Small Cap Equity SA24

Investment option profile disclosures
1
Morningstar Category
Small Growth
Investment Strategy
The investment seeks to provide maximum long-term total
return.
The portfolio's investment objective is to exceed the
total return of the Russell 2000 Growth Index and provide
superior return relative to a universe of similar managers.
The portfolio purchases stocks of small companies having
the potential to grow rapidly and produce superior returns.
Small cap companies generally are those between $200
million and $2 billion in market capitalization. The portfolio
manager looks for stocks of companies that it expects to
benefit from trends within the economy, the political arena
and society at large.
Volatility Analysis
Risk: Above Average
4
Portfolio Analysis
Composition as
as of
ofMM-DD-YY
03-31-11
5
Top 5 Holdings as of MM-DD-YY
03-31-11
In the past, this investment has shown a wide range of price
fluctuations relative to other investments. This investment
may experience significant price increases in favorable
markets or undergo large price declines in adverse markets.
Some of this risk may be offset by owning other investments
that follow different investment strategies.
6
% Mkt Cap
Giant
0.00
..........................................................
Large
Medium
Small
3.41
65.73
22.69
..........................................................
Micro
8.17
Morningstar Super Sectors as of MM-DD-YY
03-31-11
% Fund
Cyclical
23.71
Sensitive
53.16
Defensive
23.13
7
Risk Measures as of MM-DD-YY
03-31-11
29
0
.
70.17
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Port Avg Rel S&P 500
27.90
1.17
11.66
Rel Cat
1.27
.
.
1.05
1.04
1.74
Operations
Fund Inception Date
Portfolio Manager
The Morningstar Category is a system of grouping funds based
on their actual investment styles as measured by their underlying
portfolio holdings (portfolio statistics and compositions over the
past three years).
The investment strategy describes the goal of the investment option,
as well as how it directs investments to achieve this goal.
Gives investors a sense of “best” and “worst” case scenarios based
upon an investment’s actual performance history. An overall risk
assessment and its category average are clearly illustrated, while
explanatory text explains an investment’s price fluctuations relative
to the market and other investments.
Breakdown of the fund’s portfolio holdings into general investment
classes: Stocks, Bonds, Cash, and Other. It also includes the percentage of foreign stocks in the portfolio.
5 Top 5 Holdings
Morningstar Style Box™ as
as of
of MM-DD-YY
03-31-11
8
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
4 Portfolio Composition
6.60
5.18
4.31
4.24
4.17
...........................................................................................................
3 Volatility Analysis
% Assets
Weight Watchers International, Inc.
Polycom, Inc.
VeriFone Systems, Inc.
SBA Communications Corporation
J2 Global Communications, Inc.
2 Investment Strategy
86.4
6.4
0.0
7.2
0.0
Value Blend Growth
1 Morningstar Category
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Small
3
Release Date
MM-DD-YYYY
03-31-2011
....................................................................................................................................................................................................................................................................................................................................................
Large Mid
2
Sample
Equity
Fund
Profile SA00
Small Cap
Equity
SA24
The fund’s top portfolio holdings, listed as a percentage of total
fund assets.
6 Morningstar Style Box
TM
The Morningstar Style Box reveals a fund’s investment strategy as of
the date noted on this report.
For equity funds the vertical axis shows the market capitalization of
the long stocks owned and the horizontal axis shows investment style
(value, blend, or growth).
12-01-86
Jane
Sample
Gerald
S. Frey
Management Company
Web Site
Delaware
Lincoln
Sample
Equity
LLC Investment
Advisors
www.sampleequityllc.com
.
For fixed-income funds, the vertical axis shows the credit quality of
the long bonds owned and the horizontal axis shows interest rate
sensitivity as measured by a bond’s effective duration.
For corporate and municipal bonds, Morningstar surveys credit rating
information from fund companies on a periodic basis (e.g., quarterly).
In compiling credit rating information, Morningstar instructs fund
companies to only use ratings that have been assigned by a Nationally
Recognized Statistical Rating Organization (NRSRO). If two NRSROs
have rated a security, fund companies are to report the lowest rating to Morningstar. If a rating is unavailable or unpublished, then
the security or issuer is categorized as Not Rated/Not Available. US
Government Securities issued by the US Treasury or US Government
Agencies are included in the US Government category. PLEASE NOTE:
Morningstar, Inc. is not itself an NRSRO nor does it issue a credit
rating on the fund. An NRSRO rating on a fixed-income security can
change from time-to-time.
7 Morningstar Sectors
The Morningstar Sectors divide the economy into three primary
sectors: the Information Economy, the Service Economy, and the
Manufacturing Economy, in addition to 12 industry groupings.
8 Risk Measures
Beta is a measure of a fund’s sensitivity to market movements. A
portfolio with a beta greater than 1 is more volatile than the market,
and a portfolio with a beta less than 1 is less volatile than the market.
Alpha measures the difference between a fund’s actual returns and its
expected performance, given its level of risk (as measured by beta).
Standard deviation is a statistical measure of the volatility of the
fund’s returns.
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American Funds EuroPacific Gr R3 RERCX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Foreign Large Blend
Above Average
QQQQ
Below Average
Out of 701 Foreign Large Blend funds. An investment's overall Morningstar Rating, based on its risk-adjusted
return, is a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
In the past, this investment has shown a wide range of price
fluctuations relative to other investments. This investment
may experience significant price increases in favorable
markets or undergo large price declines in adverse markets.
Some of this risk may be offset by owning other investments
that follow different investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 12-31-13
0.9
90.9
0.3
7.6
0.4
Small
Volatility Analysis
Risk: Above Average
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks long-term growth of capital.
The fund invests primarily in common stocks of issuers
in Europe and the Pacific Basin that the investment adviser
believes have the potential for growth. Growth stocks are
stocks that the investment adviser believes have the
potential for above-average capital appreciation. It normally
invests at least 80% of net assets in securities of issuers in
Europe and the Pacific Basin. The fund may invest a portion
of its assets in common stocks and other securities of
companies in countries with developing economies and/or
markets.
Portfolio Analysis
Composition as of 12-31-13
Giant
62.71
Large
Medium
Small
32.85
4.40
0.03
..........................................................
..........................................................
Micro
0.00
Value Blend Growth
Top 5 Holdings as of 12-31-13
% Assets
Novo Nordisk A/S
SOFTBANK Corp
Bayer AG
Samsung Electronics Co Ltd
Novartis AG
4.05
3.08
2.60
2.07
2.06
...........................................................................................................
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
279
2
27.00
124,991.29
Morningstar Super World Regions as of 12-31-13
% Fund
Americas
Greater Europe
Greater Asia
4.84
58.94
36.22
Risk Measures as of 03-31-14
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Port Avg Rel S&P 500
16.11
0.94
2.03
Rel Cat
1.29
.
.
0.96
0.97
1.17
Operations
Fund Inception Date
Portfolio Manager
Management Company
05-21-02
Stephen E. Bepler
Web Site
Capital Research and
Management Company
www.americanfunds.com
Columbia Small Cap Value Fund II Z NSVAX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Small Value
Above Average
QQQQ
Average
Out of 311 Small Value funds. An investment's overall Morningstar Rating, based on its risk-adjusted return, is a
weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
Risk: Above Average
In the past, this investment has shown a wide range of price
fluctuations relative to other investments. This investment
may experience significant price increases in favorable
markets or undergo large price declines in adverse markets.
Some of this risk may be offset by owning other investments
that follow different investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 02-28-14
93.4
1.9
0.0
4.6
0.1
Small
Volatility Analysis
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks long-term capital appreciation.
The fund invests at least 80% of its net assets
(including the amount of any borrowings for investment
purposes) in equity securities of companies that have market
capitalizations in the range of the companies in the Russell
2000 Value Index at the time of purchase that the fund's
investment manager believes are undervalued and have the
potential for long-term growth. It may invest up to 20% of its
total assets in foreign securities, including depositary
receipts. The fund normally invests in common stocks and
also may invest in real estate investment trusts.
Portfolio Analysis
Composition as of 02-28-14
Giant
0.00
..........................................................
Large
Medium
Small
0.00
14.99
59.43
Micro
25.57
..........................................................
Value Blend Growth
Top 5 Holdings as of 02-28-14
% Assets
Morningstar Super Sectors as of 02-28-14
% Fund
4.60
1.19
1.15
1.14
1.13
Cyclical
51.89
Sensitive
35.57
Defensive
12.55
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Columbia Short-Term Cash 12-31-14
Helen of Troy, Ltd.
AMERISAFE, Inc.
Constellium NV Class A
Kindred Healthcare, Inc.
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
125
0
42.00
1,859.60
Risk Measures as of 03-31-14
Port Avg Rel S&P 500
17.20
1.30
-4.74
1.38
.
.
Rel Cat
1.03
1.05
0.95
Operations
Fund Inception Date
Portfolio Manager
05-01-02
Christian K. Stadlinger
Management Company
Web Site
©2013 Morningstar, Inc., Morningstar Investment ProfilesTM 312-696-6000. All rights reserved. The information contained herin: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or
distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of information. Past performance is no
guarantee of future performance. Visit our investment website at www.morningstar.com
Columbia Management
Investment Advisers, LLC
www.columbiamanagement.com
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Delaware Diversified Income A DPDFX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Intermediate-Term Bond
Above Average
QQQQ
Above Average
Out of 942 Intermediate-Term Bond funds. An investment's overall Morningstar Rating, based on its risk-adjusted
return, is a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
-50
0
50
100
Total
Top 5 Holdings as of 02-28-14
100.0
% Assets
NYSE/Liffe 10 Year US Treasury Note Fu 06-26-14
5 Year US Treasury Note Future June14 06-30-14
Fannie Mae Single Family TBA 3% 2029-0 03-01-29
Fannie Mae Single Family TBA 2.5% 2029 03-01-29
US Treasury Note 1.5% 01-31-19
5.94
2.21
1.90
1.53
1.48
...........................................................................................................
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
4
1183
238.00
5,762.26
Avg Eff Duration
Avg Eff Maturity
Avg Wtd Coupon
Avg Wtd Price
Low
In the past, this investment has shown a relatively small
range of price fluctuations relative to other investments.
Based on this measure, currently more than two-thirds of all
investments have shown higher levels of risk. Consequently,
this investment may appeal to investors looking for a
conservative investment strategy.
.............................................................................................
-100
Morningstar Fixed Income Style Box ™ as of 12-31-13
-0.8
-0.0
95.3
-7.2
12.8
Med
Volatility Analysis
Risk: Below Average
%Net
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
High
The investment seeks maximum long-term total return,
consistent with reasonable risk.
The fund invests in the following four sectors of the
fixed-income securities markets: the U.S. investment grade
sector, the U.S. high-yield sector, the international developed
markets sector and the emerging markets sector. It normally
invests at least 80% of its net assets, plus the amount of any
borrowings for investment purposes, in fixed income
securities. The fund's investments in emerging markets will,
in the aggregate, be limited to no more than 25% of the
fund's total assets.
Portfolio Analysis
Composition as of 02-28-14
Ltd
Mod
3.69
7.38
5.32
.
Ext
Credit Analysis: % Bonds as of 12-31-13
AAA
AA
A
BBB
23
2
10
33
Risk Measures as of 03-31-14
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
BB
B
Below B
Not Rated
15
14
4
0
Port Avg
Rel LB Aggr
Rel Cat
3.62
1.05
0.38
1.27
.
.
1.19
1.15
0.68
Operations
Fund Inception Date
Portfolio Manager
Management Company
Web Site
12-29-97
Paul Grillo
Delaware Management Company
www.delawareinvestments.com
Dreyfus S&P 500 Index PEOPX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Large Blend
Average
QQQ
Below Average
Out of 1361 Large Blend funds. An investment's overall Morningstar Rating, based on its risk-adjusted return, is
a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
Risk: Average
In the past, this investment has shown a relatively moderate
range of price fluctuations relative to other investments. This
investment may experience larger or smaller price declines
or price increases depending on market conditions. Some of
this risk may be offset by owning other investments with
different portfolio makeups or investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 02-28-14
97.3
1.6
0.0
1.0
0.0
Small
Volatility Analysis
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks to match the performance of the
Standard & Poor's® 500 Composite Stock Price Index.
To pursue its goal, the fund generally is fully invested
in stocks included in the S&P 500® Index and in futures
whose performance is tied to the index. It generally invests
in all 500 stocks in the S&P 500® Index in proportion to their
weighting in the index. The S&P 500® Index is an
unmanaged index of 500 common stocks chosen to reflect
the industries of the U.S. economy and is often considered a
proxy for the stock market in general. The fund is
non-diversified.
Portfolio Analysis
Composition as of 02-28-14
Giant
51.32
Large
Medium
Small
37.17
11.49
0.02
..........................................................
..........................................................
Micro
0.00
Value Blend Growth
Morningstar Super Sectors as of 02-28-14
% Fund
Top 5 Holdings as of 02-28-14
% Assets
Apple Inc
Exxon Mobil Corporation
Google Inc Class A
Microsoft Corporation
Johnson & Johnson
2.81
2.50
2.02
1.73
1.54
Cyclical
31.12
Sensitive
42.39
Defensive
26.50
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
500
0
2.92
2,850.63
Risk Measures as of 03-31-14
Port Avg Rel S&P 500
12.46
1.00
-0.46
1.00
.
.
Operations
Fund Inception Date
Portfolio Manager
01-02-90
Thomas J. Durante
Management Company
Web Site
©2013 Morningstar, Inc., Morningstar Investment ProfilesTM 312-696-6000. All rights reserved. The information contained herin: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or
distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of information. Past performance is no
guarantee of future performance. Visit our investment website at www.morningstar.com
Dreyfus Corp.
www.dreyfus.com
Rel Cat
0.94
0.96
0.24
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Invesco Charter A CHTRX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Large Blend
Average
QQQ
Low
Out of 1361 Large Blend funds. An investment's overall Morningstar Rating, based on its risk-adjusted return, is
a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
In the past, this investment has shown a relatively moderate
range of price fluctuations relative to other investments. This
investment may experience larger or smaller price declines
or price increases depending on market conditions. Some of
this risk may be offset by owning other investments with
different portfolio makeups or investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 12-31-13
69.6
14.2
0.0
16.2
0.0
Small
Volatility Analysis
Risk: Average
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks long-term growth of capital.
The fund invests primarily in equity securities. The
principal type of equity securities in which the fund invests is
common stock. The fund may invest in the securities of
issuers of all capitalization sizes; however, a substantial
number of the issuers in which the fund invests are
large-capitalization issuers. It may invest up to 25% of its net
assets in foreign securities, which includes foreign debt and
foreign equity securities.
Portfolio Analysis
Composition as of 12-31-13
Giant
39.22
Large
Medium
Small
52.81
7.97
0.00
..........................................................
..........................................................
Micro
0.00
Value Blend Growth
Top 5 Holdings as of 12-31-13
% Assets
Morningstar Super Sectors as of 12-31-13
% Fund
8.10
8.10
2.57
2.10
2.09
Cyclical
30.50
Sensitive
41.30
Defensive
28.19
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Invesco Short Term Inv Liq Assets Instl
Invesco Treasurer's Ser Tr Prem Instl
American Express Co
General Electric Co
Berkshire Hathaway Inc Class A
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
72
0
35.00
6,232.01
Risk Measures as of 03-31-14
Port Avg Rel S&P 500
11.52
0.90
-0.96
0.92
.
.
Rel Cat
0.86
0.87
0.50
Operations
Fund Inception Date
Portfolio Manager
Management Company
Web Site
11-26-68
Ronald S. Sloan
Invesco Advisers, Inc.
www.invesco.com/us
Invesco Real Estate A IARAX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Real Estate
Below Average
QQQ
Below Average
Out of 225 Real Estate funds. An investment's overall Morningstar Rating, based on its risk-adjusted return, is a
weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
In the past, this investment has shown a wide range of price
fluctuations relative to other investments. This investment
may experience significant price increases in favorable
markets or undergo large price declines in adverse markets.
Some of this risk may be offset by owning other investments
that follow different investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 12-31-13
97.7
0.0
0.0
1.4
0.9
Small
Volatility Analysis
Risk: Above Average
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks total return through growth of capital
and current income.
The fund invests, under normal circumstances, at least
80% of its net assets (plus any borrowings for investment
purposes) in securities of real estate and real estate-related
issuers, and in derivatives and other instruments that have
economic characteristics similar to such securities. It may
also invest in debt securities, including corporate debt
obligations and commercial mortgage-backed securities. The
fund may invest up to 10% of its net assets in
non-investment grade debt securities (commonly known as
"junk bonds") of real estate and real estate-related issuers.
Portfolio Analysis
Composition as of 12-31-13
Giant
0.00
..........................................................
Large
Medium
Small
39.86
43.36
15.50
..........................................................
Micro
1.28
Value Blend Growth
Morningstar Super Sectors as of 12-31-13
% Fund
9.91
6.21
5.55
5.53
5.08
Cyclical
98.92
Sensitive
0.00
Defensive
1.09
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Top 5 Holdings as of 12-31-13
% Assets
Simon Property Group Inc
American Tower Corp
Prologis Inc
AvalonBay Communities Inc
Weyerhaeuser Co
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
38
0
60.00
2,117.10
Risk Measures as of 03-31-14
Port Avg Rel S&P 500
15.89
0.82
2.65
1.27
.
.
Operations
Fund Inception Date
Portfolio Manager
12-31-96
Joe Rodriguez, Jr.
Management Company
Web Site
©2013 Morningstar, Inc., Morningstar Investment ProfilesTM 312-696-6000. All rights reserved. The information contained herin: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or
distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of information. Past performance is no
guarantee of future performance. Visit our investment website at www.morningstar.com
Invesco Advisers, Inc.
www.invesco.com/us
Rel Cat
0.98
1.00
0.91
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JPMorgan Equity Income A OIEIX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Large Value
Above Average
QQQQ
Low
Out of 1068 Large Value funds. An investment's overall Morningstar Rating, based on its risk-adjusted return, is
a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
Risk: Average
In the past, this investment has shown a relatively moderate
range of price fluctuations relative to other investments. This
investment may experience larger or smaller price declines
or price increases depending on market conditions. Some of
this risk may be offset by owning other investments with
different portfolio makeups or investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 02-28-14
98.1
0.0
0.0
1.9
0.0
Giant
41.57
Large
Medium
Small
43.56
14.27
0.60
..........................................................
Small
Volatility Analysis
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks current income through regular
payment of dividends with the secondary goal of achieving
capital appreciation by investing primarily in equity
securities.
The fund normally invests at least 80% of assets in the
equity securities of corporations that regularly pay dividends,
including common stocks and debt securities and preferred
stock convertible to common stock. It invests primarily in
common stock and real estate investment trusts (REITs). The
fund will primarily use futures contracts to more effectively
gain targeted equity exposure from its cash positions.
Portfolio Analysis
Composition as of 02-28-14
..........................................................
Micro
0.00
Value Blend Growth
Morningstar Super Sectors as of 02-28-14
% Fund
Top 5 Holdings as of 02-28-14
% Assets
Wells Fargo & Co
Johnson & Johnson
Pfizer Inc
ConocoPhillips
Exxon Mobil Corporation
4.22
3.65
2.83
2.29
2.24
Cyclical
37.65
Sensitive
34.79
Defensive
27.57
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
Port Avg Rel S&P 500
Risk Measures as of 03-31-14
92
0
34.00
6,760.09
11.22
0.88
2.38
Rel Cat
0.90
.
.
Operations
Fund Inception Date
Portfolio Manager
Management Company
02-18-92
Clare Hart
Web Site
Lincoln Stable Value -E32
J.P. Morgan Investment
Management Inc.
www.jpmorganfunds.com
Release Date
03-31-14
....................................................................................................................................................................................................................................................................................................................................................
Morningstar Category
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Stable Value
Investment Objective & Strategy
.
Portfolio Analysis
% Assets
Composition as of 03-31-14
Morningstar Style Box™ as of 03-31-14
0.0
0.0
0.0
100.0
Med
Low
Synthetic GICs
Traditional GICs
Cash
Other
High
The primary investment objective is to maximize after- tax
GAAP investment income net of cost of capital consistent
with the long-term preservation of capital. Strong
consideration is given to credit quality, required surplus,
liquidity, interest rate risk, taxes, and competitive crediting
rates. The overall investment strategy is executed within the
context of prudent asset/liability management (ALM) and the
constraints of the applicable law and regulation.
Overall, the portfolio is managed to achieve an average
quality of A to A-. We see to it that the portfolio has
adequate diversification by limiting the amount of
investments in any asset class, sector, industry or issuer in
the market. We also ensure that the portfolio has adequate
liquidity in order to fulfill any unanticipated cash needs. Risk
is further limited by restrictions on below investment grade
securities and equity investments.
.
.
Ltd
What do Stable Value Funds invest in?
Stable value funds tend to invest in high-quality bonds with
short- to intermediate-term maturities. They also purchase
insurance contracts which aim to provide price stability on a
day-to-day basis. This guaranteed account is a group annuity
contract with a guarantee of principal and interest provided
by Lincoln.
Mod
Ext
Operations
Fund Inception Date
Total Fund Assets ($mil)
Portfolio Manager
Management Company
Web Site
Issuer
Volatility Analysis
Notes
Risk: Below Average
For any investment option in the plan, including an
option that is part of a model, you may obtain a
prospectus or similar document by requesting one
from your employer, visiting your plan’s web site, or
calling a Lincoln Financial representative at 800
234-3500.
©2013 Morningstar, Inc., Morningstar Investment ProfilesTM 312-696-6000. All rights reserved. The information contained herin: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or
distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of information. Past performance is no
guarantee of future performance. Visit our investment website at www.morningstar.com
05-01-83
78,600.00
Management Team
Macquarie Group
.
Lincoln Financial Group
0.86
0.86
-1.53
K_`j`e]fidXk`fedljkY\XZZfdgXe`\[Ypg\i]fidXeZ\Xe[k_\Xggifgi`Xk\[`jZcfjli\j%K_`j`e]fidXk`fe`jefk
`ek\e[\[Xj`em\jkd\ekX[m`Z\fii\Zfdd\e[Xk`fej]fiXep`e[`m`[lXc%
MFS® Massachusetts Investors Gr Stk R2 MIRGX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Large Growth
Average
QQQQ
Below Average
Out of 1491 Large Growth funds. An investment's overall Morningstar Rating, based on its risk-adjusted return, is
a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
Risk: Average
In the past, this investment has shown a relatively moderate
range of price fluctuations relative to other investments. This
investment may experience larger or smaller price declines
or price increases depending on market conditions. Some of
this risk may be offset by owning other investments with
different portfolio makeups or investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 02-28-14
87.8
11.6
0.0
0.6
0.0
Small
Volatility Analysis
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks capital appreciation.
The fund normally invests at least 80% of the fund's
net assets in stocks. Stocks include common stocks,
preferred stocks, securities convertible into stocks, and
depositary receipts for such securities. It focuses on
investing the fund's assets in the stocks of companies it
believes to have above average earnings growth potential
compared to other companies (growth companies).
Portfolio Analysis
Composition as of 02-28-14
Giant
40.87
Large
Medium
Small
46.60
12.52
0.00
..........................................................
..........................................................
Micro
0.00
Value Blend Growth
Top 5 Holdings as of 02-28-14
% Assets
Morningstar Super Sectors as of 02-28-14
% Fund
4.82
4.02
3.48
3.28
3.12
Cyclical
29.04
Sensitive
42.07
Defensive
28.89
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Google Inc Class A
Accenture PLC Class A
Visa, Inc. Class A
Danaher Corporation
Colgate-Palmolive Company
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
63
0
25.00
6,262.17
Risk Measures as of 03-31-14
Port Avg Rel S&P 500
12.88
0.99
-0.25
Rel Cat
1.03
.
.
0.90
0.92
0.10
Operations
Fund Inception Date
Portfolio Manager
Management Company
10-31-03
Jeffrey C. Constantino
Web Site
Massachusetts Financial
Services Co
http://www.mfs.com
Prudential Jennison Mid Cap Growth A PEEAX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Mid-Cap Growth
Average
QQQ
Below Average
Out of 641 Mid-Cap Growth funds. An investment's overall Morningstar Rating, based on its risk-adjusted return,
is a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
In the past, this investment has shown a relatively moderate
range of price fluctuations relative to other investments. This
investment may experience larger or smaller price declines
or price increases depending on market conditions. Some of
this risk may be offset by owning other investments with
different portfolio makeups or investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 02-28-14
89.4
8.0
0.0
2.7
0.0
Small
Volatility Analysis
Risk: Average
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks long-term capital appreciation.
The fund normally invests at least 80% of its investable
assets in equity and equity-related securities of
medium-sized companies with the potential for
above-average growth. In deciding which equities to buy, it
uses what is known as a growth investment style. The fund's
investable assets will be less than its total assets to the
extent that it has borrowed money for non-investment
purposes, such as to meet anticipated redemptions.
Portfolio Analysis
Composition as of 02-28-14
Giant
0.20
..........................................................
Large
Medium
Small
31.71
67.15
0.94
..........................................................
Micro
0.00
Value Blend Growth
Top 5 Holdings as of 02-28-14
% Assets
Morningstar Super Sectors as of 02-28-14
% Fund
2.67
2.56
1.99
1.98
1.87
Cyclical
24.76
Sensitive
50.79
Defensive
24.44
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Prudential Core Invt 12-31-49
SBA Communications Corp
Henry Schein, Inc.
Adobe Systems Inc
Ametek, Inc.
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
97
0
39.00
10,032.93
Risk Measures as of 03-31-14
Port Avg Rel S&P 500
13.48
1.03
-2.35
1.08
.
.
Operations
Fund Inception Date
Portfolio Manager
12-31-96
John P. Mullman
Management Company
Web Site
©2013 Morningstar, Inc., Morningstar Investment ProfilesTM 312-696-6000. All rights reserved. The information contained herin: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or
distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of information. Past performance is no
guarantee of future performance. Visit our investment website at www.morningstar.com
Prudential Investments LLC
www.prudentialfunds.com
Rel Cat
0.86
0.89
0.52
K_`j`e]fidXk`fedljkY\XZZfdgXe`\[Ypg\i]fidXeZ\Xe[k_\Xggifgi`Xk\[`jZcfjli\j%K_`j`e]fidXk`fe`jefk
`ek\e[\[Xj`em\jkd\ekX[m`Z\fii\Zfdd\e[Xk`fej]fiXep`e[`m`[lXc%
Victory Established Value A VETAX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Mid-Cap Value
Average
QQQ
Below Average
Out of 365 Mid-Cap Value funds. An investment's overall Morningstar Rating, based on its risk-adjusted return,
is a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
In the past, this investment has shown a relatively moderate
range of price fluctuations relative to other investments. This
investment may experience larger or smaller price declines
or price increases depending on market conditions. Some of
this risk may be offset by owning other investments with
different portfolio makeups or investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 12-31-13
91.6
5.8
0.0
2.6
0.0
Small
Volatility Analysis
Risk: Average
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks long-term capital growth by investing
primarily in common stocks.
The fund pursues its investment objective by investing,
under normal circumstances, at least 80% of its net assets in
equity securities of companies with market capitalizations, at
the time of purchase, within the range of companies
comprising the Russell MidCap® Value Index. The fund may
invest a portion of its assets in equity securities of foreign
companies traded on U.S. exchanges, including American
and Global Depositary Receipts (ADRs and GDRs).
Portfolio Analysis
Composition as of 12-31-13
Giant
0.00
..........................................................
Large
Medium
Small
27.33
69.39
3.29
..........................................................
Micro
0.00
Value Blend Growth
Top 5 Holdings as of 12-31-13
% Assets
Morningstar Super Sectors as of 12-31-13
% Fund
2.55
2.18
2.00
1.92
1.89
Cyclical
45.31
Sensitive
42.77
Defensive
11.92
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Federated Treasury Obligs Instl
Johnson Controls Inc
Jones Lang LaSalle, Inc.
Patterson Companies, Inc.
TE Connectivity Ltd
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
72
0
46.00
2,097.44
Risk Measures as of 03-31-14
Port Avg Rel S&P 500
14.22
1.09
-3.00
1.14
.
.
Rel Cat
0.94
0.95
1.02
Operations
Fund Inception Date
Portfolio Manager
Management Company
Web Site
05-05-00
Gary H. Miller
Victory Capital Management Inc.
www.VictoryFunds.com
Wells Fargo Advantage Emerging Gr Adm WFGDX
Release Date
03-31-2014
....................................................................................................................................................................................................................................................................................................................................................
Overall Morningstar Rating™
Morningstar Return
Morningstar Risk
Morningstar Category
Small Growth
Above Average
QQQQ
Average
Out of 633 Small Growth funds. An investment's overall Morningstar Rating, based on its risk-adjusted return, is
a weighted average of its applicable 3-, 5-, and 10-year Ratings. See disclosure for details.
Investment Objective & Strategy
From investment's prospectus
In the past, this investment has shown a wide range of price
fluctuations relative to other investments. This investment
may experience significant price increases in favorable
markets or undergo large price declines in adverse markets.
Some of this risk may be offset by owning other investments
that follow different investment strategies.
% Mkt Cap
Morningstar Style Box™ as of 02-28-14
92.7
5.9
0.0
1.4
0.0
Small
Volatility Analysis
Risk: Above Average
% Assets
U.S. Stocks
Non-U.S. Stocks
Bonds
Cash
Other
Large Mid
The investment seeks long-term capital appreciation.
The fund invests at least 80% of its total assets in
equity securities of small-capitalization companies, which
the managers define as securities of companies with market
capitalization within the range of the Russell 2000® Index;
and up to 25% of its total assets in equity securities of
foreign issuers through ADRs and similar investments. It is a
gateway fund that invests substantially all of its assets in
the Emerging Growth Portfolio.
Portfolio Analysis
Composition as of 02-28-14
Giant
0.00
..........................................................
Large
Medium
Small
0.00
21.56
62.77
Micro
15.67
..........................................................
Value Blend Growth
Top 5 Holdings as of 02-28-14
% Assets
Morningstar Super Sectors as of 02-28-14
% Fund
2.76
2.71
2.60
2.49
2.46
Cyclical
16.68
Sensitive
57.33
Defensive
25.99
...........................................................................................................
3 Yr Std Dev
3 Yr Beta
3 Yr Alpha
Medidata Solutions, Inc.
MarketAxess Holdings, Inc.
SPS Commerce, Inc.
DexCom, Inc.
Financial Engines, Inc.
Total Number of Stock Holdings
Total Number of Bond Holdings
Annual Turnover Ratio %
Total Fund Assets ($mil)
93
0
65.00
1,124.74
Risk Measures as of 03-31-14
Port Avg Rel S&P 500
17.74
1.20
-3.56
1.42
.
.
Rel Cat
1.03
0.95
0.73
Operations
Fund Inception Date
Portfolio Manager
01-31-07
Thomas C. Ognar
Management Company
Web Site
©2013 Morningstar, Inc., Morningstar Investment ProfilesTM 312-696-6000. All rights reserved. The information contained herin: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or
distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of information. Past performance is no
guarantee of future performance. Visit our investment website at www.morningstar.com
Wells Fargo Funds Management
LLC
www.wellsfargo.com/advantagefunds