"Mohammed and Charlemagne" by Henri Pirenne
Transcription
"Mohammed and Charlemagne" by Henri Pirenne
"Mohammed and Charlemagne" by Henri Pirenne Author(s): Peter Brown Reviewed work(s): Source: Daedalus, Vol. 103, No. 1, Twentieth-Century Classics Revisited (Winter, 1974), pp. 2533 Published by: The MIT Press on behalf of American Academy of Arts & Sciences Stable URL: http://www.jstor.org/stable/20024183 . Accessed: 24/01/2012 16:12 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact [email protected]. The MIT Press and American Academy of Arts & Sciences are collaborating with JSTOR to digitize, preserve and extend access to Daedalus. http://www.jstor.org PETER BROWN Mohammed and Charlemagne Henri Pirenne by et Charlemagne in 1937. Henri Mahomet Pirenne's appeared posthumously Pirenne had formulated its central thesis as early as 1916 and put it forward from 1922 onwards with a rigor of proof to which the book itself adds little other than a wealth of supporting evidence. Mahomet et Charlemagne, therefore, was hailed less as a novelty than as the "historical of the foremost interpreter of the testament" social and economic To reconsider it as a of medieval development Europe. "historical testament/' may help succinct and brilliant monograph the future reader and the past connoisseur of this to seize through its pages the outline of modern at of the end of the ancient world and the beginning of the titudes toward the history Middle Ages. as a historical testament. From It is important to treat Mahomet et Charlemagne the outset, it was vigorously contested by Pirenne's intellectual next of kin, and, as a et Charlemagne of Mahomet in the has entered circulation result, the argument as "The Pirenne Thesis." academic world for and against this thesis Debates have provided historians of the Later Roman Empire, Byzantium, early medieval Islam, and Western Europe, not to mention numismatists, with material for a respect able academic light industry, one whose products have, on the whole, proved in genious and serviceable. That the terms of reference in the debate should stretch from the ceramic industry of third-century-A.D. Gaul to the relations between Scan dinavia and Central Asia in the tenth century is no small tribute to the issues com translation. pressed into 285 pages in the English As with many a "classic,'' it is even possible for the specialist today to do without et Charlemagne. of the social and economic development Mahomet Histories of Europe after the fall of the Roman Empire can be written both with a greater of an un range of detail and with a more sober sense of the human possibilities Western 25 26 PETER BROWN in his Mahomet than was shown by Pirenne et Charle economy a contain to reference need the magne; only passing they paradoxes of dazzling tillers of the ever-richer delta of Late Antique and early Pirenne's exposition. Happy medieval studies can now get on with the job, giving little thought to the headwaters of that Nile which once swept so great a mass of alluvium down to their respective fields. derdeveloped The "Pirenne Thesis" can be succinctly summarized: For centuries after the political collapse of the Roman Empire in the West, the economic and social life of Western to still moved the Europe exclusively rhythms of a robust "functional Romanity" resources were the ancient world. Romania, (whose too easily overlooked strict classical intact survived the from so-called scholars), by Invasions" of the fifth century A.D. Shabby but irreplaceable, much as "Germanic is an unmistakeable the slipshod cursive script of a Merovingian document descen dant of the ancient Roman hand, worn down by uninterrupted use, the civilization Roman It survived because life of Romania outlived the the economic Empire. long It was only with the Arab had continued based on the Mediterranean unscathed. in the seventh century A.D. conquests of the eastern and southern Mediterranean was that this Mediterranean-wide Islam marks a breach in the economy disrupted. continuum of ancient civilization In incomparably deeper than that of the Germanic vasions. For the first time, half of the known world took on an alien face. The Arab war fleets of the late seventh century closed the Mediterranean to shipping; the fall in 698 sealed the fate of Marseille in of Carthage and with it the fate of Romania of its Mediterranean-wide of Western the civilization Gaul. Deprived horizons, world of Northern Gaul and Europe closed in on itself, and the under-Romanized a in earlier generations. inconceivable The prominence suddenly gained Germany Romania was replaced by a Western dominated southern-oriented Europe by a Northern Frankish aristocracy. It was a society where wealth was restricted to land; its ruler, lacking the gold currency that taxation could have drawn from the economy had trade remained vigorous, was forced to reward his followers by grants of land, and feudalism was born. Its church no longer included a laity bathed in the living slipshod Latinity of the South, but was dominated by a clerical elite whose very into parchment made from the hides of their Northern "ploughed" handwriting that of earlier clerics and laymen had slipped easily over sheets of flocks, whereas to the quays of Alexandria papyrus shipped direct from pre-Islamic Egyptian Marseille. and diet lost all hint of the "Roman" elegance which had been Clothes commerce in the spices and silk products based on continued of the eastern a Northern Germanic Empire In short, the Empire of Charlemagne, Mediterranean. in any previous century, marks the true beginning of the Middle Ages; unimaginable it was the autumn of the ancient Mediterranean all that had preceded culture. The not Pirenne slow in the Romania of insisted, any entropy happened, change through and human potential of the South, nor through any discrete rise in the economic Germanic North. Rather, by breaking the unity of the Mediterranean, the Arab war Mohammed and Charlemagne 27 fleets had twisted a tourniquet around the artery by which the warm blood of ancient to pulse into Western in its last Romano-Byzantine form, had continued civilization, correct to is without that "It therefore say Mohammed, strictly Europe. inconceivable."1 been would have Charlemagne readers who are grappling with the for the "Pirenne Thesis." Modern own an our to a "Pacific" civilization, will find from of shift "Atlantic" implications the verve and deep historical empathy with which Pirenne entered into a world whose to the Mediterranean basin unthinkable considered any alternative par people et is in terms written of Mahomet human history ticularly thrilling. Charlemagne So much that suddenly close and tumble upside-down. thrill alone has carried historians of all periods through this book. Yet the et of the end of the ancient world may well historian look beyond Mahomet a a moment. is for The Thesis" "Pirenne brilliant but frail, spark, Charlemagne into position between solid electrical points, patiently constructed and maneuvered by Pirenne and the scholars of his generation. We can see their outline clearly in the horizons This In order to read Mahomet et Charlemagne with an light of the spark they generate. in early medieval eye for present and future development studies, it is as well to in quire how these electrical points came to be set up as they were, whether they can now stand where they did, and what new leap of current might yet pass between them. The first and most lasting impression of Henri Pirenne's work as a whole is the one to which the readers of Mahomet was et Charlemagne return. Pirenne constantly the master of his age in expounding the social and economic basis of medieval It is as a series of chapters in the history of Western civilization. civilization and its et Charlemagne remains an irreplaceable book. transformations that Mahomet Discussion of the separate facets of the "Pirenne Thesis" can divert attention from the stature of the book, much as a charged cloud disintegrates into a discharge of discrete hailstones. Nevertheless, let us examine in passing some of the facets of Pirenne with which it is now possible to disagree. First, economically, the commer in the fifth and sixth centuries was not such as to sup cial role of the Mediterranean as we of ancient civilization that Pirenne posited; determined, port the continuity invasions of the fifth century down to size, Pirenne, as shall see, to cut the Germanic scholars of the Late Roman Empire were quick to point out, underrated the slow dis Roman society from the third century A.D. onwards. One might location of Western add that the hushed generations the great visitation of the plague after following saw which the old saddened of 543, age Justinian, the maturity of Pope Gregory I, and the youth of Mohammed, as a possible repay more close consideration might in the of the Mediterranean. turning point history restricted toWestern Second, to have introduced Islam into a debate previously was a master of stroke the Europe integration, brightest "leap" of current of all two hitherto separate poles. The pages in which Pirenne describes between with which the Muslim conquerors changed the civilization of populations the ease that had 28 PETER BROWN in the book. Yet remained untouched by the Germanic settlers are the most profound (like its nominal ancestors?Judaism early Islam trembled on the brink of becoming a Mediterranean on the surface of and Christianity) civilization. Shimmering over water, are reminders medieval Islamic civilization, like the path of a moonbeam of Romania?in in its Islam's spread of Mediterranean legends as far as Indonesia, in its preservation revival of Greek philosophy, of gestures of ancient Mediterranean so long forgotten inWestern Christian worship Europe that today they stand for all in modern that is alien and "oriental" Islam. Ummayad palaces on the fringe of as works of Gandhara art: their stance between East and Syria are as tantalizing is still undecided. was fought within Islam Indeed, the battle for control of the Mediterranean old Roman Damascus and new Baghdad, itself, between Syria and Iraq?between heir to the majesty of the Sassanian Empire. It was the last round of a battle that had to determine whether been fought from the days of the Achaemenids the Mediterra nean would sink to the status of a distant fringe area of a Eurasian empire. The West constant court of initiative and diplomatic military enjoyed by the Persian over in of the the sixth contained the century Emperors Ctesiphon Constantinople An of final of of the Arabic teller Persian victory ingredients fairy-tales Baghdad. to draw and One Nights) (distant harbinger of The Thousand already threatened in the marketplace of Mecca. Even Sinbad the Sailor audience away Mohammed's had already made his debut. The recently published discoveries of the British to Siraf on the Persian Gulf Institute at Teheran in their archaeological expedition trade that must have formed the basis for give an impression of a Sassanian maritime the Arab commercial empire in the Indian Ocean. These are clear rumblings of the vast subsidence that shifted the center of gravity of Near Eastern civilization away from the Mediterranean. the true battle for Around the shores of the Mediterranean, the survival of Romania was waged not for control of the salty sea itself, but by sturdy in Nubia, farmers?in the Upper Nile, and in the great olive plantations of North rainwater against the Africa?for control of the irrigation that held their precious at have discovered, blind pressure of the nomads. Polish and British archaeologists an a in at Assuan of little the Faras and Kasr-Ibrahim Romania, province Egypt, that held onto its water and so to its sixth-century Byzantium amazing miniature culture up to the age of Joan of Arc. of the main student and unqualified the modern acceptance Standing between are the facts that Romania was et Charlemagne line of the argument of Mahomet than those stressed by by fissures more ancient and more paradoxical dilapidated to in coincide at few relation Islam's and that Romania, Pirenne, deeper rhythms, to Pirenne attention. To which first drew with the juxtapositions tempting points a revived ap has been there these I must add that among Western medievalists, in this period, world and of the Northern obscurely slowly taking shape preciation and a little since the age of the Megaliths, often along sea routes that had changed of the economic and historians, redefinition, among particularly steady depreciation as in of the factors movement and bullion of of the style luxury goods significance to both these points I shall return. civilization: Mediterranean Christian Mohammed and Charlemagne 29 Pirenne, however, chose his evidence as he did because what interested him was and its material civilization basis. Differing ways of life and their material foun dations drew his unfailing attention. How the style of one civilization differed from that of another?this Pirenne would seize upon and lay bare with unfailing clarity and zest in terms of a landscape, of an economic situation, or of a form of social His Histoire et Charlemagne is de Mohamet without the organization. Belgique a for not two here deals successive with he cramping necessity single explanation; and contrasting styles of civilization, but with a spectrum of contrasting ways of life, in time and contiguous in space, each firmly set by Pirenne in its own contemporary economic and social context, as a bundle each explored of distinctive human In a masterly for in survey of the fourteenth-century possibilities. Netherlands, Flemish face stance, Pirenne describes how Flanders slowly took on its non-French, as the sea routes from the Atlantic ousted the land routes across the of Kingdom France; it was a Flemish face, also, because the local producers at Bruges and Ghent no longer depended on the merchants who had previously controlled the distribution of cloth along the roads into the French-speaking south. In a few, lucid pages he in social structure and cultural horizons of momentous analyzes a revolution impor tance for the history of modern Belgium. In the 1920's and 1930's this particular manner of grasping the folds in the landscape of medieval Europe called for deep serenity of vision. Pirenne came from a Flemish industrialists, yet he was professor at the predominantly family of Wallon of Ghent. What mattered for him was the shifting pageant of speaking University varying social structures, not the Romantic shibboleths of race and language. There is real personal warmth in his appreciation man of the of Jean Froissart?chronicler, a fitting symbol of the human diversity and tolerance that world, true cosmopolitan, Pirenne admired in the fourteenth-century Netherlands. Race and language, for Pirenne, were infinitely plastic. His heavy emphasis on the continuity of Romania as a social and economic unity based on the Mediterranean was forced into prominence by his steadfast refusal, as a cultivated European of the 1920's, to admit that, by vir tue of their race alone, the Germanic invaders could have offered any alternative to it. It took more than a Romantic nature of emphasis on the supposedly distinctive Germanic political and legal institutions to convince this Belgian that the Germanic invaders had anything to offer to a civilization based on such tangible and massive realities as a network of ancient towns, a disciplined tax-system, and a living com merce. Early in his career, Pirenne opted for Paris against Germany. He opted for the conviction of Fustel de Coulanges, that the documents of the early Middle Ages, if left to speak for themselves in their rough Latin, would, to the unprejudiced reader, speak of a Late-Roman social scene prolonged untidily into the Merovingian period, and not of any new Germanic Pirenne first conceived the principles of social organization. main theme of Mahomet et Charlemagne in an internment camp in Germany after 1914, to which he had been sent for refusing to collaborate with the German attempt to re-open the University of Ghent as a "nationalist," Flemish university. This goes some way to explain why he upheld its paradoxes with such sharpness: for Pirenne, PETER 30 BROWN the traditional equation of aWestern European of the early twentieth century in ex Germanic invaders plaining his own past had had one crucial element removed?the were not a significant factor in the history of the early medieval period. If he could turn neither to Alaric nor to Clovis to account for the developments that led to the creative non-Roman left on empire of Charlemagne, why not to the only genuinely the horizon?Mohammed? Pirenne's of Germans canny narrative about the early settlements Rereading around the Mediterranean makes one appreciate the vital contribution made by to the history of the barbarian Marxist and Marxist-influenced in historiography vasions. Here, as in Pirenne, is history "demythologized," rendered antiseptic to the to the grey, common humanity which, in Late myth of race by stern attention Roman conditions, rapidly turned German warlords into great landowners and starv into serfs. Whether the organizing principle at issue is the Romania of ing pillagers Pirenne or the class struggle of Marx, the history of the barbarian invasions has been made more intelligible through the choice of a principle different from those which of "Romanist" studies. and "Germanist" guided generations et Charlemagne is the sort of classic that can One can appreciate how Mahomet In one firm stroke, Pirenne released the study of Late An render itself unnecessary. and "Germanist" tiquity from the impasse created by the rival claims of "Romanist" to look scholarship has raced ahead, without legal historians. Naturally, bothering to areas where Pirenne's back. The debate over the "Pirenne Thesis" quickly moved contributions knowledge lagged behind his intuitions: in fact, the most stimulating have been made by Byzantinists and Islamic scholars. This is easy to understand. Pirenne's book, the work of a master of Northern testament of a generation of Byzantine European history, was also the historical of Byzantium was the studies. The discovery of the social and economic achievement most exciting To the studies in Pirenne's feature of early medieval generation. historian of the transition from the ancient to the medieval idea of the state, the Byzantine Empire was a surviving example of the ancient bureaucratic polity: a state cities and a supported by a high rate of taxation, soundly based on mercantile prosperous peasantry, able to maintain a professional army, a salaried bureaucracy the "feudal" and a prestigious gold currency. By this high yardstick of achievement, was West of measured and found Pirenne's the medieval fertile in society wanting. intuition not shared by every scholar of the Later Roman Empire, many tuition?an social and cultural differences between eastern of whom still stress the long-standing to apply this idea of in Late Roman times?was and western Mediterranean society toWestern for Pirenne Byzantium Europe before the Islamic conquests. Romania: a in eastern it word coined the Mediterranean where this word (revealingly, sum to seemed the remained current up to Ottoman up times) exhaustively shabby, but solid, social and cultural furniture of Merovingian Gaul. He saw Western Europe as a substandard Byzantium: in "Until the 8th century, the only positive element was the of the influence Empire." history in the too narrow a definition of Mediterranean civilization This was, perhaps, Late Antique period. The traveler who drives along the coastline of the Mediterra Mohammed and Charlemagne 31 to the North, massive forerunners nean, always aware of the grey band of mountains of the Alps, that dwarf the plains covered with vineyards and the porphyry es carpments heavy with the scent of cistus, might be reminded that, in a similar way, alternative styles of life to the clearly defined Romania of Pirenne had existed as men many centuries before Charlemagne. for Mediterranean A palpable presences in the early Middle Ages is today better civilization history of Western European able to find room for an element the distinctive trenchantly excluded by Pirenne: of recent the civilization of the North. in The achievements Irish and Anglo style Saxon studies have revealed an insular world in the late sixth and seventh centuries of vast creativity, on Romania. The work of social only partly dependent studies than with any other (more fruitfully allied with Dark-Age anthropologists of that of Ancient has induced a sober respect for the period history except Greece) skill with which and societies have been preliterate primitive technologically observed to create a resilient "technology of human relations." A connoisseur of the intricate codes of behavior revealed in Beowulf and confirmed in the life of African as tribes might still find the Merovingian Pirenne found court, it, "a brothel," but its violences were governed by the law of the blood feud?and this was not the "law of the jungle." The claims of a new generation of historians working on the culture and social mores of Dark-Age Northern Europe are more solid than earlier claims based i on a Romantic?and later brutally racist?idealization of the "Germanic" contribu tion to early medieval Europe, against which Pirenne so rightly set his face in the 1920's and 1930s. These new studies reveal values and social habits which were resili ent and apposite, even in Romania; their rise to prominence in the civilization of the as not of to need be due the age Charlemagne regarded closing down of some infi richer alternative. nitely Pirenne's approach is most revealing where he touches most closely on cultural of the conscious values of groups supports his perspective history. The evidence better than does the fragmentary and ambiguous ac evidence for their economic tivities. Surprisingly enough, it is the historian of the Christian Church, and not the economic historian, who finds Pirenne's vision of the early medieval period most identified itself its almost from with the urban helpful. The Christian religion origin civilization of the Mediterranean; it penetrated into the sprawling countryside of Western towns of Asia Europe along trade routes that linked it with the "boom" Minor; and it fed its imagination on Palestine and Syria and found that its intellec tual powerhouse, in the Latin world, was North Africa. Indeed, the history of the Christian Church in the early Middle Ages is the history of Romania d la Pirenne. A student of religious sentiment and its visual expression in the eastern Mediterranean, who sets out to trace the evolution of the Byzantine iconostasis only to find the miss in a description of a church in seventh-century ing link in the surviving evidence returns to his task with a sober respect for the taproots that the County Kildare, culture of the Christian Church sank into the ancient soil of Romania. scholar who scrutinizes the evidence for commercial contact between Gaul and the eastern Mediterranean in the sixth century must surely come away with the odd feeling that somehow the glass that he holds in his hand for this meticulous task The PETER 32 tells him BROWN far more about the quality of Mediterranean civilization than do the in its text to say to The focus. has whole he read has fragments caught something him. Rather than turn over yet again references to Syrian merchants and Egyptian papyrus in the History of the Franks by Gregory of Tours, itmight be more rewarding to attempt to delineate the mental horizons of Gregory himself?a but delicate, better-documented task, promising more sure conclusions. What did Romania really mean to Gregory? How deeply were the ancient ways still sunk into his mind and of a miracle, his characterization of a categories of behavior? Did his expectations reactions to the ways of God with men still move to the holy man, his instinctive same rhythms as Syria and Cappadocia? an examination This enterprise, of the ease or difficulty with which Mediterranean men and their neighbors respective of ancient world from their Romania could lift the the heavy legacy throughout illuminate some of the greatest unsolved problems of medieval minds, might history. it would not, I suspect, have satisfied Pirenne to rest his thesis on the However, atavisms of Christian bishops. He wanted more from a civilization: he wanted towns and merchants. This accounts, perhaps, insistence "Pirenne Thesis": Pirenne's was merchants the Syrian distinguishing in the for the most hotly contested element trade conducted that the long-distance by characteristic?indeed the sine qua non?of era. the Romania of the pre-Islamic Here again we touch on the outstanding life work: his un quality of Pirenne's as of the of of The full the medieval age city. meaning Charlemagne, derstanding an et not it is of in marks the end the that Mahomet only presented Charlemagne, Cities. Pirenne's brilliant cient world, but that it serves as the backdrop toMedieval Cities, begins with a world that had recently, in the Carolingian sketch, Medieval knew better than Pirenne how lost its cities and their merchants. Nobody Age, creation of merchants the ancient city was from the medieval different city?the alone. Yet one cannot resist the impression that Pirenne, looking back, past the band of into the Romania of shadow that fell over urban life in the age of Charlemagne, In times, saw the same shade of light on both sides of the darkness. Merovingian Medieval the revival of trade in tenth-century Cities, Pirenne describes Europe as to Pirenne, was a sur from Venice. Venice, sweeping "like a beneficent epidemic" a tenacious colony of vival of the old, mercantile style of the Roman Mediterranean, "honorary Syrians" perched on the edge of the landlocked Carolingian West. InMahomet et Charlemagne is as much a symptom as the cause of the merchant a style of civilization of which Pirenne evidently approved: "the South had been the In fact, however, when disentangled from the and progressive bustling region." the Syrian merchant that made up Pirenne's Romania, skein of related phenomena cuts a poor figure. In the Later Empire, he was a stopgap who replaced the more ventures of the classical Roman period. In Italy, it has been shown, solid commercial on land and vanished, into sand; no like water the merchants spent their money were horizons for the soapmaker whose fortunes Mediterranean-wide safely invested of merchants of luxury goods sur in estates near Ravenna. The discreet ministrations vived because the Arab invasions precisely they had always been One might look for the genuine article far into the East?in marginal. sporadic and the villages of Mohammed 33 and Charlemagne and the Sassanian capital at Ctesiphon Mesopotamia (whither the brother of one a of merchants vanished for Syrian family twenty years in the sixth cen profitable in Isle of in the Persian in the the tury), Gulf, camp of nomad chieftains on the Kharg ends of the silk ways of Central Asia, in the wake of Persian condottieri on the Western was described frontiers of China where Christianity discovered (in newly Chinese Christian documents of the late seventh century) as "the religion of An tioch." There we could find a merchant and his distinctive culture after the heart of caravan it but would be the routes of the culture of Asia, not of the Pirenne, Mediterranean. It was as a symbol of a style of life that Pirenne stuck to the role of the Syrian in creating the Romania of post-Roman Western merchant Europe. For Pirenne had that capacity of the greatest historians of civilization, and especially of historians who a warm blush of attempt to deal with the problem of changing styles of civilization: romantic fervor that led him to identify himself wholeheartedly with one style of life, and so to follow its development and modification interest heavy with a passionate with love and concern. Pirenne for the Middle Ages; Rostovtseff for the ancient world: each in his way was a great European bourgeois, studying with deep commitment the fate of civilizations based on cities. References 1. Henri Pirenne, Mohammed and Charlemagne, tr. B. Miall (New York: W. W. Norton, 1939), p. 234.