-winged cotinga
Cardinals, tanagers
Yellow cardinal
Yellow-billed cardinal
Red-crested cardinal
Seven-coloured tanager
Mannikins, waxbills
Green avadavat
Timor sparrow
Java sparrow
Southern black-throated finch
Finches
Red siskin
Yellow-faced siskin
Martins
White-eyed river-martin
New-world blackbirds
Saffron-cowled blackbird
Honey-eaters
Helmeted honeyeater
Old-world flycatchers, babblers,
etc.
EN
Annex A
Acrocephalus rodericanus (III
Mauritius)
Dasyornis broadbenti litoralis
(possibly extinct) (I)
Dasyornis longirostris (I)
Picathartes gymnocephalus (I)
Picathartes oreas (I)
Paradisaeidae
Pitta gurneyi (I)
Pitta kochi (I)
Pycnonotidae
PELECANIFORMES
Fregatidae
Pelecanidae
Sulidae
EN
Cyornis ruckii (II)
Leucopsar rothschildi (I)
Common name
Rueck's blue-flycatcher
Western rufous bristlebird
Garrulax canorus (II)
Garrulax taewanus (II)
Leiothrix argentauris (II)
Leiothrix lutea (II)
Liocichla omeiensis (II)
Terpsiphone bourbonnensis (III
Mauritius)
Pitta guajana (II)
Pitta nympha (II)
Pycnonotus zeylanicus (II)
Sturnidae
Annex C
Rodrigues brush-warbler
Paradisaeidae spp. (II)
Pittidae
Zosteropidae
Annex B
Gracula religiosa (II)
Zosterops albogularis (I)
Western bristlebird
Chinese Hwamei
Taiwan Hwamei
Silver-eared mesia
Red-billed leiothrix
Omei Shan liocichla
White-necked rockfowl
Grey-necked rockfowl
Mascarene paradise-flycatcher
Birds of paradise
Birds of paradise
Pittas
Banded pitta
Gurney's pitta
Whiskered pitta
Fairy pitta
Bulbuls
Straw-headed bulbul
Mynas
Hill myna
Bali myna
White-eyes
White-chested white-eye
Frigatebirds
Christmas frigatebird
Pelicans
Dalmatian pelican
Boobies
Fregata andrewsi (I)
Pelecanus crispus (I)
35
EN
Annex A
PICIFORMES
Capitonidae
Picidae
Ramphastidae
Annex B
Papasula abbotti (I)
Semnornis ramphastinus (III
Colombia)
Dryocopus javensis richardsi (I)
Pteroglossus viridis (II)
Ramphastos sulfuratus (II)
Ramphastos toco (II)
Ramphastos tucanus (II)
Ramphastos vitellinus (II)
PROCELLARIIFORMES
Diomedeidae
PSITTACIFORMES
Baillonius bailloni (III
Argentina)
Pteroglossus castanotis (III
Argentina)
Ramphastos dicolorus (III
Argentina)
Selenidera maculirostris (III
Argentina)
Barbets
Toucan barbet
Woodpeckers
Tristram's woodpecker
Toucans
Saffron toucanet
Black-necked aracari
Chestnut-eared aracari
Green aracari
Red-breasted toucan
Keel-billed toucan
Toco toucan
Red-billed toucan
Channel-billed toucan
Spot-billed toucanet
Grebes
Atitlan Grebe
Podilymbus gigas (I)
Phoebastria albatrus (I)
PSITTACIFORMES spp. (II)
(Except for the species included in Annex
A and excluding Agapornis roseicollis,
Melopsittacus undulatus, Nymphicus
hollandicus and Psittacula krameri, which
are not included in the Annexes to this
Regulation)
EN
Common name
Abbott's booby
Pteroglossus aracari (II)
PODICIPEDIFORMES
Podicipedidae
Annex C
36
Albatrosses
Short-tailed albatross
Cockatoos, lories, macaws,
parakeets, parrots etc.
Parrots, etc.
EN
Annex A
Cacatuidae
Loriidae
Psittacidae
EN
Annex B
Annex C
Common name
Eos histrio (I)
Vini spp. (I/II) (Vini ultramarina is listed
Cockatoos
Tanimbar cockatoo
Philippine cockatoo
Salmon-crested cockatoo
Yellow-crested cockatoo
Palm cockatoo
Lories, lorikeets
Red and blue lory
Blue lorikeets
Amazona arausiaca (I)
Amazona auropalliata (I)
Amazona barbadensis (I)
Amazona brasiliensis (I)
Amazona finschi (I)
Amazona guildingii (I)
Amazona imperialis (I)
Amazona leucocephala (I)
Amazona oratrix (I)
Amazona pretrei (I)
Amazona rhodocorytha (I)
Amazona tucumana (I)
Amazona versicolor (I)
Amazona vinacea (I)
Amazona viridigenalis (I)
Amazona vittata (I)
Anodorhynchus spp. (I)
Ara ambiguus (I)
Ara glaucogularis (I)
Ara macao (I)
Ara militaris (I)
Ara rubrogenys (I)
Cyanopsitta spixii (I)
Amazons, macaws, parakeets,
parrots
Red-necked parrot
Yellow-naped parrot
Yellow-shouldered parrot
Red-tailed parrot
Lilac-crowned parrot
St Vincent parrot
Imperial parrot
Cuban parrot
Yellow-headed parrot
Red-spectacled parrot
Red-browed parrot
Tucuman parrot
Saint Lucia parrot
Vinaceous parrot
Green-cheeked parrot
Puerto Rican parrot
Blue macaws
Great green macaw
Blue-throated macaw
Scarlet macaw
Military macaw
Red-fronted macaw
Spix's macaw
Cacatua goffiniana (I)
Cacatua haematuropygia (I)
Cacatua moluccensis (I)
Cacatua sulphurea (I)
Probosciger aterrimus (I)
in Appendix I, the other species are listed
in Appendix II)
37
EN
Annex A
Annex B
Cyanoramphus cookii (I)
Cyanoramphus forbesi (I)
RHEIFORMES
Rheidae
Spheniscus humboldti (I)
EN
Ground parrot
Pileated parrot
Blue-headed macaw
Blue-winged macaw
Golden-shouldered parrot
Hooded parrot
Paradise parrot
Mauritius parakeet
Blue-throated parakeet
Thick-billed parrots
Kakapo
Rheas
Lesser rhea
Pterocnemia pennata (I) (Except
SPHENISCIFORMES
Spheniscidae
Common name
Norfolk Island parakeet
Chatham Island yellow-fronted
parakeet
Red-fronted parakeet
Red-crowned parakeet
Coxen's double-eyed fig parrot
Horned parakeet
Golden parakeet
Orange-bellied parrot
Yellow-eared parrot
Night parrot
Cyanoramphus novaezelandiae (I)
Cyanoramphus saisseti (I)
Cyclopsitta diophthalma coxeni (I)
Eunymphicus cornutus (I)
Guarouba guarouba (I)
Neophema chrysogaster (I)
Ognorhynchus icterotis (I)
Pezoporus occidentalis (possibly
extinct) (I)
Pezoporus wallicus (I)
Pionopsitta pileata (I)
Primolius couloni (I)
Primolius maracana (I)
Psephotus chrysopterygius (I)
Psephotus dissimilis (I)
Psephotus pulcherrimus (possibly
extinct) (I)
Psittacula echo (I)
Pyrrhura cruentata (I)
Rhynchopsitta spp. (I)
Strigops habroptilus (I)
Pterocnemia pennata pennata which is
included in Annex B)
Annex C
Pterocnemia pennata pennata (II)
Rhea americana (II)
Lesser rhea
Greater rhea
Spheniscus demersus (II)
Penguins
Jackass penguin
Humboldt penguin
38
EN
Annex A
STRIGIFORMES
Strigidae
Annex B
STRIGIFORMES spp. (II) (Except for
the species included in Annex A and
except for Sceloglaux albifacies)
Glaucidium passerinum (II)
Heteroglaux blewitti (I)
Mimizuku gurneyi (I)
Ninox natalis (I)
Ninox novaeseelandiae undulata (I)
Nyctea scandiaca (II)
Otus ireneae (II)
Otus scops (II)
Strix aluco (II)
Strix nebulosa (II)
Strix uralensis (II) (Except for Strix
Eurasian pygmy-owl
Forest owlet
Lesser eagle-owl
Christmas hawk-owl
Norfolk boobook
Snowy owl
Sokoke scops-owl
Eurasian scops-owl
Tawny owl
Great grey owl
Ural owl
Surnia ulula (II)
Tyto alba (II)
Tyto soumagnei (I)
Northern hawk owl
Barn owls
Barn owl
Soumagne's owl
Struthio camelus (I) (Only the
Ostrich
Ostrich
populations of Algeria, Burkina Faso,
Cameroon, the Central African Republic,
Chad, Mali, Mauritania, Morocco, the
Niger, Nigeria, Senegal and the Sudan;
all other populations are not included in
the Annexes to this Regulation)
EN
Owls
Owls
Owls
Boreal owl
Short-eared owl
Long-eared owl
Little owl
Eurasian eagle-owl
uralensis davidi which is included in
Annex B)
STRUTHIONIFORMES
Struthionidae
Common name
Aegolius funereus (II)
Asio flammeus (II)
Asio otus (II)
Athene noctua (II)
Bubo bubo (II) (Except for Bubo bubo
bengalensis which is included in
Annex B)
Tytonidae
Annex C
39
EN
Annex A
TINAMIFORMES
Tinamidae
TROGONIFORMES
Trogonidae
REPTILIA
CROCODYLIA
Alligatoridae
Crocodylidae
Annex B
Common name
Tinamous
Solitary tinamou
Tinamus solitarius (I)
Pharomachrus mocinno (I)
CROCODYLIA spp. (II) (Except for
the species included in Annex A)
Alligator sinensis (I)
Caiman crocodilus apaporiensis (I)
Caiman latirostris (I) (Except for the
population of Argentina, which is included
in Annex B)
Melanosuchus niger (I) (Except for the
population of Brazil, which is included in
Annex B, and population of Ecuador,
which is included in Annex B and is
subject to a zero annual export quota until
an annual export quota has been
approved by the CITES Secretariat and
the IUCN/SSC Crocodile Specialist
Group)
Quetzals
Resplendent quetzal
Reptiles
Alligators, caimans, crocodiles
Alligators, caimans, crocodiles
Alligators, caimans
Chinese alligator
Rio Apaporis spectacled caiman
Broad-nosed caiman
Black caiman
Crocodylus acutus (I) (Except for the
Crocodiles
American crocodile
Crocodylus cataphractus (I)
Crocodylus intermedius (I)
Crocodylus mindorensis (I)
Crocodylus moreletii (I) (Except for
African slender-snouted crocodile
Orinoco crocodile
Philippine crocodile
Morelet's crocodile
population of Cuba, which is included in
Annex B)
the populations of Belize and Mexico,
which are included in Annex B, with a
zero quota for wild specimens traded for
commercial purposes)
EN
Annex C
40
EN
Annex A
Annex B
Nile crocodile
Crocodylus palustris (I)
Crocodylus porosus (I) (Except for the
Mugger crocodile
Estuarine crocodile
Crocodylus rhombifer (I)
Crocodylus siamensis (I)
Osteolaemus tetraspis (I)
Tomistoma schlegelii (I)
Gavialis gangeticus (I)
Cuban crocodile
Siamese crocodile
West African dwarf crocodile
False gharial
Gavial or gharial
Gharial
Sphenodon spp. (I)
Tuataras
Tuataras
populations of Australia, Indonesia and
Papua New Guinea, which are included in
Annex B)
RHYNCHOCEPHALIA
Sphenodontidae
SAURIA
Agamidae
Saara spp. (II)
Uromastyx spp. (II)
Chamaeleonidae
Archaius spp. (II)
Bradypodion spp. (II)
Brookesia spp. (II) (Except for the
Brookesia perarmata (I)
EN
Common name
Crocodylus niloticus (I) (Except for
the populations of Botswana, Egypt
[subject to a zero quota for wild
specimens traded for commercial
purposes], Ethiopia, Kenya, Madagascar,
Malawi, Mozambique, Namibia, South
Africa, Uganda, the United Republic of
Tanzania [subject to an annual export
quota of no more than 1600 wild
specimens including hunting trophies, in
addition to ranched specimens], Zambia
and Zimbabwe; these populations are
included in Annex B)
Gavialidae
Annex C
species included in Annex A)
Calumma spp. (II)
41
Spiny-tailed lizards (Agamas,
mastigures)
Spiny-tailed lizards
Chameleons
Dwarf chameleons
Dwarf chameleons
Dwarf spiny chameleon
Madagascar chameleons
EN
Annex A
Annex B
Annex C
Chamaeleo spp. (II) (Except for the
Chamaeleo chamaeleon (II)
Cordylidae
Phelsuma guentheri (II)
Helodermatidae
species included in Annex A)
Uroplatus spp. (II)
Heloderma spp. (II) (Except for the
Heloderma horridum charlesbogerti
(I)
Brachylophus spp. (I)
Cyclura spp. (I)
EN
European chameleon
Madagascar chameleons
Dwarf chameleons
Dwarf chameleons
Furcifer spp. (II)
Kinyongia spp. (II)
Nadzikambia spp. (II)
Trioceros spp. (II)
Nactus serpensinsula (II)
Naultinus spp. (II)
Phelsuma spp. (II) (Except for the
Iguanidae
Chameleons
species included in Annex A)
Cordylus spp. (II)
Gekkonidae
subspecies included in Annex A)
Amblyrhynchus cristatus (II)
Conolophus spp. (II)
Ctenosaura bakeri (II)
Ctenosaura oedirhina (II)
Ctenosaura melanosterna (II)
Ctenosaura palearis (II)
Iguana spp. (II)
Phrynosoma blainvillii (II)
Phrynosoma cerroense (II)
Phrynosoma coronatum (II)
42
Common name
Hoplodactylus spp. (III New
Zealand)
Spiny-tailed lizards
Girdled lizards
Geckos
Sticky-toed geckos
Serpent Island gecko
New Zealand tree geckos
Day geckos
Round Island day gecko
Flat-tailed geckos
Gila monster and beaded lizard
Gila monster and beaded lizard
Guatemalan beaded lizard
Iguanas
Galapagos marine iguana
Fiji iguanas
Galapagos land iguanas
Utila Island spiny-tailed iguana
Roatan spiny-tailed iguana
Rio Aguan Valley spiny-tailed iguana
Guatemalan Spiny-tailed iguana
Ground iguanas
Iguanas
Blaineville’s horned lizard
Cedros Island horned lizard
Coast horned lizard
EN
Annex A
Lacertidae
Scincidae
Sauromalus varius (I)
Corucia zebrata (II)
Crocodilurus amazonicus (II)
Dracaena spp. (II)
Tupinambis spp.(II)
Varanidae
Varanus spp. (II) (Except for the
Varanus bengalensis (I)
Varanus flavescens (I)
Varanus griseus (I)
Varanus komodoensis (I)
Varanus nebulosus (I)
Varanus olivaceus (II)
EN
species included in Annex A)
Shinisaurus crocodilurus (II)
SERPENTES
Boidae
Bolyeriidae
Phrynosoma wigginsi (II)
Gallotia simonyi (I)
Podarcis lilfordi (II)
Podarcis pityusensis (II)
Teiidae
Xenosauridae
Annex B
Boidae spp. (II) (Except for the species
Acrantophis spp. (I)
Boa constrictor occidentalis (I)
Epicrates inornatus (I)
Epicrates monensis (I)
Epicrates subflavus (I)
Eryx jaculus (II)
Sanzinia madagascariensis (I)
included in Annex A)
43
Annex C
Common name
Gulf coast horned lizard
San Esteban Island chuckwalla
Lizards
Hierro giant lizard
Lilford's wall lizard
Ibiza wall lizard
Skinks
Prehensile-tailed skink
Caiman lizards, tegu lizards
Dragon lizard
Caiman lizards
Tegus
Monitor lizards
Monitor lizards
Indian monitor
Yellow monitor
Desert monitor
Komodo dragon
Clouded monitor
Gray's monitor
Chinese crocodile lizard
Chinese crocodile lizard
Snakes
Boas
Boas
Madagascar ground boas
Argentine boa constrictor
Puerto Rican boa
Virgin Island tree boa
Jamaican boa
Spotted sand boa
Madagascar tree boa
Round Island boas
EN
Annex A
Annex B
Bolyeriidae spp. (II) (Except for the
Colubridae
Bolyeria multocarinata (I)
Casarea dussumieri (I)
species included in Annex A)
Clelia clelia (II)
Cyclagras gigas (II)
Elachistodon westermanni (II)
Ptyas mucosus (II)
Elapidae
Loxocemidae
Pythonidae
Hoplocephalus bungaroides (II)
Naja atra (II)
Naja kaouthia (II)
Naja mandalayensis (II)
Naja naja (II)
Naja oxiana (II)
Naja philippinensis (II)
Naja sagittifera (II)
Naja samarensis (II)
Naja siamensis (II)
Naja sputatrix (II)
Naja sumatrana (II)
Ophiophagus hannah (II)
Loxocemidae spp. (II)
Pythonidae spp. (II) (Except for the
subspecies included in Annex A)
EN
44
Annex C
Common name
Round Island boas
Round Island boa
Round Island keel-scaled boa
Typical snakes, water snakes, whip
snakes
Atretium schistosum (III India)
Olive keel-back
Cerberus rynchops (III India)
Dog-faced water snake
Mussurana
False cobra
Indian egg-eating snake
Common rat snake
Xenochrophis piscator (III India) Checkered keel-back
Cobras, coral snakes
Broad-headed snake
Micrurus diastema (III
Atlantic coral snake
Honduras)
Micrurus nigrocinctus (III
Central American coral snake
Honduras)
Chinese spitting cobra
Monocellate cobra
Burmese spitting cobra
Indian cobra
Central Asian cobra
North Philippine spitting cobra
Andaman cobra
South-east Philippine spitting cobra
Indochinese spitting cobra
South Indonesian spitting cobra
Golden spitting cobra
King cobra
Mexican dwarf boa
Mexican dwarf boa
Pythons
Pythons
EN
Annex A
Tropidophiidae
Annex B
Python molurus molurus (I)
Tropidophiidae spp. (II)
Viperidae
Crotalus durissus unicolor
Vipera latifii
Vipera ursinii (I) (Only the population
of Europe, except the area which formerly
constituted the USSR; these latter
populations are not included in the
Annexes to this Regulation)
TESTUDINES
Carettochelyidae
Chelydridae
Pseudemydura umbrina (I)
Emydidae
EN
Daboia russelii (III India)
Vipera wagneri (II)
Macrochelys temminckii (III
United States of America)
Dermochelys coriacea (I)
Chrysemys picta (Only live specimens)
Clemmys guttata (II)
Emydoidea blandingii (II)
45
Indian python
Wood boas
Wood boas
Vipers
Neotropical rattlesnake
Aruba rattlesnake
Russell's viper
Mangshan pit-viper
Latifi's viper
Orsini's viper
Pig-nosed turtles
Pig-nosed turtle
Austro-American sideneck turtles
Roti snake-necked turtle
Chelodina mccordi (II) (A zero annual
export quota has been established for
specimens removed from the wild)
Dermatemys mawii (II)
Common name
Wagner's viper
Cheloniidae spp. (I)
Dermatemydidae
Dermochelyidae
Trimeresurus mangshanensis (II)
Crotalus durissus (III Honduras)
Carettochelys insculpta (II)
Chelidae
Cheloniidae
Annex C
Western swamp turtle
Sea turtles
Sea turtles
Snapping turtles
Alligator snapping turtle
Central American river turtle
Central American river turtle
Leatherback turtle
Leatherback turtle
Box turtles, freshwater turtles
Painted turtle
Spotted turtle
Blanding’s turtle
EN
Annex A
Glyptemys muhlenbergii (I)
Annex B
Glyptemys insculpta (II)
Malaclemys terrapin (II)
Terrapene spp. (II) (Except for the
Terrapene coahuila (I)
Geoemydidae
species included in Annex A)
Trachemys scripta elegans (Only live
specimens)
Batagur affinis (I)
Batagur baska (I)
Geoclemys hamiltonii (I)
Batagur spp. (Except for the species
included in Annex A; a zero annual export
quota has been established for Batagur
borneoensis and B. trivittata for
specimens removed from the wild and
traded for commercial purposes)
Cuora spp. (II) (A zero annual export
quota has been established for Cuora
aurocapitata, C. flavomarginata, C.
galbinifrons, C. mccordi, C. mouhotii, C.
pani, C. trifasciata, C. yunnanensis and
C. zhoui for specimens removed from the
wild and traded for commercial purposes)
Cyclemys spp. (II)
Geoemyda japonica (II)
Geoemyda spengleri (II)
Hardella thurjii (II)
Heosemys annandalii (II) (A zero
annual export quota has been established
for specimens removed from the wild and
traded for commercial purposes)
Heosemys depressa (II) (A zero
annual export quota has been established
for specimens removed from the wild and
traded for commercial purposes)
EN
46
Annex C
Common name
Wood turtle
Bog turtle
Graptemys spp. (III United States Map turtles
of America)
Diamondback terrapin
Box turtles
Aquatic box turtle
Red-eared terrapin
Southern river terrapin
Batagur
Asian box turtles
Asian leaf turtles
Black pond turtle
Ryukyu black-breasted leaf turtle
Black-breasted leaf turtle
Crowned river turtle
Yellow-headed temple turtle
Arakan forest turtle
EN
Annex A
Annex B
Annex C
Heosemys grandis (II)
Heosemys spinosa (II)
Leucocephalon yuwonoi (II)
Malayemys macrocephala (II)
Malayemys subtrijuga (II)
Mauremys annamensis (II) (A zero
annual export quota has been established
for specimens removed from the wild and
traded for commercial purposes)
Mauremys japonica (II)
Mauremys mutica (II)
Mauremys nigricans (II)
Melanochelys tricarinata (I)
Morenia ocellata (I)
Orlitia borneensis (II) (A zero annual
Pangshura tecta (I)
export quota has been established for
specimens removed from the wild and
traded for commercial purposes)
Pangshura spp. (II) (Except for the
species included in Annex A)
Sacalia bealei (II)
Sacalia quadriocellata (II)
Siebenrockiella crassicollis (II)
Siebenrockiella leytensis (II)
EN
Giant Asian turtle
Spiny turtle
Sulawesi forest turtle
Snail-eating turtle
Ricefield turtle
Annam pond turtle
Mauremys iversoni (III China)
Mauremys megalocephala (III
China)
Mauremys pritchardi (III China)
Mauremys reevesii (III China)
Mauremys sinensis (III China)
Melanochelys trijuga (II)
Morenia petersi (II)
Notochelys platynota (II)
47
Common name
Ocadia glyphistoma (III China)
Ocadia philippeni (III China)
Fujian pond turtle
Japanese pond turtle
Big-headed pond turtle
Yellow pond turtle
Red-necked pond turtle
Pritchard’s pond turtle
Reeves’s turtle
Chinese stripe-necked turtle
Three-keeled land tortoise
Indian black turtle
Burmese swamp turtle
Indian eyed turtle
Malayan flat-shelled turtle
Notch-mouthed stripe-necked turtle
Philippen’s stripe-necked turtle
Malayan giant turtle
Roofed turtles
Indian roofed turtle
Beal’s eyed turtle
Sacalia pseudocellata (III China) Chinese false-eyed turtle
Four-eyed turtle
Black marsh turtle
Philippine pond turtle
EN
Annex A
Platysternidae
Podocnemididae
Vijayachelys silvatica (II)
Platysternidae spp. (I)
Erymnochelys madagascariensis (II)
Peltocephalus dumerilianus (II)
Podocnemis spp. (II)
Testudinidae
Trionychidae
Astrochelys radiata (I)
Astrochelys yniphora (I)
Chelonoidis nigra (I)
Geochelone platynota (I)
Gopherus flavomarginatus (I)
Malacochersus tornieri (II)
Psammobates geometricus (I)
Pyxis arachnoides (I)
Pyxis planicauda (I)
Testudo graeca (II)
Testudo hermanni (II)
Testudo kleinmanni (I)
Testudo marginata (II)
Apalone spinifera atra (I)
Chitra chitra (I)
Chitra vandijki (I)
EN
Annex B
Testudinidae spp. (II) (Except for the
species included in Annex A; a zero
annual export quota has been established
for Geochelone sulcata for specimens
removed from the wild and traded for
primarily commercial purposes)
Annex C
Common name
Cochin forest cane turtle
Big-headed turtles
Big-headed turtles
Afro-American sideneck turtles
Madagascar sideneck turtle
Big-headed sideneck turtle
Sideneck turtles
Tortoises
Tortoises
Chitra spp. (II) (Except for the species
Radiated tortoise
Angonoka
Galapagos giant tortoise
Burmese star tortoise
Bolson tortoise
Pancake tortoise
Geometric tortoise
Madagascar spider tortoise
Madagascar flat-shelled tortoise
Spur-thighed tortoise
Hermann's tortoise
Egyptian tortoise
Marginated tortoise
Softshell turtles, terrapins
Southeast Asian soft-shelled turtle
Cuatro Cienagas soft-shell turtle
Asian narrow-headed softshell
Narrow-headed softshell turtles
Dogania subplana (II)
Lissemys ceylonensis (II)
Lissemys punctata (II)
Burmese narrow-headed softshell
Malayan soft-shelled turtle
Sri Lankan flapshell turtle
Indo-Gangetic flapshell turtle
Amyda cartilaginea (II)
included in Annex A)
48
EN
Annex A
Nilssonia gangeticus (I)
Nilssonia hurum (I)
Nilssonia nigricans (I)
AMPHIBIA
ANURA
Aromobatidae
Bufonidae
Annex B
Lissemys scutata (II)
Nilssonia formosa (II)
Palea steindachneri (II)
Pelochelys spp. (II)
Pelodiscus axenaria (II)
Pelodiscus maackii (II)
Pelodiscus parviformis (II)
Rafetus swinhoei (II)
Allobates femoralis (II)
Allobates hodli (II)
Allobates myersi (II)
Allobates rufulus (II)
Allobates zaparo (II)
Dendrobatidae
EN
Myers’ poison frog
Chimanta poison frog
Sanguine poison frog
Toads
Malcolm’s Ethiopian toad
Cameroon toad
Golden frog
Golden toad
African viviparous toads
Nimba toads
Altiphrynoides spp. (I)
Amietophrynus superciliaris (I)
Atelopus zeteki (I)
Incilius periglenes (I)
Nectophrynoides spp. (I)
Nimbaphrynoides spp. (I)
Calyptocephalella gayi (III
Chile)
Conraua goliath
Adelphobates spp. (II)
49
Common name
Burmese flapshell turtle
Burmese peacock softshell
Indian soft-shell turtle
Peacock soft-shell turtle
Leith’s softshell turtle
Black soft-shell turtle
Wattle-necked softshell turtle
Giant softshell turtles
Hunan softshell turtle
Amur softshell turtle
Chinese softshell turtle
Yangtze softshell turtle
Amphibians
Frogs and toads
Cryptic forest frogs
Brilliant-thighed poison frog
Nilssonia leithii (II)
Calyptocephalellidae
Conrauidae
Annex C
Chilean helmeted water toad
Frogs
Goliath frog
Poison frogs
EN
Annex A
Poison-arrow frogs
Frogs
Six-fingered frog
Tiger frog
Tree frogs
Mantella frogs
Mantella frogs
Tomato frogs
Tomato frog
Red rain frog
Frogs
American bullfrog
Mantella spp. (II)
Dyscophus antongilii (I)
Ranidae
Scaphiophryne gottlebei (II)
Lithobates catesbeianus (Only live
specimens)
CAUDATA
Ambystomatidae
Cryptobranchidae
EN
Sky-blue poison frog
Demonic poison frogs
Agalychnis spp. (II) ( 12)
Mantellidae
Ambystoma dumerilii (II)
Ambystoma mexicanum (II)
Andrias spp. (I)
Common name
Poison-arrow frogs
Poison-arrow frogs
Euphlyctis hexadactylus (II)
Hoplobatrachus tigerinus (II)
Hylidae
12
Annex C
Ameerega spp. (II)
Andinobates spp. (II)
Dendrobates spp. (II)
Epipedobates spp. (II)
Excidobates spp. (II)
Hyloxalus azureiventris (II)
Minyobates spp. (II)
Oophaga spp. (II)
Phyllobates spp. (II)
Ranitomeya spp. (II)
Dicroglossidae
Microhylidae
Annex B
Cryptobranchus alleganiensis
(III United States of America)
Axolotls
Lake Patzcuaro salamander
Axolotl
Giant salamanders
Giant salamanders
Hellbender
The following species are the only ones considered to be included in Appendix II to the Convention: Agalychnis annae, Agalychnis callidryas, Agalychnis moreletii, Agalychnis saltator and Agalychnis spurrelli.
50
EN
Annex A
Annex B
Hynobiidae
Salamandridae
ELASMOBRANCHII
CARCHARHINIFORMES
Carcharhinidae
Hynobius amjiensis (III China)
Neurergus kaiseri (I)
inclusion will enter into force on 14
September 2014)
Sphyrna lewini (II) (This inclusion will
enter into force on 14 September 2014)
Sphyrna mokarran (II) (This inclusion
will enter into force on 14 September
2014)
Sphyrna zygaena (II) (This inclusion
will enter into force on 14 September
2014)
LAMNIFORMES
Cetorhinidae
Carcharodon carcharias (II)
Lamna nasus (II) (This inclusion will
enter into force on 14 September 2014)
Rhincodon typus (II)
Pristidae spp. (I)
Manta spp. (II) (This inclusion will enter
into force on 14 September 2014)
EN
Asiatic salamanders
Salamanders and newts
Kaiser’s spotted newt
Sharks and rays
(This listing will remain in force until
13 September 2014)
Hammerhead sharks
Scalloped hammerhead shark
Great hammerhead shark
Smooth hammerhead shark
Lamna nasus (III 27 Member
States) (This listing will remain in
Basking sharks
Basking shark
White sharks
Great white shark
Porbeagle
force until 13 September 2014)
ORECTOLOBIFORMES
Rhincodontidae
RAJIFORMES
Mobulidae
Sphyrna lewini (III Costa Rica)
Cetorhinus maximus (II)
Lamnidae
Common name
Requiem sharks
Oceanic whitetip shark
Carcharhinus longimanus (II) (This
Sphyrnidae
Pristidae
Annex C
51
Whale sharks
Whale shark
Sawfishes
Sawfishes
Manta rays
EN
Annex A
ACTINOPTERYGII
ACIPENSERIFORMES
Acipenseridae
ANGUILLIFORMES
Anguillidae
CYPRINIFORMES
Catostomidae
Cyprinidae
OSTEOGLOSSIFORMES
Arapaimidae
Osteoglossidae
PERCIFORMES
Labridae
Sciaenidae
SILURIFORMES
Pangasiidae
SYNGNATHIFORMES
Syngnathidae
13
EN
Annex B
Annex C
Common name
Fish
ACIPENSERIFORMES spp. (II)
(Except for the species included in
Annex A)
Acipenser brevirostrum (I)
Acipenser sturio (I)
Anguilla anguilla (II)
Chasmistes cujus (I)
Probarbus jullieni (I)
Caecobarbus geertsi (II)
Arapaima gigas (II)
Scleropages formosus (I) ( 13)
Sturgeons and paddlefish
Sturgeons
Shortnose sturgeon
Common sturgeon
Freshwater eels
European eel
Cui-ui
Cui-ui
Blind carps, plaeesok
African blind barb fish
Ikan temoleh
Arapaima
Arapaimas, bonytongues
Asian arowana
Totoaba macdonaldi (I)
Wrasses
Humphead wrasse
Totoabas
Totoaba
Pangasianodon gigas (I)
Pangasid catfish
Giant catfish
Cheilinus undulatus (II)
Pipefishes, seahorses
This listing includes the newly described taxon Scleropages inscriptus.
52
EN
Annex A
Annex C
Hippocampus spp. (II)
SARCOPTERYGII
CERATODONTIFORMES
Ceratodontidae
COELACANTHIFORMES
Latimeriidae
Annex B
Common name
Seahorses
Lungfishes
Australian lungfishes
Australian lungfish
Neoceratodus forsteri (II)
Coelacanths
Coelacanths
Latimeria spp. (I)
ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS)
HOLOTHUROIDEA
ASPIDOCHIROTIDA
Stichopodidae
Sea cucumbers
Sea cucumbers
Isostichopus fuscus (III Ecuador) Brown sea cucumber
ARTHROPODA (ARTHROPODS)
ARACHNIDA
ARANEAE
Theraphosidae
SCORPIONES
Scorpionidae
INSECTA
COLEOPTERA
Lucanidae
Scarabaeidae
LEPIDOPTERA
Nymphalidae
EN
Spiders and scorpions
Red-kneed tarantulas, tarantulas
Aphonopelma albiceps (II)
Aphonopelma pallidum (II)
Brachypelma spp. (II)
Chihuahua rose-grey tarantula
Central American tarantulas
Scorpions
Pandinus dictator (II)
Pandinus gambiensis (II)
Pandinus imperator (II)
Colophon spp. (III South Africa)
Dynastes satanas (II)
53
Giant Senegalese scorpion
Emperor scorpion
Insects
Beetles
Stag beetles
Cape stag beetles
Scarab beetles
Satanas beetle
Butterflies
EN
Annex A
Annex B
Agrias amydon boliviensis (III
Bolivia)
Morpho godartii lachaumei (III
Bolivia)
Prepona praeneste buckleyana
(III Bolivia)
Papilionidae
Atrophaneura jophon (II)
Atrophaneura palu
Atrophaneura pandiyana (II)
Bhutanitis spp. (II)
Graphium sandawanum
Graphium stresemanni
Ornithoptera spp. (II) (except for the
Ornithoptera alexandrae (I)
Papilio chikae (I)
Papilio homerus (I)
Papilio hospiton (II)
Parnassius apollo (II)
EN
Annex C
species included in Annex A)
Papilio benguetanus
Papilio esperanza
Papilio morondavana
Papilio neumoegeni
Parides ascanius
Parides hahneli
Teinopalpus spp. (II)
Trogonoptera spp. (II)
Troides spp. (II)
54
Common name
Birdwing and swallowtail
butterflies
Sri Lankan rose
Palu swallowtail butterfly
Malabar rose
Swallowtail butterflies
Apo swallowtail butterfly
Seram swallowtail
Birdwing butterflies
Queen Alexandra's birdwing
Luzon peacock swallowtail
Homerus swallowtail
Corsican swallowtail
Madagascan emperor swallowtail
Fluminense swallowtail butterfly
Hahnel's amazonian swallowtail
butterfly
Mountain apollo
Kaiser-I-Hind butterflies
Birdwing butterflies
Birdwing butterflies
EN
Annex A
Annex B
Annex C
Common name
ANNELIDA (SEGMENTED WORMS AND LEECHES)
HIRUDINOIDEA
ARHYNCHOBDELLIDA
Hirudinidae
Leeches
Hirudo medicinalis (II)
Hirudo verbana (II)
Leeches
Northern medicinal leech
Southern medicinal leech
MOLLUSCA (MOLLUSCS)
BIVALVIA
Bivalve molluscs (clams, mussels
etc.)
MYTILOIDA
Mytilidae
UNIONOIDA
Unionidae
Lithophaga lithophaga (II)
Conradilla caelata (I)
Dromus dromas (I)
Epioblasma curtisii (I)
Epioblasma florentina (I)
Epioblasma sampsonii (I)
Epioblasma sulcata perobliqua (I)
Epioblasma torulosa gubernaculum
(I)
Epioblasma torulosa torulosa (I)
Epioblasma turgidula (I)
Epioblasma walkeri (I)
Fusconaia cuneolus (I)
Fusconaia edgariana (I)
Lampsilis higginsii (I)
Lampsilis orbiculata orbiculata (I)
Lampsilis satur (I)
Lampsilis virescens (I)
Plethobasus cicatricosus (I)
EN
Cyprogenia aberti (II)
Epioblasma torulosa rangiana (II)
55
Marine mussels
European date mussel
Freshwater mussels, pearly mussels
Birdwing pearly mussel
Western fanshell mussel
Dromedary pearly mussel
Curtis' pearly mussel
Yellow-blossom pearly mussel
Wabash riffleshell
White catspaw mussel
Green-blossom pearly mussel
Northern riffleshell
Turbercled-blossom pearly mussel
Turgid-blossom pearly mussel
Tan riffleshell
Fine-rayed pigtoe pearly mussel
Shiny pigtoe pearly mussel
Higgins' eye pearly mussel
Pink mucket pearly mussel
Sandback pocketbook mussel
Alabama lamp pearly mussel
White warty-back pearly mussel
EN
Annex A
Annex B
Plethobasus cooperianus (I)
Pleurobema plenum (I)
Potamilus capax (I)
Quadrula intermedia (I)
Annex C
Orange-footed pimpleback mussel
Clubshell pearly mussel
Rough pigtoe pearly mussel
Fat pocketbook pearly mussel
Cumberland monkey-face pearly
mussel
Appalachian monkey-face pearly
mussel
Pale lilliput pearly mussel
Nicklin's pearly mussel
Tampico pearly mussel
Cumberland bean pearly mussel
Pleurobema clava (II)
Quadrula sparsa (I)
VENEROIDA
Tridacnidae
Toxolasma cylindrella (I)
Unio nickliniana (I)
Unio tampicoensis tecomatensis (I)
Villosa trabalis (I)
STYLOMMATOPHORA
Achatinellidae
Camaenidae
Giant clams
Giant clams
Slugs, snails and conches
Tridacnidae spp. (II)
GASTROPODA
MESOGASTROPODA
Strombidae
Common name
Strombus gigas (II)
Conches
Queen conch
Papustyla pulcherrima (II)
Agate snails, oahu tree snails
Little agate shells
Green tree snail
Manus green tree snail
Achatinella spp. (I)
CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES)
ANTHOZOA
ANTIPATHARIA
GORGONACEAE
Coralliidae
EN
Corals, sea anemones
ANTIPATHARIA spp. (II)
Black corals
Corallium elatius (III China)
Corallium japonicum (III China)
Corallium konjoi (III China)
Corallium secundum (III China)
56
Red and pink corals
EN
Annex A
HELIOPORACEA
Helioporidae
Annex B
Helioporidae spp. (II) (Includes only
14
the species Heliopora coerulea) ( )
SCLERACTINIA
SCLERACTINIA spp. (II) (14)
STOLONIFERA
Tubiporidae
Tubiporidae spp. (II) (14)
HYDROZOA
MILLEPORINA
Milleporidae
STYLASTERINA
Stylasteridae
Annex C
Common name
Blue coral
Blue coral
Stony corals
Organpipe corals
Organpipe corals
Sea ferns, fire corals, stinging
medusas
Milleporidae spp. (II) (14)
Wello fire corals
Wello fire corals
Stylasteridae spp. (II) (14)
Lace corals
Lace corals
FLORA
AGAVACEAE
AMARYLLIDACEAE
ANACARDIACEAE
14
EN
Agave parviflora (I)
Galanthus spp. (II) #4
Sternbergia spp. (II) #4
Agaves
Santa Cruz striped agave
Queen Victoria agave
Dehesa bear-grass
Queretaro yucca
Amaryllids
Snowdrops
Sternbergias
Operculicarya decaryi (II)
Jabihy
Agave victoriae-reginae (II) #4
Nolina interrata (II)
Yucca queretaroensis (II)
The following are not subject to the provisions of this Regulation:
Fossils;
Coral sand, that is to say, material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter and which may also contain, amongst other things, the remains of
Foraminifera, mollusc and crustacean shell, and coralline algae;
Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm measured in any direction.
57
EN
Annex A
APOCYNACEAE
Pachypodium ambongense (I)
Pachypodium baronii (I)
Pachypodium decaryi (I)
ARALIACEAE
Annex B
BERBERIDACEAE
BROMELIACEAE
15
EN
Common name
Operculicarya hyphaenoides (II)
Operculicarya pachypus (II)
Jabihy
Tabily
Hoodia spp. (II) #9
Pachypodium spp. (II) (Except for the
species included in Annex A) #4
Hoodia
Elephant trunks
Rauvolfia serpentina (II) #2
Snake-root devil-pepper
Aralias
Asian ginseng
Panax ginseng (II) (Only the
population of the Russian Federation; no
other population is included in the
Annexes to this Regulation) #3
ARAUCARIACEAE
Annex C
Panax quinquefolius (II) #3
Araucaria araucana (I)
Podophyllum hexandrum (II) #2
Tillandsia harrisii (II) #4
Tillandsia kammii (II) #4
Tillandsia mauryana (II) #4
Tillandsia xerographica (II) ( 15) #4
American ginseng
Araucarias
Monkey-puzzle tree
Barberries
Himalayan may-apple
Air plants, bromelias
Harris' tillandsia
Kamm's tillandsia
Maury's tillandsia
Xerographic tillandsia
Trade of specimens with source code A is allowed only if specimens traded possess cataphylls.
58
EN
Annex A
CACTACEAE
Annex B
CACTACEAE spp. (II) (Except for
Ariocarpus spp. (I)
Astrophytum asterias (I)
Aztekium ritteri (I)
Coryphantha werdermannii (I)
Discocactus spp. (I)
Echinocereus ferreirianus ssp.
lindsayi (I)
Echinocereus schmollii (I)
Escobaria minima (I)
Escobaria sneedii (I)
Mammillaria pectinifera (I)
Mammillaria solisioides (I)
Melocactus conoideus (I)
Melocactus deinacanthus (I)
the species included in Annex A and
Pereskia spp., Pereskiopsis spp. and
16
Quiabentia spp.) ( ) #4
Melocactus paucispinus (I)
Obregonia denegrii (I)
Pachycereus militaris (I)
Pediocactus bradyi (I)
EN
Common name
Cacti
Cacti
Living rock cacti
Star cactus
Aztec cactus
Jobali pincushion cactus
Discocacti
Lindsay's hedgehog cacti
Lamb's-tail cactus
Nelle's cactus
Sneed's pincushion cactus
Conchilinque
Pitayita
Conelike Turk's-cap cactus
Wonderfully-bristled Turk's cap
cactus
Woolly waxy-stemmed Turk's-cap
cactus
Few-spined Turk's-cap cactus
Artichoke cactus
Grenadier's cap
Brady's pincushion cactus
Melocactus glaucescens (I)
16
Annex C
Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation:
Hatiora x graeseri
Schlumbergera x buckleyi
Schlumbergera russelliana x Schlumbergera truncata
Schlumbergera orssichiana x Schlumbergera truncata
Schlumbergera opuntioides x Schlumbergera truncata
Schlumbergera truncata (cultivars)
Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia 'Jusbertii', Hylocereus trigonus or Hylocereus undatus
Opuntia microdasys (cultivars)
59
EN
Annex A
CARYOCARACEAE
COMPOSITAE (ASTERACEAE)
CUCURBITACEAE
Annex B
Pediocactus knowltonii (I)
Pediocactus paradinei (I)
Pediocactus peeblesianus (I)
Pediocactus sileri (I)
Pelecyphora spp. (I)
Sclerocactus brevihamatus ssp.
tobuschii (I)
Sclerocactus erectocentrus (I)
Sclerocactus glaucus (I)
Sclerocactus mariposensis (I)
Sclerocactus mesae-verdae (I)
Sclerocactus nyensis (I)
Sclerocactus papyracanthus (I)
Sclerocactus pubispinus (I)
Sclerocactus wrightiae (I)
Strombocactus spp. (I)
Turbinicarpus spp. (I)
Uebelmannia spp. (I)
CYATHEACEAE
Caryocar costaricense (II) #4
Saussurea costus (I) (also known as
S. lappa, Aucklandia lappa or A. costus)
Tobory
Zygosicyos tripartitus (II)
Betoboky
Cypresses
Alerce
Pilgerodendron
Tree ferns
Tree ferns
Cycads
Cycads
Cyathea spp. (II) #4
Cycas beddomei (I)
EN
Needle-spined pineapple cactus
Uinta Basin hookless cactus
Mariposa cactus
Mesa Verde cactus
Tonopah fishook cactus
Grama-grass cactus
Great-Basin fishhook cactus
Wright's fishhook cactus
Peyote
Turbinicarps
Uebelmann cacti
Ajos
Ajillo
Asters, daisies, costus
Costus
Zygosicyos pubescens (II) (also
Fitzroya cupressoides (I)
Pilgerodendron uviferum (I)
CYCADACEAE
Common name
Knowlton's cactus
Houserock valley cactus
Peebles's Navajo cactus
Siler's pincushion cactus
Pine cane cactus
Tobusch fishhook cactus
known as Xerosicyos pubescens)
CUPRESSACEAE
Annex C
CYCADACEAE spp. (II) (Except for
the species included in Annex A) #4
60
Beddome’s cycad
EN
Annex A
DICKSONIACEAE
Annex B
Cibotium barometz (II) #4
Dicksonia spp. (II) (Only the
populations of the Americas; no other
populations are included in the Annexes
to this Regulation. This includes the
synonyms Dicksonia berteriana, D.
externa, D. sellowiana and D. stuebelii)
DIDIEREACEAE
DIOSCOREACEAE
DROSERACEAE
EBENACEAE
EN
#4
DIDIEREACEAE spp. (II) #4
Dioscorea deltoidea (II) #4
Dionaea muscipula (II) #4
Diospyros spp. (II) (Only the
populations of Madagascar; no other
population is included in the Annexes to
this Regulation) #5
61
Annex C
Common name
Tree ferns
Tree ferns
Didiereas
Alluaudias, didiereas
Yams
Elephant's foot
Sundews
Venus fly-trap
Ebonies
EN
Annex A
EUPHORBIACEAE
Annex B
Euphorbia spp. (II) #4
Euphorbia ambovombensis (I)
Euphorbia capsaintemariensis (I)
Euphorbia cremersii (I) (Includes the
(Succulent species only except for:
1) Euphorbia misera;
2) artificially propagated specimens of
cultivars of Euphorbia trigona;
3) artificially propagated specimens of
Euphorbia lactea grafted on
artificially propagated root stock of
Euphorbia neriifolia, when they are:
- crested, or
- fan-shaped, or
- colour mutants;
4) artificially propagated specimens of
cultivars of Euphorbia ‘Milii’ when
they are:
- readily recognisable as artificially
propagated specimens, and
- introduced into or (re-)exported
from the Union in shipments of 100
or more plants;
which are not subject to the provisions of
this Regulation, and
5) the species included in Annex A)
Annex C
Common name
Spurges
Euphorbias
forma viridifolia and the var. rakotozafyi)
Euphorbia cylindrifolia (I) (Includes
the ssp. tuberifera)
Euphorbia decaryi (I) (Includes the
vars. ampanihyensis, robinsonii and
sprirosticha)
Euphorbia francoisii (I)
Euphorbia handiensis (II)
Euphorbia lambii (II)
Euphorbia moratii (I) (Includes the
vars. antsingiensis, bemarahensis and
multiflora)
Euphorbia parvicyathophora (I)
Euphorbia quartziticola (I)
EN
62
EN
Annex A
FOUQUIERIACEAE
GNETACEAE
Annex B
Annex C
Euphorbia stygiana (II)
Euphorbia tulearensis (I)
Fouquieria fasciculata (I)
Fouquieria purpusii (I)
Oreomunnea pterocarpa (II) #4
LAURACEAE
Aniba rosaeodora (II)
A. duckei) #12
LEGUMINOSAE
(FABACEAE)
Dalbergia granadillo (II) #6
Dalbergia retusa (II) #6
Dalbergia stevensonii (II) #6
Dalbergia spp. (II) (Only the
populations of Madagascar) #5
Pericopsis elata (II) #5
Platymiscium pleiostachyum (II) #4
Pterocarpus santalinus (II) #7
Senna meridionalis (II)
63
Joint firs
Walnuts, gavilan
Gavilàn
Brazilian rosewood
(also known as
Caesalpinia echinata (II) #10
Dalbergia cochinchinensis (II) #5
Dalbergia nigra (I)
EN
Ocotillos, boojums
Boojum tree
Arbol del barril
Fouquieria columnaris (II) #4
Gnetum montanum (III Nepal) #1
JUGLANDACEAE
Common name
Legumes
Dalbergia darienensis (III
Panama) (population of Panama) #2
Dipteryx panamensis (III Costa
Rica / Nicaragua)
Brazil wood
Thailand rosewood
Granadillo rosewood
Brazilian rosewood
Black rosewood
Honduras rosewood
Malagasy rosewood
Almendro
Afrormosia
Quira macawood
Red sandalwood
Taraby
EN
Annex A
LILIACEAE
Annex B
Annex C
Lilies
Aloes
Aloe spp. (II) (Except for the species
Aloe albida (I)
Aloe albiflora (I)
Aloe alfredii (I)
Aloe bakeri (I)
Aloe bellatula (I)
Aloe calcairophila (I)
Aloe compressa (I) (Includes the vars.
Common name
included in Annex A and Aloe vera, also
known as Aloe barbadensis, which is not
included in the Annexes to this
Regulation) #4
paucituberculata, rugosquamosa and
schistophila)
Aloe delphinensis (I)
Aloe descoingsii (I)
Aloe fragilis (I)
Aloe haworthioides (I) (Includes the
var. aurantiaca)
Aloe helenae (I)
Aloe laeta (I) (Includes the var.
maniaensis)
MAGNOLIACEAE
Aloe parallelifolia (I)
Aloe parvula (I)
Aloe pillansii (I)
Aloe polyphylla (I)
Aloe rauhii (I)
Aloe suzannae (I)
Aloe versicolor (I)
Aloe vossii (I)
Magnolia liliifera var. obovata
(III Nepal) #1
MELIACEAE
EN
Cedrela fissilis (III Bolivia) #5
Cedrela lilloi (III Bolivia) #5
64
Magnolias
Safan
Mahoganies, cedars
EN
Annex A
Annex B
Swietenia humilis (II) #4
Swietenia macrophylla (II)
(Population of the Neotropics - includes
Central and South America and the
Caribbean) #6
Swietenia mahagoni (II) #5
NEPENTHACEAE
ORCHIDACEAE
17
EN
Nepenthes khasiana (I)
Nepenthes rajah (I)
Nepenthes spp. (II) (Except for the
species included in Annex A) #4
ORCHIDACEAE spp. (II) (Except for
17
the species included in Annex A) ( ) #4
Annex C
Cedrela odorata (III Bolivia /
Brazil. In addition, the following
countries have listed their
national populations: Colombia,
Guatemala and Peru) #5
Common name
Spanish cedar
Honduras mahogany
Big-leaf mahogany
Caribbean mahogany
Pitcher plants (old-world)
Tropical pitcher plants
Indian pitcher plant
Giant tropical pitcher plant
Orchids
Orchids
Artificially propagated hybrids of Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Regulation, when specimens are readily recognizable as artificially propagated and do not
show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae
or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and
(a) when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or
more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly
states the number of plants of each hybrid; or
(b) when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail
sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification.
Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents.
65
EN
Annex A
Annex B
Annex C
Common name
For all of the following Annex A orchid
species, seedling or tissue cultures are
not subject to the provisions of this
Regulation, when:
- they are obtained in vitro, in solid or
liquid media, and
- meet the definition of ‘artificially
propagated’ in accordance with Article 56
of Commission Regulation (EC) No
865/2006, and
- when introduced into or (re-)exported
from the Union are transported in sterile
containers
OROBANCHACEAE
Aerangis ellisii (I)
Cephalanthera cucullata (II)
Cypripedium calceolus (II)
Dendrobium cruentum (I)
Goodyera macrophylla (II)
Laelia jongheana (I)
Laelia lobata (I)
Liparis loeselii (II)
Ophrys argolica (II)
Ophrys lunulata (II)
Orchis scopulorum (II)
Paphiopedilum spp. (I)
Peristeria elata (I)
Phragmipedium spp. (I)
Renanthera imschootiana (I)
Spiranthes aestivalis (II)
Madeiran lady’s-tresses
Cistanche deserticola (II) #4
PALMAE
(ARECACEAE)
Chrysalidocarpus decipiens (I)
EN
Hooded helleborine
Lady's slipper orchid
Beccariophoenix madagascariensis
(II) #4
Lemurophoenix halleuxii (II)
66
Fen orchid
Eyed bee orchid
Crescent ophrys
Madeiran orchid
Asian slipper orchids
Holy ghost orchid
South American slipper orchids
Red vanda
Summer lady's-tresses
Broomrapes
Desert cistanche
Palms
Manarano
Butterfly palm
Hovitra varimena
EN
Annex A
Marojejya darianii (II)
Neodypsis decaryi (II) #4
Ravenea louvelii (II)
Ravenea rivularis (II)
Satranala decussilvae (II)
Voanioala gerardii (II)
PAPAVERACEAE
Uncarina grandidieri (II)
Uncarina stellulifera (II)
Abies guatemalensis (I)
Pinus koraiensis (III Russian
Federation) #5
PODOCARPACEAE
PRIMULACEAE
18
EN
Lodoicea maldivica (III
Seychelles) #13
Adenia firingalavensis (II)
Adenia olaboensis (II)
Adenia subsessilifolia (II)
PEDALIACEAE
PORTULACACEAE
Annex C
Meconopsis regia (III Nepal) #1
PASSIFLORACEAE
PINACEAE
Annex B
Podocarpus neriifolius (III
Nepal) #1
Podocarpus parlatorei (I)
Anacampseros spp. (II) #4
Avonia spp. (II) #4
Lewisia serrata (II) #4
Cyclamen spp. (II) ( 18) #4
Common name
Coco de Mer
Ravimbe
Triangle palm
Lakamarefo
Gora
Satranabe
Voanioala
Poppies
Himalayan poppy
Bottle liana
Vahisasety
Katakata
Pedalium family
Uncarina
Uncarina
Pine family
Guatemalan fir
Podocarps
Yellow wood
Parlatore's podocarp
Portulacas, purslanes
Purslanes
Saw-toothed lewisia
Primulas, cyclamens
Cyclamens
Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers.
67
EN
Annex A
RANUNCULACEAE
Adonis vernalis (II) #2
Hydrastis canadensis (II) #8
ROSACEAE
RUBIACEAE
SANTALACEAE
Prunus africana (II) #4
Balmea stormiae (I)
Osyris lanceolata (II) (Only the
populations of Burundi, Ethiopia, Kenya,
Rwanda, Uganda and the United
Republic of Tanzania; no other population
is included in the Annexes to this
Regulation) #2
SARRACENIACEAE
SCROPHULARIACEAE
Sarracenia oreophila (I)
Sarracenia rubra ssp. alabamensis
(I)
Sarracenia rubra ssp. jonesii (I)
19
EN
Sarracenia spp. (II) (Except for the
species included in Annex A) #4
Picrorhiza kurrooa (II) (excludes
Picrorhiza scrophulariiflora) #2
STANGERIACEAE
TAXACEAE
Annex B
Stangeria eriopus (I)
Bowenia spp. (II) #4
Taxus chinensis and infraspecific
taxa of this species (II) #2
Taxus cuspidata and infraspecific
taxa of this species (II) ( 19) #2
Annex C
Common name
Buttercups
Yellow adonis
Golden seal
Roses, cherries
African cherry
Ayugue
Ayugue
East African sandalwood
Pitcher plants (new world)
Pitcher plants
Green pitcher plant
Alabama canebrake pitcher plant
Mountain sweet pitcher plant
Figworts
Indian gentian
Stangerias (cycads)
Cycads
Stangeria
Yews
Chinese yew
Japanese yew
Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text
‘artificially propagated’, are not subject to the provisions of this Regulation.
68
EN
Annex A
THYMELAEACEAE
(AQUILARIACEAE)
TROCHODENDRACEAE
(TETRACENTRACEAE)
Aquilaria spp. (II) #14
Gonystylus spp. (II) #4
Gyrinops spp. (II) #14
Agarwood
Ramin
Agarwood
Tetracentrons
Welwitschia mirabilis (II) #4
ZAMIACEAE
EN
Tibetan yew
Cyphostemma elephantopus (II)
Cyphostemma laza (II)
Cyphostemma montagnacii (II)
WELWITSCHIACEAE
Ceratozamia spp. (I)
Chigua spp. (I)
Encephalartos spp. (I)
Microcycas calocoma (I)
Common name
Taxus fuana and infraspecific taxa of
this species (II) #2
Taxus sumatrana and infraspecific
taxa of this species (II) #2
Taxus wallichiana (II) #2
Nardostachys grandiflora (II) #2
VITACEAE
ZYGOPHYLLACEAE
Annex C
Sumatran yew
Himalayan yew
Agarwood, ramin
Tetracentron sinense (III Nepal)
#1
VALERIANACEAE
ZINGIBERACEAE
Annex B
ZAMIACEAE spp. (II) (Except for the
species included in Annex A) #4
Hedychium philippinense (II) #4
Bulnesia sarmientoi (II) #11
Guaiacum spp. (II) #2
69
Valerians
Lazampasika
Laza
Lazambohitra
Welwitschias
Welwitschia
Cycads
Cycads
Horncones
Bread palms
Palm corcho
Ginger lilies
Philippine garland-flower
Lignum-vitae
Holy wood
Lignum-vitae
EN
Annex D
Common name
FAUNA
CHORDATA (CHORDATES)
MAMMALIA
CARNIVORA
Canidae
Mustelidae
DIPROTODONTIA
Macropodidae
AVES
ANSERIFORMES
Anatidae
COLUMBIFORMES
Columbidae
EN
Mammals
Dogs, foxes, wolves
Red fox
Red fox
Red fox
Badgers, martens, weasels etc.
Mountain weasel
Stoat
Yellow-bellied weasel
Siberian weasel
Vulpes vulpes griffithi (III India) §1
Vulpes vulpes montana (III India) §1
Vulpes vulpes pusilla (III India) §1
Mustela altaica (III India) §1
Mustela erminea ferghanae (III India) §1
Mustela kathiah (III India) §1
Mustela sibirica (III India) §1
Kangaroos, wallabies
Doria’s tree-kangaroo
Goodfellow's tree-kangaroo
Huon tree-kangaroo
Golden-mantled tree-kangaroo
Seri’s tree-kangaroo
Birds
Dendrolagus dorianus
Dendrolagus goodfellowi
Dendrolagus matschiei
Dendrolagus pulcherrimus
Dendrolagus stellarum
Anas melleri
Ducks, geese, swans
Meller's duck
Columba oenops
Didunculus strigirostris
Ducula pickeringii
Gallicolumba crinigera
Ptilinopus marchei
Turacoena modesta
Doves, pigeons
Peruvian pigeon
Tooth-billed pigeon
Grey imperial-pigeon
Mindanao bleeding-heart
Flame-breasted fruit-dove
Black cuckoo-dove
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EN
Annex D
GALLIFORMES
Cracidae
Megapodiidae
Phasianidae
PASSERIFORMES
Bombycillidae
Corvidae
Cotingidae
Emberizidae
Estrildidae
EN
Common name
Chachalacas, currassows, guans
Black curassow
Horned curassow
White-crested guan
Megapodes, scrubfowl
Moluccan scrubfowl
Grouse, guineafowl, partridges, pheasants, tragopans
White-necklaced partridge
Bulwer's pheasant
Siamese fireback
Salvadori's pheasant
Kalij pheasant
Reeves's pheasant
Crax alector
Pauxi unicornis
Penelope pileata
Eulipoa wallacei
Arborophila gingica
Lophura bulweri
Lophura diardi
Lophura inornata
Lophura leucomelanos
Syrmaticus reevesii §2
Bombycilla japonica
Cyanocorax caeruleus
Cyanocorax dickeyi
Procnias nudicollis
Dacnis nigripes
Sporophila falcirostris
Sporophila frontalis
Sporophila hypochroma
Sporophila palustris
Amandava amandava
Cryptospiza reichenovii
Erythrura coloria
Erythrura viridifacies
Estrilda quartinia (Frequently traded as Estrilda melanotis)
Hypargos niveoguttatus
71
Waxwings
Japanese waxwing
Crows, magpies, jays
Azure jay
Tufted jay
Cotingas
Bare-throated bellbird
Cardinals, seedeaters, tanagers
Black-legged dacnis
Temminck's seedeater
Buffy-throated seedeater
Grey-and-chestnut seedeater
Marsh seedeater
Mannikins, waxbills
Red avadavat
Red-faced crimson-wing
Red-eared parrotfinch
Green-faced parrotfinch
Yellow-bellied waxbill
Peters’s twinspot
EN
Annex D
Fringillidae
Icteridae
Muscicapidae
Pittidae
Sittidae
Sturnidae
EN
Common name
Lonchura griseicapilla
Lonchura punctulata
Lonchura stygia
Carduelis ambigua
Carduelis atrata
Kozlowia roborowskii
Pyrrhula erythaca
Serinus canicollis
Serinus citrinelloides hypostictus (Frequently traded as Serinus
citrinelloides)
Sturnella militaris
Cochoa azurea
Cochoa purpurea
Garrulax formosus
Garrulax galbanus
Garrulax milnei
Niltava davidi
Stachyris whiteheadi
Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni)
Turdus dissimilis
Pitta nipalensis
Pitta steerii
Sitta magna
Sitta yunnanensis
Cosmopsarus regius
Mino dumontii
Sturnus erythropygius
72
Grey-headed silverbill
Scaly-breasted munia
Black munia
Finches
Black-headed greenfinch
Black siskin
Tibetan rosefinch
Grey-headed bullfinch
Cape canary
East African citril
New-world blackbirds
Pampas meadowlark
Old-world flycatchers, thrushes
Javan cochoa
Purple cochoa
Red-winged laughingthrush
Yellow-throated laughingthrush
Red-tailed laughing thrush
Fujian niltava
Chestnut-faced babbler
Swynnerton's robin
Black-breasted thrush
Pittas
Blue-naped pitta
Azure-breasted pitta
Nuthatches
Giant nuthatch
Yunnan nuthatch
Mynas, starlings
Golden-breasted starling
Yellow-faced myna
White-headed starling
EN
Annex D
REPTILIA
SAURIA
Agamidae
Anguidae
Gekkonidae
Gerrhosauridae
Iguanidae
Scincidae
SERPENTES
Colubridae
Hydrophiidae
Viperidae
EN
Common name
Reptiles
Physignathus cocincinus
Chinese water dragon
Abronia graminea
Arboreal alligator lizard
Geckos
New Caledonia bumpy gecko
Guichenot's giant gecko
New Caledonia giant gecko
Small-scaled wonder gecko
Common wonder gecko
Spiny-tailed lizards
Karsten's girdled lizard
Four-lined girdled lizard
Rhacodactylus auriculatus
Rhacodactylus ciliatus
Rhacodactylus leachianus
Teratoscincus microlepis
Teratoscincus scincus
Zonosaurus karsteni
Zonosaurus quadrilineatus
Ctenosaura quinquecarinata
Club-tail iguana
Skinks
Crocodile skink
New Guinea helmet skink
Tribolonotus gracilis
Tribolonotus novaeguineae
Typical snakes, water snakes, whip snakes
Taiwan stink snake
Radiated rat snake
Taiwan beauty snake
Bocourt's water snake
Masked water snake
Northern leafnose snake
Madagascar menarana snake
Indochinese rat snake
Redneck keelback
Sea snakes
Shaw's sea snake
Vipers
Malayan pit viper
Elaphe carinata §1
Elaphe radiata §1
Elaphe taeniura §1
Enhydris bocourti §1
Homalopsis buccata §1
Langaha nasuta
Leioheterodon madagascariensis
Ptyas korros §1
Rhabdophis subminiatus §1
Lapemis curtus (Includes Lapemis hardwickii) §1
Calloselasma rhodostoma §1
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EN
Annex D
AMPHIBIA
ANURA
Dicroglossidae
Hylidae
Leptodactylidae
Ranidae
CAUDATA
Hynobiidae
Plethodontidae
Salamandridae
ACTINOPTERYGII
PERCIFORMES
Apogonidae
Common name
Frogs and toads
Frogs
Fanged River Frog or Javan Giant Frog
Tree frogs
Waxy monkey tree frog
Neotropical frogs
Red spotted burrow frog
Frogs
Albanian pool frog
Limnonectes macrodon
Phyllomedusa sauvagii
Leptodactylus laticeps
Pelophylax shqiperica
Asiatic salamanders
Semirechensk salamander / Central Asian salamander / Siberian
salamander
Lungless salamanders
Giant palm salamander
Newts and salamanders
Sword-tailed newt
Anderson’s salamander
Paddletail newt
Warty newt
North African fire salamander
Crocodile newts
Fish
Ranodon sibiricus
Bolitoglossa dofleini
Cynops ensicauda
Echinotriton andersoni
Laotriton laoensis
Paramesotriton spp.
Salamandra algira
Tylototriton spp.
Pterapogon kauderni
Banggai cardinalfish
ARTHROPODA (ARTHROPODS)
INSECTA
LEPIDOPTERA
Papilionidae
EN
Insects
Butterflies
Birdwing and swallow-tail butterflies
Short-horned baronia
Baronia brevicornis
Papilio grosesmithi
Papilio maraho
Broad-tailed swallowtail
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EN
Annex D
Common name
MOLLUSCA (MOLLUSCS)
GASTROPODA
Haliotidae
Haliotis midae
Midas ear abalone
FLORA
AGAVACEAE
ARACEAE
COMPOSITAE
(ASTERACEAE)
ERICACEAE
GENTIANACEAE
LILIACEAE
EN
Agaves
Calibanus hookeri
Dasylirion longissimum
Beargrass
Arums
Green dragon
Arisaema dracontium
Arisaema erubescens
Arisaema galeatum
Arisaema nepenthoides
Arisaema sikokianum
Arisaema thunbergii var. urashima
Arisaema tortuosum
Biarum davisii ssp. marmarisense
Biarum ditschianum
Asters, daisies, costus
Arnica montana §3
Othonna cacalioides
Othonna clavifolia
Othonna hallii
Othonna herrei
Othonna lepidocaulis
Othonna retrorsa
Mountain tobacco
Heathers, rhododendrons
Bearberry
Gentians
Great yellow gentian
Wakerobins
Dwarf wakerobin
Ill-scented wakerobin
Arctostaphylos uva-ursi §3
Gentiana lutea §3
Trillium pusillum
Trillium rugelii
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EN
Annex D
LYCOPODIACEAE
MELIACEAE
MENYANTHACEAE
PARMELIACEAE
PASSIFLORACEAE
PEDALIACEAE
PORTULACACEAE
SELAGINELLACEAE
Common name
Trillium sessile
Sessile-flowered wakerobin wood-lily
Clubmosses
Stagshorn clubmoss
Mahoganies, cedars
Lycopodium clavatum §3
Cedrela montana §4
Cedrela oaxacensis §4
Cedrela salvadorensis §4
Cedrela tonduzii §4
Bogbeans
Bogbean
Parmelioid lichens
Icelandic moss
Desert roses
Desert rose
Desert rose
Sesame, devil’s claw
Devil’s claw
Portulas, purslanes
Menyanthes trifoliata §3
Cetraria islandica §3
Adenia glauca
Adenia pechuelli
Harpagophytum spp. §3
Ceraria carrissoana
Ceraria fruticulosa
Clubmosses, spikemosses
Rose of Jericho
Selaginella lepidophylla
EN
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EN

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