NetGuardian 832A

<RXU 3DU WQHU V LQ1HWZRU N 5HOLDELOLW\ 0 DQDJHP HQW
1HW*XDUGLDQ$
86(50$18$/
9LVLWRXUZHEVLWHDWZZZGSVWHOHFRPFRPIRUWKHODWHVW3')PDQXDODQG)$4V
$SULO
'2&80
)LUPZDUH9HUVLRQ.
5HYLVLRQ+LVWRU\
$SULO
1HW*XDUGLDQ8VHU0DQXDO'2&80UHOHDVHG
2FWREHU
1HW*XDUGLDQ8VHU0DQXDO'2&80$UHOHDVHG
-XO\
1HW*XDUGLDQ8VHU0DQXDO'2&80UHOHDVHG
0DUFK
1HW*XDUGLDQ$8VHU0DQXDO'2&80UHOHDVHG
0DUFK
1HW*XDUGLDQ$8VHU0DQXDO'2&80UHOHDVHG
)HEUXDU\
1HW*XDUGLDQ$8VHU0DQXDO'2&80&UHOHDVHG
'HFHPEHU 1HW*XDUGLDQ$8VHU0DQXDO'2&80&UHOHDVHG
2FWREHU
1HW*XDUGLDQ$8VHU0DQXDO'2&80$UHOHDVHG
0DUFK
5HYLVHGWRVXSSRUWILUPZDUHYHUVLRQ%
$XJXVW
3UHOLPLQDU\5HYLVLRQ
7KLVGRFXPHQWFRQWDLQVSURSULHWDU\LQIRUPDWLRQZKLFKLVSURWHFWHGE\FRS\ULJKW$OOULJKWVDUHUHVHUYHG1RSDUWRIWKLV
GRFXPHQWPD\EHSKRWRFRSLHGZLWKRXWSULRUZULWWHQFRQVHQWRI'367HOHFRP
$OOVRIWZDUHDQGPDQXDOVDUHFRS\ULJKWHGE\'367HOHFRP6DLGVRIWZDUHDQGPDQXDOVPD\QRWEHUHSURGXFHGFRSLHG
WUDQVPLWWHGRUXVHGWRPDNHDGHULYDWLYHZRUNE\HLWKHUPHFKDQLFDOHOHFWURQLFRUDQ\RWKHUPHDQVLQZKROHRULQSDUW
ZLWKRXWSULRUZULWWHQFRQVHQWIURP'367HOHFRPH[FHSWDVUHTXLUHGE\8QLWHG6WDWHVFRS\ULJKWODZV
‹'367HOHFRP
1RWLFH
7KHPDWHULDOLQWKLVPDQXDOLVIRULQIRUPDWLRQSXUSRVHVDQGLVVXEMHFWWRFKDQJHZLWKRXWQRWLFH'367HOHFRPVKDOOQRWEH
OLDEOHIRUHUURUVFRQWDLQHGKHUHLQRUFRQVHTXHQWLDOGDPDJHVLQFRQQHFWLRQZLWKWKHIXUQLVKLQJSHUIRUPDQFHRUXVHRIWKLV
PDQXDO
&RQWHQWV
9LVLWRXUZHEVLWHDWZZZGSVWHOHFRPFRPIRUWKHODWHVW3')PDQXDODQG)$4V
,QWURGXFWLRQ
1HW*XDUGLDQ)XQFWLRQDO'LDJUDP
$ERXW7KLV0DQXDO
6KLSSLQJ/LVW
2SWLRQDO$FFHVVRULHV
6SHFLILFDWLRQV
+DUGZDUH,QVWDOODWLRQ
+DUGZDUH,QVWDOODWLRQ2YHUYLHZ
7RROV1HHGHG
0RXQWLQJ
%DFN3DQHO&RQQHFWLRQV
3RZHU&RQQHFWLRQ
&RPPXQLFDWLRQ/LQHV
/$1&RQQHFWLRQ
3KRQH/LQH&RQQHFWLRQ
$ODUPDQG&RQWURO5HOD\&RQQHFWLRQV
'LVFUHWH$ODUPV
$QDORJ$ODUPV
&RQWURO5HOD\V
,QWHJUDWHG7HPSHUDWXUHDQG%DWWHU\6HQVRU2SWLRQDO
'DWD3RUWV
&RQQHFWLQJ1HW*XDUGLDQ$FFHVVRULHV
%ORFN2SWLRQDO
+LQJHG:LUH:UDS%DFN3DQHO2SWLRQDO
/H[DQ:LUH:UDS&RYHU
-XPSHU2SWLRQV
)URQW3DQHO&RQWUROVDQG'LVSOD\V
/&''LVSOD\DQG0HQX
$ODUPDQG&RQWURO6WDWXV0HVVDJHV
6RXQG&RQWUROV
)URQW3DQHO/('V
3UHOLPLQDU\6RIWZDUH&RQILJXUDWLRQ
&RQQHFWLQJWRWKH1HW*XDUGLDQ
7HPSRUDULO\&KDQJLQJ<RXU&RPSXWHU
V,3$GGUHVVDQG6XEQHW0DVN
)URQW3DQHO&UDIW3RUW$FFHVV
5HPRWH&RQQHFWLRQ'LDOXS
/$1&RQQHFWLRQ
77<,QWHUIDFH
0HQX6KRUWFXW.H\V
8QLW&RQILJXUDWLRQ
(WKHUQHW3RUW6HWXS
(GLW3333RUW
0RQLWRULQJ
0RQLWRULQJWKH1HW*XDUGLDQ
0RQLWRULQJ%DVH$ODUPV
0RQLWRULQJ3LQJ7DUJHWV
0RQLWRULQJDQG2SHUDWLQJ5HOD\V&RQWUROV
0RQLWRULQJ$QDORJV
0RQLWRULQJ6\VWHP$ODUPV
0RQLWRULQJ'DWD3RUW$FWLYLW\
0RQLWRULQJWKH$FFXPXODWLRQ7LPHU
9LHZLQJ/LYH7DUJHW3LQJV
3UR[\0HQX
(YHQW/RJJLQJ
%DFNLQJ8S1HW*XDUGLDQ&RQILJXUDWLRQ'DWDYLD)73
5HORDGLQJ1HW*XDUGLDQ&RQILJXUDWLRQ'DWD
'HEXJ,QSXWDQG)LOWHU2SWLRQV
$SSHQGL[HV
$SSHQGL[$²'LVSOD\0DSSLQJ
6\VWHP$ODUPV'LVSOD\0DS
$SSHQGL[%²61030DQDJHU)XQFWLRQV
$SSHQGL[&²6103*UDQXODU7UDS3DFNHWV
$SSHQGL['²$6&,,&RQYHUVLRQ
$SSHQGL[(_57&8SJUDGH
)UHTXHQWO\$VNHG4XHVWLRQV
*HQHUDO)$4V
6103)$4V
3DJHU)$4V
7HFKQLFDO6XSSRUW
,QWURGXFWLRQ
)LJ7KH1HW*XDUGLDQKDVDOOWKHWRROV\RXQHHGWRPDQDJH\RXUUHPRWHVLWH
7KH1HW*XDUGLDQ$²7KH,QWHOOLJHQW578IRU&RPSOHWH6LWH0DQDJHPHQW
7KH1HW*XDUGLDQ$LVD1(%6FHUWLILHG/$1EDVHG6103'&3[UHPRWHWHOHPHWU\XQLW7KH1HW*XDUGLDQ
KDVDOOWKHWRROV\RXQHHGWRPRQLWRU\RXUUHPRWHVLWH²LQFOXGLQJD:HE%URZVHU,QWHUIDFHWKDWOHWV\RXPRQLWRU
DODUPVZLWKRXWDQDODUPPDVWHU
:LWKWKH1HW*XDUGLDQ\RXFDQ
x
x
x
x
x
x
x
x
x
x
0RQLWRUGLVFUHWHDODUPVSLQJDODUPVDQGDQDORJDODUPV
&RQWUROUHPRWHVLWHHTXLSPHQWYLDWHUPLQDOVHUYHUSRUWVDQGFRQWUROUHOD\V
0RQLWRU\RXUUHPRWHVLWHIURPDQ\ZKHUHXVLQJWKH1HW*XDUGLDQ
VEXLOWLQ:HE%URZVHU,QWHUIDFH
$XWRPDWLFDOO\VHQGSDJHUDQGHPDLODODUPQRWLILFDWLRQV
&RQQHFWPXOWLSOHFRQFXUUHQWXVHUVYLD7HOQHWRYHU/$1WRWHOHFRPVZLWFKHVVHUYHUVUDGLRV3%;VDQG
RWKHUHTXLSPHQW
0RQLWRUGLVFUHWHDQGDQDORJDODUPV
2SHUDWHFRQWUROUHOD\V
3LQJ,3QHWZRUNGHYLFHVDQGYHULI\WKDWWKH\
UHRQOLQHDQGRSHUDWLQJ
5HSRUWDODUPVWRPXOWLSOH6103PDQDJHUVRUWKH70RQ12&$ODUP0RQLWRULQJ6\VWHP
5HSRUWDODUPVYLD/$1RUGLDOXSFRQQHFWLRQ
&RQQHFWYLD/$1WRWHOHFRPVZLWFKHVVHUYHUVUDGLRVDQGPRUH
(DFKRIWKH1HW*XDUGLDQ
VHLJKWVHULDOSRUWVFDQEHLQGLYLGXDOO\FRQILJXUHGWRVHUYHDVDFUDIWSRUWDFKDQQHOSRUW
RUD7&3RU8'3UHDFKWKURXJKSRUWJLYLQJ\RX/$1EDVHGWHUPLQDOVHUYHUDFFHVVWRXSWRHLJKWVHULDOGHYLFHV
0XOWLSOHXVHUVFDQFRQQHFWWRWKH1HW*XDUGLDQVLPXOWDQHRXVO\YLD7HOQHWRYHU/$1WRFRQQHFWDQGFRQWURO
WHOHFRPVZLWFKHVVHUYHUVUDGLRV3%;VDQGRWKHUUHPRWHVLWHHTXLSPHQW
5HSRUWVWRPXOWLSOH6103PDQDJHUVDQG70RQ12&VLPXOWDQHRXVO\
7KH1HW*XDUGLDQUHSRUWVWRERWKWKH70RQ12&$ODUP0RQLWRULQJ6\VWHPDQGDQ\6103PDQDJHU<RXFDQ
VLPXOWDQHRXVO\IRUZDUGDODUPVIURPWKH1HW*XDUGLDQWR70RQ12&DQGPXOWLSOH6103PDQDJHUVDWPXOWLSOH
,3DGGUHVVHV
6WDQGDORQHORFDOYLVLELOLW\
<RXGRQ
WQHHGDDODUPPDVWHUXQLWWRPRQLWRU\RXUVLWHZLWKWKH1HW*XDUGLDQ:LWKWKH1HW*XDUGLDQ
VEXLOWLQ
:HE%URZVHU,QWHUIDFH\RXFDQDFFHVVWKH1HW*XDUGLDQYLHZDQGDFNQRZOHGJHDODUPVDQGFRQWUROUHPRWHVLWH
GHYLFHVIURPDQ\FRPSXWHUDQ\ZKHUHLQ\RXUQHWZRUN
1(%6FRPSOLDQWIRUJXDUDQWHHGUHOLDELOLW\
7KH1HW*XDUGLDQLVFRPSOLDQWZLWK1DWLRQDO7HFKQLFDO6\VWHPVVWDQGDUGVIRUHOHFWULFDOHQYLURQPHQWDODQG
VDIHW\FRPSOLDQFHWRERWK1(%6/HYHODQG(XURSHDQ'LUHFWLYHV1(%6FHUWLILHG1HW*XDUGLDQPRGHOVDUH
DYDLODEOHDVDQRSWLRQ
1HW*XDUGLDQ)XQFWLRQDO'LDJUDP
)LJ7KH1HW*XDUGLDQKDVWKHFDSDELOLW\WRPRQLWRUDOO\RXUUHPRWHVLWHHTXLSPHQWDQGVXSSRUWVDODUP
YLVLELOLW\YLD:HE%URZVHUHPDLO61030DQDJHUDQGWKH70RQ12&$ODUP0RQLWRULQJ6\VWHP
$ERXW7KLV0DQXDO
7KHXVHUGRFXPHQWDWLRQIRUWKH1HW*XDUGLDQLVGLYLGHGLQWRWKUHHPDQXDOV²+DUGZDUH1*(GLWDQG:HE
%URZVHU,QWHUIDFH7KLVPDQXDOFRQWDLQVLQWURGXFWRU\LQIRUPDWLRQDQGKDUGZDUHLQVWDOODWLRQLQVWUXFWLRQVIRUWKH
1HW*XDUGLDQ,WLVDOVRDJXLGHIRUXVLQJWKHEDVLFFRQILJXUDWLRQWRROWKH77<LQWHUIDFH
7KHRWKHUWZRPDQXDOVZKLFKDUHLQFOXGHGRQWKH1HW*XDUGLDQ5HVRXUFH&'SURYLGHLQVWUXFWLRQVIRU
FRPSOHWHO\FRQILJXULQJWKH1HW*XDUGLDQVRIWZDUH(DFKPDQXDOFRYHUVRQHRIWKHWZRLQWHUIDFHVWKDWFDQEHXVHG
IRUSURYLVLRQLQJWKH1HW*XDUGLDQWKH:HE%URZVHU,QWHUIDFHDQGWKH:LQGRZVEDVHG1*(GLWXWLOLW\
6KLSSLQJ/LVW
:KLOHXQSDFNLQJWKH1HW*XDUGLDQSOHDVHPDNHVXUHWKDWDOORIWKHIROORZLQJLWHPVDUHLQFOXGHG,IVRPHSDUWV
DUHPLVVLQJRULI\RXHYHUQHHGWRRUGHUQHZSDUWVSOHDVHUHIHUWRWKHSDUWQXPEHUVOLVWHGDQGFDOO'367HOHFRP
DW
1HW*XDUGLDQ$
'3.1(7*'
1HW*XDUGLDQ8VHU0DQXDO
'2&80
1HW*XDUGLDQ5HVRXUFH&'
LQFOXGHVPDQXDOV0,%VDQGVRIWZDUH
'%0'%)'RZQORDG&DEOHIW
'35$
(WKHUQHW&DEOHIW
'35$
7HOHSKRQH&DEOHIW
'35$
5DFN(DUV
5DFN(DUV
(LJKW(DU6FUHZV
DQG(LJKW/RFN:DVKHUV
)RXU5DFN6FUHZV
(LJKWZLWKKLQJHGSDQHO
)RXU$OWHUQDWH5DFN6FUHZV
(LJKWZLWKKLQJHGSDQHO
3DGV
7ZR$PS*07)XVHV
7KUHHZLWKVHQVRUSRZHUVXSSO\
3RZHU6FUHZ/XJ%DUULHU3OXJ
7ZRIRUGXDOSRZHUIHHGXQLWV
)RXU&DEOH7LHV2QH$PS*07)XVH
6L[WHHQZLWKKLQJHGSDQHO)RUH[WHUQDOGHYLFHV
2SWLRQDO$FFHVVRULHV
<RXFDQH[WHQGWKHFDSDELOLWLHVRIWKH1HW*XDUGLDQWKURXJKDFFHVVRU\XQLWVWKDWSURYLGHJUHDWHUGLVFUHWHDODUP
FDSDFLW\UHPRWHDXGLRYLVXDODODUPQRWLILFDWLRQYLVXDOVXUYHLOODQFHRIUHPRWHVLWHVDQGRWKHURSWLRQV,I\RX
ZRXOGOLNHWRRUGHUDQ\RIWKHVHDFFHVVRULHVRULI\RXZRXOGOLNHPRUHLQIRUPDWLRQDERXWWKHPFDOO'36
7HOHFRPDW
1HW*XDUGLDQ([SDQVLRQ1HW*XDUGLDQ';*
'3.1(7'
7KH1HW*XDUGLDQ([SDQVLRQSURYLGHVDQDGGLWLRQDOGLVFUHWHDODUPSRLQWV8SWRWKUHH1HW*XDUGLDQ
([SDQVLRQVFDQEHGDLV\FKDLQHGRIIRQH1HW*XDUGLDQSURYLGLQJDWRWDORIDODUPSRLQWV
*HQHUDO/&''LVSOD\*/'
'3&$
7KH*HQHUDO/&''LVSOD\*/'LVDVPDOOZDOOPRXQWHGUHPRWHWHUPLQDOIRUWKH1HW*XDUGLDQ7KH/&'
GLVSOD\VKRZVV\VWHPVWDWXVDQGDODUPPHVVDJHVDQGWKHEXLOWLQVSHDNHUJLYHVDQDXGLEOHQRWLFHRIDODUPV8S
WR*/'VFDQEHGDLV\FKDLQHGRIIWKH1HW*XDUGLDQ1HW*XDUGLDQZLWKRSWLRQDO56SRUWUHTXLUHG
1HW*XDUGLDQ6LWH&$0
'3.&$05$
7KH1HW*XDUGLDQ6LWH&$0SURYLGHVVWUHDPLQJYLGHRVHFXULW\VXUYHLOODQFHRIUHPRWHVLWHV7KH6LWH&$0
FRQQHFWVWRHLWKHUWKH1HW*XDUGLDQ
VLQWHJUDWHG%DVH7KXERUDVHSDUDWH%DVH7KXE6LWH&$0YLGHRFDQEH
DFFHVVHGGLUHFWO\IURPWKH1HW*XDUGLDQ
V:HE%URZVHU,QWHUIDFH8SWRIRXUFDPHUDVFDQEHVXSSRUWHG
+LQJHG:LUH:UDS%DFN3DQHO
)RUUDFN'3.1*3$1
)RUUDFN'3.1*3$1
7KHKLQJHGZLUHZUDSEDFNSDQHOSURYLGHVZLUHZUDSFRQQHFWLRQVIRUWKH1HW*XDUGLDQ
VDODUPVDQGFRQWURO
UHOD\V
3OXJJDEOH%DUULHU3DQHO
)RUUDFN'3.1*3$1
)RUUDFN'3.1*3$1
7KHSOXJJDEOHEDUULHUSDQHOSURYLGHVVFUHZOXJEDUULHUSOXJFRQQHFWLRQVIRUWKH1HW*XDUGLDQ
VDODUPVDQG
FRQWUROUHOD\V
1HW*XDUGLDQ&WR1HW*XDUGLDQ0LJUDWLRQ3DFNDJH
'3&$
7KLVSDFNDJHLVDFRQYHQLHQWZD\WRXSJUDGH\RXU1HW*XDUGLDQ&WRDIXOOFDSDFLW\1HW*XDUGLDQZLWKSLQJ
DODUPVGLVFUHWHDODUPVHLJKWDQDORJDODUPVDQGHLJKWFRQWUROV
6SHFLILFDWLRQV
'LVFUHWH$ODUPV
H[SDQGDEOHWRRU
$QDORJ$ODUPV
$QDORJ,QSXW5DQJH
&RQWURO5HOD\V
±WR9'&RUWRP$
)RUP&
0D[LPXP9ROWDJH
9'&9$&
0D[LPXP&XUUHQW
$PS$&'&
3LQJ$ODUPV
3URWRFROV
6103
'&3[
,QWHUIDFHV
'%56SRUWV
5-%DVH7(WKHUQHWSRUW
5-3276MDFN
SLQFRQQHFWRUVGLVFUHWHVFRQWUROVDQGDQDORJV
SLQVFUHZFRQQHFWRUDQDORJV
'LPHQVLRQV
+[:['FP[FP[FP
:HLJKW
OEVR]NJ
0RXQWLQJ
RUUDFN
3RZHU,QSXW
±9'&±WR±9'&
2SWLRQDO±9'&±WR±9'&
2SWLRQDO:LGH5DQJH±±9'&±WR±9'&
&XUUHQW'UDZ
P$
)XVH
DPS*07
0RGHP
.LQWHUQDO
195$00HPRU\/LIH
,QILQLWHGDWDVWRUHGLQ195$0UHPDLQVXQWLOHUDVHGE\XVHU
9LVXDO,QWHUIDFH
/&'GLVSOD\ZLWKGHVFULSWLYHWH[W
ELFRORU/('V
$XGLR,QWHUIDFH
$ODUPVSHDNHU
2SHUDWLQJ7HPSHUDWXUH
ƒ±ƒ)ƒ±ƒ&
2SHUDWLQJ+XPLGLW\
±QRQFRQGHQVLQJ
+DUGZDUH,QVWDOODWLRQ
+DUGZDUH,QVWDOODWLRQ2YHUYLHZ
)ROORZWKLVRUGHURIVWHSVZKHQLQVWDOOLQJ\RXU1HW*XDUGLDQ'HWDLOHGLQVWUXFWLRQVIRUHDFKVWHSDUHJLYHQLQWKH
IROORZLQJVHFWLRQV
8QSDFNWKH1HW*XDUGLDQDQGFKHFNSDUWV
3OHDVHVHHWKHVKLSSLQJOLVWWRYHULI\WKDWDOOSDUWVZHUHLQFOXGHGLQ\RXUVKLSPHQW
0RXQWWKH1HW*XDUGLDQ
7KH1HW*XDUGLDQFDQEHPRXQWHGLQDRUUDFN
&RQQHFWSRZHUOHDGVWRWKH1HW*XDUGLDQ
&RQQHFWFRPPXQLFDWLRQOLQHVWRWKH1HW*XDUGLDQ
7KH1HW*XDUGLDQKDVWZRFRPPXQLFDWLRQOLQHVD/$1FRQQHFWLRQIRU7HOQHWDQG:HEEURZVHUDFFHVVDQGD
VWDQGDUGWHOHSKRQHOLQHIRUGLDOXSDFFHVVDQGSDJLQJFDSDELOLWLHV
&RQQHFWGLVFUHWHDODUPLQSXWV
&RQQHFWFRQWURORXWSXWV
&RQQHFWDQDORJDODUPLQSXWV
&RQQHFWVHULDOGHYLFHV
8SWRHLJKWVHULDOGHYLFHVFDQEHFRQQHFWHGWRWKH1HW*XDUGLDQ
VGDWDSRUWV7KHVHSRUWVDUHDOVRXVHGIRU
1HW*XDUGLDQ([SDQVLRQXQLWVDQG*HQHUDO/&''LVSOD\V
,IQHFHVVDU\VHWMXPSHUSRVLWLRQVRQWKHFLUFXLWERDUG
<RXFDQFKDQJHWKHRSHUDWLRQRIDQDORJDODUPLQSXWVDQGFRQWUROUHOD\VE\UHVHWWLQJWKHMXPSHUVRQWKH
1HW*XDUGLDQ
VFLUFXLWERDUG
,QVWDOODQ\1HW*XDUGLDQDFFHVVRULHV
1HW*XDUGLDQDFFHVVRULHVLQFOXGH1HW*XDUGLDQH[SDQVLRQXQLWV*HQHUDO/&''LVSOD\VDQGDKLQJHGZLUHZUDS
EDFNSDQHODQGEORFNVIRUDOWHUQDWHFRQQHFWLYLW\RSWLRQV)RUIXOOGHVFULSWLRQVRI1HW*XDUGLDQDFFHVVRULHVHH
6HFWLRQ2SWLRQDO$FFHVVRULHV
&RQQHFWWRWKH1HW*XDUGLDQ
<RXFDQFRQQHFWWRWKH1HW*XDUGLDQHLWKHUWKURXJKWKHIURQWSDQHOFUDIWSRUWRUWKURXJKDQHWZRUNFRQQHFWLRQ
3URYLVLRQWKH1HW*XDUGLDQ
7KH1HW*XDUGLDQPXVWEHSURYLVLRQHGZLWKORJRQSDVVZRUGVDODUPGHVFULSWLRQVSRUWSDUDPHWHUVSLQJWDUJHWV
FRQWUROGHVFULSWLRQVDQGRWKHUV\VWHPLQIRUPDWLRQ<RXFDQSURYLVLRQWKH1HW*XDUGLDQXVLQJWKH77<LQWHUIDFH
WKH:HE%URZVHU,QWHUIDFHRUWKH1*(GLWXWLOLW\6HHUHOHYDQWVRIWZDUHJXLGHVRQWKH1HW*XDUGLDQ5HVRXUFH
&'
7RROV1HHGHG
7RLQVWDOOWKH1HW*XDUGLDQ\RX
OOQHHGWKHIROORZLQJWRROV
3KLOOLSV1R6FUHZGULYHU
6PDOO6WDQGDUG1R6FUHZGULYHU
:LUH6WULSSHUV&XWWHU
:LUH:UDS*XQLIKLQJHGZLUHZUDSSDQHOLVXVHG
3XQFK'RZQ7RROLIEORFNVDUHXVHG
&RPSXWHUZLWKWHUPLQDOVRIWZDUHRU:HEEURZVHU
0RXQWLQJ
)LJ7KH1HW*XDUGLDQFDQEHIOXVKRUUHDUPRXQWHG
7KH1HW*XDUGLDQPRXQWVLQDUDFNRUDUDFNXVLQJWKHSURYLGHGUDFNHDUVIRUHDFKVL]H7ZRUDFNHDU
ORFDWLRQVDUHSURYLGHG$WWDFKWKHDSSURSULDWHUDFNHDUVLQWKHIOXVKPRXQWRUUHDUPRXQWORFDWLRQVVKRZQLQ
)LJXUH
1RWH5DFNHDUVFDQEHURWDWHGƒIRUZDOOPRXQWLQJRUžIRURWKHUPRXQWLQJRSWLRQVQRWVKRZQ
%DFN3DQHO&RQQHFWLRQV
([WHUQDO6HQVRU
3RZHU)HHG
'DWD3RUWV
6HQVRU)XVH
*URXQGLQJ3RVW
'XDO3RZHU
)HHGV
$PS 7HPS6HQVRU
*07)XVH
$QDORJV±
$QDORJV±5HOD\V±
DQG'LVFUHWHV±
&RQQHFWRU
IRU
2SWLRQDO
*/'
&RQQHFWRU
IRU2SWLRQDO
1HW*XDUGLDQ
([SDQVLRQ
'LVFUHWHV±
7HOFR
-DFN
(WKHUQHW
-DFN
)LJ1HW*XDUGLDQEDFNSDQHO
&RQQHFWRUVIRUSRZHUIHHGVDODUPLQSXWVFRQWURORXWSXWVGDWDSRUWVDQGFRPPXQLFDWLRQOLQHVDUHRQWKHEDFN
SDQHORIWKH1HW*XDUGLDQDVVKRZQLQ)LJXUH7KHXQLWVKRZQKDVVRPHRSWLRQDOIHDWXUHVQRWLQFOXGHGLQWKH
VWDQGDUG1HW*XDUGLDQ2SWLRQDOIHDWXUHVDUHLQGLFDWHGE\DGDVKHGER[
3RZHU&RQQHFWLRQ
*URXQGLQJSRVW
)LJ3RZHUVFUHZOXJEDUULHUSOXJV
7KH1HW*XDUGLDQ
VSRZHUFRQQHFWLRQVDUHFRQYHQLHQWVFUHZOXJEDUULHUSOXJV,I\RXUHTXLUHDEDFNXSSRZHU
VRXUFHRSWLRQDOGXDOSRZHUIHHGVDUHDYDLODEOH1HW*XDUGLDQPRGHOVZLWKGXDOSRZHUIHHGVZLOODXWRPDWLFDOO\
GUDZIURPWKHEDFNXSSRZHUVRXUFHLIWKHSULPDU\SRZHUVRXUFHEHFRPHVXQDYDLODEOH
7RFRQQHFWWKH1HW*XDUGLDQWRDSRZHUVRXUFHIROORZWKHVHVWHSV
&$87,21
'RQRWDSSO\±93RZHUWRWKH1HW*XDUGLDQ$XQWLODOOSRZHUFRQQHFWLRQVLQ6WHS
WKURXJK6WHSKDYHEHHQFRPSOHWHG
127(
8VHSURSHUOXJWHUPLQDWLRQVRQDOOSRZHUDQGIUDPHJURXQGFRQQHFWLRQVWRWKH1HW*XDUGLDQ
$SRZHULQSXWWHUPLQDOVWULSV
5HPRYHWKHIXVHIURPWKHIURQWSDQHORIWKH1HW*XDUGLDQDQGPDNHVXUHWKDWWKHSRZHUVXSSO\WRWKHXQLWLV
RII
5HPRYHWKHVFUHZOXJEDUULHUSOXJIURPWKHEDFNSDQHORIWKH1HW*XDUGLDQ
&RQQHFWD±9'&OLQHWRWKH±9WHUPLQDODQGDEDWWHU\JURXQGWRWKH*1'WHUPLQDORIWKHVFUHZOXJ
6HDWWKHEDUULHUVFUHZVILUPO\EXWEHFDUHIXOQRWWRQLFNWKHEDUHZLUH5HSHDWIRUSRZHUVRXUFH%LI\RXKDYH
GXDOSRZHULQSXWV
1RWH2EVHUYHSRODULW\ZKHQFRQQHFWLQJEDWWHU\OHDGV,IXVLQJWKH±9'&UHGEODFNFDEOHVVXSSOLHGZLWKWKH
XQLWFRQQHFWWKHEODFNOHDGWREDWWHU\*1'DQGWKHUHGOHDGWR±%$776WDQGDUGJDXJHLV$:*EXWPD\
YDU\EHWZHHQWR$:*
3XVKWKHSOXJILUPO\EDFNLQWRLWVVRFNHW1RWHWKDWWKLVFRQQHFWLRQLVNH\HGDQGWKHSOXJPXVWEHSURSHUO\
DOLJQHGZLWKLQWKHVRFNHW
)RUHDUWKIUDPHJURXQGLQJFRQQHFWDFRSSHUZLUHZLWKDULQJWHUPLQDOWRWKHJURXQGLQJSRVWORFDWHGRQWKH
EDFNSDQHORIWKH1HW*XDUGLDQ'367HOHFRPUHFRPPHQGVZLUHRIDWOHDVWJDXJH3ODFHWKHULQJWHUPLQDO
EHWZHHQWKHWZRQXWVDQGVHFXUHWKHQXWVRQWKHJURXQGLQJSRVW&RQQHFWWKHRWKHUHQGRIWKHZLUHWRDQ
HDUWKIUDPHJURXQG
:LWKWKH1HW*XDUGLDQIXVHVWLOOUHPRYHGWXUQRQWKHSRZHUVXSSO\
&RQQHFWWKHEODFNFRPPRQOHDGRIDYROWPHWHUWRWKH*1'WHUPLQDODQGWKHUHGOHDGWRWKH±9WHUPLQDO
7KHYROWPHWHUVKRXOGUHDGEHWZHHQ±DQG±9'&,IWKHUHDGLQJLVRXWVLGHWKLVUDQJHFKHFN\RXUSRZHU
VXSSO\
'RQRWSRZHUWKHXQLWXQWLODOOFRQQHFWLRQVKDYHEHHQPDGH
,QVHUWWKHIXVHWRSRZHUWKH1HW*XDUGLDQ7KHSRZHU/('E\WKHSRZHUIHHGZLOOOLJKW*5((1
&RPPXQLFDWLRQ/LQHV
)LJ7HOFRDQG%DVH7SRUWV
7HOFRDQG%DVH7(WKHUQHWMDFNVDUHRQWKHORZHUULJKWFRUQHURIWKH1HW*XDUGLDQ
VEDFNSDQHODVVKRZQLQ
)LJXUH3LQRXWVIRUWKHFRPPXQLFDWLRQOLQHFRQQHFWRUVDUHVKRZQLQ)LJXUH
5-3KRQH/LQH&RQQHFWLRQ
5LQJ
7LS
5-(WKHUQHW&RQQHFWLRQ
5HFHLYH,Q±5,±
5HFHLYH,Q5,
7UDQVPLW2XW±72±
7UDQVPLW2XW72
)LJ3LQRXWVIRUWKH5-7HOFRMDFNDQG5-%DVH7(WKHUQHWFRQQHFWLRQ
/$1&RQQHFWLRQ
7KH1HW*XDUGLDQ
V/$1FRQQHFWLRQLVXVHGIRUPDQ\IXQFWLRQV7HOQHWDQG:HEEURZVHUDFFHVVSURYLVLRQLQJ
ILUPZDUHGRZQORDGSLQJLQJQHWZRUNHOHPHQWVDQGUHSRUWLQJDODUPV
&RQQHFWDVWDQGDUG5-(WKHUQHWFDEOHIURP\RXUORFDODUHDQHWZRUN/$1WRWKH%DVH7MDFNRQWKH
1HW*XDUGLDQEDFNSDQHOVHH)LJXUHVDQG
3KRQH/LQH&RQQHFWLRQ
7KHVWDQGDUGWHOHSKRQHFRQQHFWLRQLVXVHGIRUGLDOXSDFFHVVDQGSDJLQJ
&RQQHFWDVWDQGDUGWHOHSKRQHFDEOHIURPD3276OLQHWRWKH5-WHOFRMDFNRQWKH1HW*XDUGLDQEDFNSDQHOVHH
)LJXUHVDQG
$ODUPDQG&RQWURO5HOD\&RQQHFWLRQV
)LJ$ODUPDQGFRQWUROUHOD\FRQQHFWRUV
'LVFUHWHDODUPVDQDORJDODUPVDQGFRQWUROUHOD\VDUHFRQQHFWHGWRWKH1HW*XDUGLDQXVLQJWKHWZRSLQ
FRQQHFWRUVDQGWKHVFUHZOXJFRQQHFWRUVRQWKHEDFNSDQHOVKRZQLQ)LJXUH3LQRXWVIRUDOOWKUHHFRQQHFWLRQV
DUHVKRZQLQ7DEOH$
$/0
'LVFUHWHV±
% $ $/0 %
*1' $
'LVFUHWHV±5HOD\V±DQG$QDORJV± $QDORJV±
% $
%
$
$'& ±
$/0
5/<
% $
$/0
5/<
% $
$/0
5/<
$/0
)86(
$/0
1$
±
$/0
$/0
$'&
$/0
$'&
5/<
$'&
5/<
$'&
5/<
$'&
5/<
$'&
5/<
*1'
7DEOH$$ODUPDQGUHOD\FRQQHFWLRQSLQRXWV
1RWH7KHSRODULW\RIDODUPSRLQW$LVQHJDWLYHDQGDODUPSRLQW%LVSRVLWLYH6HH)LJXUHIRUPRUHDODUP
SRLQWSRODULW\LQIRUPDWLRQ
7RVLPSOLI\LQVWDOODWLRQ'367HOHFRPRIIHUVVHYHUDORSWLRQDODFFHVVRULHVIRUDOWHUQDWLYHFRQQHFWLRQV
SLQWRRSHQHQGFDEOHVDSLQWREORFNDQGDKLQJHGEDFNSDQHO
'LVFUHWH$ODUPV
'U\&RQWDFW
&RQWDFWWR*URXQG
1HW*XDUGLDQFDVH
%DWW
1HW*XDUGLDQFDVH
$/%
$/%
$/$
$/$
%DWW
1RWH 0DNHVXUHWKDWJURXQGVKDYHDFRPPRQUHIHUHQFH
XVXDOO\DFFRPSOLVKHGE\W\LQJJURXQGVWRJHWKHU
)LJ'LVFUHWHDODUPSRLQWVFDQFRQQHFWDVDGU\FRQWDFWRUDFRQWDFWWRJURXQG
7KH1HW*XDUGLDQKDVGLVFUHWHDODUPLQSXWV'LVFUHWHDODUPVDUHW\SLFDOO\XVHGWRPRQLWRUGRRUDODUPVSRZHU
RXWDJHVHTXLSPHQWIDLOXUHVDQGRWKHURQRIIFRQGLWLRQV
'LVFUHWHDODUPSRLQWVFRQQHFWHGWRWKH1HW*XDUGLDQDUHVLQJOHOHDGVLJQDOVUHIHUHQFHGWRJURXQG7KH%VLGHRI
HDFKDODUPSRLQWLVLQWHUQDOO\ZLUHGWRJURXQGVRHLWKHUDVLQJOHZLUHEULQJLQJDFRQWDFWWRJURXQGRUDGU\
FORVXUHZLWKWKHVHFRQGOHDGFRQQHFWHGWRWKH%VLGHZLOOEHVHQVHGDVDQDODUPVLJQDOVHH)LJXUHIRUDQ
DODUPFRQQHFWLRQGLDJUDP
&RQQHFWGLVFUHWHDODUPVWRWKHWZRSLQFRQQHFWRUVRQWKHEDFNSDQHO5HIHUWR7DEOH$IRUGLVFUHWHDODUP
FRQQHFWLRQSLQRXWVDQGWKHVRIWZDUHFRQILJXUDWLRQJXLGHVIRUGLVFUHWHDODUPVRIWZDUHFRQILJXUDWLRQLQVWUXFWLRQV
$QDORJ$ODUPV
7KH1HW*XDUGLDQ
VHLJKWDQDORJLQSXWVPHDVXUHUDQJHVRIYROWDJHRUFXUUHQWLQSXWVDQGFDQEHXVHGWRPHDVXUH
EDWWHU\YROWDJHFKDUJLQJFXUUHQWWHPSHUDWXUHRURWKHUFRQWLQXRXVO\YDULDEOHFRQGLWLRQV7KHPHDVXUHPHQWUDQJH
RIWKHDQDORJFKDQQHOVLV±WR9'&RUWRP$
&RQQHFWDQDORJLQSXWV±WRWKHSLQFRQQHFWRURQWKHEDFNSDQHOODEHOHG$QDORJ±5HOD\±'LVFUHWHV
±&RQQHFWDQDORJLQSXWV±WRWKHVFUHZOXJFRQQHFWRUODEHOHG$QDORJ±5HIHUWR7DEOH$IRUDQDORJ
LQSXWSLQRXWV5HIHUWRWKH1*(GLWXVHUPDQXDOIRULQIRUPDWLRQRQVHWWLQJDQDORJSDUDPHWHUV
7KHGHIDXOWVHWWLQJIRUWKHDQDORJFKDQQHOVLVWRPHDVXUHYROWDJHEXWHDFKFKDQQHOFDQEHVHSDUDWHO\VHWWR
PHDVXUHFXUUHQWE\UHVHWWLQJWKHFLUFXLWERDUGMXPSHUV)RULQVWUXFWLRQVRQFKDQJLQJMXPSHUVHWWLQJVVHH6HFWLRQ
-XPSHU6HWWLQJV
&RQWURO5HOD\V
7KH1HW*XDUGLDQFDQFRQWUROXSWRHLJKWH[WHUQDOGHYLFHV&RQWUROVFDQEHXVHGIRUVWDUWLQJRUVWRSSLQJ
HTXLSPHQWXQORFNLQJGRRUVDQGRWKHUIXQFWLRQV
&RQQHFWFRQWUROUHOD\VWRWKHSLQFRQQHFWRURQWKHEDFNSDQHOODEHOHG$QDORJ±5HOD\±'LVFUHWHV±
5HIHUWR7DEOH$IRUFRQWUROUHOD\FRQQHFWLRQSLQRXWV5HIHUWRWKH1*(GLWXVHUPDQXDOIRULQIRUPDWLRQRQ
VHWWLQJWKHUHOD\SDUDPHWHUVDVZHOODVPRQLWRULQJDQGRSHUDWLQJUHOD\V
7KHGHIDXOWVHWWLQJIRUWKHUHOD\VLVQRUPDOO\RSHQ127KHGHIDXOWVHWWLQJFDQEHFKDQJHGWRQRUPDOO\FORVHG
1&E\UHVHWWLQJWKHFLUFXLWERDUGMXPSHUV)RULQVWUXFWLRQVRQFKDQJLQJMXPSHUVHWWLQJVVHH6HFWLRQ
-XPSHU6HWWLQJV
,QWHJUDWHG7HPSHUDWXUHDQG%DWWHU\6HQVRU2SWLRQDO
7HPSHUDWXUH6HQVRU
)LJ7KHLQWHJUDWHGWHPSHUDWXUHVHQVRU
7KHRSWLRQDOLQWHJUDWHGWHPSHUDWXUHDQGEDWWHU\VHQVRUPRQLWRUVWKHDPELHQWWHPSHUDWXUHDQGWKH1HW*XDUGLDQ
V
FXUUHQWGUDZ7KLVRSWLRQLVDYDLODEOHRQO\LILWZDVRUGHUHGZLWK\RXU1HW*XDUGLDQ
7KHLQWHJUDWHGWHPSHUDWXUHVHQVRUPHDVXUHVDUDQJHRIƒ)WRƒ)ƒ&WRƒ&ZLWKLQDQDFFXUDF\RI“
ƒ
(DFKLQWHJUDWHGVHQVRUWDNHVWKHSODFHRIDQDQDORJLQSXWDQGGRHVQRWQHHGDQ\H[WHUQDOFRQQHFWLRQV1RRWKHU
DQDORJLQSXWFDQEHFRQQHFWHGWRWKHLQSXWSRLQWXVHGIRUWKHLQWHJUDWHGVHQVRUV7DEOH%OLVWVWKHFRQQHFWLRQ
RSWLRQVIRUWKHLQWHJUDWHGWHPSHUDWXUHVHQVRU1RWHWKDWWKHVHRSWLRQVDUHVHWDWWKHIDFWRU\EDVHGRQWKHRSWLRQ
RUGHUHGDQGFDQQRWEHDGMXVWHGE\WKHXVHU
6HQVRU)XQFWLRQ
7HPSHUDWXUH
3RZHU)HHG$
3RZHU)HHG%
$QDORJ,QSXW2SWLRQV
&DQEHXVHGRQDQDORJLQSXWVRU
&DQEHXVHGRQDQDORJLQSXWVRU
0XVWEHXVHGRQDQDORJLQSXW
7DEOH%,QWHJUDWHGVHQVRUFRQQHFWLRQRSWLRQV
'DWD3RUWV
352;<&211(&7,216
/$1
7(/1(7
)LJ6XSSRUWIRUFRQFXUUHQWSUR[\FRQQHFWLRQVIRUPXOWLSOHXVHUVWRFRQQHFWWRGLIIHUHQWSRUWVDQGGHYLFHV
YLD7HOQHWRYHU/$1
7KH1HW*XDUGLDQ
VHLJKW'%56GDWDSRUWVFDQEHXVHGIRUVHYHUDOGLIIHUHQWIXQFWLRQV3LQRXWVIRUWKH
GLIIHUHQW'%GDWDSRUWVDYDLODEOHDUHVKRZQLQ)LJXUH(DFKSRUWFDQIXQFWLRQDVDSUR[\FRQQHFWLRQWRDQ
H[WHUQDOGHYLFHDFUDIWSRUWDFKDQQHOSRUWD7&3RU8'3UHDFKWKURXJKSRUW6HHWKH1*(GLWXVHUPDQXDOIRU
GDWDSRUWFRQILJXUDWLRQLQIRUPDWLRQDQGDGHVFULSWLRQRIHDFKIXQFWLRQ7KH1HW*XDUGLDQFDQDOVRVXSSRUW
VLPXOWDQHRXVSUR[\FRQQHFWLRQVYLD7HOQHWRYHU/$1IRUXSWRHLJKWXVHUV
'%56
5;
*1'
3LQ 6LJQDO
7;
576
&76
'%56
5;
7;
5;
7;
'HVFULSWLRQ
)6.
1RWFRQQHFWHG
7;
7UDQVPLWGDWD
5;
5HFHLYHGDWD
1RWFRQQHFWHG
*1'
*URXQG
1RWFRQQHFWHG
&76
&OHDUWRVHQG
576
5HTXHVWWRVHQG
1RWFRQQHFWHG
576$OZD\V+LJK
5;
3LQ 6LJQDO
'HVFULSWLRQ
36.
7UDQVPLWGDWD
1RWFRQQHFWHG
1RWFRQQHFWHG
5HFHLYHGDWD
1RWFRQQHFWHG
7UDQVPLWGDWD
1RWFRQQHFWHG
1RWFRQQHFWHG
5HFHLYHGDWD
5;
7;
5;
7;
5;
7;
7;
5;
7;
5;
7;
3LQ 6LJQDO
'HVFULSWLRQ
7UDQVPLWGDWD
1RWFRQQHFWHG
1RWFRQQHFWHG
5HFHLYHGDWD
1RWFRQQHFWHG
7UDQVPLWGDWD
1RWFRQQHFWHG
1RWFRQQHFWHG
5HFHLYHGDWD
7;
5;
7;
5;
3LQ 6LJQDO
'HVFULSWLRQ
7UDQVPLWGDWD
1RWFRQQHFWHG
1RWFRQQHFWHG
5HFHLYHGDWD
1RWFRQQHFWHG
7UDQVPLWGDWD
1RWFRQQHFWHG
1RWFRQQHFWHG
5HFHLYHGDWD
)LJ3LQRXWVIRUEDFNSDQHOGDWDSRUWVDQGIURQWSDQHOFUDIWSRUW
7;
5;
7;
5;
&RQQHFWLQJ1HW*XDUGLDQ$FFHVVRULHV
6RPH1HW*XDUGLDQDFFHVVRULHVPXVWEHFRQQHFWHGWRSDUWLFXODUGDWDSRUWV+RZHYHULI\RXGRQ
WXVHWKHVH
DFFHVVRULHVWKHGDWDSRUWVDUHDYDLODEOHIRURWKHUXVHV
,I\RXDUHXVLQJD1HW*XDUGLDQ([SDQVLRQFRQQHFWLWWR3RUW,I\RXDUHXVLQJD*HQHUDO/&''LVSOD\*/'
XQLWFRQQHFWLWWR3RUW
%ORFN2SWLRQDO
%RWKRIWKHSLQFRQQHFWRUVRQWKHEDFNSDQHORIWKH1HW*XDUGLDQFDQEHFRQQHFWHGWRWKHRSWLRQDOEORFN
SDLUEORFNSDUWQXPEHU'35$6HH)LJXUHIRUSLQRXWDQGFRORUFRGHLQIRUPDWLRQIRU
'LVFUHWHV±DQG)LJXUHIRUSLQRXWVDQGFRORUFRGHLQIRUPDWLRQIRU'LVFUHWHV±5HOD\V±DQG
$QDORJV±
1RWH,IFRQQHFWLQJWRDSDLUVSOLWEORFNDOOFRQQHFWLRQVVKRXOGEHPDGHRQWKHWZRSLQFROXPQVFORVHVWWRWKH
ULJKWKDQGVLGHRIWKHEORFN
)LJ(%ORFNFRQQHFWLRQVIRU'LVFUHWHV±
)LJ(%ORFNFRQQHFWLRQVIRU'LVFUHWHV±5HOD\V±DQG$QDORJV±
+LQJHG:LUH:UDS%DFN3DQHO2SWLRQDO
7XUQWKHSODVWLFVZLYHO
WRWKHYHUWLFDOSRVLWLRQ
WRORFNLQSODFH
)LJ)7KHKLQJHGZLUHZUDSEDFNSDQHOLVPRXQWHGRQWKHPRXQWLQJUDFNRIWKH1HW*XDUGLDQ
7RFRQQHFWDODUPVDQGFRQWUROUHOD\VWRWKHRSWLRQDOKLQJHGZLUHZUDSEDFNSDQHOIROORZWKHVHVWHSV
0RXQWWKHKLQJHGZLUHZUDSEDFNSDQHORQWKHPRXQWLQJUDFNRIWKH1HW*XDUGLDQVHH)LJXUH)
&ORVHWKHKLQJHGEDFNSDQHODQGORFNLQSODFHE\WXUQLQJWKHEODFNSODVWLFORFNLQJVZLYHOWRWKHYHUWLFDO
SRVLWLRQ
&RQQHFWGLVFUHWHDODUPVDQDORJDODUPVDQGFRQWUROUHOD\VWRWKHWZRSLQEORFNV)LJXUH)DQG)LJXUH)
VKRZWKHSLQRXWVIRUWKHZLUHZUDSEDFNSDQHO
6KRZQZLWKSRLQWZLUHG
'LVFUHWHV
5HWXUQ
5(7
5(7
'LVFUHWHV
5(7
5HWXUQ 5(7
'LVFUHWHV
5HWXUQ
5(7
5(7
)LJXUH):LUHZUDSSLQRXWVIRU'LVFUHWHV±
$QDORJV
B
'LVFUHWHV
5HWXUQ
&RQWUROV
12
&20
)LJXUH):LUHZUDSSLQRXWVIRU'LVFUHWHV±$QDORJV±DQG&RQWUROV±
/H[DQ:LUH:UDS&RYHU
6SDFHU
/H[DQSDQHO
/H[DQSDQHOEUDFNHW
6HFXULQJVFUHZ
)LJ*/H[DQSDQHODVVHPEO\
7RDWWDFKWKH/H[DQFRYHUWRWKHKLQJHGZLUHZUDSSDQHOIROORZWKHVHVWHSV
$WWDFKFRPPXQLFDWLRQOLQHVWRWKHZLUHZUDSSLQVEHIRUHFRQQHFWLQJWKH/H[DQFRYHU
$WWDFKWKH/H[DQFRYHUWRWKHPRXQWLQJFOLSVDQGFRQQHFWWRWKHKLQJHGSDQHOVHH)LJXUH
-XPSHU2SWLRQV
-
-
&75/±
-
------
XQGHUQHDWKWKHGDXJKWHUERDUG
-
-
6SHDNHU
)LJ$GMXVWDEOHMXPSHUVRQWKH1HW*XDUGLDQFLUFXLWERDUG
7KHIROORZLQJRSWLRQVDUHDGMXVWHGE\UHVHWWLQJMXPSHUVRQWKH1HW*XDUGLDQ
VFXUUUHQWERDUG
x $QDORJDODUPLQSXWVFDQEHVZLWFKHGIURPYROWDJHWRFXUUHQW
x &RQWUROUHOD\VFDQEHVZLWFKHGIURPQRUPDOO\RSHQ12WRQRUPDOO\FORVHG1&
7RRSHQWKHXQLWDQGH[SRVHWKHFLUFXLWERDUGUHPRYHWKHVFUHZVIURPWKHWRSRIWKH1HW*XDUGLDQDQGOLIWWKHWRS
FRYHURII)LJXUHVKRZVWKHFLUFXLWERDUGDQGWKHORFDWLRQRIWKHDGMXVWDEOHMXPSHUV
-XPS H ULQVWD OOHG IR UF XUUHQW
&XUUHQW
2KP
6KXQW
WRPD
&XUUHQW6RXUFH
7UDQVGXFHU
$
$QDORJ
&KDQQHO
,QSXW
&RQWURO3RLQW'HWDLO
%
1&
1&-XPSHU
-XPS H UUHPR YH G IRUYROWD JH
9ROWDJH
9ROWDJH6RXUFH
7UDQVGXFHU
$QDORJ
&KDQQHO
,QSXW
8QMXPSHUHG2SHQ3RVLWLRQ
-XPSHUHG&ORVHG3RVLWLRQ
12-XPSHU
12
)LJ-XPSHUVHWWLQJVIRUDQDORJDODUPLQSXWVDQGFRQWUROUHOD\V
%\GHIDXOWDOOWKHDGMXVWDEOHMXPSHUVDUHRSHQH[FHSWIRUWKHVSHDNHUMXPSHU)RUDQDORJDODUPLQSXWMXPSHUV
WKHRSHQSRVLWLRQFRUUHVSRQGVWRYROWDJHLQSXWDQGWKHFORVHGSRVLWLRQFRUUHVSRQGVWRFXUUHQWLQSXW)RUFRQWURO
UHOD\MXPSHUVWKHRSHQSRVLWLRQFRUUHVSRQGVWRQRUPDOO\RSHQRSHUDWLRQDQGWKHFORVHGSRVLWLRQFRUUHVSRQGVWR
QRUPDOO\FORVHGRSHUDWLRQ6HH)LJXUHDQG5HIHUWR7DEOH&IRUGHIDXOWMXPSHUVHWWLQJVDQGGHVFULSWLRQV
1RWH'HIDXOWVHWWLQJVPD\EHGLIIHUHQWLI\RXRUGHUHGDVSHFLDOFRQILJXUDWLRQ1HW*XDUGLDQ
-XPSHU
-
-
-
-
-
-
-
-
-
-
-
-
-
&75/
&75/
&75/
&75/
&75/
&75/
&75/
&75/
63.5
'HIDXOW3RVLWLRQ
'HVFULSWLRQ
2SHQ
)DFWRU\8VH2QO\
12
$QDORJ
9ROWDJH
$QDORJ
9ROWDJH
$QDORJ
9ROWDJH
$QDORJ
9ROWDJH
$QDORJ
9ROWDJH
$QDORJ
9ROWDJH
$QDORJ
9ROWDJH
$QDORJ
9ROWDJH
)DFWRU\8VH2QO\
12
)DFWRU\8VH2QO\
12
)DFWRU\8VH2QO\
12
)DFWRU\8VH2QO\
12
&RQWURO5HOD\
12
&RQWURO5HOD\
12
&RQWURO5HOD\
12
&RQWURO5HOD\
12
&RQWURO5HOD\
12
&RQWURO5HOD\
12
&RQWURO5HOD\
12
&RQWURO5HOD\
12
6SHDNHU
7DEOH&-XPSHUGHVFULSWLRQVDQGVHWWLQJV
&ORVHG
&XUUHQW
&XUUHQW
&XUUHQW
&XUUHQW
&XUUHQW
&XUUHQW
&XUUHQW
&XUUHQW
1&
)URQW3DQHO&RQWUROVDQG'LVSOD\V
/&''LVSOD\DQG0HQX
)LJ7KH1HW*XDUGLDQ/&'GLVSOD\
7KHIURQWSDQHO/&'GLVSOD\VWKHFXUUHQWDODUPDQGFRQWUROVWDWXVDQGSURYLGHVDQRSWLRQPHQXIRUFRQWUROOLQJ
WKH1HW*XDUGLDQ
VEDVLFIXQFWLRQV
8VLQJWKH/&'GLVSOD\PHQX
7KHIRXUEXWWRQVVXUURXQGLQJWKHIURQWSDQHO/&'GLVSOD\DUHXVHGWRDFFHVVWKH/&'GLVSOD\PHQX7RDFFHVV
WKHPHQXSUHVVWKH0(18EXWWRQ7RVFUROOWKHPHQXXVHWKHDQG±EXWWRQV7RVHOHFWDPHQXFRPPDQG
SUHVVWKH6(/6HOHFWEXWWRQ
6WDQGDUG3URPSW
:KHQQRPHQXLWHPLVVHOHFWHGWKH/&'SDQHOZLOOGLVSOD\WKHILUPZDUHYHUVLRQDQGWKHVWDQGDUGSURPSW
3UHVV0(18IRUIURQWSDQHORSHUDWLRQV
&RQWUROOLQJ'LVSOD\6SHHG
7KHVFUROOVSHHGFDQEHWHPSRUDULO\LQFUHDVHGE\SUHVVLQJDQGKROGLQJWKHEXWWRQZKLOHWKHPHVVDJHLVDFWLYH
$ODUPDQG&RQWURO6WDWXV0HVVDJHV
7KH/&'SDQHOZLOOGLVSOD\WKHIROORZLQJPHVVDJHVWRLQGLFDWHDODUPDQGFRQWUROVWDWXV
'LVFUHWH$ODUPV
,IWKHUHDUHDQ\VWDQGLQJGLVFUHWHDODUPVWKHGLVSOD\ZLOOUHDG'LVFUHWH
$ODUPVIROORZHGE\WKHXVHUGHILQHGGHVFULSWLRQVRIWKHVWDQGLQJDODUPSRLQWV
5HOD\V
,IWKHUHDUHDQ\ODWFKHGUHOD\VWKHGLVSOD\ZLOOUHDG5HOD\VIROORZHGE\WKH
XVHUGHILQHGGHVFULSWLRQVRIWKHODWFKHGUHOD\V
3LQJ$ODUPV
,IDQ\SLQJWDUJHWVKDYHIDLOHGWRUHVSRQGZLWKLQWKHVSHFLILHGWLPHWKHGLVSOD\
ZLOOUHDG3LQJ$ODUPVIROORZHGE\WKHXVHUGHILQHGGHVFULSWLRQVRIWKHSLQJ
WDUJHWV
$QDORJV
,IDQ\DQDORJFKDQQHOVKDYHFURVVHGDWKUHVKROGYDOXHWKHGLVSOD\ZLOOUHDG
$QDORJVIROORZHGE\DVWDWXVUHSRUWIRUHDFKDQDORJFKDQQHOWKDWKDVFURVVHG
DWKUHVKROG7KHVWDWXVUHSRUWFRQVLVWVRIWKHXVHUGHILQHGGHVFULSWLRQRIWKH
DQDORJFKDQQHOWKHFKDQQHO
VODVWYROWDJHUHDGLQJDQGDOHWWHULQGLFDWLQJZKLFK
WKUHVKROGWKHFKDQQHOKDVFURVVHG
7KHIROORZLQJWKUHVKROGVDUHUHSUHVHQWHGE\WKHIROORZLQJFKDUDFWHUV
0DMRU2YHU
0LQRU2YHU
0LQRU8QGHU
0DMRU8QGHU
DFDSLWDO2
DORZHUFDVHR
DORZHUFDVHX
DFDSLWDO8
6RXQG&RQWUROV
7KH/&'PHQXRSWLRQ6RXQGRIIZLOOVXSSUHVVDOOVRXQGVIRUDRUPLQXWHSHULRG6HOHFWWR
FDQFHOWKHVXSSUHVVLRQ7KHDODUPZLOOVRXQGIRUWKHWLPHVHWLQWKHSURYLVLRQLQJLQIRUPDWLRQ
7KH1HW*XDUGLDQ
VDXGLEOHDODUPVRXQGVXQGHUWZRFRQGLWLRQV
x ,IWKHUHLVDQ(WKHUQHWOLQNIDLOXUHWKH1HW*XDUGLDQZLOOHPLWDKLJKORZZDUEOLQJWRQH
x ,IWKHUHLVDQDODUPWKH1HW*XDUGLDQZLOOHPLWDQLQWHUPLWWHQWEHHS
$QDODUPVRXQGFDQEHWXUQHGRIIE\SUHVVLQJDQ\IURQWSDQHOEXWWRQ$Q\UHSRUWLQJDODUPVRXQGZLOOFRQWLQXHWR
LWVQRUPDOHQGHYHQZKHQDVXEVHTXHQWDODUPLVGHWHFWHG6WRSSLQJWKHVRXQGE\SUHVVLQJDIURQWSDQHOEXWWRQ
DOORZVWKHQH[WDODUPLIDQ\WRVRXQG
)URQW3DQHO/('V
)LJ)URQWSDQHO/('V
7KHIURQWSDQHO/('VGLVSOD\DODUPDQGFRPPXQLFDWLRQVWDWXV7DEOH$VKRZVWKHPHDQLQJRIWKH/('GLVSOD\
PHVVDJHV
/('
6WDWXV
'HVFULSWLRQ
)ODVKLQJ5HG
1HZDODUPVWDWXV
$/0
6ROLG5HG
6WDQGLQJDODUPDFNQRZOHGJHG
)ODVKLQJ5HG 195$0QRWYHULILHGGRZQORDGQHHGHG
&)*
)ODVKLQJ*UHHQ
195$0YHULILHGV\VWHPRSHUDWLRQDO
*UHHQ
(WKHUQHWOLQN2.
/1.
5HG
(WKHUQHWOLQNIDLOXUH
)ODVKLQJ*UHHQ
'DWDWUDQVPLW
/$1&5)0'0'$7$
)ODVKLQJ5HG
'DWDUHFHLYH
7DEOH$/('VWDWXVPHVVDJHV
3UHOLPLQDU\6RIWZDUH&RQILJXUDWLRQ
7KH1HW*XDUGLDQPXVWEHSURYLVLRQHGZLWKORJRQSDVVZRUGVDODUPGHVFULSWLRQVSRUWSDUDPHWHUVSLQJWDUJHWV
FRQWUROGHVFULSWLRQVDQGRWKHUV\VWHPLQIRUPDWLRQ<RXFDQSURYLVLRQWKH1HW*XDUGLDQXVLQJWKH77<LQWHUIDFH
WKH:HE%URZVHU,QWHUIDFHRUWKH1*(GLWXWLOLW\)RUIXOOSURYLVLRQLQJLQVWUXFWLRQVVHHWKHVRIWZDUH
FRQILJXUDWLRQJXLGHVRQWKH1HW*XDUGLDQ5HVRXUFH&'
<RXFDQSURYLVLRQWKH1HW*XDUGLDQHLWKHUORFDOO\WKURXJKWKHFUDIWSRUWRUUHPRWHO\WKURXJKD/$1FRQQHFWLRQ
+RZHYHUWRDFFHVVWKH1HW*XDUGLDQYLD/$1\RXPXVWILUVWPDNHDWHPSRUDU\FRQQHFWLRQWRWKH1HW*XDUGLDQ
DQGDVVLJQLWDQ,3DGGUHVVRQ\RXUQHWZRUN6HHWKHIROORZLQJVHFWLRQVIRUPRUHLQIRUPDWLRQ
&RQQHFWLQJWRWKH1HW*XDUGLDQ
,QRUGHUIRUWKH1HW*XDUGLDQWREHFRPHFRQILJXUDEOHYLDWKH:HE%URZVHURU77<,QWHUIDFHWKH,3DGGUHVVRI
WKH1HW*XDUGLDQPXVWEHLQWKHVDPH6XEQHWRURQWKHVDPHKXEDV\RXUFRPSXWHURUQHWZRUN7KH1HW*XDUGLDQ
KDVDGHIDXOW,3DGGUHVVRIDQGDGHIDXOWVXEQHWPDVNRI
&RQILJXULQJWKH1HW*XDUGLDQWREHLQWKHVDPH6XEQHWDV\RXUFRPSXWHURUQHWZRUNFDQEHDFKLHYHGLQRQHRI
WZRZD\V
%\WHPSRUDULO\FKDQJLQJWKH,3DGGUHVVDQGVXEQHWPDVNRI\RXUFRPSXWHULQRUGHUWRFRLQFLGHZLWKWKH
1HW*XDUGLDQ
VGHIDXOW,3DGGUHVVDQGVXEQHWPDVN2QFH\RXDUHLQWKHVDPH6XEQHWDVWKH1HW*XDUGLDQ
V
GHIDXOWVHWWLQJV\RXFDQDFFHVVWKH1HW*XDUGLDQDQGFKDQJHLWV,3DGGUHVVDQGVXEQHWPDVNLQRUGHUWR
FRLQFLGHZLWK\RXUFRPSXWHURUQHWZRUNVHWWLQJV
25
%\DFFHVVLQJWKH1HW*XDUGLDQYLDWKHIURQWSDQHOFUDIWSRUWDQGFKDQJLQJWKH,3DGGUHVVDQGVXEQHWPDVNRI
WKH1HW*XDUGLDQWRPDWFKWKRVHRI\RXUFRPSXWHURUQHWZRUN
7HPSRUDULO\&KDQJLQJ<RXU&RPSXWHU
V,3$GGUHVVDQG6XEQHW0DVN
$FFHVVDQGZULWHGRZQ\RXUFRPSXWHU
V,3DGGUHVVDQGVXEQHWPDVN
7HPSRUDULO\FKDQJH\RXUFRPSXWHU
V,3DGGUHVVWR
+RW7LS
,QD0LFURVRIW:LQGRZVVHWWLQJWKH,3DGGUHVVDQGVXEQHWPDVNVHWWLQJVDUHW\SLFDOO\IRXQGLQWKH&RQWURO
3DQHOV!1HWZRUN!7&3,3ZLQGRZ
7HPSRUDULO\FKDQJH\RXUFRPSXWHU
VVXEQHWPDVNWR$UHERRWRI\RXUFRPSXWHUPD\EH
QHFHVVDU\WRLQLWLDWHWKHFKDQJHV
2QFHWKH,3DGGUHVVDQGVXEQHWPDVNRI\RXUFRPSXWHUFRLQFLGHZLWKWKH1HW*XDUGLDQ
V\RXFDQDFFHVVWKH
1HW*XDUGLDQYLDD7HOQHWVHVVLRQRUYLD:HEEURZVHUE\XVLQJWKH1HW*XDUGLDQ
VGHIDXOW,3DGGUHVVRI
3URYLVLRQWKH1HW*XDUGLDQZLWKWKHDSSURSULDWHLQIRUPDWLRQWKHQFKDQJH\RXUFRPSXWHU
V,3DGGUHVVDQG
VXEQHWPDVNEDFNWRWKHLURULJLQDOVHWWLQJV
)URQW3DQHO&UDIW3RUW$FFHVV
)LJ7KH1HW*XDUGLDQ
VIURQWSDQHOFUDIWSRUW
7RPDNHDORFDOFRQQHFWLRQWRWKH1HW*XDUGLDQXVHWKHSURYLGHG'%0'%)FDEOHWRFRQQHFWWKH&20SRUW
RI\RXU3&WRWKHIURQWSDQHOFUDIWSRUWRIWKH1HW*XDUGLDQ6HH)LJXUH
)LJ3RUWVHWWLQJVWRFRQQHFWWRWKH1HW*XDUGLDQ
6HOHFWWKHIROORZLQJ&20SRUWRSWLRQVDVVKRZQLQ)LJXUH
‡%LWVSHUVHFRQG
‡'DWDELWV
‡3DULW\1RQH
‡6WRSELWV
‡)ORZFRQWURO1RQH
+RW7LS
,WLVH[WUHPHO\LPSRUWDQWWRVHW)ORZ&RQWUROWR1RQH)ORZFRQWUROQRUPDOO\GHIDXOWVWRKDUGZDUHLQPRVW
WHUPLQDOSURJUDPVDQGWKLVZLOOQRWZRUNFRUUHFWO\ZLWKWKH1HW*XDUGLDQ
:KHQDFRQQHFWLRQLVHVWDEOLVKHGVRPHWLPHVDFFRPSDQLHGE\UHFHLSWRIDKH[E\WHW\SH'36&)*WKHQSUHVV
(QWHUWRDFWLYDWHWKHFRQILJXUDWLRQPHQX
5HPRWH&RQQHFWLRQ'LDOXS
6HWXSD3&UXQQLQJ77<WHUPLQDOHPXODWLRQ7HOQHWVRIWZDUHWRGLDOWKH1HW*XDUGLDQ
VPRGHP:KHQD
FRQQHFWLRQLVHVWDEOLVKHGVRPHWLPHVDFFRPSDQLHGE\UHFHLSWRIDKH[E\WHW\SH'36&)*WKHQSUHVV(17(5
WRDFWLYDWHWKHFRQILJXUDWLRQPHQX
+RW7LS
,IWKHV\VWHPKDVEHHQSUHYLRXVO\FRQILJXUHGLWPLJKWEHVHWIRUTXLHWORJLQZKLFKLVSDUWRIWKHVHFXULW\V\VWHP
(QWHU\RXUORJLQGDWDZLWKRXWSURPSWLQJXQWLO\RXDUHORJJHGRQ
/$1&RQQHFWLRQ
<RXFDQFRQQHFWWRWKH1HW*XDUGLDQXVLQJDQ\VWDQGDUG7HOQHWFOLHQWRUZHEEURZVHUEXWWKH(WKHUQHWSRUWPXVW
ILUVWEHFRQILJXUHG)RU7HOQHWFRQQHFWWRWKH1HW*XDUGLDQ
V,3DGGUHVVDWSRUWWRDFFHVVWKHFRQILJXUDWRU
PHQXVDIWHULQLWLDO/$1:$1VHWXS7HOQHWVHVVLRQVDUHHVWDEOLVKHGDWSRUWQRWWKHVWDQGDUG7HOQHWSRUWDV
DQDGGHGVHFXULW\PHDVXUH)RUZHEEURZVHUFRQQHFWLRQVHQWHUWKH,3DGGUHVVRIWKH1HW*XDUGLDQLQWRWKH:HE
EURZVHU
VDGGUHVVEDUDQGUHIHUWRWKH:HE%URZVHU,QWHUIDFHXVHUPDQXDO
77<,QWHUIDFH
)LJ7KH77<LQWHUIDFHLQLWLDOFRQILJXUDWLRQVFUHHQ
7KH77<LQWHUIDFHLVWKH1HW*XDUGLDQ
VEXLOWLQSURYLVLRQFRQWUROVIRUEDVLFFRQILJXUDWLRQRIWKH1HW*XDUGLDQ
&RQILJXUHWKH1HW*XDUGLDQ
VHWKHUQHWSRUWVHWWLQJVPRQLWRUWKHVWDWXVRIEDVHDQGV\VWHPDODUPVRSHUDWHFRQWURO
UHOD\VYLHZOLYHSLQJWDUJHWVRUFUHDWHSUR[\FRQQHFWLRQVWRRWKHUSRUWV)RUPRUHDGYDQFHGFRQILJXUDWLRQWRROV
SOHDVHXVHWKH:HE%URZVHU,QWHUIDFHRUWKH1*(GLWXWLOLW\
7RXVHWKH77<LQWHUIDFHZLWKWKH1HW*XDUGLDQDOO\RXQHHGLVDQ\3&ZLWKWHUPLQDOHPXODWLRQVRIWZDUHDQGD
FRQQHFWLRQWRWKH1HW*XDUGLDQ7KLVFRQQHFWLRQFDQEHDGLUHFWFRQQHFWLRQWRWKH1HW*XDUGLDQ
VIURQWSDQHOFUDIW
SRUWRUDUHPRWHFRQQHFWLRQYLD7HOQHWRUGLDOXS6RPHLQLWLDOVRIWZDUHFRQILJXUDWLRQPXVWEHSHUIRUPHGEHIRUH
\RXFDQXVHDUHPRWHFRQQHFWLRQWRWKH1HW*XDUGLDQ
7KH77<LQWHUIDFHLVSULPDULO\XVHGIRUFRQILJXULQJDQGSURYLVLRQLQJWKH1HW*XDUGLDQEXW\RXFDQDOVRXVHLWWR
SLQJ,3WDUJHWVYLHZV\VWHPVWDWLVWLFVDQGGDWDSRUWDFWLYLW\
0HQX6KRUWFXW.H\V
7KHOHWWHUVEHIRUHRUHQFORVHGLQSDUHQWKHVHVDUHPHQXVKRUWFXWNH\V3UHVVWKHVKRUWFXWNH\WRDFFHVVWKDW
RSWLRQ3UHVVLQJWKH(6&NH\ZLOODOZD\VEULQJ\RXEDFNWRWKHSUHYLRXVOHYHO(QWULHVDUHQRWFDVHVHQVLWLYH
8QLW&RQILJXUDWLRQ
(QWHUWRSLFWH[WKHUH
(WKHUQHW3RUW6HWXS
7KH1HW*XDUGLDQPXVWEHDVVLJQHGDQ,3DGGUHVVEHIRUH\RXZLOOEHDEOHWRFRQQHFWYLD/$1:$1XVLQJD
7HOQHWFOLHQWRUD:HEEURZVHU7RFRQQHFWYLD/$1WKHPLQLPXPFRQILJXUDWLRQUHTXLUHVVHWXSRIWKH,3DGGUHVV
DQGVXEQHWPDVN0LQLPXP:$1FRQILJXUDWLRQUHTXLUHVWKDWWKHGHIDXOWJDWHZD\EHVHWDVZHOO)ROORZWKH
LQVWUXFWLRQVEHORZWRFRQILJXUHWKH1HW*XDUGLDQ
V,3DGGUHVVVXEQHWPDVNGHIDXOWJDWHZD\WUDSDGGUHVV6103
SRUWQXPEHUSUR[\EDVHDQG'&+3RSWLRQ
)LJ&RQILJXUHWKH(WKHUQHWSRUWSDUDPHWHUV
2QFHDFRQQHFWLRQLVHVWDEOLVKHGWKH1HW*XDUGLDQZLOOUHVSRQGZLWK3DVVZRUG
7\SHWKHGHIDXOWSDVVZRUGGSVWHOHFRPWKHQSUHVV(QWHU
1RWH'36VWURQJO\UHFRPPHQGVFKDQJLQJWKHGHIDXOWSDVVZRUG
7KH1HW*XDUGLDQ
VPDLQPHQXZLOODSSHDU
7\SH&IRUWKH&RQILJPHQX
7\SH(IRU(GLWPHQX
7\SH(IRU(WKHUQHWSRUWVHWWLQJV
&RQILJXUHWKHXQLWDGGUHVVVXEQHWPDVNDQGGHIDXOWJDWHZD\
:KHQDVNHGLI\RXZRXOGOLNHWRVDYHFKDQJHVW\SH<\HV
5HERRWWRVDYHWKHQHZFRQILJXUDWLRQWRWKH1HW*XDUGLDQ
1RZ\RXFDQFRQQHFWWRWKH1HW*XDUGLDQYLD/$1DQGFRPSOHWHWKHFRQILJXUDWLRQ
(GLW3333RUW
&KRRVH333WRHGLW\RXU333SRUWLQ77<,QWHUIDFH<RXFDQFKRRVHDEDXGUDWHRUGHILQHPRGHPLQLWLDOL]DWLRQ
VWULQJVGHSHQGLQJRQZKDWGHYLFHKDVEHHQFKRVHIRUWKH333SRUW
)LJ(GLW\RXU333SRUW
,I\RXDUHXVLQJDPRGHPIRUWKH333SRUWWKHQFKRRVHPR'HPIRUWKHPRGHPRSWLRQWRGHILQHWKHPRGHP
LQLWLDOL]DWLRQVWULQJVVHH)LJXUH
&KRRVH%DXGWRGHILQHWKHEDXGUDWHIRUWKDWSRUWVHH)LJXUH
)LJ6HOHFWWKHEDXGUDWHIRU\RXU333SRUW
0RQLWRULQJ
0RQLWRULQJWKH1HW*XDUGLDQ
&RQQHFWD3&UXQQLQJ97WHUPLQDOHPXODWLRQVRIWZDUHWRWKHFUDIWSRUWRUFRQQHFWYLD/$1XVLQJD7HOQHW
FOLHQWZLWK97HPXODWLRQWRSRUWWRUHDFKWKHPRQLWRUPHQXVHOHFWLRQ7KLVVHFWLRQDOORZV\RXWRGRIXOO
V\VWHPPRQLWRULQJRIWKH1HW*XDUGLDQLQFOXGLQJDOODODUPVSLQJLQIRUPDWLRQUHOD\VDQDORJVDQGV\VWHPVWDWXV
)LJ7KHPRQLWRUPHQXDOORZVVWDWXVFKHFNLQJRQDOOHOHPHQWV
9LHZWKHVWDWXVRIWKHGHYLFHFRQQHFWHGWRWKHGLVFUHWHDODUPVIURPWKH0RQLWRUPHQX!$ODUPVRSWLRQ8QGHU
6WDWXVWKHZRUG$ODUPZLOODSSHDULIDQDODUPKDVEHHQDFWLYDWHGDQG&OHDUZLOODSSHDULIDQDODUP
FRQGLWLRQLVQRWSUHVHQW
)LJ7KLVH[DPSOHVKRZVSDJHWZRRIWKHGLVFUHWHDODUPV
9LHZWKHVWDWXVRIDOO\RXUSLQJWDUJHWVIURPWKH0RQLWRUPHQX!3LQJWDUJHWVRSWLRQ7KLVVFUHHQGLVSOD\VWKH
SLQJWDUJHW,'GHVFULSWLRQDQG,3DGGUHVV8QGHU6WDWXVWKHZRUG$ODUPZLOODSSHDULIDQDODUPKDVEHHQ
DFWLYDWHGDQG&OHDUZLOODSSHDULIDQDODUPFRQGLWLRQLVQRWSUHVHQW
)LJ7KH3LQJLQIRVXEPHQXDOORZV\RXWRFKDQJHSLQJWDUJHWV
7KH1HW*XDUGLDQFRPHVHTXLSSHGZLWKUHOD\VWKDWFDQEHXVHGWRFRQWUROH[WHUQDOGHYLFHV0RQLWRUWKHVWDWXV
RI\RXUUHOD\VIURPWKH0RQLWRUPHQX!5HOD\VRSWLRQ
5HOD\VDUHVHWWRQRUPDOO\RSHQ12DVWKHIDFWRU\GHIDXOWEXWHDFKRUDOORIWKHPFDQEHFKDQJHGWRQRUPDOO\
FORVHG1&E\FKDQJLQJWKHLUUHVSHFWLYHMXPSHUVHHVHFWLRQ-XPSHU2SWLRQV
)LJ7KHHLJKWUHOD\VFDQEHRSHUDWHGIURPWKLVVFUHHQ
9LHZWKHFXUUHQWUHDGLQJDQGWKHDODUPVWDWXVRI\RXUDQDORJGHYLFHVIURPWKH0RQLWRUPHQX!D1ORJVRSWLRQ
7KHYDOXHVKRZQLVDVQDSVKRWRIWKHFKDQQHOVPHDVXUHPHQWQRWDUHDOWLPHUHDGLQJ5HIUHVKWKHUHDGLQJVE\
UHVHOHFWLQJWKHDQDORJVRSWLRQ$ODUPVWDWXVLQGLFDWHVWKDWDSUHVHWWKUHVKROGKDVEHHQFURVVHGDQGLVGHVLJQDWHG
E\DQ[
7KHHLJKWDQDORJPHDVXULQJLQSXWVDUHVHWWRPHDVXUHYROWDJHDVWKHIDFWRU\GHIDXOW,I\RXUVHQVRUVRXWSXWLV
FXUUHQWFKDQJHWKHDSSURSULDWHDQDORJMXPSHUVDVGHVFULEHGLQWKH3&%VHWWLQJVVHFWLRQWRWKHFXUUHQW
PHDVXULQJSRVLWLRQ7KHVFDOLQJZRUNVKHHWLQWKHSURYLVLRQLQJVHFWLRQFRQYHUWVDOOUHDGLQJVVKRZQKHUHLQWR
QDWLYHXQLWVVXFKDVGHJUHHV&HOVLXVRUSHUFHQWUHODWLYHKXPLGLW\
)LJ7KLVGLVSOD\DOORZV\RXWRPRQLWRU\RXUHLJKWDQDORJLQSXWV
9LHZWKHVWDWXVRIWKH1HW*XDUGLDQ
VV\VWHPDODUPVIURPWKH0RQLWRUPHQX!6\VWHPRSWLRQ8QGHU6WDWXV
WKHZRUG$ODUPZLOODSSHDULIDQDODUPKDVEHHQDFWLYDWHGDQG&OHDUZLOODSSHDULIDQDODUPFRQGLWLRQLVQRW
SUHVHQW
)LJ6\VWHP$ODUPVFDQEHYLHZHGIURPWKH0RQLWRUPHQX!6\VWHPRSWLRQ
9LHZWKHVWDWXVRIWKH1HW*XDUGLDQ
VGDWDSRUWVIURPWKH0RQLWRUPHQX!S2UWVRSWLRQ(QWHUWKHQXPEHURI
WKHSRUW\RXZLVKWRYLHZDQGSUHVV(QWHU
7KH1HW*XDUGLDQSURYLGHVDQ$6&,,GHVFULSWLRQXQGHU7UDQVPLWDQG5HFHLYH&KRRVHD7UDQVPLWWRYLHZ
GDWDWUDQVPLWWHGWRDQRWKHUGHYLFH&KRRVHE5HFHLYHWRYLHZGDWDUHFHLYHGIURPDQRWKHUGHYLFH6HH$SSHQGL[
&$6&,,&RQYHUVLRQIRUVSHFLILF$6&,,V\PEROFRQYHUVLRQ
)LJ'DWDSRUWDFWLYLW\FDQEHYLHZHGIURPWKH0RQLWRUPHQX!S2UWVRSWLRQ
7KH$FFXPXODWLRQ7LPHUNHHSVDUXQQLQJWRWDORIWKHDPRXQWRIWLPHDSRLQWLVLQDQDODUPVWDWH$QDODUPSRLQW
WKDWH[FHHGVDXVHUGHILQHGWKUHVKROGZLOOWULJJHUD$FFXPXODWLRQ(YHQWV\VWHPDODUP5HIHUWR)LJXUHDQG
7DEOH$WRGHILQHWKHDFFXPXODWLRQWLPHU
)LJ0RQLWRUDQGUHVHWWKH$FFXPXODWRU7LPHU
)LHOG
'LVSOD\DQG3RLQW5HIHUHQFH
'HVFULSWLRQ
,QGLFDWHVZKLFKDODUPSRLQWLVWREHPRQLWRUHG
3RLQW'HVFULSWLRQ
7KHXVHUGHILQHGGHVFULSWLRQRIWKHPRQLWRUHGDODUPSRLQW
3RLQW6WDWXV
7KHFXUUHQWVWDWXVRIWKHPRQLWRUHGSRLQW
(YHQW7KUHVKROG
$PRXQWRIWLPHDOORZHGWRDFFXPXODWHEHIRUHWKHV\VWHPDODUP
³$FFXPXODWLRQ(YHQW´LVWULJJHUHG1RWH0D[LPXPLVGD\V
$FFXPXODWHG7LPH
7KHWRWDOWLPHWKHPRQLWRUHGSRLQWKDVEHHQLQDQ$/$50VWDWH
$FFXPXODWHG6LQFH
,QGLFDWHVWKHODVWWLPHWKHDFFXPXODWLRQWLPHUZDVUHVHW
5HVHW$FFXPXODWLRQ7LPHU
3ODFLQJDFKHFNPDUNKHUHZLOOUHVHWWKHWLPHUZKHQWKHXVHU
SUHVVHVWKH6XEPLWEXWWRQ
7DEOH$)LHOGGHVFULSWLRQVLQWKH$FFXPXODWRU7LPHU6HWWLQJV
9LHZLQJ/LYH7DUJHW3LQJV
&KRRVH3LQJWRSLQJDQ\RIWKH1HW*XDUGLDQ
VXVHUGHILQHG,3DGGUHVVHV7KHQHQWHUWKH,'QXPEHURIWKH
,3DGGUHVV
)LJ&RQWLQXRXVO\SLQJDQ,3DGGUHVVWKDWKDVEHHQGHILQHGLQWKH1HW*XDUGLDQ
VSLQJWDEOH
3UR[\0HQX
<RXFDQFUHDWHSUR[\FRQQHFWLRQVWRUHDFKWKURXJKWRWKHFUDIWSRUWPRGHPSRUWRUDQ\RIWKHRWKHUHLJKWVHULDO
SRUWVIURPWKH3UR[\PHQX<RX
OOEHDEOHWRPRQLWRUDQGFRQWURODGGLWLRQDOGHYLFHVYLDSUR[\FRQQHFWLRQWRWKH
1HW*XDUGLDQ'DWDSUHVHQWHGDQGKDQGVKDNLQJZLOOEHVSHFLILHGE\WKHFRQQHFWHGGHYLFH
7RFDQFHOWKHSUR[\FRQQHFWLRQZDLWDKDOIVHFRQGWKHQTXLFNO\W\SH###DQGSUHVV(17(5
)LJ$FFHVVGHYLFHVFRQQHFWHGWRWKHHLJKWGDWDSRUWVRQWKHEDFNSDQHOWKURXJK0RQLWRUPHQX!3UR[\
RSWLRQ
(YHQW/RJJLQJ
&KRRVH(YHQWORJWRYLHZWKHXSWRHYHQWVSRVWHGWRWKH1HW*XDUGLDQLQFOXGLQJSRZHUXSEDVHDQGV\VWHP
DODUPVSLQJDODUPVDQDORJDODUPVDQGFRQWUROV3RVWHGHYHQWVIRUWKHYDULRXVDODUPVLQFOXGHERWKDODUPDQG
FOHDUVWDWXV7RYLHZWKH(YHQW/RJSUHVV(LQWKHPRQLWRUPHQX5HIHUWR7DEOH%IRUHYHQWORJILHOG
GHVFULSWLRQV
1RWH$OOLQIRUPDWLRQLQWKHHYHQWORJZLOOEHHUDVHGXSRQUHERRWRUDSRZHUIDLOXUH
)LJ0RQLWRUWKHODVWHYHQWVUHFRUGHGE\WKH1HW*XDUGLDQIURPWKH0RQLWRUPHQX!(YHQWORJ
RSWLRQ
(YHQW/RJ)LHOG
(YW
'DWH
7LPH
6W
3UHI
'HVFULSWLRQ
'HVFULSWLRQ
(YHQWQXPEHU
'DWHWKHHYHQWRFFXUUHG
7LPHWKHHYHQWRFFXUUHG
6WDWHRIWKHHYHQW$ DODUP& FOHDU
3RLQWUHIHUHQFH6HH$SSHQGL[$IRUGLVSOD\GHVFULSWLRQV
8VHUGHILQHGGHVFULSWLRQRIWKHHYHQWDVHQWHUHGLQWKHDODUPSRLQWDQGUHOD\
GHVFULSWLRQILHOGV
7DEOH%(YHQW/RJILHOGGHVFULSWLRQV
%DFNLQJ8S1HW*XDUGLDQ&RQILJXUDWLRQ'DWDYLD)73
)URPWKH6WDUWPHQXRQ\RXU3&VHOHFW581
7\SHIWSIROORZHGE\WKH,3DGGUHVVRIWKH1HW*XDUGLDQ\RXDUHEDFNLQJXSHJIWS
$IWHUWKHFRQQHFWLRQLVPDGHSUHVV(QWHU
(QWHUWKHSDVVZRUGRIWKH1HW*XDUGLDQGHIDXOWSDVVZRUGLVGSVWHOHFRPWKHQSUHVV(QWHU
7\SHELQDU\DQGSUHVV(QWHUQHFHVVDU\IRU1HW*XDUGLDQILOHWUDQVIHU
7\SHOFGDQGSUHVV(QWHUWKLVDOORZV\RXWRFKDQJHWKHGLUHFWRU\RI\RXUORFDOPDFKLQH
7\SHJHWIROORZHGE\WKHQDPH\RXZLVKWRGHILQHIRUWKH1HW*XDUGLDQEDFNXSILOH$GGWKHH[WHQVLRQQJG
WRWKHILOHQDPHHJJHWQJGENXSQJGDQGSUHVV(QWHU
$IWHUUHORDGLQJW\SHE\HDQGSUHVV(QWHUWRH[LW
1RWH7KHEDFNXSILOHQDPHFDQKDYHDPD[LPXPRIHLJKWFKDUDFWHUVEHIRUHWKHILOHH[WHQVLRQ
)URPWKH6WDUWPHQXRQ\RXU3&VHOHFW581
7\SHIWSIROORZHGE\WKH,3DGGUHVVRIWKH1HW*XDUGLDQ\RXDUHEDFNLQJXSHJIWS
$IWHUWKHFRQQHFWLRQLVPDGHSUHVV(QWHU
(QWHUWKHSDVVZRUGRIWKH1HW*XDUGLDQGHIDXOWSDVVZRUGLVGSVWHOHFRPWKHQSUHVV(17(5
7\SHELQDU\DQGSUHVV(QWHUQHFHVVDU\IRU1HW*XDUGLDQILOHWUDQVIHU
7\SHOFGDQGSUHVV(QWHUWKLVDOORZV\RXWRFKDQJHWKHGLUHFWRU\RI\RXUORFDOPDFKLQH
7\SHSXWIROORZHGE\WKHQDPH\RXGHILQHGIRUWKH1HW*XDUGLDQEDFNXSILOHDQGSUHVV(QWHUHJSXW
QJGENXSQJG
$IWHUUHORDGLQJW\SHE\HDQGSUHVV(QWHUWRH[LW
'HEXJ,QSXWDQG)LOWHU2SWLRQV
(6&
%
7
8
5
;
"
D
$
F
&
G
'
H
(
I
)
*
+
+
L
N
O
/
P
0
R
2
S
3
T
4
U
V
6
W
9
Z
:
'HEXJ,QSXW2SWLRQV
([LW'HEXJ
6KRZ%$&VWDWXVSRLQWV
6KRZWDVNVWDWXV
6KRZ'8$57LQIRUPDWLRQ
6KRZQHWZRUNURXWLQJWDEOH
&OHDUGHEXJHQDEOHELWPDS7XUQDOOGHEXJILOWHUV2))
'LVSOD\RSWLRQV
'HEXJ)LOWHU2SWLRQV
$ODUPWRJJOHVZLWFK6KRZVSRVWLQJRIDODUPGDWD
$QDORJWRJJOHVZLWFK6KRZV77<LQWHUIDFHGHEXJ
&RQILJWRJJOHVZLWFK6KRZV77<LQWHUIDFHGHEXJ
&RQWUROUHOD\WRJJOHVZLWFK6KRZVUHOD\RSHUDWLRQ
'&3UHVSRQGHUWRJJOHVZLWFK6KRZV'&3SURWRFRO
'HYLFHWRJJOHVZLWFK6KRZVWHOQHWDQGSUR[\LQIRUPDWLRQDQG1*(GLWVHULDOFRPPXQLFDWLRQ
([SDQVLRQSROOHUWRJJOHVZLWFK6KRZV1*'G[SROOLQJ
(&8,QWHUURJDWRUWRJJOHVZLWFK6KRZV%$&SURFHVVLQJ
)73&RPPDQGWRJJOHVZLWFK6KRZVFRPPDQGVWULQJSDUVLQJ
)73'DWDWRJJOHVZLWFK6KRZV)735HDG:ULWH
*/'SROOHUWRJJOHVZLWFK6KRZV*/'SROOLQJ
+70/GHEXJVZLWFK6KRZV:HE%URZVHUSURFHVVLQJ
+:$&6GHEXJVZLWFK6KRZVKDUGZDUHDFFHVVRSHUDWLRQ
3,1*WRJJOHVZLWFK
6RFNHWWRJJOHVZLWFK6KRZVFXUUHQWGFXUHVRXUFHV
/('WRJJOHVZLWFK6KRZVFXUUHQW/('VWDWH
/&'GLVSOD\WRJJOHVZLWFK6KRZV/&'FRQWURODQGWH[W
0RGHPWRJJOHVZLWFK6KRZVPRGHPYHFWRUHGLQLWLDOL]DWLRQ
8QGHILQHG
2VVWDUWWRJJOHVZLWFK0LVFHOODQHRXVDSSOLFDWLRQGHEXJLQFOXGLQJ195$0UHDGDQGZULWH
RSHUDWLRQDQGHYHQWSRVWLQJ
8QGHILQHG
63257WRJJOHVZLWFK3RUWLQLWGHEXJDQGFKDQQHOHGSRUWGHEXJ
333WRJJOHVZLWFK6KRZV333IXQFWLRQLQJ
4$FFHVVWRJJOHVZLWFK5HVHUYHGIRUIXWXUHXVH
8QGHILQHG
5HSRUWWRJJOHVZLWFK6KRZVUHSRUWLQJHYHQWDFWLYLW\LQFOXGLQJ6103SDJHUVHPDLOHWF
$OVRVKRZV333QHJRWLDWLRQIRU1*FOLHQW333PRGH
6103WRJJOHVZLWFK5HVHUYHGIRUIXWXUHXVH
67$.WRJJOHVZLWFK6KRZVQHWZRUNSURFHVVLQJDQG,3$RI
DUSUHTXHVWV$OVRVKRZVSDFNHWVGLVFDUGHGE\)LOWHU,3$
7(50WRJJOHVZLWFK6KRZV8'37&3SRUWKDQGOLQJ7KHFDPHUD
DQGQHWZRUNWLPH173MREVDOVRXVHWKH7(50WRJJOHVZLWFK
8QGHILQHG
+773WRJJOHVZLWFK6KRZVKDQGOLQJRIZHEEURZVHUSDFNHWV
:(%WRJJOHVZLWFK'XPS+70/WH[WIURPZHEEURZVHU
7DEOH&'HEXW,QSXWDQG)LOWHU2SWLRQV
$SSHQGL[HV
$SSHQGL[$²'LVSOD\0DSSLQJ
3RUW
$GGUHVV
'LVSOD\
'HVFULSWLRQ
'LVFUHWH$ODUPV
3LQJ7DEOH
$QDORJ&KDQQHO
$QDORJ&KDQQHO
$QDORJ&KDQQHO
$QDORJ&KDQQHO
$QDORJ&KDQQHO
$QDORJ&KDQQHO
$QDORJ&KDQQHO
$QDORJ&KDQQHO
5HOD\V6\VWHP$ODUPV6HHWDEOHEHORZ
1HW*XDUGLDQ([SDQVLRQ$ODUPV
1HW*XDUGLDQ([SDQVLRQ5HOD\V
1HW*XDUGLDQ([SDQVLRQ$ODUPV
1HW*XDUGLDQ([SDQVLRQ5HOD\V
1HW*XDUGLDQ([SDQVLRQ$ODUPV
1HW*XDUGLDQ([SDQVLRQ5HOD\V
6HW
&OHDU
7DEOH$'LVSOD\GHVFULSWLRQVDQG61037UDSQXPEHUVIRUWKH1HW*XDUGLDQ
7KH75$3QXPEHUUDQJHVVKRZQFRUUHVSRQGWRWKHSRLQWUDQJHRIHDFKGLVSOD\)RUH[DPSOHWKH61037UDS
6HWQXPEHUIRUDODUPLQ'LVSOD\LV6HWIRUDODUPLV6HWIRUDODUPLVHWF
7KH75$3QXPEHUGHVFULSWLRQVIRUWKH$QDORJFKDQQHOVDUHLQWKHIROORZLQJRUGHUPLQRUXQGHUPLQRU
RYHUPDMRUXQGHUDQGPDMRURYHU)RUH[DPSOHIRU$QDORJFKDQQHOWKH6HWQXPEHUIRUPLQRUXQGHULV
PLQRURYHULVPDMRUXQGHULVDQGPDMRURYHULV
61037UDSV
3RLQWV
'HVFULSWLRQ
6HW
&OHDU
5HOD\V
5HOD\V
5HOD\V
5HOD\V
5HOD\V
5HOD\V
5HOD\V
5HOD\V
7LPHG7LFN
([S0RGXOH&DOORXW
1HWZRUN7LPH6HUYHU 'XSOLFDWH,3$GGUHVV 3RZHUXS
/RVW3URYLVLRQLQJ
'&33ROOHU,QDFWLYH
/$1QRWDFWLYH
0RGHPQRWUHVSRQGLQJ 1R'LDO7RQH
61037UDSQRW6HQW
3DJHU4XH2YHUIORZ
1RWLILFDWLRQIDLOHG
&UDIW5FY4IXOO
0RGHP5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
1HW*XDUGLDQ';IDLO 1HW*XDUGLDQ';IDLO 1HW*XDUGLDQ';IDLO */'IDLO
*/'IDLO
*/'IDLO
&KDQ3RUW7LPHRXW
&UDIW7LPHRXW
(YHQW4XH)XOO
7DEOH$'LVSOD\6\VWHP$ODUPVSRLQWGHVFULSWLRQV
1RWH6HH7DEOH$IRUGHWDLOHGGHVFULSWLRQVRIWKH1HW*XDUGLDQ
VV\VWHPDODUPV
6\VWHP$ODUPV'LVSOD\0DS
'LVSOD\ 3RLQWV
$ODUP3RLQW
7LPHG7LFN
'HVFULSWLRQ
$ODUPLVWULJJHUHGZKHQHYHU
DQDODUPSRLQWIURPDQ(QWU\
&RQWURO8QLW(&8LV
([S0RGXOH&DOORXW FROOHFWHG$QRWLILFDWLRQHYHQW
PD\EHDVVRFLDWHGZLWKWKH
DODUPWRIRUFHDFDOORXWRU
WUDS
1HWZRUN7LPH6HUYHU
6ROXWLRQ
7RJJOHVVWDWHDWFRQVWDQWUDWH
DVFRQILJXUHGE\WKH7LPHG
7RWXUQWKHIHDWXUHRIIVHWWKH
7LFNWLPHUYDULDEOH8VHIXOLQ
7LPHG7LFNWLPHUWR
WHVWLQJLQWHJULW\RI6103WUDS
DODUPUHSRUWLQJ
&RPPXQLFDWLRQZLWK1HWZRUN
7LPH6HUYHUKDVIDLOHG
'LVDEOH%XLOGLQJ$FFHVV
&RQWURO%$&E\VHWWLQJWKH
%$&8QLW,'WR,I%XLOGLQJ
$FFHVVLVEHLQJXVHGWKHQ
LQYHVWLJDWHWKH(&8DODUP
VRXUFHRUGRQ¶WDVVRFLDWH
QRWLILFDWLRQZLWKWKHDODUP
HYHQW
7U\SLQJLQJWKH1HWZRUN7LPH
6HUYHU¶V,3$GGUHVVDVLWLV
FRQILJXUHG,IWKHSLQJWHVWLV
VXFFHVVIXOWKHQFKHFNWKH
SRUWVHWWLQJDQGYHULI\WKHSRUW
LVQRWEHLQJEORFNHGRQ\RXU
QHWZRUN
$QDODUPKDVEHHQVWDQGLQJ
IRUWKHWLPHFRQILJXUHGXQGHU
$FFXP7LPHU7KH
$FFXPXODWLRQWLPHUHQDEOHV
7RWXUQRIIWKHIHDWXUHXQGHU
\RXWRPRQLWRUKRZORQJDQ
$FFXP7LPHUVHWWKHGLVSOD\
$FFXPXODWLRQ(YHQW
DODUPKDVEHHQVWDQGLQJ
DQGSRLQWUHIHUHQFHWR
GHVSLWHV\VWHPUHERRWV2QO\
WKHXVHUPD\UHVHWWKH
DFFXPXODWHGWLPHDUHERRW
ZLOOQRW
8QSOXJWKH/$1FDEOHDQG
FRQWDFW\RXUQHWZRUN
DGPLQLVWUDWRU<RXUQHWZRUN
7KHXQLWKDVGHWHFWHGDQRWKHU
DQGWKHXQLWZLOOPRVWOLNHO\
'XSOLFDWH,3$GGUHVV QRGHZLWKWKHVDPH,3
EHKDYHLQFRUUHFWO\$IWHU
$GGUHVV
DVVLJQLQJDFRUUHFW,3
$GGUHVVUHERRWWKHXQLWWR
FOHDUWKH6\VWHPDODUP
7KHXQLWKDVMXVWFRPHRQOLQH
6HHLQJWKLVDODUPLVQRUPDOLI
7KHVHWDODUPFRQGLWLRQLV
3RZHUXS
WKHXQLWLVSRZHULQJXS
IROORZHGLPPHGLDWHO\E\D
FOHDUDODUPFRQGLWLRQ
8VH:HERUODWHVWYHUVLRQRI
7KHLQWHUQDO195$0PD\EH 1*(GLWWRFRQILJXUHXQLW
/RVW3URYLVLRQLQJ GDPDJHG7KHXQLWLVXVLQJ
3RZHUF\FOHWRVHHLIDODUP
GHIDXOWFRQILJXUDWLRQVHWWLQJV JRHVDZD\0D\UHTXLUH
50$
7DEOH$6\VWHP$ODUPV'HVFULSWLRQV
1RWH7DEOH$FRQWLQXHVRQIROORZLQJSDJHV
'LVSOD\ 3RLQWV
$ODUP3RLQW
'HVFULSWLRQ
6ROXWLRQ
,I'&3UHVSRQGHULVQRWEHLQJ
XVHGWKHQVHWWKH'&38QLW,'
WR2WKHUZLVHWU\LQFUHDVLQJ
7KHXQLWKDVQRWVHHQDSROO
WKH'&3WLPHUVHWWLQJXQGHU
IURPWKH0DVWHUIRUWKHWLPH
'&33ROOHU,QDFWLYH
WLPHUVRUFKHFNKRZORQJLW
VSHFLILHGE\WKH'&37LPHU
WDNHVWRF\FOHWKURXJKWKH
VHWWLQJ
FXUUHQWSROOLQJFKDLQRQWKH
0DVWHUV\VWHP
&KHFN/$1FDEOH3LQJWRDQG
/$1QRWDFWLYH
7KHEW/$1SRUWLVGRZQ
IURPWKHXQLW
5HPRYHFRQILJXUHGPRGHP
LQLWLDOL]DWLRQVWULQJWKHQSRZHU
$QHUURUKDVEHHQGHWHFWHG
F\FOHWKHXQLW,IDODUP
0RGHPQRW
GXULQJPRGHPLQLWLDOL]DWLRQ
SHUVLVWVWU\UHVHWWLQJWKH
UHVSRQGLQJ
7KHPRGHPGLGQRWUHVSRQGWR
0RGHPSRUWIURPWKH77<
WKHLQLWLDOL]DWLRQVWULQJ
LQWHUIDFHRUFRQWDFW'36IRU
SRVVLEOH50$
'XULQJGLDORXWDWWHPSWWKH
&KHFNWKHLQWHJULW\RIWKH
1R'LDO7RQH
XQLWGLGQRWGHWHFWDGLDOWRQH SKRQHOLQHDQGFDEOH
'HILQHWKH,3$GGUHVVZKHUH
6103WUDSDGGUHVVLVQRW
\RXZRXOGOLNHWRVHQG6103
61037UDSQRW
GHILQHGDQGDQ6103WUDS
WUDSHYHQWVRUFRQILJXUHWKH
6HQW
HYHQWRFFXUUHG
HYHQWQRWWRWUDS
&KHFNIRUIDLOHGQRWLILFDWLRQ
HYHQWVWKDWPD\EHILOOLQJXS
2YHUHYHQWVDUHFXUUHQWO\
3DJHU4XHXH
WKHSDJHUTXHXH7KHUHPD\
TXHXHGLQWKHSDJHUTXHXHG
2YHUIORZ
EHDFRQILJXUDWLRQRU
DQGDUHVWLOOWU\LQJWRUHSRUW
FRPPXQLFDWLRQSUREOHPZLWK
WKHQRWLILFDWLRQHYHQWV
8VH537ILOWHUGHEXJWRKHOS
$QRWLILFDWLRQHYHQWOLNHD
GLDJQRVHQRWLILFDWLRQ
1RWLILFDWLRQIDLOHG SDJHRUHPDLOZDV
SUREOHPV
XQVXFFHVVIXO
'LVFRQQHFWZKDWHYHUGHYLFHLV
7KH&UDIWSRUWUHFHLYHGPRUH
FRQQHFWHGWRWKHFUDIWVHULDO
&UDIW5FY4IXOO
GDWDWKDQLWZDVDEOHWR
SRUW7KLVDODUPVKRXOGQRW
SURFHVV
RFFXU
0RGHP5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
6HULDO5FY4IXOO
7KHPRGHPSRUWUHFHLYHG
PRUHGDWDWKDQLWZDVDEOHWR
SURFHVV
&KHFNZKDWLVFRQQHFWLQJWR
WKH1HW*XDUGLDQ7KLVDODUP
VKRXOGQRWRFFXU
6HULDOSRUWRUDSSURSULDWH
VHULDOSRUWQXPEHUUHFHLYHU
ILOOHGZLWK.RIGDWD.LI
%$&DFWLYH
&KHFNSUR[\FRQQHFWLRQ7KH
VHULDOSRUWGDWDPD\QRWEH
JHWWLQJFROOHFWHGDVH[SHFWHG
7DEOH$6\VWHP$ODUPV'HVFULSWLRQVFRQWLQXHG
1RWH7DEOH$FRQWLQXHVRQIROORZLQJSDJH
'LVSOD\ 3RLQWV
$ODUP3RLQW
'HVFULSWLRQ
6ROXWLRQ
8QGHU3RUWV!2SWLRQVYHULI\
WKHQXPEHURIFRQILJXUHG
1*'G[XQLWV8VH(;3ILOWHU
GHEXJDQGSRUW/('VWRKHOS
GLDJQRVHWKHSUREOHP8VH
'%0WR'%0ZLWKQXOO
1*'G[)DLO([SDQVLRQVKHOI FURVVRYHUIRUFDEOLQJ9HULI\
1HW*XDUGLDQ';IDLO
FRPPXQLFDWLRQOLQNIDLOXUH WKH',3DGGUHVVLQJRQWKH
EDFNRIWKH1*'G[XQLW
&RQQHFWMXVW*/'XQLWDQG
DWWHPSWWRSROO9HULI\*/'LV
*/'IDLO
*/'DGGUHVVLVIDLOHG
FRQQHFWHGWRGDWDSRUWDQG
WKHKDUGZDUHLV56QRW
56
9HULI\WKH*/'XQLW
DGGUHVVLQJDQGWHVW*/'
*/'IDLO
*/'DGGUHVVLVIDLOHG
XQLWVLQGLYLGXDOO\RQWKH*/'
FRPPXQLFDWLRQEXV
5HGXFHWKHQXPEHURI
2QHRUPRUH*/'XQLWV
FRQQHFWHG*/'XQLWVWR
*/'IDLO
DGGUHVVHGWKURXJKPD\
GHWHUPLQHZKLFKXQLWPD\EH
EHIDLOHG
FDXVLQJWKHOLQNWRIDLO
1*'G[)DLO([SDQVLRQVKHOI
1HW*XDUGLDQ';IDLO
FRPPXQLFDWLRQOLQNIDLOXUH
1*'G[)DLO([SDQVLRQVKHOI
1HW*XDUGLDQ';IDLO
FRPPXQLFDWLRQOLQNIDLOXUH
&KDQ3RUWKDVQRWIRUZDUGHG
DQ\WUDIILFLQWKHWLPHVSHFLILHG
E\WKH&KDQQHO7LPHRXW
&KDQJHWKHGDWDSRUWW\SHWR
7LPHU7KHFKDQQHOIHDWXUH
&KDQ3RUW7LPHRXW
2))RUVHWWKH&KDQQHO7LPHU
IRUZDUGVGDWDEHWZHHQWZR
WRDGLIIHUHQWVHWWLQJ
SRUWVVRWKH1*PD\EHXVHG
WRDQDO\]HVHULDOWUDIILFXVLQJ
&+$1ILOWHUGHEXJ
&UDIW7LPHRXW
7KH&UDIW7LPHRXW7LPHUKDV
QRWEHHQUHVHWLQWKHVSHFLILHG
WLPH7KLVIHDWXUHLVGHVLJQHG
&KDQJHWKH&UDIW7LPHRXW
VRRWKHUPDFKLQHVPD\NHHS
7LPHUWRWRGLVDEOHWKH
WKH77<OLQNDFWLYH,IWKH77<
IHDWXUH
LQWHUIDFHEHFRPHVXQDYDLODEOH
WRWKHPDFKLQHWKHQWKH&UDIW
7LPHRXWDODUPLVVHW
(YHQW4XH)XOO
7KH(YHQW4XHLVILOOHGZLWK
PRUHWKDQXQFROOHFWHG
HYHQWV
(QDEOH'&3WLPHVWDPSSROOLQJ
RQWKHPDVWHUVRHYHQWVDUH
FROOHFWHGRUUHERRWWKHV\VWHP
WRFOHDUWKHDODUP
7DEOH$6\VWHP$ODUPV'HVFULSWLRQVFRQWLQXHG
$SSHQGL[%²61030DQDJHU)XQFWLRQV
7KH61030DQDJHUDOORZVWKHXVHUWRYLHZDODUPVWDWXVVHWGDWHWLPHLVVXHFRQWUROVDQGSHUIRUPDUHV\QF7KH
GLVSOD\DQGWDEOHVEHORZRXWOLQHWKH0,%REMHFWLGHQWLILHUV7DEOH%EHJLQVZLWKGSV578KRZHYHUWKH0,%
REMHFWLGHQWLILHUWUHHKDVVHYHUDOOHYHOVDERYHLW7KHIXOO(QJOLVKQDPHLVDVIROORZV
URRWLVRRUJGRGLQWHUQHWSULYDWHHQWHUSULVHVGSV,QFGSV$ODUP&RQWUROGSV5787KHUHIRUHGSV578
VIXOOREMHFW
LGHQWLILHULV(DFKOHYHOEH\RQGGSV578DGGVDQRWKHUREMHFWLGHQWLI\LQJQXPEHU)RU
H[DPSOHWKHREMHFWLGHQWLILHURIWKH'LVSOD\SRUWLRQRIWKH&RQWURO*ULGLVEHFDXVHWKH
REMHFWLGHQWLILHURIGSV578LVWKH&RQWURO*ULGWKH'LVSOD\
6HH7DEOH%6HH7DEOH%6HH7DEOH%6HH7DEOH%6HH7DEOH%6HH7DEOH%
7EO%2B29B7UDSV
SRLQWV
B29BY7UDSV
3RLQW6HW
3RLQW&OU
,GHQW
0DQXIDFWXUHU
0RGHO
6XP36HW
)LUPZDUH9HUVLRQ
6XP3&OU
&RP)DLOHG
&RP5HVWRUHG
3&OUWKURXJK
36HW
3&OUWKURXJK
3&OU
7EO%&RQWURO*ULG
SRLQWV
&RQWURO*ULG
3RUW
$GGUHVV
'LVSOD\
3RLQW
$FWLRQ
7EO%,GHQWLW\SRLQWV
'DWH7LPH
5HV\QF5HT
0XVWEHVHWWRWRSHUIRUP
WKHUHV\QFUHTXHVWZKLFKZLOO
UHVHQG75$3VIRUDQ\VWDQGLQJ
DODUP
7EO%$ODUP(QWU\SRLQWV
$ODUP(QWU\
$3RUW
$$GGUHVV
$'LVSOD\
$3RLQW
$3QW'HVF
$6WDWH
)RUVSHFLILFSRLQWGHVFULSWLRQV
VHH7DEOH%
7EO%'LVSOD\*ULG
SRLQWV
'LVSOD\(QWU\
3RUW
$GGUHVV
'LVSOD\
'LVS'HVF
3QW0DS
'LVS
'LVS
'LVS
'LVS
'LVS
'LVS
'LVS
'LVS
'LVS
'LVS
'LVS
'HVFULSWLRQ
1RGDWD
8QGHILQHG
1RGDWD
8QGHILQHG
$QDORJ
8QGHILQHG
$QDORJ
8QGHILQHG
$QDORJ
8QGHILQHG
$QDORJ
8QGHILQHG
$QDORJ
8QGHILQHG
$QDORJ
8QGHILQHG
$QDORJ
8QGHILQHG
$QDORJ
8QGHILQHG
1RGDWD
8QGHILQHG
7LPHG7LFN
([S0RGXOH&DOORXW
1HWZRUN7LPH6HUYHU
8QGHILQHG
'XSOLFDWH,3$GGUHVV
8QGHILQHG
3RZHUXS
8QGHILQHG
/RVW
'&3SROOLQDFWLYH
/$1QRWDFWLYH
8QGHILQHG
0RGHPQRW
1RGLDOWRQH
6103WUDSQRW
3DJHU4XH
1RWLILFDWLRQ
&UDIW5&94IXOO
0RGHP5&94
'DWD5&94
1*'G[IDLO
*/'IDLO
&+$1WLPHRXW
&5)7WLPHRXW
3RUW $GGUHVV 'LVSOD\ 3RLQWV
7DEOH%$ODUP3RLQW'HVFULSWLRQV
1RGDWDLQGLFDWHVWKDWWKHDODUPSRLQWLVGHILQHGEXWWKHUHLVQRGHVFULSWLRQHQWHUHG
8QGHILQHGLQGLFDWHVWKDWWKHDODUPSRLQWLVQRWXVHG
$SSHQGL[&²6103*UDQXODU7UDS3DFNHWV
7DEOHV&DQG&SURYLGHDOLVWRIWKHLQIRUPDWLRQFRQWDLQHGLQWKH61037UDSSDFNHWVVHQWE\WKH
1HW*XDUGLDQ
61037UDSPDQDJHUVFDQXVHRQHRIWZRPHWKRGVWRJHWDODUPLQIRUPDWLRQ
*UDQXODUWUDSVQRWQHFHVVDU\WRGHILQHSRLQWGHVFULSWLRQVIRUWKH1HW*XDUGLDQ
RU
7KH6103PDQDJHUUHDGVWKHGHVFULSWLRQIURPWKH7UDS
8'3+HDGHU
'HVFULSWLRQ
6RXUFHSRUW
'HVWLQDWLRQSRUW
/HQJWK
[%$%
&KHFNVXP
7DEOH&8'3+HDGHUVDQGGHVFULSWLRQV
6103+HDGHU
'HVFULSWLRQ
9HUVLRQ
SXEOLF
5HTXHVW
7UDS
5HTXHVW
(QWHUSULVH
$JHQWDGGUHVV
(QWHUSULVH6SHFLILF
*HQHULF7UDS
6SHFLILF7UDS
7LPHVWDPS
2EMHFW
1HW*XDUGLDQY
9DOXH
2EMHFW
9DOXH
2EMHFW
9DOXH
2EMHFW
9DOXH
2EMHFW
9DOXH
2EMHFW
9DOXH
2EMHFW
9DOXH
2EMHFW
5HFWLILHU)DLOXUH
9DOXH
2EMHFW
$ODUP
9DOXH
7DEOH&6103+HDGHUVDQGGHVFULSWLRQV
$SSHQGL['²$6&,,&RQYHUVLRQ
7KHLQIRUPDWLRQFRQWDLQHGLQ7DEOH'LVDOLVWRI$6&,,V\PEROVDQGWKHLUPHDQLQJV5HIHUWRWKHEXOOHWHGOLVW
EHORZWRLQWHUSUHWWKH$6&,,GDWDWUDQVPLWWHGRUUHFHLYHGWKURXJKWKHGDWDSRUWV3RUWWUDQVPLWDQGUHFHLYH
DFWLYLW\FDQEHYLHZHGIURPWKH:HE%URZVHU,QWHUIDFH
‡ 3ULQWDEOH$6&,,FKDUDFWHUVZLOODSSHDUDV$6&,,
‡ 1RQSULQWDEOH$6&,,FKDUDFWHUVZLOODSSHDUDVODEHOVVXUURXQGHGE\^`EUDFNHWVHJ^18/`
‡ 1RQ$6&,,FKDUDFWHUVZLOODSSHDUDVKH[DGHFLPDOVXUURXQGHGE\>@EUDFNHWVHJ>,)@
‡ $UHFHLYHG%5($.ZLOODSSHDUDV%5.!
$EEUHYLDWLRQ
'HVFULSWLRQ
$EEUHYLDWLRQ
'HVFULSWLRQ
18/
62+
67;
(7;
(27
(14
$&.
%(/
%6
+7
/)
97
))
&5
62
6,
1XOO
6WDUWRI+HDGLQJ
6WDUWRI7H[W
(QGRI7H[W
(QGRI7UDQVPLVVLRQ
(QTXLU\
$FNQRZOHGJH
%HOO
%DFNVSDFH
+RUL]RQWDO7DEXODWLRQ
/LQH)HHG
9HUWLFDO7DEXODWLRQ
)RUP)HHG
&DUULDJH5HWXUQ
6KLIW2XW
6KLIW,Q
'/(
'&
1$.
6<1
(7%
&$1
(0
68%
(6&
)6
*6
56
86
63
'(/
%5.
'DWD/LQN(VFDSH
'HYLFH&RQWURO
1HJDWLYH$FNQRZOHGJH
6\QFKURQRXV,GOH
(QGRI7UDQVPLVVLRQ%ORFN
&DQFHO
(QGRI0HGLXP
6XEVWLWXWH
(VFDSH
)LOH6HSDUDWRU
*URXS6HSDUDWRU
5HFRUG6HSDUDWRU
8QLW6HSDUDWRU
6SDFHEODQN
'HOHWH
%UHDN5HFHLYHG
7DEOH'$6&,,V\PEROV
$SSHQGL[(_57&8SJUDGH
,QVWDOOLQJD5HDO7LPH&ORFN3URFHVVRULQD1HW*XDUGLDQ$
7RLQVWDOODQ57&LQ\RXU1HW*XDUGLDQXQLW\RXZLOOQHHGWKHIROORZLQJLWHPV
&KLS3XOOHU
$QWL6WDWLF:ULVW6WUDS
57&XQLW'3.5/70&
x 7RDYRLGGDPDJLQJWKHSURFHVVRULWLVLPSRUWDQWWKDW\RXZHDUDQDQWLVWDWLFZULVWVWUDSZKHQ
SHIRUPLQJWKLVXSJUDGH
x 0DNHVXUHXQLWLVQRWXQGHUSRZHU
:$51,1*
,QVWDOODWLRQRIWKH57&LVDVIROORZV
7KH57&ZLOOLQVWDOOLQWKH)ORDGµ(¶VRFNHW8%HIRUHLQVWDOOLQJYHULI\WKDWGLUHFWLRQPDUNVRQVRFNHWDQG
,&DUHIDFLQJWKHFUDIWSRUW&DUHIXOO\LQVHUWWKH57&LQWRWKH)ORDGµ(¶VRFNHW3UHVVGRZQILUPO\WRHQVXUH57&
LVVHFXUHO\SODFHGLQWKHVRFNHW7KH)ORDGFKLSZLOOWKHQPRXQWRQWRSRIWKH57&$VEHIRUHSUHVVGRZQILUPO\
RQWKH)ORDGFKLSXQWLOLWVQDSVGRZQVHFXUHO\RQWRSRIWKH57&FKLS
5HPRYLQJWKH)ORDG&KLSWR0DNH5RRPIRU57&
,QVHUWHG57&&KLS
0RXQWLQJ)ORDG&KLSRQWR57&&KLS
6HFXULQJ)ORDG&KLS
7RYHULI\WKDW\RXU57&LQVWDOODWLRQKDVEHHQVXFFHVVIXO7HOQHWLQWR\RXU1HW*XDUGLDQDQGVHOHFW&RQILJWKHQ
6WDWV7KH57&ILHOGVKRXOGUHDG³DFWLYH´
8SJUDGLQJWKH57&ZLOOHOLPLQDWHWKHQHHGWRUHSURJUDPWKHWLPHLQWKH1HW*XDUGLDQLQWKHHYHQWRIDSRZHU
ORVV
)UHTXHQWO\$VNHG4XHVWLRQV
+HUHDUHDQVZHUVWRVRPHFRPPRQTXHVWLRQVIURP1HW*XDUGLDQXVHUV7KHODWHVW)$4VFDQEHIRXQGRQWKH
1HW*XDUGLDQVXSSRUWZHESDJHKWWSZZZGSVWHOHFRPFRP
,I\RXKDYHDTXHVWLRQDERXWWKH1HW*XDUGLDQSOHDVHFDOOXVDWRUHPDLOXVDW
VXSSRUW#GSVWHOHFRP
*HQHUDO)$4V
4 +RZGR,WHOQHWWRWKH1HW*XDUGLDQ"
$ <RXPXVWXVH3RUWWRFRQQHFWWRWKH1HW*XDUGLDQ&RQILJXUH\RXU7HOQHWFOLHQWWRFRQQHFWXVLQJ
7&3,3QRW7HOQHWRUDQ\RWKHUSRUWRSWLRQV)RUFRQQHFWLRQLQIRUPDWLRQHQWHUWKH,3DGGUHVVRIWKH
1HW*XDUGLDQDQG3RUW)RUH[DPSOHWRFRQQHFWWRWKH1HW*XDUGLDQXVLQJWKHVWDQGDUG:LQGRZV7HOQHW
FOLHQWFOLFN6WDUWFOLFN5XQDQGW\SHWHOQHW1HW*XDUGLDQ,3DGGUHVV!
4 +RZGR,FRQQHFWP\1HW*XDUGLDQWRWKH/$1"
$ 7RFRQQHFW\RXU1HW*XDUGLDQWR\RXU/$1\RXQHHGWRFRQILJXUHWKHXQLW,3DGGUHVVWKHVXEQHWPDVNDQG
WKHGHIDXOWJDWHZD\$VDPSOHFRQILJXUDWLRQFRXOGORRNOLNHWKLV
8QLW$GGUHVV
VXEQHWPDVN
'HIDXOW*DWHZD\
6DYH\RXUFKDQJHVE\ZULWLQJWR195$0DQGUHERRW$Q\FKDQJHWRWKH1HW*XDUGLDQ
V,3FRQILJXUDWLRQ
UHTXLUHVDUHERRW
4 :KHQ,FRQQHFWWRWKH1HW*XDUGLDQWKURXJKWKHFUDIWSRUWRQWKHIURQWSDQHOLWHLWKHUGRHVQ
WZRUN
ULJKWRULWGRHVQ
WZRUNDWDOO:KDW
VJRLQJRQ"
$ 0DNHVXUH\RXUXVLQJWKHULJKW&20SRUWVHWWLQJV<RXU&20SRUWVHWWLQJVVKRXOGUHDG
%LWVSHUVHFRQGEDXG
'DWDELWV
3DULW\1RQH
6WRSELWV
)ORZFRQWURO1RQH
,PSRUWDQW)ORZFRQWUROPXVWEHVHWWRQRQH)ORZFRQWUROQRUPDOO\GHIDXOWVWRKDUGZDUHLQPRVWWHUPLQDO
SURJUDPVDQGWKLVZLOOQRWZRUNFRUUHFWO\ZLWKWKH1HW*XDUGLDQ
4 ,FDQ
WFKDQJHWKHFUDIWSRUWEDXGUDWH
$ ,I\RXVHOHFWDKLJKHUEDXGUDWH\RXPXVWVHW\RXUWHUPLQDOHPXODWRUSURJUDPWRWKHQHZEDXGUDWHDQGWKHQ
W\SH'36&)*DQGSUHVV(QWHU,I\RXUWHUPLQDOHPXODWRULVVHWWRDVORZHUEDXGUDWHWKDQWKHFUDIWSRUW
QRUPDONH\VFDQDSSHDUDVDEUHDNNH\²DQGWKHFUDIWSRUWLQWHUSUHWVDEUHDNNH\DVDQRYHUULGHWKDWUHVHWV
WKHEDXGUDWHWRWKHVWDQGDUGEDXG
4 +RZGR,XVHWKH1HW*XDUGLDQWRDFFHVV77<LQWHUIDFHVRQUHPRWHVLWHHTXLSPHQW"
$ ,I\RXUUHPRWHVLWHGHYLFHVXSSRUWV56\RXFDQFRQQHFWLWWRRQHRIWKHHLJKWGDWDSRUWVORFDWHGRQWKH
1HW*XDUGLDQEDFNSDQHO7RPDNHWKHGDWDSRUWDFFHVVLEOHYLD/$1FRQILJXUHWKHSRUWIRU7&3,3RSHUDWLRQ
<RXQRZKDYHD/$1EDVHGSUR[\SRUWFRQQHFWLRQWKDWOHWV\RXDFFHVV\RXUGHYLFH
V77<LQWHUIDFHWKURXJK
D7HOQHWVHVVLRQ
4 +RZGR,WHOQHWWRWKH1HW*XDUGLDQ"
$ &RQILJXUH\RXU7HOQHWFOLHQWZLWKWKHVHRSWLRQV
x &RQQHFWXVLQJ7&3,3QRW7HOQHWRUDQ\RWKHUSRUWRSWLRQV
x (QWHUWKH,3DGGUHVVRIWKH1HW*XDUGLDQ
x (QWHU3RUW
([DPSOH
7RFRQQHFWXVLQJWKH:LQGRZV7HOQHWFOLHQWFOLFN6WDUWFOLFN5XQDQGW\SHWHOQHW
4 ,MXVWFKDQJHGWKHSRUWVHWWLQJVIRURQHRIP\GDWDSRUWVEXWWKHFKDQJHVGLGQRWVHHPWRWDNHHIIHFW
HYHQDIWHU,ZURWHWKH195$0
$ ,QRUGHUIRUGDWDSRUWDQGFUDIWSRUWFKDQJHVLQFOXGLQJFKDQJHVWRWKHEDXGUDWHDQGZRUGIRUPDWWRWDNH
HIIHFWWKH1HW*XDUGLDQPXVWEHUHERRWHG:KHQHYHU\RXPDNHFKDQJHVUHPHPEHUWRZULWHWKHPWRWKH
1HW*XDUGLDQ
V195$0VRWKH\ZLOOEHVDYHGZKHQWKHXQLWLVUHERRWHG
4 7KH/$1OLQN/('LVJUHHQRQP\1HW*XDUGLDQEXW,FDQ
WSROOLWIURPP\70RQ
$ 6RPHURXWHUVZLOOQRWIRUZDUGSDFNHWVWRDQ,3DGGUHVVXQWLOWKH0$&DGGUHVVRIWKHGHVWLQDWLRQGHYLFHKDV
EHHQUHJLVWHUHGRQWKHURXWHU
V$GGUHVV5HVROXWLRQ3URWRFRO$53WDEOH(QWHUWKH,3DGGUHVVRI\RXU
JDWHZD\DQG\RXU70RQV\VWHPWRWKH$53WDEOH
4 :KDWGRWKHWHUPVSRUWDGGUHVVGLVSOD\DQGDODUPSRLQWPHDQ"
$ 7KHVHWHUPVUHIHUWRQXPEHUVWKDWGHVLJQDWHWKHORFDWLRQRIDQHWZRUNDODUPIURPWKHPRVWJHQHUDODSRUWWR
ZKLFKVHYHUDOGHYLFHVDUHFRQQHFWHGWRWKHPRVWVSHFLILFDQLQGLYLGXDODODUPVHQVRU
3RUW$QXPEHUGHVLJQDWLQJDVHULDOSRUWWKURXJKZKLFKDPRQLWRULQJGHYLFHFROOHFWVGDWD
$GGUHVV$QXPEHUGHVLJQDWLQJDGHYLFHFRQQHFWHGWRDSRUW
'LVSOD\$QXPEHUGHVLJQDWLQJDORJLFDOJURXSRIDODUPSRLQWV
$ODUP3RLQW$QXPEHUGHVLJQDWLQJDFRQWDFWFORVXUHWKDWLVDFWLYDWHGZKHQDQDODUPFRQGLWLRQRFFXUV)RU
H[DPSOHDQDODUPSRLQWPLJKWUHSUHVHQWDORZRLOVHQVRULQDJHQHUDWRURUDQRSHQFORVHVHQVRULQDGRRU
7KHVHWHUPVRULJLQDOO\UHIHUUHGRQO\WRSK\VLFDOWKLQJVDFWXDOSRUWVGHYLFHVDQGFRQWDFWFORVXUHV)RUWKH
VDNHRIFRQVLVWHQF\SRUWDGGUHVVGLVSOD\DODUPSRLQWWHUPLQRORJ\KDVEHHQH[WHQGHGWRLQFOXGHSXUHO\
ORJLFDOHOHPHQWVIRUH[DPSOHWKH1HW*XDUGLDQUHSRUWVLQWHUQDODODUPVRQ3RUW$GGUHVV
4 :KDWFKDUDFWHULVWLFVRIDQDODUPSRLQWFDQEHFRQILJXUHGWKURXJKVRIWZDUH")RULQVWDQFHFDQSRLQW
EHXVHGWRVHQVHDQDFWLYHORZVLJQDORUSRLQWWRVHQVHDOHYHORUDHGJH"
$ 7KH1HW*XDUGLDQ
VVWDQGDUGFRQILJXUDWLRQLVIRUDOODODUPSRLQWVWREHOHYHOVHQVHG<RXFDQQRWXVH
FRQILJXUDWLRQVRIWZDUHWRFRQYHUWDODUPSRLQWVWR77/HGJHVHQVHGRSHUDWLRQ77/DODUPSRLQWVDUHD
KDUGZDUHRSWLRQWKDWPXVWEHVSHFLILHGZKHQ\RXRUGHU\RXU1HW*XDUGLDQ2UGHULQJ77/SRLQWVIRU\RXU
1HW*XDUGLDQGRHVQRWDGGWRWKHFRVWRIWKHXQLW:KDW\RXFDQGRZLWKWKHFRQILJXUDWLRQVRIWZDUHLVFKDQJH
DQ\DODUPSRLQWIURP1RUPDOWR5HYHUVHGRSHUDWLRQ6ZLWFKLQJWR5HYHUVHGRSHUDWLRQKDVGLIIHUHQW
HIIHFWVGHSHQGLQJRQWKHNLQGRILQSXWFRQQHFWHGWRWKHDODUPSRLQW
x ,IWKHDODUPLQSXWJHQHUDWHVDQDFWLYHKLJKVLJQDOVZLWFKLQJWR5HYHUVHGRSHUDWLRQPHDQVWKH
1HW*XDUGLDQZLOOGHFODUHDQDODUPLQWKHDEVHQFHRIWKHDFWLYHKLJKVLJQDOFUHDWLQJWKHSUDFWLFDOHTXLYDOHQW
RIDQDFWLYHORZDODUP
x ,IWKHDODUPLQSXWJHQHUDWHVDQDFWLYHORZVLJQDOVZLWFKLQJWR5HYHUVHGRSHUDWLRQPHDQVWKH
1HW*XDUGLDQZLOOGHFODUHDQDODUPLQWKHDEVHQFHRIWKHDFWLYHORZVLJQDOFUHDWLQJWKHSUDFWLFDOHTXLYDOHQWRI
DQDFWLYHKLJKDODUP
x ,IWKHDODUPLQSXWLVQRUPDOO\RSHQVZLWFKLQJWR5HYHUVHGRSHUDWLRQFRQYHUWVLWWRDQRUPDOO\FORVHG
DODUPSRLQW
x ,IWKHDODUPLQSXWLVQRUPDOO\FORVHGVZLWFKLQJWR5HYHUVHGRSHUDWLRQFRQYHUWVLWWRDQRUPDOO\RSHQ
DODUPSRLQW
4 (YHU\WLPHP\1HW*XDUGLDQVWDUWVXS,KDYHWRUHHQWHUWKHGDWHDQGWLPH+RZFDQ,JHWWKH
1HW*XDUGLDQWRDXWRPDWLFDOO\PDLQWDLQWKHGDWHDQGWLPHVHWWLQJ"
$ <RXKDYHWKUHHRSWLRQVIRUNHHSLQJWKHFRUUHFWWLPHRQ\RXU1HW*XDUGLDQ
5HDO7LPH&ORFN2SWLRQ<RXFDQRUGHU\RXU1HW*XDUGLDQZLWKWKH5HDO7LPH&ORFNKDUGZDUHRSWLRQ
2QFHLW
VVHWWKH5HDO7LPH&ORFNZLOONHHSWKHFRUUHFWGDWHDQGWLPHUHJDUGOHVVRIUHERRWV
1HWZRUN7LPH3URWRFRO6\QFKURQL]DWLRQ,I\RXU1HW*XDUGLDQKDV)LUPZDUH9HUVLRQ)RUODWHU\RX
FDQFRQILJXUHWKHXQLWWRDXWRPDWLFDOO\V\QFKURQL]HWRD1HWZRUN7LPH3URWRFRO173VHUYHU
x 7RJHWWKHODWHVW1HW*XDUGLDQILUPZDUHVLJQLQWR0\'36DWZZZGSVWHOHFRPFRPP\GSV
x )RULQVWUXFWLRQVRQFRQILJXULQJ\RXU1HW*XDUGLDQWRXVH173V\QFKURQL]DWLRQVHH\RXU1*(GLWRU
1HW*XDUGLDQ:HE%URZVHU,QWHUIDFHXVHUPDQXDO
70RQ5787LPH6\QF6LJQDO<RXFDQFRQILJXUH\RXU70RQ12&WRVHQGDQ5787LPH6\QFVLJQDODW
DUHJXODULQWHUYDOZKLFK\RXFDQVHWWRDQ\WLPHSHULRGEHWZHHQDQGPLQXWHV7KH7LPH6\QFZLOO
DXWRPDWLFDOO\V\QFKURQL]HWKH1HW*XDUGLDQ
VFORFNWRWKH70RQ
VFORFN$QGLI\RXVHW\RXU70RQWR173
V\QFKURQL]DWLRQ\RX
OOPDNHVXUH\RXKDYHFRQVLVWHQWDFFXUDWHWLPHVWDPSVWKURXJKRXW\RXUPRQLWRULQJ
QHWZRUN
4 +RZGR,EDFNXSP\1HW*XDUGLDQFRQILJXUDWLRQ"
$ 7KHUHDUHWZRZD\VWREDFNXS1HW*XDUGLDQFRQILJXUDWLRQILOHV
8VH1*(GLW
1*(GLWFDQUHDGWKHFRQILJXUDWLRQRID1HW*XDUGLDQXQLWFRQQHFWHGWR\RXU3&YLD/$1PRGHPRU&20
SRUW<RXFDQWKHQXVH1*(GLWWRVDYHD1HW*XDUGLDQFRQILJXUDWLRQILOHRQ\RXU3&
VKDUGGLVNRURQD
IORSS\GLVN:LWK1*(GLW\RXFDQDOVRPDNHFKDQJHVWRWKHFRQILJXUDWLRQILOHDQGZULWHWKHFKDQJHG
FRQILJXUDWLRQWRWKH1HW*XDUGLDQ
V195$0
8VH)73
<RXFDQXVH)LOH7UDQVIHU3URWRFRO)73WRUHDGDQGZULWHFRQILJXUDWLRQILOHVWRWKH1HW*XDUGLDQ
V
195$0EXW\RXFDQ
WXVH)73WRHGLWFRQILJXUDWLRQILOHV
6103)$4V
4 :KLFKYHUVLRQRI6103LVVXSSRUWHGE\WKH6103DJHQWRQWKH1HW*XDUGLDQ"
$ 6103YDQGYF
4 +RZGR,FRQILJXUHWKH1HW*XDUGLDQWRVHQGWUDSVWRDQ6103PDQDJHU",VWKHUHDVHSDUDWH0,%IRU
WKH1HW*XDUGLDQ"+RZPDQ\6103PDQDJHUVFDQWKHDJHQWVHQGWUDSVWR"$QGKRZGR,VHWWKH,3
DGGUHVVRIWKH6103PDQDJHUDQGWKHFRPPXQLW\VWULQJWREHXVHGZKHQVHQGLQJWUDSV"
$ 7KH1HW*XDUGLDQEHJLQVVHQGLQJWUDSVDVVRRQDVWKH6103PDQDJHUVDUHGHILQHG7KH1HW*XDUGLDQ0,%LV
LQFOXGHGRQWKH1HW*XDUGLDQ5HVRXUFH&'7KH0,%VKRXOGEHFRPSLOHGRQ\RXU6103PDQDJHU1RWH
0,%YHUVLRQVPD\FKDQJHLQWKHIXWXUH7KHXQLWVXSSRUWVDPDLQ6103PDQDJHUZKLFKLVFRQILJXUHGE\
HQWHULQJLWV,3DGGUHVVLQWKH7UDS$GGUHVVILHOGRI(WKHUQHW3RUW6HWXS<RXFDQDOVRFRQILJXUHXSWRHLJKW
VHFRQGDU\6103PDQDJHUVZKLFKLVFRQILJXUHGE\VHOHFWLQJWKHVHFRQGDU\6103PDQDJHUVDVSDJHU
UHFLSLHQWV&RPPXQLW\VWULQJVDUHFRQILJXUHGJOREDOO\IRUDOO6103PDQDJHUV7RFRQILJXUHWKHFRPPXQLW\
VWULQJVFKRRVH6\VWHPIURPWKH(GLWPHQXDQGHQWHUDSSURSULDWHYDOXHVLQWKH*HW6HWDQG7UDSILHOGV
4 'RHVWKH1HW*XDUGLDQVXSSRUW0,%DQGRUDQ\RWKHUVWDQGDUG0,%V"
$ 7KH1HW*XDUGLDQVXSSRUWVWKHEXONRI0,%
4 'RHVWKH1HW*XDUGLDQ6103DJHQWVXSSRUWERWK1HW*XDUGLDQDQG70RQ;0YDULDEOHV"
$ 7KH1HW*XDUGLDQ6103DJHQWPDQDJHVDQHPEHGGHG0,%WKDWVXSSRUWVRQO\WKH1HW*XDUGLDQ
V578
YDULDEOHV7KH70RQ;0YDULDEOHVDUHLQFOXGHGLQWKHGLVWULEXWHG0,%RQO\WRSURYLGH6103PDQDJHUV
ZLWKDVLQJOH0,%IRUDOO'367HOHFRPSURGXFWV
4 +RZPDQ\WUDSVDUHWULJJHUHGZKHQDVLQJOHSRLQWLVVHWRUFOHDUHG"7KH0,%GHILQHVWUDSVOLNH
PDMRUDODUPVHWFOHDUHG578SRLQWVHWDQGDORWRIJUDQXODUWUDSVZKLFKFRXOGLPSO\WKDWPRUH
WKDQRQHWUDSLVVHQWZKHQDFKDQJHRIVWDWHRFFXUVRQRQHSRLQW
$ *HQHUDOO\DVLQJOHFKDQJHRIVWDWHJHQHUDWHVDVLQJOHWUDSEXWWKHUHDUHWZRH[FHSWLRQWRWKLVUXOH([FHSWLRQ
WKHILUVWDODUPLQDQDOOFOHDUFRQGLWLRQJHQHUDWHVDQDGGLWLRQDOVXPPDU\SRLQWVHWWUDS([FHSWLRQ
WKHILQDOFOHDUDODUPWKDWWULJJHUVDQDOOFOHDUFRQGLWLRQJHQHUDWHVDQDGGLWLRQDOVXPPDU\SRLQWFOHDUWUDS
4 :KDWGRHVSRLQWPDSPHDQ"
$ $SRLQWPDSLVDVLQJOH0,%OHDIWKDWSUHVHQWVWKHFXUUHQWVWDWXVRIDDODUPSRLQWGLVSOD\LQDQ
$6&,,UHDGDEOHIRUPZKHUHDUHSUHVHQWVDFOHDUDQGDQ[UHSUHVHQWVDQDODUP
4 7KH1HW*XDUGLDQPDQXDOWDONVDERXWHLJKWFRQWUROUHOD\RXWSXWV+RZGR,FRQWUROWKHVHIURPP\
6103PDQDJHU"
$ 7KHFRQWUROUHOD\VDUHRSHUDWHGE\LVVXLQJWKHDSSURSULDWHVHWFRPPDQGVZKLFKDUHFRQWDLQHGLQWKH'36
7HOHFRP0,%)RUPRUHLQIRUPDWLRQDERXWWKHVHWFRPPDQGVVHH$SSHQGL[$'LVSOD\0DSSLQJLQDQ\
RIWKH1HW*XDUGLDQVRIWZDUHFRQILJXUDWLRQJXLGHV
4 +RZFDQ,DVVRFLDWHGHVFULSWLYHLQIRUPDWLRQZLWKDSRLQWIRUWKH578JUDQXODUWUDSV"
$ 7KH1HW*XDUGLDQDODUPSRLQWGHVFULSWLRQVDUHLQGLYLGXDOO\GHILQHGXVLQJWKH:HE%URZVHU77<RU1*(GLW
FRQILJXUDWLRQLQWHUIDFHV
4 0\6103WUDSVDUHQ
WJHWWLQJWKURXJK:KDWVKRXOG,WU\"
$ 7U\WKHVHWKUHHVWHSV
0DNHVXUHWKDWWKH7UDS$GGUHVV,3DGGUHVVRIWKH6103PDQDJHULVGHILQHG,I\RXFKDQJHGWKH
7UDS$GGUHVVPDNHVXUH\RXVDYHGWKHFKDQJHWR195$0DQGUHERRWHG
0DNHVXUHDOODODUPSRLQWVDUHFRQILJXUHGWRVHQG6103WUDSV
0DNHVXUHWKH1HW*XDUGLDQDQGWKH6103PDQDJHUDUHERWKRQWKHQHWZRUN8VHWKH1HW*XDUGLDQ
V
SLQJFRPPDQGWRSLQJWKH6103PDQDJHU
3DJHU)$4V
4 :K\ZRQ
WP\DOSKDSDJHUZRUN"
$ 7RFRQILJXUHWKH1HW*XDUGLDQWRVHQGDODUPQRWLILFDWLRQVWRDQDOSKDSDJHUHQWHUWKHGDWDSKRQHQXPEHUIRU
\RXUSDJHULQWKH3KRQH1XPEHUILHOG7KLVSKRQHQXPEHUVKRXOGFRQQHFWWR\RXUSDJHUVHUYLFH
VPRGHP
7KHQHQWHUWKH3,1IRU\RXUSDJHULQWKH3,15FSW3RUWILHOG<RXGRQ
WQHHGWRHQWHUDQ\WKLQJLQDQ\RIWKH
RWKHUILHOGV,I\RXVWLOOGRQ
WUHFHLYHSDJHVWU\VHWWLQJWKH'LDO0RGHP,QLWVWULQJWR$76 7KLVZLOO
OLPLWWKH1HW*XDUGLDQ
VFRQQHFWLRQVSHHG
4 1XPHULFSDJHVGRQ
WFRPHLQRUDUHFXWRIILQWKHPLGGOHRIWKHPHVVDJH:KDW
VZURQJ"
$ <RXQHHGWRVHWDGHOD\EHWZHHQWKHWLPHWKH1HW*XDUGLDQGLDOV\RXUSDJHUQXPEHUDQGWKHWLPHWKH
1HW*XDUGLDQEHJLQVVHQGLQJWKHSDJHPHVVDJH<RXFDQVHWWKHGHOD\LQWKH3DJHU1XPEHUILHOGZKHUH\RX
HQWHU\RXUSDJHUQXPEHU)LUVWHQWHUWKHSDJHUQXPEHUWKHQHQWHUVRPHFRPPDVGLUHFWO\DIWHUWKHQXPEHU
(DFKFRPPDUHSUHVHQWVDWZRVHFRQGGHOD\6RIRUH[DPSOHLI\RXZDQWHGDQHLJKWVHFRQGGHOD\\RX
ZRXOGHQWHULQWKH3DJHU1XPEHUILHOG
4 :KDWGR,QHHGWRGRWRVHWXSHPDLOQRWLILFDWLRQV"
$ <RXQHHGWRDVVLJQWKH1HW*XDUGLDQDQHPDLODGGUHVVDQGOLVWWKHDGGUHVVHVRIHPDLOUHFLSLHQWV/HW
V
H[SODLQVRPHWHUPLQRORJ\$QHPDLODGGUHVVFRQVLVWVRIWZRSDUWVWKHXVHUQDPHHYHU\WKLQJEHIRUHWKH#
VLJQDQGWKHGRPDLQHYHU\WKLQJDIWHUWKH#VLJQ7RDVVLJQWKH1HW*XDUGLDQDQHPDLODGGUHVVFKRRVH
6\VWHPIURPWKH(GLWPHQX(QWHUWKH1HW*XDUGLDQ
VXVHUQDPHLQWKH1DPHILHOGLWFDQ
WLQFOXGHDQ\
VSDFHVDQGWKHGRPDLQLQWKH/RFDWLRQILHOG)RUH[DPSOHLIWKHV\VWHPFRQILJXUDWLRQUHDGV
1DPHQHWJXDUGLDQ
/RFDWLRQSURDFWLYHFRP
7KHQHPDLOQRWLILFDWLRQVIURPWKH1HW*XDUGLDQZLOOEHVHQWIURPWKHDGGUHVVQHWJXDUGLDQ#SURDFWLYHFRP
7KHQH[WVWHSLVWROLVWWKHHPDLOUHFLSLHQWV&KRRVH3DJHUVIURPWKH(GLWPHQX)RUHDFKHPDLOUHFLSLHQW
HQWHUKLVRUKHUHPDLOGRPDLQLQWKH3KRQH'RPDLQILHOGDQGKLVRUKHUXVHUQDPHLQWKH3,15FSW3RUWILHOG
<RXPXVWDOVRHQWHUWKH,3DGGUHVVRIDQ6103VHUYHULQWKH,3$ILHOG
7HFKQLFDO6XSSRUW
'367HOHFRPSURGXFWVDUHEDFNHGE\RXUFRXUWHRXVIULHQGO\7HFKQLFDO6XSSRUWUHSUHVHQWDWLYHVZKRZLOOJLYH
\RXWKHEHVWLQIDVWDQGDFFXUDWHFXVWRPHUVHUYLFH7RKHOSXVKHOS\RXEHWWHUSOHDVHWDNHWKHIROORZLQJVWHSV
EHIRUHFDOOLQJ7HFKQLFDO6XSSRUW
&KHFNWKH'367HOHFRPZHEVLWH
<RXZLOOILQGDQVZHUVWRPDQ\FRPPRQTXHVWLRQVRQWKH'367HOHFRPZHEVLWHDW
KWWSZZZGSVWHOHFRPFRPVXSSRUW/RRNKHUHILUVWIRUDIDVWVROXWLRQWR\RXUSUREOHP
3UHSDUHUHOHYDQWLQIRUPDWLRQ
+DYLQJLPSRUWDQWLQIRUPDWLRQDERXW\RXU'367HOHFRPSURGXFWLQKDQGZKHQ\RXFDOOZLOOJUHDWO\UHGXFHWKH
WLPHLWWDNHVWRDQVZHU\RXUTXHVWLRQV,I\RXGRQRWKDYHDOORIWKHLQIRUPDWLRQZKHQ\RXFDOORXU7HFKQLFDO
6XSSRUWUHSUHVHQWDWLYHVFDQDVVLVW\RXLQJDWKHULQJLW3OHDVHZULWHWKHLQIRUPDWLRQGRZQIRUHDV\DFFHVV
3OHDVHKDYH\RXUXVHUPDQXDODQGKDUGZDUHVHULDOQXPEHUUHDG\
+DYHDFFHVVWRWURXEOHGHTXLSPHQW
3OHDVHEHDWRUQHDU\RXUHTXLSPHQWZKHQ\RXFDOO'367HOHFRP7HFKQLFDO6XSSRUW7KLVZLOOKHOSXVVROYH
\RXUSUREOHPPRUHHIILFLHQWO\
&DOOGXULQJ&XVWRPHU6XSSRUWKRXUV
&XVWRPHUVXSSRUWKRXUVDUH0RQGD\WKURXJK)ULGD\IURP$0WR303DFLILFWLPH7KH'367HOHFRP
7HFKQLFDO6XSSRUWSKRQHQXPEHULV
(PHUJHQF\$VVLVWDQFH(PHUJHQF\DVVLVWDQFHLVDYDLODEOHKRXUVDGD\GD\VDZHHN)RUHPHUJHQF\
DVVLVWDQFHDIWHUKRXUVDOORZWKHSKRQHWRULQJXQWLOLWLVDQVZHUHGZLWKDSDJLQJPHVVDJH<RXZLOOEHDVNHGWR
HQWHU\RXUSKRQHQXPEHU$QRQFDOOWHFKQLFDOVXSSRUWUHSUHVHQWDWLYHZLOOUHWXUQ\RXUFDOODVVRRQDVSRVVLEOH
:DUUDQW\
'367HOHFRPZDUUDQWVWRWKHRULJLQDOSXUFKDVHURQO\WKDWLWVSURGXFWVDVXEVWDQWLDOO\FRQIRUPWR'36
SXEOLVKHG
VSHFLILFDWLRQVDQGEDUHVXEVWDQWLDOO\IUHHIURPGHIHFWVLQPDWHULDODQGZRUNPDQVKLS7KLVZDUUDQW\H[SLUHVWZR\HDUVIURP
WKHGDWHRISURGXFWGHOLYHU\ZLWKUHVSHFWWRKDUGZDUHDQGQLQHW\GD\VIURPWKHGDWHRISURGXFWGHOLYHU\ZLWKUHVSHFWWR
VRIWZDUH,IWKHSXUFKDVHUGLVFRYHUVZLWKLQWKHVHSHULRGVDIDLOXUHRIWKHSURGXFWWRVXEVWDQWLDOO\FRQIRUPWRWKHVSHFLILFDWLRQV
RUWKDWWKHSURGXFWLVQRWVXEVWDQWLDOO\IUHHIURPGHIHFWVLQPDWHULDODQGZRUNPDQVKLSWKHSXUFKDVHUPXVWSURPSO\QRWLI\
'36:LWKLQUHDVRQDEOHWLPHDIWHUQRWLILFDWLRQ'36ZLOOHQGHDYRUWRFRUUHFWDQ\VXEVWDQWLDOQRQFRQIRUPDQFHZLWKWKH
VSHFLILFDWLRQVRUVXEVWDQWLDOGHIHFWVLQPDWHULDODQGZRUNPDQVKLSZLWKQHZRUXVHGUHSODFHPHQWSDUWV$OOZDUUDQW\VHUYLFH
ZLOOEHSHUIRUPHGDWWKHFRPSDQ\
VRIILFHLQ)UHVQR&DOLIRUQLDDWQRFKDUJHWRWKHSXUFKDVHURWKHUWKDQWKHFRVWRIVKLSSLQJ
WRDQGIURP'36ZKLFKVKDOOEHWKHUHVSRQVLEOLW\RIWKHSXUFKDVHU,I'36LVXQDEOHWRUHSDLUWKHSURGXFWWRFRQIRUPWRWKH
ZDUUDQW\'36ZLOOSURYLGHDWLWVRSWLRQRQHRIWKHIROORZLQJDUHSODFHPHQWSURGXFWRUDUHIXQGRIWKHSXUFKDVHSULFHIRUWKH
QRQFRQIRUPLQJSURGXFW7KHVHUHPHGLHVDUHWKHSXUFKDVHU
VRQO\UHPHGLHVIRUEUHDFKRIZDUUDQW\3ULRUWRLQLWLDOXVHWKH
SXUFKDVHUVKDOOKDYHGHWHUPLQHGWKHVXLWDELOLW\RIWKHSURGXFWIRULWVLQWHQGHGXVH'36GRHVQRWZDUUDQWDDQ\SURGXFW
FRPSRQHQWVRUSDUWVQRWPDQXIDFWXUHGE\'36EGHIHFWVFDXVHGE\WKHSXUFKDVHU
VIDLOXUHWRSURYLGHDVXLWDEOHLQVWDOODWLRQ
HQYLURQPHQWIRUWKHSURGXFWFGDPDJHFDXVHGE\XVHRIWKHSURGXFWIRUSXUSRVHVRWKHUWKDQWKRVHIRUZKLFKLWZDVGHVLJQHG
GGDPDJHFDXVHGE\GLVDVWHUVVXFKDVILUHIORRGZLQGRUOLJKWQLQJXQOHVVDQGWRWKHH[WHQWWKDWWKHSURGXFWVSHFLILFDWLRQ
SURYLGHVIRUUHVLVWDQFHWRDGHILQHGGLVDVWHUHGDPDJHFDXVHGE\XQDXWKRUL]HGDWWDFKPHQWVRUPRGLILFDWLRQVIGDPDJH
GXULQJVKLSPHQWIURPWKHSXUFKDVHUWR'36RUJDQ\DEXVHRUPLVXVHE\WKHSXUFKDVHU
7+()25(*2,1*:$55$17,(6$5(,1/,(82)$//27+(5:$55$17,(6(;35(6625,03/,('
,1&/8',1*%87127/,0,7('727+(,03/,(':$55$17,(62)0(5&+$17$%,/,7<$1'),71(66)25
$3$57,&8/$5385326(
,QQRHYHQWZLOO'36EHOLDEOHIRUDQ\VSHFLDOLQFLGHQWDORUFRQVHTXHQWLDOGDPDJHVEDVHGRQEUHDFKRIZDUUDQW\EUHDFKRI
FRQWUDFWQHJOLJHQFHVWULFWWRUWRUDQ\RWKHUOHJDOWKHRU\'DPDJHVWKDW'36ZLOOQRWEHUHVSRQVLEOHIRULQFOXGHEXWDUHQRW
OLPLWHGWRORVVRISURILWVORVVRIVDYLQJVRUUHYHQXHORVVRIXVHRIWKHSURGXFWRUDQ\DVVRFLDWHGHTXLSPHQWFRVWRIFDSLWDO
FRVWRIDQ\VXEVWLWXWHHTXLSPHQWIDFLOLWLHVRUVHUYLFHVGRZQWLPHFODLPVRIWKLUGSDUWLHVLQFOXGLQJFXVWRPHUVDQGLQMXU\WR
SURSHUW\
7KHSXUFKDVHUVKDOOILOORXWWKHUHTXHVWHGLQIRUPDWLRQRQWKH3URGXFW:DUUDQW\&DUGDQGPDLOWKHFDUGWR'367KLVFDUG
SURYLGHVLQIRUPDWLRQWKDWKHOSV'36PDNHSURGXFWLPSURYHPHQWVDQGGHYHORSQHZSURGXFWV
)RUDQDGGLWLRQDOIHH'36PD\DWLWVRSWLRQPDNHDYDLODEOHE\ZULWWHQDJUHHPHQWRQO\DQH[WHQGHGZDUUDQW\SURYLGLQJDQ
DGGLWLRQDOSHULRGRIWLPHIRUWKHDSSOLFDELOLW\RIWKHVWDQGDUGZDUUDQW\
7HFKQLFDO6XSSRUW
,IDSXUFKDVHUEHOLHYHVWKDWDSURGXFWLVQRWRSHUDWLQJLQVXEVWDQWLDOFRQIRUPDQFHZLWK'36
SXEOLVKHGVSHFLILFDWLRQVRUWKHUH
DSSHDUWREHGHIHFWVLQPDWHULDODQGZRUNPDQVKLSWKHSXUFKDVHUVKRXOGFRQWDFWRXUWHFKQLFDOVXSSRUWUHSUHVHQWDWLYHV,IWKH
SUREOHPFDQQRWEHFRUUHFWHGRYHUWKHWHOHSKRQHDQGWKHSURGXFWDQGSUREOHPDUHFRYHUHGE\WKHZDUUDQW\WKHWHFKQLFDO
VXSSRUWUHSUHVHQWDWLYHZLOODXWKRUL]HWKHUHWXUQRIWKHSURGXFWIRUVHUYLFHDQGSURYLGHVKLSSLQJLQIRUPDWLRQ,IWKHSURGXFWLV
RXWRIZDUUDQW\UHSDLUFKDUJHVZLOOEHTXRWHG$OOQRQZDUUDQW\UHSDLUVUHFHLYHDGD\ZDUUDQW\
:HSURWHFW\RXUQHWZRUNOLNH
\RXUEXVLQHVVGHSHQGVRQLW 70
<RXU 3DU WQHU V LQ1HWZRU N 5HOLDELOLW\ 0 DQDJHP HQW
ZZZGSVWHOHFRPFRP
(<DOH‡)UHVQR&$
‡‡ID[