The Fire at Aracoma Alma Mine #1
Transcription
The Fire at Aracoma Alma Mine #1
The Fire at Aracoma Alma Mine #1 A preliminary report to Governor Joe Manchin III J. Davitt McAteer and associates November • 2006 The Fire at Aracoma Alma Mine #1 A preliminary report to Governor Joe Manchin III J. Davitt McAteer and associates: Thomas N. Bethell Celeste Monforton Joseph W. Pavlovich Deborah Roberts Beth Spence November • 2006 This report, as well as additional related information, is available at: www.wvgov.org and www.wju.edu Front Cover: Aracoma Alma Mine #1 map Box Cut Entrance of the Mine Back cover: Aracoma Alma Mine #1 map Graphic Design by Beth Spence Contents Letter of Transmittal...........................................................................................2 Dedication..........................................................................................................4 Executive Summary...........................................................................................5 Introduction........................................................................................................7 The Fire at Aracoma Alma Mine #1 ................................................................10 Escape from the #2 Section............................................................................17 On the Surface................................................................................................26 The Attempt at Rescue....................................................................................33 Why did it happen?..........................................................................................43 Recommendations...........................................................................................57 Mine rescue teams..........................................................................................61 Acknowledgments............................................................................................62 Map of Aracoma Alma Mine #1 1 Letter of transmittal Governor Joe Manchin III State of West Virginia 1900 Kanawha Boulevard East Charleston, WV 25305 Dear Governor Manchin: It is my honor to submit to you this report of the fire at the Aracoma Alma Mine #1 on January 19, 2006, in which miners Ellery “Elvis” Hatfield and Don Bragg perished. In the days following that fire, you asked me to conduct an investigation into the accident and to report to you as to causes as well as actions that can be taken to prevent other fires and deaths in West Virginia coal mines. This is the second of the investigations which you requested; the first was the Sago Mine Disaster in which twelve men died on January 2-4, 2006. This report looks at the causes of the Alma Mine #1 accident, the rescue and recovery efforts and sets out steps I believe are needed to improve mine safety in West Virginia coal mines. Mine fires are frightening events. Over the nearly 120 years mining has been conducted in West Virginia, fires have resulted in hundreds of deaths. They are preventable, and the steps to prevent them are well known. Tragically, those steps were not followed here. Even if the fire had occurred, the loss of life could have been prevented if the proper remedial precautions were taken, if the water supply system had not been compromised, if the miners had been directed to a protected escapeway, if the smoke had not compromised the escapeway they did take, if the order to evacuate had been given promptly. Here, as at Sago, the mine rescue volunteers proved heroic in their willingness to come quickly to attempt to rescue trapped fellow miners. The 26 teams and roughly 150 volunteers acted with courage and professionalism. We owe them a debt of gratitude. They truly are the “Minute Men” of American industry. Sadly, despite their efforts, two families have sacrificed loved ones. We offer our sympathy and condolence, knowing the gesture is inadequate, but with the hope our efforts will make a difference for other coal miners. As one of the surviving miners put it, “I hope what I told you can be used for some good and that another one of our brothers doesn’t have to perish so that another law can be made. Let’s start it here.” In the months following these accidents, other miners have died in West Virginia coal mines. 2 As of this day 23 miners have lost their lives in the state’s mines, making this year the worst year in mining fatalities in many years. Thus far in the year 2006, there have been 66 mine deaths in the United States. This represents a 41% increase over 2005 and the worst fatality rate in the last five years. This is a disturbing trend and calls for action. The mining community, including the owners, operators, miners, union, state and federal agencies must not hesitate to change the way mining is being done. On numerous occasions, you have stated your intention to work toward making West Virginia mines the safest and most productive in the United States. It is our hope that this report and its recommendations will help in achieving that goal. Thank you for asking me to assist in working to improve West Virginia’s mine accident record and in working to make the state’s mines the safest in the nation. Sincerely, J. Davitt McAteer Shepherdstown, West Virginia November 10, 2006 After two men died in a fire at the Aracoma Alma Mine # 1 on January 19, 2006, West Virginia Senate President Earl Ray Tomblin (D-Logan) and House Speaker Bob Kiss (D-Raleigh) amended the charge of the two committees they had created to inquire into the Sago Mine disaster to include an investigation of the fire at Aracoma Alma. These Committees have worked diligently with us to seek answers to these West Virginia tragedies. West Virginia Senate Committee Members West Virginia House Committee Members Don Caruth (R-Mercer) Jeff Kessler (D-Marshall) Shirley Love (D-Fayette) Mike Caputo (D-Marion) Eustice Frederick (D-Mercer) Bill Hamilton (R-Upshur) 3 We dedicate this report to the memories of the good men who lost their lives in the Aracoma Alma Mine #1 January 19, 2006 ... Don Bragg A roofbolt operator on the #2 Section, Don Israel Bragg, 33, had been employed at the Alma Mine #1 since Jan. 5, 2004. He resided at Accoville, Logan County, and is survived by his wife, Delorice. Ellery “Elvis” Hatfield A roofbolt operator, Ellery Hatfield, 46, had been employed at the Alma Mine #1 since August 31, 2001. He resided near Simon in Wyoming County and is survived by his wife, Freda. ... and to the families who love and miss them. 4 1 EXECUTIVE SUMMARY A fire occurred along a conveyor belt at the Aracoma Alma Mine #1 in the late afternoon of January 19, 2006. The fire appears to have been the result of a malfunction along the belt and the ignition of flammable materials – most likely, coal fines. Mine fires are not uncommon along conveyor belts in coal mines. The combination of friction caused by high speed belts and flammable material can and has resulted in heatings and/or ignitions. Means to prevent such fires are also well known: removal of accumulations of coal dust from around the belt, the installation of carbon monoxide detectors to warn if there is a fire, plus frequent examinations by supervisors during pre-shift, on-shift, and weekly examinations. These examinations are mandated by both state and federal law and by common sense. These redundant measures are intended to prevent, detect and extinguish fires along conveyor belts in coal mines. They did not work in this case. Efforts to fight the fire were unsuccessful because there was no water available and the fire extinguishers that were used were not adequate to douse the flames. After some time, a crew of 12 miners working inby the fire was ordered to evacuate; they took the mantrip along the main line until they encountered dense smoke. They climbed out of the mantrip, donned their SCSRs and started toward the secondary escapeway. Two of the men – Ellery “Elvis” Hatfield and Don Bragg – became separated from the crew. The two miners apparently became disoriented in the dense smoke, moved toward the fire and vanished. The remainder made it into the secondary escapeway and came out of the mine physically unharmed. The examination system, which is the responsibility of the mine operators, failed to detect the malfunction, failed to identify the existence of combustible material present in sufficient amounts to ignite, and failed to cause it to be removed. Rescue efforts were hampered by the absence of water and the lack of an accurate mine map. The bodies of Elvis Hatfield and Don Bragg were found on January 21, 2006. A response to the detectors that were in alarm was not sufficient to cause intervention in time to put out the fire before it got out of control. Firefighting efforts were hampered by the 5 safety and health and inspecting the mines, though inspections and enforcement actions did not result in preventing this accident. absence of water in the water line. Supervisorsʼ efforts focused on putting out the fire and orders to evacuate were given only after the passage of time. The responsibility for preventing conditions that have the potential to develop into mine fires rests with the coal mine operator under both West Virginia and federal law. Conditions existed which caused the fire to burn, creating dangerous smoke and heat which resulted in the deaths of two men and the endangerment of others. These conditions should have been detected and steps taken to remove the risks, but they were not. This fire was preventable, but it was not prevented. The primary escapeway had filled with smoke because a stopping had been removed, which compromised the integrity of the primary escapeway. By riding the mantrip as far as possible, the crew traveled toward the fire, which was between them and the mine opening or portal. They encountered smoke, but after some difficulty, successfully donned their SCSRs. During this time, the two men became separated from the others and were lost. The remaining crew made it into the secondary escapeway and safety. The mine rescue efforts were hampered because the mine maps provided by the operator were neither accurate nor up-to-date. The mine rescue teams were also hampered because water was not available to fight the fire. This report does not address the questions of whether violations of the law occurred. Those are matters for the West Virginia Office of Miners’ Health, Safety and Training (WVOMHST), the state agency charged with inspection and enforcement of the WV Code, Chapter 22 mining law, and the Mine Safety & Health Administration (MSHA), which is the federal agency charged with the enforcement of the federal Mine Safety & Health Act of 1977. (30 CFR 800, et seq.) The West Virginia Office of Minersʼ Health Safety & Training is charged with inspecting coal mines in West Virginia and enforcing the legal requirements including provisions which are involved in this matter. Those inspections did not result in the prevention of the mine fire. The federal Mine Safety & Health Administration is charged with enforcing the 6 2 Introduction In the late afternoon of Thursday, January 19, 2006 – just 17 days after 12 men died in the Sago Mine – fire broke out near the longwall conveyor belt drive of Massey Energy’s Aracoma Alma Mine #1, located off West Virginia Route 17 along Bandmill Hollow near Melville and Stollings in southern West Virginia. Twenty-nine miners were inside the mine when the fire started. Nine members of the longwall crew were able to evacuate without incident. A crew of 12 miners from the #2 section, the development section furthest in the mine from the belt drive and inby the fire, encountered heavy smoke as they attempted to escape. Putting on their self-contained selfrescuers (SCSRs) — emergency oxygen packs — and grabbing hold of each other, 10 of the miners successfully made their way through the smoke and around the fire. Alma Mine #1 (which takes its name from a coal seam) is a large underground drift mine composed of a maze of passages spread over about six square miles. The primary entry is a deep, narrow hole called a box cut. The mine is operated by the Aracoma Coal Company, a subsidiary of Richmond, Virginia-based Massey Energy Company. The company uses continuous mining machines for development and a longwall mining machine for production. In 2004, the mine produced 2.2 million tons of coal and employed 190 workers, according to MSHA records. At the time of the fatal fire, the company was producing coal from one longwall section and one construction section (the #2 section). The roof-bolting team of Ellery “Elvis” Hatfield, 46, and Don Israel Bragg, 33, somehow became separated from the rest. Tragically, in an echo of Sago, efforts to locate and rescue Hatfield and Bragg were not successful, and they died of carbon monoxide asphyxiation. Their bodies were found and recovered on Saturday, January 21. The story of what occurred at Alma Mine #1 can be reconstructed in great detail from the 7 memories of those who were present that day. Evidence points to a number of factors that contributed to the cause and severity of the fire, including misalignment of the longwall conveyor belt, removal of ventilation controls, high accumulations of combustible materials and the failure of the warning and water systems. An investigation of Alma also must examine the recent history of the mine, unsuccessful early efforts to extinguish the fire, how decisions were made once it was obvious the blaze could not be contained, and, most significantly, whether appropriate action was taken to immediately evacuate the mine before the fire raged out of control. Then he was asked where he had worked before Alma. “Sago,” he said softly.2 Sago. The entire country was swept up in the tragedy that had occurred at the Sago Mine less than three weeks earlier. Indeed, had 12 miners not died during and following the explosion at Sago, scant attention might have been paid to the fire at Alma Mine #1. Generally speaking, if fewer than five miners die in what the industry refers to as an incident, coal mine fatalities are not considered disasters — and seldom generate public concern. In fact, five lives must be lost for an accident to be identified as a disaster. As federal and state investigators began conducting interviews to try to learn how Ellery Hatfield and Don Bragg lost their lives, they requested, and, for the most part (with the exception of high-ranking company officials), received voluntary testimony from men and women who had knowledge of the mine, the fire and the events leading up to it. But coming on the heels of Sago, while the nation’s attention was still focused on coal mining and the images of those who had lost loved ones, Alma became closely linked with Sago in the public consciousness. The two situations are, of course, different. Both were tragedies and both might have been avoided had adequate safety measures Shuttle car operator Gary Baisden, however, was a reluctant witness. Baisden, a been in place. But the Sago explosion may have been triggered by a force of nature — lightning — while evidence suggests the Alma fire erupted at the lethal intersection of human error and negligent mining practices. member of the #2 section crew who had found work at another mine after the disaster, testified only after he was issued a subpoena. The interview appeared to be very difficult for him. As the interviewers were wrapping up, one of them asked Baisden why he had left Alma to work at a surface mine. There were other differences. The management of International Coal Group, which owned Sago, voluntarily participated in the public inquiry into the disaster. Management of Aracoma Coal Company and its parent corporation, Massey Energy, declined repeatedly “The sky won’t fall on me,” he replied.1 8 to cooperate with federal and state investigators. Company officials above the foreman level refused to testify. Through counsel, they submitted letters stating that if they were subpoenaed, they would exercise their Constitutional right against selfincrimination. No subpoenas were sought for those officials. Federal Mine Safety and Health Administration (MSHA) officials ultimately were forced to obtain a court order in the United States District Court to acquire documents needed for their investigation. The road into the Aracoma Alma Mine #1 The evidence presented in the aftermath of Alma graphically demonstrates problems with the mine operator’s safety program, problems with the regulatory system and the need to take a closer look at how coal mine safety laws are enforced. A report about what went so terribly wrong at Alma #1 offers an opportunity to examine the inevitable price that is paid when ineffective safety measures and lax enforcement collide and put at risk the well-being of the men and women who mine coal. In accordance with standard procedures, MSHA, as the federal enforcement agency, initiates an investigation following any mine fatality. If, during the course of that investigation, information is uncovered which potentially could be of a criminal nature, a second and entirely separate criminal inquiry is initiated and the matter may be referred to the appropriate United States Attorney. Such a referral has been made in this case. As a result of this action, years may pass before all the facts surrounding the fire are As miner Randall Crouse said to state and federal investigators, “I hope what I told you can be used for some good and that another one of our brothers doesn’t have to perish so that another law can be made. Let’s start it here.”3 made public and the case is laid to rest. But it is appropriate to include Alma in a public examination of mine safety at this time. Understanding how and why this fire occurred may provide an opportunity to contribute to the public debate on mine safety and to initiate changes that may save lives before the various federal and state inquiries are completed. SOURCES 1 0223 Gary Baisden TR. P. 127, L. 01-02 2 0223 Gary Baisden TR. P. 127, L. 11 0208 Randall Crouse TR. P. 89, L. 24-25; TR. P. 90, L. 1-4. 3 9 3 The fire at the Alma Mine #1 “The smoke – the smoke basically overwhelmed me. I panicked, you know. It’s a bad situation. You could hear stuff falling and cracking and popping. It sounded like thunder coming through there.”1 longwall belt mother drive (the end of the longwall belt that takes coal out of the mine), Hensley, who was driving the mantrip, jumped off and opened the airlock doors. The crew drove under the longwall belt, and dayshift belt – Miner Jonah “Joe” Rose examiner Carl White opened the second set of airlock doors so the mantrip could pass into the Northeast Mains and continue on its way deep It was about 2:30 in the afternoon of January into the mine to the section.2 19, 2006, when the 12 members of the #2 section White later said he had been concerned about evening crew entered Aracoma Coal Company’s the longwall conveyor belt because it had shut Alma Mine #1 on a 14-man rubber-tired diesel down several times during his shift. He said he mantrip. had noticed a hazy mist around the mother drive The crew, led by section foreman Michael and the storage unit that houses extra belt, but he Plumley, included roof bolt operators Elmer couldn’t locate the cause, even though he checked Mayhorn, Ellery “Elvis” Hatfield, Don Bragg, the drive motors and bearing temperatures with and Randall Crouse; continuous miner operators a head temperature gun, a device that can be Steve Hensley and Billy Mayhorn; electrician pointed at a belt or roller to determine the internal Michael Shull; shuttle car operators Joe Hunt, temperature.3 Gary Baisden and Pat Kinser; and scoop operator White said he had discussed the problem with Duane Vanover. mine foreman Dusty Dotson, who went to take When the crew arrived at the No. 9 headgate a look at the belt starter box. Whatever Dotson 10 did got the belt running again, White said, and it continued to run for the remainder of his shift.4 CONVEYOR BELTS Even so, White was so concerned that, before he left for the day, he called Bryan Cabell, the evening shift belt examiner, to tell him about the conditions he had witnessed.5 Conveyor belts are used extensively in mines to transport the coal from underground to the surface. Thousands of feet of belts are located in coal mines in the United States. The belts themselves are large, thick, heavy duty and made of rubber-coated material. The belts travel at high speeds and carry multiple tons of coal each day, traveling over steel rollers attached to a steel frame. Meanwhile, the #2 section crew arrived at their section, where they met up with their counterparts from the dayshift and held a brief meeting to discuss a proposed work schedule. As the day shift crew exited the mine, Carl White joined them on the mantrip. As he left, White walked by the storage unit and “it was perfect … there was no smoke, no haze, nothing. That’s how clear it was at 3:30.”6 None of the day shift crew members recall seeing smoke, haze or any hint of the fire that was to come. They arrived on the surface at approximately 4:00 p.m. The Coal Mine Safety and Health Act of 1969 required that all conveyor belts meet fire resistance requirements. Given the speed and movement, it is not uncommon for heating and/or sparks to cause ignition along belts. From 1983 to 1992 thirty-four conveyor belt fires were reported. While that number decreased to ten from 1993 to 2000, conveyor fires remain a serious risk. That risk is compounded by the fact that coal dust and coal fines accumulate on and around the rollers, the steel frame and the belt itself. Thus when a belt roller becomes damaged or broken, heating can occur in close proximity to the fuel source – the coal dust accumulations. Such fires are considered especially dangerous because they can ignite the coal on the walls of the mine itself. By this time the evening shift longwall crew also had arrived in the mine with foreman David Runyon. Longwall headgate operator Gary Richardson said the second shift started producing coal at 4:25 p.m. and the belt ran until about 5:05 p.m. Richardson said Cabell called to say he had shut the belt down because of smoke but would get it running again as soon as possible.7 MSHA last inspected the Aracoma Mine between October and December, 2005. Twenty-five violations were cited, seven concerning the mine’s ventilation plan and three concerning accumulation of combustible materials. (MSHA Records) By all accounts, Cabell was the first to become aware of a possible fire. “I looked back towards the storage unit, and it looked more dustier than usual,” he testified. “It didn’t look like smoke, and I didn’t smell nothing.”8 11 He said he found a “carriage wrecked in the mother drive storage unit”9 that was causing a misalignment of the belt. Cabell explained that the carriage sits on a rail. Because it was latched on one side and not the other, it had turned sideways. He could see the belt starting to rub a bearing and when he tried to train the belt off the bearing, the belt “would rock back and forth and get right back over on the bearing again.”10 Cabell said he turned the belts off at that time not because he saw signs of a fire, but because he saw smoke. “It was not black in color or nothing like that, but it was – I was just afraid I was going to tear my belt up, and I didn’t want to spend all night making splices, so I turned the belt off,” he said.11 Conveyor belt company photo of a storage unit system – there was a pretty good bit of smoke, black smoke, coming up and going around going – well, going into the [#2] section, actually.”16 (Since belt air was being used to ventilate the mine, the smoke would have been expected to go to the longwall section, but, because a stopping had been removed, the air direction in the longwall belt entry was reversed, causing the smoke to travel toward the #2 section.) Then Cabell said he saw the smoke getting worse, “not a flame but some red, like cinders, underneath one of the bearings,”12 and he called second shift foreman Fred Horton to tell him about the situation and to request a chain hoist to try to address the alignment problem.13 “He said, ‘Pat, I need your fire extinguisher,’”17 Callaway recalled Cabell saying to him. “And I just flipped it loose and handed it to him, and he said, ‘Fred said for you not to leave until we get this put out.’”18 Cabell said Horton told him that foreman Pat Callaway was coming that way, and that he should ask Callaway for help.14 While Cabell was on the phone with Horton, Callaway showed up in a five-man diesel mantrip, accompanied by contract miner Jonah “Joe” Rose. Rose’s recollection is that the pair got there between 5:00 and 5:15 p.m., and both agreed that when they arrived, the belt was smoking.15 Callaway’s vehicle was mired in mud and he was afraid of getting stuck, so he told Rose to stay with Cabell while he moved the mantrip. After he got it out of the mud, he jumped off and went to help them.19 The smoke, said Rose, was running along the bottom of the belt, but it didn’t seem extreme at that time.20 Cabell discharged Callaway’s fire extinguisher on what Callaway said was “maybe a two-foot flame.”21 Rose said, “Well, we came up to the four doors where the belt was – well, where the belt goes over at the mother drive, and Bryan Cabell was there on the mine phone. And there was 12 just – I basically just throwed the fire hose down and opened the valve, hoping I could direct it towards the fire, but there was no water in it.”26 As soon as Cabell “stopped extinguishing it, as soon as he expelled his extinguisher and stopped spraying, it lit right back up,” Callaway said.22 Cabell shut the valve off and told Callaway to try to find out where the water was shut off. While Callaway went in the direction Cabell sent him, Cabell said he checked the water line in the area where he was.27 Callaway told Rose to go to any belt head, any power center, any oil storage station and grab every fire extinguisher he could find.23 “And about the time I was telling him all this, I saw an oil storage place up toward the mother drive, and I said, ‘Right there’s one where that oil’s at, go ahead and get it and get it to Bryan.’”24 Callaway said he went through a man door to 7 head gate, where he located a four-inch waterline with fire taps on it.28 “The [water] valve Rose said he grabbed the fire extinguisher and followed Cabell down to the mother drive. “And on the one side of the mother drive, the flame coming up under the roller was probably three feet on the one side and touching the top on the other, on the off side,” Rose said.25 was cocked, you know, it wasn’t completely off or it wasn’t completely on, it was like it was – looked halfway open. And I just tried to jerk it, and it wouldn’t move, so I immediately pulled my hammer out and knocked it to where I knew it was completely on.”29 Cabell said he tried to hook up a fire hose that was lying beside a water line by the storage unit. “I could not get it to hook up onto the fire tap,” he said. “And when I couldn’t get it to hook up, I Callaway ran back through the double doors and yelled at Cabell. “I asked him . . . did that help your water, have you got plenty of water down there?”30 Callaway said Cabell responded that “it smoked us out before I could get … everything hooked up.”31 Water System The water system at the Aracoma Alma Mine #1 is supplied from a holding tank above the box cut portals and runs through a 12-inch steel line to the portal. An 8-inch supply line extends underground and follows the 72-inch conveyor belt for 4800 feet, then branches off into a 4-inch line that extends to the 48-inch conveyor belts. Two pumps are required to boost water pressure to the required flow because of extreme elevations in the mine. Water for the fire hose outlets along the mother drive belt conveyor is supplied by a 2-inch water line that branches off from an 8-inch supply line. The supply lines to each working section have one and a half-inch standard thread fire hose outlets, which are called the “Fire Tap.” Cabell said he called the dispatcher and told him to shut the section belts off and “tell the [section] boss he had smoke coming up his intake and to evacuate.”32 Cabell said he made that call as soon as he saw smoke, before he actually saw flames.33 While Callaway and Cabell were trying to locate a working source of water, Rose ran to the power center and retrieved two more fire extinguishers. “We had to run like four or five 13 Callaway said he told Cabell, “Well, we need to fight this from the bottom. We need to go down lower because smoke’s coming up the belt entry.”47 breaks down through the overcast man door and then two breaks down to the power center,” he said.34 “By the time I got back to the mother drive where the fire was, basically the electricity from the lights and all that was off and I would say there was probably 15 foot of belt . . . on fire.”35 Before they could move in that direction, Horton arrived with electrician Billy Ray Hall, according to Callaway. “And he [Horton] told me to stay there. He said, ‘I want you to stay here,’ he said, ‘I’ll go down and do that. I want you to keep a head count. As these guys come off the section, you keep a head count. And once you write their name down on your tablet, don’t let them leave you.’”48 Rose said altogether he discharged three fire extinguishers,36 and Cabell said he sprayed two or three on the blaze.37 At that point the fire was clearly out of control, and Rose, Callaway and Cabell had no way to put it out. The fire extinguishers weren’t effective, and the men hadn’t been able to find a water line in working condition. “You know, time goes by fast in a situation like that,” Callaway said. “But it didn’t seem like we fought the fire maybe 15 minutes until it smoked Bryan and Joe out.”49 Rose said he panicked and grabbed the mine phone. “I yelled on the mine phone that we needed help up here, that we couldn’t get the fire out.38 I believe the foreman, dispatcher and everybody heard me that we couldn’t get the fire out,” he said.39 “And I believe it was Mr. Horton – it was Mr. Horton that come back across and said, ‘We know, we’re on our way.’”40 Once they had to retreat from the smoke, Callaway said he stationed Rose at the most outby door of the airlock doors on the roadway up to the #2 section to watch for evacuating miners.50 Rose said the doors were closed to keep the smoke confined to the belt entry, but there was a hole over the doors.51 “The visibility was bad. It was bad in that area,” Rose said.41 The belt was burning so rapidly and the smoke becoming so heavy, “it “And I told Joe to watch through that hole,” Callaway said, “and I said, ‘If you see lights over there or you hear voices over there, you tell those guys the good air is over here, that they could crawl under that smoke.’ I had crawled under it, you know, trying to figure a way to get to fight the fire.”52 was getting completely out of hand.”42 Even the coal rib itself was on fire, Rose said.43 Rose said he believes officials were calling for an evacuation because he could hear them yelling.44 He asked Callaway about the #2 section, and Callaway told him they had been notified that there was a fire.45 Assistant Superintendent and longwall manager Rod Morrison later said Horton told him Cabell had notified the #2 section and the longwall section about the fire.46 Horton himself did not testify. Horton repeated the instructions. As Rose recalled, “Mr. Horton and Billy said to look for men coming down through that entry, to yell for them or help them or try to get in there and help them.”53 14 Callaway said he told Rose if the smoke got too thick for him, it would be too thick for the men on the other side of the doors, so to come on out of there.54 was stationed, according to Rose. “They told us they had two guys missing,” Callaway said. “They said as soon as they came through the man door on the four-foot belt, they realized they weren’t with them. And they jumped back through and yelled their names and nobody replied and they came on out. So we, in turn, started doing what we could do, you know, with what we had to find them and get the fire put out.”58 “He had his rescuer on,” Callaway said of Rose. “If he had looked, he could have saw me from where he was at, you know, but he said he panicked and he hollered and told me the smoke was getting too thick for him, and I said, well, come on out, you know. If it’s too thick for you over here, it’s definitely too thick for them over there.”55 Callaway said Fred Horton returned from his attempt to get below the fire, saying he couldn’t get to it, the smoke was rolling back. “He said he got close enough to see it, but he couldn’t get close enough to fight it,” Callaway recalled.59 Rose said he put on his SCSR because he became engulfed by smoke while standing by the door. “At the beginning, I mean, you could take your shirt and pull it up and put it over your face, you know,” he said. “And then it just basically all come in at once, it was like somebody had lit eight or nine tires in an enclosed area all at once. I was just engulfed. The fire was close – probably right on the other side of the doors, because you could hear it cracking and popping. I don’t know whether it was the structure falling or the top falling. But it got bad, real bad.”56 By that time mine foreman Dusty Dotson, section superintendent Terry Shadd and longwall chief electrician Bob Massey had arrived at the fire. “The officials outside had started coming in, and I said, well, if we can’t get to it to fight it, we need to get below it and try to find some block and build stoppings or block the air off, and maybe it’ll smother itself out,” Callaway said. “And we couldn’t find block and we ran down “I couldn’t withstand it anymore. The smoke – the smoke basically overwhelmed me. I panicked, you know. It’s a bad situation. You could hear stuff falling and cracking and popping. It sounded like thunder coming through there. The vibration and that of it. Not being able to see your hand in front of your face. I mean, it was bad.”57 on the longwall and we got some rolls of curtain [material used to create a temporary ventilation control] and come up and hung curtain in every entry to smother the air down to it.”60 After that, Horton told Callaway to take section foreman Michael Plumley and what was left of his crew and get them outside. “At that point we already had rescue teams on the way and, you know, we knew that it was beyond their control,” Callaway said.61 About the time he told Rose to leave the doors, Callaway saw the #2 section crew emerging from the smoke. They had exited from a man door five or six breaks from where Rose 15 Callaway said he had picked up extra SCSRs and some fire extinguishers from the longwall. “I laid the extinguishers and the rescuers with the curtain and yelled up and told them where they were at in the event they needed them. And then we went to the rides, and I took a head count as everybody got on the ride.”62 0210 Cabell TR. P. 33, L. 05-10 0210 Cabell TR. P. 34, L. 13-15 13 0210 Cabell TR. P. 35-36 14 0210 Cabell TR. P. 42 15 0224 Jonah Rose TR. P. 32-33 16 0224 Jonah Rose TR. P. 31, L. 18-25; TR. P. 32, L. 01 17 0216 Callaway TR. P. 47, L. 16-17 18 0216 Callaway TR. P. 47, L. 17-21 19 0216 Callaway TR. P. 47-48 20 0224 Jonah Rose TR. P. 34 21 0216 Callaway TR. P. 99, L. 23 22 0216 Callaway TR. P. 100, L. 01-04 23 0216 Callaway TR. P. 48 24 0216 Callaway TR. P. 48, L. 14-19 25 0224 Jonah Rose TR. P. 34, L. 13-19 26 0210 Cabell Tr. P. 44, L. 14-19 27 0210 Cabell Tr. P. 44 28 0216 Callaway TR. P. 48-49 29 0216 Callaway TR. P. 49, L. 04-12 30 0216 Callaway TR. P. 49; TR. P. 50, L. 06-09 31 0216 Callaway TR. P. 50, L. 09-11 32 0210 Cabell TR. P. 48, L. 10-12 33 0210 Cabell TR. P. 34 34 0224 Jonah Rose TR. P. 116, L. 16-19 35 0224 Jonah Rose TR. P. 45, L. 11-16 36 0224 Jonah Rose TR. P. 40, L. 25 37 0210 Cabell TR. P. 43, L. 25 38 0224 Jonah Rose Tr. P. 56, L. 13-15 39 0224 Jonah Rose TR. P. 45, L. 17-20 40 0224 Jonah Rose TR. P. 45, L. 16-19 41 0224 Jonah Rose TR. P. 47, L. 06-07 42 0224 Jonah Rose TR. P. 47, L. 09-10 43 0224 Jonah Rose TR. P. 49, L. 22-24 44 0224 Jonah Rose TR. P. 47, L. 14-16 45 0224 Jonah Rose TR. P. 47, L. 23-25 46 0314 Rodney Morrison TR. P. 32, L. 15-17 47 0216 Callaway TR. P. 50, L. 12-15 48 0216 Callaway TR. P. 50, L. 21-25; TR. P. 51, L. 01-04 49 0216 Callaway TR. P. 54, L. 24-25; TR. P. 55, L. 01-03 50 0216 Callaway TR. P. 55, L. 11-19 51 0216 Callaway TR. P. 55 52 0216 Callaway TR. P. 55, L. 11-19 53 0224 Jonah Rose TR. P. 71, L. 05-09 54 0224 Callaway TR. P. 56 55 0216 Callaway TR. P. 56, L. 02-12 56 0224 Jonah Rose TR. P. 75, L. 18-25; P. 76, L-01-06 57 0224 Jonah Rose TR. P. 185, L. 14-24 58 0216 Callaway TR. P. 51, L. 06-16 59 0216 Callaway TR. P. 51, L. 19-21 60 0216 Callaway TR. P. 51, L. 25; P. 52, L. 1-11 61 0216 Callaway TR. P. 52, L. 17-20 62 0216 Callaway TR. P. 53, L. 06-12 63 0216 Callaway TR. P. 53, L. 14-23 64 0216 Callaway TR. P. 54. L. 08-17 65 0216 Callaway TR. P. 54. L. 18-23 11 12 Callaway said Massey told him the fire had already burned the water lines in two going to the #2 section and instructed him to stop and deenergize the pumps going to the #2 section but to leave the water on to the longwall. “That way, if they needed water to fight the fire, they could get water off the longwall because it was on two separate circuits,” he said.63 So Callaway took a head count and stopped to de-energize the pump. He discovered that electrician Billy Ray Hall had already done it, but he got off and made sure the pump wasn’t running.64 When he got outside, Callaway took another head count and was told to stay around. He said it seemed like just a few minutes when rescue teams started arriving.65 SOURCES 0224 Jonah Rose TR. P. 185, L. 15-21 0208 Pat Kinser Testimony 3 0306 Carl White TR. P. 44, 45, 60, 61, 334 4 0306 Carl White TR. P. 179, 180-181, 253-254 5 0306 Carl White TR. P. 42-43 6 0306 Carl White TR. P. 47, L. 21-24; TR. P. 48, L. 16 7 0223 Gary Richardson, TR. P. 24, L. 21-25; TR. P. 25, L. 01-07 8 0210 Cabell TR. P. 30, L. 21-25 9 0210 Cabell TR. P. 31, L. 06-08 10 0210 Cabell TR. P. 32, L. 23-25 1 2 16 4 Escape from the #2 Section “He was just gone.”1 While the dust cleared, the two crews had an impromptu meeting. Roof bolter Randall Crouse said the two crews normally have what they call a “hot seat change” – one crew remaining until the other crew arrives so that there are always miners on the section.4 – Electrician Mike Shull, speaking of Don Bragg Continuous miner operator Steve Hensley remembers the evening shift of January 19, 2006, starting just like any other for the #2 section crew. “We stood and talked, you know,” shuttle car operator Pat Kinser recalled. “We was talking about schedule changes. We waited – sat there until – the dust cleared up, you know, with the other crew and then I proceeded on to my shuttle car.”5 The men went to the box cut together and boarded their diesel manbus “… like always, and started in the rim, drove all the way up to Number One full right,” Hensley said.2 As Hensley drove up under the overcast and down toward the mother drive, he got off the mantrip, opened the first set of airlock doors and went through them and under the longwall belt. Kinser and Joe Hunt, another shuttle car operator (or buggyman), greased their cars and got them ready for the day’s work, then drove to the face where Hensley would be cutting coal with the continuous miner. Beltman Carl White was standing at the second set of airlock doors at the mother drive. White opened them and the crew went through and traveled on to the section, where they met up with their counterparts from the day shift who had just finished rock dusting, Hensley said.3 Hunt and Hensley went to the number one entry face and finished a cut the day shift had started. Electrician troubleshooter Mike Shull, 17 making adjustments on the dust suppression system on the belt head, was going back and forth for parts. He had stopped to talk with section foreman Michael Plumley when the belts stopped running. (West Virginia Office of Miners’ Health, Safety and Training investigators’ records indicate the belt stoppage occurred at approximately 5:39 p.m.) “I think that they had shut the belts off to get a hold of us,” Shull said afterwards. “And it’s usually routine for the belts to go off because we load so much rock. So he [Plumley] – he kind of looked at me and he said, well, he says, let’s go find out what’s wrong with the belts.”6 fire on the belts.”10 Vanover said he relayed the information to Kinser and Hunt. Hensley had backed his miner around the corner and was preparing to cut the face of the number two entry when Hunt told him they had to leave “because there was a fire at the mother drive. You know they didn’t say how bad or – just fire at the mother drive,” Hensley said.11 Crouse said he and his partner, Elmer “Blue” Mayhorn, were bolting the number one entry on the extreme left side of the section when Kinser came and told them to get their gear. “He just said we had a belt fire. So we gathered our stuff and went to the mantrip.”12 Scoop man Duane Vanover, who had gone to get hydraulic oil for the continuous miner, said he started to get back on his scoop when he saw the red light flashing on the mine phone. (Some mine phones have two indicators – a bell and a flashing red light. The multiple indicators are necessary because of the noise generated by mining equipment). The light is simply a visual signal used to get miners’ attention when equipment is running.7 “Joe Hunt went to the right roof bolters, which was Bragg and Elvis, and told them,” Vanover said. “While I was walking towards the manbus, I still heard the right roof bolter bolting the top. So I went over and told them that we needed to get outside, we had a fire on the belts. And then we all proceeded to the manbus.”13 As they prepared to board the mantrip, Hensley said he asked Plumley if he wanted him to get some rock dust “because I thought we was going to maybe go fight a fire, try to re-ventilate it, or whatever. And he said no, you know, so we “It usually means somebody’s family’s called, they need them home for whatever reason, or they just need to talk to the boss for something,” Vanover said.8 This time the call was for the boss. just go ahead and go.”14 When they got to the manbus, Shull said the crew realized continuous miner operator Billy Mayhorn and shuttle car operator Gary Baisden weren’t with them.15 The two had taken a scoop and gone to “crib up” bad roof, according to Billy Mayhorn.16 Plumley picked up the phone, and Shull overheard his end of the conversation. “I just heard him say, ‘What, slow down for a minute here. Where is the fire?’ He said, ‘I can’t drive into a fire. Where’s the fire at?’”9 Plumley yelled at Vanover: “Get everybody to the mantrip, we got to get outside. We have a 18 Mayhorn said as they loaded crib blocks onto the scoop, he asked Baisden if he smelled anything and Baisden said he didn’t. “I said, well, A map of Aracoma Alma Mine #1 19 I swear I smell something,” Mayhorn said. “Then the belts went off. We heard them come around with the manbus.”17 through a door to the secondary escapeway. Unfortunately, the crew ran into thick smoke before they reached the door. Shull said Hensley, who was driving the manbus, stopped and picked up Mayhorn and Baisden.18 Blue Mayhorn said the crew then headed down Number Five entry, or intake. He said Plumley told them that they would go down to the cribs because there was a door there.19 In hindsight, Kinser said if the crew had known the extent of the fire when they left the section, “we could have got over on the 48-inch belt [the secondary escapeway] before we even hit the smoke. All of us could have been seeing. And if we could have done that, we wouldn’t have even had to don our rescuers.” As the crew left the section, the air was clear. Vanover said the men were almost light-hearted as they exited. No one, he said, thought there was a serious problem.20 Kinser said they assumed a bearing on a belt roller had gotten hot and was sparking or smoking.21 Billy Mayhorn said the smoke became visible after the crew passed the Ten headgate section turnout. “It was thin at that time, you know, you could still see and we was still talking and wasn’t having no problems with it,” he said.26 As the smoke rolled over them, it “just choked you a little bit, just a cough,” Vanover said. “We actually put our shirts over our mouths.”27 “Everybody was really just joking, carrying on,” Vanover said. “We thought we was going to go down and put the fire out and just come on back to work.”22 But when Hensley made a sharp turn from the Crouse said Plumley told the crew they would leave by the primary escapeway. “We was going Number Five entry into the Number Four entry, to go as far as we could … if we couldn’t get out the crew hit heavy smoke “head on,” as Shull put it.28 that way, we would go to our secondary, which would be the [48”] beltline,” Crouse said.23 Kinser concurred: “We made a right-hand turn on the manbus, and when we made the Baisden said Plumley told the crew they would try to go back out the intake like they had come in. “And we couldn’t make it,” he said.24 right-hand turn, it was just like a cloud of smoke covered you completely up.”29 Kinser said the crew drove about 15 or 20 breaks before encountering smoke. “And then a light dusting of smoke started coming over us,” he said.25 Vanover described the smoke as black and thick. “It started out as a light gray and just got darker, and when we made that turn, it was real black. I’d say you was lucky if you could see a foot in front of you,” he added. “Once you made that turn, it was just like a blanket was thrown overtop of you.”30 In all likelihood, Plumley chose or was told to drive out of the mine rather than walk out because it was quicker and easier to ride, and the foreman knew where he could cross over Shull said Hensley knew that “from right 20 there it was only going to be two breaks to a man door that we was going to have to go through. So he tried to get us as close to it as he could until he couldn’t breathe anymore. And at that time, he shut the mantrip off and hollered back and told them, ‘I can’t go any further.’”31 “It was like hitting a black wall of smoke,” Baisden said. “You couldn’t see your hand in front of your face. And Steve couldn’t see to drive the mantrip no more.”32 “We all got off the bus, and I think it was Mike Plumley, I can’t say – it sounded like his voice, said that we need to put our rescuers on,” Vanover said.33 Blue Mayhorn added, “So we was all hollering, everybody stick together and stuff, which we did the best we could.”34 Crouse said Plumley had told them to head for the man door below the cribs. That door would take the crew to the 48-inch belt line.35 Kinser said, “He [Plumley] said we’ll go through that door and go down the belt line to get out because the belt line’s isolated.”36 The miners got off the bus and started donning their SCSRs, Kinser said. “As far as I know, you know, at that time, all 12 of us was still there, putting our rescuers on,” he said. 37 With the smoke so thick and visibility almost zero, crew members described a scene of confusion and growing panic as they struggled to don their SCSRs and make them work. Kinser said he started putting his on as soon as he got off the mantrip, and he didn’t have an easy time with it. “As I was standing up, when I popped the cap, the goggles fell out the bottom, and I wasn’t going to spend time looking for them,” he said.38 “And at that time it [the smoke] was so heavy, we was getting ready to suffocate. Me personally, I vomited two or three times trying to put mine on. When I did get it on, it was just like a thousand pounds had been lifted off my shoulders because I had oxygen.”39 Hunt said he, too, lost his goggles. “When I pulled the latch off the rescuer, them lids, they went everywhere. I couldn’t find them.”40 Crouse said he was “shaking so bad I couldn’t grab the blow lead [a small cord hanging down from the SCSR that must be pulled to initiate the flow of oxygen].”41 He said he ended up having to jerk it up with channel locks.42 Vanover said he didn’t have any trouble getting his SCSR on. “I heard [Blue Mayhorn] saying his wouldn’t work, and I think Mike Shull told him to blow in it. And he did, and he said it was working.”43 Hensley said Blue Mayhorn was to his left, Billy Mayhorn was in front of him and Elvis Hatfield was to his right. “We donned our rescuers. I thought Mr. Hatfield got his on. I don’t – I still to this day don’t know if he got his on, because I never heard nothing else out of him.”44 Billy Mayhorn said he had problems getting his rescuer on because he panicked. “They have it stuffed in a pouch and you had problems trying to get it out of there,” he said. 45 “I had problems trying to find that tag where you jerk it. I had a little bit of problems trying to get a hold of that and jerk it to pop the tags off of it. Then I lost my goggles, couldn’t find them.”46 He said Hatfield also had problems with his SCSR, and he doesn’t know if he ever got it on. “I assumed that he did because of what he had said, and I was against him. Me and him was 21 dead against each other and he went from, you know, cussing there a little bit to he shut up, and I knowed he was still with me so that’s why I assumed that he had it on.”47 As he eased his way down the rib, Shull almost tripped over one of the crew members who was looking for the goggles he had dropped. Blue Mayhorn had dropped his goggles and was feeling around for them “when somebody grabbed me and said, let’s go.”53 Mayhorn thought it was Plumley, but Shull said, “I finally grabbed him [Mayhorn] and threw him in line. And as I started feeling my way down the rib, somebody grabbed onto my back. I guess that was what Plumley was doing, putting them in line, and they were grabbing onto each other.”54 By the time they began putting their SCSRs on, Billy Mayhorn could no longer see Elvis Hatfield, but he thinks he was still with the crew between the mantrip and the door. Kinser recalls hearing Hatfield hollering that they had to get the rescuers on. “But other than that, I don’t know if he got it on. I don’t know what happened.”48 Hunt said he couldn’t see anything. “I heard people coughing and stuff,” he said. “I couldn’t see them. I started walking out. When I was walking, I thought I was by myself. I lost my goggles and my eyes was watered up. And I just reached up and grabbed Shull’s jacket and just followed him out.”55 Shull said as he got off the mantrip, he put his hand on Bragg’s back because Bragg was in the awkward middle position of the ride. Shull helped him out and told Bragg to put on his rescuer, but doesn’t recall getting a response. He never saw Bragg after that. “I mean,” he said, “he was just gone.”49 Crouse said he had hold of Mike Plumley from the back, and “tried to keep my hand in his back and my hand on the rib. That way I know I was going the right direction.”56 Shull said he made it from where he got off to the front of the mantrip – a distance of perhaps ten feet – before he donned his rescuer and went to the upper rib [or the right hand side rib facing outby, toward the beltline they were trying to reach] to try to feel his way out of the thick black Kinser estimated he could only see two inches. “I had my hand on the rib. I shined my light on my hand and I could barely see my hand,” he said.57 smoke.50 “And as I was feeling my way out, I could hear Plumley tell – it was a muffle, but you could hear where he had the SCSR on – he was telling people to get in line, get in front of each other,” Shull said.51 Kinser said when he finally got his rescuer on he found the rib and started making his way down toward the door, adding that he was in the lead, probably because he was the first to get his rescuer on.52 Shull found himself face-to-face with Gary Baisden, a young miner who was new to the section. “And I just grabbed him by the back and spun him around and pushed him toward the man door because there were a few that were with us that hadn’t been up on our section a whole lot, and that would have been Gary Baisden, Duane Vanover, Pat Kinser…They wouldn’t have known 22 where that man door was unless somebody was trying to show them where it was at.”58 Gary Baisden said Plumley, Hensley and Mayhorn “hollered at Don and Elvis, looked for both of them. I believe Mike may have even walked up here one break [inby] looking for them and couldn’t find them. And it got so bad that they couldn’t do nothing with it. So they turned around and went one break this way [outby] and still couldn’t do nothing with it. They come back to the man door and come back down this belt line, hollering for them and looking for them and never did find them.”65 Shull said he knew about the door because he and a couple of other guys put it in some three weeks prior so the bosses would have easy access to seals instead of having to go five or six breaks down and back to check them. He said the crew stopped there daily for Plumley to check the seals.59 Vanover said he started scooting down the rib line. “And somebody brushed by me, and I grabbed a hold of him when they went by, and I think it was Steve Hensley. And then you heard somebody holler that they found the door. I’m not sure who it was. But we started going towards the voice.”60 Billy Mayhorn said the smoke was so thick they had “no visual.” He said he would “take [the SCSR] out of my mouth, hollering, put it back in my mouth, at the same time we listen. Plumley and Steve, they cut back toward the manbus doing the same thing.”66 It was only when the crew got into the fresh air, where they could see as well as breathe, that they realized two men were missing. Mayhorn estimates they spent two or three minutes calling out for Bragg and Hatfield.67 “You could hear them hollering at the top of their lungs, hollering for them,” Shull recalled. “And they came back in and said they couldn’t find them, it was too thick, the smoke was too thick and nobody would answer.”68 Vanover recalled that Plumley asked if everyone was with them. “And everybody looked around, and everybody seemed like at the same time, they said Bragg and Elvis,” he said.61 Crouse described the scene as “total panic.”62 Kinser said the other crew members stood on the other side of the door, calling out for Hatfield and Bragg, “trying to figure out any Billy Mayhorn said Elvis Hatfield was his first concern because “… me and him is best friends. I mean, we’ve been together 12 and a half years, so that was the first person I looked for. I turned around, and I said, ‘Where’s Elvis?’”63 way we could to let them know where we was so they could get to safety. And we just didn’t have – didn’t have the equipment to go back – go back in and look for them.”69 Blue Mayhorn said Plumley, Hensley and Billy Mayhorn traveled back through the door to search for the missing men. They “hollered and hollered, and I don’t know how long. It just seemed like time stood still right there to me, you know.”64 Hensley said he borrowed Plumley’s carbon monoxide detector, or spotter, and “stuck it up in the smoke and hit like 650 parts per million carbon monoxide” — a lethal level. They decided they couldn’t go through it, so they went 23 Blue Mayhorn said Plumley and Hensley went back to take yet another look for Bragg and Hatfield.77 back and rejoined the rest of the crew.70 No one could say for sure what happened to Hatfield and Bragg. They simply vanished into the black smoke and were never heard from again. Kinser guessed that one may have followed the other. “I don’t know. I do know that they was partners on the section and they did work together every day side by side. I don’t know if they thought they had another plan that they could get out and one went with the other. I don’t know. I just know that they wasn’t with us when we got to the other side, in the fresh air.”71 “Steve looked at Pat Callaway and he said, let me see your rescuer. He said, ‘I’ve got to have one, I’m going back.’ And Pat gave him his rescuer and Steve went back into the smoke,” Shull said.78 But when Plumley and Hensley returned shortly afterwards, Hensley handed Callaway his rescuer, saying they had not been able to find the men.79 Then the crew members walked over to the intake, probably about a break away, and Shull said they looked down and saw two lights.80 After they got through the man door, the crew traveled along the 48-inch belt, their secondary escapeway. Crouse said they didn’t encounter smoke,72 but Billy Mayhorn remembers light smoke seeping through as they made their way around the top of the fire and through another man door on the other side.73 “And I mean, we thought, you know, this is our two guys here, this is what we need right here,” he said. “And Fred [Horton] was on a diesel ride, a diesel five-man. Him and Billy [Hall] took off down there to find out. But by the time they started getting close, we started seeing more lights come out, so we knew it was the longwall [crew] coming out.”81 Shull said it was there they ran into beltman Bryan Cabell, who directed them through the door, and when they exited, foreman Pat Callaway was waiting for them.74 Crouse said when the #2 section miners met up with the longwall crew, “we knew that there was spare rescuers on the longwall face. Some of Callaway pulled out a notepad and pen and wrote down the names of all the miners who were accounted for “so nobody else would get lost in the confusion,” Kinser said.75 Joe Rose, Foreman Fred Horton and Electrician Billy Ray Hall were with Callaway, and Raymond Grimmett showed up on a grader a short time later. us went to retrieve those in case we would have to have them.”82 Other crew members got rows of curtain with the thought that they might be able to smother the fire or redirect the smoke away from the two missing men, Hensley said. “So there was actually six guys that we met up with there at the top of the hill before we met down with the longwall crew,” Kinser said, adding that Horton told Callaway to keep everyone together while he and the electrician went over to the fire.76 “We went over there … through the crossover and up to the mother drive belt and cut that belt and dropped the structure down and hung a curtain across trying to choke the air off in the fire area,” Hensley said.83 24 Using rescuers from the longwall crew, the #2 section miners made one more futile attempt to find Bragg and Hatfield. 0209 Duane Vanover TR. P. 48, L. 09-12 0208 Mike Shull Tr. P. 26, L. 18-21 29 0208 Pat Kinser TR. P. 25, L. 22-25; TR. P. 26, L. 01 30 0209 Duane Vanover TR. P. 44, L. 16-18, L. 06-09 31 0208 Mike Shull TR. P. 26, L. 25-25; TR. P. 27, L. 01-04 32 0223 Gary Baisden TR. P. 48, L. 19-23 33 0209 Duane Vanover TR. P. 51, L. 01-05 34 0210 Mayhorn E. TR. P. 30, L. 24-25; TR. P. 31, L. 01-02 35 0208 Randall Crouse TR. P. 38, L. 13-21 36 0208 Pat Kinser TR. P. 37, L. 09-11 37 0208 Pat Kinser TR. P. 26, L. 06-08 38 0208 Pat Kinser TR. P. 43, L. 04-08 39 0208 Pat Kinser TR. P. 42, L. 10-17 40 0209 Joe Hunt TR. P. 83, L. 15-19 41 0208 Randall Crouse TR. P. 44, L. 19-22 42 0208 Randall Crouse TR. P. 45, L. 04-05 43 0209 Duane Vanover TR. P. 52, L. 19-23 44 0208 Steve Hensley TR. P. 30, L. 15-19 45 0210 B. Mayhorn TR. P. 92, L. 21-23 46 0210 B. Mayhorn TR. P. 93, L. 01-06 47 0210 B. Mayhorn TR. P. 94, L. 11-19 48 0208 Pat Kinser TR. P. 44, L. 16-18 49 0208 Mike Shull TR. P. 76, L. 04-18 50 0208 Mike Shull TR. P. 27, L. 04-12 51 0208 Mike Shull TR. P. 27, L. 13-18 52 0208 Pat Kinser TR. P. 26 53 0210 Mayhorn E. TR. P. 72, L. 06-08 54 0208 Mike Shull TR. P. 27, L. 23-25; TR. P. 28, L. 01-04 55 0209 Joe Hunt TR. P. 51, L. 14-25 56 0208 Randall Crouse TR. P. 83, L. 25; TR. P. 84, L. 01-03 57 0208 Pat Kinser TR. P. 42, L. 20-22 58 0208 Mike Shull TR. P. 28, L. 17-24; TR. P. 29 L. 01-04 59 0208 Mike Shull TR. P. 29 60 0209 Duane Vanover TR. P. 56, L. 07-13 61 0209 Duane Vanover TR. P. 56, L. 21-23 62 0208 Randall Crouse TR. P. 48, L. 08 63 0210 B. Mayhorn TR. P. 98, L. 16-20 64 0210 Mayhorn E. TR. P. 31, L. 13-16 65 0223 Gary Baisden TR. P. 57, L. 21-25; TR. P. 58, L. 01-08 66 0210 B. Mayhorn TR. P. 99, L. 15-25; TR. P. 100, L. 01 67 0210 B. Mayhorn TR. P. 100, L. 07-08 68 0208 Mike Shull TR. P. 31, L. 12-17 69 0208 Pat Kinser TR. P. 27, L. 17-22 70 0208 Steve Hensley TR. P. 31, L. 24-25; TR. P. 32, L. 01-05 71 0208 Pat Kinser TR. P. 44, L. 22-25; TR. P. 45, L. 01-10 72 0208 Randall Crouse TR. P. 50, L. 11-13 73 0210 B. Mayhorn TR. P. 87, L. 09 74 0208 Mike Shull TR. P. 32, L. 20-24 75 0208 Pat Kinser TR. P. 69, L. 09-13 76 0208 Pat Kinser TR. P. 72, L. 19-23; TR. P. 73, L. 21-25; TR. P. 74, L. 01-05 77 0210 Mayhorn E. TR. P. 31, L. 09-10 78 0208 Mike Shull TR. P. 32, L. 15-20 79 0208 Mike Shull TR. P. 32, L. 22-25 80 0208 Mike Shull TR. P. 34, L. 06-07 81 0208 Mike Shull TR. P. 34, L. 07-16 82 0208 Randall Crouse TR. P. 58, L. 25; TR. P. 59, L. 01-04 83 0208 Steve Hensley TR. P. 32, L. 16-22 84 0208 Pat Kinser Tr. P. 76, L. 21-25; TR. P. 77, L. 01 85 0208 Pat Kinser TR. P. 84, L. 06-08 86 0208 Pat Kinser TR. P. 84, L. 09-15 87 0208 Steve Hensley TR. P. 32, L. 23-24 27 28 Kinser said while this was going on, he sat with one of his buddies who was having a hard time catching his breath, and then he took the man back over to the main intake and waited for everyone else.84 “I pulled a Gatorade out of my bucket, got me something to drink because my mouth was real dry,” he recalled.85 Then Mine Superintendent Peppy Lester told him to relay a message to Fred Horton to get every man out of the mine except for a few of the bosses.86 Hensley said Horton told the crew hanging curtain that conditions were too bad, that they needed to get outside.87 The crews loaded up on two diesel mantrips and exited the mine. They arrived at the surface at approximately 8:00 p.m. SOURCES 0208 Mike Shull TR. P. 76, L. 17-18 0208 Steve Hensley TR. P. 26, L. 22-24 3 0208 Steve Hensley TR. P. 27 4 0208 Steve Hensley TR. P. 28, 29 5 0208 Pat Kinser Tr. P. 23, L. 18-25; TR. P. 24, L. 01-02 6 0208 Mike Shull TR. P. 24, L. 23-25; TR. P. 25, L. 02-07 7 0209 Duane Vanover TR. P. 25, L. 12-13 8 0209 Duane Vanover TR. P. 26, L. 01-05 9 0208 Mike Shull TR. P. 25, L. 13-17 10 0209 Duane Vanover TR. P. 30, L. 19-22 11 0208 Steve Hensley TR. P. 28, L. 17-20 12 0208 Randall Crouse TR. P. 27, L. 17-20 13 0209 Duane Vanover TR. P. 30, L. 24-25; TR. P. 31, L. 01-07 14 0208 Steve Hensley TR. P. 28, L. 24-25; TR. P. 29, L. 01-03 15 0208 Mike Shull TR. P. 25, L. 25; TR. P. 26, L. 01-02 16 0210 B. Mayhorn Tr. P. 30, L. 18 17 0210 B. Mayhorn TR. P. 48, L. 18-21 18 0208 Mike Shull TR. P. 26, L. 05-06 19 0210 Mayhorn E. TR. P. 29, L. 18-19 20 0209 Duane Vanover TR. P. 31, L. 12-13 21 0208 Pat Kinser TR. P. 36, L. 09-12 22 0209 Duane Vanover TR. P. 31, L. 13-17 23 0208 Randall Crouse TR. P. 34, L. 14-19 24 0223 Gary Baisden Tr. P. 38, L. 19-20 25 0208 Pat Kinser Tr. P. 25, L. 14-18 26 0210 B. Mayhorn TR. P. 87, L. 19-22 1 2 25 5 On the Surface to the dispatcher’s office. As a dispatcher, his duties included handing out cap lamps to miners heading underground, distributing supplies, monitoring the operation of the belts, monitoring – Dispatcher Mike Brown the CO system and directing mine traffic.2 “And when they came up to me and asked me … if I had prayed for the men, and I told them yes. And we all stopped and we prayed.”1 Up in his office in the box cut, dispatcher Mike Brown wasn’t particularly concerned when a sensor that measures carbon monoxide in the mine went off in the immediate vicinity of the conveyor belt. Such systems are required when mines use belt air for ventilation, as is the case at Alma Mine #1, and both visual and audible alarms are triggered when carbon monoxide concentrations in the atmosphere reach five parts per million. Brown had just started working at Alma on August 28, 2005. It was his first mining job, and he was assigned to work with the beltman. Less than three months later, during the week of Thanksgiving, he was moved up Although neither West Virginia nor the federal government has specific experience or training requirements for dispatchers, in many mines the position is assigned to experienced miners who have a good working knowledge of the mine and know what to do in the event of an emergency. By his own admission, Mike Brown did not fit that description. A contract miner with less than a year of total mining experience – a red cap,3 in mining parlance – Brown’s only training had been provided by the day shift dispatcher,4 who had told him what to do if the CO alarm sounded, but not how to handle a full-blown emergency. He didn’t think he had the authority 26 alarms, Horton picked up a mine phone at the #3 section.11 to order the mine evacuated, and he certainly lacked the experience and knowledge to take it upon himself to do so.5 Brown listened in as Cabell told Horton that the entryway was filled with smoke and he “couldnʼt get to where the smoke was.”12 “I was told that when an alarm would go off, I was to acknowledge the alarm [by hitting a reset key on a computer] and then contact someone in the vicinity of that alarm, of that CO monitor,” Brown testified.6 That description of his training, such as it was, suggested that when an alarm was triggered, his first reaction should be to assume that whatever was wrong could be fixed by re-setting the alarm and then having someone working near the monitor check it out to make sure that it was only malfunctioning rather than indicating a real problem. So when the system began alarming, he did as he had been trained.7 “And Fred asked him what was wrong, and he said that one of the … dollies were cocked sideways,” Brown said.13 “I don’t know what all that stuff is. But, anyways, he told him that, and he said he would need a chain hoist. And he said he couldn’t, at that time, see where the smoke was coming from but he was … he’d get back to Fred, he’d find out.”14 Diesel mechanic/electrician Tim Dingess was putting traction chains on a tractor in the shop adjacent to the dispatcherʼs office when he overheard Cabell say on the mine phone that he had smoke at the mother drive “and then it was like the next thing I knew, it was chaos.”15 When he had time during his shift, Brown would rewrite his log sheet – to make it more legible, he said. Thatʼs what he says he was doing on January 19 when the alarm went off on sensor 82 at the longwall belt head at 5:36 p.m. Twentyone seconds later, the warning became an alarm.8 Dingess said although it had been reported that the monitor went off at 5:36 p.m., he believed it was shortly after 5:00 p.m.16 The difference could have been accounted for by the fact that clocks were showing different times, according to Brownʼs testimony.17 (During the investigation, State and Federal officials analyzed the clocks and found that they were not correct. State officials estimated the computer clock was 23 minutes fast. When time adjustments were made, the first sensor at the storage unit was found to have alarmed at 5:13 p.m., followed by a second sensor at 5:16 p.m. The #2 section belts were shut down at 5:39 p.m.) “So I got up and I went over and I acknowledged the alarm, and … I walked back to the desk and sat down,” Brown said.9 At about the same time beltman Bryan Cabell called, frantically trying to locate foreman Fred Horton, Brown recalled.10 Brown said Cabell told him he really needed to talk with Horton. At some point during their conversation, and about two minutes after the first sensor, sensor 81 alarmed near the tailpiece for the 72-inch belt. Brown said that as he prepared to tell Cabell about the CO system 27 When Dingess heard Cabell tell Horton about the dolly that was stuck, or cocked, he went into the warehouse, retrieved a chain ratchet and gave it to Raymond Grimmett to take to Horton.18 Dingess estimated it would take Grimmett, who was driving a road grader, about 20 minutes to get from the box cut to the mother drive.19 Grimmett testified he knew nothing about a fire when he entered the mine with the ratchet.20 him he had overheard a conversation between Brown and someone – he thought it was Bryan Cabell – concerning a fire at the mother drive.25 Morrison said he grabbed a phone and asked Brown who he had been talking with and if there was, in fact, a fire at the mother drive. Brown told him he had just spoken with Cabell and that “they had been trying to extinguish a fire at the mother drive area.”26 Morrison then called Horton, who told him he was on his way to the mother drive area.27 Morrison believes it was at least 6:00 p.m. when he went to the dispatcherʼs office,28 accompanied A short time after his initial call, Cabell called back. “He said, ‘There’s too much smoke. I can’t get to it. I’ve wasted two fire extinguishers, and I can’t get to it,’” Brown said Cabell told Horton.21 “And Fred said, ‘Well, what do you need, Bryan? Just tell me what you need.’ He said, ‘I need more fire extinguishers.’ And he said, ‘I see flames.’ And he [Horton] said, ‘Do what, Bryan?’”22 Mine Evacuations Neither state nor federal regulations set out precisely when a mine should be evacuated, partially or in its entirety. However, the statutory provision of the law [30CFR75.1501] states that “for each shift that miners work underground, there shall be in attendance a responsible person designated by the mine operator to take charge during mine emergencies involving a fire, explosion or gas or water inundations. The responsible person shall have current knowledge of the assigned location and expected movements of miners underground, the operation of the mine ventilation system, the location of mine escapeways, the mine communications system, any mine monitoring system, if used, and the mine emergency evacuation and firefighting program of instruction.” That designated responsible person “shall initiate and conduct an immediate mine evacuation when there is a mine emergency which presents an imminent danger to miners due to fire or explosion or gas or water inundation.” 75.1501(b) infers that miners not needed to fight the fire should be evacuated to the outside. As it states in part that… “Only properly trained and equipped persons essential to respond to the mine emergency may remain underground.” 75.352(c)(2) states that miners must be withdrawn promptly to a safe location identified in the mine emergency evacuation and fire fighting program of instruction, which is typically one sensor outby the sensor in the alarm mode. Brown said Cabell repeated that he saw flames and Horton told him to “get to it.” Cabell responded that he couldn’t get to it, and “that’s when Fred told him he was headed his way,” according to Brown. He said he never heard Horton say anything about evacuating personnel, just to “get to it.”23 Brown said he then knew the situation was serious: “I hung up the phone because I knew it was bad.” Brown’s written log shows: “fire at storage unit at mother drive.” Dingess said by this time CO alarms around the mother drive were “all going off.”24 Assistant longwall superintendent Rod Morrison had his dinner bucket in his hand and was getting ready to get in his truck and go home when longwall chief electrician Bob Massey told 28 down the belt in the #2 section, he assumed the longwall belts were off. He said he did not have the capability to shut those belts off.38 [According to longwall headgate operator Gary Richardson, the longwall crew made the decision to leave the longwall section on their own after the power was knocked off and communications failed.] by Massey, day shift mine foreman Dusty Dotson, section superintendent Terry Shadd and assistant longwall coordinator Ed Ellis.29 “I never even put coveralls or anything of that nature on,” Morrison said. “I just grabbed my hat and my light and my belt …”30 He said he again called Horton, who confirmed that there was a fire and that Bryan Cabell had notified the longwall and the #2 section crews.31 “… I assume they were because the communications on those two CO monitors went dead. I’m thinking that there – because they’ve already said there’s a fire. So I assumed that the fire destroyed the CO monitors and it surely stopped the belt,” Brown said.39 Just before he entered the mine, Morrison said he instructed Brown to contact Aracoma superintendent Lawrence “Peppy” Lester, general manager Gary Goff, the top on-site official at Alma, and Aracoma Coal president Dwayne Francisco, also director of underground mining for Massey Coal Services.32 Brown recalled also being asked to contact Eddie Lester, vice president of operations for Aracoma Coal.33 Brown said Morrison told him to shut off the belt to the #2 section and to let the crew know smoke was coming their way and to evacuate.34 Morrison said Horton told him the evacuation order had been given and that Bryan Cabell had called the longwall and the #2 section.35 Dingess came into the dispatcher’s office, and Brown asked him to man the phones while he used the restroom. Dingess said he didn’t consider that he had taken over for Brown. “Mike was pretty shook up,” he said. “I was just there to more like help him. I didn’t take control of the situation, but I was just there for like protective supports or something.”40 As he went upstairs to the restroom, Brown met Peppy Lester. When Brown shut off the belt, the #2 section foreman Mike Plumley called to ask him what was wrong. “And I told him I turned them off, that smoke was headed in his direction,” Brown said.36 “I started to tell him more, and Fred Horton told him, ‘Mike, listen to the dispatcher and evacuate off the section.’”37 “He asked me what was going on, and I told him what I could,” Brown said.41 By the time Brown got back to the box cut, Lester had changed out of his street clothes and was on his way into the mine. MSHA inspector Vicki Mullins had left the Logan field office and was at home when she received a call at approximately 7:50 p.m. from Sharon Cook, a training specialist in MSHA’s Madison field office, telling Mullins there was a mine fire at Aracoma Alma Mine #1 and that Brown said he attempted to contact the longwall section, but was not successful. He later learned that the longwall crew had already begun to leave the mine, and, by the time he shut 29 safety of any person in the coal or other mine, and the operator of such mine shall obtain the approval of such representative, in consultation with appropriate State representatives, when feasible, of any plan to recover any person in such mine or to recover the coal or other mine or return affected areas of such mine to normal.” two men were missing. Cook learned of the fire because her cousin, inspector Eugene White, had been placed on standby by the WVOMHST.42 Astonishingly, the federal agency charged with oversight of the nationʼs coal mines first learned about a major mine fire only because of the coincidence that an employee in an office a county away happened to be related to a West Virginia inspector. Before she left for the mine, Mullins also called Minness Justice, an electrical inspector who was assigned to the Alma mine, and asked him to bring her computer equipment with him when he came to the mine.46 On her way, Mullins said she continued to try to reach her superiors, including district manager Jesse Cole and assistant district manager Luther Marrs. It wasn’t that her cell service was bad, Mullins said; she simply couldn’t reach any of them by phone.47 Mullins, who lives near the Alma mine, said she tried to call MSHAʼs Logan office, but her call was routed to voicemail and she was unable to reach either of her supervisors at home because both had moved and had new phone numbers.43 “So I called Tim Justice, who was our ventilation specialist and regular mine inspector and told him what was going on,” Mullins said.44 She said Justice told her that since she was closest to the mine, she should go there and issue a 103(k) order.45 Mullins estimates she was at the mine by 8:15 or 8:20 p.m.48, the first federal safety official to arrive on site. She met Masseyʼs safety coordinator, Frank Foster, who told her they had a mine fire and two people unaccounted for. The mine management team was still underground when Mullins verbally issued the (K) order to Foster at 8:30 p.m.49 In the aftermath of Sago, it was a common misconception that the issuance of a so-called (K) order puts the federal government in charge of a mine rescue. In fact, the order is intended to create an orderly mechanism for decision-making with the mine operator remaining responsible for the mine. However, the operator’s rescue and recovery plans are to be submitted in writing to MSHA and the WVOMHST for approval. “And I asked him – he’s the first person I asked – why nobody from MSHA had been contacted,” she said. “And he said that he had been trying to for several hours, you know, with no success.”50 Specifically, section 103(k) of the Federal Mine Safety and Health Act of 1977 states: “In the event of any accident occurring in a coal or other mine, an authorized representative of the Secretary [of Labor], when present, may issue such orders as he deems appropriate to insure the Mullins said Foster said, “ʻI couldnʼt even get nobodyʼs number at your office,ʼ”51 Mullins had experienced the same problem. When she had called her office, the phone wasnʼt answered with the name of the agency and didnʼt offer a means 30 for reporting an accident. It simply went to voice mail.52 He said they also carried fire hose down the four-foot belt and hooked it to a fire valve, but couldnʼt get water because the power had been cut off.58 By this time, Brown said Goff told him not to provide information to anyone who called from outside the mine and to turn calls over to Goff in the mine office. Brown said Safety Tech Randy Boggs directed electrician Chad Neal to come down and take over the phones.53 At about 9:00 p.m. Vicki Mullins conducted a roll call of Alma employees. By this time the #2 section miners and the longwall crew had evacuated the mine, and family members had begun to gather at the mouth of the hollow from where the mine is located. The situation, Mullins said, was “kind of chaotic.”59 “It was getting real stressful to me because they were asking questions, and they wanted answers, and I couldn’t give any,” Brown said. “So I gave up my position.”54 Some of the miners asked if they could go speak to their families and come right back. “And I really didnʼt see a problem with that, to keep down the, you know, confusion and family worry and everything, and they said they would come right back,” Mullins said. “I thought it would take a while for them to come back up there, but they came back quite fast.”60 Inside the mine, Rod Morrison and Ed Ellis got off the mantrip and walked to Four Right, where they opened two airlock equipment doors at the bottom of nine tailgate to try, in Morrisonʼs words, “to actually short-circuit everything that I could”55 and try to draw the smoke off an area where he thought miners might try to escape. At that point, Morrison said he had no idea that anyone was missing, but “I did take that into consideration before them doors were ever opened.”56 As the evacuating miners had arrived on the surface, Brown said they talked about what they were experiencing, what each had done. “They all know that I go to church,” said Brown, who is known as “Preacher” to some of the miners. “And when they came up to me and asked me … if I had prayed for the men, and I told them yes. And we all stopped and we prayed.”61 After he opened the doors, Morrison called Fred Horton to see if it had any effect on the smoke. It was then he learned that Don Bragg and Ellery Hatfield were missing. He and Ellis then went back and checked every route the men might have taken, he said.57 SOURCES Ellis said he and Morrison went toward the mother drive and helped curtain off the intake travelway going to the longwall before they were ordered to evacuate the mine by MSHA officials. 0224 Gary Brown TR. P. 190, L. 22-25; TR. P. 191, L. 01-03 2 0224 Gary Brown TR. P. 25-27 1 31 0224 Gary Brown TR. P. 25-26 0224 Gary Brown TR. P. 51 5 0224 Gary Brown TR. P. 52-53 6 0224 Gary Brown TR. P. 37, L. 07-11 7 0224 Gary Brown TR. P. 37, L. 01-24 8 0224 Gary Brown TR. P. 192 9 0224 Gary Brown TR. P. 192, L. 13-16 10 0224 Gary Brown TR. P. 192 11 0224 Gary Brown TR. P. 192-193 12 0224 Gary Brown TR. P. 193, L. 07-08 13 0224 Gary Brown TR. P. 95, L. 14-20 14 0224 Gary Brown TR. P. 95, L. 21-25; TR. P. 96, L. 01-02 15 0228 Timothy Dingess TR. P. 60, L. 17-18 16 0228 Timothy Dingess TR. P. 61, L. 23-25; TR. P. 62, L. 01-02 17 0224 Gary Brown TR. P. 113-114 18 0228 Timothy Dingess TR. P. 63, L. 13-22 19 0228 Timothy Dingess TR. P. 68, L. 06-07 20 0316 Raymond Grimmett TR. P. 31, L. 12-22 21 0224 Gary Brown TR. P. 96, L. 16-21 22 0224 Gary Brown TR. P. 96, L. 21-25 23 0224 Gary Brown TR. P. 97, L. 01-05 24 0228 Timothy Dingess TR. P. 66, L. 15-16 25 0314 Rodney Morrison TR. P. 25, L. 14-23 26 0314 Rodney Morrison TR. P. 26, L. 13-21 27 0314 Rodney Morrison TR. P. 28, L. 23-24 28 0314 Rodney Morrison TR. P. 41 29 0314 Rodney Morrison TR. P. 31, L. 03-05 30 0314 Rodney Morrison TR. P. 31, L. 09-12 31 0314 Rodney Morrison TR. P. 31, L. 19-25; TR. P. 32, L. 01-17 32 0314 Rodney Morrison TR. P. 34 33 0224 Gary Brown TR. P. 130 and 194 3 0224 Gary Brown TR. P. 107, L. 22-25; TR. P. 108, L. 01-04 35 0314 Rodney Morrison TR. P. 33, L. 10-13 36 0224 Gary Brown TR. P. 107, L. 23-25 37 0224 Gary Brown TR. P. 117, L. 20-23 38 0224 Gary Brown TR. P. 118-119 39 0224 Gary Brown TR. P. 119, L. 07-16 40 0228 Timothy Dingess TR. P. 80, L. 11-16 41 0224 Gary Brown TR. P. 131, L. 23-24 42 0323 Vicki Mullins, TR. P. 23-24 43 0323 Vicki Mullins TR. P. 24, L. 12-25; TR. P. 22, L. 09-12 44 0323 Vicki Mullins TR. P. 22, L. 17-20 45 0323 Vicki Mullins TR. P. 22, L. 20-23 46 0323 Vicki Mullins TR. P. 29, L. 08-18 47 0323 Vicki Mullins TR. P. 24, L. 12-25 48 0323 Vicki Mullins TR. P. 23, L. 11 49 0323 Vicki Mullins TR. P. 27-28 50 0323 Vicki Mullins TR. P. 27, L. 15-20 51 0323 Vicki Mullins TR. P. 28, L. 21-22 52 0323 Vicki Mullins TR. P. 27 53 0224 Gary Brown TR. P. 130, L. 16-18; 132, L. 12-14; TR. P. 133, L. 01-12 54 0224 Gary Brown TR. P. 130, L. 12-16 55 0314 Rodney Morrison TR. P. 44, L. 22-24 56 0314 Rodney Morrison TR. P. 46 L. 02-24 57 0314 Rodney Morrison TR. P. 48-53 58 0316 Edward Ellis TR. P. 161 L. 18-24 59 0323 Vicki Mullins TR. P. 35, L. 03 60 0323 Vicki Mullins TR. P. 41, L. 10-24 61 0224 Gary Brown TR. P. 190, L. 19-25; TR. P. 191, L. 01-03 34 4 The conveyor belt that burned near the fire area 32 6 The Attempt at Rescue “…once the first man was found, of course, the whole area was secured by the state police, completely locked down. Cell phones were confiscated. No calls made ...”1 Cole indicated he would go to Alma and sent Kline to the district office in Mount Hope. Gillenwater said he tried without success to call inspector Vicki Mullins, unaware that she – MSHA official Rich Kline already was at the mine.4 He then called inspector Curtis Vance, Jr., and the two met at the Logan office. It was 9:30 p.m. or a little later when Gillenwater and Vance arrived at the mine.5 As he Bill Gillenwater, supervisory inspector at entered the command center, Gillenwater said he the Logan MSHA field office, had just finished remembers seeing Mullins, Tim Justice and Cass eating dinner and was watching TV at about 8:30 Trent from his office; state inspectors Richard p.m. when he received a call from his assistant Boggess and Eugene White; and Massey Energy district manager, Luther Marrs, telling him he officials Frank Foster and Chris Adkins.6 needed to get to the Alma mine, that there was a Mullins already had issued a 103 (k) order, fire and two men unaccounted for.2 Gillenwater said Marrs instructed him to “set up the command but she told Gillenwater that management personnel were still underground exploring for center and get things started.”3 the missing miners, and that she had urged they Eddie Lester, vice president of operations for be withdrawn because “we didn’t need people in Aracoma Coal Company, notified MSHA District the mine who weren’t fire fighters.”7 Four assistant district manager Rich Kline, who The (K) order, in effect, gives the operators had called Marrs and district manager Jesse Cole. 33 the right to protect personnel and property, which they were attempting to do by trying to extinguish the fire. Legally, Vicki Mullins could have ordered the officials out of the mine, but she may have been hesitant to do so for three reasons: the fire was still burning; the two missing miners may have been alive; and the absence of methane made the risk of an explosion unlikely. West Virginia and East Kentucky teams – had arrived at Alma Mine #1. Aracoma Coal safety director Charles Conn, who also is captain of Masseyʼs East Kentucky Mine Rescue Team, said he got there at about 8:00 p.m., before MSHA or state officials were on the scene. The rest of his team arrived between 8:30 and 9:00 p.m., he said. Robert Asbury, Meanwhile, Eddie Lester also had located captain of the Southern West Virginia mine West Virginia state inspector Richard Boggess in rescue team, arrived with his entire team some Madison at about 7:33 p.m. Boggess left for the time later, although he could not recall the exact mine immediately and was there within the hour, time. Eddie Lawson, who led Arch Coalʼs Mingothe first state safety official on the scene. Other Logan team, said he got to the mine at about 9:10 state officials arrived within minutes. Inspector p.m., when most of the company officials were Eugene White said by the time he arrived at about still underground. His entire team arrived, fully 8:30 p.m., Doug Conaway, then director of the equipped, at 10:55 p.m. West Virginia Office of Miners’ Health Safety The tragic experience of Sago was fresh, and Training (WVOMHST) was already on the and some of the rescuers rushing to Alma had scene. WVOMHST deputy director C.A. Phillips participated in the largely failed rescue attempt arrived shortly thereafter. White said Conaway in Upshur County less than three weeks before. assigned him to the command center. Boggess, While no one faulted the mine rescue teams, the the regular state inspector for Alma and the state slow response at Sago had been widely criticized official who knew the mine best, was assigned to and may have spurred those making decisions at take notes in the command center. Alma to act with greater urgency. Boggess said Conaway told him to order all “We had in mind about Sago,” White said. “A management personnel out of the mine at 8:40 lot of people felt they sat at Sago too long. We p.m., and all the company employees had exited held the teams until we had backup, but as soon by around 10:30 p.m., Boggess said. Although as we got backup, they went under.” Gillenwater had established the command center Since the situation at Alma involved a fire earlier in the evening, the situation was pretty chaotic until the company officials arrived on the rather than an explosion and since the location surface, White said. “For a period of time, it was of the fire was known, teams were able to travel directly to the fire area without having to mass confusion,” Boggess agreed.8 establish fresh air bases along the way as they did By the time the mine was evacuated, the first at Sago, where conditions were unknown. This two mine rescue teams – A.T. Massey’s Southern allowed teams to move rapidly once inside the 34 mine, White said. “We knew we had a fire, not an explosion. Our view was, use caution, but go,” he said. Mine Rescue Teams – Order of Work The rescue teams that advanced inby the fire in search of the missing miners did establish and advance the fresh air bases. It also should be acknowledged that the two situations presented vastly different problems. The Alma fire was not the result of an explosion and, because there was virtually no methane present, the risk of the fire triggering an explosion was minimal or nonexistent. (Results of the analyses of air samples indicated the total methane liberation from the mine was less than 0.5 million cubic feet per day.) Moreover, the belt fire had not spread to the extent that the travel routes of the teams were blocked, and the fire was being controlled from spreading to those areas by the teams fighting it. As at Sago, the mine rescue teams exploring inby in search of the missing miners were equipped with full mine rescue apparatus, which protected them in the smoke and high levels of carbon monoxide. Although any time mine rescue teams are sent into bad air wearing apparatus, they assume a higher than normal level of risk, officials determined the risk assumed in this case was consistent with the value of the operation. Since it had been reported by some of the survivors that they thought the men went back toward the #2 section, there was a chance the rescue teams would find survivors in an isolated area that was smoke-free. All of these factors allowed a more expedited rescue action plan. About 15 minutes after his arrival, 35 When an event occurs at a mine requiring the use of mine rescue teams, many teams will respond to the situation. Some of these responding teams will be those of the coal company itself. Others include teams the company contracts with to provide coverage, teams from other companies or private contract teams, along with the state and federal mine rescuers. It is a well-known fact that, although all teams that respond to an event will have the minimum required training and qualifications specified in Part 49 of the regulations, not all teams will have the same level of training, experience, knowledge, and actual working time in adverse conditions. It is imperative that persons in the Command Center, or those directing the participation of the mine rescue teams, are familiar with the teams and have a good understanding of their knowledge, experience working in low coal, fighting fires, or building temporary seals in adverse conditions. Teams with this knowledge and expertise should be preferred to complete certain tasks, as opposed to teams with lesser experience in these areas. Mine rescue team assignments should never be a “first come, first served” exercise, and teams should be utilized accordingly. Lawson said, the #2 section foreman Mike Plumley gave a briefing in which he described the path the escaping miners had taken, where they abandoned the diesel mantrip, the point at which they had donned their SCSRs and the route the crew took to reach fresh air.9 By approximately 11:00 p.m., four rescue teams had assembled at the mine: Masseyʼs East Kentucky and Southern West Virginia teams, Arch Coalʼs Mingo-Logan team and Foundation Coalʼs Riverton team. Lawson said the rescue teams didnʼt get what he would term a real briefing, just a “game plan” involving those first four teams to arrive at the mine.10 While the teams were getting unloaded and, in Lawson’s words, getting “everything However, White said to his knowledge no written plan was signed off on until after the bodies of the two missing miners had been recovered on Saturday, January 21. The state, he said, never requested written proposals.20 staged up so that we could get inside,”11 Vicki Mullins began to interview the members of the #2 section, who told her they had abandoned their mantrip near a borehole around Nine headgate. Knowledge of the borehole offered an opportunity for rescuers to monitor carbon monoxide levels above the site where the miners went missing.12 “There was a map the company officials marked on, and that tells what was done,” he said. “We let the company run the command center. We put our opinions in, but they ran the command center.”21 Alma employee John McNeely was the only one present who knew precisely where the hole was located, and gaining access to it required making a lengthy trip several miles north of Logan and up a remote mountain. Mullins sent Cass Trent, a new MSHA employee, with McNeely.13 She asked Minness Justice to check the CO system since he was most familiar with it. By then, Gillenwater had arrived at the mine and taken up his position in the command center.14 Chris Adkins and Dwayne Francisco joined Foster in representing the company, and the officials set up a communications system between the command center and those searching underground. With memories of the terrible miscommunication at Sago still fresh, everyone involved at Alma was extremely conscious of the need to limit access to information. The phone was set up so only Foster could communicate directly with rescuers, Gillenwater said, while Adkins and Francisco switched off the duty of directing the underground operations.22 Gillenwater said he also sent Tim Justice to monitor the borehole15 and stationed Vance at a bleeder fan,16 which also had registered high CO levels. Gillenwater remained in the command center. MSHA’s District Four Manager Jesse Cole and Assistant Managers Luther Marrs and Lincoln Selfe arrived at Alma around 11:30 p.m. Cole and Selfe went into the command center, and Marrs said he assumed responsibility for monitoring conversations between the rescuers below ground and officials above ground in a room adjacent to the command center.23 Mullins noted that when management people came out of the mine, they began to take control of the command center.17 Massey Energyʼs safety coordinator Frank Foster gave the initial briefing on the situation, according to Gillenwater.18 “Frank kind of led the company efforts,” Gillenwater said. “He was the – Iʼd say the leader in the group in terms of the companyʼs control of direction, where to go. He would make recommendations; everybody would just give comments on what that was. Frank was more or less leading the charge, if you will.”19 The Southern West Virginia and East Kentucky rescue teams entered the mine at around 11:37 p.m., approximately six hours after the first CO monitor went off in the dispatcherʼs office and while the belt fire was still burning. 36 Structure of Mine Rescue Teams A typical mine rescue team in the US is comprised of 6 to 8 team members. A description of team positions and functions is as follows: ● ● ● ● ● ● Team Captain — the leader of the team, responsible for guiding the team in the proper route and direction and ensuring the safety of team members. While traveling, the captain will make continuous examinations, both visually and with instruments, to ensure that the team is not led into an unsafe area or exposed to an unsafe condition. The captain also will be the final decision-maker on what functions and duties the team will, or will not, perform. Map Man — Usually travels directly behind the captain, maintains an accurate and detailed map of the area the team explores, and assists the captain in determining the direction and route of travel during exploration. Gas Men — Usually travel in the 3 and 4 positions, carry equipment for detecting mine and fire gases to assist the captain in determining gas concentrations and team safety. Also, the gas men usually carry a stretcher for rescue of a live person, which will be loaded with extra equipment the team may need, including an extra breathing apparatus, SCSRs, first aid kit, fire extinguisher, and assorted hand tools. Tail Captain — Travels at the rear of the 5-man team and assists in ensuring the safety of the team members in front. The tail captain maintains constant communication to the mine surface or fresh air base to report findings, conditions and information concerning the team exploration and leads the team out of the newly explored areas back to the surface or fresh air base. Briefing Officer — Stationed at the surface or fresh air base to stay in constant communication with the team. The briefing officer reports and relays information from the team to the command center and helps direct the team travel. He will always have wireless or hard-wired radios to stay in contact with the tail captain while the team is exploring. Alternates — Usually a team will include some alternate team members who are fully trained in wearing the breathing apparatus and can be substituted into any of the working positions. The foremost function of a mine rescue team is to ensure the safety of the team members, and to avoid making changes to the mine environment that may endanger themselves, miners, or other working teams. Teams must also follow the directions of the command center explicitly, and not free-lance or perform duties without first consulting the command center and receiving permission. Teams must report conditions and findings accurately and in great detail. Teams must work as a well-functioning unit. This knowledge and experience is gained through intensive and repetitive training in the classroom, on the practice field, in underground training situations, and through participation in mine rescue contests. Prior to entering an unexplored area of a mine, a team must receive a detailed briefing by a representative of the command center, concerning the event, the circumstances and conditions that are known and unknown, and be given specific directions and tasks to be performed. The team must receive an accurate map of the area so that they can explore and evaluate conditions accurately and document findings. After performing their duties and returning to the surface, teams must be debriefed by a representative of the command center, on the conditions they encountered, and on general information they discovered during their exploration. This debriefing should be thorough and detailed, and the information used by the members of the command center to evaluate and plan future excursions into the mine. Typically, in current rescue operations, the five-person team will be accompanied on their exploration or assignment by a federal and/or state mine inspector, who is a rescue team member of their respective agency, and who is fully trained in the use, care, and maintenance of the breathing apparatus, and in mine rescue procedures. 37 They went into the mine on a diesel mantrip and traveled to the 4 Right Panel, where one team remained at the mouth of the panel to establish a fresh air base while the other advanced across the Northeast Mains to the 9 tailgate or 10 headgate entry. (Charles Conn was among those Aracoma officials who believed the missing men would come to the old 3 section, or 4 Right, in an attempt to escape.)24 Firefighters did not have water at the mother drive until about 10:45 a.m. Friday, the morning after the fire, and foam was not applied to the fire until about 11 a.m. Friday morning. The East Kentucky team was unable to locate the mantrip because of dense smoke and intense heat in the area. Conn said he later learned they had missed it by about 10 feet.26 Lawson said the two Massey teams encircled a coal pillar surrounding a gas well and worked their way toward a set of double doors at the mother drive. The rescuers told him “there was intense smoke, very visible flames when they opened the airlock doors.”27 The two teams were followed approximately ten minutes later by the Mingo-Logan team and the Riverton team. By the time Lawson arrived underground, the team exploring the mains had opened a set of airlock doors, encountered thick, black smoke and retreated back to the fresh air base. All four teams then advanced toward the longwall belt mother drive area where they assessed the fire. The Southern West Virginia team was assigned to fight the fire, with the Riverton team serving as backup. The East Kentucky team, backed up by Mingo-Logan, was sent to explore the North East Mains area to try to locate where the #2 section crew had abandoned its mantrip.25 For 42 hours after the first teams went underground, rescue teams rotated in to fight the fire, to search for the missing miners and to provide backup. There was no shortage of teams – in all, 26 came to Alma Mine #1 — but questions were subsequently raised about whether they were used in the most efficient and effective manner. Ron Hixson, a member of MSHA’s mine rescue team who had worked at Sago, was packing to return to Sago (to participate in the post-disaster mine recovery operation) when he got the call to report to Alma. Upon arrival at the mine, he got his equipment ready — and then sat on standby all night.28 As they prepared to fight the fire, members of the Southern West Virginia team discovered they had no water supply. Officials determined that pumps near the fire area would have to be energized to get water to the fire, but the electrical configuration in place meant that powering those pumps would take power further into the mine, where the fire was still burning. Mine electricians, assisted by the Pinnacle Mine Rescue team, were sent in to separate the power supply at the pumps. Brad Justice, captain of the Southern Coalfield Mine Rescue Team, said his team arrived at the mine at about 10:30 p.m. on the night of the fire. They were briefed at about 2:00 a.m. and told they were going underground, he said. But they remained on standby.29 38 “And then at like probably 7 oʼclock [a.m] we had a briefing, we were supposed to go underground again – and that changed. I think we finally went underground at 10:00, 10:00 a.m. on the morning of the 20th,” he said. “Iʼd say my team was in the box cut by 10:50 [p.m.] and we sat there until 10 a.m. the next morning.”30 anything went on, I knew where I was at.”33 In other words, he and his team had to depend on themselves to figure out how to exit the mine if the need arose. Justice, too, expressed frustration with the mine maps. He believes his team could have fought the fire more effectively if they had been given accurate maps.34 This waiting experience is not unusual, but it can reduce the effectiveness of the teams. In fairness to those in the command center, as the call went out for rescuers, more teams responded than could be used underground to fight the fire Since they believed fresh air to be going through the mine, Justice said, the rescue team members thought “there was a good possibility these guys were sitting up here alive. So, therefore, weʼre not going to tear up stoppings and send smoke on top of a possible live person. So we sat here and we tore out a couple blocks and shot water – we tried to spray water. And the reality of it is that all we were doing was soaking the ground. We werenʼt doing anything. We werenʼt hitting the fire.”35 and to begin establishing advanced fresh air bases and exploring inby. A more serious problem encountered by rescuers was that mine maps that were provided to them by company officials weren’t accurate. (Federal Regulation 30 CFR 75.1200 and 75.1202 mandates that each underground coal mine operator maintain a map that is accurate, up-to-date and on scale, not less than 100 or more than 500 feet to the inch.) “Had we known this area wasnʼt isolated, we could have tore out the stoppings beside the belt head and walked over [to the fire],” he said. “Instead of spraying water 140 feet, we could have sprayed water three to four feet.”36 Hixson said that once his team was underground, inaccurate maps “made it difficult for us to do what the command center was asking.”31 Although the rescue operation at Alma appears to have been more orderly than at Sago, there were difficulties in the command center. To some extent this may have been inevitable. Mine rescues are never neat and tidy. As more than one experienced safety official has observed, there is a certain amount of chaos because of the tension involved when workers are missing and no one can say with absolute certainty what should be done. Still, Mullins believed that there were too many people in the command center and that “We had trouble following stopping lines,” he said. “We had trouble following – finding doors to go through when we were told to make air readings. Sometimes there was no stopping. Sometimes there was no door. Sometimes everything was a solid stopping line, again, with no doors.”32 On his first trip underground, Hixson tried to map out an area “for myself so that if 39 there was “mass confusion.”37 input and agreement by all parties.40 Complicating matters, Mullins said, was an apparent lack of clarity about just what a (K) order meant. Mullins said that when she suggested to Massey official Chris Adkins that he should limit access to the command center to a few MSHA, state, and company officials, he responded that he couldn’t do that, because she had written the (K) order.38 “The majority of the people in the command center were representatives of mine rescue teams,” he said, adding that after he got up to speed about what was going on, he began to help brief and debrief rescue teams. “They [the rescue team representatives] werenʼt noisy or causing problems, but it just made for a very crowded room, which is always uncomfortable. I just had never seen this before, as we usually briefed these people when we briefed the teams before going in. I think it evolved to this because the briefings were not being done very well early on.” Another problem was that the standard briefing and de-briefing system for rescuers was not initially put in place. State mine rescue team member Clarence Dishmon was one of several rescuers who complained that he was neither briefed when he went in nor debriefed when he came out of the mine. “I’ve always been taught, you know, you brief somebody before they go underground, and you debrief them when they come out,” Dishmon said. “And that didn’t happen on my part.”39 Situations in the mine were changing quickly, so briefings of teams were detailed to the point of what had been done and what areas had been explored so far. Teams were generally told where they would be going and what their tasks would involve, but they also were instructed to remain flexible when they got to their assigned fresh air base. It was taking about two hours from the time a team was briefed until they arrived at one of the forward fresh air bases, because of the distance and difficulty of travel, so, by the WVOMHST director Doug Conaway had asked retired MSHA district manager Joe Pavlovich to assist in monitoring the command center for the state because of Pavlovichʼs experience with previous mine rescue efforts. Pavlovich said when he got there at about 11:00 a.m. Friday, the command center consisted of between 25 and 30 people sitting and standing around a long narrow table. These included company, MSHA and state officials who were involved in the decision-making, together with representatives of most or all of the rescue teams that were on site. Although the room was crowded, Pavlovich said he felt the process was orderly and good decisions were being made with time they reached their destination, their work assignment might change. When the teams arrived at their assigned fresh air base, they would then be instructed, by phone, as to what their mission would be. Pavlovich said he and Charlie Bearse, president of Massey’s Sidney Coal, worked with a large map, making plans as to where teams would go next. Massey Chief Operating Officer Chris Adkins was on the phone with rescuers, 40 they don’t have them and Massey still has them.” primarily Johnny Robinson, who was the company’s point man underground. By the time he got to the mine, Pavlovich said rescue teams had established several fresh air bases, including one near the burning belt. One team was engaged in fighting the fire with another serving as backup, and several additional teams were in advanced fresh air bases exploring, serving as backup or waiting for instructions. Each time a team made a push into a previously unexplored area, the command center was locked down. State police barricaded the door and wouldnʼt allow anyone in or out until the team completed the exploration and reported their findings to protect against the kind of misinformation debacle that occurred at Sago. As the rescue team members called out their updates to Adkins, he repeated the information to everyone in the command center. Pavlovich and Bearse documented the updates on the mine map and made notations of locations. “This was more like our own log that we were using in the decision-making process on what had been explored, what had been found, what steps to take next,” Pavlovich said. Pavlovich said when he, Bearse, Francisco, Adkins and the state and federal officials in the command center at the time considered where they wanted teams to go next, they discussed it with everyone in the room and got verbal approval from the state or federal officials who were present. Then Adkins would relay the orders to the teams by mine phone. Bearse wrote plans, and they were kept in a pile, sometimes signed by state and federal officials, sometimes not. In response to state officials who said there was no written plan until after the missing miners were located, Pavlovich said, “Maybe the written plans started when I got there, because Bearse and I had worked on the fire recovery of the Blue Diamond #77 Mine in Eastern Kentucky, and he was familiar with the plan system that we used.” By Saturday morning, the teams fighting the fire at the longwall belt drive were making great progress in extinguishing the flames and reducing the heat inby. This permitted other teams to explore just inby the fire area, the only area which had been previously inaccessible. It was Brad Justiceʼs Southern Coalfield team that located the body of Don Bragg at 2:40 p.m. on Saturday, January 21, just four crosscuts, or 496.7 feet, inby the fire. Bragg was still wearing goggles and had his rescuer in his mouth. He had a nose clip, hardhat with a hood over it.41 Rich Kline testified that “once the first man was found, of course, the whole area was secured by the state police, completely locked down. Cell phones were confiscated. No calls made and all that.”42 Pavlovich said he “figured that was something the state and feds would have established early and I just assumed it was being done.” He said he didn’t know what happened to the written plans, and, after Bearse left early Saturday morning, he doesn’t remember seeing any more. “I guess if MSHA and the State weren’t requiring them, that The lessons of Sago had not been lost. Kline said officials engaged in an extended discussion about bringing out the first body, confirming 41 its identity, then double-confirming and tripleconfirming, Kline said. The decision was made not to make an announcement until the other body was recovered.43 Forty minutes later the Consol of Kentucky team located the body of Ellery Hatfield only 82.7 feet from the fire. The bodies were more than 500 feet apart, one south of the site of the fire, the other east, suggesting that the two miners likely did not make a joint decision to leave the others. Again, company officials underground were asked to go back and make yet another confirmation before they recovered the bodies and secured the area for investigators. The victims were transported to the surface and all the rescue teams left the mine except two that stayed to monitor the fire area. Although the fire was extinguished on January 21, rescue teams continued to monitor and cool the fire area until January 24, to ensure that the fire did not reignite. SOURCES 0323 Rich Kline TR. P. 90, L. 23-25; TR. P. 91, L. 01-02 0331 Bill Gillenwater TR. P. 23 3 0331 Bill Gillenwater TR. P. 37, L. 12-14 4 0331 Bill Gillenwater TR. P. 23 5 0331 Bill Gillenwater TR. P. 24 1 2 0331 Bill Gillenwater TR. P. 30 0323 Vicki Mullins TR. P. 42, L. 05-06 8 Information referring to Eugene White, Richard Boggess, Doug Conaway, C. A. Phillips was obtained from state officials who were in the command center. 9 0329 Eddie Lawson TR. P. 21, L. 24-25; TR. P. 22, L. 01-09 10 0329 Eddie Lawson TR. P. 24, L. 22-24 11 0329 Eddie Lawson TR. P. 23, L. 20-21 12 0323 Vicki Mullins TR. P. 45-46 13 0323 Vicki Mullins TR. P. 46, L. 22-25 14 0323 Vicki Mullins TR. P. 47, L. 10-16 15 0331 Bill Gillenwater TR. P. 34, L. 20-21 16 0331 Bill Gillenwater TR. P. 33, L. 06-08 17 0323 Vicki Mullins TR. P. 58, L. 05-07 18 0331 Bill Gillenwater TR. P. 38, L. 18 19 0331 Bill Gillenwater TR. P. 40, L. 24-25; TR. P. 41, L. 01-07 20 Information obtained from state officials 21 Information obtained from state officials 22 0331 Bill Gillenwater TR. P. 40 23 0324 Luther Marrs TR. P. 30, L. 03-21 24 0321 Charles Conn TR. P. 36, L. 06-19 25 0329 Eddie Lawson TR. P. 38-39 26 0321 Charles Conn TR. P. 97, L. 15-16 27 0329 Eddie Lawson TR. P. 61, L. 03-06 28 0308 Ronald Hixson, TR. P. 19, L. 10-14 29 0315 Charles Bradley Justice TR. P. 22-26 30 0315 Charles Bradley Justice TR. P. 26, L. 07-13, L. 24-25; TR. P. 27, L. 01 31 0308 Ronald Hixson TR. P. 21, L. 11-13 32 0308 Ronald Hixson TR. P. 20, L. 16-25; TR. P. 21, L. 01-02 33 0308 Ronald Hixon TR. P. 29, L. 03-05 34 0315 Charles Bradley Justice TR. P. 32, L. 12-25 35 0315 Charles Bradley Justice TR. P. 38, L. 05-16 36 0315 Charles Bradley Justice TR. P. 33, L. 10-15 37 0323 Vicki Mullins TR. P. 58, L. 07-13 38 0323 Vicki Mullins TR. P. 58, L. 18-25; TR. P. 59, L. 01-03 39 0320 Clarence Dishmon TR. P. 85, L. 23-25; TR. P. 86, L. 01-02 40 Information obtained from Joe Pavlovich 41 0315 Charles Bradley Justice, TR. P. 74 42 0323 Rich Kline TR. P. 90, L. 23-25; TR. P. 91 L. 01-02 43 0323 Rich Kline TR. P. 91, L. 05-08 6 7 42 7 Why did it happen? “Aracoma was a mess. ”1 – MSHA official Rich Kline The underground mine fire that broke out near the longwall conveyor belt drive of the Alma Mine #1 on January 19, 2006, raises two major questions: what caused the fire and why were two miners lost as crews evacuated the burning mine? Testimony delivered during the federal and state investigation makes it apparent that the fire was caused by a conveyor belt malfunction, which created a heating or spark, which, in turn, ignited combustible materials. The short explanation is that equipment that was not kept in good working order provided the heating source that ignited coal dust and coal spillage which, when allowed to accumulate along conveyor belts, creates a combustible mix. When a bearing overheats, as was suggested by testimony, all the ingredients are in place for a lethal mine fire. more effort was expended in fighting the fire than in evacuating the mine; because the water hoses were dry; because the carbon monoxide monitoring system was not properly installed. In addition, the emergency escapeway evacuation route taken by the miners was compromised by the fact that a permanent ventilation control (stopping) had been removed, allowing smoke from the fire to flow into the escapeway and meet them on the way out. In the confusion, the two men became separated from the crew and were lost. Attempts to rescue the missing men were hampered by the absence of an accurate mine map and because there was no water to fight the fire. At Alma Mine #1 the Number 9 headgate has a storage unit for its conveyor “mother” belt that is approximately 220 feet long and has a rail guide on which a main carriage and drop off carriages ride. A pinch roller unit helps remove belt from the storage unit. Miners testified before state and federal In a nutshell, the two men were lost because 43 The first and most important line of defense investigators that the drop-off carriage system was not working properly, and carriages sometimes had to be manually set in the proper location and chained in place. At the time of the fire, a drop-off carriage became misaligned when it unlatched on one side and remained latched on the other side. The misalignment of the carriage caused the belt to run out of alignment and rub against a bearing. against hazards in coal mines is the responsibility of the company, which is required to conduct pre-shift, on-shift and weekly examinations. Either these examinations did not take place or the examiners on every shift failed to detect the potentially hazardous conditions and have them corrected before they posed a threat to life and property. The West Virginia Office of Miners Health, Safety and Training is mandated under West Virginia law to conduct inspections of underground mines four times each year to correct conditions such as dust accumulations before they pose life-threatening risks. In the aftermath of the fire, investigators from the Mine Safety and Health Administration (MSHA) and the West Virginia Office of Miners Health, Safety and Training (WVOMHST) found high quantities of combustible accumulations along belt conveyors, in some places up to the lower rollers of the belt. These accumulations should have been identified and reported in the record books by examiners, and corrective actions should have been taken and documented, neither of which was done.2 Miner Wyatt Robinson testified about waste accumulation and stated he had spent a great deal of time “shoveling belt” after the fire. When asked if his duties changed after January 19, Robinson testified, “Lord, yeah. I mean, basically all we’re doing now is shoveling. We don’t do anything, you know, other than shovel.”3 Likewise, federal inspectors are required to conduct regular inspections. The conditions documented during the investigation of the fire suggest the entire system of inspections failed at Alma Mine #1. It might be argued that this was a unique circumstance – a one-time occurrence. However, state and federal inspection records indicate this was not the case. Both the WVOMHST and MSHA had cited this mine for dust accumulations on numerous occasions in the 12-month period prior to the fire. In fact, federal inspections in the quarter preceding the fire (October-December 2005), resulted in the mine being cited with 25 violations, including seven concerning the mine ventilation plan and three concerning accumulation of combustible materials.4 Three oversight systems mandated by law – inspections by the company, by the state and by the federal government – failed to detect the hazardous conditions (combustible materials) in a timely manner. Because the inspection system failed, the necessary steps to prevent a fire were not taken. If citations for dust accumulations were not enough to signal a warning that dangerous 44 conditions existed at this mine, miners testified that they extinguished two other belt fires in the two weeks preceding the January 19 fire. No records exist to show that these fires were reported to MSHA or state officials. Robinson discharged a fire extinguisher on the fire, but was not able to get it out. He estimated the flames were three and a half feet wide and three feet high. “It was a decent size fire, you know what I mean?” he said.12 Beltman Brandon Conley told investigators that on December 23, 2005, essentially the “same events happened that happened on January 19.”5 Eventually Robinson and foreman Dave Meade hooked up water hoses and sprayed the fire for about 20 minutes before completely extinguishing it. Robinson said Meade filled out an accident report on the incident and contacted safety director Charles Conn. But Robinson expressed concern that, despite the size of the fire, the foreman did not order the mine evacuated, an action Robinson believes should have been taken. Conley testified a dolly twisted, causing the mother drive belt to run to the offside and rub against a bearing until it caught fire. When he tried to hook up a hose, he found that the valve and hose didn’t match, and he couldn’t get much water pressure on the fire from the one-inch line. Conley said he fought the fire for at least 30 minutes before bringing it under control.6 “Itʼs a danger,” he said. “I mean, what if I couldnʼt have put the fire out? Itʼs not a real good chance to take in the mines. If I would have been the foreman on shift that night, I would have evacuated.”13 When the smoke cleared, Conley said he could see a pile of shavings from the mother drive belt. He reported the fire to foreman Fred Horton and said Horton instructed him “not to say fire over the phone, just to say smoke or getting hot or something like that so you don’t scare everybody else.”7 After each fatal accident, MSHA issues a “fatalgram” describing the deaths. In the Alma Mine #1 fatalgram, MSHA listed the following “best practices” that should have been in place: Conley said he left his job at Aracoma after the January 19 fire because “[I] just don’t feel remove all accumulations of combustible material; maintain equipment in safe operating condition; conduct thorough conveyor belt examinations; ensure that hazardous conditions are immediately corrected; and immediately investigate any indication of fire and treat an alarm as if a fire exists until proven otherwise. safe there anymore.” 8 Another beltman, Wyatt Robinson, Jr., testified fire broke out on December 29 at the tailpiece of the Number 5 belt.9 Robinson said he and fellow beltman Carl White encountered smoke when they entered the belt entry from the intake.10 Robinson said one of the bottom rollers had “got real hot and spit a little bit of fire on some belt shavings next to the rib. And it was the belt shavings and the rib was burning, too.”11 These are not only best practices – they are requirements of the law, both federal and state. Tragically, these protections were not sufficient to prevent this accident. 45 Other factors beyond the fire itself violation as “reasonably likely” to cause serious contributed to the deaths of Don Bragg and Ellery injuries and ranked it as moderately negligent. Hatfield. Some issues to consider include: The longwall was shut down for about two hours until the problem was addressed.14 • Permanent ventilation controls, or stoppings, were removed and not replaced. Complex ventilation systems are required to provide clean air for miners, to remove explosive methane gas and coal dust and to ensure the safety of the men and women who work underground. Making sure the ventilation system operates precisely according to law is even more important in mines such as Alma, which run conveyor belts on the same route through which fresh air is pumped into the mining sections. One aspect of controlling/directing air in the mines is through cinderblock ventilation controls, which also are called stoppings. The absence of stoppings in and around the mother drive belt area of Alma Mine #1 has been cited as a primary reason that the smoke traveled up the intake into the working #2 section on January 19. Because those stoppings, or walls, were not in place, miners did not have fresh air passageways through which they could escape a fire or explosion. Alma construction foreman Don Hagy said the ventilation control around the mother drive was removed at least five weeks before the fire in order to extend a 72-inch beltline. Hagy said he never mentioned to his bosses that the stopping had not been put back.15 During mandated rudimentary safety inspections, the operator is required to examine these belt entries on every operating shift. There is no record of company inspections that make mention of the missing stoppings.16 Had the stopping been in place, it would have prevented any exchange of air between the conveyor belt and the fresh air intake, which also serves as the primary escapeway. Because it had been removed, smoke flooded into the escapeway and overtook the miners as they attempted to evacuate the burning mine. Rescuer Brad Justice said that, barring an explosion, “If youʼve got isolated escapeways, your guys are going to get out of the coal mines, if they make it that far [to the escapeway].17 Had those stoppings been in place and that beltline been isolated, this conversation wouldnʼt even be going on,” he said. “We might have went back and fought a fire, but we would not locate any bodies.”18 Aracoma was cited for ventilation violations three times over a two-day period in November 2005. On January 18, the day before Don Bragg and Ellery Hatfield lost their lives, state inspector Richard Boggess again cited the mine for what he termed a serious ventilation violation. Boggess measured airflow of 25,000 cubic feet per minute on the longwall section, compared with the required flow of 45,000 cubic feet per minute. The inspector characterized the • The water supply system was inadequate. The water system at the Alma Mine #1 mine is supplied from a holding tank above the box cut portals and runs through a 12-inch steel line 46 to the portal. From there an 8-inch supply line carries it underground, where it branches off into smaller lines. monoxide (CO) monitoring systems to keep a constant watch on air quality. While Aracoma Coal did have in place an approved Pyott-Boone system, not all of the systemʼs alarms were functioning at capacity and the system was not installed in all working areas. Federal regulations require that CO systems provide audible and visual alarms that can be heard and seen by miners in working sections. No carbon monoxide alarm unit had been installed on the No. 2 Section to provide automatic notification of carbon monoxide alarms from outby sensor locations. The alarm would have alerted members of the #2 section of the presence of carbon monoxide and would have expedited the evacuation on January 19, 2006. A number of persons who testified spoke about the absence of water.19 Belt examiner Bryan Cabell, the first to discover the fire, said when he wasnʼt able to hook a hose onto a fire tap, he opened a valve, hoping to direct water toward the fire, “but there was no water in it.”20 Pat Callaway, the foreman who joined Cabell in the effort to fight the fire, described striking a valve with a hammer in a vain attempt to open the valve completely and start the water flow.21 At the mine, each conveyor belt drive is equipped with water sprinkler type fire suppression systems that are designed to activate in the event of fire or a rise in temperature. The water sprinkler fire suppression system installed for the No. 9 headgate longwall belt conveyor drive did not activate. The water valve was found in the closed position. In addition, no water sprinkler system had been installed for the No. 9 headgate longwall belt takeup storage unit. Testimony also revealed that miners, including Dispatcher Mike Brown, were inadequately trained as to the basic operation of the system and that not all alarms and alerts were recorded in the log event book. The training for the dispatchers who were charged with monitoring the CO system was ineffective and did not provide them with any emergency protocols to follow in the event the alarm was genuine and not a false alarm or malfunction that required re-setting. [The witness interviews revealed that Mike Brown had a basic understanding of the system. The inadequate training was found to be with Kirby Puett, a dispatcher on the day shift. The MSHA accident investigation team immediately issued a violation for this inadequate training following Puettʼs interview. The company trained each dispatcher to abate the violation.]23 Rescuers didnʼt have water at the fire area until about 10:45 a.m. on January 20, some 17 hours after the fire was discovered. Jonah Rose, one of the miners who tried to douse the flames with fire extinguishers, said if water had been available at the fire tap, the miners would have been able to extinguish the fire. “I believe water would have put it out,” he said.22 • The mineʼs carbon monoxide monitoring system was ineffective. In order to get MSHA approval to use belt air in the face ventilation of mines, companies are required to use carbon 47 we had to have an accurate ʻ1200 mapʼ to give mine rescue teams.”25 • Inaccurate mine maps posed a danger to miners and to rescuers. Federal regulations require operators to maintain accurate and upto-date maps on site showing the entire mining operation and all active workings (the so-called 1200 map called for in subsections of the 30CFR 75.1200 provisions of the law). The regulations include a requirement that temporary notations must be made any time permanent ventilation controls are constructed or removed, and revisions and supplements are to be made at intervals not to exceed six months. For 16 to 18 hours after the fire, Justiceʼs primary duty was handing out maps to mine rescue captains, and he heard plenty of complaints about the maps.26 Hixson said, “We had trouble following stopping lines. We had trouble finding doors to go through when we were told to make air readings. Sometimes there was no stopping. Sometimes there was no door. Sometimes everything was a solid stopping line, again, with no doors.”27 The maps, as a state official in the command center put it, “were a piece of crap.”28 According to testimony from Ron Hixson, a member of MSHAʼs mine rescue team, among others, the maps at Aracoma Alma Mine #1 were neither accurate nor up to date. MSHA Inspector Minness Justice said he had pointed out the problems to company officials in the weeks prior to the fire and had secured their promise to revise the maps. Justice said, for example, the maps showed air going down the four-foot belt toward the #2 section when in actuality, the air was coming up the belt.24 • State and federal agencies failed to adequately regulate this mine. MSHA is in the process of conducting an internal review of its regulatory activities at the mine. It is essential for this review to be both objective and exhaustive in determining what went wrong and why, and its findings and recommendations must be geared toward taking all necessary steps to ensure that, at every level of MSHA, the safety of miners is the agencyʼs top priority. He said he warned company officials that “in the event we ever had an explosion or a mine fire, For their part, state officials have indicated that a severe manpower shortage prevented them from providing adequate oversight. Dennie Ballard, assistant inspector-at-large for WVOMHSTʼs District 3 office in Danville, said that at the time of the fire, two inspectors in the district (WVOMHSTʼs largest) were off work because of illness and injuries. However, even when the office is fully manned, just 12 inspectors are responsible for completing quarterly inspections of 83 underground mines and 40 preparation plants. Four additional Typical view of a stopping that has been knocked out 48 electrical inspectors are required to conduct annual electrical examinations. In order to complete the required oversight, these inspectors would have to make 123 inspections every three months. That is a tremendous workload – the math would suggest an almost impossible task.29 To illustrate the problem, just one example of the type of things that went wrong at Alma was the inability of company officials to produce any record that they had performed more than 100 required electrical equipment checks in the two months prior to the fire. State regulators, however, were unaware of those violations until after the fire – because they did not perform their own required annual electrical inspections for the two years preceding the fire. about accountability that the fatal fire raised will inevitably remain unanswered until and unless such a review is conducted, either by the agencies involved or by an independent entity. • A delay in notifying the section to evacuate and the failure to let the section crew know the severity of the fire resulted in the loss of the two miners. Because clocks were not consistent and memories are incomplete, it is difficult to reconstruct the exact time when the fire was discovered in the Alma Mine #1 and when the section crews were told to evacuate. However, we can draw conclusions from testimony that the crew left the #2 section as soon as they learned about the fire. They drove their mantrip into thick, heavy smoke a short time later, which suggests that the fire had been burning for a while. Currently WVOMHST has no mechanism for conducting an internal review. Such a review is urgently needed in this case, in part to help determine the extent to which manpower shortages contributed to regulatory failures and to shed light on the changes needed to maximize the agencyʼs effectiveness. Although the issue of increasing WVOMHSTʼs investigatory staff has been addressed in a previous report, the staffing still falls short of that needed to effectively regulate the industry. 30 WVOMHST officials have reconstructed a time line from computer records that shows the first sensor alarming at 5:13 p.m. and belts shutting down at 5:39 p.m. Dispatcher Mike Brown recounted a conversation he overheard between belt man Bryan Cabell and his foreman, Fred Horton, in which Cabell told Horton he saw flames, and Horton responded, “Get to it.” Brown did not hear the foreman say anything about evacuating personnel, but to get to the fire and get it out.31 The bottom line, however, is that while manpower shortages may have been a contributory factor, they do not provide an adequate explanation for the breakdown in regulatory oversight on the part of both federal and state officials. A joint study aimed at making determinations and recommendations on how to maximize the coordination and effectiveness for use of state and federal resources is in order. Some of the most urgent and troubling questions We donʼt know first hand what Horton did or said because he didnʼt offer testimony to state and federal investigators. When this conversation allegedly took place, Horton was not at the scene of the fire. He heard Cabell talk about flames, but he did not know the size or ferocity of the fire at 49 they were using. that point. It is understandable that those miners who were fighting the fire, with their adrenalin pumping, believed they could extinguish it and went to work to do just that. Even if the evacuation had not occurred any earlier than it did, no one might have been lost had the crew walked out their smoke-free secondary escapeway (the entry where the 48” belt is located, which is the section belt for the #2 section, and is also the entry designated as the “secondary escapeway” for the #2 section) instead of trying to drive out the primary escapeway, which led to the mother drive belt area. We also donʼt know what other company officials said or did to get the workers out of the mine. Only two management people testified – construction foreman Don Hagy, who wasnʼt in the mine after the fire was discovered, and Morrison, who was in his truck getting ready to go home when he learned about the fire. (Other company officials sent correspondence through their lawyers stating that, if subpoenaed, they would refuse to testify and would instead invoke their Fifth Amendment rights.) During the interviews, no one from the company was identified as the official in charge – and testimony from the miners indicated that they didnʼt know who that official was.32 The question was later asked by investigators, but never satisfactorily answered, as to why Plumley either made the decision or was directed to take his men out through the primary escapeway even though the smoke from the fire on the mother belt was traveling down the primary escapeway. Although Plumley refused to answer questions when called by investigators, some miners indicated they were aware that a permanent ventilation control, or stopping, had been removed from the tailpiece of the 72-inch belt so the belt could be extended. Without the ventilation control, there was nothing to stop the smoke from traveling directly toward the #2 section.35 It is speculative to suggest that we know what went on in Plumleyʼs mind – and we donʼt know if he received orders from a superior as to how to exit the mine. Without doubt, it is easier and quicker to drive out of a mine than to walk. But, since Plumley and company officials above ground knew the fire was at the mother drive, and, if they were aware of the absence of the stopping, it is difficult to understand why the #2 section crew was not ordered to walk out Looking back, Jonah Rose, who helped battle the blaze, said he felt the section crews should have been notified to evacuate when he and Pat Callaway pulled up to the fire on their manbus.33 “If Bryan [Cabell] or one of them, if a mine foreman would have called for an evacuation right then, all of the men would have got out safely, the longwall, the #2 section, everybody, and nobody would have perished in that,” Rose said.34 Roseʼs testimony, and that of Callaway, suggests that they instead spent precious time trying to bring the fire under control. At the very least, those miners working inby the fire area should have been evacuated at the very moment Cabell, Callaway and Rose determined they could not put out the fire with the fire extinguishers 50 the secondary escapeway along the 48-inch belt above and around the fire. considered: • Should mines be ventilated by belt air? The Aracoma Alma Mine #1 employs a ventilation technique known as “belt entry air,” meaning the mine uses its coal conveyor tunnel, which carries coal out of the mine, to draw fresh air into the working face. This technique is permitted by both MSHA and the WVOMHST. The Coal Mine Safety and Health Act of 1969 prohibited the practice, allowing it only under a special waiver system. But in 2004 the use of belt air was legalized on a widespread basis in the mining community. Whether it is safe to use the belt entry as the means to intake air to ventilate the mine is something that has been debated for many years, and itʼs an issue about which “In my opinion, the thing that could have been done to prevent the deaths,” said the #2 section shuttle car operator Pat Kinser, “if we had actually known the extent of the fire when we left the section heading that way … we could have got over on the 48-inch belt before we even hit the smoke. All of us could have been seeing. And if we could have done that, we wouldnʼt have even had to don our rescuers.”36 In addition to the two major questions as to what caused the fire and why the two miners perished, other overriding issues should be The mantrip used by the evacuating #2 Section miners 51 ventilation and safety experts still disagree. Those supporting it argue that it decreases the number of entries needed and can therefore increase safety. The concern is, because the risk of conveyor belt fires is so high, using belt air further increases the risk to miners working deep in the mine since the air traversing the belt would help underground mine fires spread and send smoke into the mines. In any event, when belt air is used, additional safety precautions must be taken, such as the installation of a continuous carbon monoxide monitoring system. Regardless of the position taken by safety experts, itʼs almost unanimously held that when using belt air to ventilate mines, conditions should be nearly perfect in order to assure the safety of workers. Testimony indicates that this mine clearly did not operate perfectly. • Did the dispatcher’s lack of familiarity with the mine have an impact on fire response? The dispatcher on duty at Alma Mine #1 probably did the best he could, given his experience of just over seven weeks on the job and the quality of the training he testified he received. His lack of familiarity with the mine combined with the fact that he failed to understand his responsibility as a first responder undoubtedly had a negative impact on fire response. An experienced miner, with an in-depth knowledge of the mine, adequate training as to the role of a dispatcher and the ability to decisively step into an emergency situation because of that experience and training might have made the difference between life and death. • Did Self Contained Self Rescuers (SCSRs) work properly? The self contained self rescuers used at Alma Mine #1 appeared to function properly. The problem is that SCSR technology has not been significantly improved during the past 30 years. Miners who escaped from the #2 section described a number of problems as they tried to get their rescuers working in a smokefilled mine. They spoke of dropping goggles, of losing nose pieces, of feeling sick and suffocated as they tried to breathe with the devices. The testimony suggests that better equipment should be developed and that training should involve actually using – breathing into – the SCSRs. The training provided by the mine operator was inadequate. The difficulty the miners had donning the SCSRs is a training issue.37 Aracoma Alma #1 Mine Inundation and Fire History January 19, 2006 Conveyor Belt fire on Mother Drive Belt December 29, 2005 Fire at Tailpiece of #5 Belt (Testimony of Wyatt Robinson Jr., TR. P. 66, L. 01-17) December 23, 2005 Fire on Mother Drive Belt (Testimony of Brandon Conley, TR. P. 31-33) November 15, 2004 Water Inundation (WVOMHST Reports) 52 Finally, and most significantly, the question of responsibility for the deaths of Ellery Hatfield and Don Bragg must be addressed. The failure to recognize the fire’s potential, not being able to hook up the fire line, and then not having water in the system, made for a perfect storm in the Alma Mine #1. The two victims’ lives could have been saved with early intervention and a fire suppression system that worked. The responsibility to maintain and assume a workable fire suppression system rests with the mine operator. The WVOMHST and MSHA could have and should have done a better regulatory job, both before and after the incident. However, responsibility for an employee’s health and safety rest with the mine operator. Massey Energy. Since it opened, Alma Mine #1 has had its share of problems. On Nov. 15, 2004, the mine was flooded when a continuous miner operator cut into an adjoining old mine, unleashing 40 to 60 million gallons of water. The inundation was described as serious by WVOMHST inspector Richard Boggess, who investigated the incident with MSHA inspector Roger Richmond.38 Investigators determined that the problem was inaccurate mine maps. A certified map erroneously showed the old mine some 700 feet away from its actual location. Fortunately, no one was injured and the mine was evacuated within ten minutes, according to the investigation report.39 Rich Kline, assistant district manager of technical programs for the Mount Hope MSHA office, said he went to the mine after the inundation “to see what they had done, why they had cut into it, what went wrong with the engineering.”40 Kline, too, concluded that the maps were wrong. “Aracoma was a mess,”41 he said during testimony following the January 19 fire. “They’re getting the coal out and not keeping the mine system proper.”42 Kline said on another occasion, he issued a citation for icing on the portal when the box cut was installed. Kline described the condition as “overhanging ice with miners underneath so there was a possibility of grave fatal injuries there.”43 Boggess said at a time when the state required inspectors to keep a list of mines that presented the most problems, the Alma Mine #1 was at the top of his list.44 Bill Gillenwater, the supervisory inspector at MSHA’s field office in Logan, said it was hard to get a handle on the management structure at Aracoma and that made regulation difficult. “They’re not open about who is responsible for what,” Gillenwater told investigators. “And it was hard to find out, who do we talk to about this. And then you could go at any given day, and you’d always find a new name or a new face to talk to. It was hard to work with this company, to have understanding of who was responsible for what. They didn’t want to make that known, I don’t think,” he said.45 During the investigation and interview, Donald R. Hagy, outby foreman at Alma Mine #1, identified an October 19, 2005, memorandum 53 from Massey Energy CEO Don Blankenship to all deep mine superintendents that he read into the record of the state and federal investigation: “If any of you have been asked by your group presidents, your supervisors, engineers or anyone else to do anything other than run coal (i.e. – build overcasts, do construction jobs, or whatever) you need to ignore them and run coal. This memo is necessary only because we seem not to understand that coal pays the bills.”46 Since mining began on a large scale in 1890, all too frequently West Virginia has led the nation in both the number and rate of fatal and nonfatal accidents. Unfortunately, that history continues into this century. Within the state, mines in the southern coalfields area where Aracoma is located are especially dangerous. A 1996 report from the Mine Safety and Health Administration concluded that, during the period from 1991 to 1995, 28 percent of the nation’s mine deaths occurred in southern West Virginia, where only 13 percent of the national workforce is located.50 What did that mean to him, Hagy was asked. “Well, it sounds as if they don’t want you to shut production down to go build an overcast or do construction jobs,” he said.47 And how would he feel if, as a section boss, that memo were laid in front of him. “You would feel that you wasn’t running enough coal from the way it sounds, “he said.48 Between 1991 and 2000, 116 of 428 fatalities nationwide, or 25 percent, occurred in southern West Virginia, which continued to employ only 13 percent of the nation’s mining force. That is not to say that there have not been improvements in miner safety in the past ten years. During that time, fatal and non-fatal accidents have declined, both in West Virginia and the nation, and in 2005 there were only three fatal accidents in West Virginia mines, an all-time A second memo from Blankenship was sent a week after the first to try to clarify the company position. “Last week I sent each of you a memo on running coal,” Blankenship wrote. “Some of you may have interpreted that memo to imply that safety and S-1 [a Massey Energy safety program] are secondary. I would question the record. Clearly, many mines are addressing mine safety and health considerations, and many West Virginia mines operate safely day in and day out. In addition, many mine companies operate mines day after day, week after week, month after month without serious lost time accidents. These companies spend the time, money and energy to train and equip their workforce and correct potentially dangerous conditions before they pose a threat to their workers. Sadly, not all mines membership [sic] of anyone who thought that I consider safety to be a secondary responsibility. “The point is that each of you is responsible for coal producing sections, and our goal is to keep them running coal. If you have construction jobs at your mine that need to be done to keep it safe or productive, make every effort to do those jobs without taking members and equipment from the coal producing sections that pay the bills.”49 54 0302 Wyatt Robinson TR. P. 92, L. 18-20 0302 Wyatt Robinson TR. P. 106, L. 01-09; L. 17-19 14 Information obtained from state officials. 15 0309 Donald Hagy TR. P. 10, L. 13-15; TR. P. 52-56 16 MSHA and WVOMHST records 17 0315 Charles Bradley Justice TR. P. 97, L. 14-17 18 0315 Charles Bradley Justice TR. P. 96, L. 22-24 19 See Transcripts of Cabell, Calloway 20 0210 Cabell TR. P. 44, L. 10-19 21 0216 Callaway TR. P. 49, L. 04-12 22 0224 Jonah Rose TR. P. 177, L. 10-11 23 Information supplied by MSHA 24 0330 Minness Justice TR. P. 40, L. 01-17 25 0330 Minness Justice TR. P. 56, L. 12-15 26 0330 Minness Justice TR. P. 43, L. 05-08 27 0308 Ronald Hixson TR. P. 20, L. 14-25; TR. P. 21, L. 01-02 28 Information provided by State Officials 29 Information from Dennie Ballard was obtained from state officials in the command center at Alma. 30 McAteer Report to Governor Bob Wise 31 0224 Gary Brown Tr. P. 97, L. 01-05 32 See testimony of Gary Brown, Pat Callaway, Carl White, Shane Stanley 33 0224 Jonah Rose TR. P. 181 34 0224 Jonah Rose TR. P. 181, L. 20-25; TR. P. 182, L. 01 35 See M. Plumley transcript 36 0208 Pat Kinser TR. P. 88, L. 23-25; TR. P. 89, L. 01-08 37 See Joe Hunt, Pat Kinser, Billy Mahorn TR 38 West Virginia Office of Miners Health Safety & Training 39 Source – Accident Report of the State 40 0323 Rich Kline TR. P. 26, L. 22-24 41 0323 Rich Kline, TR. P. 109, L. 16 42 0323 Rich Kline TR. P. 111, L. 10-12 43 0323 Rich Kline TR. P. 25, L. 16-19 44 Information from Boggess obtained from state officials 45 0331 Bill Gillenwater TR. P. 45, L. 21-25; TR. P. 46, L. 01-06 46 0309 Donald Hagy – EXHIBIT B – TR. P. 120, L. 16-25; TR. P. 120, L. 01 47 0309 Donald Hagy TR. P. 121, L. 03-06 48 0309 Donald Hagy TR. P. 125, L. 17-19 49 Appalachian News Express, Pikeville, Ky., 2-24-06 50 McAteer Report to Governor Bob Wise 12 make that necessary commitment – and miners pay the price. 13 Thus far in 2006, mine deaths in West Virginia have skyrocketed to 23, a level unseen since 1981. All in the mining community hope that this is not a trend but an anomaly. However, we must act to ensure that it does not continue. Companies whose fatality rates exceed the national average must commit to change and they must do it now. Those that do not must be held accountable by the West Virginia Office of Miners’ Health, Safety and Training. Those mines that experience higher than average accident rates must be brought into line through education, compliance assistance and tough enforcement. The state’s coal miners deserve no less. SOURCES 0323 Rich Kline TR. P. 109, L.1 MSHA and WVOMHST records 3 0302 Wyatt Robinson TR. P. 31, L. 01-04 4 Source – MSHA Inspection Reports; Charleston Gazette, Ken Ward, 3/12/06 5 0209 Brandon Conley TR. P. 30, L. 17-20 6 0209 Brandon Conley TR. P. 31-33 7 0209 Brandon Conley TR. P. 49, L. 16-19 8 0209 Brandon Conley TR. P. 21, L. 01-02 9 0302 Wyatt Robinson TR. P. 66, L. 06-17 10 0302 Wyatt Robinson TR. P. 76-78 11 0302 Wyatt Robinson TR. P. 81, L. 05-10 1 2 55 Map of Northeast Mains and Longwall Panel of Aracoma Alma Mine #1 56 8 RECOMMENDATIONS 4. Mine electrical systems should be designed for easy isolation of critical systems during mine emergencies. 1. The West Virginia Office of Minersʼ Health, Safety and Training inspection force must be brought up to full strength and supplemental hiring undertaken in light of industry production levels. Salary levels should be raised to ensure that qualified personnel are attracted to take and keep positions. 5. State and federal regulations relating to the prevention of fires on conveyor belts must be vigorously enforced. 6. Requirements relating to pre-shift, onshift and weekly examinations by the mine company must be vigorously enforced. 2. A joint federal and state study should be immediately undertaken aimed at making determinations and recommendations on how to coordinate and maximize state and federal resources to ensure the safety of coal mines. 7. State and federal inspections must ensure compliance with regulations. 3. Electrical inspectors must be hired so that the state has a full complement of inspectors capable of undertaking mandated electrical inspections. 8. Undertake a statewide comprehensive study of the use of intake air over belt entries to determine whether belt air 57 should be used and, if so, under what conditions. 12. Develop and annually update comprehensive emergency plans. Each underground mine operator should be required to annually conduct a tabletop mine evacuation exercise. Having a plan is not sufficient. It needs to be practiced and to include all employees. 9. Enact new state legislation that requires every company to conduct a complete mine-by-mine inspection of each conveyor belt and maintain on site a certified statement from the principal office of each parent company that the belt is meeting all requirements of the state provisions and that the emergency equipment – CO monitors, etc. – is fully operational. 13. Require implementation of an improved communication and tracking system at every underground location. 14. Through emergency rule-making, manufacturers should be required to attach SCSR goggles to the SCSR case by an easily detachable lanyard to prevent them from being lost when opening the SCSR in a dark or smoky environment. 10. Adopt a regulation that requires each mine superintendent and mine engineer to certify each quarter that the mineʼs safety equipment, including CO monitors, SCSRs, water supply, sprinkler systems, etc., are in proper working order. The failure of any system or a citation indicating it is not in working order would result in the suspension of the engineerʼs license. Falsification of records would result in the mine superintendent being barred from serving in that or any other senior management capacity and would result in the revocation of his foremanʼs certificate if he possesses one. The certifications are to be filed with the West Virginia Office of Minersʼ Health, Safety and Training. 15. Mine maps must be kept updated and filed electronically with the WVOMHST and MSHA so they can be monitored to ensure they are kept up-to-date and so that they are available to rescue teams when needed. 16. Coordinate mine rescue efforts with emergency management at the state and county levels so that all resources can be made available. For instance, rescue teams in waiting at Aracoma could have had access to fire department facilities to permit rest during the waiting period. 11. Implement the requirement for refuge chambers at every underground mine. 58 strengthening the tripartite mine rescue model through which state, federal and company officials share responsibilities under section 103(k) of the Mine Act; enhancing the importance of mine rescue and making a mine rescue director part of top management in WVOMHST and MSHA; conducting mock disaster drills to test the emergency preparedness of state and federal officials, mine operators and the community; evaluating the inventory of available mine emergency operations and equipment and replacing obsolete equipment with state-of-theart; continually evaluate and enhance emergency equipment and require post emergency medical examinations for any miner or rescuer exposed to toxic substances or other threats to life and health in the course of a mine emergency. 17. Contract employees should receive the same level of training and supervision as full-time employees. 18. WVOMHST and MSHA should adopt the National Incident Management System (NIMS) Incident Command Model, a nationally recognized emergency incident management system. While most emergency situations are handled locally, a major incident may require help from other jurisdictions, the state, and federal government. NIMS sets out procedures that allow responders from different jurisdictions and disciplines to work together to better respond to emergencies through a unified approach to incident management. Such a system improves coordination, cooperation and communication between public and private entities. 2. The steps to support escape in an emergency: training miners to don and use breathable training model SCSRs in a dark, smoke-filled environment; involving miners in field-testing competing SCSR brands; evaluating the existing 10-year shelf life allowed for SCSRs; requiring operators to store sufficient numbers of SCSRs underground and ensure that they are not stored in environments likely to compromise the unitsʼ performance; conduct an independent evaluation of the current NIOSH protocol and procedures for examining SCSRs recovered in mine A number of recommendations made in the Sago Mine Disaster report also are applicable here. They include: 1. The steps to Advance Mine Emergency Preparedness: requiring more rigorous education and realistic training; requiring specialized training for management personnel expected to serve in a position of responsibility in a mine emergency command center; providing a liaison to families; reaffirming and 59 retire the obsolete seismic system and encourage research on next-generation seismic technology and equipment; invite the Incorporated Research Institutions for Seismology (IRIS) and other professional entities to participate in the 2nd International Mining Health & Safety Symposium. disasters; require SCSR manufacturers to improve reliability by redesigning temperature and moisture indicators; and accelerate the development of nextgeneration SCSRs by establishing an awards competition for a prototype fullface or half-face breathing apparatus for miners. 4. The Steps to Enhance Cooperation: provide updates to the Alma families and the public on progress made to improve mine safety and the mine rescue system in West Virginia; examine methods to improve accident investigation protocols; encourage voluntary cooperation and commitment to get new equipment, technology and best practices underground with all possible speed; abandon old myths and misinformation about the reliability of safety and health technologies and replace them with hard facts and science-based determinations. 3. The steps to strengthen the mine rescue system: establish a West Virginia-based National Mine Rescue Committee to review the rescue systemʼs structure, equipment and response strategies and to make recommendations to strengthen the system to be delivered at the 2nd International Mining Health & Safety Symposium in 2007; develop a skillsranked or tiered scale for mine rescue teams; enhance mine rescue training to include in-mine drills; issue a mine rescue team member identification card; 60 Mine Rescue Teams that responded at Aracoma Alma Mine #1 ARCH COAL COMPANY Mingo Logan Mountaineer Team Lone Mountain Mine Rescue Team CONSOLIDATED COAL COMPANY Buckhannon Mine Rescue VP-8 Mine Rescue Consol of Kentucky DICKENSON-RUSSELL COAL COMPANY Dickenson-Russell Mine Rescue EASTERN ASSOCIATED COAL CORPORATION Harris Southern Appalachian Team Federal No. 2 Team EXCEL MINING COMPANY Excel Kentucky Excel Illinois FOUNDATION COAL Riverton Mine Rescue Team Emerald Mine Rescue Team Cumberland Mine Rescue Team JEWELL SMOKELESS COAL CORPORATION Jewell Smokeless No. 1 (A Team) Jewell Smokeless No. 2 (B Team) MASSEY ENERGY Massey Energy Southern West Virginia Team Massey Energy East Kentucky Team MINE SAFETY AND HEALTH ADMINISTRATION MINE EMERGENCY UNIT MOUNTAINEER NO. 1 (Gold Team) MINE RESCUE ASSOCIATION, INC. MOUNTAINEER NO. 2 (Blue Team) MINE RESCUE ASSOCIATION, INC. OFFICE OF MINERSʼ HEALTH SAFETY AND TRAINING MINE EMERGENCY TEAM PARAMOUNT COAL COMPANY Paramount (Blue Team) Mine Rescue PINNACLE MINING COMPANY Pinnacle Blue Team Pinnacle Gray Team POCAHONTAS MINE RESCUE ASSOCIATION, INC. SOUTHERN COALFIELD MINE RESCUE ASSOCIATION 61 Acknowledgments I wish to express my appreciation to our investigative team – Beth Spence, Celeste Monforton, Thomas N. Bethell, Joseph W. Pavlovich, and Deborah Carpenter Roberts – for their work in the investigation of both Sago and now Aracoma Alma. I am especially indebted, in this instance, to Beth Spence and Deborah Roberts, whose continuing efforts ensured the completion of this report. Special thanks go to Wheeling Jesuit University, its board of directors and interim president James Birge, PhD. I also thank WJU’s past president, Reverend Joseph R. Hacala, S.J. Without his understanding, support and compassion, this report would not have been possible. As I noted in the transmittal letter on the opening pages of this report, we owe a deep gratitude to the families of the victims of the Aracoma Alma Mine disaster. As with the Sago report, we thank the students of Wheeling Jesuit University, West Virginia Wesleyan College, West Virginia University, University of Charleston and Marshall University, who volunteered immediately following the disaster and in the months which followed. It makes me proud as a West Virginian that these young people stepped up to help. We want to express our gratitude to the many individuals – whether in state and federal agencies, companies, professional or private life – whom we have called upon for advice, guidance and expertise in the preparation of this report. And we are grateful to the hundreds of individuals who have contacted us with ideas and suggestions about how to improve mine safety and health in West Virginia and across the nation. This investigation has been supported by the State of West Virginia and its Governor, Joe Manchin III. We thank Governor Manchin and his staff for their support and assistance during this investigation and preparation of the report. The list of names that follows encompasses, we hope, most of those who have been involved in one way or another with our work over the past nine months. Inevitably, however, there are bound to be omissions. We apologize for that, and hope that anyone whose name should have appeared here will be brought to our attention for future correction. I wish to note an omission in the Sago Report acknowledgements. We neglected to mention the American Friends Service Committee and W. Clinton Pettus, the regional director of AFSC’s Middle Atlantic Region. Their help and support in both investigations has been invaluable. J. Davitt McAteer 62 American Friends Service Committee ● Jonathan Andrew ● Kent Armstrong ● Dr. James Birge ● Mrs. Delorice Bragg and Family ● U. S. Senator Robert C. Byrd ● State Delegate Mike Caputo ● State Senator Don Caruth ● Mary Ellen Cassidy ● Elizabeth Chamberlin ● Skye M. Chernicky ● Robert Cohen, MD ● Doug Conaway ● Jack Cottle ● Steve Cox ● James Dean ● Christo de Klerk ● Mary Doane ● Earl Dotter ● Chuck Edwards ● Yvonne Farley ● Alan Fine ● Mike Foletti ● Brian France ● State Delegate Eustace Frederick ● Bruce G. Freedman, MD ● Autumn D. Furby-Pritt ● Jimmy Joe Gianto ● Richard T. Gillespie ● Bobby Godsel ● Michael Griffin ● Father Joseph R. Hacala, SJ ● Joan T. Hairston ● State Delegate Bill Hamilton ● Mrs. Freda Hatfield and Family ● Monte Hieb ● Yvonne Johnson ● State Senator Jeff Kessler ● State House Speaker Bob Kiss ● Sam Kitts ● Betty Lassiter ● Pete Lilly ● Tricia Lollini ● Ty Lollini ● Kathleen M. Long ● Kathryn G. Lough ● State Senator Shirley Love ● Joseph P. McAteer ● Timothy O. McAteer ● Professor Joyce McConnell ● Professor Pat McGinley ● Darrell V. McGraw, Jr. ● David Michaels ● Mine Safety and Health Administration ● Kenneth A. Murray ● Paul Myles ● Kraig R. Naasz ● National Institute for Occupational Safety and Health ● National Mining Association ● Dennis O’Dell ● Dennis Packer ● C. A. Phillips ● U. S. Congressman Nick J. Rahall ● Bill Raney ● James Rau ● Christopher C. Riley ● Lawrence H. Roberts, MD ● U. S. Senator John “Jay” Rockefeller ● Kathy Sloan ● Dave Stuart ● Ryan A. Thorn ● Senate President Earl Ray Tomblin ● Bill Tucker ● U.S. Department of Labor ● United Mine Workers of America ● Suzanne Weise ● West Virginia Office of Miners Health Safety and Training ● West Virginia Board of Mine Health & Safety ● West Virginia Coal Association ● West Virginia Department of Homeland Security ● Wheeling Jesuit University Board of Directors ● Eugene White ● Rick Wilson ● Paul Ziemkiewicz 63