Five Star Wealth Managers

Transcription

Special Research and Advertising Section
Five Star
Wealth Managers
In a consumer study about dynamics between wealth
managers and their clients, Five Star Professional polled
wealth managers and consumers about communications. Both
groups said that connecting three to four times a year is the
right communications strategy, but expectations are not
aligned in all areas:
are financial advisors, financial planners, investment
advisors, tax advisors and estate planning attorneys.
• 2 9 percent of consumers want to be contacted by their
wealth manager whenever events require an update; only 7
percent of wealth managers say they contact clients based
on the impact of events.
Milwaukee Magazine and Five Star Professional partnered to
find wealth managers who satisfy 10 objective eligibility
and evaluation criteria that are associated with wealth
managers who provide quality services to their clients.
Among many distinguishing attributes, the average oneyear client retention rate for this year ’s award winners is
more than 96 percent.
• 63 percent of consumers say they receive the right amount
of communication from their wealth manager.
From research conducted by Five Star Professional, April 2011.
Wealth managers, broadly defined, are those
individuals who help you manage your financial
world and/or implement aspects of your financial
strategies. Common examples of wealth managers
How do you find a wealth manager with experience, who
has a good base of clients with high retention rates, and
who has undergone a regulatory and complaint review?
And when you find them, are they accepting new clients?
Don’t listen to other people. Investigate
for yourself. Be wary of advisers who say
they never had a down year.”
— Five Star Wealth Manager
A Select
Award
The 2013 Five Star Wealth Managers are a select group, representing less than 6 percent of the wealth
managers in the Milwaukee area.(1)
Although this list is a useful tool for anyone looking for help in managing their financial world or
implementing aspects of their financial strategies, it should not be considered exhaustive. Undoubtedly, there are many excellent
wealth managers who, for one reason or another, are not on this year’s list.
Award
In order to consider a broad population of high-quality wealth managers, award candidates
are identified by one of three sources: firm nomination, peer nomination or pre-qualification
based on industry standing. Self-nominations are not accepted. Milwaukee award candidates
were identified using internal and external research data, including a survey to more than
4,700 registered financial services professionals and all identified financial service companies in the area that are registered with
FINRA or the SEC.
Candidates
www.fivestarprofessional.com — FS 1
2013 Five Star Wealth Managers
2013 Milwaukee
Determination
Of Award Winners
Award candidates who satisfied 10 objective eligibility and evaluation criteria that are
associated with wealth managers who provide quality services were named 2013 Five Star
Wealth Managers.(2)
Eligibility Criteria – Required(3)
2013
1. C redentialed as an investment advisory representative (IAR), a FINRA-registered
representative, a CPA or a licensed attorney.
2. Actively employed as a credentialed professional in the financial services industry for a
minimum of five years.
3. Favorable regulatory and complaint history review.(4)
4. Fulfilled their firm review based on internal firm standards.
5. Accepting new clients.
The Five Star award goes to less
than 7 percent of wealth managers.
Evaluation Criteria – Considered
(3)
6. One-year client retention rate (the average one-year client retention rate of this year’s
award winners is more than 96 percent).
7. Five-year client retention rate.
8. Non-institutional discretionary and/or non-discretionary client assets administered (this
year’s award winners administer an average of $110 million in client assets).
9. Number of client households served (on average, this year’s award winners serve 308
households).
10. Education and professional designations.
Research
Disclosures
• Wealth managers do not pay a fee to be considered or
placed on the final list of Five Star Wealth Managers.
Insights from Five Star
Wealth Managers
Wishful thinking is not
planning. If you plan
for the worst, you will
never be unpleasantly
surprised.”
• The Five Star award is not indicative of the wealth manager’s future performance.
• Wealth managers may or may not use discretion in their practice and therefore may not manage
their clients’ assets.
• The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed
as an endorsement of the wealth manager by Five Star Professional or Milwaukee Magazine.
• Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future
investment success, nor is there any guarantee that the selected wealth managers will be awarded
this accomplishment by Five Star Professional in the future.
• F ive Star Professional is not an advisory firm, and the content of this article should not be
considered financial advice. For more information on the Five Star award and the research/
selection methodology, go to www.fivestarprofessional.com.
• (1) 2,672 award candidates in the Milwaukee area were considered for the Five Star Wealth
Manager award. 524 (approximately 20 percent of the award candidates) were named 2013 Five
Star Wealth Managers.
(2)
(3)
(4)
Wealth managers were required to certify that any information they provided was accurate.
Criteria 4, 8 and 9 do not apply to attorneys or CPAs.
As defined by Five Star Professional, the wealth manager has not:
• Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine.
• Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or
Five Star Professional’s consumer complaint process.
• Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority.
• Filed for personal bankruptcy.
• Been convicted of a felony.
Clients don’t care how
much you know until
they know how much
you care.”
Only invest in
something that
you understand.”
What matters most is
how you recover from
setbacks.”
Five Star Professional conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website. Five Star Professional also
uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists. Data submitted through these processes was applied per the above criteria:
• Each wealth manager who passes the Five Star Professional regulatory review must attest that they meet the definition of favorable regulatory history, based upon the criteria
listed above.
• Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager.
• Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the
opportunity to submit complaints regarding a wealth manager. More than 14,500 households in the Milwaukee area were contacted.
The Five Star Wealth Manager selection criteria was updated for the 2012 award year. 2005 – 2011 Five Star Wealth Managers scored highest in overall satisfaction based on feedback
from clients, peers and industry experts. No more than 7 percent of wealth managers receive the award each year. Contact Five Star Professional at [email protected] for
additional information regarding the selection process for 2005 – 2011 award winners.
FS 2 — www.fivestarprofessional.com
Business Planning
Gordon Miller ∙ Michael Best & Friedrich
Jim Cantrell ∙ Financial Strategies
Daniel Christensen ∙ Feld Schumacher &
Company
Philip Miller ∙ Weiss Berzowski Brady
Anthony Carini ∙ Benevest
Susan Minahan ∙ Michael Best & Friedrich
Paul Christian ∙ Robert W. Baird & Company
Thomas Kosler ∙ Kosler & Company
David Patzer ∙ Godfrey & Kahn
Roger Clark ∙ MWA Financial Advisors
Robert Storm ∙ Storm Balgeman Miller & Klippel
J. Lewis Perlson ∙ Michael Best & Friedrich
Anthony Consiglio ∙ Robert W. Baird & Company
Lisa Wood ∙ McNally Maloney & Peterson
Laura Petrie ∙ Petrie & Stocking
Estate Planning
Catherine Priebe ∙ Davis & Kuelthau
Dana Conway ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
John Affeldt ∙ Affeldt Law Offices
Stephanie Rapkin ∙ Stephanie G. Rapkin
Thomas Aul ∙ Aul Law
Mark Rogers ∙ Angermeier & Rogers
Page 39
Page 37
Page 33
Page 19
Richard Dallen ∙ Ameriprise Financial
Services, Inc. Page 12, 13 & 18
David Demore ∙ Westbury Wealth Management
Carl Baehr ∙ Franklin Financial Planning
Page 35
Katherine Shalbrack ∙ Robert W. Baird &
Company
Thomas Balgeman ∙ Storm Balgeman Miller &
Klippel
Mark Shiller ∙ Godfrey & Kahn
John Bannen ∙ Quarles & Brady
John Stocking ∙ Petrie & Stocking
Jeffrey Billings ∙ Godfrey & Kahn
William Swendson ∙ Swendson Fey Law
Christopher Doughty ∙ Alliance Wealth
Management
Andrew Brusky ∙ Brusky & Associates
Eido Walny ∙ Walny Legal Group
Robert DuCharme ∙ Global View Capital Advisors
Scott Burns ∙ Burns Law Offices
Jeff Cady ∙ The Private Client Group/U.S.
Bancorp Investments Page 8 & 9
Peter Sommerhauser ∙ Godfrey & Kahn
James Daly ∙ Quarles & Brady
Karl Anderson ∙ Morgan Stanley
Jennifer Damato ∙ Reinhart Boerner Van Deuren
Mike Arnow ∙ Sattell Johnson Appel Financial
Advisory
Daniel Dettlaff ∙ Dettlaff & Company
Kenneth Fleck ∙ Fleck Law Office
Page 14
George Audley ∙ Ameriprise Financial
Services, Inc. Page 12 & 13
John Augustine ∙ Augustine Financial
Page 39
George Evans ∙ Von Briesen & Roper
Page 35
Thomas Dornoff ∙ Morgan Stanley
James Dummert ∙ H Beck
Daniel Aiken ∙ Ziegler
Laurie Aleksandrowicz ∙ A to Z Financial
Planning Page 39
Kevin Demet ∙ Demet Law Firm
Greg Dietz ∙ New England Financial
Ellen Duhamel ∙ Morgan Stanley
Financial Planning
Terry Campbell ∙ Moertl, Wilkins, &
Campbell Page 22
Jeffrey Day ∙ The Day Wealth Management Group
James Dennik ∙ U.S. Bank Investments
Page 8 & 9
Anthony Barbeau ∙ Kyle Financial Services
Scott Dziubek ∙ Annex Wealth Management
Page 10 & 11
Julie Ellenbecker-Lipsky ∙ Ellenbecker Investment
Group
David Epstein ∙ Robert W. Baird & Company
Brian Faracy ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
Dana Felton ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
Patrick Fennelly ∙ Morgan Stanley
Gerard Flood ∙ Davis & Kuelthau
Brian Barber ∙ AXA Advisors
Tim Fitzpatrick ∙ Ameriprise Financial
Kathleen Gray ∙ Quarles & Brady
Patricia Beine ∙ Global View Capital Advisors
Ken Flannery ∙ New England Financial
Carl Holborn ∙ O’Neil Cannon Hollman Dejong
& Laing
Randall Benedict ∙ Ameriprise Financial
Spencer Frank ∙ Ziegler Wealth Management
Leonard Jastroch ∙ Jastroch & Labarge
Kathleen Berndt ∙ First Allied Securities
Robert Johnston ∙ Special Needs Planning/
Principal Financial Group
Halien Besaw ∙ Robert W. Baird & Company
Charles Jones ∙ Jones Law Offices
Page 40
John Bleidorn ∙ Bleidorn Tax & Investment
Services
James Franke ∙ Franke Martens Group
Page 35
Jose Freyre ∙ Monarch Wealth Management
Page 36
Tom Gagliano ∙ Morgan Stanley
Mike Kaiser ∙ Kaiser Holahan
Douglas Bolter ∙ Integrity Financial Advisors
Jeffrey Gawelski ∙ Robert W. Baird & Company
Robert Kuelthau ∙ Davis & Kuelthau
James Bors ∙ Robert W. Baird & Company
Daniel Geigler ∙ Morgan Stanley
Stephen Lasky ∙ Moertl, Wilkins & Campbell
Page 22
Christopher Brackman ∙ Brackman Financial
Strategies
Dennis Geigler ∙ Morgan Stanley
Kristi Leswing ∙ Godfrey & Kahn
Kathryn Braun ∙ Jannsen Company
Julie Luedtke ∙ The Insurance Shoppe/Principal
Financial Group
Chris Brennan ∙ B.C. Ziegler and Company
Gregg Brzeski ∙ Allstate Financial Services
Thomas McGinn ∙ Miller McGinn & Clark
Michael Grabowski ∙ Insight Accounting &
Financial Consulting
Carol Busche ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
Sharon Green ∙ Storm Fischer Investment
Group Page 20
Sally Merrell ∙ Von Briesen & Roper
Dan Gilipsky ∙ Robert W. Baird & Company
Matthew Goihl ∙ SJA Financial Advisory
Award winners listed by primary services and listed alphabetically by last name.
Marvin Groom ∙ U.S. Bancorp
Page 8 & 9
Jeffrey Lehrer ∙ Northland Securities
Kevin Reardon ∙ Shakespeare Wealth
Management Page 33
Daniel Gundrum ∙ Robert W. Baird & Company
Amy Ley ∙ MPC Advisers
Jennifer Haldemann ∙ Robert W. Baird &
Company Page 29
Donald Lindgren ∙ Epping Lindgren & Ketchpaw
Financial Services
Michael Halvey ∙ Ameriprise Financial
Shannon Lutze ∙ Ameriprise Financial
Michael Haubrich ∙ Financial Service Group
John Luy ∙ Robert W. Baird & Company
Scott Richardson ∙ Richardson Financial Group
Allen Heckendorf ∙ Principal Financial Group
Terence Lynch ∙ RBC Wealth Management
Andrew Richman ∙ Richman Financial Services
Scott Herrmann ∙ Thrivent Financial
Randall Malone ∙ Malone Financial Services
Christopher Heus ∙ John Hancock Financial
Network
Amanda Manske ∙ Prime Financial Services
Page 24
John Richmond ∙ Richmond Investment
Services Page 32
Tom Hille ∙ Ameriprise Financial Services, Inc.
Page 12 & 13
Thomas Massnick ∙ Thrivent Financial
Cory Hoffman ∙ U.S. Bancorp Investments
Page 8 & 9
Paula Hogan ∙ Paula Hogan
Page 29
Mark Homan ∙ Diversified Management
Rick Hopf ∙ LPL Financial
Jessica Mathias ∙ Ameriprise Financial
Eric Mazemke ∙ 1 Investment Services
st
Maureen McCabe ∙ Maureen McCabe
Patrick McCabe ∙ New York Life
Megan McCulloch ∙ Paladin Partners
Andrew Houte ∙ MetLife Resources
Michael McKillip ∙ The Financial Centre
Jerry Huggett ∙ AXA Advisors
Bill Meier ∙ Morgan Stanley
Steven Indermuehle ∙ Morgan Stanley
James Meyer ∙ Thrivent Investment Management
Terry Jannsen ∙ Jannsen Company
Bryan Johnson ∙ Robert W. Baird & Company
Joleen Kane ∙ Ellenbecker Investment Group
Mark Karpfinger ∙ Ameriprise Financial
Jeremy Keil ∙ Thrivent Financial
Scott Keith ∙ Robert W. Baird & Company
Steven Kellogg ∙ Robert W. Baird & Company
Mark Kelly ∙ Raymond James
Yogesh Khatri ∙ Eagle Strategies
Christine King ∙ Ameriprise Financial
Robert King ∙ Robert W. Baird & Company
Suzanne King ∙ Robert W. Baird & Company
David Klapatch ∙ SII Investments
Page 23
Page 30
Justin “Cody” Klawitter ∙ Thrivent Financial
Linda Koch ∙ Koch Financial & Investment
Services
Michael Koerner ∙ Annex Wealth Management
Page 10 & 11
Michael Meyer ∙ Thrivent Financial
Jason Miller ∙ Diversified Management
Richard Reinbold ∙ Cent Wealth Management
Page 32
Dominic Rice ∙ MPC Advisers
Page 23
Michael Richardson ∙ Richardson Financial Group
Skip Riley ∙ Riley and Lowe Financial
Solutions Page 32
Brian Roell ∙ Roell Capital Management
Jason Ryan ∙ U.S. Bancorp Investments
Page 8 & 9
Andrew Schaser ∙ Thrivent Financial
Joseph Schilz ∙ Annex Wealth Management
Page 10 & 11
Nathaniel Schlotthauer ∙ FNB Hartford
Investment Services
Jonathan Schomberg ∙ Ameriprise Financial
Gregg Shaffer ∙ Morgan Stanley
Kevin Shepard ∙ Merrill Lynch
Christopher Mitchell ∙ Investors Advisory Group
David Spano ∙ Annex Wealth Management
Page 10 & 11
Daniel Morrisey ∙ Robert W. Baird & Company
Patricia Stapelkamp ∙ Morgan Stanley
Van Mueller ∙ New England Financial
Russell Stoeckler ∙ Stoeckler Financial
Richard Nagel ∙ Nagel Wealth Management
Page 37
Eugene Szaj ∙ Disciplined Financial Services
Rick Napholz ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
Thomas Tenuta ∙ Robert W. Baird & Company
Robert Teofilo ∙ Annex Wealth Management
Page 10 & 11
Kevin Nemoir ∙ Annex Wealth Management
Page 10 & 11
Brian Thiet ∙ AXA Advisors
Michael Nowack ∙ Robert W. Baird & Company
David Thuli ∙ Morgan Stanley
Paul Nowak ∙ Annex Wealth Management
Page 10 & 11
Paul Tourville ∙ Next Level Planning & Wealth
Management
Scott Nowak ∙ H Beck
Deb Trapman ∙ Cambridge Investment Research
Sarah Oberhofer ∙ Investors Advisory Group
Wade Ullsperger ∙ New England Financial
Chad Osmanski ∙ Robert W. Baird & Company
Thomas Waldkirch ∙ Robert W. Baird & Company
Francis O’Toole ∙ MetLife Securities
Lori Watt ∙ Investors Advisory Group
Greg Pauly ∙ Robert W. Baird & Company
Betty Wellhoeferhill ∙ Robert W. Baird &
Company
Page 38
Susie Kostrivas ∙ Ziegler Wealth Management
Christopher Peck ∙ Franklin Financial
Consulting Page 37
Michael Kratzer ∙ MK Financial Group
Sara Pitcel ∙ Morgan Stanley
Paul Westphal ∙ Robert W. Baird & Company
Daniel Krueger ∙ Annex Wealth Management
Page 10 & 11
Kelly Randa ∙ KFM Financial Consultants
Brian White ∙ Spectrum Investment Advisors
Jean Range ∙ Ellenbecker Investment Group
Michael White ∙ Prime Financial Services
Page 24
Bernadette Lanser ∙ Morgan Stanley
Don Weltzien ∙ RBC Wealth Management
Scott Wick ∙ RBC Wealth Management
Mark Bisbach ∙ Morgan Stanley
Joseph Wilson ∙ Morgan Stanley
Michael Bishop ∙ Robert W. Baird & Company
Page 39
Andrew Wiziarde ∙ B.C. Ziegler and Company
Gregory Bisser ∙ U.S. Bancorp
Kenneth Wolfe ∙ Raymond James
Melvin Blann ∙ U.S. Bancorp
Mark Zalewski ∙ Robert W. Baird & Company
Karen Bliske ∙ Wells Fargo Advisors, LLC
Jake Zarling ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
John Bodden ∙ Annex Wealth Management
Page 10 & 11
Russ Zarling ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
Aris Bofiles ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
Insurance
Thomas Bongard ∙ Wells Fargo Advisors, LLC
Steven Clasen ∙ Thrivent Financial for Lutherans
Steve Jaeger ∙ M Barrington Corporation
Page 8 & 9
Page 8 & 9
Peggy Boris ∙ Richmond Investment Services/
LPL Financial Page 32
Daniel Bowerman ∙ Wells Fargo Advisors, LLC
Kurt Roemer ∙ AXA Advisors
Andrew Boyd ∙ RBC Wealth Management
Jana Schoberg ∙ MWA Financial Services
Clay Brandt ∙ Wells Fargo Advisors, LLC
Investments
Gregory Branson ∙ Wells Fargo Advisors, LLC
Charles Albrecht ∙ Wells Fargo Advisors, LLC
Page 28
Curt Brewer ∙ Robert W. Baird & Company
Deborah Albright ∙ Morgan Stanley
Gregory Britsch ∙ Tri City Investments
James Alioto ∙ Wells Fargo Advisors, LLC
Robert Brooks ∙ Cleary Gull
Marc Amateis ∙ Landaas & Company
Mary Brown ∙ Campbell Newman Asset
Management
David Andera ∙ Capital Investment Services of
America
Donald Anderson ∙ Morgan Stanley
Page 14
Dennis Ansay ∙ B.C. Ziegler and Company
Michael Aschberger ∙ ING Financial Partners
Page 35
James Baker ∙ MetLife
Laura Barry ∙ Baker Tilly Investment Advisors
Page 15
Jeffry Brigman ∙ Legacy Capital Partners
Joseph Buday ∙ Robert W. Baird & Company
Daniel Buehrle ∙ Principal Financial Group
Frank Busalacchi ∙ Integrity Wealth Management
Diane Byrne ∙ Ellenbecker Investment Group
Chuck Cairns ∙ Robert W. Baird & Company
David Carroll ∙ Cleary Gull
Doug Chellevold ∙ Wells Fargo Advisors, LLC
Allen Dearing ∙ Annex Wealth Management
Page 10 & 11
Michael Debbink ∙ RBC Wealth Management
Daryl Devorkin ∙ Morgan Stanley
Robert Di Donato ∙ Ameriprise Financial
Jeffrey Diel ∙ Wells Fargo Advisors, LLC
Page 16
Adam Drake ∙ Highland Investment Advisors
Thomas Duffey ∙ Robert W. Baird & Company
Gary Dunco ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
Thomas Eck ∙ Cortina Asset Management
Justin Eigner ∙ Wells Fargo Advisors, LLC
Eric Elias ∙ AXA Advisors
Kevin Ellis ∙ Kyle Financial Services
Dennis Engel ∙ Robert W. Baird & Company
John Ethington ∙ Robert W. Baird & Company
Charles Evans ∙ Marietta Investment Partners
Sean Fahey ∙ Investment Center of Grafton
Jerry Faust ∙ Edward Jones
Cindy Storm Fischer ∙ Storm Fischer Investment
Group
Dina Fliss ∙ Global View Capital Advisors
Michael Friedrich ∙ Alliance Wealth Management
John Gamache ∙ Gamache Retirement Account
Management
Ali Garba ∙ Morgan Stanley
James Gehring ∙ Edward Jones
Barbara Baron ∙ Wells Fargo Advisors, LLC
Robert Chernow ∙ RBC Wealth Management
Lori Gervais ∙ The Gervais Group/Robert W.
Baird & Company
Lori Baumann ∙ Robert W. Baird & Company
Michael Cleary ∙ Cleary Gull
Philip Geygan ∙ RBC Wealth Management
Anthony Beadell ∙ Ad Beadell Investment Counsel
Nan Cleveland ∙ Cleveland Hauswirth Investment
Management
Blaine Gibson ∙ Robert W. Baird & Company
Jim Beaudoin ∙ BCP
Paul Becht ∙ Wells Fargo Advisors, LLC
Edward Behling ∙ U.S. Bancorp
Page 8 & 9
Michael Bell ∙ U.S. Bancorp Investments
Page 8 & 9
Susan Bellehumeur ∙ Robert W. Baird & Company
Gregory Berg ∙ Wells Fargo Advisors, LLC
Page 16
Antony Close ∙ B.C. Ziegler and Company
Page 40
John Cobey ∙ Wells Fargo Advisors, LLC
Paul Coldagelli ∙ Landaas & Company
Jim Collicott ∙ The Mutual Fund Store
JoAnn Corrao ∙ Morgan Stanley
Steven Craig ∙ Morgan Stanley
Kathleen Beronja ∙ Robert W. Baird & Company
Penny Cruse ∙ Robert W. Baird & Company
William Berrall ∙ Wells Fargo Advisors, LLC
Jay Czarapata ∙ Baker Tilly Investment
Advisors Page 15
David Bier ∙ Merrill Lynch
John Bill ∙ Manchester Investments
Christopher Czarnecki ∙ Morgan Stanley
Steven Giles ∙ Landaas & Company
Randy Godsell ∙ Godsell & Hughes Financial
Michael Goldammer ∙ Morgan Stanley
Craig Gonn ∙ Vision Financial Services
Dave Gordee ∙ Edward Jones
Christopher J. Grant ∙ Grant Koehler & Levin
Scott Grittinger ∙ McCarthy Grittinger Weil
Financial Group
David Gwidt ∙ Wells Fargo Advisors, LLC
James Habanek ∙ Pennant Management
Joel Hassler ∙ Charter Capital Management
Page 17
Jean Hauenstein ∙ Wells Fargo Advisors, LLC
Page 36
Dan Hawley ∙ Robert W. Baird & Company
Bradley Heberlein ∙ U.S. Bancorp Investments
Page 8 & 9
Joseph Heil ∙ Morgan Stanley
Mark Heinen ∙ Wells Fargo Advisors, LLC
Page 36
Clifford Henrickson ∙ Robert W. Baird &
Company
Jeffrey Krause ∙ Morgan Stanley
Joseph Moore ∙ Wells Fargo Advisors, LLC
William Krohn ∙ RBC Wealth Management
Bary Morgan ∙ Robert W. Baird & Company
Mary Ellen Krueger ∙ Aspiriant
Timothy J. Moriarty ∙ Morgan Stanley
Bradley Kudick ∙ U.S. Bancorp Investments
Page 8 & 9
David Morris ∙ RBC Wealth Management
Kurt Kuettel ∙ Wells Fargo Advisors, LLC
Susan Kuhlenbeck ∙ Investors Advisory Group
Denison Kummrow ∙ Morgan Stanley
Ronald Morris ∙ Retirement Plan Solutions
David Moxom ∙ Wells Fargo Advisors, LLC
Dean Muller ∙ Morgan Stanley
Trent Muller ∙ Morgan Stanley
Robert Lagrant ∙ Charles Schwab
Alan Henry ∙ Wells Fargo Advisors, LLC
Robert Landaas ∙ Landaas & Company
Dan Murphy ∙ Great Midwest Financial Center
Page 30
Luke Hesprich ∙ Hartford Savings Bank
Robert Lapointe ∙ Jacobus Wealth Management
Gregory Nebel ∙ Wells Fargo Advisors, LLC
William Hienz ∙ Robert W. Baird & Company
Dante Laporte ∙ Wells Fargo Advisors, LLC
Mark Neitzel ∙ Edward Jones
Stephen Hoch ∙ Robert W. Baird & Company
Page 29
Peter Lautmann ∙ Kitzinger Lautmann Capital
Management
Hollie Nelson ∙ Robert W. Baird & Company
Page 40
James Hodge ∙ Robert W. Baird & Company
Christopher Leberfing ∙ Robert W. Baird &
Company
Meilyn Nelson ∙ Nelson Financial Group
Scott Howard ∙ Edward Jones
Peter Hundt ∙ Hundt Financial Services/SII
Investments
Charles Hurtgen ∙ MPC Advisers
Page 23
Paul Jackson ∙ Wells Fargo Advisors, LLC
Page 36
Jeffrey Jaeger ∙ RBC Wealth Management
Boyd Janto ∙ Wells Fargo Advisors, LLC
Brian Lehky ∙ Dana Investment Advisors
Randal Leonard ∙ Robert W. Baird & Company
Joan Lerose ∙ Morgan Stanley
Kate Lewis ∙ ING Financial Partners
Page 27
Roberta Lewis ∙ Wells Fargo Advisors, LLC
Darren Liberski ∙ Disciplined Financial Services
Derek Jelinski ∙ Brookhill Financial
Ken Lobins ∙ Ameriprise Financial Services,
Inc. Page 12 & 13
Steven Jensen ∙ Wells Fargo Advisors, LLC
Lisa Lopacinski ∙ ISB Financial Services
Robert Joehnk ∙ Wells Fargo Advisors, LLC
James Luecke ∙ The Sterling Group
Michael Jungen ∙ Jungen & Company Financial
Advisers
Steve Luterbach ∙ Ziegler Wealth Management
Dan Kern ∙ Robert W. Baird & Company
James Kieckhaefer ∙ Wells Fargo Advisors, LLC
Robert Kieckhefer ∙ LPL Financial
Page 21
Kevin Kiesig ∙ U.S. Bancorp Investments
Page 8 & 9
Mark Kindler ∙ Robert W. Baird & Company
Peter Kirsch ∙ Kirsch Financial
Kathy Klein ∙ Marietta Investment Partners
Jeff Kleine ∙ Wells Fargo Advisors, LLC
Gordon Knutson ∙ Ziegler Wealth
Management Page 40
Daniel Kolb ∙ RBC Wealth Management
Peter Kontich ∙ Wells Fargo Advisors, LLC
Gregory Kostka ∙ Morgan Stanley
Jeffrey Kralovec ∙ Next Generation Wealth
Management
Michael Kramer ∙ Ziegler Wealth Management
David Nevinski ∙ First Midwest Securities
Bradley Niswonger ∙ Robert W. Baird & Company
William Oberbeck ∙ Wells Fargo Advisors, LLC
Bradley Olson ∙ Oak Tree Financial Services
Kevin Omeara ∙ Robert W. Baird & Company
Richard Ormsby ∙ Merrill Lynch
William Otto ∙ Investors Advisory Group
Joshua Palleon ∙ BMO Harris Private Bank
Lynn Pavlic ∙ Morgan Stanley
Dean Pennebecker ∙ Planners Financial Group
Gary Peppel ∙ Morgan Stanley
Ron Luthra ∙ U.S. Bancorp Investments
Page 8 & 9
William Perry ∙ Perry Capital Management
Geoffrey “Rip” MaClay ∙ Cedarwinds
Investment Management Page 28
Jeffrey Peterson ∙ Landaas & Company
Brian Magennis ∙ ING Financial Partners
Page 27
Sherry Plevak ∙ Edward Jones
Craig Peterman ∙ Morgan Stanley
Robert Phelps ∙ Oarsman Capital
Page 31
Gregory Mahalick ∙ Amp Wealth Management
Scott Pochowski ∙ Patriot Financial
William Manders ∙ Wells Fargo Advisors, LLC
Thomas Portz ∙ Sterling Capital Management
Keith Martens ∙ Morgan Stanley
Eli Potkonjak ∙ LPL Financial
David Massart ∙ Next Generation Wealth
Management
Timothy Prasch ∙ Wells Fargo Advisors, LLC
Dan Matola ∙ Jacobus Wealth Management
Florence Prospero ∙ Wells Fargo Advisors, LLC
Katherine McCombe ∙ Morgan Stanley
Alan Purintun ∙ Oarsman Capital
Daniel McKelvey ∙ Investment Center of Grafton
Peter Quehl ∙ Wells Fargo Advisors, LLC
Brian Menzel ∙ American Portfolio Financial
Advisors
Ramu Ramiah ∙ Ramiah Investment Group
Page 37
Paul Presti ∙ Fund Management Corporation
Anthony Mescher ∙ Talmer Financial
Thomas Ramsett ∙ Rozman Wealth
Management Page 25
Mark Mirsberger ∙ Dana Investment Advisors
Michele Randall ∙ Randall & Pobar
Page 31
Darryl Witkowski ∙ Wells Fargo Advisors, LLC
Page 40
Timothy Reynolds ∙ Aspiriant
Alan Sternberg ∙ U.S. Bancorp Investments
Rebecca Richardson ∙ Robert W. Baird &
Company
George Stewart ∙ ING Financial Partners
Page 27
Matthew Richmond ∙ Richmond Investment
Services Page 32
Frank Stockinger ∙ Elm Grove Investment Group
Todd Zaeske ∙ Wells Fargo Advisors, LLC
Max Stoka ∙ Wells Fargo Advisors, LLC
Adrian Zilvetti ∙ Disciplined Financial Services
Pamela Stubler ∙ Johnson Investment Services
Taxation
Adam Rick ∙ RBC Wealth Management
Joseph Rifelj ∙ Wells Fargo Advisors, LLC
Page 28
Daniel Ringsred ∙ Denali Wealth Management
Dirk Robichaud ∙ Wells Fargo Advisors, LLC
Robert Roenitz ∙ Morgan Stanley
Scott Sullivan ∙ Robert W. Baird & Company
William Svoboda ∙ Hobert & Svoboda
Page 34
Allan Carneol ∙ Zetley Carneol & Stein
Thomas Sweet ∙ New England Financial
David Szatkowski ∙ Northern Oak Capital
Management Page 38
Arthur Rothschild ∙ Landaas & Company
Paul Tereshchenko ∙ SII Investments
Kurt Rozman ∙ Rozman Wealth Management
Page 25
Kyle Tetting ∙ Landaas & Company
Michael Sadoff ∙ Sadoff Investment Management
Ronald Sadoff ∙ Sadoff Investment Management
Ryan Savage ∙ Robert W. Baird & Company
Page 30
Page 23
Eric Thomson ∙ Edward Jones
Thomas F. Schmid ∙ Robert W. Baird & Company
Sharon Schmiedel ∙ Wells Fargo Advisors, LLC
Josh Traudt ∙ Ziegler
Kenneth Schneider ∙ Wells Fargo Advisors, LLC
Todd Turowski ∙ MetLife
Peter Schumacher ∙ Cleary Gull
Joseph Veranth ∙ Dana Investment Advisors
Michael Sellinger ∙ Cleveland Hauswirth
Investment Management
D.J. Verhaalen ∙ U.S. Bancorp Investments
Page 8 & 9
Paul Serdynski ∙ Rozman Wealth Management
Page 25
David Vollmar ∙ B.C. Ziegler and Company
Page 38
Susan Simon ∙ Wells Fargo Advisors, LLC
Page 40
Jack Simpson ∙ Raymond James Financial Services
Ignatius Smetek ∙ Arcataur Capital Management
Daniel Glaser ∙ Charter Capital Management
Page 17
Tim Harris ∙ Kerber Eck & Braeckel, CPA
Kyle Thomas ∙ MetLife
Peter Tourville ∙ Next Level Planning & Wealth
Management
Michael Shannon ∙ Morgan Stanley
Edward David ∙ Accounting & Business
Management
Joel Guthmann ∙ Harbour Investments
Kirk Thode ∙ Morgan Stanley
Craig Thompson ∙ MPC Advisers
Don Bristol ∙ Bristol & Company
Dennis Bureta ∙ Dennis Bureta, CPA
Steven Romagna ∙ Wells Fargo Advisors, LLC
Bryan Sadoff ∙ Sadoff Investment Management
Meg Yost ∙ Robert W. Baird & Company
Mark Jubelirer ∙ Schenck
Andrew Komisar ∙ Komisar Brady & Company
William Komisar ∙ Komisar Brady & Company
Deborah Kossow ∙ CliftonLarsonAllen
Bruce Krueger ∙ Andaloro Smith & Krueger
Martina Kummer ∙ Kummer Associates
James Mohr ∙ James L. Mohr & Associates
Jon Neal ∙ The Neal Group
Eve Romersi ∙ Scribner, Cohen and Company
Page 26
George Vranes ∙ Citizens Investment Services
Page 38
Eric Trost ∙ SVA Certified Public Accountants
John Wagner ∙ B.C. Ziegler and Company
David Werner ∙ Scribner, Cohen and
Company Page 26
Gregory Wait ∙ Falcons Rock Investment Counsel
Jean Wangard ∙ Wangard Investment Management
Daniel Wasserman ∙ Wasserman & Associates
Dawn Wittak ∙ Scribner, Cohen and
Company Page 26
Chris Smith ∙ Robert W. Baird & Company
Jeffrey Wangard ∙ Wangard Investment
Management
Paul Smith ∙ Morgan Stanley
Robert Warner ∙ Cleary Gull
Christine Smyth ∙ Marietta Investment Partners
Paul Wartman ∙ RBC Wealth Management
Trust Services
Patrick Sommerfield ∙ PJS Investment
Management Page 34
Nicholas Webster ∙ RBC Wealth Management
Timothy Aik ∙ BMO Harris Private Bank
Michael Weil ∙ McCarthy Grittinger Weil
Financial Group
Diane O’Connor ∙ O’Connor & Sachs
Kirk Spano ∙ Bluemound Asset Management
Rocky Sperka ∙ U.S. Bank Private Client
Reserve Page 8 & 9
Leon Spheeris ∙ RBC Capital Markets
Timothy Stasinoulias ∙ Aegis Wealth Advisors
Robert Stawicki ∙ Wells Fargo Advisors, LLC
Joseph Zaks ∙ Joseph D. Zaks, CPA
Robert Ziegler ∙ Ziegler Taves & Martin
Nelson Weine ∙ Landaas & Company
Nathan Westphal ∙ Wells Fargo Advisors, LLC
Stacy Williams ∙ Robert W. Baird & Company
Nicholas Wilson ∙ Jacobus Wealth Management
Chuck Winn ∙ Next Financial Group
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and the federally registered CFP (with flame logo) in the U.S., which it awards to
individuals who successfully complete CFP Board’s initial and ongoing certification requirements. The Chartered Financial Consultant credential [ChFC®] is a financial planning designation
awarded by The American College.
Left to right: Seated: Multi-year winner Jeff Cady, Financial Advisor; 2013 winners Cory Hoffman, Financial Advisor; and Mike Bell, Financial Advisor;
Multi-year winner Kevin Kiesig, Financial Advisor; Standing: Multi-year winners Jim Dennik, Financial Advisor; Ed Behling, Financial Advisor;
Gregg Bisser, Financial Advisor; and DJ Verhaalen, Financial Advisor; 2013 winner Ron Luthra, Financial Advisor; Multi-year winners Jason Ryan, Financial
Advisor; Brad Heberlein, Financial Advisor; Marv Groom, Financial Advisor; Brad Kudick, Financial Advisor; Rocky Sperka, Wealth Management Advisor;
and Mel Blann, Financial Advisor
Congratulations
Congratulations
toto
Our
Our
Five
Five
Star
Star
Wealth
Wealth
Managers
Managers
• Comprehensive
• Comprehensive
wealth
wealth
management
management
solutions
solutions
• Highly
• Highly
personalized
personalized
service
service
and
and
expert
expert
advice
advice
• Long
• Long
history
history
of of
U.S.
U.S.
Bancorp
Bancorp
financial
financial
strength
strength
and
and
stability
stability
since
since
1863
1863
U.S.U.S.
Bancorp
Bancorp
Investments,
Investments,
Inc.Inc.
Financial
Financial
Advisors,
Advisors,
*U.S.
*U.S.
Bank
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Wealth
Wealth
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proud
proud
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of our
professionals.
professionals.
They
They
represent
represent
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a larger
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of wealth
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professionals
professionals
who
who
help
help
individuals
individuals
and
and
families
families
build,
build,
manage,
manage,
preserve
preserve
and
and
transfer
transfer
their
their
wealth.
wealth.
Whether
Whether
youyou
areare
in the
in the
early
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stages
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career
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or or
reaping
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rewards
rewards
of of
hard
hard
work,
work,
ourour
financial
financial
experts
experts
work
work
closely
closely
with
with
youyou
to to
address
address
your
your
complex
complex
financial
financial
needs.
needs.
U.S.U.S.
Bancorp
Bancorp
Wealth
Wealth
Management
Management
provides
provides
youyou
with
with
sophisticated
sophisticated
wealth
wealth
management
management
strategies,
strategies,
exceptional
exceptional
advice
advice
and
and
personalized
personalized
service.
service.
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• West
• West
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53214
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Office:
Office:
(262)
(262)
741-6313
741-6313
[email protected]
[email protected]
• usbank.com
• usbank.com
Investment
Investment
products
products
are not
are anot
deposit,
a deposit,
are not
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any federal
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Investment
Investment
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products
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and services
are available
are available
through
through
U.S. U.S.
Bancorp
Bancorp
Investments,
Investments,
Inc., Inc.,
member
member
FINRAFINRA
and SIPC,
and SIPC,
an investment
an investment
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and aand
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BankBank
is notis responsible
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not guarantee
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parties.
To receive
To receive
the 2012
the 2012
and/or
and/or
the 2013
the 2013
Five Five
Star Wealth
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Manager
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Consumer
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and surveys
and surveys
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are promoted
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advertising,
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the Five
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andFive
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Five Five
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defines
defines
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and complaint
and complaint
history
history
(as of(asMarch
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2013)2013)
to mean
to mean
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ThoseThose
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Find Find
full measurement
full measurement
formulas
formulas
and information
and information
on www.fivestarprofessional.com.
on www.fivestarprofessional.com.
The 2012
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and/or
and/or
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the 2013
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not pay
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this accomplishment
by Five
by Five
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the quality
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provided
to clients.
to clients.
The inclusion
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of a wealth
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manager
on the
on Five
the Five
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an endorsement
of theof wealth
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by Five
by Five
Star Star
Professional
Professional
or Milwaukee
or Milwaukee
Magazine.
Magazine.
*For *For
U.S. U.S.
BankBank
employees,
employees,
nominations
nominations
are made
are made
by the
by local
the local
Market
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and Market
and Market
Development
Development
Manager.
Manager.
Nominees
Nominees
havehave
achieved
achieved
the designation
the designation
of Certified
of Certified
PublicPublic
Accountant,
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or degree
or degree
of Juris
of Juris
Doctorate,
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havehave
met met
the bank’s
the bank’s
standards
standards
for nominations,
for nominations,
havehave
beenbeen
employed
employed
at minimum
at minimum
5 years
5 years
in thein financial
the financial
services
services
industry,
industry,
are currently
are currently
accepting
accepting
new new
clients
clients
and comply
and comply
withwith
all other
all other
criteria
criteria
listedlisted
above.
above.
U.S. U.S.
BankBank
and its
andrepresentatives
its representatives
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do provide
not provide
tax and
tax legal
and legal
advice.
advice.
U.S.
U.S.Bancorp
BancorpWealth
WealthManagement
Management
Annex Wealth Management, LLC
Left to right: Seated: Two-year winner Michael Koerner; four-year winner Al Dearing; Middle row: Two-year winner Kevin Nemoir, CFP®;
2013 winner Robert Teofilo; three-year winner Dave Spano, CFP®, President/CEO; Mark Beck, Director of Wealth Management Services;
three-year winner John Bodden; Back row: Three-year winner Paul Nowak; two-year winner Scott Dziubek, CFP®; Mark Oswald, Managing Partner/CCO;
2013 winner Dan Krueger; two-year winner Joe Schilz; Derek Felske, CFA®, CIO
Independent
Independent
Advice.
Advice.
Complete
Complete
Financial
Financial
Solutions.
Solutions.
• Committed
• Committed
to to
working
working
forfor
youyou
onon
a fee
a fee
basis
basis
as as
a fiaduciary
fiduciary
• Proactive
• Proactive
management
management
of your
of your
investment
investment
portfolio
portfolio
• Personalized
• Personalized
retirement
retirement
planning
planning
and
and
wealth
wealth
management
management
solutions
solutions
Choosing
Choosing
a financial
a financial
partner
partner
is about
is about
integrity,
integrity,
expertise
expertise
andand
service.
service.
At At
Annex
Annex
Wealth
Wealth
Management,
Management,
wewe
combine
combine
independence,
independence,
expertise,
expertise,
value
value
andand
service
service
to provide
to provide
wealth
wealth
management
management
services
services
focused
focused
on on
helping
helping
ourour
clients
clients
plan
plan
for for
their
their
personal
personal
goals
goals
andand
manage
manage
their
their
financial
financial
resources.
resources.
WeWe
strive
strive
to earn
to earn
a reputation
a reputation
for for
excellence
excellence
by offering
by offering
unbiased
unbiased
andand
objective
objective
advice
advice
coupled
coupled
with
with
outstanding
outstanding
client
client
service.
service.
WeWe
stand
stand
by by
ourour
commitment
commitment
to invest
to invest
responsibly
responsibly
andand
deliver
deliver
client-oriented
client-oriented
solutions,
solutions,
andand
because
because
wewe
work
work
for for
you,
you,
wewe
keep
keep
oneone
eyeeye
on on
costs
costs
andand
thethe
other
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on on
results.
results.
WeWe
areare
committed
committed
to putting
to putting
your
your
best
best
interests
interests
first,
first,
working
working
for for
youyou
in ainfiduciary
a fiduciary
capacity
capacity
on on
a fee
a fee
basis.
basis.
TheThe
advisors
advisors
at Annex
at Annex
areare
an an
experienced
experienced
andand
knowledgeable
knowledgeable
team
team
of professionals.
of professionals.
Every
Every
advisor
advisor
values
values
thethe
personal
personal
relationships
relationships
wewe
have
have
with
with
ourour
clients.
clients.
WeWe
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in serving
in serving
thethe
needs
needs
of our
of our
clients
clients
andand
work
work
to to
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andand
keep
keep
your
your
trust.
trust.
Annex
Annex
advisors
advisors
work
work
in ainteam
a team
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environment,
so our
so our
clients
clients
benefit
benefit
from
from
ourour
collective
collective
financial
financial
planning
planning
andand
investing
investing
knowledge
knowledge
andand
experience.
experience.
12700
12700
West
West
Bluemound
Bluemound
Road
Road
• Elm
• Elm
Grove,
Grove,
WI WI
53122
53122
Office:
Office:
(262)
(262)
786-6363
786-6363
[email protected]
[email protected]
• www.AnnexWealth.com
• www.AnnexWealth.com
Securities
Securities
OfferedOffered
through
through
H. BeckH.Inc.,
Beckmember
Inc., member
FINRA FINRA
and SIPC.
and Annex
SIPC. Annex
WealthWealth
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Beck,areInc.
unrelated
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companies.
Left to right: Back row: 2013 winner Gary Dunco, CFP®, CRPC®, APMASM, Financial Advisor; four-year winner Richard Dallen, CFP®, CMFC®, MBA, Private
Wealth Advisor; 2013 winner Jessica Mathias, CRPC®, Financial Advisor; two-year winner Robert Di Donato, CIMA®, Financial Advisor;
2013 winner Aris Bofiles, Financial Advisor; five-year winner Rick Napholz, CFP®, Financial Advisor; three-year winner Carol Busche, CFP®, ADPA, Private
Wealth Advisor; two-year winner Russell Zarling, CRPC®, Financial Advisor; 2013 winners Jake Zarling, CRPC®, Financial Advisor; and
Jonathan Schomberg, CFP®, CRPC®, AAMS®, Financial Advisor; Front row: Two-year winners Kenneth Lobins, CFP®, ChFC®, CLU®, Financial Advisor; and
Michael Halvey Jr., CFP®, Financial Advisor; three-year winner Mark Karpfinger, CFP®, Private Wealth Advisor; 2013 winner Randall Benedict, CFP®,
CRPC®, Financial Advisor; two-year winner Dana Felton, Associate Financial Advisor; five-year winner Tom Hille, CFP®, Branch Manager, Vice President;
three-year winner Shannon Lutze, CFP®, CRPC®, Financial Advisor; two-year winner Christine King, CFP®, CRPC®, Financial Advisor;
three-year winner George Audley, Financial Advisor (Not pictured: Three-year winner Dana Conway, CFP®, CRPC®, Financial Advisor;
two-year winner Brian Faracy, Financial Advisor; 2013 winner Timothy Fitzpatrick, LUTCF, Financial Advisor)
Ameriprise is America’s leader in financial planning1, and we have helped millions of Americans
retire on their own terms. For more than 115 years2, Ameriprise Financial has been there
when our clients need us. Through good times and through tough times, we have fought
for generations of clients.
Ameriprise helped pioneer the financial planning process more than 30 years ago. Our unique
Dream > Plan > Track >® approach is about more than just numbers, it is both science and
art. We have more financial-planning clients and more CERTIFIED FINANCIAL PLANNER™ professionals
than any other company in the U.S.3
The following Ameriprise Financial offices are represented:
W
I
N
N
E
R
16650 West Bluemound Road, Suite 800
Brookfield, WI 53005
Phone: (262) 785-1010
13890 Bishops Drive, Suite 200
Phone: (262) 797-8828
325 North Corporate Drive, Suites 110 and 200
Phone: (262) 754-9444
405 East Forest Street
Oconomowoc, WI 53006
Phone: (262) 560-4966
400 North Executive Drive, Suite 110
Phone: (262) 641-4100
740 Pilgrim Parkway, Suite 204
Elm Grove, WI 53122
Phone: (262) 784-9000
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success.
Brokerage, investment and financial advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and
services may not be available in all jurisdictions or to all clients. 1Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED
FINANCIAL PLANNER™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and
ongoing certification requirements. 2Company founded in 1894. 3Based on data filed at adviserinfo.sec.gov and documented by the Certified Financial Planner
Board of Standards, Inc. as of Dec. 31, 2012.
Ameriprise Financial Congratulates
Their Milwaukee Area Five Star
Wealth Manager Award Recipients!
The Anderson Group
at Morgan Stanley
Financial Planning With
Common Sense and Experience
• We want to thank our clients for their
confidence and trust for this distinguished
recognition
• Experienced in assisting women in transition
after a life-changing event
• Recommended minimum: $250,000
thousand per household
Our Portfolio Management Has an Emphasis on Helping
to Preserve Purchasing Power and Retirement Income
Left to right: Four-year winners Karl M. Anderson, CFP®, CPM®, Vice President,
Financial Advisor; and Donald V. Anderson, Senior Vice President, Financial Advisor
Our team has more than 50 years of combined market
experience, all with Morgan Stanley (Don – 42 years, Karl – 10
years). We plan to continue the tradition of being there for our
clients for a long time to come.
Our investment philosophy is as follows:
investor experiences below-market returns because of
emotion-driven selling at bottoms and buying at tops.
3. Objective — focus on advice, not product. We are
independent thinkers, looking at markets dispassionately,
debating all sides of an issue. There are roles for both active
and passive investments.
1. Preserve, protect and grow — manage portfolio risk through
diversification and entry points. Lower volatility can potentially 4. Research — demographic population and aging trends
generate higher returns over time; the power of compounding. cannot be stopped — one of the most important aspects of
our value added in investment strategy.
Risks are non-normal.
2. Contrarian — buy when others panic; sell when others are 5. Opportunistic — we believe in tactical allocation, seizing on
euphoric. “Mean reversion” eventually applies. The average market anomalies.
411 East Wisconsin Avenue, Suite 2200 • Milwaukee, WI 53202
Office: (414) 226-3090 • Toll-free: (800) 558-7505
[email protected] • www.morganstanleyfa.com/theandersongroupsb
©2013 Morgan Stanley Smith Barney LLC, Member SIPC.
Creating, Enhancing
and Preserving Your Wealth
• Independent and objective advice for your
unique situation
• Tailored plan designs and investment
consulting for organizations
• Specialized retirement readiness and
distribution strategies
Team Credentials: Investment and Retirement Plan
Advisor Representative, CFP®, CFA®, CRPS®
$1.6 Billion in Regulatory Assets Under Management*
Left to right: Standing: Two-year winner Jay Czarapata, four-year winner Laura Barry,
Bruce Laning; Seated: Patty Steingraeber and Stephanie Zydzik
Creating, enhancing and preserving wealth is our focus at
Baker Tilly Investment Advisors. Through in-depth knowledge
and experience, our credentialed professionals help families
and organizations clarify financial goals and develop a
tailored strategy to meet their objectives. We understand your
goals may change over time and will work with you to adapt
your strategies, asset allocations and investment vehicles,
as needed. With more than $1.6 billion in regulatory assets
under management*, we guide clients through the complex
investment arena with candid advice.
777 East Wisconsin Avenue • Milwaukee, WI 53202
Phone: (414) 777-5500 • Toll-free: (800) 362-7301
[email protected] • bakertilly.com/investment-advisors
Baker Tilly Investment Advisors, LP is a registered investment advisor. Securities are offered through Baker Tilly Capital, LLC, member FINRA and SIPC.
Baker Tilly Investment Advisors, LP and Baker Tilly Capital, LLC are not affiliated. *As of 12/31/2012.
Baker Tilly Investment
Advisors Milwaukee
Greg Berg and Jeff Diel
The Berg Investment Consulting Group of Wells Fargo Advisors
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Left to right: Five-year winner Greg Berg, Managing Director – Investments; Rochelle Wacker, Practice Administration Manager;
Tom Scanlan, Associate Vice President – Investments; two-year winner Jeff Diel, Associate Vice President – Investments
• Greg Berg, five-year award winner, was also named one of Barron’s 2013 1,000 Top Advisors*
• Jeff Diel, two-year award winner
We start with your life and plan your money around it. The
clients we serve are the foundation of our practice. We know
that they entrust us with enormous responsibility in handling
their portfolios. Accordingly, we are committed to providing
a practice that adheres to a high standard of ethical behavior
and to treating every client relationship as a sacred trust.
We believe that the basis for successful investing lies in
understanding client goals and managing risk. We will strive to
understand each client’s needs, investment objectives, return
expectations and, most importantly, risk-tolerance levels. Only
when this is done can appropriate investments and strategies
be employed. We are committed to providing a superior level
of service through our group’s years of industry experience for
a competitive cost.
Now accepting new client relationships with $1 million and above.
111 East Kilbourn Avenue, Suite 2400 • Milwaukee, WI 53202
Phone: (414) 347-3102 • Toll-free: (800) 437-4126, Ext. 3102
[email protected] • www.bergicg.wfadv.com • [email protected]
Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the Five Star
selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0413-04520]. *The Barron’s 1,000 Top Advisors rankings are based on data provided by over 4,000 of the nation’s most productive
advisors. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Institutional assets are given
less weight in the scoring. Investment performance isn’t an explicit component because not all advisors have audited results and because performance figures often are influenced more by clients’
risk tolerance than by an advisor’s investment-picking abilities.
Providing Independent, Fee-Based
Advisory Services for More Than 35 Years
• Independent, fee-based management
• Coordinated tax and financial planning
• Retirement and income planning
Joel Hassler, CFA®, President
Daniel R. Glaser, CPA, CFP®, Partner
Left to right: Four-year winner Daniel R. Glaser and 2013 winner Joel Hassler
Charter Capital Management, Inc. has been providing
independent investment management services for more than
35 years. Our extensive portfolio management experience is
enhanced through our tax and financial planning background
to provide customized wealth management that is in our
clients’ best interests. Joel and Dan are committed to providing
each client personalized guidance and to serve as their reliable
and trustworthy advisor.
2525 North Mayfair Road, Suite 210 • Wauwatosa, WI 53226
Office: (414) 257-3700 • Toll-free: (888) 434-3323
[email protected] • www.chartercapital.net
Charter Capital Management is an SEC-Registered Investment Advisory Firm.
Charter Capital
Management Group
Richard N. Dallen
Helping Manage, Preserve and Transfer Wealth
Investments, Retirement
Planning, Tax and Estate
Planning Strategies
Left to right: Ryan Schneider; Tracy Knapp; four-year winner Richard N. Dallen, CFP®, MBA, CMFC®;
Eleanor Rogness; and Ann Massaro
• Wealth preservation — customized solutions for high-net-worth clients
• Retirement planning techniques to help fulfill your retirement dreams
• Estate planning — strategies to reduce taxes and efficiently transfer wealth
Richard, Private Wealth Advisor, has more than 26 years of practice and values the special relationships he has developed
experience as a financial planner. He is a graduate of the with his long-standing clients. He is married with two daughters
U.S. Merchant Marine Academy and received his MBA from and a son. Visit www.richarddallen.com for more information.
the University of Chicago. He has a passion for his successful
Dallen Wealth Management Group, a Private Wealth Advisory Practice of Ameriprise Financial Services, Inc.
325 North Corporate Drive, Suite 200 • Brookfield, WI 53045
Office: (262) 754-9444 • Toll-free: (800) 942-6414
[email protected]
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success. Brokerage, investment and financial
advisory services are made available through Ameriprise Financial Services, Inc., Member FINRA and SIPC. Some products and services may not be available in all jurisdictions or to all clients.
Financial Strategies, Inc.
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Strategies for Those Who Already Know …
FSI’s Fee-Only Structure
Offers Our Clients the
Peace of Mind That We Do
What Is Strictly in Their
Best Interests
Left to right: Jenny Brodzik, two-year winner Jim Cantrell, Jeanne Malkowski
• For those who know that financial health is more than a solid stock portfolio
• For those who recognize that financial security is what allows them to do the real work of their lives
• For those who envision, dare to dream and have the courage to partner with the very best
For more than 20 years, the executive team at FSI has been
meeting and exceeding the financial needs of clients across
the nation. We achieve 100-percent client satisfaction,
recognizing it is comprehensive wealth management that
opens the doors to ongoing success. This means we are not
just symphony players or even “first chair.” We conduct the
performance in full — making certain there is true synergy
between all advisors, from investments to estate planning to
planned giving and so much more.
Client Approach:
Client-centered approach as unique as each client we serve
Compensation Method:
Fee-only means we work just for you and only you!
Respected by Peers:
NAPFA Regional Board Chair, CFP®
Accomplishments:
Jim Cantrell Five Star Wealth Manager 2011, 2013
Bishops Woods • 13555 Bishops Court, Suite 315 • Brookfield, WI 53005
Office: (262) 821-1664 • Toll-free: (800) 611-7670
[email protected] • www.RetirementAndWealth.com
Sharon Green
Integrity • Confidentiality • Diligence • Excellence
Areas of Focus: Life
Planning, Investment
Management, Retirement
Planning
Left to right: Ruth Tsakonas, 2013 winner Sharon Green, Juli Drews and Terrence Skelding
• 25 years assisting clients in life and financial planning
• Personalized financial advice built around your life
• Dedicated to exceptional personal service
With more than 25 years of investment and financial planning
experience, we have developed an approach to investing
that is unique and personalized. In the financial world, nearly
everyone offers the same investments but not everyone asks
the right questions. Asking the right questions, listening to
the answers and developing a personalized investment plan
creates a course of action that is both satisfying and rewarding
for our clients.
16655 West Wisconsin Avenue, Suite 105
Office: (262) 796-8500 • Fax: (262) 796-8410
[email protected] • www.stormfischerinvestmentgroup.com
Securities and Advisory Services offered through SII Investments, Inc., member FINRA, SIPC and a Registered Investment Advisor.
Storm Fischer Investment Group and SII are separate companies.
Robert “Rob” Kieckhefer
We Are Committed to Your Future
Areas of Focus: Qualified
Retirement and
Nonqualified Deferred
Compensation Plans
Left to right: John Persa, JD, CFP®; Janet Ganong, AIF®, PRP;
2013 winner Robert “Rob” Kieckhefer, Managing Partner, AIF®, PRP; Carol A. Roen
• We, as a team, focus on retirement planning and individual wealth management
• The formula is simple: always do what is in the best interest of our client
• Our success is measured by participants reaching their retirement goals
The Kieckhefer Group has received national recognition by
PLANSPONSOR magazine as one of the three best retirement
plan teams in 2007 and one of the five best retirement plan
teams in 2009. The Kieckhefer Group is the only team to be
recognized twice for this award. The Kieckhefer Group is also
recognized every year by PLANADVISER magazine as one of
the Top 100 Advisers in the nation. LPL Financial, the nation’s
largest independent broker dealer (as reported by Financial
Planning magazine, June 1996 – 2012, based on total revenue),
has recognized the Kieckhefer Group as a member of their
Retirement Professional Group.
hold these designations, the additional skills and expertise
gained will ultimately benefit their clients. Rob is a member
of the Retirement Leadership Council as recognized by the
Organization of Retirement Leaders. He currently serves
on the EdVest 529 College Saving Board as an appointee
of the Wisconsin State Department of the Treasury and the
governor. Rob earned a Bachelor of Science degree in chemical
engineering and a Bachelor of Arts degree in liberal arts from
the University of Pennsylvania in 1972. Rob received a Master
of Science degree in environmental engineering under a
National Science Foundation Scholarship and EPA traineeship
from the University of Wisconsin-Madison in 1974. Rob and
Rob has obtained the Accredited Investment Fiduciary® (AIF®)
designation and PLANSPONSOR magazine’s Retirement his wife Maryglen have three grown children and reside in
Mequon, Wisconsin.
Professional (PRP) designations. Although not required to
The Kieckhefer Group
13400 Bishops Lane, Suite 70 • Brookfield, WI 53005
Office: (262) 784-0754 • Fax: (262) 784-1018
[email protected] • www.kieckhefergroup.com
Securities offered through LPL Financial, Member FINRA/SIPC.
Moertl, Wilkins &
Campbell, S.C.
Estate Planning, Taxation
and Elder Law Attorneys
• Serving southeastern Wisconsin since 1949
• Highly personalized, efficient and resultsdriven service
• Knowledgeable, experienced and dedicated
attorneys
Trusts and Estates, Tax Planning and Preparation,
Elder Law
Left to right: Four-year winner Terry L. Campbell, Attorney;
two-year winner Stephen A. Lasky, Attorney
Providing estate planning services optimized for each
client’s circumstances involves much more than the ability
to properly draft estate planning documents. Clients need
help understanding and planning for the impact of income,
estate and gift tax considerations on their long-term wealth
transfer goals. Further, the rising costs of and the need for
skilled long-term care services make it imperative that clients
are assisted in a manner that facilitates their ability to meet
legacy planning objectives and to receive proper long-term
care in the future. Attorneys Terry L. Campbell and Stephen A.
Lasky of Moertl, Wilkins & Campbell, S.C. have the knowledge
and experience needed to offer clients comprehensive estate
planning, tax planning and preparation, and elder law services.
Clients seeking counsel in any of these areas can be confident
that both Terry and Stephen handle all matters in a prompt,
professional and personal fashion.
Moertl, Wilkins & Campbell, S.C.
330 East Kilbourn Avenue, Suite 1017 • Milwaukee, WI 53202
Phone: (414) 276-4366 • Fax: (414) 276-1192
[email protected] • [email protected] • lawmwc.com
MPC Advisers, LLC
Multigenerational Teams to Work With Multiple Generations of Clients
Left to right: Back row: 2013 winner Craig Thompson, Financial Advisor; three-year winner Charles Hurtgen, Financial Advisor;
Lori Baneck, Director of Operations; four-year winner Dominic Rice, Financial Advisor; Bryan Marshall, Financial Advisor
Front row: Three-year winner Michael L. Matrise, President; Laurie Thompson, Registered Associate;
four-year winner Amy Ley, Financial Advisor
• Financial planning, wealth management and estate planning
• Local, independent ownership and management
• Long-term client relationships that develop into lifelong partnerships
Founded 39 years ago, MPC began building multigenerational
teams to work with multiple generations of clients. We know
that people with wealth want to work with a team that will be
there for their lifetime and beyond.
These advisors are part of our much larger, highly experienced
and caring financial services team. In these days of change
and instability, it’s nice to know there is a group of advisors
with experience and a long history of wisdom and integrity.
To learn more, contact our office at (262) 785-1005 or email
[email protected].
16655 West Bluemound Road, Suite 150 • Brookfield, WI 53005
Office: (262) 785-1005
[email protected] • www.mpcfin.com
Securities offered through Girard Securities, Inc. Member FINRA/SIPC.
Investment Advisory Services offered through MPC Advisers, LLC. A Registered Investment Adviser.
Prime Financial Services
Michael White and Amanda Manske — Managing Partners
Providing Independent
Financial Planning
Services for 25 Years
Left to right: Seated: Four-year winner Michael White, CFP®; two-year winner Amanda Manske, CFP®
Standing: Mary Jo Gottschalk, Client Services and Marketing; Sandra Potter, Office Manager/Administrative Assistant;
Laura Michna, Registered Assistant
• Retirement, income, mortgage, insurance, estate and tax planning
• Lump sum distributions, 401(k) rollovers, 403(b), deferred compensation
• Local, independent ownership and management
Today’s world is filled with constant change and instability. It is
reassuring to know there is a group of financial advisors with
experience, wisdom and integrity to help you plan and adapt.
At Prime Financial, you receive the personal attention you
deserve. Our industry knowledge and dedicated staff allow us
to be the single resource for all your financial needs. We strive
to guide and educate you to make well-informed decisions
throughout all stages of your financial life. Our goal is to
maintain the high level of service our clients have depended
on for 25 years.
909 North Mayfair Road • Wauwatosa, WI 53226
Phone: (414) 771-7220 • Toll-free: (800) 798-7220
www.primefinancialservices.com
Michael White is a Registered Principal and Amanda Manske is a Registered Representative offering securities through First Allied Securities Inc., a registered Broker/Dealer. Member FINRA/SIPC.
Michael White is an Investment Advisory Representative offering services through First Allied Advisory Services, Inc.
Rozman Wealth Management
Focused on the Financial Success of Their Clients
Investment Planning,
Retirement Planning
Left to right: Standing: Shannon Smith, Sr. Registered Account Administrator; Shawn Hittman, Financial Advisor;
three-year winner Kurt Rozman, President; Robin Rozman, Director of Operations; three-year winner Paul Serdynski, CFP®,
Financial Advisor; Seated: 2011 winner Andrew LaFontain, Vice President; Joann Bell, Client Associate;
2013 winner Tom Ramsett, Financial Advisor (Not pictured: Bryan Ratkowski, Registered Associate)
• Strategies to help clients build and preserve their irreplaceable capital
• Comprehensive team-based approach to retirement planning
• Defensive investment management during volatile markets
Rozman Wealth Management provides ongoing and
disciplined portfolio management, designed to inspire
confidence in a secure financial future. “We utilize innovative
investment planning tools and the latest technology to help
our clients achieve their life’s goals. Our plans are custom
tailored to each client relationship, artfully blending client
goals and expectations, as well as managing risk,” says Kurt
Rozman, President and three-year Five Star Wealth Manager.
Investment planning, first-class service and full transparency
characterize the client experience at Rozman Wealth
Management. “Our dedication and hard work have resulted in
a culture focused on the success of our clients. It is with great
pleasure we collectively celebrate an award that rates us as
Five Star Wealth Managers,” says Rozman.
Rozman Wealth Management
675 North Barker Road, Suite 220 • Brookfield, WI 53045
Office: (262) 798-7979
www.rozmanwealth.com
Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the award and the
Five Star selection process. Investment Products and services offered through Wells Fargo Advisors Financial Network, LLC (WFAFN), Member SIPC, a registered broker-dealer and separate
non-bank affiliate of Wells Fargo & Company. Rozman Wealth Management is a separate entity from WFAFN. [CAR 0413-03736].
Scribner, Cohen and Company, S.C.
CPAs and Advisors
A Relationship That Works
for You!
Left to right: Seated: Three-year winners David Werner and Dawn Wittak
Standing: Kelly Miller, two-year winner Eve Romersi, Kevin Richter, Frederick Langer
• Solid technical expertise and personalized service
• Tailored solutions to meet your goals
• Putting your needs first — every step of the way
At Scribner, Cohen and Company, S.C., you will find traditional
accounting and tax services and some important extras
— quick and candid responses to your questions, viable
solutions to your concerns and creative planning for your
future. Whether you are a business in need of consulting, an
individual in need of estate planning or divorce services, or
an executive with tax or international planning issues, we
can guide you to the right decision. What really sets Scribner,
Cohen and Company, S.C. apart is our commitment to
serving you.
400 East Mason Street, Suite 300 • Milwaukee WI 53202
Office: (414) 271-1700 • Fax: (414) 271-9925
[email protected] • www.scribnercohen.com
Stewart Financial Group
Putting Clients First
Left to right: Front row: 2013 Five Star winner Kate Lewis, CRPC®; Patti Gilgaren
Back row: Two-year Five Star winner Brian Magennis, CRPC®, CFS®; Nancy Birk;
three-year Five Star winner Dick Stewart, CLU®, ChFC®, CFS®
• Highly personalized service
• Retirement planning strategies
• Wealth management strategies
Stewart Financial Group was founded in 1970 on the principles
of collaboration and dialogue with our clients. These principles,
combined with our depth of experience and industry
knowledge, allow us to provide the most personal service
available and have earned us a reputation for excellence in our
industry. For each of our clients, we strive to help them create
financial stability and security to help them work toward
financial independence in retirement.
ING Financial Partners
10700 West Research Drive, Suite 190 • Milwaukee, WI 53226
Phone: (414) 256-2172
[email protected] • www.StewartFG.com
Registered Representatives of and securities and investment advisory services offered through ING Financial Partners (Member SIPC).
Stewart Financial Group is not a subsidiary of nor controlled by ING Financial Partners.
Charles P. Albrecht
Joseph Rifelj
Committed to Your Success
• Integrity, strong values
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Left to right: Four-year winner Joseph Rifelj, Senior Vice President – Investments;
five-year winner Charles P. Albrecht, CIMA®, Senior Vice President – Investments; Ron Leipzig,
Senior Registered Client Associate; James A. Cotturone, Jr., CFP®, CRPC®, Financial Advisor
More than 90 years of combined experience. Helping clients face the challenges
of today while preparing for the future. Providing comprehensive planning.
Proactive client interaction. Leading clients from a variety of backgrounds to help
them accumulate wealth while managing their risk and helping them find the
opportunities in the current marketplace. To learn more about how we can assist
you, please don’t hesitate to contact us.
• Personalized, comprehensive
• Full-service, professional advice
Albrecht-Rifelj Wealth Management
Group of Wells Fargo Advisors
111 East Kilbourn Avenue, 24th Floor
Milwaukee, WI 53202
Charles: (414) 283-8950 • Joseph: (414) 283-8949
[email protected]
[email protected]
Advisor selection is not reflective of individual client satisfaction or future performance. Please see the introduction section for important information on the scope of the
award and the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0413-04709 4/24/13].
Cedarwinds Investment
Management Team
Global Solutions for
Intelligent Investors
• Effective risk management
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• Global diversification
• Exceptional value
Left to right: Donna Barber, Client Services Director;
five-year winner Geoffrey G. “Rip” Maclay, Jr., Managing Partner
Offering state-of-the-art index portfolio strategies, our investment management
process uses a rules-based approach involving all major asset classes across the
global markets. Our strategic, “buy-and-hold” portfolios, as well as our tactical,
momentum-based models, cover a full range of riskreturn relationships. We are laser focused on delivering
investment excellence, unparalleled service and
exceptional value.
4650 North Port Washington Road
Milwaukee, WI 53212
Phone: (414) 431-7390
[email protected]
www.cedarwinds.com
Proactive, Comprehensive,
Relationship Driven
• Tax- and risk-conscious investment management
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• Coordinator of your family’s financial plan
• Family legacy development and wealth coaching
Left to right: 2013 winner Jen Haldemann; five-year winner Stephen Hoch; Leah Davis,
Registered Client Relationship Associate; Anne Gutierrez, Registered Client Relationship Associate
With more than 35 years of combined experience, The Hoch Haldemann Group
is dedicated to the success and longevity of their client relationships. The group
has relationship threads dating back more than 50 years with Baird. They pride
themselves on maintaining a high level of personal integrity and transparency while
acting as your family’s financial coordinator. The Hoch Haldemann Group is proud to
have spent their entire careers at Baird, a conservative, financially sound employeeowned firm. Please visit www.hochgroup.com for more information.
Areas of focus: investment and asset management, retirement and estate planning,
philanthropic and wealth-transfer strategies.
Robert W. Baird & Co.
777 East Wisconsin Avenue
Milwaukee, WI 53202
Stephen D. Hoch: (414) 765-3890
Jen Haldemann: (414) 298-7545
[email protected] • [email protected]
www.hochgroup.com
Robert W. Baid & Co. does not provide tax or legal advice. Member SIPC.
Paula Hogan
Locally Based, Nationally Recognized
and Grateful for This Honor
• Portfolio management services tailored to your
specific circumstances
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• Comprehensive, fee-only financial planning
• A team of advisors committed to working directly
for you
Five-year winner Paula Hogan, Owner/Founder, CFP®, CFA®
At our firm, our advisors look at your whole financial picture. We help match your
money to your life. We are passionate about our work and committed to delivering
excellent service. We are a local firm with national recognition for our fee-only
financial planning and portfolio management services. Give us a call. Let us know
what’s on your mind. We look forward to hearing from you!
Paula Hogan
250 West Coventry Court, Suite 202
Milwaukee, WI 53217
Phone: (414) 352-9111
www.paulahogan.com • Twitter @paulahogan
www.facebook.com/connectwithpaula
The Hoch
Haldemann Group
David Klapatch and
Paul Tereshchenko
Professional Advice,
Outstanding Service
• Customized personal service
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• Strategic portfolio management
• Comprehensive financial planning
Left to right: 2010 and 2013 winner Paul Tereshchenko, CRPC®, Financial Advisor/Co-Founder;
2013 winner David Klapatch, CRPC®, Financial Advisor/Co-Founder
We are an independent, full-service investment management and financial
planning company. The advice we provide is objective and unbiased. We
build client relationships based on trust, expert financial advice, continual
communication and prompt service.
We were founded with the goal of assisting our clients in every aspect of their
financial lives. We provide personal service, thus earning a reputation for
excellence in our industry. For each of our clients, we strive to help create financial
stability and security to provide financial independence.
19435 West Capitol Drive, Suite 100
David: (262) 781-0825
Paul: (262) 781-0795
www.siibrookfield.com
Securities and Advisory Services offered through SII Investments, Inc. Member FINRA/SIPC and a Registered Investment Advisor. SII Brookfield and SII Investments, Inc. are separate companies.
Daniel J. Murphy
Markets Change — Commitment to
Excellence Stays the Same
• Recommendations are 100% unbiased
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• Committed to protecting and increasing wealth
• Comprehensive planning strategies
Left to right: Two-year winner Daniel J. Murphy, Jennifer Breese
Our purpose is to improve the financial security for those who entrust us with
their money. Our clientele is built on partnerships rooted in mutual trust, serving
generations of families. We personalize strategies that preserve, diversify and
develop a wealth plan. The advantage of investing with us
is that recommendations are entirely free of any conflict of
interest. We do not represent any one investment product
and have no product quotas to meet. Let us help you
pursue your financial dreams and goals.
Located at Great Midwest Bank
15900 West Bluemound Road
Direct: (262) 641-1322 • Office: (262) 784-4400
[email protected] • www.greatmidwestbank.com
Securities offered though LPL Financial, Member FINRA/SIPC. Insurance products offered through LPL Financial or its licensed affiliates.
Not FDIC Insured Not Bank Guaranteed
May Lose Value
Not a Bank Deposit
Not Insured by Any Federal Government Agency
Great Midwest Bank and Great Midwest Financial Center not a registered Broker Dealer. Not affiliated with LPL Financial.
Balance — the Proven Approach
to Investing
• Find your optimal mix — proprietary approach to
asset allocation
• Lower your costs and risk — superior tax control
and diversification
• Focus on your needs — each account customized
for you
Left to right: Bud Nackers, AAMS®; three-year winners Bob Phelps, CFA®;
and Alan Purintun, CFA®; Tom Nackers, CFP®
Oarsman Capital managers have more than 100 years of collective investment
experience focused on delivering the results clients expect from their investments.
Oarsman Capital’s CORE+ approach combines a core portfolio of individual stocks
and bonds with complementary holdings of mutual funds
and ETFs. The Oarsman approach harnesses the cost
and tax efficiency of individual securities, while gaining
diversification and return potential from asset classes such
as non-U.S. stocks, real estate, commodities and highyield/hybrid securities.
Milwaukee, WI 53202 • Madison, WI 53719
Appleton, WI 54913
Phone: (414) 221-0081
[email protected] • [email protected]
www.oarsman.net
Richard N. Reinbold
Cent Wealth Management
Helping You Advance,
Protect and Achieve Since 1983
• Asset management
• Family wealth and estate planning
• Individual and business retirement plans
Left to right: Dave Huskin; Jessica Wantland; Four-year winner Richard Reinbold, ChFC®,
CLU®, CASL®; 2009 winner Brian Cayon, CPA, CFA®
You are not a number. So why focus on the volatile stock market when you can
focus on your family benchmark — the rate of return your family needs to achieve
your goals. If you or someone you know are tired of the uncertainty of today’s
volatile markets, let us help you discover your family benchmark and let that be
your guide. Once you do, you will find the only index that matters is yours. Call us
today and find out why our clients feel like they are part of the Cent family.
6980 North Port Washington Road
Milwaukee, WI 53217
Office: (414) 247-1884
[email protected]
www.centwealthmanagement.com
Securities offered through Purshe Kaplan Sterling Investments, member FINRA/SIPC, headquartered at 18 Corp. Woods Blvd., Albany, NY 12211. Cent, Inc. is a Wisconsin-Registered Investment
Advisory Firm. Cent is a Cent, Inc. Company. Not FDIC insured, not bank guaranteed and may lose value, including loss of principal.
Oarsman Capital Team
Richmond Investment
Services Team
We Believe Capital Will Go
Where It Is Treated Best
• John R. Richmond, five-year winner, ChFC®, CLU®
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• Matthew R. Richmond, four-year winner, MBA
• Peggy Boris, three-year winner
Left to right: Three-year winner Peggy Boris; four-year winner Matthew R. Richmond, MBA;
five-year winner John R. Richmond, ChFC®, CLU®
Our independence allows us to address clients’ needs by using high-quality
products from a multitude of carriers. We also work in the fee-based model
and build portfolios with cutting-edge tools available in today’s marketplace.
Our fee-based clients also appreciate proactive changes designed to generate
results, not commissions.*
7105 West Mequon Road • P.O. Box 343
Mequon, WI 53092
Office: (262) 242-4200
www.RichmondIS.com
Securities and advisory services offered through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC. *Transaction charges may apply.
*2013 award based on 10 objective criteria associated with proving quality services to clients such as credentials, experience and assets under management among other factors. Prior to 2012,
award was based on client satisfaction. Respondents evaluated criteria such as customer service, expertise, value for fee charge and overall satisfaction. The overall score is based on average of all
respondents and may not be representative of any one client’s experience.
Skip Riley
Helps Families Create, Manage
and Protect Wealth
• Custom strategies for your life
• Broadly based knowledge and experience
• Dedicated to client satisfaction
Left to right: Megan Grider, Thomas Riley, Mike Lowe
2013 winner Skip Riley, CPA, CERTIFIED FINANCIAL PLANNER™
In today's world, the only constant is change and uncertainty. "Buy and hold" gave
way to "modern portfolio theory" which is now giving way to an "institutional
portfolio model." Past investment strategies are now bubbles waiting to burst.
Fixed investments do not keep up with inflation.
No one can predict the future, but our experience and expertise will help prepare
you for uncertainty. There are smart ways to invest to help protect your savings
and grow your investments.
1131 Prairie Drive, Suite 300
Racine, WI 53406
Office: (262) 884-8080
Toll-free: (877) 676-1212
[email protected]
Securities offered through Allied Beacon Partners, Inc. Member FINRA/SIPC. 1100 Boulders Pkwy. Dr., Ste. 600, Richmond, VA 23225, (888) 275-2279. Registered Investment Advisor Services
offered through Advanced Planning Capital, Corporation, 30 Sturrock Way, E Setauket, NY 11733, (631) 406-7870. Skip Riley, CPA; Riley and Lowe Financial Solutions LLC; Allied Beacon Partners;
and Advanced Planning Capital are not affiliated entities.
“Practical Estate Planning
for the Real World”
• More than 25 years as an AV® Preeminent™
rated firm
• 2008 – 2012 listed as a Wisconsin Super Lawyer
Left to right: Seated: Troy Saxe; Standing: Four-year winner Mark Rogers, Jessica Sippel,
Roman Chojnacki
We believe that teamwork produces results. Our experienced and innovative
estate planning team encourages the active involvement of our clients’ trusted
advisors. We work together to design well-crafted plans that meet clients’ needs
and arm them with the tools to preserve wealth and create a meaningful legacy.
Milwaukee, WI 53202 • Waukesha, WI 53186
Office: (414) 289-9200
www.WIestateplanners.com
Shakespeare Wealth
Management, Inc. ®
Planning for Life
• Fee-only financial planning
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• Sophisticated solutions
• Providing peace of mind
Left to right: Two-year winner Kevin M. Reardon, CFP®; Colleen Schoenike; Mark Ziety, CFP®
Your retirement is unique. How will you spend your time? Where will you live? Will
you outlive your resources? While you envision your ideal life, let us and our 25plus years of experience worry about generating your retirement income, help you
maximize your Social Security, minimize taxes and construct an efficient portfolio
to pay for it all. That’s what we mean by “planning for life.”
N22 W27847 Edgewater Drive
Pewaukee, WI 53072
Office: (262) 814-1600
[email protected]
www.ShakespeareWM.com
Planning for Life.
Mark Rogers
Patrick Sommerfield
PJS Investment Management
• Customized advice for long-term investors
• Multigenerational client relationships
• Team-based approach
Left to right: Phillip Schmidt, President and 2013 winner Patrick Sommerfield, CFA®,
Vice President
Patrick and the PJS team would like to thank their clients for making this
recognition possible.
At PJS Investment Management, we carefully assess the needs, circumstances and
goals of each client in order to create uniquely tailored portfolios. We are proud to
work with second- and third-generation clients who appreciate our focus on risk
control, competitive returns and advisor accessibility.
W62 N570 Washington Avenue • P.O. Box 148
Cedarburg, WI 53012
Office: (262) 377-0484
Fax: (262) 375-9250
[email protected]
www.pjsinvestment.com
Investment advisory services offered through P.J. Schmidt Investment Management, Inc., an SEC-Registered investment advisor.
William J. Svoboda
“Integrity and Vision”
• Independent registered investment advisor
• Employer retirement plan solutions
• Proactive strategies for both bull and
bear markets
William J. Svoboda, President and Senior Partner
Hobert & Svoboda focuses on managed investment programs for individuals and
retirement plans.
Hobert & Svoboda, Inc.
Hobert & Svoboda is, once again, honored to have William Svoboda recognized
as a Five Star Wealth Manager. We thank our clients for more than 30 years of
partnership rooted in trust, confidence and personal service. Regarding the future,
we look forward to the continued privilege of helping our clients navigate through
today’s rapidly changing global environment.
Phone: (262) 782-8900 • Toll-free: (800) WLTH-MGT
Fax: (262) 782-4784
350 Bishops Way, Suite 206
Hobert & Svoboda, Inc. is an SEC-Registered Investment Advisor.
[email protected]
www.hspdm.com
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Carl W. Baehr
Financial Advisor, CRPC®, CRPS®
Financial Representative,
CEP®, CSA*
10018 Whitnall Edge Dr., Ste. E
Franklin, WI 53132
Office: (414) 235-4088
Toll-free: (800) 694-4620
[email protected]
www.AschbergerFS.com
4811 S 76th St., Ste. 315
Greenfield, WI 53220
Phone: (414) 817-9344
[email protected]
Retirement Is Your Next Opportunity
Putting Clients First Since 1991
• Personalized financial planning
• Business retirement plans
• Retirement income planning
• Investment management: customized portfolio
• Retirement planning: IRAs and 401(k)s
• Estate planning: probate and T19 planning
Retirement isn't a destination, it's your next opportunity. In
Michael's work with individuals and small businesses, the process
is not just about accumulating assets, it's about optimizing the
asset accumulation strategies that can help prepare clients for the
opportunities and lifestyle they want in retirement. Call Michael
today to begin preparing for the next chapter of your life.
Carl has grown his business by putting his clients first. His active
listening skills help uncover his clients’ true objectives, risk tolerance
and goals. Carl, being an independent financial representative,
can utilize the most appropriate investments for each client’s
circumstances. Putting clients’ concerns ahead of his own has
earned Carl a reputation for being trustworthy amongst his clients.
Securities and Investment Advisory Services Offered Through ING Financial Partners.
Member SIPC.
Kenneth M. Fleck
Emeritus President – Wisconsin
Counsel of Estate Planning Attorneys
Securities offered through Harbour Investments, Inc. Member FINRA/SIPC.
*The CSA designation alone does not imply expertise in financial matters.
James R. Franke
Chartered Financial Consultant (ChFC®)
Chartered Life Underwriter (CLU®)
Fleck Estate Planning
7269 Hwy. 60
Cedarburg, WI 53012
Phone: (262) 376-2222
[email protected]
Helping You Protect Your Family
S52 W25258 Poppy Fields Rd.
Waukesha, WI 53189
Phone: (262) 547-9494
[email protected]
frankemartensgroup.com
Partner for Your Financial Life
• Quality, personalized estate planning
• Caring and knowledgeable experience
• Complimentary initial consultation
• Personal and business financial planning
• Financial education
Email me for your free copy of my estate planning book “Your Life,
Your Legacy — The Fundamentals of Effective Estate Planning.”
Practice areas include estate and charitable planning, irrevocable
trusts, special needs trusts, Medicaid and veterans planning.
Fleck Law — estate planning you can have faith in.
Life is about change, and your life course is unique. Our financial
planning approach is client centered with three essential roles:
1) partner: we appreciate your individual dreams, goals, fears and
questions, and how they impact your finances today and tomorrow;
2) guide: every stage of life requires financial preparation and
adjustment. We use our expertise to present viable options to bridge
your present to your future; and 3) educator: we teach and coach you
on how money affects your quality of life.
Securities and Advisory Services offer through Harbour Investments Inc. Member FINRA/SIPC.
Michael Aschberger
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Jean A. Hauenstein
CERTIFIED FINANCIAL PLANNER™
Financial Advisor
1200 N Mayfair Rd., Ste. 210
Milwaukee, WI 53226
Phone: (414) 935-4900
Direct: (414) 935-4901
[email protected]
www.monarchwm.com
111 E Kilbourn Ave.
Milwaukee, WI 53202
Guidance • Experience • Integrity
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Jose Freyre
Office: (414) 347-3000
Toll-free: (800) 437-4126
[email protected]
Navigate Today’s Economy — Long-Term Perspective
• Comprehensive financial advice
• Proactive investment management
• Hourly consulting services
• Retirement planning/income solutions
• Developed financial strategy
• Customized investment plans
I'm proud to receive this award for the fifth consecutive year and
would like to say thanks to all my clients for their continued trust
and support. I founded Monarch Wealth Management with the
goal of helping clients to better manage every aspect of their
financial affairs. Supported by LPL Financial, we deliver the strength,
expertise and resources of a large financial firm with the level of
attention and service only found in smaller, more specialized firms.
Securities and advisory services offered through LPL Financial, a Registered Investment
Advisor, member FINRA/SIPC.
I provide wealth management services for financially successful
investors that incorporate a personalized strategy, unparalleled
service and experienced management. I provide vision and
experience along with understanding which suitable, quality
investments fulfill your criteria. I can help you achieve financial
independence. My goal is to help preserve assets and to meet and
exceed established investment goals.
Advisor selection is not reflective of individual client satisfaction or future performance.
Please see the introduction section for important information on the scope of the award and
the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0513-00243].
Mark Heinen
Paul Jackson
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Financial Advisor
Senior Vice President
Branch Manager
111 E Kilbourn Ave., Ste. 2400
Milwaukee, WI 53202
10345 N Port Washington Rd.
Mequon, WI 53092
Office: (262) 241-2242
Phone: (414) 347-3559
Cell: (414) 232-6661
[email protected]
Trusted Advice. Exceptional Service.
[email protected]
home.wellsfargoadvisors.com/paul.b.jackson
Trusted Advice — Exceptional Service
• Exceptional service and personal attention
• Retirement planning and income strategies
• Wealth management services and preservation strategies
• Investment planning and asset management
• Customized retirement solutions
• Comprehensive risk management strategies
For more than 25 years, Mark has helped small-business owners and
select families manage their investments. Mark’s goal is to provide
the best service and knowledgeable advice based upon each client’s
unique needs.
Advisor selection is not reflective of individual client satisfaction or future performance.
Please see the introduction section for important information on the scope of the award and
the Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0413-04652].
Investment and Insurance Products:
NOT FDIC Insured
NO Bank Guarantee
MAY Lose Value
Why work with me? As a financial advisor with more than 20 years
of experience, I am committed to a client-first approach in helping
develop and implement customized solutions for your wealth
management needs. My practice is dedicated and focused on longterm client relationships with a high level of service. Through every
stage of life and every challenge we face, I help guide my clients
through the uncharted waters of their financial future.
Advisor selection is not reflective of individual client satisfaction or future performance. Please
see the introduction section for important information on the scope of the award and the
Five Star selection process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0413-05587].
Financial Consultant, President
Christopher F. Peck
Chartered Retirement Planning
Counselor, CRPC®, CEP®, LUTCF
Franklin Financial
Consulting
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1045 W Glen Oaks Ln., Ste. 101
Mequon, WI 53092
Office: (262) 478-3000
[email protected]
www.nagelwealth.com
Listen • Educate • Consult
4811 S 76th St., Ste. 315
Greenfield, WI 53220
Phone: (414) 817-9344
Fax: (414) 817-9342
[email protected]
Declaring Financial Independence
• Strategies based on client needs
• Straightforward, cost-effective solutions
• Guiding clients for more than 19 years
• Pension/retirement plan rollover consulting
• Objective, unbiased investment advice
• Estate planning and wealth transfer
Financial planning decisions are tough enough without firms
making matters seem more complex. We work closely with our
clients, so they clearly understand their financial options and
potential pitfalls.
At Nagel Wealth Management, we have been solving problems in
an approachable, down-to-earth manner for 19 years. If you are
looking for something uniquely different, give us a call.
Securities and advisory services offered through LPL Financial, a registered investment
advisor. Member FINRA/SIPC.
Since 1992, Chris has enjoyed operating his business as an
independent broker and financial advisor. Being independent
allows him to put his clients’ interests first. This enables him to offer
objective, unbiased advice regarding estate, tax and investment
concerns. He then follows a time-tested process to design,
implement and monitor each client’s customized portfolio.
Laura J. Petrie
Scott Pochowski
Securities and Advisory Services Offered Through
Harbour Investments, Inc. Member FINRA/SIPC.
Petrie & Stocking S.C.
Chase Tower at Water and
Wisconsin
111 E Wisconsin Ave., Ste. 1500
Milwaukee, WI 53202
Phone: (414) 276-2850
106 N Milwaukee St.
Waterford, WI 53185
Phone: (262) 332-7303
[email protected]
[email protected]
www.petriestocking.com
Trust, Teamwork and Integrity
Serving Clients for More Than 20 Years
• Working with families through generations
• Personal service, professional results
• Dependable, efficient and accountable
• Independent and practical advice
• Assisting in Social Security strategies
• Identify and manage retirement risks
Laura J. Petrie is a third-generation attorney at Petrie & Stocking
S.C. where she works with her father, James Petrie, and their team
of talented attorneys and legal staff. Laura’s practice focuses on
the areas of estate planning, probate and trust administration, and
guardianships. Since the firm's founding in 1895, Petrie & Stocking
has emphasized planning for the prompt and efficient transfer of
property during life and after death, while minimizing taxes.
At Patriot Financial LLC, we specialize in helping to make sure our
clients don't outlive their money in retirement by providing incomes
for life. We strive to understand our clients' objectives, return
expectations and risk tolerance. Then and only then will a plan be
implemented for our clients. Our philosophy is that retirement should
be an enjoyed and without financial stress. Scott and his staff feel that
your net worth shouldn’t dictate the level of service you receive.
Securities and Investment Advisory services offered through NEXT Financial Group Inc. Member FINRA and SIPC. Patriot
Financial LLC is not an affiliate of NEXT Financial Group Inc. Working with a Five Star Wealth Manager is not indicative of
the wealth manager’s future performance. The inclusion of a wealth manager on the Five Star Wealth Manager list should
not be construed as an endorsement of the wealth manager by Five Star Professional or any other entity.
Richard Nagel
Michael R. Shannon
David J. Szatkowski
CFP®, Financial Advisor, Wis. Life,
Annuity and Long-Term Care Licensed
Senior Vice President, CFA®, CIC
Northern Oak Wealth
Management, Inc.
555 E Wells St., Ste. 1625
Milwaukee, WI 53202
N17 W24222 Riverwood Dr., Ste. 150
Waukesha, WI 53188
Office: (262) 523-8397
Direct: (414) 223-1082
[email protected]
Integrity and More Than 20 Years of Experience
[email protected]
www.northern-oak.com
Long-Term Perspective Is Invaluable
• Comprehensive wealth management
• Personally tailored investment management
• Comprehensive portfolio management
• 42 years of experience
• Committed to customized client services
Mike, a CERTIFIED FINANCIAL PLANNER™ practitioner and first vice president
with more than 20 years of experience in the financial services
industry, understands the dynamic relationship that exists between
your goals, investment diversification and risk management. Mike
has won the Five Star award from 2010 – 2013.
Call Mike for a personalized review.
In his 42 years in the investment community, David has managed
portfolios of individuals, trusts, endowments and foundations, pension
and profit-sharing plans, etc. This broad base of experience, over several
market cycles, has given him a solid foundation to assist clients in defining
their investment objectives and goals. Client service is paramount.
© 2013 Morgan Stanley Smith Barney LLC. Member SIPC.
Northern Oak Wealth Management, Inc.(NOWM) is an SEC-registered Investment Advisor. Copies
of the SEC NOWM ADV Part 1 and Part 2 are available on request, posted on our website (see
address above) and also on the SEC IARD website. See this information for all of NOWM's business
information, policies and portfolio strategies. Past results are no guarantee of future returns.
David A. Thuli
George M. Vranes
Vice President, Financial Advisor,
CFP®
Series 7, 63, 65,
Held Through LPL Financial
N17 W24222 Riverwood Dr.,
Ste. 150
Waukesha, WI 53188
Phone: (262) 523-8316
[email protected]
301 N Rochester St.
Mukwonago, WI 53129
Office: (262) 363-6571
[email protected]
Advice for Your Life Goals
Trusted Advisor for All Clients
• Retirement planning for your lifestyle
• Portfolio risk matching your risk tolerance
• Insurance tailored to reduce your risk
• Committed to pursuing your goals
• Customized investment strategies
• Retirement transition planning
As a CERTIFIED FINANCIAL PLANNER™ professional, Dave has the knowledge
to help guide individuals and businesses towards their financial
goals. Building and managing diversified portfolios that focus on
managing risk with a goal of above average performance is essential
to all investment advice. Integrating life, disability and long-term
care insurance helps you and your loved ones achieve your life goals.
Today the single biggest concern for ourselves and our families is
our economic health. I believe in acting as a trusted advisor to help
families acquire and preserve wealth. My practice is based on an
individual and personalized approach focused on my clients' needs,
goals and dreams.
Securities offered through LPL Financial, Member FINRA/SIPC.
Insurance products offered through LPL Financial or it affiliates.
Not FDIC Insured
Not a Deposit
No Bank Guarantee
May Lose Value
Not Insured by any Federal Government Agency
Joseph C. Wilson
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Financial Advisor
Associate Vice President
“Don’t
confuse a
bull market
with brains.”
411 E Wisconsin Ave., Ste. 2200
Milwaukee, WI 53202
Phone: (414) 226-3052
Toll-free: (800) 558-7505
[email protected]
— Five Star award winner
www.morganstanleyfa.com/the411groupsb
Advice That Puts You First
• Comprehensive financial planning
• Customized investment management
• Personalized service
You have been successfully accumulating assets your entire life, and
now it's up to me to help you capitalize on that success. Whether
you are looking for ways to fund a college education for a child or
grandchild, create a plan for your retirement, deal with the financial
issues surrounding a divorce or caring for an aging parent, the
relationship you have with me encompasses all of that and more, for
my one and only goal is to help you achieve yours. Joseph has been
a Five Star Wealth Manager for the following years: 2009, 2010, 2011,
2012 and 2013.
Laurie Aleksandrowicz
John Augustine
Thomas E. Aul
CLU®, ChFC®, AIF®
As an independent financial advisor, Laurie
provides personalized solutions for your
investment and retirement goals using feeonly investments. Laurie and her staff provide
confidential and customized management of
your portfolio while answering your financial
questions from A to Z.
13500 W Capitol Dr., Ste. 202
Phone: (262) 781-8000
Toll-free: (800) 692-0028
www.augustinefinancial.com
Our mission:
“To inspire our clients to live with passion and
purpose, free from financial worry.”
Securities and advisory services offered through Commonwealth Financial
Network, Member FINRA/SIPC, a registered Investment Adviser.
815 Genesee St.
Delafield, WI 53018
Office: (262) 646-5600
[email protected]
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A to Z Financial
Planning LLC
7071 S 13th St., Ste. 104
Oak Creek, WI 53154
Office: (414) 856-9800
Toll-free: (866) 688-7568
[email protected]
www.a2zplanning.com
In practice for more than 44 years in metro
Milwaukee, with the past 20 years in Delafield,
Tom’s expertise in estate planning has grown
exponentially over his career, allowing him
to aid numerous individuals in protecting
their assets from taxes, probate and family
disputes, and providing peace of mind in
wealth transfer.
Find a financial planner who will take the time to educate you, eliminate
the mystery and put you on the correct path.
Charles Jones
Vice President, MBA
W233 N2080 Ridgeview Pkwy.
Waukesha, WI 53188
Phone: (262) 955-6924
Toll-free: (800) 236-2776
[email protected]
Gordon R. Knutson
First Vice President, Financial Advisor
Jones Law Offices
10303 N Port Washington Rd.
Mequon, WI 53092
Phone: (262) 240-9899
[email protected]
www.cwjones.com
W233 N2080 Ridgeview Pkwy.
Waukesha, WI 53188
Phone: (262) 955-6927
Toll-free: (800) 236-2776
[email protected]
www.ziegler.com/tony-close
Through clear, consistent communication,
Tony makes sure clients understand and make
the most of the financial tools and investment
opportunities available through Ziegler Wealth
Management. Tony takes pride in his ability to
teach clients about investing.
www.ziegler.com/Gordon-Knutson
We take the time to understand each client’s
personal concerns and objectives.
Our clients make well-informed decisions in a
professional, friendly atmosphere.
We use our knowledge and expertise to
provide practical and effective solutions.
Your calls and questions are always welcome.
Your investment choices should provide a
solid foundation for your life. For 30-plus years,
Gordon has worked with clients on making
sound investment decisions, while helping
them maintain control of their finances and
create a legacy for their future generations.
B.C. Ziegler and Company. Member SIPC and FINRA.
B.C. Ziegler and Company. Member SIPC and FINRA.
Hollie J. Nelson
Susan Simon
Darryl S. Witkowski
Vice President – Senior Investment Consultant
Associate Vice President – Investment Officer
Financial Advisor
One Main St., Ste. 300
Racine, WI 53403
Direct: (262) 631-5018
Toll-free: (800) 224-7379
[email protected]
HollieNelson.com
Hollie has dedicated 20 years to helping
clients with their financial needs. She focuses
on forming strong partnerships based on
communication and trust. Her investment
advice provides solutions and strategies
specifically tailored to the client’s goals.
Robert W. Baird & Co.
“You will never get
rich by just saving
money — you must
invest in opportunities
to build wealth.”
Wells Fargo Advisors,
LLC
9130 W Loomis Rd., Ste. 1000
Franklin, WI 53132
Direct: (414) 425-1005
Wells Fargo Advisors,
LLC
9130 W Loomis Rd., Ste. 1000
Franklin, WI 53132
Direct: (414) 425-1007
[email protected]
www.wfadvisors.com/susan.simon
[email protected]
Providing my clients with trusted advice and
exceptional service for more than 18 years. I
focus on retirement income strategies and
written investment plans customized for your
retirement goals and dreams.
Advisor selection is not reflective of individual client satisfaction or
future performance. Please see the introduction section for important
information on the scope of the award and the Five Star selection
process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0513-00454].
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Tony K. Close
wfadvisors.com/darryl.witkowski
Darryl is a respected investment professional
committed to helping clients achieve their
financial goals and dreams. He focuses on on
retirement and estate strategies.
Advisor selection is not reflective of individual client satisfaction or
future performance. Please see the introduction section for important
information on the scope of the award and the Five Star selection
process. Wells Fargo Advisors, LLC, Member SIPC. [CAR 0513-00648].

Five Star Wealth Managers

Transcription

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