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ANTICIPATION AND ADAPTATION MINICASES PHARMACEUTICALS, SOx, BSE, WMD Lawrence McCray and Kenneth Oye Massachusetts Institute of Technology Prepared for Trans-Atlantic Uncertainty Colloquium October 11-12, 2006 Washington, DC Mini Cases on Adaptation and Anticipation with Slides Pharmaceuticals new drug approval and aftermarket reappraisal crises => recommendations for planned adaptation SOx and PM late adaptation compartmentalized regulation, emissions permit price BSE UK, EU, US and Japan TSE Roadmap Iraq WMD UN 1441 as planned adaptation or as US planned confirmation and French planned delay Other Cases for Possible Discussion CFC – Ozone Molina model, ozone hole canary, Dupont-ICI interest Air Safety – FAA NTSB Post crash rapid assimilation and learning Highway Safety – NHTSB prospect of litigation and suppression of data Food Safety CDC USDA and HAACP Diet – Transfats Heart Association and NIH to Present Dietary Standards SUMMARY OF MAIN POINTS The Issue: Protecting the public from adverse effects of already-approved drugs How We Anticipate: We require expensive clinical trials prior to approval. Pre-approval trials - expose hundreds of mostly healthy individuals for short periods Post approval use - millions of exposures of less healthy people for long periods How we Adapt: Post-marketing surveillance program [PMS] at the FDA Add-on “Phase 4” trials after formal approval Is it Working? FDA PMS program thought to catch under 2% of adverse effects [weak incentives] ~100,000 die of adverse effects in US hospitals each year Big awkward failure cases: Vioxx, depressants and teen suicide, etc. Only a fraction of Phase 4 studies done, and FDA unconcerned Further Improvements? De novo review studies each 5 years? [EU policy, US proposal] A new review authority outside FDA? [New England Journal of Medicine] Type I and Type II Errors on Drug Approval IF delay or deny approval of drug that is efficacious and safe….. IF approve drug that is unsafe or ineffective….. Tilt toward acceptance of Type I or Type II error depending on context. But uncertainty will be substantial, one CANNOT know ….. Detection, learning and adaptation Improve after market surveillance Improve analytic capacity for integrating information Reduce organizational impediments to acting on information FDA Vioxx Advisory August 19, 1991 CRISIS WITH HEADLINES AND LITIGATION November 3, 1997 IOM RECOMMENDS PLANNED ADAPTATION September 30, 2004 September 26, 2006 CRISIS WITH HEADLINES AND LITIGATION IOM RECOMMENDS PLANNED ADAPTATION TRIAZOLAM: ANTICIPATION AND ADAPTATION - ROUND ONE TRIAZOLAM OR HALCION ™ IS A SEDATIVE WITH SHORT HALF LIFE UK + US DIFFER ON CERTIFICATION 70‘s 80‘s UK AND US CERTIFIED EFFICACY AND SAFETY AT .5 MG DOSE 90‘s US CERTIFIED -- SAFE AND EFFICACIOUS AT .25 MG DOSE 90‘s UK WITHDREW -- NOT SAFE .AT 5 MG NOT EFFICIOUS AT .25 MG EVIDENCE ON PSYCHOTIC SIDE-EFFECTS • INITIAL CLINICAL TRIALS • SECOND ROUND CLINICAL TRIALS • MURDER CASE WITH HALCION DEFENSE • POSTMARKET SPONTANEOUS REPORTS Source: Abraham and Sheppard UK SPONTANEOUS REPORTS PSYCHIATRIC REACTIONS BY YEAR FOR SPECIFIC BENZODIAZEPINES PER MILLION PRESCRIPTIONS 1979 1980 1981 1982 1983 1984 1985 1986 Triazolam 114.0 44.0 14.0 43.0 20.0 5.5 1.8 2.5 Flurazepam 0.9 0.9 0.4 1.3 0.5 0.0 2.2 0.0 Nitrazepam 0.1 0.9 0.5 0.0 0.3 0.0 0.8 0.4 Temazepam 4.1 4.5 3.7 1.9 2.2 1.7 1.3 0.4 Lorazepam 2.4 3.3 1.4 2.0 4.3 1.9 6.7 1.9 Diazepam 0.4 0.7 0.1 0.1 0.2 0.4 0.4 1.0 Source: Abraham and Sheppard UK SPONTANEOUS REPORTS PSYCHIATRIC REACTIONS BY YEAR FOR SPECIFIC BENZODIAZEPINES PER MILLION PRESCRIPTIONS 1979 1980 1981 1982 1983 1984 1985 1986 Triazolam 114.0 44.0 14.0 43.0 20.0 5.5 1.8 2.5 Flurazepam 0.9 0.9 0.4 1.3 0.5 0.0 2.2 0.0 Nitrazepam 0.1 0.9 0.5 0.0 0.3 0.0 0.8 0.4 Temazepam 4.1 4.5 3.7 1.9 2.2 1.7 1.3 0.4 Lorazepam 2.4 3.3 1.4 2.0 4.3 1.9 6.7 1.9 Diazepam 0.4 0.7 0.1 0.1 0.2 0.4 0.4 1.0 PSYCHIATRIC EPISODES IN CLINICAL TRIALS INITIAL UPJOHN TRIALS REPORTED Placebo 2 Triazolam 1 Source: Abraham and Sheppard UK SPONTANEOUS REPORTS PSYCHIATRIC REACTIONS BY YEAR FOR SPECIFIC BENZODIAZEPINES PER MILLION PRESCRIPTIONS 1979 1980 1981 1982 1983 1984 1985 1986 Triazolam 114.0 44.0 14.0 43.0 20.0 5.5 1.8 2.5 Flurazepam 0.9 0.9 0.4 1.3 0.5 0.0 2.2 0.0 Nitrazepam 0.1 0.9 0.5 0.0 0.3 0.0 0.8 0.4 Temazepam 4.1 4.5 3.7 1.9 2.2 1.7 1.3 0.4 Lorazepam 2.4 3.3 1.4 2.0 4.3 1.9 6.7 1.9 Diazepam 0.4 0.7 0.1 0.1 0.2 0.4 0.4 1.0 PSYCHIATRIC EPISODES IN CLINICAL TRIALS INITIAL UPJOHN TRIALS REPORTED Placebo 2 Triazolam 1 Source: Abraham and Sheppard ACTUAL 1 7 UK SPONTANEOUS REPORTS PSYCHIATRIC REACTIONS BY YEAR FOR SPECIFIC BENZODIAZEPINES PER MILLION PRESCRIPTIONS 1979 1980 1981 1982 1983 1984 1985 1986 Triazolam 114.0 44.0 14.0 43.0 20.0 5.5 1.8 2.5 Flurazepam 0.9 0.9 0.4 1.3 0.5 0.0 2.2 0.0 Nitrazepam 0.1 0.9 0.5 0.0 0.3 0.0 0.8 0.4 Temazepam 4.1 4.5 3.7 1.9 2.2 1.7 1.3 0.4 Lorazepam 2.4 3.3 1.4 2.0 4.3 1.9 6.7 1.9 Diazepam 0.4 0.7 0.1 0.1 0.2 0.4 0.4 1.0 PSYCHIATRIC EPISODES IN CLINICAL TRIALS INITIAL UPJOHN TRIALS REPORTED Placebo 2 Triazolam 1 ACTUAL 1 7 SECOND UPJOHN TRIALS Placebo Other drugs Triazolam REPORTED 0.5 % 1.9 % 9.9 % OUTCOMES ROUND ONE UK AND EU COMMITTEE ON PROPRIETARY MEDICAL PROCEDURE BAN TRIAZOLAM US FDA ADVISORY COMMITTEE: VOTED 7 TO 1 “SAFE AND EFFECTIVE” AT .25 MG Differences UK US Integration of data Integration of initial studies, Consideration of each source of clinical trials, post market data information in isolation Committee Members Medical Generalists Specialists in pharmacology Organizational structure Licensing & post-licensing by different orgs and people Licensing & post-licensing by same org and people Conflicts of interest on committee None 9 of 11 received grants from Upjohn 1 of 11 was Upjohn stockholder 7 of 8 voters need FDA C of I waivers ⇒ What outcomes do you prefer and why? ⇒ What factors appear to be most important in explaining outcomes? Source: Abraham and Sheppard TRIAZOLAM: ANTICIPATION AND ADAPTATION - ROUND TWO The United Kingdom, Brazil, Argentina, Norway, and Denmark removed Halcion from the market, and Upjohn withdrew Halcion from the market in Netherlands. The United States and Canada modified drug labeling to reduce the recommended dose and duration of treatment and to heighten awareness of possible side effects. Yet different data and analyses have resulted in conflicting messages that are difficult to reconcile and interpret. Public concern rises.... ROUND TWOANTICIPATION AND ADAPTATION - ROUND TWO TRIAZOLAM: The United Kingdom, Brazil, Argentina, Norway, and Denmark removed Halcion from the market, and Upjohn withdrew Halcion from the market in Netherlands. The United States and Canada modified drug labeling to reduce the recommended dose and duration of treatment and to heighten awareness of possible side effects. Yet different data and analyses have resulted in conflicting messages that are difficult to reconcile and interpret. Public concern rises and FDA responds It’s the Most Widely Prescribed Sleeping Pill In the World. But Is It Safe? 1996 FDA Task Force 1. Concluded Halcion was "safe when prescribed according to current labeling“ and "effective in the treatment of insomnia at doses and durations currently recommended in the labeling." 2. Recommended that a separate reassessment of the safety and efficacy of Halcion be conducted by a panel of experts. FDA asked the National Institute of Medicine (IOM) to assess: • adequacy of designs and endpoints used in clinical trials of Halcion; • quality and quantity of postmarketing data on adverse drug reactions; • confidence in data on effectiveness, adverse events, and side effects of Halcion at different doses and for different durations, including those specified in the current product labeling; and • need for additional studies on risk and efficacy of Halcion. National Institute of Medicine conducts study and issues recommendations BOX 1 RESOURCES REVIEWED BY THE COMMITTEE Premarketing clinical trial data (from the New Drug Application) Data from FDA Psychopharmacological Drug Advisory Committee International data Integrated summaries of safety and efficacy Postmarketing surveillance data Spontaneous report data Published literature Use, sales, and prescription data EFFICACY: Statistical reanalysis of data from trials using questionnaires to evaluate the subjects' sleep clearly supports the previous analyses that Halcion positively affects the quality of sleep. Polysomnographic data did not exhibit evidence of tolerance over time. Additionally, the committee found that a dose-response relationship does exist, and the literature generally supports the claim that the drug is efficacious. How can we reconcile the apparent discrepancy between the clinical trial data and reports of adverse events related to the use of Halcion? Some adverse events reported through the Spontaneous Reporting System of FDA were similar to those that had been reported in early clinical trials with higher doses and longer durations of use of Halcion. This, combined with survey data that indicate that many people use hypnotic agents for very long periods of time led the committee to consider the possibility that adverse events reported for Halcion might be due, at least in part, to the use of Halcion for longer periods of time and at higher doses than those currently recommended in the labeling. In general, the types and frequencies of reported adverse events are subject to many external influences, including media attention, marketing, litigation, differential reporting rates, ability to connect drug use to a health event, and other factors, all of which affect the accuracy of interpreting the results. IOM RECOMMENDS CHANGES TO IMPROVE FDA ADAPTIVE CAPACITY Recommendation 5: Improve Surveillance, Analysis, and Integration of Findings. The committee recommends that FDA develop improved methods for integrating the findings of clinical trials and postmarketing surveillance, and for resolving discrepancies in the interpretation of data from spontaneous reports, clinical case reports, and controlled clinical trials. This would include the reestablishment of a biostatistics and epidemiology advisory committee (in addition to having biostatistics and epidemiology expertise on the other advisory committees) that would be charged with the rapid and thorough assessment of the potential health risks suggested by reports of adverse events, identification and resolution of conflicts that may arise in the review of clinical trial and surveillance data, and the provision of expert advice on the maintenance and operation of effective postmarketing surveillance systems. DRUG APPROVAL AND REAPPRAISAL FUNDING SHARES FOR AFTERMARKET SURVEILLANCE DROPPING? FDA Center for Drug Evaluation and Research Shrinking budget share for aftermarket surveillance and drug safety Rising budget share for new drug approvals New York Times 12/6/04 VIOXX RECALL Approximately 15,000 bleeding ulcer deaths per year, with COX2 inhibitors providing a significant benefit in reducing deaths from bleeding. Vioxx generates $2.5 billion in annual sales Merck recalls Vioxx, then FDA issues advisory - New research showed 2X risk of heart attack - 1.5 % Vioxx vs .75 % placebo Research from old Harvard, Vanderbilt University and Merck clinical trials had revealed increased risk of heart attacks and high blood pressure for Vioxx. Because of inherent limitations in clinical trials, problems can lie hidden until drugs go into wider use. "More than half of all drugs introduced have a new side effect ... after approval with the current system.” What motives did Merck have for voluntary recall, in advance of FDA action? Did FDA balance need to bring drugs to market fast and to assess efficacy / safety? FDA AFTERMARKET SURVEILLANCE AND LEARNING STILL WEAK? "I would argue that the FDA as currently configured is incapable of protecting America against another Vioxx. The scientific standards (the FDA) applies to drug safety guarantee that unsafe and deadly drugs will remain on the U.S. market.“ David Graham, FDA Associate Director of Drug Safety, November 2004 Senator Jeff Bingaman asked Graham to identify five (dangerous) drugs he alluded to. Graham hesitated and then listed: Crestor -- cholesterol-lowering drug Meridia -- weight-loss drug Bextra – painkilling drug Accutane -- acne medication Serevent -- asthma medication INSTITUTE OF MEDICINE COMMISSIONED TO PRODUCT STUDY ON DRUG SAFETY TASK STATEMENT DIRECTS EXPLICIT ATTENTION TO AFTER-MARKET SURVEILLANCE After Vioxx PREPUBLICATION COPY OF IOM REPORT ISSUED SEPTEMBER 26, 2006 THE FUTURE OF DRUG SAFETY INSTITUTE OF MEDICINE, DRAFT REPORT, SEPTEMBER 26, 2006 Some Key Recommendations 1. Planned Knowledge Assessments Reappraisal required for all new drug entities 5 years after approval 2. New Tri-furcation of Authority • Federal licensing unit FDA Center for Drug Evaluation and Research • Strengthened and more credible outside committees of experts • Enlarged and toughened FDA Office of Safety Evaluation 3. New Knowledge-Generation Program for pursuing clinical trials and gathering data on existing drugs. This program would end FDA’s virtual dependence on industry-designed studies. A Prime Example of Planned Adaptation with Dual Capabilities • To generate new data to reduce uncertainties of policy relevance • To incorporate new data in improved policy, as a matter of routine …………………………………………………………..IF adopted. SUMMARY OF MAIN POINTS The Issue: Protecting the public from adverse effects of already-approved drugs How We Anticipate: We require expensive clinical trials prior to approval. Pre-approval trials - expose hundreds of mostly healthy individuals for short periods Post approval use - millions of exposures of less healthy people for long periods How we Adapt: Post-marketing surveillance program [PMS] at the FDA Add-on “Phase 4” trials after formal approval Is it Working? FDA PMS program thought to catch under 2% of adverse effects [weak incentives] ~100,000 die of adverse effects in US hospitals each year Big awkward failure cases: Vioxx, depressants and teen suicide, etc. Only a fraction of Phase 4 studies done, and FDA unconcerned Further Improvements? De novo review studies each 5 years? [EU policy, US IOM proposal] A new review authority outside FDA? [New England Journal of Medicine] Mini Cases on Adaptation and Anticipation with Slides Pharmaceuticals initial approval and aftermarket reappraisal crises => recommendations for planned adaptation SOx and PM late adaptation compartmentalized regulation, emissions permit price BSE UK, EU, US and Japan TSE Roadmap Iraq WMD UN 1441 as planned adaptation or as US planned confirmation and French planned delay Other Cases for Possible Discussion CFC – Ozone Molina model, ozone hole canary, Dupont-ICI interest Air Safety – FAA NTSB Post crash rapid assimilation and learning Highway Safety – NHTSB prospect of litigation and suppression of data Food Safety CDC USDA and HAACP Diet – Transfats Heart Association and NIH to Present Dietary Standards SULFUR DIOXIDE – LATE ADAPTATION Portions of case from Kate Martin Expected Costs of S02 Reduction 1990 $550 per ton ± $250 2005 $250 per ton ± $ 50 Expected Benefits of SO2 Reduction 1990: acid rain benefits $20 Million 2005: acid rain benefits $69 Million + massive health benefits Quotas and Targets New PM NAAQS need to be met by all. Old SO2 NAAQS standard unchanged. Clean Air Interstate Rule will reduce SO2 by 70% from 2003 levels by 2015. This is an additional 67% cut in SO2 from 2010 levels of the Acid Rain Program. Potential benefits of PM cuts recognized in 1990…..changes coming in now. Source: Figure 2 from US EPA, Acid Rain Program 2004 Progress Report. Six Cities Cohort Follow-up 1990 - 1998 M o rtality Risk Ratio 1.4 1.3 1.2 Kingston 1.1 Topeka Portage 1.0 Steubenville 0.9 St. Louis 0.8 Watertown 0.7 0 5 10 15 20 PM 2.5 (μ g/m3) 25 30 3 Figure 3 & 6, US EPA, Acid Rain Program 2004 Progress Report. Mini Cases on Adaptation and Anticipation with Slides Pharmaceuticals initial approval and aftermarket reappraisal crises => recommendations for planned adaptation SOx and PM late adaptation compartmentalized regulation, emissions permit price BSE UK, EU, US and Japan TSE Roadmap Iraq WMD UN 1441 as planned adaptation or as US planned confirmation and French planned delay Other Cases for Possible Discussion CFC – Ozone Molina model, ozone hole canary, Dupont-ICI interest Air Safety – FAA NTSB Post crash rapid assimilation and learning Highway Safety – NHTSB prospect of litigation and suppression of data Food Safety CDC USDA and HAACP Diet – Transfats Heart Association and NIH to Present Dietary Standards BSE POLICY ISSUES TESTING SCREENING TEST (ELISA) FOR WHAT PROPORTIONS OF DOWNER CATTLE? FOR APPARENTLY HEALTHY CATTLE? FOR CATTLE OF WHAT AGE? VOLUNTARY TESTING ALLOWED? CONFIRMATION TESTS IMMUNO HISTOCHEMISTRY? CONFIRMATION TESTS WESTERN BLOT? CONTROLS CULLING INFECTED HERDS WITH COMPENSATION USE OF ANIMAL PRODUCTS IN ANIMAL FEED – CNS? BONE? PLATE WASTE? SPECIALIZED RISK MATERIALS AND BONE FOR HUMAN CONSUMPTION? BANS BY AGE -- ALL CATTLE OVER 20 MONTHS? OVER 30 MONTHS? IMPORT RESTRICTIONS NOTE: PLACEHOLDER FOR SLIDE WITH COMPARATIVE TESTING RATES AND RESULTS The BSE Inquiry was announced in Parliament on 22 December 1997, and set up on 12 January 1998, to establish and review the history of the emergence and identification of BSE and new variant CJD in the United Kingdom, and of the action taken in response to it up to 20 March 1996; to reach conclusions on the adequacy of that response, taking into account the state of knowledge at the time; and to report on these matters to the Minister of Agriculture, Fisheries and Food, the Secretary of State for Health and the Secretaries of State for Scotland, Wales and Northern Ireland. At the heart of the BSE story lie questions of how to handle hazard - a known hazard to cattle and an unknown hazard to humans. The Government took measures to address both hazards. They were sensible measures, but they were not always timely nor adequately implemented and enforced. Initial UK Policies and Perceived Transmission Paths Contaminated feed Asymptomatic > 30 mo Downers Asymptomatic < 30 mos Cull infected herds Test downers for BSE SRM Partial animal feed ban Interspecies Barrier vCJD Note: Only 2 BSE and few vCJD cases reported Query: Are BSE and vCJD cases underreported? The rigour with which policy measures were implemented for the protection of human health was affected by the belief of many prior to early 1996 that BSE was not a potential threat to human life. The Government introduced measures to guard against the risk that BSE might be a matter of life and death not merely for cattle but also for humans, but the possibility of a risk to humans was not communicated to the public or to those whose job it was to implement and enforce the precautionary measures. The Government did not lie to the public about BSE. It believed that the risks posed by BSE to humans were remote. The Government was preoccupied with preventing an alarmist over-reaction to BSE because it believed that the risk was remote. It is now clear that this campaign of reassurance was a mistake. When on 20 March 1996 the Government announced that BSE had probably been transmitted to humans, the public felt that they had been betrayed. Confidence in government pronouncements about risk was a further casualty of BSE. Links and Sources of Uncertainty for EU and UK/GER/FR Policies Contaminated feed Poultry waste Spontaneous cases Scrapie, CWD Asymptomatic > 30 mo Downers Asymptomatic < 30 mos Test downers for BSE Ban downers as food Cull infected herd UK over 30 mo rule Ban SRM Test risk cattle > 24 /mo Test normal > 30 Develop more sensitive tests? SRM Meat Bone Milk Full animal feed ban Poultry feed Interspecies Barrier vCJD Other diseases Note: Only 2 BSE and few vCJD cases reported Query: Are BSE and vCJD cases underreported? TSE ROADMAP CHART 1: EU BSE CASES FROM 2001 TO 2004 TSE ROADMAP CHART 2: EU BSE CASES BY BIRTH COHERTS TSE ROADMAP CHART 3: MEAN AGE OF POSTIVE CASES IN HEALTHY SLAUGHTERED ANIMALS IN EU Links and Sources of Uncertainty for EU and UK/GER/FR Policies Contaminated feed Poultry waste Spontaneous cases Scrapie, CWD Asymptomatic > 30 mo Downers UK over 30 mo rule Asymptomatic < 30 mos Test downers for BSE Ban downers as food Ban SRM Test risk cattle > 24 /mo Test normal > 30 Develop more sensitive tests? SRM Meat Bone Milk Full animal feed ban Poultry feed Interspecies Barrier vCJD Other diseases Note: Only 2 BSE and few vCJD cases reported Query: Are BSE and vCJD cases underreported? US BSE Policies Contaminated feed Asymptomatic > 30 mo Downers Test downers for BSE Ban downers as food Ban SRM > 30 mo SRM Meat Bone Milk Partial feed ban Interspecies Barrier vCJD Note: Only 2 BSE and few vCJD cases reported US BSE Policies with Additional Sources of Uncertainty Contaminated feed Poultry waste Spontaneous cases Scrapie, CWD Asymptomatic > 30 mo Downers Test downers for BSE Ban downers as food Ban SRM > 30 mo SRM Asymptomatic < 30 mos Meat Bone Milk Partial feed ban Poultry feed Interspecies Barrier vCJD Other diseases Note: Only 2 BSE and few vCJD cases reported Query: Are BSE and vCJD cases underreported? Links and Sources of Uncertainty with Japanese Policies Contaminated feed Poultry waste Spontaneous cases Scrapie, CWD Asymptomatic > 21 mo Downers Asymptomatic < 21 mos Ban downers as food Ban SRM Test >21 mo Prefectures require tests on ALL beef SRM Meat Bone fund 3 yrs Milk Full animal feed ban Poultry feed Interspecies Barrier vCJD Other diseases Note: Only 2 BSE and few vCJD cases reported Query: Are BSE and vCJD cases underreported? EU / UK / GERMANY / JAPAN RECOGNIZE UNCERTAINTY OVER VALUE OF TESTING FUND EXPERIMENTS TO ASSESS VALUE OF TESTS X EXPOSURE RECENCY X TISSUE Incidence of measured abnormalities in tissue Central Nervous System Gut Lymph 0 3 6 9 12 15 18 21 Time in Months Since Exposure 24 27 30 33 36 39 12-03 01-04 10-04 06-05 10-05 11-05 12-05 01-06 02-06 07-06 CREEKSTONE ACTIONS AND RESULTS US-JAPAN BSE BEEF TRADE CONFLICT • BSE found in Washington cow • Japanese consumers panic • US beef becomes symbol of food risk • Japan bars US beef; seeks BSE testing of US beef as condition of access • US rejects Japan position; insists that Japan accept US beef without testing • Koizumi offers access for untested US beef < 20 months “in principle” . . . IFF Japan Food Safety Commission OKs • To regain access to Japan market, Creekstone offers voluntary testing of beef slated for Japan. • Large meat processors strongly oppose mandatory and voluntary BSE testing. • USDA bans Creekstone BSE testing, claiming “no scientific basis” for testing healthy animals. • USDA ban generates attention for Creekstone as a firm willing to go the extra mile for safety. • Creekstone picks up new domestic US orders. • USDA Inspector General orders retest of Texas cow; BSE found on retest. • USDA revises feed and test rules • Japan Food Safety Commission issues qualified risk assessment on US beef • Japan opens to US beef < 20 months without specialized risk material (SRM) • EU Ambassador visits Creekstone and praises firm as exemplary US producer of hormone and antibiotic free beef that will meet EU standards. • Creekstone receives expedited EU certification • Creekstone books strong Japan pre-orders as customers favor Creekstone over generic beef • Creekstone gets US & JPN cert; ships beef • NY packer & USDA miss SRM JPN beef. • Creekstone Japan exports vanish with closure • Japan market re-closes to US beef • JPN TV, Diet visit Creekstone & Tyson plants; • Japan market re-opens to US beef • Japanese criticize Tyson and praise Creekstone • Distributor and consumer resistance • Creekstone files against USDA on BSE test ban Mini Cases on Adaptation and Anticipation with Slides Pharmaceuticals initial approval and aftermarket reappraisal crises => recommendations for planned adaptation SOx and PM late adaptation compartmentalized regulation, emissions permit price BSE UK, EU, US and Japan TSE Roadmap Iraq WMD UN 1441 as planned adaptation or as US planned confirmation and French planned delay Other Cases for Possible Discussion CFC – Ozone Molina model, ozone hole canary, Dupont-ICI interest Air Safety – FAA NTSB Post crash rapid assimilation and learning Highway Safety – NHTSB prospect of litigation and suppression of data Food Safety CDC USDA and HAACP Diet – Transfats Heart Association and NIH to Present Dietary Standards HARVESTING INFORMATION TO UPDATE PRIORS -- IRAQ WMD PRIORS Iraq had chemical and biological weapons circa 1990 No UN inspections took place 1998-2002 hence limited info on Iraq WMD Worst case assumptions on Iraq WMD were broadly shared Bush-Chirac disagreed more over risks posed by WMD than over likelihood Iraq wmd If Underestimate => vulnerability to surprise attack and deterrence failure If Overestimate => unnecessary arms spiraling and preemptive war UN RESOLUTION AND INSPECTIONS AS AN UPDATING STRATEGY IAEA inspections => Dramatic revision of priors re Iraq nuclear program UNMOVIC inspections => Gradual revision of priors re chem bio and missiles Information generated by UNMOVIC and IAEA undercut WMD justification for war SINCERITY OF US INVOCATION OF PRECAUTION? Bush issued ultimatum that forced out inspectors and ended updating of priors 2002 9.12 9.30 10.10 11.18 12.07 12.20 2003 1.12 1.27 2.05 2.10 2.19 3.01 3.17 3.20 BUSH SPEECH UN GENERAL ASSEMBLY ON NEW INSPECTIONS REGIME IRAQ AGREES TO INSPECTIONS WITH OLD MODALITIES BLIX TRAVELS TO BAGHDAD; MEETS ON LOGISTICS AND INSPECTIONS IRAQ SUPPLIES BACKLOG OF SEMIANNUAL DECLARATIONS UNSC 1441 “REQUIRES IRAQ TO COMPLY WITH ALL PREVIOUS RESOLUTIONS, LAST CHANCE TO PROVE TO INTERNATIONAL COMMUNITY THAT IT HAD DISARMED” IRAQ GIVES “LATEST CURRENTLY ACCURATE FULL COMPLETE DECLARATION CAFCD” WITHOUT NAMES OF PEOPLE WHO HAD WORKED ON PREVIOUS PROGRAMS. UNMOVIC FINDS “AIR FORCE DOCUMENT” ON CHEM WEAPONS USED IN IRAN WAR RED LOGBOOK BLIX: FINDS IRAQ OPEN TO INSPECTORS; SEEKS IRAQI ACTION TO PRESENT ITEMS TO DESTROY AND CREDIBLE EVIDENCE ABOUT ABSENCE OFSUCH ITEMS. EL BARADAI: “NO EVIDENCE THAT IRAQ HAS REVIVED ITS NUCLEAR WEAPONS PROGRAMME,” INSPECTIONS “SHOULD BE ALLOWED TO RUN NATURAL COURSE.” POWELL SPEECH TO UN SECURITY COUNCIL INT’L PANEL OF MISSILE EXPERTS CONSIDER AL SAMOUD II AND AL FATAH IRAQ INFORMS UNMOVIC OF UNILATERAL EXCAVATION OF OLD BIOWEAPONS AL SAMOUD II DESTRUCTION BUSH 48 HOUR ULTIMATUM TERMINATES INSPECTIONS “..ALL FOREIGN NATIONALS, INCLUDING JOURNALISTS AND INSPECTORS, SHOULD LEAVE IRAQ IMMEDIATELY.” START OF SECOND GULF WAR UN 1441 – AGREEMENT TO LEARN AND ADAPT WHY DID THE PARTIES AGREE TO UN 1441 ? US -- TO BUILD STRONGER CASE FOR WAR AT HOME AND ABROAD CNN / USATODAY / GALLUP POLL FEBRUARY 2003 Would be convinced that war with Iraq was justified . . . . If saw evidence that “Iraq has biological or chemical weapons” 85 % If saw evidence that “Iraq is obstructing U.N. weapons inspectors” 76 % PRIOR -- CBW WOULD BE FOUND AND/OR SADDAM WOULD OBSTRUCT FRANCE -- TO POSTPONE OR AVOID WAR / TO UPDATE PRIORS JOHN NEGROPONTE (United States)…. The resolution contained, he said, no “hidden triggers” and no “automaticity” with the use of force.” JEAN-DAVID LEVITTE (France) … France welcomed the lack of “automaticity” in the final resolution.” ZHANG YISHAN (China)…. The purpose was to disarm Iraq, and it no longer contained any “automaticity” for the use of force. The Council must meet again if there was non-compliance by Iraq.” http://www.un.org/News/Press/docs/2002/SC7564.doc.htm IRAQ DECLARATION CHEM WEAPONS PRODUCED UNMOVIC ACTIVITIES OLD – interviews, documents NEW – inspections, interviews, invoices MINUS CHEM WEAPONS EXPENDED AGAINST IRAN AND KURDS AIR FORCE DOCUMENT? Captured 1980s document shows lower than declared chemical use on Iran MINUS CHEM WEAPONS DESTROYED VERIFICATION ? Cannot confirm some disposal claims EQUALS CHEM WEAPONS UNACCOUNTED FOR MONITORING AND INSPECTION, Seek to locate or explain weapons unaccounted for. We have to date found no evidence that Iraq has revived its nuclear weapons programme since the elimination of the programme in the 1990s. However, our work is steadily progressing and should be allowed to run its natural course. With our verification system now in place, barring exceptional circumstances, and provided there is sustained proactive cooperation by Iraq, we should be able within the next few months to provide credible assurance that Iraq has no nuclear weapons programme. Mohammed Baradai, January 27, 2003 2002 9.12 9.30 10.10 11.18 12.7 12.20 2003 1.12 1.27 2.05 2.10 2.19 3.1 3.17 3.20 BUSH SPEECH UN GENERAL ASSEMBLY ON NEW INSPECTIONS REGIME IRAQ AGREES TO INSPECTIONS WITH OLD MODALITIES BLIX TRAVELS TO BAGHDAD; MEETS ON LOGISTICS AND INSPECTIONS IRAQ SUPPLIES BACKLOG OF SEMIANNUAL DECLARATIONS UNSC 1441 “REQUIRES IRAQ TO COMPLY WITH ALL PREVIOUS RESOLUTIONS, LAST CHANCE TO PROVE TO INTERNATIONAL COMMUNITY THAT IT HAD DISARMED” IRAQ GIVES “LATEST CURRENTLY ACCURATE FULL COMPLETE DECLARATION CAFCD” WITHOUT NAMES OF PEOPLE WHO HAD WORKED ON PREVIOUS PROGRAMS. UNMOVIC FINDS “AIR FORCE DOCUMENT” ON CHEM WEAPONS USED IN IRAN WAR RED LOGBOOK BLIX: FINDS IRAQ OPEN TO INSPECTORS; SEEKS IRAQI ACTION TO PRESENT ITEMS TO DESTROY AND CREDIBLE EVIDENCE ABOUT ABSENCE OF SUCH ITEMS. EL BARADAI: “NO EVIDENCE THAT IRAQ HAS REVIVED ITS NUCLEAR WEAPONS PROGRAMME,” INSPECTIONS “SHOULD BE ALLOWED TO RUN NATURAL COURSE.” POWELL SPEECH TO UN SECURITY COUNCIL INT’L PANEL OF MISSILE EXPERTS CONSIDER AL SAMOUD II AND AL FATAH IRAQ INFORMS UNMOVIC OF UNILATERAL EXCAVATION OF OLD BIOWEAPONS AL SAMOUD II DESTRUCTION BUSH 48 HOUR ULTIMATUM TERMINATES INSPECTIONS “..ALL FOREIGN NATIONALS, INCLUDING JOURNALISTS AND INSPECTORS, SHOULD LEAVE IRAQ IMMEDIATELY.” START OF SECOND GULF WAR We also have satellite photos that indicate that banned materials have recently been moved from a number of Iraqi weapons of mass destruction facilities. Let me say a word about satellite images before I show a couple. The photos that I am about to show you are sometimes hard for the average person to interpret, hard for me. The painstaking work of photo analysis takes experts with years and years of experience, pouring for hours and hours over light tables. But as I show you these images, I will try to capture and explain what they mean, what they indicate to our imagery specialists. Let's look at one. “Look at the image on the left. On the left is a close-up of one of the four chemical bunkers. The two arrows indicate the presence of sure signs that the bunkers are storing chemical munitions. The arrow at the top that says security points to a facility that is the signature item for this kind of bunker. Inside that facility are special guards and special equipment to monitor any leakage that might come out of the bunker. The truck you see is a signature item. It's a decontamination vehicle in case something goes wrong. This is characteristic of those four bunkers.” “Now look at the picture on the right. You are now looking at two of those sanitized bunkers. The signature vehicles are gone, the tents are gone, it's been cleaned up, and it was done on the 22nd of December, as the U.N. inspection team is arriving, and you can see the inspection vehicles arriving in the lower portion of the picture on the right. The bunkers are clean when the inspectors get there. They found nothing.” 2002 9.12 9.30 10.10 11.18 12.7 12.20 2003 1.12 1.27 2.05 2.10 2.19 3.1 3.17 3.20 BUSH SPEECH UN GENERAL ASSEMBLY ON NEW INSPECTIONS REGIME IRAQ AGREES TO INSPECTIONS WITH OLD MODALITIES BLIX TRAVELS TO BAGHDAD; MEETS ON LOGISTICS AND INSPECTIONS IRAQ SUPPLIES BACKLOG OF SEMIANNUAL DECLARATIONS UNSC 1441 “REQUIRES IRAQ TO COMPLY WITH ALL PREVIOUS RESOLUTIONS, LAST CHANCE TO PROVE TO INTERNATIONAL COMMUNITY THAT IT HAD DISARMED” IRAQ GIVES “LATEST CURRENTLY ACCURATE FULL COMPLETE DECLARATION CAFCD” WITHOUT NAMES OF PEOPLE WHO HAD WORKED ON PREVIOUS PROGRAMS. UNMOVIC FINDS “AIR FORCE DOCUMENT” ON CHEM WEAPONS USED IN IRAN WAR RED LOGBOOK BLIX: FINDS IRAQ OPEN TO INSPECTORS; SEEKS IRAQI ACTION TO PRESENT ITEMS TO DESTROY AND CREDIBLE EVIDENCE ABOUT ABSENCE OFSUCH ITEMS. EL BARADAI: “NO EVIDENCE THAT IRAQ HAS REVIVED ITS NUCLEAR WEAPONS PROGRAMME,” INSPECTIONS “SHOULD BE ALLOWED TO RUN NATURAL COURSE.” POWELL SPEECH TO UN SECURITY COUNCIL INT’L PANEL OF MISSILE EXPERTS CONSIDER AL SAMOUD II AND AL FATAH IRAQ INFORMS UNMOVIC OF UNILATERAL EXCAVATION OF OLD BIOWEAPONS AL SAMOUD II DESTRUCTION BUSH 48 HOUR ULTIMATUM TERMINATES INSPECTIONS “..ALL FOREIGN NATIONALS, INCLUDING JOURNALISTS AND INSPECTORS, SHOULD LEAVE IRAQ IMMEDIATELY.” START OF SECOND GULF WAR On November 8th, the Security Council unanimously passed Resolution 1441, finding Iraq in material breach of its obligations, and vowing serious consequences if Iraq did not fully and immediately disarm. Today, no nation can possibly claim that Iraq has disarmed. And it will not disarm so long as Saddam Hussein holds power….. Saddam Hussein and his sons must leave Iraq within 48 hours. Their refusal to do so will result in military conflict, commenced at a time of our choosing. For their own safety, all foreign nationals -- including journalists and inspectors -- should leave Iraq immediately. George W. Bush, March 17, 2003 Blix told reporters Tuesday that he never said Baghdad had weapons of mass destruction, only a lot of unaccounted for material. He added that he did not think Resolution 1441, adopted unanimously on Nov. 8, 2002, foresaw such a short inspection time. "I don't think it is reasonable to close the door to inspections after three and a half months," said Blix. Hans Blix, March 17, 2003 Mini Cases on Adaptation and Anticipation with Slides Pharmaceuticals new drug approval and aftermarket reappraisal crises => recommendations for planned adaptation SOx and PM late adaptation compartmentalized regulation, emissions permit price BSE UK, EU, US and Japan TSE Roadmap Iraq WMD UN 1441 as planned adaptation or as US planned confirmation and French planned delay Other Cases for Possible Discussion CFC – Ozone Molina model, ozone hole, Dupont-ICI interest Air Safety – FAA NTSB Post crash rapid assimilation and learning Highway Safety – NHTSB Prospect of litigation and suppression of data Food Safety CDC USDA and HAACP Diet – Transfats Heart Association and NIH to Present Dietary Standards