excursions in epilepsy and Alzheimer`s dementia
Transcription
excursions in epilepsy and Alzheimer`s dementia
A thesis proposal submitted to the Department of Biomedical Engineering From voxels to volumes: excursions in epilepsy and Alzheimer’s dementia Simon Duchesne, ing., M.Sc. December 2004 Table of contents ABSTRACT 4 1. INTRODUCTION AND MOTIVATION 4 2. SUMMARY OF CONTRIBUTIONS 5 3. BACKGROUND 5 3.1 Areas of application 5 3.1.1 Temporal lobe epilepsy Incidence Etiology Therapy Relevance of MR imaging Outstanding issues 5 5 5 5 6 6 3.1.2 Alzheimer’s dementia Incidence / Prevalence Etiology Therapy Relevance of MR Imaging Outstanding issues 6 6 6 6 7 7 3.2 Registration 7 3.3 Existing methods 8 3.3.1 Voxel-based morphometry Technique Application 8 8 9 3.3.2 Area-based morphometry Technique Application 10 10 10 3.3.3 Structure-based morphometry Technique Applications 10 10 11 3.3.4 Volume-based morphometry Technique 12 12 4. HYPOTHESIS AND GOAL 12 5. NOVEL METHODOLOGIES 13 5.1 Subjects – Epilepsy study 13 2 5.2 Subjects – Alzheimer’s dementia study 13 5.3 Novel methodology for the prediction of therapeutic effect 14 5.4 Novel methodology for improved atlas definition and structure segmentation 14 5.5 Novel methodology for the classification of neurological diseases 15 5.6 Novel methodology for the prediction of clinical evaluation scores from MR scans 15 6. EXPERIMENTAL PLAN AND RESULTS 6.1 Experiment 1 – VBM of TLE HA subjects 6.2 Experiment 2 – VBM of TLE NV subjects 6.3 Experiment 3 – TLE surgical outcome prediction 6.4 Experiment 4 – Validation of automated structure segmentation in NC 6.5 Experiment 5 – Lateralization of seizure focus in TLE 6.6 Experiment 6 – Classification of subjects into normal aging, MCI and AD 6.7 Experiment 7 – Prediction of cognitive decline in MCI 16 16 16 17 18 18 19 19 7. CONTRIBUTIONS 20 7.1 Novel methodologies 7.2 Novel applications 7.3 Publications to date 20 20 20 8. CONCLUSION 21 9. BIBLIOGRAPHY 21 10. FIGURES 26 3 Abstract Anatomical magnetic resonance imaging can assist in accurate and early diagnosis of many neurological diseases as well as identify possible targets for drug therapy. Structure-based morphometry has been the most commonly used method to identify brain areas that are the site of seizure focus in temporal lobe epilepsy (TLE) or associated with decline Mild Cognitive Impairment (MCI) to Alzheimer’s dementia (AD), as volume and atrophy are taken as surrogate measures of the state of these diseases. Such analyses however are performed via manual segmentation, a time-consuming approach prone to subjectivity. This thesis proposes novel, automated and objective methodologies in area-based morphometry, volume-based morphometry, iterative atlas creation and prediction of clinical variables, for the study of diseases such as TLE and AD. This work also presents novel applications of these and existing methods, in grey and white matter analysis of TLE, MCI and AD patients, prediction of TLE surgical outcome, validation of automated segmentation in normal controls, lateralization of seizure focus in TLE patients with or without ipsilateral hippocampal atrophy, differentiation of AD and MCI from normal aging, prediction of MCI conversion to AD and finally prediction of cognitive decline in MCI. The proposed methods will facilitate the understanding of TLE, therapy follow-up and pre-surgical evalution and planning. They will also improve our ability to detect AD early and to differentiate it from normal aging or MCI. 1. Introduction and motivation The socio-economic impact of neurological diseases and disorders is increasing and poses a burden on institutional and natural caregivers that must be addressed by additional research. Neuroimaging, broadly separated into structural (e.g. Computed Tomography (CT), anatomical magnetic resonance imaging (aMRI) and diffusion tensor MR (DTI)) and functional modalities (e.g. positron emission tomography (PET), single-photon emission CT (SPECT) and functional MRI (fMRI)) enable us to visualize pathologically induced brain changes in the living subject, and use those as surrogate measures of the state of the disease. These technologies can help in achieving an earlier diagnosis, characterize disease progression and generally increase therapy delivery and efficacy. This thesis will be set in the growing field of quantitative analyses of medical images of the human brain. In ideal conditions, it remains a challenging task for computer vision. The methods proposed are meant to be applicable for a wide range of neurological diseases, as well as being applicable in a clinical setting; they must therefore be reproducible, practical, objective and sufficiently sensitive to detect changes due to the pathology of interest. The layout of this work will be two-fold: on the one hand, to describe current and novel methodologies, and on the other to demonstrate their applicability and versatility in two specific diseases: temporal lobe epilepsy (TLE) and Alzheimer’s dementia (AD). 4 2. Summary of contributions A. B. C. D. A novel MRI area-based morphometry methodology; A novel MRI volume-based morphometry methodology; A novel iterative for iterative atlas creation; A novel methodology for the prediction of clinical evaluation scores from MR data; E. Novel applications of existing and proposed methodologies in temporal lobe epilepsy and Alzheimer’s dementia research. 3. Background 3.1 Areas of application 3.1.1 Temporal lobe epilepsy Incidence Epilepsy affects up to 3% of Canadians in their lifetime [1]. Around 20% of postchildhood recurring cases are pharmacoresistant or intractable. Furthermore, in three quarters of the latter cases, the seizure focus, or location of primary discharge, is localized within the medial temporal lobe (MTL) [1]; hence the appellation temporal lobe epilepsy (TLE) (see Figure 1) Etiology The most commonly described pathological findings in TLE are neuronal loss and gliosis of the hippocampus and the parahippocampal region [2] that have been shown to correlate with hippocampal atrophy (HA) on volumetric MRI [3] [4]. Unilateral HA is present in around 80% of cases where the seizure focus is located in the medial temporal lobe (see Figure 2)[5] and thus when present is highly predictive of ipsilateral seizure focus location. In the MNI database 5% of patients exhibit bilateral HA; the remaining group (normal volumes or NV) shows no significant difference in hippocampi volumes when compared to a matched normal control population [6]. For these latter cases HC volumetry is therefore unable to provide seizure focus lateralization. Therapy TLE patients resistant to anticonvulsant drugs can be helped by surgery, providing the seizure focus is properly identified and surgically removed. The standard procedure consists in hippocampal and amygdala resection [7]. Post-surgical outcome has been characterized according to seizure frequency and other factors; for our purposes, we will binarize outcome as being either positive (complete remission and disappearance of all seizures) or negative (all other levels of complications). While the majority of patients undergoing surgery have positive outcome, it is difficult a priori to determine with accuracy if the procedure will be successful [8]. Further work is necessary to improve the surgical approach, increase its chance of success and translate those advances into higher well-being for the patient and reduced costs for the health care system. 5 Relevance of MR imaging The advent of high resolution MRI has had a major impact on the presurgical evaluation, as HC volumetry can lateralize the seizure focus in the majority of cases while anatomical images guide the surgical path planning process. It is also common to proceed with surgically implanted EEG electrodes within the MTL to precisely determine the location of the seizure focus. Reducing the surgical evaluation’s reliance on this procedure would be a tremendous step forward in reducing per-case human and financial costs. The goal is to position automated anatomical MRI analysis as a noninvasive and accurate method for lateralization of seizure focus (see Figure 3). Outstanding issues This thesis will attempt to address the following outstanding issues in the study of TLE: o Characterize the spatio-temporal distribution of anatomical changes which are related to TLE (HA) and TLE (NV); o Determine if these differences can be used to lateralize the seizure focus ; and o Determine if these differences can be used to predict surgical outcome. 3.1.2 Alzheimer’s dementia Incidence / Prevalence Alzheimer’s dementia (AD) is the most common cause of dementia in the elderly (65 years and older), responsible for 75% of all dementia cases [9, 10]. The progression of AD is gradual, and the average patient lives 8 to 10 years after onset of symptoms [9]. The lower bound on its prevalence in the general Canadian population has been estimated at 250,000 people, with an incidence of 60,000 new cases each year [10] (see Figure 4). As the Canadian population ages, the prevalence of AD is expected to triple over the next 50 years [11]; improving care while reducing the socio-economic impact of AD is therefore and important and necessary topic of research. Etiology AD is a progressive neurodegenerative disorder associated with disruption of neuronal function and gradual deterioration in cognition, function, and behavior [12] . The etiology is generally believed to be neuronal loss due to accumulation of abnormal proteins into neurofibrillary tangles and extra-cellular plaques (see Figure 5). The first case of the disease was reported in 1907 by Dr Alois Alzheimer [13]; interestingly, it was reconfirmed in 1998 [14] when the original histopathological slices of Mrs Auguste D. were miraculously recovered in Munich [15]. Therapy There are no known cure for AD. Therapeutic attempts so far are aimed at slowing down the degenerative process, with the hope of stopping it entirely however, results from clinical trials show mitigated evidence that this is happening. Current consensus statements have emphasized the need for early detection. The diagnosis of clinically probable AD can be made with high accuracy in living subjects only once the stage of dementia has been reached. It requires clinical, neuropsychological and imaging assessments [9] and is based on a number of criteria as defined by the National 6 Institute of Neurological and Communicative Disorders and Stroke (NINCDS) and the Alzheimer's Disease and Related Disorders Association (ADRDA) [16]. It can only be confirmed by postmortem histopathology. Diagnosis is thus time-consuming and, more importantly, arrives too late for early treatment to be effective at delaying the onset of debilitating symptoms. The invention of a robust method for early detection of AD would represent a significant breakthrough, as it would allow any future treatment to slow or perhaps even stop the degenerative process before dementia develops. The difficulties in early clinical detection lie for the most part in the similarities between cognitive impairment due to normal aging processes and the initial manifestations of AD [17], including mild cognitive impairment (MCI), different from normal aging-associated senility but strongly associated to decline into AD (see Figure 6). Relevance of MR Imaging Neuropathological studies have shown that brain degeneration occurs very early in the course of the disease, even before the first clinical signs, in certain regions such as the MTL[9](Figure 5). For patients with an increased risk of developing AD (e.g. MCI) a number of approaches can be considered in order to achieve an early diagnosis, all with varying degrees of success (see Figure 7). Screening neuropsychological tests are necessary to recognize and monitor these at-risk subjects, but there is no perfectly accurate cognitive marker of early AD identified to date [18]. Neuroimaging approaches must be considered, however disadvantages of techniques other than routine aMRI preclude them from being effective, widespread early AD detection mechanisms. PET [19] and SPECT [20, 21] offer value in the differential diagnosis of AD from other cortical and subcortical dementias and may also offer prognostic value. However, both modalities are minimally invasive procedures with radiation dose limitations and therefore cannot be repeatedly performed on a single patient nor used as a screening mechanism for large populations. fMRI [22] requires much technical expertise and must rely cognitive testing which, as previously mentioned, has not been shown to be sufficiently sensitive or specific. Other techniques such as MR spectroscopy [23], MR diffusion tensor [24] and MR magnetization transfer [25] show promise for the future, but they are difficult to implement in a clinical setting without a dedicated research group for technical support. Finally, as compared to aMRI, CT images lack the detailed soft-tissue information necessary for detecting subtle structure changes associated with the early disease. A technique based on aMRI that would achieve the required sensitivity and specificity would stand to benefit patients and health care systems immediately. Outstanding issues This thesis will attempt to address the following outstanding issues in the study of AD: o Characterize the spatio-temporal distribution of anatomical changes which are related to AD, MCI and normal aging in the brain; o Determine if these differences can be used to differentiate normal aging, MCI and AD; and o Determine if these differences predict cognitive decline and/or progression 3.2 Registration Before discussing existing methods in processing of MR images, the concept of registration must be discussed. It is a process where individual subject images are aligned into a reference space, allowing spatial comparisons to be made between 7 cohorts. It therefore forms a common starting point for all imaging techniques that will be discussed in the next section. The registration process is typically broken down in a two phase process identifying linear and non-lin ear components required to align datasets. The linear transformation is used to correct global differences in brain size, orientation and shape. In the nonlinear registration phase, a dense deformation field is estimated, matching image features (labels or intensities) from a source volume to those of a given target at a local level, typically in a hierarchical fashion, with the aim of reducing a specific cost function. This deformation field then embeds unique information about the individual brain under study. Many registration processes exist, however as registration is not the topic of this thesis, the reader is referred to review articles on the subject [26-28]. In this thesis, the registration algorithm that will be used is ANIMAL, developed by Collins et al.[29] and in routine usage at the Montreal Neurological Institute and Brain Imaging Center (MNI BIC). In particular, this algorithm attempts to match image gradients of grey-level intensity at a local level in successive blurring steps, by minimizing cross-correlation between the source and target images. 3.3 Existing methods The following paragraphs will attempt to capture essential literature written on methods used to compare and classify anatomical images of the brain, along with examples of applications in TLE and AD. The taxonomy has been based on the spatial level of analysis, namely: o Voxel-based morphometry, where voxels are treated independently of each other; o Area-based morphometry, where an area is defined as an ensemble of voxels not necessarily contiguous or belonging to the same structure; o Structure-based morphometry, where a structure (commonly referred to as a “region”) is defined as an ensemble of contiguous voxels belonging to a common anatomical entity; and o Volume-based morphometry, where a volume is a rigid 3D block, with or without a priori knowledge as for its location. Limits of volume range from one voxel to the whole brain. While much research exists at the voxel and structure level, little has been done in the other areas. This thesis will present in the following section novel methodologies to address this shortcoming. 3.3.1 Voxel-based morphometry Technique Voxel-based morphometry (VBM, Figure 8) [30] consists in the statistical analysis of generalized linear model results performed on a voxel-by-voxel basis on combined cohorts of co-registered subject imaging data. VBM's detection accuracy is limited by sources of spatially dependent and independent noise which compromise the statistical results. Misregistration is a key factor which has been discussed [31, 32] and addressed 8 using linear and nonlinear registration in recent VBM implementations [31]. The techniques reviewed in the literature employ a single reference volume as their registration target, usually an average of a large ensemble of images from healthy individuals. The de facto standard software package for VBM is that of Ashburner [30], which consists in an adaptation of their statistical parametric mapping (SPM) technique, initially designed for functional magnetic resonance imaging. The implementation that is proposed in this thesis is based on fMRISTAT, developed by Keith Worsley for identical purposes, and also in routine use at the MNI BIC. In VBM, grey or white matter (GM,WM) concentration volumes across subjects are analyzed in lieu of longitudinal activation maps. In order to perform meaningful cluster analysis of the data, as opposed to peak finding, the issue of data nonisotropy must be successfully resolved [33]; whereas many studies do not explicitly mention such correction, fMRISTAT incorporates a correction methodology [33] before reporting cluster statistics. Cortical measurements, such as thickness [34-37], local deformations [38, 39] or a combination of these measures [40], provide a voxel-based or local estimate of grey matter integrity. While extremely useful to study progression in diseases like AD, they are not necessarily well suited for detection of pathological effects in the temporal lobe. This stands from a few simple facts: (a) restricting their analysis to the neocortex, they do not include sub-cortical structures; (b) given the normal, anatomical variability in sulcal folding, and the failure of all registration methods to date to take this variability into account, it is hard to differentiate pathological signal from the anatomical noise; and (c) given current image resolution, not all flattening or modeling techniques have been able to give an accurate measure of the thickness of the hippocampus. Therefore while it represents a key technique for longitudinal analyses, cortical thickness measurements may not be adequate for early detection of AD (where the MTL is primarily affected) and lateralization in TLE. Application It is now accepted that the hippocampus is not the only structure affected in TLE, as grey matter (GM) and white matter (WM) atrophy in temporal and extra temporal areas have been repeatedly demonstrated. It was shown in particular in VBM analyses of T1-weighted (T1w) MRI from large groups of patients with TLE that reliably detected and localized regions of GM and WM atrophy associated with the disease [41-45]. Voxel-based morphometry revealed that GM pathology in TLE extends beyond the hippocampus, involving other limbic areas such as the cingulum and the thalamus, as well as extralimbic areas, particularly the frontal lobe. White matter reduction was found only ipsilateral to the seizure focus, including the temporopolar, entorhinal, and perirhinal areas. VBM research in mild to severe Alzheimer’s dementia [46-49] has demonstrated atrophy of the hippocampus, temporal pole, and insula. For deep cerebral structures, Karas [46] showed atrophy of the caudate head nuclei and medial thalami. In MCI, recent studies [50, 51] showed that subjects with MCI had significant local reductions in gray matter in the MTL, insula, and thalamus compared to NC subjects. By contrast, 9 when compared to subjects with AD, MCI subjects had more GM in the parietal association areas and the anterior and the posterior cingulate. The reader should note however that, in the latter studies on MCI, no difference was made between converters and non-converters to future AD. Thompson [40, 52] has measured cortical thickness changes through the progression of Alzheimer’s disease. Greatest deficits (20-30% loss) were mapped in the temporoparietal cortices. The sensorimotor and occipital cortices were comparatively spared (05% loss). Gray matter loss was greater in the left hemisphere. These results were corroborated in other studies, such as Janke [39], who showed significant perturbations in the deformation fields corresponding to the entorhinal cortex (EC) and hippocampus, orbitofrontal and parietal cortex, and regions surrounding the sulci and ventricular spaces, with earlier changes predominantly lateralized to the left hemisphere. This distinct pattern of thinning is different from the one associated with normal aging [53, 54], which tends to involve frontal areas. 3.3.2 Area-based morphometry Technique T1w MR signal intensity can be used an indicator of the progression of a disease, where subtle changes in the signal may indicate an underlying pathological process before structure integrity is lost. Texture analysis allows the measurement of image properties not readily accessible by visual analysis. Most texture methods are window-based, that is local proprieties are extracted by computing different features within a fixed dimension window moved onto the image. Application Webb [55] described an automatic method for identifying HA on MRI of TLE patients, based on the analysis of image intensity differences between patients and controls within an area of interest centered on the hippocampus. Normal variations of hippocampal signal intensity were computed and used to distinguish patients with significant HA. Since, Coan has also published work dealing with familial and nonfamilial TLE, using abnormal intensity patterns to differentiate with normal controls [56, 57]. Texture analysis has been used in epilepsy [58-60], and in Alzheimer’s research, Freeborough [61] used a texture feature vector consisting of 260 measures derived from the spatial gray-level dependence method. A stepwise discriminant analysis was applied to the training set, to obtain a linear discriminant function, and obtained a classification rate of 91%. No studies have been published on predicting conversion in MCI patients. 3.3.3 Structure-based morphometry Technique Volumetry, that is volume measurement of a particular, bounded structure of interest, is the primary indicator of structure integrity. Stereology, i.e. the technique of proper subsampling based on the Cavalieri principle [62], has been the preferred approach to 10 calculating volumes before the advent of high-resolution images, where volumes can be reliably estimated directly from the (often isotropic) voxel count and slice thickness. Whether based on manual or automated segmentation (see Figure 10), a key difficulty in this approach resides in the delineation of the structure of interest. Identification of boundaries is made difficult by the inherent variability of the subject matter, philosophical disagreements between investigators, differences in the visualization tools and acquisition protocols. Pruessner [63] has investigated and pinpointed areas of discrepancies that exist in the process for HC and AG, even within experts from the same laboratory. The automation of segmentation removes some of the subjective elements that contribute to measurement noise. Pham [64] offers a review of this field that has seen many advances in the last decade. Segmentation methodologies can be roughly divided in two families: forward-based segmentation approaches aim to define boundaries directly on the source image, whereas backward segmentation methods make use of registration information to pull atlas information defined on a reference image back to the source image, via the inverse transformation. Deformation-based morphometry makes use of the properties of the dense nonlinear deformation field mapping a source image to a common reference. This field is unique to the image under study. The determinant of the Jacobian, calculated at the voxel level, is a good approximation of the local volume change and therefore can be used to measure clinically relevant parameters [38, 65]. Czernansky et al ([66], and later Wang et al [67]) proposed a two-step process in which the hippocampus was manually segmented from aMRI images, and then surface deformations modeled using Principal Components Analysis. Medial sheets, as proposed by Styner or Joshi [68, 69], can be used to determine intrinsic shape properties of the segmented structure of interest. The major drawback of structure based approaches is their reliance on a priori spatial knowledge about a particular structure or region of interest, thus necessitating some form of segmentation, a process with its own limitations. Moreover, interrelations between neighboring structures, critical in pathologies such as AD and TLE, are not captured if only individual elements are measured. Applications Early work [70-73] in MR volumetry focused almost exclusively on the hippocampus and the amygdala (AG). It became clear that the presence of hippocampal formation atrophy in the temporal lobe as detected on MRI was correlated with the underlying pathology, and affected the identification of potential candidates for epilepsy surgery. A period in which closer scrutiny and evaluation of factors affecting segmentation protocols followed [74]. Most of the current work analyses multiple structures beyond the HC/AG complex, and therefore stresses the importance of the overall limbic network [6, 75] In AD volumetry has been used to quantify and monitor dementia progression and rates of regional atrophy [76]. It has been shown to document or quantify atrophy of the hippocampus and entorhinal cortex, both of which occur early in the disease process [9]. Visser et al [77] found that atrophy measures of many MTL structures help in predicting decline from MCI to AD. Convit et al [78] reported that global MTL volume 11 also helps in predicting decline. They also report that the apolipoprotein APOE ε4 genotype was not associated with decline, nor that other clinical baseline variables examined predicted decline with sensitivities above 71%. A general trend found in the literature is thus that the more MTL structure volumes are included in the analysis, the better is the predictive ability for the decline from MCI to AD. Scahill et al [79] confirmed these results using an automated volumetry technique. Likewise, Chan measured a serie of temporal lobe structures (amygdala, hippocampus, entorhinal cortex, parahippocampal gyrus, fusiform gyrus, and superior, middle, and inferior temporal gyri), and reports symmetrical atrophy of the entorhinal cortex, hippocampus, and amygdala, with no evidence of an anteroposterior gradient in the distribution of temporal lobe or hippocampal atrophy [80]. However, Convit [78] and others also conclude that the absence of atrophy does not exclude the development of dementia, which clearly indicates that volumetry is not the answer for early detection as detectable atrophy happens already late in the disease. In fact, Testa compared volumetry to VBM in AD, and concluded that VBM is more sensitive to small changes; on the other hand their sensitivity is higher together [81]. Csernansky used surface deformation models to differentiate between small cohorts of normal aging and AD subjects. This analysis was restricted to combining hippocampal volumes with hippocampal shape deformation indicators. By using 5 eigenvectors as discriminants, they were able to differentiate early AD patients on the basis of their expressed coordinates on those components. Similar work was done for epilepsy in [82, 83]. Finally, medial sheets were used in the evaluation of hippocampal shape in epilepsy [84, 85] 3.3.4 Volume-based morphometry Technique If we exclude volumetry of large structures (such as entire lobes), there seems to be no technique that explicitly takes as an input a large, non-specific volume of interest, that is, smaller than the brain itself. The overarching paradigm seems to treat the images at some low-level (voxel, individual structure) and then move up to the symbolic, abstract realm of volumes, shape descriptors, and the like. 4. Hypothesis and goal The working hypothesis underlying this thesis is that pathologies such as TLE and AD affects the brain in such a way that, at the microscopic level, one can detect changes using MR signal intensity, and, when those changes reach macroscopic proportions, in changes in tissue morphology, captured via registration measures. The goal of this thesis is to develop automated, objective classification methodologies exploiting intensity and registration differences of MR images of patients when compared to controls, and demonstrate the applicability of these techniques to two different pathologies, namely TLE and AD. It is aimed that these techniques be used in a clinical setting, potentially (as in screening for AD) in hundreds of individual. This precluded methods involving expert interaction, modalities other than MR (PET, SPECT), as well as complex sequences (MT, DTI, 12 MRS). Finally, faced with the reality of reduced access to neuroimaging facilities in western (and particularly Canadian) centers, diagnostic decision-making has to be based on cross-sectional scans, rather than longitudinal acquisitions, even if relatively close (e.g. < 12 months). Single time-point data immediately implies a comparative method of classification where the accuracy of the measurement is less important than the significance of the differences between groups. 5. Novel methodologies 5.1 Subjects – Epilepsy study All patients underwent selective amygdala-hippocampectomy. Pre-operative T1w MR 3D images were acquired on a 1.5 T scanner using a T1-fast field echo sequence. All global MRI data were processed to correct for intensity non-uniformity due to scanner variations [86], linearly registered into stereotaxic space and resampled onto a 1mm isotropic grid [87]. Hippocampal atrophy (HA) ipsilateral to the seizure focus, measured via Manual MRI volumetry by a neuroanatomical expert (N. Bernasconi) was the basis for selection of 78 of those patients; the remaining had normal HC volumes (NV). On this basis, patients were separated into four groups: left or right seizure focus HA or NV. Normal control subjects were recruited and scanned at the same time as the TLE patients, and consist of a group of 47 individuals. The following table shows the breakdown of patients per group: Left focus Right focus Total HA 41 37 78 NV 27 20 47 Total 68 57 125 For a subset of 39 TLE HA patients we were able to obtain post-operative follow-up information of at least 12 months, on which basis they were consolidated in two groups: 25 seizure free, positive outcome patients and 14 negative outcome patients. 5.2 Subjects – Alzheimer’s dementia study It is proposed to study three different AD populations for this thesis: A. German cohort: the first group consists in 44 consenting individuals evaluated at the Alzheimer Memorial Center, Dementia Research & Neuroimaging Section, Ludwig-Maximilian University Munich, Germany (PI: J.C. Pruessner, S. Teipel, H. Hampel): 15 clinical AD [age 70(8)], 7 MCI [age 74(8)] and 22 NA [age 62(9)]. Patient and normal aging scans were interleaved due to the consecutive nature of the individual selection; this resulted in a significant age difference between NA and AD or MCI, while there were no differences between AD and MCI. T1w MRI were acquired after informed consent on a 1.5T Siemens Magnetom Vision scanner (3D sequence, TR=11.6ms, TE=4.9ms, FA = sagittal, 256 (SI) x 204 (AP) mm pixels, 1mm slices). All global MRI data were processed to correct for intensity non-uniformity due to scanner variations [86], linearly registered into stereotaxic space and resampled onto a 1mm isotropic grid [87]. 13 B. Canadian cohort: the second group consists in ~180 individuals that were part of an enrolment study (PI: H. Chertkow, M.D.) at the memory clinic of the Lady Davis Institute (Jewish General Hospital, Montreal University Health Center) with baseline scans acquired between 1993 and 1998. There is almost an equal proportion of AD, MCI and NA subjects at baseline. At time of last follow-up nearly 77% of MCI individuals had converted to AD. C. Italian cohort: the final group consists in 58 NA, 30 to 40 AD patients and 58 subjects with MCI, age and sex-matched. All individuals are enrolled in an MCI study from the Centro Alzheimer, Brescia, Italy (PI: G. Frisoni, M.D.). The data includes extensive neurological, neuropsychological and other clinical data with up to 24 months follow-up, as well as T1w baseline scans for all subjects. All subjects underwent neuroradiological, clinical and neuropsychological evaluation. Cognitive function has been assessed using multiple criteria scales, including MMSE and depression symptoms assessment. Follow-up ranges from 0 to 24 months. MR images consist in T1-weighted volumes acquired on a 1.0 Tesla Philips Gyroscan (PG) in Brescia and 1.0 Tesla Siemens Impact (SI) in Verona. MR images were acquired with gradient echo 3D technique as follow: TR=19.7 ms, TE=6.9ms, field of view=240mm, slice thickness 1.3mm, pixel size 0.93mm in Brescia; TR=11.4ms, TE=4.4ms, field of view 250mm, slice thickness 1.3mm with pixel size 0.98mm in Verona. 5.3 Novel methodology for the prediction of therapeutic effect Relating our global hypothesis to prediction, and assuming a constant output from the therapy of choice, we believe there exists brain areas linked to treatment outcome with information seen on T1w MRI that can be used for prediction purposes. The technique is an extension of VBM (see Figure 9). The objective is to determine areas of GM, WM concentration that would be related to treatment by performing a voxel-based morphometry study comparing individuals from two groups of patients with different outcome. Using the combination of significant clusters as an area of interest, it is proposed to use the mean GM and WM concentration of all voxels within that area as classification features. The accuracy of the linear discriminant classifier is assessed by performing a leave-one-out analysis to categorize subjects. 5.4 Novel methodology for improved atlas definition and structure segmentation Validation of automated structure segmentation is necessary in order to determine if such a technique can be compared to manual or expert delineation. The goal is to measure the inter-rater variability of automated segmentation when compared to manually segmented structure, and see if this variability significantly differs from that exhibited by multiple experiences raters. As a point of reference, Pruessner et al conducted a segmentation study where 5 different raters manually segmented the hippocampus and amygdala in a cohort of 40 neurologically healthy young volunteers, taken from the ICBM database. The combined (left and right, HC and AG), inter-rater variability, assessed using the kappa overlap coefficient was 0.86, indicative of good agreement. 14 It is proposed to validate the ANIMAL segmentation methodology, where an atlas defined on a reference image is propagated back to the individual image via the inverse nonlinear dense deformation field optimally mapping common features from both images. As mentioned in a previous publication [88] the proper definition of the atlas on the reference target strongly influences the resulting segmentation. In order to build such an atlas, it is proposed to use an iterative approach (see Figure 11): 1) T1w subject images from a training group of 40 individuals will be nonlinearly registered to the ICBM “6th generation” target (see [89] for more details on the construction of such a target) using optimized ANIMAL parameters [90]; 2) HC and AG segmentation will be performed by a neuroanatomist on this ICBM “6th generation” target (JCP); 3) The HC and AG atlas will be back-propagated to the individual images via the inverse deformation field; 4) Areas of difference between the HC and AG atlas in subject space will be assessed against previously manually segmented volumes (same definition, same rater (JCP)); 5) Areas of differences will be transformed into the reference space. An iterative process may be used (e.g. expectation-maximization algorithm) to include other voxels in the atlas, with the goal of increasing a measure of goodness of fit (e.g. volume, kappa overlap coefficient, other). 5.5 Novel methodology for the classification of neurological diseases The hypothesis behind the proposed method is that a given non-specific Volume of Interest (VOI) contains sufficient discriminatory information in the form of image intensity and registration features to accurately classify groups of subjects. The method can be summarized as follows (see Figure 12). First, a normative multidimensional eigenspace is created by uniting results from two distinct Principal Component analyses of the following data: (a) linearly registered intensity images of the VOI; and (b) an approximation of the determinant of the Jacobian matrix of the deformation field for the given VOI. The deformation fields are obtained by non-linear registration of the VOI with a common reference image. For the initial applications, it is proposed to create a normal, non-pathological eigenspace by using processed data from a large training group of normal control subjects. Secondly, VOIs from study subjects, including patients and additional normal controls, are projected in the multidimensional eigenspace created. Logistic regression is used to identify eigenvectors with the most discriminative power. The last step consists in linear discriminant analyses (LDA) used to classify the study subjects, based on their expressed eigencoordinates. The aim is to derive diagnostic information correlated to a particular distribution of coordinates along a Principal Component (PC). 5.6 Novel methodology for the prediction of clinical evaluation scores from MR scans This methodology is an expansion of the VOI characterization technique discussed above. Results of classification experiments (see below) have proven that 15 eigencoordinates from selected eigenvectors could be used as discriminant features in a classification scheme. It is now wished to move from the accurate grouping of data to one predicting the state of a clinical variable. It is proposed to use normalized eigencoordinates on the selected eigenvectors to define a multidimensional distance and assess the correlation of this distance with important clinical parameters (e.g. MMSE in AD research). If the correlation is strong, then the predictive ability of this distance could be measured; alternatively, multiple regression could be used on the eigencoordinates. It would therefore provide a link between often subtle morphological changes as measured by intensity and shape variations, and cognitive function variations. 6. Experimental plan and results 6.1 Experiment 1 – VBM of TLE HA subjects The purpose of this experiment was to determine whole-brain GM and WM changes in TLE and to investigate the relationship between these abnormalities and clinical parameters using a standard VBM approach. While GM concentration abnormalities had been reported in the literature, WM differences had not. We studied 85 patients with pharmacologically intractable TLE and unilateral hippocampal atrophy and 47 age- and sex-matched healthy control subjects. The seizure focus was right sided in 40 patients and left sided in 45. Student's t test statistical maps of differences between patients' and controls' GM and WM concentrations were obtained using a general linear model. A further regression against duration of epilepsy, age of onset, presence of febrile convulsions, and secondary generalized seizures was performed with the TLE population. Voxel-based morphometry revealed that GM pathology in TLE extends beyond the hippocampus involving other limbic areas such as the cingulum and the thalamus, as well as extralimbic areas, particularly the frontal lobe. White matter reduction was found only ipsilateral to the seizure focus, including the temporopolar, entorhinal, and perirhinal areas. This pattern of structural changes is suggestive of disconnection involving preferentially frontolimbic pathways in patients with pharmacologically intractable TLE. Results from this experiment were published in: o N. Bernasconi, S. Duchesne A. Janke, J. Lerch, D.L. Collins, A. Bernasconi “Whole-brain voxel-based statistical analysis of gray matter and white matter in temporal lobe epilepsy”, NeuroImage, 23(2):717-723, 2004 6.2 Experiment 2 – VBM of TLE NV subjects The purpose of this experiment was to determine whole-brain GM and WM changes in TLE patients exhibiting normal hippocampal volumes and to investigate the relationship between these abnormalities and clinical parameters. We studied 47 patients with pharmacologically intractable TLE and no hippocampal atrophy (27 left sided focus) to 16 47 age- and sex-matched healthy control subjects. In the second phase of this experiment we compared the NV patients to 85 HA patients (41 left sided focus). VBM results for these experiment, along with the clinical relevance of the GM and WM abnormalities will be assessed and discussed in a manuscript under preparation by collaborators. 6.3 Experiment 3 – TLE surgical outcome prediction We propose to study pre-operative T1-weighted MRI of TLE patients with HA who were followed by the same physician (Dr A. Olivier, MNH/MNI) and had undergone similar surgical treatment (selective amygdala-hippocampectomy). A population of 39 intractable TLE patients was studied with post-operative follow-up of at least 12 months. On that basis they were consolidated in two outcome groups: seizure free (positive outcome, n=25) or not seizure free (negative outcome, n=14). The goal of this experiment was to use area-based morphometry to attempt the prediction of surgical outcome based on pre-operative T1w MR scans. To this end a standard VBM analysis of GM and WM concentration was performed to identify differences between the two groups. Voxels above the significance threshold for clusters were consolidated into a single area of interest. For each patient, mean GM and WM concentration was calculated in those respective areas. Linear discriminant analysis was used as a classifier using mean GM and WM concentration features in a leave-one-out approach to predict surgical outcome. Areas of GM and WM concentration differences that were related to surgical outcome were successfully located using a standard VBM approach. GM concentration changes were primarily located in the left lateral temporal neocortical region, while more extensive changes were found in left lateral temporal and occipital WM. The fact that there exist statistically significant areas of differences between the two groups is an indication that such information could be used for predictive purposes. The classification accuracy of the classifier was excellent. The average GM and WM concentrations of negative outcome patients in the area of interest are lower than that of positive outcome patients. A closer examination of the surgical variables (approach, length) must be made before coming to final conclusions based on these results. Regardless, the method is successful at detecting changes between groups and predicting therapeutic outcome based on those changes. These results were published as a conference proceedings in: o S. Duchesne et al, “TLE surgery outcome prediction “, Proc. Medical Image Computing and Computer-Assisted Intervention, C. Barillot, D.R. Haynor, P. Hellier, Eds., Springer-Verlag, LNCS 3217:696-702, 2004 A final manuscript is under preparation, to be submitted to Nature Medicine in early 2005. 17 6.4 Experiment 4 – Validation of automated structure segmentation in NC The methodology defined above will be used to define a final atlas and segment the HC and AG (left, right) on a control group of 40 neurologically healthy, young individuals taken from the ICBM data set. Kappa overlap statistics (see [88]) and pair-mached t-test will be used to assess the inter-rater variability between manually and automatically segmented structures. This method remains to be developed and has not been published. 6.5 Experiment 5 – Lateralization of seizure focus in TLE We have performed classification experiments to assess the classifier's performance in detecting and lateralizing the seizure focus in temporal lobe epilepsy. Our model was built using a training set of 152 normal control subjects from the ICBM database. We used as a control group for our classification 47 matched normal controls, and the patient population of 125 subjects was separated in four groups: 41 with left TLE and HA, 37 with right TLE and HA, for a total of 78 TLE HA patients; and 27 left TLE with NV, 20 right TLE with NV, for a total of 47 TLE patients with NV. The classification experiments that we proposed were aimed at testing the system's ability for detecting differences between groups. Our results indicate that the position information (eigencoordinates) of new data once projected in multidimensional feature domains is sufficient to adequately discriminate between our two populations. We can classify and lateralize seizure focus in HA and NV populations with almost perfect accuracy (> 95%). Preliminary results based on intensity modeling of the VOI and for the purpose of differentiating TLE HA against normal controls were published as a conference proceeding: o S. Duchesne, N. Bernasconi, A. Bernasconi, D.L. Collins “On the classification of Temporal Lobe Epilepsy based on MR image appearance”, Proc. International Conference on Pattern Recognition, IEEE Computer Society, 1: 520-523,2002 An interim version of the method (intensity and trace features), with results on TLE seizure focus lateralization in HA patients, was published as a conference proceeding: o S. Duchesne, N. Bernasconi, A. Bernasconi, D.L. Collins “TLE lateralization using MR image intensity and registration features”, Proc. Medical Image Computing and Computer-Assisted Intervention, Springer-Verlag, 2879(1):367374 2003 A manuscript detailing the finalized method as discussed above (including changes to the statistical analysis) along with final results on TLE seizure focus lateralization in HA and NV patients, is under preparation for submission to NeuroImage (Dec 2004). Based on these promising results in TLE, a grant request was submitted to and accepted in the CIHR POP program (PI: D.L. Collins). We received 100K$ funding to apply this technique on early AD detection. 18 Finally, an application for patent has been submitted to the U.S. Patent Office on 18 Nov 2004: o D.L. Collins, S. Duchesne, Inventors, “Systems and Methods of Classification Utilizing Intensity and Spatial Data ”, U.S. Provisional Patent 6.6 Experiment 6 – Classification of subjects into normal aging, MCI and AD This experiment was performed using the German AD cohort, consisting of 15 clinical AD, 7 MCI and 22 NA with T1w MRI acquired after informed consent on a 1.5T Siemens Magnetom Vision scanner (3D sequence, TR=11.6ms, TE=4.9ms, FA = sagittal, 256 (SI) x 204 (AP) mm pixels, 1mm slices). All scans were corrected for intensity inhomogeneity, linearly registered in stereotaxic space and intensity normalized. Rectangular volumes of interest (VOI) were defined on the left and right MTL (80x52x60 voxels). Each VOI was further linearly and nonlinearly registered to a reference target image. Two features were defined for classification: the linear registered, normalized intensity and the trace of the Jacobian of the nonlinear deformation fields, providing a measure of local volume change. Normative spaces were created from 152 normal young subjects using principal components analysis of the intensity and trace VOIs. Pre-processed scans from the cohort subjects were projected in the normative spaces. Logistic regression (χ2 < 4.04 , P < 0.045) was used to identify significant eigenvectors that were then retained for forward stepwise linear discriminant analyses. With 12 eigenvectors (P-to-enter < 0.2) the classifier sensitivity to AD was 93% and to MCI 100%, while it achieved 100% specificity. These results indicate that MR data projected in multidimensional feature domains can adequately discriminate NA, AD and MCI populations. This single-scan, practical and objective method holds promise for AD or MCI detection from normal aging. These initial results on NA, AD and MCI classification are being submitted as conference proceedings: o S. Duchesne, J.C. Pruessner, S. Teipel, H. Hampel, D.L. Collins, “Successful AD and MCI differentiation from normal aging via automated analysis of MR image features”, submitted to Alzheimer’s Association International Conference on Prevention of Dementia, Washington D.C., June 2005 A manuscript based on those results is under preparation, to be submitted to Am. J. Psychiatry (Jan 2005). Further work on the Canadian cohort remains to be completed in order to accurately predict MCI conversion to AD using clinical quality scans. 6.7 Experiment 7 – Prediction of cognitive decline in MCI It is proposed to use the eigendistance technique, described in section 5.6, to assess and predict cognitive decline in MCI patients. To this end the Italian cohort (G. Frisoni, M.D.) will be analysed. At the time of writing, the clinical follow-up reported that 17 out 19 of 38 MCI patients in that cohort had worsened, that is they had lost 2 (or 4) MMSE score points at 12 (or 24) months follow-up. The goal of this experiment will be to assess and if possible predict this decline in those MCI patients. This work remains to be completed. 7. Contributions This thesis proposes novel methodologies for the study of various neurological diseases and disorders as well as new applications of existing techniques in those same areas. 7.1 Novel methodologies Novel methodologies include: o Area-based morphometry o Iterative atlas construction o VOI-based morphometry o Prediction of clinical evaluation scores from MR data 7.2 Novel applications Applications of novel and existing methodologies include: o VBM analysis of GM and WM in TLE HA; o VBM analysis of GM and WM in TLE NV; o VBM analysis of GM and WM in converting and non-converting MCI; o TLE surgical outcome prediction using area-based moprhometry; o Validation of automated hippocampal and amygdala segmentation in normal controls; o Lateralization of seizure focus in TLE using volume-based morphometry; o Differentiation of AD, MCI from normal aging using volume-based morphometry; o Prediction of conversion from MCI to AD using volume-based morphometry; o Prediction of cognitive decline in MCI 7.3 Publications to date o N. Bernasconi, S. Duchesne A. Janke, J. Lerch, D.L. Collins, A. Bernasconi “Whole-brain voxel-based statistical analysis of gray matter and white matter in temporal lobe epilepsy”, NeuroImage, 23(2):717-723, 2004 o S. Duchesne et al, “TLE surgery outcome prediction “, Proc. Medical Image Computing and Computer-Assisted Intervention, C. Barillot, D.R. Haynor, P. Hellier, Eds., Springer-Verlag, LNCS 3217:696-702, 2004 o S. Duchesne, N. Bernasconi, A. Bernasconi, D.L. Collins “On the classification of Temporal Lobe Epilepsy based on MR image appearance”, Proc. International Conference on Pattern Recognition, IEEE Computer Society, 1: 520-523,2002 20 o S. Duchesne, N. Bernasconi, A. Bernasconi, D.L. Collins “TLE lateralization using MR image intensity and registration features”, Proc. Medical Image Computing and Computer-Assisted Intervention, Springer-Verlag, 2879(1):367374 2003 o D.L. Collins, S. Duchesne, Inventors, “Systems and Methods of Classification Utilizing Intensity and Spatial Data ”, U.S. Provisional Patent o S. Duchesne, J.C. Pruessner, S. Teipel, H. Hampel, D.L. Collins, “Successful AD and MCI differentiation from normal aging via automated analysis of MR image features”, submitted to Alzheimer’s Association International Conference on Prevention of Dementia, Washington D.C., June 2005 8. Conclusion Imaging can assist in accurate and early diagnosis of many neurological diseases as well as identify possible targets for drug therapy. The proposed methods will facilitate the understanding of TLE, therapy follow-up and pre-surgical evalution and planning. They will also improve our ability to detect AD early and to differentiate it from normal aging or MCI; optimal therapeutic care can be provided if an early diagnosis is given, and can help in delivering drug therapy which may slow down the progression of the disease. 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Bernasconi Figure 2 - Etiology of temporal lobe epilepsy is characterized by neuronal loss and gliosis in the hippocampal and para-hippocampal region, evident when comparing a T1W MR transverse image from a normal control subject to a similar image from a TLE patient. 27 Epilepsy - Lateralization methods Surgically implanted EEG Automated aMRI analysis Histopathology Accuracy Single Photon Emission CT Positron Emission Tomography aMRI structure volumetry Surface EEG Clinical signs Invasiveness Figure 3 - Positioning of automated anatomical MR image analysis as a non-invasive and accurate method for lateralization of seizure focus in temporal lobe epilepsy patients (HA or NV). Alzheimer - Incidence/Prevalence All dementias Alzheimer’s - 75% .5% 1% 2% 4% Others - 25% 65 - 69 yrs 70 - 74 yrs 75 - 79 yrs 80 - 84 yrs 7% Wimo 2004 Cdn Wkg Gp 2000 85 + yrs Figure 4 - Incidence and world prevalence of Alzheimer's dementia shows an increasing and alarming trend as the life expectancy increases and populations age. 28 Alzheimer’s Dementia - Etiology Tangles Hippocampus (HC) Plaques http://www.neuropat.dote.hu http://www.biocell-interface.com Figure 5 - Etiology of AD shows neurofibrillary tangles and plaques (bottom right) from abnormal protein deposition leading to neuronal loss. Pathological studies have demonstrated that this initially affects the hippocampus (top right), the medial temporal lobes before resulting in widespread tissue loss (top left, 72 y.o. male AD patient, T1W MR coronal slice). MMSE Alzheimer - Progression 30 20 Time ? 0y 10 y Normal aging Normal aging MCI MMSE 24-30 MCI Mild AD MMSE 20-23 Moderate AD MMSE 10-19 10 Severe AD MMSE 0-9 D Adapted from Petrella 2003 Figure 6 - While normal aging individuals will experience a small decline in cognitive functions over time, MCI patients compose an at-risk group of converting to AD. From clinical diagnosis of dementia, the prognosis is 8-10 years. 29 Treatment efficacy Alzheimer - Early detection Histopathology Automated aMRI analysis Accuracy Positron Emission Tomography aMRI structure volumetry Single Photon Emission CT Apolipoprotein / CSF biopsy Treatment success ∝ early detection Neuropsychological testing Clinical signs (80%) T-5? T D Figure 7 - Positioning of automated anatomical MRI analysis as an early and accurate means of predicting cognitive decline and conversion to AD in at-risk populations. Voxel-based morphometry Volume from scanner to Talairach space Concentration threshold Classification Intensity inhomogeneity correction and normalization Concentration map smoothing Global LIN and NONLIN registration Nonisotropy Correction Generalized Linear modeling Thresholded T-stat image N ICBM 152 avg in stereotaxic space Figure 8 - Standard approach for voxel-based morphometry (Ashburner, 2000) consisting in pre-processing of images followed by classification and GM/WM smoothing. The concentration images are then statistically analysed via general linear modeling. Significant clusters from the resulting t-stat images are then computed using random Gaussian field theory. 30 Area-based morphometry Volume from scanner to Talairach space Intensity inhomogeneity correction and normalization Thresholded T-stat image Generalized Linear modeling Area selection Classification N Global LIN and NONLIN registration Concentration map smoothing Area Measure Classification +… N ICBM 152 avg in stereotaxic space Duchesne, MICCAI, 2004 Figure 9 - Schematic diagram for novel area-based morphometry methodology. The first step consists in a VBM study between two groups with different therapy outcome to identify the area of interest. GM and WM measures are then computed from voxels within those areas, and presented to a linear discriminant classifier. Structure-based morphometry Volume from scanner to Talairach space ANIMAL NONLIN registration ICBM 152 avg in stereotaxic space Deformation Field Atlas definition Inhomogeneity correction Global LIN registration AB NONLIN registration ICBM 152 avg in stereotaxic space Principal Components Analysis Appearance Matching Structure segmentation ICBM 152 avg in stereotaxic space Collins, IJPRAI 1997 Duchesne, NeuroImage 2002 Figure 10 - Schematic diagram of two possible atlas-based segmentation protocols (ANIMAL, AB) involving the computation of a nonlinear deformation field mapping features in source to reference image, and allowing the back-propagation of structures defined on the reference to the source space. 31 Iterative atlas construction Volume from scanner to Talairach space NONLIN registration Def field Atlas definition Inhomogeneity correction ICBM 152 6th generation avg Iterate until convergence Global LIN registration Differences with manual seg Move diff to ICBM 6th gen space ICBM 152 avg in stereotaxic space Average diff; select new voxels based on threshold Cropping and LIN registration Structure segmentation ICBM 152 6th generation avg Figure 11- Schematic diagram of proposed novel methodology for iterative atlas construction. After an initial estimate is provided, iterative optimization of a comparison measure is made by adding or substracting voxels to the atlas. Volume-based morphometry Intensity Volume from scanner to Talairach space LIN registration Normalization Principal Components Analysis New Data Projection Inhomogeneity correction Logistic Regression / Linear Discriminant Analyses ICBM 152 avg in stereotaxic space Global LIN registration and cropping to VOI Trace NONLIN registration ICBM 152 avg in stereotaxic space PC #2 Trace calculation X: LHA O: RHA Principal Components Analysis ICBM 152 avg in stereotaxic space Duchesne, MICCAI 2003 Figure 12 - Schematic diagram of novel volume-based morphometry methodology. A normative eigenspace is first created via principal components analysis of processed data (normalized intensity, trace) for a rectangular volume of interest (VOI) from a large 32 training group of normal control subjects. Secondly, VOIs from study subjects, including patients and additional normal controls, are projected in the multidimensional eigenspace created. Logistic regression is used to identify eigenvectors with the most discriminative power. The last step consists in linear discriminant analyses (LDA) used to classify the study subjects, based on their expressed eigencoordinates. 33