Daily Fixed Income Offering Selection

Daily Fixed Income Offering
Selection
December 19, 2014
The Daily Fixed Income Offering Selection provides you with a sample of fixed income offerings currently available through TD
Ameritrade Institutional. For more information on these securities, or any fixed income product offerings available through TD
Ameritrade Institutional, please contact a Specialist on the Institutional
Fixed Income Desk at 800-355-2297 or visit Veo® at Trading>Fixed Income>Offerings.
New Issue CDs
CDs
FDIC Insured up to applicable account lim it, Survivor Option (Eligibility and/or allow able put back quantities w ill vary by account type)
Brokered CD's are subject to interest rate-driven secondary market fluctuations, meaning, the resale prices of it
Qty
Market
Description
Coupon
Min/Incr/MBR
Execution
Pay Freq.
CUSIP
Maturity
969
Primary
1//
AMERICAN EXPRESS BANK FSB (UT)
02587CDB3
Non-callable, 2 month
0.2
Close Date
Trade Date
12/26/2014
2/26/2015
12/23/2014
0.35
12/24/2014
Maturity
1208
Primary
1//
SANTANDER BANK (DE)
80280JCP4
Non-callable, 3 month
3/24/2015
12/23/2014
0.45
12/29/2014
Maturity
4114
Primary
1//
EVERBANK (FL)
4/2/2015
12/26/2014
SANTANDER BANK (DE)
29976DUL2
0.45
12/24/2014
80280JCQ2
Non-callable, 3 month
6/24/2015
12/23/2014
0.4
12/24/2014
Maturity
2000
Primary
1//
Non-callable, 6 month
Maturity
567
Primary
1//
PEOPLES UNITED BANK (CT)
Temp
Non-callable, 6 month
6/24/2015
12/23/2014
0.5
12/24/2014
Maturity
2000
Primary
1//
SANTANDER BANK (DE)
9/24/2015
12/23/2014
PACIFIC WESTERN BANK (CA)
80280JCR0
0.45
12/30/2014
69506YBS7
Non-callable, 9 month
9/30/2015
12/29/2014
0.45
12/24/2014
Maturity
960
Primary
1//
Non-callable, 9 month
Monthly
747
Primary
1//
GOLDMAN SACHS BANK USA (NY)
38148JFB2
Non-callable, 1 year
12/24/2015
12/23/2014
0.5
12/30/2014
Maturity
1679
Primary
1//
SAFRA NATIONAL BANK (NY)
78658QJZ7
Non-callable, 1 year
12/30/2015
12/29/2014
0.65
12/24/2014
Maturity
719
Primary
1//
GOLDMAN SACHS BANK USA (NY)
38148JFC0
Non-callable, 18 month
6/24/2016
12/23/2014
0.65
12/31/2014
Semi-Annual
1000
Primary
1//
ALLY BANK (UT)
02006LMX8
Non-callable, 18 month
6/30/2016
12/30/2014
1.05
12/24/2014
Semi-Annual
8
Primary
1//
GOLDMAN SACHS BANK USA (NY)
38148JFD8
Non-callable, 2 year
12/27/2016
12/23/2014
1.05
12/31/2014
Semi-Annual
920
Primary
1//
ALLY BANK (UT)
02006LMY6
Non-callable, 2 year
1/3/2017
12/30/2014
1.15
12/31/2014
Semi-Annual
994
Primary
1//
ALLY BANK (UT)
6/30/2017
12/30/2014
SYNOVUS BANK (GA)
02006LMZ3
1.1
12/30/2014
87164DGF1
Non-callable, 30 month
6/30/2017
12/29/2014
1.5
12/24/2014
Semi-Annual
168
Primary
1//
Non-callable, 30 month
Semi-Annual
460
Primary
1//
GOLDMAN SACHS BANK USA (NY)
38148JFF3
Non-callable, 3 year
12/26/2017
12/23/2014
1.5
12/31/2014
Semi-Annual
686
Primary
1//
ALLY BANK (UT)
02006LNA7
Non-callable, 3 year
1/2/2018
12/30/2014
1.9
12/24/2014
Semi-Annual
881
Primary
1//
GOLDMAN SACHS BANK USA (NY)
12/24/2018
12/23/2014
GOLDMAN SACHS BANK USA (NY)
38148JFG1
2.2
12/24/2014
38148JFH9
Non-callable, 4 year
12/24/2019
12/23/2014
2.2
12/24/2014
Semi-Annual
263
Primary
1//
Non-callable, 5 year
Semi-Annual
308
Primary
1//
CIT BANK (UT)
Temp
Non-callable, 5 year
12/24/2019
12/23/2014
2.3
12/24/2014
Semi-Annual
846
Primary
1//
GOLDMAN SACHS BANK USA (NY)
12/24/2020
12/23/2014
SAWYER SAVINGS BANK (NY)
38148JFJ5
1.75
12/30/2014
805508AY4
Non-callable, 6 year
12/30/2020
12/29/2014
2.55
12/24/2014
Semi-Annual
511
Primary
1//
Callable, 6 year
Monthly
893
Primary
1//
DISCOVER BANK (DE)
254672FK9
Non-callable, 7 year
12/27/2021
12/23/2014
2.55
12/24/2014
Semi-Annual
870
Primary
1//
GOLDMAN SACHS BANK USA (NY)
38148JFK2
Non-callable, 7 year
12/27/2021
12/23/2014
3.1
12/24/2014
Semi-Annual
683
Primary
1//
CIT BANK (UT)
12/24/2024
12/23/2014
GOLDMAN SACHS BANK USA (NY)
17284C6M1
3.1
12/24/2014
38148JFM8
Non-callable, 10 year
12/24/2024
12/23/2014
WELLS FARGO & COMPANY (SD)
3
12/22/2014
94986TSH1
12/22/2034
12/22/2014
Semi-Annual
169
Primary
1//
Non-callable, 10 year
Semi-Annual
19
Primary
1//
Callable, 20 year
Quarterly
Page 1 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
December 19, 2014
New Issue Structured Products
Nomura America Finance CPI Notes
Holders ARE subject to the CREDIT Nomura America
Nomura America Finance
Baa1/BBB+
Stable
12/23
12/24/2014 (10Year)
Monthly
CPI YOY +1.15% (No Cap, minimum coupon can be 0%)
Year 1-10: (CPI(t-3) – CP(t-15)I ) / CPI(t-15) + 1.15%
(No cap / Floored at 0%)where CPI(t-3) is the level of
the index published for the month that is three months
prior to the related floating rate interest payment date
and CPI(t-15) is the level of the index published for the
month that is 15 months prior to the related floating
rate interest payment date
Bloomberg Function {CPURNSA Index <GO>}
None
65539ABM1
Issuer:
Issuer Rating:
Outlook:
Pricing Date:
Maturity Date:
Interest Payment Period:
Coupon:
Formula:
CPI:
Survivors Option:
CUSIP:
New Issue Corporate Offerings
New Issue Corporate Offerings
CUSIP
Rating
Outlook
Coupon
Term
Callable
Closing
Date
Survivors Option up to
applicable limits
Dow Chemical InterNotes
26054LZQ9
Baa2/BBB
Stable
2.35%
5 Year
Callable on 12/15/15
22-Dec
Yes
Dow Chemical InterNotes
26054LZR7
Baa2/BBB
Stable
3.00%
7 Year
Callable on 12/15/15
22-Dec
Yes
Dow Chemical InterNotes
26054LZS5
Baa2/BBB
Stable
3.40%
10 Year
Callable on 12/15/15
22-Dec
Yes
Issuer
Ford Motor Credit Corp. Internotes
34540THZ8
Baa3/BBB-
Stable
2.55%
5 Year
Callable on 12/20/15
22-Dec
Yes
Goldman Sachs Senior Notes
38143C2R1
Baa1/A-
Negative
3.50%
15 Year
No Call
22-Dec
Yes
Goldman Sachs Senior Notes
38143C2S9
Baa1/A-
Negative
4.00%
28 Year
No Call
22-Dec
Yes
National Rural InterNotes
63743FVE3
A2/A
Stable
3.00%
10 Year
No Call
22-Dec
Yes
National Rural InterNotes
63743FVF0
A2/A
Stable
3.50%
14 Year
No Call
22-Dec
Yes
Page 2 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
December 19, 2014
Odd-Lot Corporate Offerings
Corporate Offerings
CUSIP
Qty
61746BDB9
25
78011RBS1
10
34540TFK3
50
345397VC4
25
046265AF1
15
72447XAC1
30
855030AL6
5
26054LPK3
10
482480AD2
35
205887BJ0
50
035242AA4
10
44106MAR3
12
724479AJ9
100
126117AS9
50
36966TGF3
10
00912XAN4
50
482480AE0
100
26054LZH9
24
457153AG9
50
36966TEE8
20
85590AAR5
50
38143CBS9
45
Issue
MORGAN STANLEY Non Callable, Make
Whole Calls, NYBE
ROYAL BK OF SCOTLAND PLC Non
Callable, ROYAL BANK OF SCOTLAND
GROUP PLC
FORD MOTOR CREDIT COMPANY
Callable, Next Call 05-20-2015 @
100.000, Spec Redemp, NYBE
FORD MOTOR CREDIT CO LLC Non
Callable, NYBE
ASTORIA FINL CORP Cont Callable,
NYBE
PITNEY BOWES INC GLBL MTN Non
Callable, Make Whole Calls, Spec
Redemp, NYBE PBI
STAPLES INC Callable, Next Call 12-132017 @ 100.000, Make Whole Calls,
Spec Redemp
DOW CHEM CO SR INTERNOTES
Callable, Next Call 02-15-2015 @
100.000, Spec Redemp
KLA-TENCOR CORP Cont Callable,
Make Whole Calls, Spec Redemp
CONAGRA FOODS INC Non Callable,
Make Whole Calls, Spec Redemp,
NYBE
ANHEUSER BUSCH INBEV FIN INC Non
Callable, Make Whole Calls, Spec
Redemp, NYBE, ANHEUSER-BUSCH
INBEV SA/NV
HOSPITALITY PPTYS TR Cont Callable,
Make Whole Calls, NYBE
PITNEY BOWES INC Cont Callable,
Make Whole Calls, Spec Redemp,
NYBE
CNA FINL CORP Cont Callable, Make
Whole Calls, NYBE
GENERAL ELECTRIC CAPITAL CORP
Non Callable, Spec Redemp
AIR LEASE CORP Cont Callable, Make
Whole Calls, Spec Redemp
KLA-TENCOR CORP Cont Callable,
Make Whole Calls, Spec Redemp
DOW CHEM CO SR INTERNOTES
Callable, Next Call 12-15-2015 @
100.000, Spec Redemp
INGRAM MICRO INC Cont Callable,
Make Whole Calls, Spec Redemp,
NYBE
GENERAL ELECTRIC CAPITAL CORP
Non Callable, Spec Redemp, NYBE
STARWOOD HOTELS&RESORTS
WRLDWD Cont Callable, Make Whole
Calls, Spec Redemp
GOLDMAN SACHS GROUP INC Non
Callable, Spec Redemp
Ratings
Coupon
Maturity
Pay Frequency
YTM
YTW
Price
Baa2/A-/A
5.75
10/18/2016
Semi-Annually
1.206
1.206
108.139
Baa1/A-/---
4
11/15/2016
Monthly
1.371
1.371
104.907
Baa3/BBB-/---
1.25
11/20/2016
Semi-Annually
1.184
0.942
100.124
Baa3/BBB-/BBB-
8
12/15/2016
Semi-Annually
1.587
1.587
112.42
Baa2/BBB-/BBB-
5
6/19/2017
Semi-Annually
2.272
2.184
106.558
Baa2/BBB/BBB-
5.75
9/15/2017
Semi-Annually
1.958
1.958
110.011
Baa2/BBB-/BBB-
2.75
1/12/2018
Semi-Annually
2.497
2.49
100.739
Baa2/BBB/---
3.05
2/15/2019
Semi-Annually
2.975
1.01
100.287
Baa2/BBB/BBB-
4.125
11/1/2021
Semi-Annually
3.685
3.676
102.638
Baa2/BBB-/BBB-
3.25
9/15/2022
Semi-Annually
3.366
3.366
99.216
A2/A/A
2.625
1/17/2023
Semi-Annually
2.968
2.968
97.556
Baa2/BBB-/---
4.5
6/15/2023
Semi-Annually
4.17
4.153
102.336
Baa2/BBB/BBB-
4.625
3/15/2024
Semi-Annually
4.093
4.082
104.046
Baa2/BBB/BBB
3.95
5/15/2024
Semi-Annually
3.71
3.705
101.883
A1/AA+/---
3
8/15/2024
Semi-Annually
2.97
2.97
100.246
---/BBB-/---
4.25
9/15/2024
Semi-Annually
4.02
4.015
101.833
Baa2/BBB/BBB-
4.65
11/1/2024
Semi-Annually
4.24
4.233
103.266
Baa2/BBB/---
3.6
12/15/2024
Semi-Annually
3.706
3.706
99.116
Baa3/BBB-/BBB-
4.95
12/15/2024
Semi-Annually
4.8
4.797
101.178
A1/AA+/---
4.3
1/15/2031
Semi-Annually
4.181
4.181
101.379
Baa2/BBB/BBB
4.5
10/1/2034
Semi-Annually
4.319
4.316
102.388
Baa1/A-/---
4.2
3/15/2038
Monthly
4.244
4.244
99.355
Page 3 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
December 19, 2014
Municipal Offerings
Municipal Offerings
CUSIP
Qty
71781LBL2
10
040588YC3
Ratings
Insurer
Underlying
State
Coupon
Maturity
Pay Frequency
YTM
YTW
Price
PHILADELPHIA PA AUTH FOR INDL BDS Ser
1999 B, Non Callable, Subject to Income Tax
---/AA/---
ASAGC
---/A+/---
PA
0.000
4/15/2016
At-Maturity
1.265
1.265
98.364
25
ARIZONA ST CTFS PARTN COPS Ser 2010 A-1,
Non Callable
A1/AA/---
AGMC
A1/A+/---
AZ
5.000
10/1/2018
Semi-Annually
1.239
1.239
113.809
71781LAX7
85
PHILADELPHIA PA AUTH FOR INDL BDS Ser
1999 B, Non Callable, Subject to Income Tax
A2/A+/A-
AMBAC
A2/A+/A-
PA
0.000
4/15/2019
At-Maturity
3.092
3.092
87.617
452227CM1
25
A3/---/---
IL
5.000
6/15/2019
Semi-Annually
1.57
1.57
114.766
838536HN3
15
---/A-/---
NJ
3.900
11/1/2020
Semi-Annually
3.15
3.15
103.966
167615QP1
25
59656NUQ3
50
882806AR3
15
791498AV0
20
972315BX2
60
544646TJ1
25
815883KF9
20
614106KS0
30
161036ET1
10
16772PAW6
45
50375EAZ4
350
476576JH7
155
068617EB1
185
63877NHG5
55
92818LNZ1
220
54178MAU8
30
596564QB3
80
249002AH9
25
4985303D4
15
64966HLJ7
60
79642BCV3
10
Issue
ILLINOIS ST SALES TAX REV BUILD ILL
SALES TAX REV Ser 2009-B, Non Callable
SOUTH JERSEY TRANSN AUTH N J T TRANS
SYS REF REV B Ser 2014 B, Non Callable,
Subject to Income Tax
CHICAGO ILL PK DIST GO AND LTD GO BDS
Ser 2011B, Non Callable
MIDDLESEX CNTY N J GO BDS Ser 2014, Non
Callable
TEXAS TECH UNIV REVS REF IMPT BDS Ser
12 SERIES 2009, Callable, Next Call 02-152019 @ 100.000
ST LOUIS CNTY MO SPL SCH DIST COPS Ser
2013, Callable, Next Call 04-01-2020 @
100.000, Bank Qualified
WILSON N C CTFS PARTN COPS Ser 2008,
Callable, Next Call 05-01-2018 @ 100.000
LOS ANGELES CALIF UNI SCH DIST GO BDS
Ser 2009I, Callable, Next Call 07-01-2019 @
100.000
SEGUIN TEX UTIL SYS REV REV BDS Ser
2014, Callable, Next Call 02-01-2023 @ 100.000
MONTGOMERY PA AREA SCH DIST GO BDS
Ser 2010A, Callable, Next Call 09-01-2015 @
100.000, Bank Qualified
CHARLOTTE N C ARPT REV ARPT REV REF
BDS CHARLOTTE/DOUGLAS INTL ARPT Ser
2007A, Callable, Next Call 07-01-2017 @
100.000
CHICAGO ILL TRAN AUTH SALES TA REV BDS
Ser 2011, Callable, Next Call 12-01-2021 @
100.000
LA PAZ CNTY ARIZ INDL DEV AUTH SR LN
REF PROJ REV IMPERIAL VALLEY GATEWAY
CENTER LLC Ser 2014, Callable, Next Call 1201-2019 @ 102.000, Subject to Income Tax
JERSEY CITY N J GEN IMPT BDS Ser 2014,
Callable, Next Call 12-01-2024 @ 100.000
BARRINGTON N J BRD ED REF SCH BDS
Callable, Next Call 04-01-2023 @ 100.000,
Bank Qualified
NATOMAS UNI SCH DIST CALIF GO REF BDS
Ser 2014, Callable, Next Call 08-01-2023 @
100.000
VIRGINIA ST RES AUTH INFRASTRU STATE
MORAL OBLIG R Ser 2014 D, Callable, Next
Call 11-01-2024 @ 100.000
LOMPOC VY MED CTR CALIF GO REF BDS
Ser 2013, Callable, Next Call 08-01-2020 @
100.000
MIDDLESEX CNTY N J IMPT AUTH L CNTY
GTD LEASE REV Ser 2014A, Callable, Next
Call 12-15-2024 @ 100.000
DENTON TEX INDPT SCH DIST UNLTD TAX
REF BDS Ser 2012 D, Callable, Next Call 08-152022 @ 100.000
KLEIN TEX INDPT SCH DIST SCH REF BDS
Ser 2008-A, Callable, Next Call 08-01-2018 @
100.000, Mandatory Sinking Fund
NEW YORK N Y GO BDS Ser 2009J, Callable,
Next Call 05-15-2019 @ 100.000, Mandatory
Sinking Fund
SAN ANTONIO TEX WTR REV REF REV BDS
Ser 2007 SR LIEN, Callable, Next Call 05-152017 @ 100.000, Mandatory Sinking Fund
A3/AAA/AA+
---/AA/--A3/AA+/AA-
A3/---/---
IL
5.000
1/1/2021
Semi-Annually
2.132
2.132
116.121
---/AAA/---
---/---/---
NJ
2.000
2/15/2022
Semi-Annually
1.906
1.906
100.623
Aa2/AA/AA+
Aa2/---/---
TX
5.000
2/15/2022
Semi-Annually
2.829
1.512
113.948
---/AA/--A1/AA/---
---/---/---
MO
3.000
4/1/2022
Semi-Annually
2.338
2.112
104.403
A1/A+/---
NC
4.500
5/1/2022
Semi-Annually
2.95
1.384
110.174
Aa2/---/---
CA
5.250
7/1/2023
Semi-Annually
3.003
1.405
116.78
---/AA/A+
BAM
---/A+/---
TX
3.000
2/1/2024
Semi-Annually
2.486
2.43
104.165
A2/AA/---
AGMC
---/A+/---
PA
3.500
3/1/2025
Semi-Annually
3.302
1.005
101.701
Aa3/A+/A+
AMBAC
Aa3/A+/A+
NC
5.000
7/1/2025
Semi-Annually
3.821
0.922
110.132
A1/AA/---
A1/---/---
IL
5.250
12/1/2026
Semi-Annually
3.761
2.967
114.214
---/BBB/---
---/---/---
AZ
6.500
12/1/2026
Semi-Annually
5.873
5.564
105.323
A1/---/---
NJ
3.000
12/1/2027
Semi-Annually
3.036
3.036
99.614
---/---/---
NJ
4.000
4/1/2028
Semi-Annually
3.169
2.782
108.939
A1/-/---
BAM
---/A+/---
A2/A/---
CA
3.000
8/1/2028
Semi-Annually
3.075
3.075
99.165
Aa2/AA/---
Aa2/---/---
VA
3.000
11/1/2028
Semi-Annually
3.046
3.046
99.485
A2/-/---
A2/---/---
CA
4.000
8/1/2031
Semi-Annually
3.713
3.303
103.536
---/AAA/---
---/---/---
NJ
3.000
12/15/2031
Semi-Annually
3.131
3.131
98.288
---/AAA/AAA
---/---/AA
TX
4.000
8/15/2032
Semi-Annually
3.404
2.849
107.849
Aaa/AAA/---
Aa1/---/---
TX
5.000
8/1/2033
Semi-Annually
4.087
1.614
111.805
Aa2/AA/AA
Aa2/---/---
NY
5.000
5/15/2036
Semi-Annually
4.088
1.919
112.914
Aa1/AA+/AA+
TX
4.500
5/15/2037
Semi-Annually
4.047
1.659
106.632
---/---/---
MO
5.750
4/1/2038
Semi-Annually
4.918
2.108
111.444
A1/---/---
GA
4.000
6/15/2039
Semi-Annually
3.843
3.712
102.482
Aa2/---/---
ME
5.000
7/1/2039
Semi-Annually
4.08
1.726
114.173
---/A/---
CA
4.500
10/1/2039
Semi-Annually
4.235
2.163
104.033
A2/AA/---
Aa1/AA+/AA+
250
---/A-/---
145339MC8
15
CARROLLTON GA PAYROLL DEV AUTH REF
REV ANTIC CTFS UWG ATHLETIC COMPLEX
LLC Ser 2014, Callable, Next Call 06-15-2025
@ 100.000, Mandatory Sinking Fund
A1/AA/---
5604253N8
10
79875FFB3
100
MAINE HEALTH & HIGHER EDL FACS REV BDS
BOWDOIN COLLEGE Ser 2009-A, Callable,
Next Call 07-01-2019 @ 100.000, Mandatory
Sinking Fund
SAN MARCOS CALIF PUB FACS AUTH TAX
INCREMENT REF B Ser 2006 A, Callable, Next
Call 10-01-2016 @ 100.000, Mandatory Sinking
Fund
AGC
Aa2/AA-/---
MISSOURI ST DEV FIN BRD INFRAS REV BDS
Ser 2008 D, Callable, Next Call 04-01-2018 @
100.000, Mandatory Sinking Fund
60636CE88
SAGMC
BAM
NATL
AGMC
Aa2/-/---
---/A/---
AMBAC
Page 4 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
December 19, 2014
Treasury Rates
TREASURIES
Term
Maturity
Today's Yield
1 mo. Bill
1/15/2015
0.010
3 mos. Bill
3/19/2015
0.030
6 mos. Bill
6/18/2015
0.107
12 mos. Bill
12/10/2015
0.234
2 Year
November 2016
0.626
5 Year
November 2019
1.642
10 Year
November 2024
2.190
30 Year
November 2044
2.810
TD AMERITRADE Cash Rates
Effective June 1, 2010. Subject to change without prior notice.
Interest Rate
Annual Percentage
Yield
<$1,999
0.00999%
0.01%
$2,000.00 - $9,999.99
0.00999%
0.01%
$10,000.00 - $24,999.99
0.00999%
0.01%
$25,000.00 - $99,999.99
0.00999%
0.01%
$100,000.00+
0.00999%
0.01%
Dollar Range
TD Ameritrade FDIC Insured Deposit Account (IDA12)*
Effective September 1, 2011. Subject to change without prior notice.
Interest Rate
Annual Percentage
Yield
$0.01-$4,999.99
0.00999%
0.01%
$5,000.00 - $24,999.99
0.00999%
0.01%
$25,000.00 - $99,999.99
0.00999%
0.01%
$100,000.00 - $199,999.99
0.00999%
0.01%
$200,000.00+
0.00999%
0.01%
Dollar Range
Page 5 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
December 19, 2014
TD Asset Management USA Funds*
Money Market Rate Table Effective Date: January 24, 2012
Portfolio
7-Day
Current
Yield
7-Day Effective Yield
Sweep Vehicles
TDAM Municipal Money
Market Portfolio – Class A
(ZTD79)
TDAM California Municipal
Money Market Portfolio –
Class A (ZTD87)
TDAM New York Municipal
Money Market Portfolio –
Class A (ZTD88)
0.01%
0.01%
0.01%
0.01%
0.01%
0.01%
Position Traded Funds
TDAM Money Market
Portfolio – Premium Class
(NPLXX)
0.01%
0.01%
$25k initial purchase minimum / $100k
minimum household equity
Please contact your service team for questions regarding Money Markets.
Mutual fund investors should consider a Fund's investment objectives, risks, and charges and expenses
carefully before investing. This, and other information regarding the Funds, is included in the prospectus,
which may be obtained by calling 800-431-3500, option 1 or writing to TD AMERITRADE, Inc., P.O. Box 2209,
Omaha, Nebraska 68103-2209. Please read the prospectus carefully prior to investing.
Page 6 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
December 19, 2014
Performance information represents past performance and does not guarantee future results. Current performance may be lower or
higher than the performance data quoted.
Although the Funds have no transaction fees, there are other fees and expenses that apply to an investment in a Fund and these
fees are described in the prospectus. The investment manager and its affiliates from time to time may waive certain of these fees or
assume certain of these expenses in an effort to maintain certain net yields for the Funds. Accordingly, any waiver or expense
reduction will have the effect of increasing yield to investors during the period of the expense reduction. Certain of each Fund’s fees
are currently being waived voluntarily in an effort to maintain certain net yields. The performance information shown above reflects
such voluntary fee waivers, which may be reduced or eliminated at any time.
An investment in the Funds is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government
agency. Although the Funds seek to preserve the value of your investment at $1.00 per share, it is possible to lose money by
investing in the Funds.
The TDAM California Municipal Money Market Portfolio and TDAM New York Municipal Money Market Portfolio are non-diversified
funds and there is no guarantee that their income will be exempt from federal or state income tax. Tax exempt portfolios may be
subject to the alternative minimum tax.
Prospective investors should consult their own professional advisers about the tax implications of making an investment in, or
holding or disposing of, shares of a Fund, and about the tax implications of distributions of income from a Fund.
Shares of the Funds are distributed by SEI Investments Distribution Co.
* Cash in the IDA is held at TD Bank, N.A., TD Bank USA, N.A., or both. Assets at each bank will be eligible for FDIC insurance of
up to $250,000 per depositor. Because there are two banks in the IDA program, IDA balances could be covered for up to $500,000
per depositor. TD Bank N.A. and TD Bank USA, N.A. are affiliates of TD Ameritrade.
Interest rates paid on balances in the IDA are based on tiers. The previous day's closing balance determines eligibility for a
particular tier each day. Simple interest is accrued daily based on the interest rate tier applicable to each day's balance, and is
credited to your account on the last business day of the month. In accordance with the Client Agreement, TD Ameritrade may
change the tiers and rates at its discretion and without notice and is not obligated to pay different rates between tiers. Rate changes
may vary by program, location or arrangement.
TD Bank, N.A. and TD Bank USA, N.A. (“the Banks”) use Insured Deposit Account balances to fund current and new investment
and lending activity. The Banks seek to make a profit by achieving a positive spread between their cost of funds (for example,
deposits) and the return on their assets, net of expenses. TD Ameritrade receives a fee from the Banks for marketing,
recordkeeping, and support services in connection with the Insured Deposit Accounts. In exchange for providing these services, the
Banks pay TD Ameritrade an aggregate marketing fee based on the weighted average yield earned on the client Insured Deposit
Account balances, less the actual interest paid to clients, a servicing fee to the Banks of 25 basis points (subject to adjustment), and
the cost of FDIC insurance premiums. TD Ameritrade has the right to waive all or part of this fee. The rate of the fee that TD
Ameritrade receives may exceed the interest rate or effective yield that you receive in your balances in the Insured Deposit
Accounts, and the payment of the fee reduces the yield that you receive. Other than the applicable fees charged on brokerage
accounts, there will be no charges, fees, or commissions imposed on your account for this cash sweep feature. The current Insured
Deposit Account interest rate will be disclosed on the TD Ameritrade website and may be changed without prior notice.
** Effective August 11, 2009. Subject to change without prior notice. Please call 800-431-3500, option 1 for current rates.
Please Note: Investors should carefully consider the investment objectives and policies, risk considerations, charges
and/or fees and ongoing expenses of any investment company security Unit Investment Trust or Structured Product
before investing. A prospectus contains this and other important information. To learn how to obtain a prospectus
containing this and other important information, please consult with our Fixed Income Trading Desk at 800-355-2297.
Please read the prospectus carefully before you invest. Additionally, investors should consult their accounting, legal
or tax advisor prior to investing.
For a complete list or terms and definitions, please visit www.investinginbonds.com
Diversification does not guarantee against loss.
Investors should keep in mind that investing in UITs is typically a long-term strategy and should consider the tax consequences of,
and their ability to pursue, investing in successive trusts. TD AMERITRADE does not provide tax advice. Please consult a qualified
tax advisor with regard to your personal circumstances. Investment return and principal value will fluctuate depending on market
conditions. When units are redeemed, they may be worth more or less than their original purchase price, depending on the value of
the underlying securities at that time.
Additionally, the trust may terminate earlier than the specified termination date as stated in the prospectus.
Page 7 of 8
Please see the last page of this document for important disclosures
Daily Fixed Income Offering
Selection
December 19, 2014
Structured Products are customizable, financially engineered investments designed, created and packaged together to provide a
specific risk-return profile. Structured Products can be issued in Note or CD form and linked to a variety of underlying assets
(equities, commodities, currencies, etc) with varying maturities and risks. Structured Products are pre-packaged investments and
generally contain a derivative or option component. Investors should thoroughly review the risks associated with a Structured
Product prior to making an investment. Structured Products are not suitable for all investors. Risks include but are not limited to a
potential loss of principal, lack of liquidity prior to maturity or the possibility that at expiration the investor will own the reference asset
at a cost basis above its current price. Before investing in a structured product, investors should carefully consider the product’s
objectives, return potential, risks and expenses. Investors should read the Offering Circular carefully before investing.
Structured investments can be used to enhance returns and provide various levels of principal protection. Structured Notes & CDs
are investments that have some features of bonds (which pay regular income and offer principal protection) and equities or other
assets which offer potential for greater returns than traditional fixed-income investments, but with a higher risk exposure.
The following risks should be considered prior to investing in a Structured Product: the potential loss of principal, the return potential,
a limited or potential lack of secondary market, a disparity between the price movement of the note and the value of the underlying
assets and the credit quality of the issuer.
For some products, while the redemption of principal is 100% protected at maturity, investors may realize a loss if the product is
redeemed prior to maturity.
TD Ameritrade does not provide tax advice. Tax consequences of Structured Products can be complex and depend on the holder’s
individual circumstances. Clients should consult with a tax advisor with regard to their specific tax circumstances.
Some Risk Factors of Structured Products:
Potential Loss of Principal: An investment in a Structured Product may result in a loss of the initial investment. Additionally,
principal protection only applies when the investment is held to maturity. Principal Protected Notes and CDs sold prior to maturity
may result in a loss to the investor.
No Dividends Payments or Voting Rights: Holders do not have voting rights and are not entitled to receive cash dividends or
other distributions of the underlying asset(s).
No guaranteed yield: An investor’s yield may be lower than the yield on other debt securities of comparable maturity.
Lack of Liquidity: There may be little to no secondary market prior to maturity. Structured Products are intended to be "buy and
hold" investments.
Market price is influenced by many unpredictable factors: Several factors may influence the price of the Structured Investment
in addition to the price movements of the underlying asset(s). These include economic, political, regulatory or judicial events and
creditworthiness of the issuer.
Credit of the Issuer: An investment in a Structured Product is subject to the credit risk of the issuer, and the issuer’s actual and
perceived creditworthiness may affect the market value of the investment and their ability to honor the financial obligations
associated with the investment.
For a more detailed description of Risk Factors, please refer to the product’s official offering documents.
Tax Considerations for principal protected notes
Tax consequences of Structured Products can be complex and depend on the holders individual circumstances. Clients should
consult with a tax advisor with regard to their specific tax circumstances.
Please read the appropriate Tax Disclosure section of the offering document and consult with your own tax advisor before
investing in any products.
Closed-End Funds: There is no guarantee that a closed-end fund will achieve its investment objective(s). Past performance does
not guarantee future results. The value of any closed-end fund will fluctuate with the value of the underlying securities and supply
and demand in the secondary market. Until the original listing of a closed-end fund on an exchange, no closed-end fund's shares
will have a history of public trading. Closed-end funds may trade at a premium or discount to their net asset value.
Preferred Securities: Preferred securities are subject to market value fluctuations, given changes in the level of interest rates. For
example, if interest rates rise, the value of these securities may decline. If preferred securities are sold prior to maturity, prices and
yields may vary. Adverse changes in the credit quality of the issuer can negatively affect the market value of the securities.
Preferred securities may include a call feature. If the security is called, holders of the securities may be forced to reinvest at a lower
rate. Preferred stocks are also subject to other risks, including illiquidity and certain special redemption provisions.
TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC/NFA. TD Ameritrade is a
trademark jointly owned by TD Ameritrade IP Company, Inc. and the Toronto-Dominion Bank. © 2014 TD
Ameritrade IP Company, Inc. All rights reserved. Used with permission.
Page 8 of 8
Please see the last page of this document for important disclosures