Graham v. San Antonio Zoo (Lucky the Elephant) Complaint 2015
Transcription
Graham v. San Antonio Zoo (Lucky the Elephant) Complaint 2015
Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 1 of 24 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF TEXAS SAN ANTONIO DIVISION JAMES GRAHAM, ELIZABETH WYMER, and NOAH B. KHOSHBIN, Plaintiffs, v. SAN ANTONIO ZOOLOGICAL SOCIETY, Defendant. ) ) ) ) ) ) ) ) ) ) ) ) Civil Action No. ______________ COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF 1. Plaintiffs James Graham, Elizabeth Wymer, and Noah Khoshbin (collectively hereafter, “Plaintiffs”) file this complaint against Defendant San Antonio Zoological Society (the “San Antonio Zoo” or “Zoo”) pursuant to the Endangered Species Act (“ESA”), 16 U.S.C. §§ 1531-1544. Plaintiffs seek declaratory and injunctive relief against the San Antonio Zoo for “taking”—i.e., harming and harassing—an endangered Asian elephant named Lucky in violation of Section 9 of the ESA, 16 U.S.C. § 1538(a)(1)(B), and for possessing an endangered species that has been unlawfully taken in violation of Section 9 of the statute, 16 U.S.C. § 1538(a)(1)(D). The San Antonio Zoo engages in these unlawful activities by keeping Lucky: (a) without the companionship of any other Asian elephants; (b) in a small enclosure; (c) with virtually no shelter from the sun; and (d) on a hard, unnatural, species-inappropriate substrate. Each of these conditions—which have existed for -1- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 2 of 24 years at the Zoo—violates the ESA by continuing to cause Lucky great physical and psychological harm and significantly impairing Lucky’s ability to engage in normal elephant behaviors. 2. Plaintiffs provided the required statutory notice to the Zoo that the conditions under which Lucky is maintained violate the ESA. More than 60 days has passed since that notice was served on the Zoo, and the Zoo has failed to correct its violations of the ESA. Although not required to do so, Plaintiffs also provided the Zoo with one possible solution to this issue at the very outset, advising the Zoo that The Elephant Sanctuary, a world-renowned elephant sanctuary in Tennessee accredited by the Global Federation of Animal Sanctuaries (“GFAS”) was open to accepting Lucky into its group of Asian elephants, and that the Animal Legal Defense Fund (“ALDF”) would pay for the cost of transporting Lucky to The Elephant Sanctuary.1 Transporting Lucky to The Elephant Sanctuary or another reputable sanctuary would further the purpose of the ESA by allowing her to live out the remainder of her life in a setting more akin to her native habitat. Elephant sanctuaries have large areas of hills and grasslands in which Lucky can roam, with access to plenty of water and shade, and, perhaps most importantly, with the companionship of other Asian elephants with whom she could play and socialize. In The Elephant Sanctuary requires elephants to meet certain health standards for transport and transition. Testing positive for tuberculosis does not necessarily preclude an elephant from acceptance, as The Elephant Sanctuary maintains a habitat for tuberculosis-positive elephants. Plaintiffs have also been in communication with the Performing Animal Welfare Society (“PAWS”), a second reputable, GFAS-accredited sanctuary in the United States, with a specialized separate treatment area for tuberculosis-positive elephants. PAWS may have the ability and capacity to accept Lucky even if she fails to meet the health standards set for transport and transition to The Elephant Sanctuary. 1 -2- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 3 of 24 support of the notice, Plaintiffs attached a sworn declaration from Scott Blais, an elephant expert, in which Blais explains that living in a GFAS-accredited sanctuary has the potential to improve Lucky’s health and meet her companionship needs. Plaintiffs respectfully show the Court the following: Parties 3. As outlined in detail below, Plaintiffs are private individuals each with interest in protecting animals and observing them in humane conditions. All Plaintiffs have been injured by and are adversely affected by the San Antonio Zoo’s harm and harassment of Lucky. Plaintiffs have visited the Zoo and developed aesthetic, emotional, spiritual, and cultural connections with Lucky. The Zoo’s violations of the ESA with regard to Lucky have caused Lucky pain and have caused Plaintiffs to experience suffering in their own right. Said injuries will be redressed by the relief sought. 4. Plaintiff James Graham is a Texas citizen residing in San Antonio. 5. Mr. Graham has been a resident of San Antonio for over 64 years. In the past, he visited the San Antonio Zoo many times and took his children there when they were young to enjoy visiting the animals and to teach his children about wildlife. During these visits, he would go out of his way to visit the Asian elephant Lucky, but has had a difficult time doing so because of the conditions under which she is maintained. Although he enjoyed visiting Lucky and formed a special connection with her, he is no longer able to enjoy visiting her—or to take his grandchild to visit her—because Lucky is kept in isolation in a small enclosure, on a -3- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 4 of 24 hard, unnatural, species-inappropriate substrate, without adequate shelter from the hot San Antonio sun. The last time Mr. Graham visited Lucky, he was extremely disturbed to see her maintained in these conditions. She looked overweight and listless, and exhibited abnormal stereotypic behaviors, which are meaningless, repetitive movements such as bobbing her head and swaying back and forth. 6. Seeing Lucky this way caused Mr. Graham great aesthetic harm. Mr. Graham suffers this harm not only when seeing or thinking of Lucky, but also when hearing about the treatment of other elephants and animals, as this reminds him of the conditions under which the Zoo maintains Lucky. Because of his connection with Lucky, Mr. Graham would very much like to visit her again and to take his grandchild to meet her. Therefore, he is forced to make the decision either to visit her and again suffer aesthetic harm and expose his grandchild to such harm, or to avoid this harm and refrain from visiting Lucky. Having to make this choice causes Mr. Graham additional aesthetic, emotional, and recreational injuries. 7. These injuries are directly caused by the Zoo and the conditions under which it maintains Lucky. 8. Mr. Graham’s injuries would be redressed if the Zoo either improved Lucky’s conditions by providing her with a larger enclosure, access to adequate shelter from the sun, an appropriate and more natural substrate, and, most important, additional Asian elephants with whom she could socialize, or allowed Lucky to be relocated to a place that could provide her with these much needed ameliorative conditions. If Mr. Graham prevails in this lawsuit and Lucky is -4- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 5 of 24 provided better, more humane, living conditions compliant with the ESA, including other Asian elephants as companions, Mr. Graham will visit or observe Lucky often in the future either at the Zoo or at another facility that could host Lucky in conditions that comply with the ESA.2 9. Plaintiff Elizabeth Wymer is a Texas citizen residing in San Antonio. 10. Ms. Wymer is a long-time resident of San Antonio. She has visited the San Antonio Zoo many times throughout her life, both as a child and as an adult. She has visited Lucky numerous times and formed a special emotional connection with her. However, it is extremely difficult for Ms. Wymer to visit Lucky at the Zoo because of the conditions in which Lucky is kept—a small enclosure with no other Asian elephants for companionship, inadequate respite from the sun, and a hard, unnatural, species-inappropriate surface upon which she must live. 11. Ms. Wymer now finds herself having to make the choice to either visit Lucky again and subject herself to aesthetic and emotional injury from seeing Lucky maintained in conditions that harm Lucky and interfere with Lucky’s natural behavioral patterns, or to refrain from visiting this elephant with whom she has a The Elephant Sanctuary in Tennessee and PAWS in San Andreas, California, are two such options. Although The Elephant Sanctuary is not generally open to the public, it maintains a web cam that would allow Plaintiffs to view Lucky living in her natural habitat in the sanctuary. The “Elecam” is a non-invasive way to view elephants going about their day, grazing, foraging, swimming, and napping, and is a free online feature available seven days a week, year-round. The Elecam would provide Plaintiffs, and the public in general, the opportunity to observe Lucky socializing with Asian elephants in an expansive habitat at The Elephant Sanctuary. The Elephant Sanctuary also allows monthly volunteering and has a Welcome Center where visitors can learn about the elephants and watch streaming video of the elephants in the habitat. Plaintiffs would also seek such visitation opportunities if Lucky were relocated to The Elephant Sanctuary. The only other elephant sanctuary in the United States, PAWS, may also be able to accommodate Lucky and has several open house events each year open to visitors, and provides online virtual tours and web cams. 2 -5- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 6 of 24 special connection. Ms. Wymer would also like to take her young son to see Lucky but does not want to upset him by exposing him to such an unhappy elephant, who lives alone and engages in abnormal, stereotypic behavioral patterns, including bobbing her head and swaying back and forth. 12. Having to make these choices causes Ms. Wymer aesthetic, emotional, and recreational injuries. 13. All of these injuries are caused by the Zoo and the ways in which it maintains Lucky. If the Zoo would provide Lucky with other Asian elephants as companions, more space, adequate shelter from the sun, and a species-appropriate substrate, Ms. Wymer would be able to enjoy visiting or observing Lucky again. 14. If Ms. Wymer prevails in this action, her injuries would be redressed because the Zoo would have to improve the conditions under which Lucky is maintained or it would have to relocate Lucky to an alternative facility such as an accredited sanctuary that would provide her with more humane conditions that do not “take” her in violation of the ESA. 15. Plaintiff Noah Khoshbin is a Texas citizen residing in San Antonio. 16. Mr. Khoshbin has lived in San Antonio for several years. He has been to the Zoo a number of times, including before he became a San Antonio resident. He has many times visited Lucky specifically, and has established a particular connection with her. However, because of the way in which Lucky is maintained at the Zoo—in a small enclosure, with no other Asian elephants, without adequate shelter from the sun, and without a more natural, species-appropriate substrate— -6- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 7 of 24 Mr. Khoshbin no longer visits Lucky or the Zoo. Knowing how Lucky is maintained requires Mr. Khoshbin to make the choice between visiting her and exposing himself to aesthetic and emotional harm from seeing her kept in inhumane conditions that violate the ESA, or refraining from visiting Lucky at all. Mr. Khoshbin would also like to take his son to see Lucky but does not want to upset him by showing him an elephant held alone in a small and inadequate enclosure. This causes Mr. Khoshbin additional emotional and recreational injuries. 17. These aesthetic, emotional, and recreational injuries are caused by the conditions under which the Zoo maintains Lucky. 18. If Mr. Khoshbin prevails in this action, the Zoo will have to improve the conditions under which Lucky is maintained or send her to another location where she will receive more humane treatment that is consistent with the ESA. Mr. Khoshbin would make every effort to visit or observe Lucky again, and would very much relish seeing her in humane conditions, especially those in which she can enjoy the companionship of other Asian elephants. Hence, his aesthetic, emotional, and recreational injuries would be redressed. 19. Defendant San Antonio Zoological Society is a 501(c)(3) organization formed under the laws of the State of Texas with its principal place of business located at 3903 N. St. Mary’s Street, San Antonio, Texas 78212. On information and belief, the San Antonio Zoological Society, as owner and operator of the San Antonio Zoological Gardens and Aquarium, is responsible for the unlawful acts described herein. -7- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 8 of 24 Jurisdiction and Venue 20. This Court has jurisdiction over this case pursuant to 16 U.S.C. § 1540(g) and 28 U.S.C. § 1331. 21. Venue in this Court is proper pursuant to 16 U.S.C. § 1540(g)(3)(A) because the violations occurred and continue to occur in this District. Further, venue is proper under 28 U.S.C. § 1391 because a substantial part of the events or omissions giving rise to the claims occurred within this District and Division, and all parties reside in this District and Division. Factual Background 22. Asian elephants, including Lucky, have been listed as endangered under the ESA since 1976. 50 C.F.R. § 17.11. 23. Asian elephants in the wild can live to be 70 years old or older. 24. In the wild, Asian elephants walk many miles each day on a variety of terrains and substrates; they forage for food, swim in water, dust their bodies with dirt, seek shelter from the sun, and interact with other Asian elephants. Asian elephants living in the wild are in motion approximately 20 out of 24 hours each day, actively engaging in foraging, exploring, and socializing. 25. Elephants are large-brained, sentient beings with high cognitive abilities and emotional aptitude. They are autonomous, empathetic, altruistic, and cooperative. They are capable of enjoying complex social interactions with other elephants. They can also experience stress and anxiety, have the ability to suffer greatly, and are known to mourn the loss of other elephants, particularly family -8- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 9 of 24 members. 26. In the wild, Asian elephants form strong bonds with their family units. Female elephants remain with their natal herd for life. 27. Being held in captivity does not change the fundamental social nature of Asian elephants. They need other compatible elephants to be healthy, to engage in normal behavioral patterns, and to promote their psychological well-being. 28. Asian elephants held in captivity are able to bond with and become a social unit with other Asian elephants to whom they are not biologically related. 29. Lucky was taken from her family in the wild in Thailand when she was a baby and spent the first two years of her captivity at the Brookfield Zoo in Illinois. 30. Lucky arrived at the San Antonio Zoo in 1962 and has spent her entire life there on display to the public. She is approximately 55 years old. 31. The Zoo previously housed Lucky with another Asian elephant named Ginny, with whom Lucky bonded. Additionally, an African elephant named Alport was also housed with Lucky. Alport and Lucky did not bond, primarily because Asian and African elephants are very distinct species that would never encounter one another in the wild and do not communicate or bond easily in captivity. 32. Ginny died in 2004, leaving Lucky without any Asian elephant companionship. 33. Alport then died in 2007, leaving Lucky entirely alone for a period of two and a half years. The Zoo then housed Lucky with another Asian elephant, Boo, who for various reasons behaved aggressively toward Lucky. The Zoo euthanized -9- Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 10 of 24 Boo, who was ill, in March of 2013. 34. Since Boo’s death, Lucky has once again lived entirely alone in her enclosure at the Zoo. 35. In addition to allowing Lucky to live alone, without the necessary companionship, the Zoo also maintains her in an inadequate enclosure. The enclosure in which Lucky lives is much too small, offers nearly no shade from the sun, does not provide a pool that is deep enough for her to immerse herself, and is made of an unnaturally hard and species-inappropriate substrate. By maintaining Lucky in these conditions, the Zoo harms and harasses Lucky, as described in further detail below. 36. On April 9, 2015, pursuant to 16 U.S.C. § 1540(g), Plaintiffs sent a letter providing notice to the Zoo of its various violations of the ESA and sent copies of that notice letter to both the Secretary of the Interior and the Director of the Fish and Wildlife Service. A true and accurate copy of that Notice Letter, with its attachments, is attached hereto as Exhibit A. The 60-day notice period has expired without the Zoo correcting its violations of the ESA. Thus, this action is properly brought. 37. Attached to the notice letter was a sworn declaration from elephant expert Scott Blais, the founder and Chief Executive Officer of Global Sanctuary for Elephants, a U.S.-based nonprofit organization dedicated to the development of expansive natural habitat sanctuaries for captive elephants worldwide. The Declaration of Scott D. Blais is attached to the Notice Letter and will be referred to - 10 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 11 of 24 herein as the “Blais Decl.” Mr. Blais was the co-founder and head caretaker of elephants at The Elephant Sanctuary for many years. See Blais Decl. at ¶ 6. 38. The conditions in which Lucky is presently maintained at the Zoo are harming her in various ways and significantly impairing her ability to engage in normal elephant behaviors. As Mr. Blais concluded, he is “convinced that Lucky’s life at the San Antonio [Z]oo has caused great psychological and emotional impairment as well as physical damage and compromise.” Id. at ¶ 31. 39. Mr. Blais has also determined, based on his many years of experience in transporting and rehabilitating elephants who previously lived in zoos or circuses, that Lucky could be successfully transported and that she would also have no trouble acclimating to life at an accredited sanctuary, such as The Elephant Sanctuary. See id. at ¶¶ 18-22, 25, 30-32. 40. Put simply, Lucky “is fit to travel, her social responses indicate a strong desire for elephant companionship, and her physical limitations are not yet beyond recovery.” Id. at ¶ 32. It is therefore critical for Lucky’s physical and mental health and wellbeing that she is “immediate[ly] transfer[red] to a facility specifically designed to meet the inherent needs of Asian elephants,” so that she can “liv[e] in an environment that is as close to nature as captive life allows.” Id. 41. There are only two GFAS-accredited elephant sanctuaries in the United States, both of which are capable of providing Lucky a much better home. They include hundreds of acres of green grass, brown grass, dirt, and other features of a naturalistic habitat upon which Lucky could walk, large natural ponds in which she - 11 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 12 of 24 could immerse herself, and other Asian elephants as companions. The notice letter sent to the Zoo informed the Zoo that the ALDF “has agreed to pay the cost of relocating Lucky” to one of those sanctuaries. Statutory and Regulatory Framework 42. In enacting the ESA, Congress declared that species in danger of extinction are of “esthetic, ecological, educational, historical, recreational, and scientific value to the Nation and its people.” 16 U.S.C. § 1531(a)(3). Accordingly, the purpose of the Act is to provide for the conservation of such endangered species. Id. § 1531(b). 43. An “endangered species” is “any species which is in danger of extinction.” Id. § 1532(6). 44. Section 9 of the ESA prohibits the “taking” of any endangered species, Id. § 1538(a)(1)(B), and also makes it unlawful “to possess” any endangered species that has been unlawfully “taken.” Id. § 1538(a)(1)(D). 45. The term “take” is broadly defined by the Act as “to harass, harm, pursue, hunt, shoot, wound, kill, trap, capture, or collect, or to attempt to engage in any such conduct.” Id. § 1532(19). The term “harm” includes any act that “kills or injures” an endangered animal. 50 C.F.R. § 17.3. Subject to certain limited exceptions for captive animals, the term “harass” includes an “intentional or negligent act or omission which creates the likelihood of injury [to an endangered animal] by annoying it to such an extent as to significantly disrupt normal behavioral patterns which include, but are not limited to, breeding, feeding, or - 12 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 13 of 24 sheltering.” Id. 46. Section 10 of the ESA authorizes the federal Fish and Wildlife Service to issue a permit for any act that is otherwise prohibited by Section 9, but only if such act is “for scientific purposes or to enhance the propagation or survival of the affected species.” 16 U.S.C. § 1539(a)(1)(A). On information and belief, the San Antonio Zoo does not currently have a permit under Section 10 of the ESA to take or possess Lucky in the ways described herein. Plaintiffs Are Entitled to Injunctive Relief 47. Plaintiffs reallege and incorporate by reference the foregoing paragraphs as if fully set forth herein. 48. Plaintiffs will suffer irreparable injury if the Zoo does not agree to transport Lucky to The Elephant Sanctuary in Tennessee, or at a minimum, remedy its treatment of Lucky. Plaintiffs do suffer, and will continue to suffer, actual injuries as Lucky’s current enclosure causes substantial aesthetic, emotional, and recreational harm to Plaintiffs, and physical, psychological, and emotional harm to Lucky. This harm is irreparable because it cannot be measured, as Plaintiffs cannot be adequately compensated for the losses they and Lucky are currently suffering. 49. There is no adequate remedy at law. The legal remedy is merely illusory in that simply declaring that the Zoo’s treatment of Lucky violates Section 9 of the ESA does not, in and of itself, remedy the injuries Plaintiffs and Lucky have suffered and continue to suffer. 50. There is a substantial likelihood that Plaintiffs will succeed on the - 13 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 14 of 24 merits of this case. For the numerous reasons discussed below, the Zoo’s treatment of Lucky violates Section 9 of the ESA and must be prohibited through a declaratory judgment and injunctive relief. 51. The injuries Plaintiffs face significantly outweigh any injury that the Zoo may sustain as a result of the injunctive relief. Specifically, the aesthetic, emotional, and recreational harm to Plaintiffs and the physical, psychological, and emotional harm to Lucky overshadow the Zoo’s self-interest in keeping Lucky at the San Antonio Zoo in her small enclosure, with no other Asian elephants, with virtually no shelter from the sun, and on a hard, unnatural, species-inappropriate substrate. The beneficial effect of injunctive relief on nonparties, i.e., the Zoo’s other visitors, will likewise substantially outweigh any injury to the Zoo. As is readilyapparent in the media, there is a public outcry to “Free Lucky.” 52. The injunctive relief Plaintiffs seek will not adversely affect public policy or the public interest. Rather, enjoining the Zoo from continuing to violate the ESA with respect to its possession and treatment of Lucky will cause a desirable result. It is unassailable that enjoining the Zoo from its behavior will positively affect public policy and public interest in protecting endangered animals and promoting the “esthetic, ecological, educational, historical, recreational, and scientific value” that the ESA acknowledges such animals provide to the American people. - 14 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 15 of 24 COUNT I The Zoo is Harming and Harassing Lucky in Violation of the ESA by Keeping Her Alone Without Any Asian Elephant Companions 53. Plaintiffs reallege and incorporate by reference the foregoing paragraphs as if fully set forth herein. 54. The San Antonio Zoo previously housed Lucky with another Asian elephant named Ginny. 55. Although not biologically related, Lucky and Ginny clearly bonded with each other. They played, vocalized, and otherwise socialized with each other in very positive ways. Ginny was the last elephant with whom Lucky bonded socially and emotionally. 56. Lucky was also housed with an African elephant named Alport, with whom she did not bond for various reasons; namely, Asian and African elephants are very distinct species that would never encounter one another in the wild and do not communicate or bond easily in captivity. 57. Ginny died in 2004, leaving Lucky without any Asian elephant companionship. 58. Alport then died in 2007, leaving Lucky entirely alone for a period of two and a half years. Although the Zoo eventually placed another Asian elephant, Boo, with Lucky, Boo was an older elephant, had been used in a circus, suffered from various illnesses, and, because the Zoo’s elephant enclosure is too small, behaved aggressively toward Lucky. The Zoo euthanized Boo, who was ill, in March of 2013. - 15 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 16 of 24 59. Since Boo’s death, Lucky has once again lived entirely alone in her enclosure at the Zoo. 60. The Association of Zoos and Aquariums (“AZA”) issues standards that apply to all zoos wishing to be accredited by the AZA. Those standards provide that “[e]ach zoo holding elephants must hold a minimum of three females . . . (or the space to hold three females), two males or three elephants of mixed gender.” AZA Standard 2.2.1.1. 61. Although the AZA has provided the San Antonio Zoo a variance from this requirement, that variance expires in September of 2016. The AZA’s variance has no legal effect on the requirements of the ESA. Moreover, the Zoo may also lose its AZA accreditation next September unless it expands its current space and acquires at least two more Asian elephants. 62. The Zoo has announced to the public that it intends to keep Lucky without any Asian elephant companion until she dies. The Zoo’s leadership has stated that, as soon as Lucky dies, the Zoo will convert its elephant exhibit into one that will house only African elephants in an effort to fulfill its ambitions of implementing its Africa Live! “safari experience.” Upon information and belief, the Zoo has a vested financial motivation for realizing this new exhibit as soon as possible as it is expected to boost attendance and revenue for the Zoo. 63. Although Lucky currently suffers from arthritis and other health issues likely as a direct result of the inadequate conditions in which she is maintained at the Zoo, she has the potential to live many more years in pain and suffering at the - 16 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 17 of 24 Zoo. Given the inadequate conditions at the Zoo, Lucky’s pain and suffering will only increase with time. However, if Lucky is moved to a GFAS-accredited sanctuary or other facility with other Asian elephants, Lucky would be provided an expansive natural habitat, adequate shelter from the sun, veterinary care, and the companionship of other elephants to help ensure her health and wellbeing for the rest of her life. 64. By keeping Lucky alone, without the requisite companionship from other Asian elephants, the Zoo is harming and harassing Lucky in violation of the ESA. Keeping her in isolation eliminates her opportunities to engage in natural group behavior. Without the opportunity to engage in this natural group behavior, Lucky’s incentive to move is significantly restricted. This contributes to painful arthritis, which is a leading cause of premature death for elephants in captivity. Depriving her of the company of other elephants also causes her distress and anxiety and significantly disrupts and impairs her normal and essential behavioral patterns. 65. As demonstrated by the AZA’s standard, keeping an Asian elephant with a total absence of companionship from other Asian elephants is not a generally accepted husbandry practice within the meaning of the ESA definition of “harass” as it applies to captive wildlife. 50 C.F.R. § 17.3. 66. As a result of being kept in isolation from other Asian elephants, Lucky exhibits stereotypic behavior: she engages in repetitive head-bobbing and swaying of her body back and forth (also known as “weaving”). This indicates poor welfare, physically manifests stress, discomfort, and severe emotional injury caused by the - 17 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 18 of 24 conditions in which Lucky is forced to live, and demonstrates that she is being both harmed and harassed by those conditions. COUNT II The Zoo is Harming and Harassing Lucky in Violation of the ESA by Keeping Her in a Small Enclosure Which Fails to Meet AZA Standards 67. Plaintiffs reallege and incorporate by reference the foregoing paragraphs as if fully set forth herein. 68. On information and belief, the San Antonio Zoo’s elephant enclosure is not large enough to hold three Asian elephants, as required by AZA standards. According to the AZA standards, the enclosure must be at least 16,200 square feet in size. 69. Instead, the elephant enclosure at the San Antonio Zoo is approximately 14,520 square feet in size, a significant disparity when considering Lucky’s size and the space she would likely travel in the wild. 70. As a result of being maintained in an enclosure that is much too small, Lucky’s natural movements have been significantly restricted and she has developed arthritis and joint degeneration, a leading cause of premature death for elephants in captivity. These issues have contributed to causing her to develop an abnormal gait that prohibits her from engaging in a full range of motion. 71. Because the Zoo fails to meet the AZA size requirements for Asian elephant enclosures, the Zoo is harming and harassing Lucky in violation of the ESA. The Zoo continues to expose her to conditions that cause her physical and psychological injuries and that significantly interfere with her ability to engage in - 18 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 19 of 24 normal behavioral patterns. 72. As demonstrated by the AZA’s standard, keeping an Asian elephant in an enclosure that is too small is not a generally accepted husbandry practice within the meaning of the ESA definition of “harass” as applied to captive wildlife. 50 C.F.R. § 17.3. 73. As a result of being kept in this small enclosure, Lucky exhibits stereotypic behavior: she engages in repetitive swaying and head-bobbing. This indicates poor welfare, physically manifests stress, physical and psychological discomfort, and severe emotional injury caused by the conditions in which Lucky is forced to live, and demonstrates that she is being both harmed and harassed by said conditions. COUNT III The Zoo is Harming and Harassing Lucky in Violation of the ESA by Depriving Her of Adequate Shelter from the Sun 74. Plaintiffs reallege and incorporate by reference the foregoing paragraphs as if fully set forth herein. 75. Although the San Antonio Zoo is exposed to intense, year-round sunlight, there are few trees in Lucky’s enclosure under which she can seek refuge. Upon information and belief, there are certain parts of the day in which Lucky receives no shade. The shallow pool in her enclosure is not deep enough to allow Lucky to immerse herself to escape exposure to the sun and cool her entire body. 76. Standards promulgated under the Animal Welfare Act require that “[w]hen sunlight is likely to cause overheating or discomfort of the animals, - 19 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 20 of 24 sufficient shade . . . shall be provided to allow the animals kept outdoors to protect themselves from direct sunlight.” 9 C.F.R. § 3.127(a). 77. Denying Lucky adequate shelter from the sun both harms and harasses Lucky within the meaning of the ESA definition of “take.” The Zoo’s lack of compliance with the Animal Welfare Act standards for protection from sunlight significantly disrupts Lucky’s ability to engage in normal elephant behaviors, including sheltering herself, and exposes her to constant direct sunlight injurious to her overall health. 78. As a result of being deprived of adequate shelter, Lucky exhibits stereotypic behavior, engaging in repetitive head-bobbing and swaying of her body back and forth. This indicates poor welfare, physically manifests stress, physical and psychological discomfort, and severe emotional injury caused by the conditions in which Lucky is forced to live, and demonstrates that she is being both harmed and harassed by these substandard conditions. COUNT IV The Zoo is Harming and Harassing Lucky in Violation of the ESA by Forcing Her to Live on a Hard, Unnatural, Species-Inappropriate Substrate 79. Plaintiffs reallege and incorporate by reference the foregoing paragraphs as if fully set forth herein. 80. The enclosure in which Lucky lives is made of an unnaturally hard and unyielding substrate. The substrate is concussive and not appropriate for Asian elephants. 81. Lucky’s enclosure fails to provide her with access to the variety of - 20 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 21 of 24 natural terrains she would experience in the wild or at a sanctuary. This further suppresses her instincts to move around. Therefore, the hard, unnatural, speciesinappropriate substrate harms and harasses Lucky in violation of the ESA by likely contributing to her painful arthritis, calcification in her joints, and other leg, foot, and joint diseases that all greatly inhibit Lucky’s ability to engage in natural elephant behaviors. 82. As a result of being kept on a hard substrate, Lucky exhibits stereotypic behavior, engaging in repetitive head-bobbing and swaying. This indicates poor welfare, physically manifests stress, physical and psychological discomfort, and severe emotional injury caused by the conditions in which Lucky is forced to live, and demonstrates that she is being both harmed and harassed by those conditions. COUNT V Declaratory Judgment 83. Plaintiffs reallege and incorporate by reference the foregoing paragraphs as if fully set forth herein. 84. Plaintiffs bring this suit for declaratory relief pursuant to the Declaratory Judgment Act, 28 U.S.C. §§ 2201 and 2202. Declaratory relief is available because this is a civil case of actual controversy for which this Court can declare rights and legal relations of the interested parties. 85. An actual controversy exists between Plaintiffs and the Zoo regarding whether the Zoo’s treatment of Lucky violates Section 9 of the Endangered Species Act. 86. Plaintiffs seek a declaration that the San Antonio Zoo’s current - 21 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 22 of 24 treatment of Lucky violates Section 9 of the Endangered Species Act. Conditions Precedent 87. All conditions precedent to Plaintiffs’ claims for relief have been performed or have occurred. Demand for Jury Trial 88. Plaintiffs, pursuant to Rule 38 of the Federal Rules of Civil Procedure, request a trial by jury of any issues so triable. Prayer for Relief The conditions under which the San Antonio Zoo maintains Lucky, including: (a) keeping her alone without the companionship of other Asian elephants; (b) restricting her to a small enclosure; (c) failing to provide her with adequate shelter from the sun; and (d) requiring her to live on a hard, unnatural, speciesinappropriate substrate, take Lucky in violation of Section 9 of the ESA, 16 U.S.C. § 1538(a)(1)(B). These unlawful activities injure Plaintiffs as described in paragraphs 3-18. For the same reasons, the San Antonio Zoo is currently in possession of an endangered Asian elephant who has been unlawfully taken, in violation of Section 9 of the ESA, 16 U.S.C. § 1538(a)(1)(D). These unlawful activities also injure Plaintiffs as described in paragraphs 3-18. WHEREFORE, Plaintiffs request that this Court enter a judgment: 1. Declaring that the San Antonio Zoo’s treatment of Lucky violates Section 9 of the ESA; - 22 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 23 of 24 2. Enjoining the San Antonio Zoo from continuing to violate the ESA with respect to its treatment of Lucky; 3. Enjoining the San Antonio Zoo from continuing to possess Lucky in violation of the ESA; 4. Awarding Plaintiffs their reasonable attorneys’ fees and costs in this action pursuant to 16 U.S.C. § 1540; and 5. Granting Plaintiffs such other and further relief as may be just and proper. Date: December 1, 2015 Respectfully submitted, DENTONS US LLP /s/ Matthew T. Nickel____________________ Matthew T. Nickel Texas Bar No. 24056042 Blake J. Brownshadel Texas Bar No. 24073969 Spencer D. Hamilton Texas Bar No. 24087656 Marina Stefanova Texas Bar No. 24093200 2000 McKinney Avenue, Suite 1900 Dallas, Texas 75201 Phone: (214) 259-0900 Fax: (214) 259-0910 [email protected] [email protected] [email protected] [email protected] Anthony T. Eliseuson (Pro Hac Vice Application Forthcoming) 233 South Wacker Drive, Suite 5900 Chicago, Illinois 60606 - 23 - Case 5:15-cv-01054 Document 1 Filed 12/01/15 Page 24 of 24 Phone: (312) 876-8000 Fax: (312) 876-7934 [email protected] - and Carney Anne Nasser Texas Bar No. 24046865 Jeffrey Pierce (Pro Hac Vice Application Forthcoming) Animal Legal Defense Fund 170 East Cotati Avenue Cotati, California 94931 Phone: (707) 795-2533 Fax: (707) 795-7280 [email protected] [email protected] - and Melissa Lesniak Texas Bar No. 24069071 4839 San Cristobal San Antonio, Texas 78251 Phone: (210) 706-0592 Fax: (210) 569-6369 [email protected] ATTORNEYS FOR PLAINTIFFS - 24 - Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 1 of 60 EXHIBIT A Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 2 of 60 Melissa Lesniak, Esq. Attorney & Counselor at Law 4839 San Cristobal San Antonio, Texas 78251 Phone: 210-706-0592 Fax: 210-569-6369 Email: [email protected] VIA U.S. CERTIFIED MAIL Tim Morrow, Director San Antonio Zoological Gardens & Aquarium 3903 N. St. Mary's Street San Antonio, Texas, 78212-3199 Steve McCusker, Resident Agent for Service San Antonio Zoological Gardens & Aquarium 3903 N. St. Mary's Street San Antonio, Texas 78212 San Antonio Zoological Society Executive Board: On Information and Belief: Chris Bathie, President 607 Ivy Ln. San Antonio, Texas 78209-2826 Norborne P. Cole, Jr., 1st Vice-President 605 Terrell Rd. Terrell Hills, Texas 78209-6130 Frank Z. Ruttenburg, 2nd Vice-President 6200 Utsa Blvd Apt. 2 San Antonio, Texas 78249-1617 William Freed, Treasurer 1920 Nacogdoches Rd San Antonio, Texas 78209-2215 Todd Brockwell 155 Hillview Dr. San Antoni0o, Texas 78209-2119 Becky Canavan 6338 N. New Braunfels Ave Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 3 of 60 Elizabeth Feldman 19115 W. Birdsong San Antonio, Texas 78258-4110 Brandon Grossman 200 Patterson Ave San Antonio, Texas 78209-6223 Richard Kleberg III PO Box 17777 San Antonio, Texas 78212-0777 Robert Miggins 309 E. Hermosa Dr. San Antonio, Texas 78212-1733 Mike Molak 131 W. Agarita Ave San Antonio, Texas 78258-4110 Jim Satel 418 Harrison Ave San Antonio, Texas 78209-5129 Caroline Walker 700 E. Hildebrand Ave Ste. 100 San Antonio, Texas78212-2569 VIA ELECTRONIC MAIL Hon. Sally Jewell, Secretary U.S. Department of the Interior 1849 C Street, N.W. Washington, D.C. 20240 Email: [email protected]; [email protected] Daniel M. Ashe, Director U.S. Fish and Wildlife Service 1849 C Street, N.W. Washington, D.C. 20240 Email: [email protected] 2 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 4 of 60 April 9, 2015 Re: NOTICE OF INTENT TO FILE SUIT FOR VIOLATIONS OF THE ENDANGERED SPECIES ACT Dear Director Morrow, Mr. McCusker, President Bathie, Vice President Cole, Vice President Ruttenberg, Treasurer Freed, Mr. Brockwell, Ms. Canavan, Ms. Feldman, Mr. Grossman, Mr. Kleberg, Mr. Miggins, Mr. Molak, Mr. Satel, Ms. Walker, Secretary Jewell, and Director Ashe: This letter and the accompanying declaration of Scott D. Blais are provided pursuant to Section 11(g) of the Endangered Species Act (“ESA”), 16 U.S.C. §1540(g), on behalf of Jim Graham, Jacqueline Fonseca, Noah B. Khoshbin, and Elizabeth Wymer (“Complainants”), on behalf of Lucky the Asian elephant, by and through their attorneys Melissa Lesniak, Esq., and the Animal Legal Defense Fund (“ALDF”). Complainants invite the San Antonio Zoo to retire Lucky to sanctuary, at no cost to the Zoo, but are prepared to sue for the violations described herein and in the accompanying declaration if the Zoo fails to remedy and abate those violations within sixty days. I. Statutory and regulatory requirements of the Endangered Species Act The ESA is “the most comprehensive legislation for the preservation of endangered species ever enacted by any nation.” 1 Finding that fish, wildlife and plants “have been rendered extinct as a consequence of economic growth and development untempered by adequate concern and conservation,” 16 U.S.C. § 1531, Congress “afforded endangered species ‘the highest of priorities.’” 2 Persons violating the ESA risk facing civil and criminal penalties. 3 Private parties may bring enforcement actions in court so long as they provide adequate notice of sixty days to both the violator and the Secretary of the Interior. 4 A. Section 9 “Take” Provision Defined ESA Section 9 prohibits the “take” of an endangered species by any person, and makes it unlawful for any person to “possess, sell, deliver, carry, transport or ship, by any means whatsoever, any such species” so taken. 5 Congress defined the term “take” broadly to mean “harass, harm, pursue, hunt, wound, kill, trap, Tenn. Valley Auth. v. Hill, 437 U.S. 153, 180 (1978). Defenders of Wildlife v. Adm’r, EPA, 882 F.2d 1294, 1300 (8th Cir. 1989). 3 See 16 U.S.C. § 1540(a)-(b). 4 Id. § 1540(g). 5 Id. § 1538(a). 1 2 3 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 5 of 60 capture, or collect, or to attempt to engage in any such conduct. 6 The Supreme Court of the United States upheld the term “take” as defined in the ESA “to include every conceivable way in which a person can ‘take’ or attempt to ‘take’ any fish or wildlife.” 7 The United States Fish and Wildlife Service (“FWS”), which oversees enforcement of the ESA, further defined “harass,” in regulations it promulgated pursuant to the ESA, to include acts that “create the likelihood of injury to wildlife by annoying it to such an extent as to significantly disrupt normal behavioral patterns which include, but are not limited to, breeding, feeding or sheltering.” 8 FWS likewise further defined “harm” to mean “an act which actually kills or injures wildlife.” 9 B. Section 9 “Take” Provision applies to both wild and captive species Section 9’s take prohibitions apply equally to all members of listed species whether living in captivity or in the wild. The term “fish or wildlife,” which are protected by the prohibition of “take” of listed “fish or wildlife,” is defined as “any member of the animal kingdom.” 10 FWS has repeatedly explained that “the Act applies to both wild and captive populations of a species”. 11 Indeed, courts have come to the same conclusion regarding the unlawfulness of assigning captive wildlife a legal status different from that assigned to non-captive wildlife. 12 Id. § 1532(19). Babbitt v. Sweet Home Chapter of Cmtys. for a Greater Or., 515 U.S. 687, 704 (1995). 8 50 C.F.R. § 17.3 (2014). 9 50 C.F.R. § 17.3 (2014). 10 16 U.S.C. § 1532(8). 11 44 Fed. Reg. 30044 (May 23, 1979), see also 63 Fed. Reg. 48634, 48636 (Sept. 11, 1998) (explaining that “take” was defined by Congress to apply to endangered or threatened wildlife “whether wild or captive” and the “statutory term cannot be changed administratively”); 79 Fed. Reg. 4313, 4317 (Jan. 27, 2014) (proposed rule to list the captive orca Lolita as a member of the Endangered Southern Resident Killer Whale Distinct Population Segment) (“The ESA does not support the exclusion of captive members from a listing based solely on their status as captive. . . . Section 9(a)(1)(A)-(G) of the ESA applies to endangered species regardless of their captive status.”); id. (“Further, based upon the purposes of the ESA and its legislative history, the USFWS has recently concluded that the ESA does not allow captive animals to be assigned different legal status from their wild counterparts on the basis of their captive status.”). (quoting Tenn. Valley Auth., 437 U.S. at 174); 80 Fed. Reg. 7380, 7388 (Feb. 10, 2015) (final rule listing Lolita as a member of the Endangered Southern Resident Killer Whale Distinct Population Segment) (“Congress recognized the value of captive holding and propagation of listed species held in captivity but intended that such specimens would be protected under the ESA, with these activities generally regulated by permit.”). 12 See, e.g., Safari Club Int’l v. Jewell, 960 F. Supp. 2d 17 (D.D.C. 2013) (upholding FWS listing of captive-bred antelope as endangered in the face of challenge by commercial hunting outfits). 6 7 4 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 6 of 60 II. Factual Background – Affected Species FWS has listed Asian elephants (Elephas maximus) as an endangered species since 1976. 13 The Convention on International Trade in Endangered Species of Wild Fauna and Flora (“CITES”) lists Asian elephants in Appendix 1, i.e. the most endangered of all CITES-listed animals and plants. 14 Asian elephants inhabit grasslands, semi-evergreen forest, most deciduous forest, dry thorn forest, and tropical evergreen forest. 15 Lacking sweat glands, they rely on other physical and behavioral adaptations to keep their massive bodies from overheating and to prevent sunburn. 16 Asian elephants are active primarily during twilight, the coolest part of the day. 17 Shade and water are essential during the hottest parts of the day. 18 Asian elephants require shade to regulate their body temperatures. 19 Known as a water-dependent species, Asian elephants submerge in water to regulate their body temperature when it rises above normal. 20 According to former Association of Zoos and Aquariums (“AZA”) Conservation and Science Director Michael Hutchins, “[Elephants] need to walk throughout the day for exercise and muscle tone.” 21 Asian elephants living in the wild are moving approximately 20 out of 24 hours of the day, actively engaged in foraging, exploring, socializing and searching for other Asian elephants. 22 The home range for wild female Asian elephants extends up to 96 square miles, some 62,000 acres. 23 Asian elephants are extremely social creatures. 24 By nature they live in strong family groups composed of interrelated individuals, primarily females and preadolescent Endangered Species Act, 41 Fed. Reg. 24062, 24066 (June 14, 1976). CITES, Appendix 1. 15 A.U. Choudhury, Status and Conservation of the Asian elephant Elephas maximus in north-eastern India. Mammal Review 29, 141–73 (1999); see also generally Jeheskel Shoshani, Elephants, Majestic Creature of the Wild, 46–51 (2000). 16 Natalia Elias, What Adaptations Help Elephants Keep Cool? (2015), available at htttp://animals.pawnation.com/adaptations-elephants-keep-cool-7475.html. 17 Jeheskel Shoshani & John F. Eisenberg, Elephas maximus, Mammalian Species No. 182, 1-8 (Jun. 18, 1982), available at http://www.jstor.org/stable/3504045. 18 Id. 19 Robin C. Dunkin, Dinah Wilson, Nicolas Way, Kari Johnson, & Terrie M. Williams, Climate Influences thermal balances and water use in African and Asian elephants: physiology can predict drivers of elephant distribution, The Journal of Experimental Biology, 2939 (2013), available at http://job.biologists.org/content/216/15/2939/full. 20 Id. 21 Jeffery P. Cohn, Do Elephants Belong in Zoos?, BioScience, Vol. 56 No.9 (Sept. 2006). 22 Id.; Declaration of Scott D. Blais, ¶ 15 (hereinafter “Blais Declaration”), attached hereto. 23 Blais Declaration, ¶ 17. 24 Jeheskel Shoshani, Elephants, Majestic Creatures of the Wild, 106-08 (2000). 13 14 5 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 7 of 60 males within a matriarchal society. 25 Estimates of herd size vary, ranging from as few as six to as many as 100. 26 The family units are well organized and integrated both socially and structurally. 27 Members of the family are rarely separated from other members. 28 Asian elephant family members rely heavily on the matriarch for knowledge and guidance to survive in their environment. 29 Elephants have one of the longest lifespans of any mammal, living well into their sixties and seventies. 30 III. Conditions of the San Antonio Zoo Elephant Exhibit create continuing violations of the Endangered Species Act Lucky is an Asian elephant born in, and captured from, the wilds of Thailand. 31 She arrived at the San Antonio Zoo in April 1962 and has spent 53 years on display 32 in an exhibit that bears no resemblance to her natural home in the forests of Thailand. 33 Lucky lives in a tiny, barren enclosure that does not provide the space, natural conditions, or companionship that elephants need. 34 Lucky’s solitude inflicts special harm, since keeping a member of such a highly Id. at 107; see also Blais Declaration, ¶¶ 15, 19 (estimating family size at 12 to 25 members but sometimes coalescing into larger, extended family groups as large as 100 individuals). 26 Asia [sic] Elephants, WORLD WILDLIFE FUND, http://wwf.panda.org/what_we_do/endangered_species/elephants/asian_elephants/ (last visited Apr. 8, 2015) (“Asian elephants are extremely sociable, forming groups of 6 to 7 related females that are led by the oldest female, the ‘matriarch’.”); Asian Elephant (Elephas Maximus), SAN DIEGO ZOO GLOBAL (July 2008), available at http://library.sandiegozoo.org/factsheets/asian_elephant/asian_elephant.htm (“Herds consist of about 8-12 individuals, but sizes can vary.”); Blais Declaration, ¶ 15 (“Asian elephants live in strong family groups composed of interrelated individuals, primarily females and preadolescent males, ranging in size from 12 to 25 members, but sometimes coalescing into larger extended family groups that reach over 100 members”). 27 Jeheskel Shoshani, Elephants, Majestic Creatures of the Wild, 107 (2000). 28 Id. 29 Id.; Blais Declaration ¶ 19. 30 Jeheskel Shoshani, Elephants, Majestic Creatures of the Wild, 100, 106 (2000); see also Jaimi Dolmage, Exposed! The San Antonio Zoo: One of the Worst Zoos in America (Aug. 26, 2014), available at http://www.onegreenplanet.org/animalsandnature/san-antonio-zoo-one-of-the-worstzoos-in-america/. 31 Asian Elephant North American Regional Studbook, ASSOC. OF ZOOS AND AQUAR..,p. 58, available at http://www.elephanttag.org/professional/2010AsianElephantStudbook.pdf. 32 Zoo elephant celebrates 53 years in San Antonio, Fox 29 (April 4, 2015,) available at http://www.foxsanantonio.com/news/features/top-stories/stories/zoo-elephant-celebrates-53-yearssan-antonio-11731.shtml#.VSFpVNOYYtE. 33 Blais Declaration, ¶ 17; Jaimi Dolmage, Exposed! The San Antonio Zoo: One of the Worst Zoos in America, (August 26, 2014) available at http://www.onegreenplanet.org/animalsandnature/sanantonio-zoo-one-of-the-worst-zoos-in-america/;see also Lucky, ONE WORLD CONSERVATION, http://oneworldc.org/portfolio/lucky/ (last visited Apr. 8, 2015). 34 Blais Declaration, ¶ 17; Jaimi Dolmage, Exposed! The San Antonio Zoo: One of the Worst Zoos in America, (August 26, 2014) available at http://www.onegreenplanet.org/animalsandnature/sanantonio-zoo-one-of-the-worst-zoos-in-america/; see also Lucky, ONE WORLD CONSERVATION, http://oneworldc.org/portfolio/lucky/ (last visited Apr. 8, 2015). 25 6 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 8 of 60 social species by herself results in unmistakable psychological pathology, which Lucky exhibits 35. The species-inappropriate conditions to which Lucky the Asian elephant is subjected at the San Antonio Zoo amount to and will almost certainly continue to constitute a “take” under the Endangered Species Act. Stress caused by her intense confinement, boredom from her barren environment, and social trauma caused by her lack of appropriate socialization produce aberrant behaviors. 36 The inadequacies of Lucky’s enclosure, a lack of social and psychological stimulation, her physical discomfort, and a lack of emotional support all contribute to Lucky’s repetitive neurotic behavior. 37 So also do these conditions, along with others described below and in the accompanying declaration, collectively undermine Lucky’s physical health and wellness. A. Inadequate Shelter of the Elephant Exhibit violates the ESA The species-inappropriate barren enclosure in which Lucky the Asian elephant lives at the San Antonio Zoo amounts to and will almost certainly continue to constitute a “take” under the Endangered Species Act. Elephants require shade for protection from the sun. 38 There are no trees within the Zoo’s elephant exhibit, and the exhibit provides insufficient shade. 39 The pool of water available to Lucky likewise provides only limited refuge from the sun and heat of the Texas climate, especially its hot summers. The pool’s inadequate depth prevents Lucky from submerging fully, as elephants do in their natural habitat. The San Antonio Zoo harasses Lucky by exposing her to the heat and speciesinappropriate weather without adequate shelter. To expose captive wildlife to inclement weather or otherwise inappropriate climatic conditions is not a generally accepted animal husbandry practice. Regulations pursuant to the Animal Welfare Act require that “[w]hen sunlight is likely to cause overheating or discomfort of the animals, sufficient shade by natural or artificial means shall be provided to allow the animals kept outdoors to protect themselves from direct sunlight.” 40 Regulations require moreover that “[n]atural or artificial shelter appropriate to the local climatic Blais Declaration, ¶¶ 17, 30-31. Blais Declaration, ¶¶ 20, 30-31; In Defense of Animals, Sanctuaries: Setting the Standard of Care for Elephants in Captivity Today, available at http://www.helpelephants.com/pdf/sanctuaries_standard.pdf. 37 Blais Declaration, ¶¶ 17-23, 30-31. 38 Shoshani, J, Eisenberg, & J. F. Eisenberg, "Elephas maximus". Mammalian Species 182 (182): 1– 8. doi:10.2307/3504045. JSTOR 3504045; see also, Jeheskel Shoshani, Elephants, Majestic Creatures of the Wild, 106 (2000). 39 See Addendum Photos 1-3, 6; Blais Declaration, Addendum Photo 1; see also Jaimi Dolmage, Exposed! The San Antonio Zoo: One of the Worst Zoos in America, (Aug. 26, 2014), available at http://www.onegreenplanet.org/animalsandnature/san-antonio-zoo-one-of-the-worst-zoos-in-america/; Lucky, ONE WORLD CONSERVATION, http://oneworldc.org/portfolio/lucky/ (last visited Apr. 8, 2015). 40 9. C.F.R. § 3.127(a) (2014). 35 36 7 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 9 of 60 conditions for the species concerned shall be provided for all animals kept outdoors to afford them protection and to prevent discomfort to such animals.” 41 Denying Lucky the means to protect herself from the sun and to cool herself from the heat harms and harasses her, and will almost certainly continue to constitute a “take” under the Endangered Species Act. B. Inappropriate Substrate of the Elephant Exhibit violates the ESA The species-inappropriate substrate on which Lucky the Asian elephant lives at the San Antonio Zoo amounts to and will almost certainly continue to constitute a “take” under the Endangered Species Act. Luck’s exhibit consists of a thin layer of sand compacted on a hard undersurface of limestone. 42 An inappropriately firm substrate can cause orthopedic issues in elephants, including arthritis, joint calcification, and osteomyelitis. 43 Such orthopedic issues may in turn cause inactivity, weigh gain, loss of muscle mass and muscle tone, foot infections, abbreviated gate or loss of range of motion, and decreased physical and cardiovascular health. 44 Indeed, Lucky exhibits many of these very problems, 45 which cause harm to her physical health and wellbeing—in other words, which injure her. To expose captive wildlife to injury-inducing substrata is not a generally accepted animal husbandry practice. The Zoo’s inappropriate substrate therefore harms and harasses Lucky, and will almost certainly continue to constitute a “take” under the Endangered Species Act. C. Inadequate Space of the Elephant Exhibit violates the ESA The species-inappropriate size of the enclosure in which Lucky the Asian elephant lives at the San Antonio Zoo amounts to and will almost certainly continue to constitute a “take” under the Endangered Species Act. The AZA’s minimum space requirement for an elephant in captivity is only 5400 square feet (approximately 1.23967 acres). 46 The San Antonio elephant exhibit, in contrast, consists at most of 9. C.F.R. § 3.127(b) (2014). Lucky, ONE WORLD CONSERVATION, http://oneworldc.org/portfolio/lucky/ (last visited Apr. 8, 2015). 43 Id.; see also Blais Declaration, ¶¶ 28-29; Jaimi Dolmage, Exposed! The San Antonio Zoo: One of the Worst Zoos in America (Aug. 26, 2014), available at http://www.onegreenplanet.org/animalsandnature/san-antonio-zoo-one-of-the-worst-zoos-in-america/ 44 Blais Declaration, ¶¶ 26-28. 45 Id. at ¶¶ 26-28, Addendum Photos 3 and 4. 46 Jaimi Dolmage, Exposed! The San Antonio Zoo: One of the Worst Zoos in America (Aug. 26, 2014) available at http://www.onegreenplanet.org/animalsandnature/san-antonio-zoo-one-of-the-worstzoos-in-america/ (citing AZA Standards for Elephant Management and Care, ASSOCIATION OF ZOOS & AQUARIUMS (Mar. 2011), available at http://www.aza.org/uploadedFiles/COnservation/Commitmnet_and_Impacts/Elephant_Conservation/ ElephantStandards.pdf). 41 42 8 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 10 of 60 approximately one half acre, and may consist of as little as one third of an acre, considerably smaller than the AZA requirement. 47 Even if the substrate were species-appropriate, such a miniscule enclosure— an extraordinary fraction of an Asian elephant’s natural range of 62,000 acres 48— clearly provides insufficient space for Lucky to exercise her joints properly and to maintain a healthy weight, which together may lead to arthritis and joint degeneration. 49 Sadly, zoos euthanize elephants as a result of arthritis at least as often as for any other reason. 50 Additionally, such limited space offers limited psychological and emotional stimulation. 51 Lucky’s resulting inability to exercise or express her natural migratory behavior reduces her lifespan and affects her overall health and wellbeing—in other words, the size of her enclosure injures her. 52 To expose captive wildlife to grossly insufficient space is not a generally accepted animal husbandry practice. Maintaining Lucky in such an inadequately sized enclosure at the San Antonio Zoo harms and harasses Lucky, and will almost certainly continue to constitute a “take” under the Endangered Species Act. D. Inadequate Social Opportunities violates the ESA Finally and most significantly, the species-inappropriate isolation to which Lucky the Asian elephant is subjected at the San Antonio Zoo amounts to and will almost certainly continue to constitute a “take” under the Endangered Species Act. Perhaps insurmountably, the San Antonio Zoo lacks the space to house the number of elephants sufficient merely to approximate the kinship groups that wild elephants form, let alone to encourage the natural behaviors wild elephants display. Elephants are social creatures, exhibiting the same tendency as other social creatures sometimes to engage socially and sometimes, space permitting, to disengage or to withdraw when circumstances or mood require. The amount of space in an elephant’s environment therefore directly affects his or her social behavior and social, psychological, and emotional wellbeing. 53 Blais Declaration, ¶ 17, Addendum Photo 1; see also Lucky, ONE WORLD CONSERVATION, http://oneworldc.org/portfolio/lucky/ (last visited Apr. 8, 2015). 48 Blais Declaration, ¶ 17. 49 Blais Declaration, ¶ 17. 50 Id., ¶ 18. 51 Id., ¶ 17. 52 Id., ¶¶ 17-18. 53 See Catherine Doyle and Suzanne Roy, Comments of In Defense of Animals on USDA Docket No. APHIS-2006-0044 “Captive Elephant Welfare” (Dec. 11, 2006) (describing observations of social incompatibility at Riverbanks Zoo in Columbia, South Carolina), available at http://www.helpelephants.com/pdf/captive_elephant_welfare.pdf. 47 9 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 11 of 60 The San Antonio Zoo once maintained another Asian elephant, Ginny, along with Lucky. 54 Photographic and video evidence make clear that Ginny and Lucky bonded together, 55 attested by at least one former zookeeper. 56 Ginny died in May 2004. 57 Lucky was kept alone in her exhibit for nearly six years until the Zoo acquired an African elephant, Alport, who died in November 2007. 58 Lucky was again left alone in the exhibit for nearly two and a half years after Alport’s death. Thereafter the San Antonio Zoo obtained another Asian elephant, Boo. 59 Before arriving at the San Antonio Zoo, Boo performed in circus acts, and suffered from age-related illnesses. 60 Contrary to the experience between Lucky and Ginny, it was evident that Boo and Lucky did not bond and that, as a result of the inadequate space they shared, conflict emerged between them. 61 Lucky attempted to befriend or at least to coexist with Boo, but Boo behaved aggressively toward Lucky, posturing for dominance and intimidation, a direct consequence of the inappropriately sized enclosure and the inappropriately unnatural living conditions thereof. 62 Lucky has remained alone since Boo’s death in March 2013. 63 The Zoo maintains that Lucky is a “weird” elephant, claiming that she dislikes other elephants and prefers to be with people. 64 The Zoo therefore Asian Elephant, North American Regional Studbook, ASSOC . OF ZOOS AND AQUAR., at 59 (Jul. 17, 2007- Aug. 31, 2010), available at http://www.elephanttag.org/professional/2010AsianElephantStudbook.pdf. 55 See generally Lucky, ONE WORLD CONSERVATION, http://oneworldc.org/portfolio/lucky/(last visited Apr. 8, 2015. 56 Anonymous; See, e.g., Letter of Nicole Meyer to Jim Maddy, President and CEO of Association of Zoos and Aquariums, Apr. 25, 2013 (“Lucky has had several companions over the years and was reportedly bonded with Ginny, who died in 2004.”), available at http://www.idausa.org/ida_aza/. 57 Asian Elephant, North American Regional Studbook, Association of Zoo & Aquariums, 59 (Jul. 17, 2007- Aug. 31, 2010). 58 Campaigns – San Antonio Zoo, IN DEFENSE OF ANIMALS, http://www.helpelephants.com/san_antonio_zoo.html (last visited Apr. 8, 2015). 59 Asian Elephant, North American Regional Studbook, ASSOC . OF ZOOS AND AQUAR., at 103 (Jul. 17, 2007- Aug. 31, 2010) 60 MySA, Elephant, 59, Dies at San Antonio Zoo (March 11, 2013), available at http://www.mysanantonio.com/news/local_news/article/Elephant-59-dies-at-San-Antonio-Zoo4345048.php. 61 Blais Declaration, ¶ 20; see also Joyce Poole, PhD, Behavioral Observations: Lucky and Boo, San Antonio Zoo (Dec. 4, 2010), available at http://www.helpelephants.com/JPoole_ElephantVoices_SAZ_Lucky_Boo_observations_Nov2010.pdf (describing her observations that “Lucky is being terrorized by Boo” and concluding that “the primary cause of this undesirable situation is that the elephants have too little space.”). 62 Blais Declaration, ¶¶ 20-21. 63Lucky the elephant to stay at the SA Zoo despite protests (ABC KSAT broadcast, Nov. 3, 2014), available at http://www.ksat.com/content/pns/ksat/news/2014/11/02/protesters-call-for-freedom-ofelephant-at-sa-zoo0.html. 64 Michelle Koidin Jaffee, Lucky to remain lone elephant at S.A. Zoo, MySA Express News (Apr. 23, 2013), available at http://www.mysanantonio.com/life/article/Lucky-to-remain-lone-elephant-at-S-AZoo-4456116.php; see also Lucky the elephant to stay at the SA Zoo despite protests (ABC KSAT 54 10 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 12 of 60 intentionally denies Lucky the opportunity to bond with other elephants. Contrary to the Zoo’s claims that “philosophy and science” advise keeping Lucky alone, 65 moving her to a sanctuary where she has the opportunity to socialize and to exert some autonomy over the terms of her engagement with other elephants will greatly improve Lucky’s psychological and physical health alike. 66 Even putting aside the natural size of kinship groups of elephants in the wild, the AZA’s accreditation standards require that “[e]ach zoo holding elephants must hold a minimum of three females (or the space to hold three females), two males or three elephants of mixed gender.” 67 The San Antonio Zoo is accredited by the AZA. 68 Although the AZA has granted the Zoo a variance to maintain Lucky without any other elephants until 2016, such a variance from a private third party accreditation body does not—and indeed cannot—constitute a permit to violate the Endangered Species Act. Only FWS may grant a permit to violate the ESA, and only then under very limited circumstances. 69 In short, the Zoo is not currently set up to introduce new Asian elephants to the exhibit. Neither does the Zoo intend to introduce new Asian elephants (see below). The inadequately sized and constituted enclosure injures Lucky’s health and welfare. While Lucky’s social, psychological, and emotional needs require the introduction of additional Asian elephants as companions, the San Antonio Zoo lacks sufficient space to introduce such companions in a way that benefits, rather than harms, both Lucky and whatever elephants might be introduced. As a result, such inadequate space and the solitude and the inevitably species-inappropriate group interactions that would result therefrom violate the ESA. To confine an intensely social and emotionally complex animal in isolation is not a generally accepted animal husbandry practice. Maintaining Lucky in solitary confinement at broadcast, Nov. 3, 2014), available at http://www.ksat.com/content/pns/ksat/news/2014/11/02/protesters-call-for-freedom-of-elephant-at-sazoo0.html. 65 Rebecca Salinas, San Antonio Zoo's only elephant will remain, despite relocation rule, MySanAntonio.Com (Jul. 16, 2014), http://www.mysanantonio.com/news/local/article/Elephant-willremain-at-zoo-despite-new-5625295.php. 66 Blais Declaration, ¶¶ 22-23, 30-32. 67 Standards for Elephant Management and Care, ASSOCIATION OF ZOOS & AQUARIUMS (Mar. 2011), available at http://www.aza.org/uploadedFiles/Conservation/Commitmnet_and_Impacts/Elephant_Conservation/ ElephantStandards.pdf. 68 List of Accredited Zoos and Aquariums, ASSOCIATION OF ZOOS & AQUARIUMS, available at https://www.aza.org/current-accreditation-list/#s (San Antonio Zoological Society, Texas Accredited through March 2018). 69 See Endangered Species Act, 15 U.S.C. § 1539(a)(1) (enumerating permitting requirements for takes of endangered species for “scientific purposes or to enhance the propagation or survival of the affected species” or where “such taking is incidental to, and not the purpose of, the carrying out of an otherwise lawful activity”). 11 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 13 of 60 the San Antonio Zoo therefore harms and harasses her, and will almost certainly continue to constitute a “take” under the Endangered Species Act. IV. Proposed Solution abating violations of the ESA The AZA Elephant Taxon Advisory Group & Species Survival Plan (“TAG/SSP”) Regional Collection Plan indicates that the San Antonio Zoo intends to change the Asian Elephant Exhibit to an African Elephant Exhibit. 70 The San Antonio Zoo has indicated it does not intend to acquire another Asian elephant; rather, “[t]he Zoo will eventually have African elephants as part of the Africa Live exhibit.” 71 Since the Zoo intends to hold African elephants in its new Africa Live attraction, Lucky, who has spent nearly her entire life on display, should be retired to a sanctuary. The Elephant Sanctuary in Tennessee has already promised to welcome Lucky into their facility and to integrate Lucky into their herd of Asian elephants. Moreover, the Animal Legal Defense Fund has agreed to pay the cost of relocating Lucky from San Antonio to the Elephant Sanctuary in Tennessee. According to Scott Blais, an expert in the rehabilitation of captive elephants, contrary to the Zoo’s claims, Lucky is neither too old nor too “weird” to be relocated. 72 In retiring Lucky to sanctuary, the San Antonio Zoo, at no cost to itself, will gain the opportunity to update their elephant exhibit to house African elephants and simultaneously to come into compliance with the Endangered Species Act by abating their harm and harassment of Lucky the Asian elephant. V. Conclusion This letter and the accompany declaration of Scott Blais are notice under section 11(g) of the ESA, 16 U.S.C.§1540 (g), of violations of the ESA on behalf of Jim Graham, Jacqueline Fonseca, Noah B. Khoshbin, Elizabeth Wymer, and Lucky for the violations of the ESA discussed herein. Unless these ongoing and imminent violations described herein are remedied and abated with sixty (60) days, Complainants intend to file suit against the San Antonio Zoological Society and the San Antonio Zoo to enforce the ESA. Association of Zoos & Aquariums, AZA Elephant TAG/SSP Regional Collection Plan 2nd ed., 30 (2007) (indicating “Future Maximum # of Asian Elephants” is “0”). 71 Get the Facts about Lucky the Elephant, SAN ANTONIO ZOO, http://www.sazooaq.org/get_the_facts/faq/ (last visited Apr. 8, 2015). 72 Blais Declaration, ¶¶ 23-25. 70 12 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 14 of 60 Complainants urge you to come into compliance with the ESA by moving Lucky to the Elephant Sanctuary. During the sixty day notice period, Complainants, by and through their attorneys, are willing to discuss effective remedies for the violations addressed in this letter and settlement terms. If you wish to pursue remedies and settlement in absence of litigation, please contact Complainants’ attorney Melissa Lesniak, Esq., to initiate discussion, within ten business (10) days of receiving this notice to arrange a meeting to begin negotiations. Sincerely, Melissa Lesniak Melissa Lesniak, Esq. Attorney & Counselor at Law 4839 San Cristobal San Antonio, Texas 78251 Phone: 210-706-0592 Fax: 210-569-6369 Email: [email protected] Jeffrey Pierce, Esq. Animal Legal Defense Fund 170 East Cotati Avenue Cotati, California 94931 Phone: 707-795-2533 Fax: 707-795-7280 Email: [email protected] Enclosures: Addendum of Photographs Declaration of Scott D. Blais 13 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 15 of 60 ADDENDUM Photo 1 Photo Credit One World Conservation, September 11, 2014: view of the speciesinappropriate tree-less, barren, and unprotected nature of Lucky’s enclosure. 14 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 16 of 60 Photo 2 Photo Credit One World Conservation, September 11, 2014: view of Lucky’s retreating to the only part of her enclosure that provides shade, requiring that she stand still in one place to gain protection from the Texas sun and heat. 15 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 17 of 60 Photo 3 Photo Credit One World Conservation, November 20, 2010: additional view of the barren nature of Lucky’s enclosure and the species-inappropriate tightly packed, injury-inducing substrate thereof. 16 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 18 of 60 Photo 4 Photo Credit One World Conservation, September 13, 2014: view of the inadequate submersion pool in Lucky’s enclosure in which Lucky cannot fully submerge herself. 17 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 19 of 60 Photo 5 Photo Credit One World Conservation, October 13, 2014: additional view of Lucky’s inadequate submersion pool. 18 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 20 of 60 Photo 6 Photo Credit Margaret Coyle Goff, posted to “Protest to Free Lucky the Elephant” Facebook Page, September 28, 2014: aerial view of the entirety of Lucky’s speciesinappropriate small, barren enclosure, taken at a time when Boo was still alive. 19 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 21 of 60 Photo 7 Photo Credit One World Conservation, September 24, 2010: ground-level view of Lucky’s small, barren enclosure, taken at a time when Boo was still alive, showing the entire distance the elephants had to retreat from one another. 20 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 22 of 60 Photo 8 Photo Credit One World Conservation, September 11, 2014: view of probable mismanagement of Lucky’s toenails and overall foot health, essential to captive elephant welfare and survival. 21 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 23 of 60 Photo 9 Photo Credit The Elephant Sanctuary, March 30, 2015: 67-year-old Asian elephant Shirley taking a swim in the pond near The Elephant Sanctuary’s Asia Barn. 22 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 24 of 60 Photo 10 Photo Credit The Elephant Sanctuary, November 22, 2014: the same Asian elephant Shirley, at 66-years-old, “making great use of her 2100-acre Asia habitat at Sanctuary”. 23 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 25 of 60 Photo 11 Photo Credit The Elephant Sanctuary, February 14, 2015: Asian elephants Tarra, Shirley and Sissy encountering various enrichment opportunities in the Asia habitat, with the photograph demonstrating the opportunity Asian elephants enjoy at The Elephant Sanctuary not only to bond but also to choose when and how to engage with one another. 24 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 26 of 60 Photo 12 Photo Credit The Elephant Sanctuary, February 7, 2015: Asian elephants grazing in the Asia habitat. 25 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 27 of 60 Photo 13 Photo Credit The Elephant Sanctuary, January 21, 2015: Asian elephant Billie exploring enrichment her caregivers provided, a tire sprayed with honeydew scent and stuffed with hay. 26 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 28 of 60 Photo 14 Photo Credit The Elephant Sanctuary, May 22, 2014: the 17,000 square foot stateof-the-art Asian Elephant Barn, completed in September 2005 at a cost of $10,730,000; the Asia facility expanded at that time to provide 2200 acres of habitat with a 25-acre spring-fed lake. 27 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 29 of 60 Declaration of Scott D. Blais 1. My name is Scott Blais. I am the founder and CEO of Global Sanctuary for Elephants, a US-based nonprofit organization dedicated to the development of expansive natural habitat sanctuaries for captive elephants worldwide. My complete curriculum vitae is attached to this declaration. 2. This declaration does not represent the views of the organizations with whom I have worked previously nor with whom I am currently working, nor am I speaking on their behalf. However, I do draw on my over 25 years of experience with these organizations to support my analysis in this declaration. 3. In brief summary, I have worked with elephants for more than 25 years. I have worked within all aspects of captive elephant care, including working at zoos, circuses and sanctuaries, utilizing both free contact and protected contact. I started my career at African Lion Safari (“ALS”) in Rockton, Ontario, Canada, learning from two revered elephant trainers, Charlie Grey and Jody Watkins. In these formative years I assisted with all aspects of care, observation, medical testing, training and handling of the breeding herd of elephants. I assisted with consultations and onsite training and I have visited and observed 1 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 30 of 60 elephants at several notable zoos including, Rosamond Gifford Zoo in Syracuse NY, Bush Gardens in Tampa FL, Miami Metro Zoo FL, Toronto Zoo, Ontario Canada and Oakland Zoo in California. In the early years of my career I also volunteered behind the scenes with several circuses, assisting colleagues with training and foot care and offering behavioral analysis of elephants from multiple circuses, including Ringling Brothers Barnum and Bailey, Circus Vargas, Hawthorne Corporation and Garden Brothers Circus. 4. I have worked directly with more than 50 captive elephants, ranging from a newborn calf to geriatric individuals, both males and females, African and Asian alike. During my time at ALS, the park had three adult male elephants, including one that would enter into a full Musth period each year, a time of heightened aggression and testosterone. As a breeding facility, ALS frequently received elephants on breeding loan that needed to be integrated into the herd and we accommodated visiting circus elephants that would remain segregated but required daily care and husbandry. I conducted weekly blood collections to monitor reproductive cycles, provided prenatal care, aided with birthing and rearing, offered geriatric care, medical treatment, training and husbandry, and conducted elephant rides, performances and public demonstrations. 2 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 31 of 60 5. Subsequently, while I was working at The Elephant Sanctuary (see below), the Sanctuary accepted 24 elephants, many of whom the attending veterinarian or—in the case of USDA confiscation—a USDA inspector had listed in dire condition with some of the worst ailments on record, including gross malnourishment, progressive foot disorder, arthritis, osteomyelitis, gross psychological ailments, and excessive neuroses. Among these two dozen were elephants that had been confiscated by the USDA and placed in our care and some that had been in solitary conditions for decades before their arrival. I was directly responsible for their full assimilation into their new life, including medical evaluation and treatment, positive reinforcement training, introduction to the existing herd, daily care and husbandry, and behavioral evaluations. 6. In 1995, in an effort to create a more natural lifestyle for captive elephants, and to provide a solution to the common maladies that plague captive elephants, I co-founded The Elephant Sanctuary in Tennessee. As Director of Operations and active member of the board of directors, for over 16 years, I managed and trained elephant care staff, oversaw rescue and transport, and participated daily in the care and the recovery of the 24 resident Asian and African elephants. 3 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 32 of 60 7. Our primary objective at the Elephant Sanctuary was to provide for ailing elephants with physical, psychological and social complications. Through proper facility design—encompassing 2700 acres—and by employing experienced and knowledgeable care staff, the Sanctuary offers elephants the autonomy to choose their own path, to make their own decisions, and to live more natural lives focused around social interactions and natural foraging, all while being monitored and receiving unrivaled medical care. This basic principle of increased autonomy and natural foraging for animal health is now viewed by zoos and zoo exhibit designers as pivotal to animal happiness and wellbeing. 1 8. The Elephant Sanctuary has observed complete transformations with virtually every elephant that has resided within the facility. Elephants that zoo professionals had labeled antisocial, aggressive, crippled and even autistic recovered and thrived, each becoming pivotal to the herd and to the social dynamics therein. I personally witnessed the resilience and recovery of elephants on whom many zoo and veterinary experts had given up, some who were given only a year Alexandra Ossola, The Future of Zoos Is Being Nice to the Animals – Not making it easy to watch them (Feb. 25, 2015) http://www.fastcoexist.com/3042458/the-future-ofzoos-is-being-nice-to-the-animals-not-making-it-easy-to-watch-them. Zoo exhibits are being redesigned for the animals’ physical and psychological well-being. As the trend continues, zoos may one day be unrecognizable. 1 4 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 33 of 60 to live. In one case, this determination was made by a USDA inspector in 2000, and the elephant is still alive and thriving more than 15 years later. These experiences are the impetus for a change that is redefining how the world views captive elephants. The Elephant Sanctuary is the model for a progressive and elevated standard of care that is now being emulated around the globe. 9. My work with The Elephant Sanctuary in Tennessee has been well documented in numerous publications, news programs, magazines and scientific literature. Recognition of the physical, emotional and psychological transformations elephants undergo through sanctuary life has opened minds to the full extent of trauma induced by captivity and the need to offer captive elephants a more complete life. This pioneering work has been featured in mass media around the globe, including, but not limited to: the Boston Globe, People Magazine, CNN, BBC, Dateline NBC, 20/20, the New York Times Magazine, Animal Planet, National Geographic, and three documentaries, The Urban Elephant, How I became an Elephant, and One Lucky Elephant. The work has also contributed to literary publications, through direct consultation, referencing Sanctuary literature, co-writing, factual editing, etc. including: i. Lisa Kane et al., Optimal Conditions for Elephants in Captivity, Appendix I in An Elephant in the Room: The 5 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 34 of 60 Science and Well-Being of Elephants in Captivity (Debra Forthman et al. eds, 2009); Lisa Kane et al., Best Practices by the Coalition for Captive Elephant WellBeing, Appendix II in An Elephant in the Room: The Science and Well-Being of Elephants in Captivity (Debra Forthman et al. eds, 2009). ii. Lori Gruen, Ethics of Captivity (2014). iii. G.A. Bradshaw, Elephants on the Edge: What Animals Teach Us about Humanity (2010). iv. Mark Bekoff, The Emotional Lives of Animals: A Leading Scientist Explores Animal Joy, Sorrow, and Empathy— and Why They Matter (2008). v. Ronald B. Tobias, Behemoth: The History of the Elephant in America (2013) vi. Carol Bradley, Last Chain On Billie: How Extraordinary Elephant Escaped the Big Top (2014) One vii. Ross Clubb and Georgia Mason, A review of the Welfare of Zoo Elephants, commissioned by the Royal Society for the Protection of Animals (2006). 10. In September of 2011 I resigned my role as Director of Operations at The Elephant Sanctuary in Tennessee to work as an international consultant for the well-being of elephants. In 2013, I cofounded Global Sanctuary for Elephants, a US-based non-profit organization dedicated to the development of expansive sanctuaries worldwide. There is a rapidly growing need for healthy alternatives to zoos and circuses. Zoo elephants are ailing, and zoos lack the space to adequately expand to meet these elephants’ needs. Many zoos are choosing to close their exhibits and relocate their elephants, including Detroit Zoo, Woodland 6 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 35 of 60 Park Zoo, Cheehaw Wild Animal Park, Philadelphia Zoo, Calgary Zoo, Toronto Zoo, Lincoln Park Zoo, London Zoo, Edinburgh Zoo and the San Francisco Zoo. In addition, more than 18 countries around the globe have banned or limited the use of performing animals, including elephants. All of these elephants need solutions in the form of expansive habitats that meet the core needs of the species while providing proper medical care to enable their full recovery from decades of inherent neglect. 11. Based on my more than 25 years of experience in all realms of captive elephant care, I have served as an expert analyzing more than 500 hours of film of elephants in zoos and circuses for more than twelve civic representatives and animal advocacy organizations. I have presented expert testimony in front of House and Senate committees in Rhode Island and Massachusetts, and I have provided written testimony for city, county, and state level legislation in the US and in South America. 12. In 2012 I served as an expert for the relocation of an elephant who had been confiscated from a circus in Chile. Following two failed attempts by others, I was able to safely move the elephant to a new, healthier facility. In 2013, I was part of a team of experts that 7 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 36 of 60 collaborated to move three elephants from the Toronto Zoo in Toronto, Canada, to the Performing Animal Welfare Society in San Andreas, California. 13. As a direct result of my experience, and with a comprehensive understanding of captive elephant management, its inherent problems and viable solutions, as well as firsthand knowledge of elephants’ resilience and recovery, I am offering my expertise with regard to Lucky. 14. I have followed Lucky since 2010, monitoring her behavioral and physical health. I assessed Lucky’ social interactions during the three years she lived with Boo (a.k.a. Queenie), and I have also assessed her behavior as a solitary elephant following Boo’s death. My assessment comes from viewing photos and analyzing more than 200 hours of video as well as from direct inquires with individuals who have observed Lucky’s behavior. 15. Lucky is an Asian elephant (Elephas maximus). By nature, Asian elephants live in strong family groups composed of interrelated individuals, primarily females and preadolescent males, ranging in size from 12 to 25 members, but sometimes coalescing into larger 8 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 37 of 60 extended family groups that reach over 100 members. Generally speaking, Asian elephants are a forest dwelling species, frequently observed grazing in meadows and along rivers and streams in tropical and subtropical Asia. Asian elephants can live up to 70 years, and they are migratory by nature, walking 10 to 30 miles while grazing and foraging for up to 20 hours daily. Elephants are large brained; they have high cognitive ability, complex social interactions and an emotional aptitude that matches if not exceeds that of a human being. Elephants are sentient, conscious, intentional beings who are selfaware. They are autonomous, empathetic and cooperative. They can experience stress, and they have the ability to suffer greatly. 16. Lucky is 55 years old (Asian elephant Studbook #226). She was captured from the wild as an infant and has been residing at the San Antonio Zoo since 1962. Her life in the zoo has not offered any semblance of normalcy for her species. 17. The home range for wild female Asian elephants extends up to 96 square miles roughly 62,000 acres. 2 Lucky has spent more than five decades on one third of one acre. According to the Zoo, Lucky’s exhibit occupies half an acre, though Google Earth Pro approximates the area R. Sukumar, The Living Elephants: Evolutionary Ecology, Behaviour and Conservation (2003). 2 9 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 38 of 60 of Lucky’s exhibit to be .32 acres. 3 Such limited space offers limited psychological, emotional and physical stimulation and is known to be a root cause of many of the ailments that plague captive elephants. Elephants’ extensive cognitive abilities can be observed in wild elephants by watching the end or their trunk, the movement of their ears and the posture of their bodies, which are always changing, inquisitive, watchful, and listening. As a direct result of her under stimulating environment, Lucky does not generally exhibit these nuanced behaviors. The primary aspect of her life that changes is the different people walking past whom Lucky appears to tune out or dismiss, as she frequently stands with her back to the public. Lucky’s enclosure is limited and sterile and has changed little since her arrival in 1962. 18. Female Asian elephants in the wild walk anywhere from 10 to 30 miles in one day, at an average of 1.25 to 2.5 miles per hour (though they can reach up to 16 miles per hour). If Lucky walked the maximum length of her yard at 1.25 miles per hour—the lowest end of this spectrum—it would take her less than 90 seconds. This has detrimentally impacted Lucky, as she rarely walks in full strides. 4 These abbreviated steps no See Addendum Photo 1. One World Conservation, Keeper Connection – Lucky- S.A. Zoo (01/17/15, 11:30 am), https://www.youtube.com/watch?v=U3drZYhp05c. This video shows that Lucky is mobile but her strides are shortened, she does not exhibit full joint extension or 3 4 10 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 39 of 60 longer extend to her full range of motion, which has contributed to the chronic development of arthritis and joint degeneration. Presently, arthritis is one of the leading causes for zoo elephants to be euthanized in captivity. Lucky’s existing arthritis can be dramatically improved with access to increased space with diverse terrain that will encourage Lucky to walk farther. In her current habitat Lucky has no motivation to walk quickly, but in a larger, more natural setting, with companions and stimulation, Lucky will experience an increased desire to walk faster and significantly further, extending her range of motion that will benefit her physical health. This simple but fundamental form of exercise will slowly increase her range of motion while developing muscle groups that are fundamental to support the large frame of an elephant’s body, decreasing pressure on key joints such as shoulders, hips, knees and elbows. 19. The social structure of female Asian elephants is a close knit, familial, matriarchal society with an average of 25, but up to 100, individuals. Lucky’s social life has been far from normal. Lucky has lived with five elephants: Ginny, who arrived at the zoo with Lucky in 1962 and flexion. I have worked with elephants from similar situations, confined to small enclosures for decades, each had exhibited similar joint restrictions. With every case, after being moved to a sanctuary, we observed an increase in mobility, strength, flexibility and stride length and tragically in every case, upon post mortem examination chronic arthritis and degenerative joint disease was documented. 11 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 40 of 60 reportedly got along with Lucky quite well; Missy; Wanda, who had a history of social problems and aggressive tendencies; Alport, an African elephant; and Boo, who also had social problems and tendencies toward aggression. In essence, like many zoo elephants, Lucky grew up without family; there were no elders to show any of the San Antonio Zoo elephants how to function as a normal society. The social interactions were further compromised as a result of the mixed species exhibit, as African and Asian elephants have vastly different social dynamics. 5 In Lucky’s isolated and limited environment, it is virtually impossible to accurately determine her true social nature. 20. The San Antonio Zoo has classified Lucky as anti-social, a determination that I challenge. A news article posted on MySanAntonio.com dated April 23, 2013 reported the San Antonio Zoo Spokesperson Debbie Rios-Vanskike said: “The zoo is doing what’s best for Lucky,” Vanskike said. “We are aware that elephants are social animals. Lucky According to the AZA’s own elephant care standards, a zoo should never combine African and Asian elephants in the same enclosure: “Due to multiple species differences and possible disease transmission issues, when forming new herds, Asian and African elephants should not be placed together in the same enclosure.” Association of Zoos and Aquariums, Standards for Elephant Management and Care, Revised April 2012, Standard 2.2.1.1 (Social Considerations: Group Composition: Suggested age and sex structure of social group), p. 13, available at http://www.elephanttag.org/Professional/Revised_AZA_Standards_Elephant_Manag ement_Care_April2012.pdf. This is the same standard that, recognizing elephants’ inherently social nature, requires that “[e]ach zoo holding elephants must hold a minimum of three females (or the space to hold three females), two males or three elephants of mixed gender,” a standard from which the San Antonio Zoo has obtained a variance until 2016. 5 12 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 41 of 60 is atypical. She is not a social animal. She prefers to be alone, by herself, and we know this because of what we see day in and day out.” “We know she’s very content and happy being alone,” Vanskike said. 6 This position was reiterated in a news article posted to MySanAntonio.com dated July 16, 2014, in which former San Antonio Zoo Director Steve McCusker stated this about Lucky: “She’s never been kind of a herd elephant. She’s always been kind of a weird elephant that would rather be alone or with people than other elephants,” he said. “That’s really the philosophy and science behind why we have kept her.” 7 In my experience, no elephant is inherently weird or abnormal or antisocial; it is the environment within which they are managed that is weird and abnormal and is the direct cause for the manifestation of these atypical behaviors. If you change the environment to one that is more natural, stimulating and nurturing, the elephant’s behavior will also change to become more natural. Through video I have observed atypical social interactions between Lucky and Boo. Lucky is very submissive and non-confrontational, and makes multiple attempts to befriend Boo. Lucky’s actions are typical and quite normal for a female Michelle Koidin Jaffee, Lucky to remain lone elephant at S.A. Zoo, MYSANANTONIO.COM, Apr. 23, 2013, http://www.mysanantonio.com/life/article/Lucky-to-remain-lone-elephant-at-S-A-Zoo4456116.php. 7 Rebecca Salinas, San Antonio Zoo's only elephant will remain, despite relocation rule, MYSANANTONIO.COM, July 16, 2014, http://www.mysanantonio.com/news/local/article/Elephant-will-remain-at-zoodespite-new-5625295.php. 6 13 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 42 of 60 Asian elephant. Conversely, Boo demonstrated moderate to severe aggressive behavior, hording food, posturing for dominance and intimidation, exhibiting limited signs of nurturing or empathy. 8 9 These are abnormal behaviors in wild Asian elephants, and they are a direct consequence of limited space and unnatural living conditions. 21. Most animals—elephants and humans included—become increasingly defensive in direct relation to the space they are confined within, i.e. smaller space with no escape causes an increase in self-protection that can manifest as overt aggression or cowering and meek posturing. By nature, female Asian elephants are passive and gentle; they are a society built around natural born leaders, protectors and nurturers. In captivity, elephants display an increased level of aggression that has led many zoo personnel to wrongfully classify an aggressive elephant as the matriarch. Many times with circus elephants, similar to the One World Conservation, Aggressive Behavior Lucky and Boo – S.A. Zoo (11/21/10, 9:45 am) https://www.youtube.com/watch?v=RcT8h0j8pV0. In this video, Lucky is exhibiting passive behavior; she clearly tries to give Boo extra space. Unprovoked, Boo runs at Lucky and pushes her into the rock wall. With nowhere to flee, Lucky retreats to stand in the swimming pool. Later, while Lucky is submissive in the pool, Boo touches Lucky inquisitively and affectionately. This dichotomous behavior from Boo is abnormal and leaves Lucky confused with how to appropriately respond and engage. 9 One World Conservation, Aggressive Behavior Lucky and Boo – S.A. Zoo (11/21/10, 11:19 am) https://www.youtube.com/watch?v=QdsJrSf6j_Y. This video was taken some 90 minutes after the previous video. Boo is still posturing, and Lucky is being submissive and clearly trying to pacify Boo. Lucky’s action discourages Boo from lashing out and the interaction ends after a passive and mutually positive physical exchange. Lucky is clearly trying to engage in normal, healthy and positive relations. 8 14 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 43 of 60 environment from which Boo arrived, this aggression is encouraged and sometimes provoked. In reality a true matriarch is a leader, not a bully. They do not rule through intimidation and force; they manage through positive leadership. 22. For Lucky, the space to be a true leader or a follower has never been offered. The extreme confines of her enclosure have caused her to manifest overly passive behavior that is atypical yet understandable given the gross inadequacy of her living conditions. With nowhere to flee when feeling insecure, she exhibited behavior that to some captive elephants (who are also damaged and exhibit atypical behavior) can be perceived as weakness. Within a space that is more adequate for the species and in an environment where elephants exhibit nurturing behavior that more closely resembles normal species behavior, I believe that Lucky would be highly social. Within a sanctuary, I have observed new elephants act in a similar, overly passive and submissive manner. The resident elephants, who have had the opportunity to recover from mistreatment and neglect, respond passively in return, nurturing the insecurities and protecting the new individual while the new resident adjusts and learns to trust. This behavior is typical of wild herd dynamics, in which relationships are based on protection of one another. 15 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 44 of 60 23. The San Antonio Zoo has neglected Lucky’s social development. In the videos that I observed, when Boo was aggressive, zookeepers did not show up to offer protection. Without support, protection, and nurturing, Lucky was forced into a fight or flight scenario and, as a passive elephant, she chose to flee, to stay reclusive as her only means of self-protection. elephants Within an expansive sanctuary, I have observed previously labeled as aggressive, submissive, antisocial, and even autistic change dramatically. bully, On several occasions, former keepers visited six months later and stated that the elephant was unrecognizable; that they never would have imagined how social, calm or cooperative the elephant could be. In some cases the only word the former keepers could use was ‘happy,’ a phrase that goes against the anti-anthropomorphic philosophy of zoos, but the positive transformation is undeniable, even to those who were initially reluctant to support a relocation to a sanctuary. 24. In this passage from an article posted on MySanAntonio.com, dated June 16, 2014, a number of statements make it apparent that the San Antonio Zoo does not understand the nature of Asian elephants nor do they comprehend the level of care elephant sanctuaries provide. Lucky will stay in San Antonio until she dies, McCusker said, which he predicts will happen in a few years. Lucky 16 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 45 of 60 is on her last set of teeth, meaning it is harder for her to eat. Therefore, zookeepers chop Alfalfa hay and water grain to make a mush so it is easier for her to eat. “Don’t take that to mean that she’s not healthy, she’s fine, but she wouldn’t be if she weren’t here. She’d be really hungry, because she would be trying to eat tree bark when she can't even chew jelly beans,” he said. 10 Elephants go through up to six sets of teeth over the course of their lifetimes; the last set emerges between 35 and 40 years of age and can last for up to three decades, but wear down over time, losing their surface area and shrinking toward the gum line. I have not examined Lucky’s teeth but I will say that the best solution is natural forage, in the form of fresh grass. It is tender, more palatable, easier to digest, and requires less chewing than dried hay. That Mr. McCusker imagines Lucky would have to eat tree bark if transferred to sanctuary demonstrates a complete lack of understanding respecting both elephant behavior and the conditions of sanctuary. Within sanctuary and within many wild herds of Asian elephants, their primary food choice is soft, supple grass and leaves, not bark, limbs. Further, within sanctuary, when grass hay is offered as a supplement, it too can be ground. In fact, one elephant arrived from an AZA accredited zoo more than 1000 pounds underweight. The zoo stated that she had a poor appetite and was susceptible to colic. During our preliminary examination we noticed poorly masticated hay in her feces, making it harder for her body to break down and digest her feed, and we found 10 Salinas, supra note 7. 17 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 46 of 60 one molar that was grossly overgrown. We immediately modified her diet and started to shred her hay, and within 36 hours she was ingesting more than two times the volume of hay she had been ingesting while at the zoo. 11 In addition Mr. McCusker states that they feed Lucky alfalfa. This is not ideal and not recommended for Asian elephants. Alfalfa can be difficult for Asian elephants to break down, exacerbating digestive issues and, in some cases with older elephants suffering from renal fatigue, the high nutrient concentration in alfalfa can exacerbate health complications. Finally, Mr. McCusker stated that Lucky cannot chew “jelly beans,” but in video taken on January 17, 2015, Lucky is provided hay that is not chopped, which she quickly ingests. 12 In this same video, the zookeepers appear to offer pieces of produce larger than jelly beans, as a food reward for the behaviors Lucky performs, which she readily and easily eats. 25. That same article posted to MySanAntonio.com on July 16, 2014 further reported: That [applying for a variance on the requirement to house elephants in groups] is the case with the San Antonio Zoo, Director Steve McCusker said, because relocating Lucky See Addendum Photo 2. One World Conservation – Keeper Connection – Lucky- S.A. Zoo (01/17/15, 11:30 am), https://www.youtube.com/watch?v=U3drZYhp05c. This the same video as in footnote 4, supra. At 3:55 minutes into the video, Lucky is provided with unchopped hay that she places in her mouth and proceeds to masticate without any sign of abnormal chewing motion or physical discomfort typically associated with advanced tooth erosion. 11 12 18 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 47 of 60 may kill her and “there’s no right thing to do with her except leave her where she is.” He said at around 55 years old, travel causes stress on her old age, even though she is in good health. 13 There is no merit to substantiate Mr. McCusker’s claim that relocating Lucky may kill her. There are two renowned sanctuaries that have transported more than 40 elephants from zoos and circuses. Some had not traveled in more than four decades, others were geriatric, some were confiscated and given months to live, one was flown—in an airplane—from Alaska, and still others traveled more than 2000 miles. In every case, the elephants tolerated transport with relative ease. In the past ten years, the only elephants who have died in transit were those whom the zoos themselves transported. In both cases, lack of preparedness and ill-considered decisions to prioritize making good time over stopping to take care of ailing elephants led to the deaths of the elephants. This claim that the elephant will die in transit is one that many zoos make when they do not want to move an elephant, yet elephants are frequently shipped across the country for breeding without a second thought. In 2013, I participated in the relocation of three African elephants from the Toronto zoo to a sanctuary in California, a trip that was deemed ill-advised by those who fought to keep the elephants at the zoo. The team, which included two notable zoo veterinarians and five elephant experts, was prepared for all 13 Salinas, supra note 7. 19 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 48 of 60 scenarios and the trip was accomplished without a hitch. 26. Lucky is in moderate physical condition. She appears to be a few hundred pounds overweight, which needs to be remedied to prevent compounding the negative impact of the existing arthritis in her joints. There also appears to be moderate muscle loss that is typical of a captive elephant of her age. These issues need to be addressed through increased exercise over varied terrain to encourage the development of a broad array of muscle groups critical to support her massive frame, reducing the pressure on her joints and increasing range of motion. 27. Some photos indicate swelling in her feet, most easily observed around her back toes. 14 This is not necessarily a problem; it may simply be a result of her excess weight, but it needs to be monitored as it could be linked to infections in these extremities or other health complications. 28. One of my major concerns for Lucky’s physical well-being is Lucky’s abbreviated gait; she does not exhibit a full range of motion with many of her joints when walking. This is likely due to arthritis and calcification in her joints; both are directly related to a lack of natural movement and prolonged life on atypical substrates. If Lucky remains 14 See Addendum Photos 3 and 4. 20 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 49 of 60 in this environment, and if she does not lose weight and increase her physical and cardiovascular health, her condition will only continue to decline, likely leading to a debilitating and incredibly painful and premature demise. 29. I have observed mobility issues with other elephants that have spent decades in similar severely confined enclosures, relatively devoid of stimulation and with an absence of physically challenging undulations. Some with even greater decrease in range of motion than Lucky have exhibited a near full recovery of joint articulation when placed in an environment that encourages exploration over vast and varied terrain. Through increased motivation to explore, muscles are toned and core strength is developed, both of which contribute to improved overall health. In one case, a 58-year-old elephant was confiscated by USDA from a circus due to inadequate veterinary care and transported to The Elephant Sanctuary. She suffered from severe osteomyelitis in both front feet as well as chronic arthritis. One zoo veterinary expert said that she was not likely to wander, and questioned if she would live another year. Within days she ran, played and explored; when released from quarantine, she climbed to the top of hills that many people would struggle to scale. Her resilience and the positive impact of natural behavior allowed her to live for another five years. 21 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 50 of 60 30. Lucky exhibits stereotypic behavioral patterns, like head-bobbing and swaying, that are typical for captive elephants but atypical for the species in the wild. 15 Tragically, these behaviors have become accepted as “normal” in zoos and falsely labeled to create an illusion of positivity. On its website, the San Antonio Zoo classifies this as “anticipatory behavior.” 16 This has a slight element of truth as she is waiting for food or keeper interactions, but the stereotypic actions exist primarily because she is bored, she does not have any autonomy, and there is little positive stimulation in her life. For many captive elephants, the origin of this neurotic behavior is stress, anxiety and boredom; it becomes habitual and can become soothing as endorphins are released into the body. This comfort to the elephant does not equate to a positive behavior; it is coping mechanism when the elephants can’t meet their own desires. The inadequacies of Lucky’s enclosure, the lack of social and psychological stimulation, physical One World Conservation –Asian Elephant – Lucky – Stereotypic Behavior S.A. Zoo (02/13/15, 11:30 am) https://www.youtube.com/watch?v=HSW1XVBpzF0 . This video of Lucky demonstrates repetitive, stereotypical behavior that is generally a sign of stress or discomfort, observed only with captive and confined elephants and more frequently exhibited with lack of autonomy and control over their own well-bing and comfort. 16 See Get the Facts About Lucky: Frequently Asked Questions, San Antonio Zoo and Aquarium, http://www.sazoo-aq.org/get_the_facts/faq/ (“Why does Lucky rock back and fourth [sic]? This behavior usually indicates an expectation. When Lucky [sic] is observed swaying back and fourth [sic] or side-to-side, that is her way of exhibiting an anxious or impatient behavior. She usually does this when she wants food, enrichment time, a bath, or when she wants access into her barn and sometimes when she just wants attention by the group of keepers who spoil her daily.”). 15 22 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 51 of 60 discomfort and lack of emotional support all contribute to Lucky’s repetitive neurotic behavior. This has been described as similar to the repetitive and sometimes self-damaging behavior exhibited by autistic children who becomes stressed when they are unable to express their needs, desires or discomforts clearly. With a change of environment, within the complex stimulating and nurturing life of an expansive sanctuary, these stereotypic behavior patterns are generally reduced by up to 80%, and in some individuals they are eliminated entirely. 31. Elephants are highly adaptable beings. Lucky is proof of this. Her natural behavior and activity has been modified grossly to survive and cope with clearly abnormal living conditions. This adaptability is survival; it does not indicate that the inherent needs of the species are being met. As an intensely social, highly intelligent, emotionally complex migratory animal, living in essential solitude, in absence of emotional nurturing, with limited psychological stimulation and prison-like confinement, Lucky has suffered incredible harm as a result of her confinement in the San Antonio Zoo. I am convinced that Lucky’s life at the San Antonio zoo has caused great psychological and emotional impairment as well as physical damage and compromise. There is still time for her to recover, maybe not fully but enough for a dramatic, much needed improvement in her quality of life. 23 It is Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 52 of 60 impossible to say to what degree sanctuary can extend Lucky’s longevity, but I have already presented two cases that clearly demonstrate the incredible potential offered by an appropriate life that meets the inherent needs of the species. Authorities expected both of these individuals to die within a year. One was a 58-year-old confiscated circus elephant, ailing from severe osteomyelitis (chronic bone infection) in both of her front feet. She never fully recovered but her condition improved enough to allow wandering across hundreds of acres, and she lived for another five years. The other elephant arrived to sanctuary grossly underweight and severely compromised, physically and psychologically; she had previously been labeled as autistic and antisocial by authorities at two AZA accredited zoos. Now, more than 15 years later, she continues to explore more than 1800 acres and has played an integral role in the recovery and support of the entire herd she lives within. 32. Based on my experience, there is still time to make a difference with Lucky. She is fit enough for travel, her social responses indicate a strong desire for elephant companionship and her physical limitations are not yet beyond recovery. I highly recommend an immediate transfer to a facility specifically designed to meet the inherent needs of 24 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 53 of 60 Asian elephants, living in an environment that is as close to nature as captive life allows. April 8, 2015 _________________ Date _________________________________________ Scott D. Blais Founder & CEO, Global Sanctuary for Elephants Co-Founder & Former Director of Operations, The Elephant Sanctuary 25 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 54 of 60 ADDENDUM Photo 1 26 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 55 of 60 Photo 2 Sissy, a female Asian Elephant, while living at the El Paso Zoo (left) and 2 years later at The Elephant Sanctuary in Tennessee (right.) Labeled by some zoo officials as antisocial and a killer. Upon her arrival to The Elephant Sanctuary, one USDA inspector said that he would be surprised if she lived more than one year due her tragic state. During a subsequent inspection, one year later, he stated directly to me that he was shocked, that she was recognizable as she grazed among the rest of the herd. Today, more than 15 years later, she continues to thrive as an integral member of the sanctuary herd. 27 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 56 of 60 Photo 3 Photo from Flickr, posted by One World Conservation, https://www.flickr.com/photos/oneworldconservation/sets/72157624941983265 This photo exhibits swelling in Lucky’s back feet, observed most notably above her toes. This swelling is less prominent on her front feet but all of her nails are trimmed excessively, potentially compromising their integrity and her overall foot health. 28 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 57 of 60 Photo 4 Photo from Flickr, posted by One World Conservation, https://www.flickr.com/photos/oneworldconservation/sets/72157624941983265 This photo of Lucky’s front left foot illustrates signs of a chronic infection. Lucky’s nails are smaller and flatter than normal. This could be normal for her genetic confirmation but I believe that they have been chronically overtrimmed, making them more susceptible to health complications. 29 Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 58 of 60 Curriculum Vitae Scott Blais April 7, 2015 Qualifications Work History 8/2013-Present 11/2011-8/2013 Over twenty-five years of experience with all aspects of captive elephant care and management, nonprofit governance and leadership, and elephant welfare and advocacy with the mission of improving the lives of elephants around the globe. GLOBAL SANCTUARY FOR ELEPHANTS, President and CEO: Brentwood, Tennessee Co-founder of Global Sanctuary for Elephants, a nonprofit corporation dedicated to improving the plight of captive elephants through the international outreach, consultations for progressive captive elephant care and the development of spacious natural habitat elephant sanctuaries internationally. Responsibilities include management of all ongoing operations such as: public relations and education, donor development and relations, international relations with animal welfare groups, concerned citizens and governmental authorities, international consultation for progressive elephant care including: captive elephant health and behavioral assessments, transport, facility design, construction and operation and hands on assistance with the development and management of natural habitat sanctuaries. INTERNATIONAL CONSULTANT FOR THE PROGRESSIVE CARE OF CAPTIVE ELEPHANTS: Oriental, North Carolina Advise animal welfare organizations on the advanced care of captive elephants including: the transport of abused or neglected elephants to sanctuaries; beginning and advanced level training of staff for proper elephant care through comprehensive understanding of elephant health and psychology; providing expert testimony for elephant protection legislation and providing assessments of elephant physical and psychological health, coordinating and assisting with relocation and transport of captive elephant. Clients included the following: • HSUS & MSPCA - Boston, Massachusetts Expert Testimony before State Legislature- supporting house and senate bills to protect captive elephants • HSUS & PETA – Providence, Rhode Island Expert Testimony before State Legislature- supporting house and senate bills to protect captive elephants. Discussing fundamental elements of captive elephant welfare with key House and Senate representatives. • Ecopolis/Parque Safari Rancagua: Rancagua, Chile Transport, Training and Healthcare Management 12/2011- Present Transported a government confiscated Asian elephant (Ramba) from the circus to a temporary facility at a Safari Park in Rancagua Chile, where she was to receive full medical assessment. Responsibilities included: coordinating the humane transport, training new elephant care staff, initiating positive reinforcement training, establishing general care and safety protocol operational guidelines, and providing full assessment to the court authorities. Provide ongoing consultation for Ramba’s ongoing health and maintenance, working with care staff to obtain pivotal tests, provide necessary foot care, conduct behavioral assessments and to prepare her for eventual transportation to a sanctuary. Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 59 of 60 Scott Blais Page 2 • Performing Animal Welfare Society (PAWS); San Andreas, California Elephant Transportation to Sanctuary 10/2013 Assisted Active Environments with the relocation of three elephants from Toronto, Ontario Canada to San Andreas, California. Serving as one of three elephant care and transport experts, responsibilities included: preparation, loading and unloading, monitoring physical and psychological comfort of the elephants, care and feeding during transport and coordinating responsibilities throughout the entire team. 01/1995-10/2011 THE ELEPHANT SANCTUARY OF TENNESSEE, Co-Founder & Director of Operations: Hohenwald, Tennessee Implemented the development of a 2700 acre natural habitat elephant refuge from the ground up, creating a new standard of excellence and helping to shape the model for progressive elephant care. While serving as an active board member, I participated in strategic planning, land and elephant acquisitions, facility design and construction, and development/management of the annual $4 million operating budget. As the Director of Operations, I was responsible for the hiring, training and management of 20 staff members, development and implementation of safety and operational protocols, and the oversight and daily coordination of all aspects of elephant care and husbandry of the 24 resident elephants. Elephant care duties included coordinating veterinary care, caregiver training, transport and rescue, emergency response and critical care and correspondence with state and federal regulatory agencies. I was also responsible for all aspects of facility design and development, including permitting, contractor negotiations and oversight, managing the development of multi-million dollar state-of-the-art elephant barns and more than 20 miles of fencing. Significant hands-on work included welding, heavy equipment operations, fiber optic network installations, electrical and general construction. Additional responsibilities included acting as a PR spokesperson; development of elephant educational materials including newsletters, school programs, distance learning video conferencing; and serving as an expert consultant for animal welfare groups and advocacy efforts, media referrals and legislative efforts. 5/1993-12/1994 TARRA PRODUCTIONS, Elephant Handler & Trainer: Ontario Canada/ Nashville, Tennessee USA Provided daily elephant care, including prenatal observations and health assessments; participated with public entertainment and educational programs. 4/1989-5/1993 AFRICAN LION SAFARI, Elephant Handler & Trainer: Rockton, Ontario Canada Responsible for all levels of elephant training and husbandry, utilizing free and protected contact practices to manage male and female Asian elephants. Participated in public demonstrations and actively engaged with the park guests. Worked closely with veterinarians and researchers from the University of Guelph, collecting biological samples and recording behavioral observations. Played an active role in their comprehensive breeding program for Asian elephants. Case 5:15-cv-01054 Document 1-1 Filed 12/01/15 Page 60 of 60 Scott Blais Page 3 Additional Work History 5/2012-2/2014 INNERBANKS SAILS AND CANVAS, Sail Makers Assistant: Oriental, North Carolina Performing all duties associated with the repair and fabrication of sails, including installations, customer relations and professional services. Education York University Physical Education/Physical Therapy Toronto, Ontario Canada Galt Collegiate Institute Cambridge, Ontario Canada Graduated 1992 Publications Scott Blais, Guest View: Elephant Sanctuary is Better Option, South Coastal Today (April 2014) Case 5:15-cv-01054 Document 1-2 Filed 12/01/15 Page 1 of 1 CIVIL COVER SHEET (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.) I. (a) PLAINTIFFS DEFENDANTS Ö¿³»- Ù®¿¸¿³ô Û´·¦¿¾»¬¸ ɧ³»®ô Ò±¿¸ Õ¸±-¸¾·² Í¿² ß²¬±²·± Ʊ±´±¹·½¿´ ͱ½·»¬§ Þ»¨¿® (b) Þ»¨¿® (EXCEPT IN U.S. PLAINTIFF CASES) (c) (IN U.S. PLAINTIFF CASES ONLY) (If Known) (Firm Name, Address, and Telephone Number) Ó¿¬¬¸»© Ò·½µ»´ô Þ´¿µ» Þ®±©²-¸¿¼»´ô Í°»²½»® Ø¿³·´¬±²ô Ó¿®·²¿ ͬ»º¿²±ª¿æ Ü»²¬±²- ËÍ ÔÔÐô îððð Ó½Õ·²²»§ ߪ»òô Í«·¬» ïçððô Ü¿´´¿Ì»¨¿- éëîðïô îïìóîëçóðçðð II. BASIS OF JURISDICTION (Place an “X” in One Box Only) Ü¿ª·¼ Ðò ͳ·¬¸ô Ó¿¬¬¸»© Þ¿«³¹¿®¬²»®ô Ü¿ª·¼ ßò Õ·²¹æ Ù®¿ª»-ô ܱ«¹¸»®¬§ô Ø»¿®±² ú Ó±±¼§ô ÐòÑò Þ±¨ çèô ß«-¬·²ô Ì»¨¿- éèéêé III. CITIZENSHIP OF PRINCIPAL PARTIES (Place an “X” in One Box for Plaintiff (For Diversity Cases Only) PTF and One Box for Defendant) PTF DEF DEF (U.S. Government Not a Party) or and (Indicate Citizenship of Parties in Item III) IV. NATURE OF SUIT (Place an “X” in One Box Only) CONTRACT TORTS PERSONAL INJURY FORFEITURE/PENALTY BANKRUPTCY PERSONAL INJURY PROPERTY RIGHTS LABOR SOCIAL SECURITY PERSONAL PROPERTY REAL PROPERTY CIVIL RIGHTS PRISONER PETITIONS Habeas Corpus: FEDERAL TAX SUITS IMMIGRATION Other: V. ORIGIN (Place an “X” in One Box Only) (specify) (Do not cite jurisdictional statutes unless diversity) VI. CAUSE OF ACTION Û²¼¿²¹»®»¼ Í°»½·»- ß½¬ô ïê ËòÍòÝò yy ïëíïóïëìì Ü»½´¿®¿¬±®§ ¿²¼ ·²¶«²½¬·ª» ®»´·»º -±«¹¸¬ º±® ¬¿µ·²¹ ¿²¼ ¸¿®³·²¹ ±º »²¼¿²¹»®»¼ -°»½·»- VII. REQUESTED IN COMPLAINT: VIII. RELATED CASE(S) IF ANY ïîñðïñîðïë FOR OFFICE USE ONLY CLASS ACTION DEMAND $ JURY DEMAND: (See instructions): ñ-ñ Ó¿¬¬¸»© Ò·½µ»´ OTHER STATUTES