Corporate Application - Alpha Capital Markets

Transcription

CORPORATE APPLICATION FORM
1. Trading Platform
MetaTrader 4
2. Account Leverage
100:1
200:1
400:1
Other*
* Subject to written confirmation by Alpha Capital Markets.
3. Trading Account Type
Standard Account
[Minimum deposit US$10,000; Forex, CFD's and precious metals]
DMA
[Minimum deposit US$30,000; Forex and precious metals]
4. Name and Address of Company
Name of Company:
Registered Address:
City/Town:
Country:
Postcode:
Country:
Postcode:
Business and Postal Address:
City/Town:
5. Company Details
Registered Number:
Type of Business:
Is the Company registered with the FCA or any other regulator?
Yes
No
If Yes, please give details:
Is the Company or its parent listed on any Stock Exchange?
Yes
No
If the Company has a parent company, please give details:
Name of all, or if more than 4, the 4 principal, Directors:
Director 1:
Alpha Capital Markets Plc.
33 St James`s Square, London, SW1Y 4JS, United Kingdom.
Phone +44 (0) 203 668 1511 | Email [email protected] | Web www.alpha-capitalmarkets.com
Authorised and Regulated by the Financial Conduct Authority.
Register No 441689.
Registered in England and Wales No 5196460
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Director 2:
Director 3:
Director 4:
Name and percentage of all, or if more than 4, the 4 principal Shareholders:
Shareholder 1:
Shareholder 2:
Shareholder 3:
Shareholder 4:
6. Contact Details
Name of Contact Person:
Title:
Phone:
(country code/area code/number)
Fax:
Mobile:
Email:
7. Financial Background
Approximate Annual Turnover (USD):
Balance Sheet Total (USD):
Approximately how much of these funds are available for your trading with Alpha Capital Markets (USD)?
Date of latest audited accounts upon which this information is based (DD/MM/YY):
8. Client Categorisation
Indicate whether you are:
Retail Client
Professional Client
Eligible Counterparty
Please see Clause 2.2 of the Client Agreement for definition of these categories, or contact us for further
information.
9. Investment Experience of the Applicant
Do you understand the nature and risks of trading margined
products?
Yes
No
Before answering please read the Risk Disclosure Notice.
Register No 441689.
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If you do not understand the nature and risks, please contact us before continuing.
Do you have an Alpha Capital Markets Demo Account?
Yes
No
Please indicate your investment experience (all fields are mandatory):
Instrument
Experience (in months)
FOREX (Spot or Forward)
No Experience
1-5
6-12
>12
Contract For Difference (CFD)
No Experience
1-5
6-12
>12
Equities/Bonds
No Experience
1-5
6-12
>12
Equity Indices, Futures or Options
No Experience
1-5
6-12
>12
Financial/Commodity Futures or Options
No Experience
1-5
6-12
>12
Spread Betting
No Experience
1-5
6-12
>12
Please indicate the anticipated frequency of your transactions:
Instrument
Frequency of deals (per month)
FOREX (Spot or Forward)
1-5
6-10
>10
Contract For Difference (CFD)
1-5
6-10
>10
Equities/Bonds
1-5
6-10
>10
Equity Indices, Futures or Options
1-5
6-10
>10
Financial/Commodity Futures or Options
1-5
6-10
>10
Spread Betting
1-5
6-10
>10
10.
Live Account Details
Account Currency (please tick one)
USD
GBP
EUR
CHF
JPY
Security question and answers:
Please indicate your preferred security question by providing the answer to one of the following :
Your father’s middle name?
Your mother’s maiden name?
Your pet’s name?
Your favourite sports team?
Your first car?
Your favourite TV show?
Your favourite food?
Your favourite colour?
11.
IB number/Agent Account
If you have been referred by an introducing broker or agent, please specify their name, address and
login/account number (if known)
12.
Risk Warning
Forex forwards and CFD's are leveraged products. They may not be suitable for you as they carry a high
Register No 441689.
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degree of risk to your capital and you can lose more than your initial investment. You should ensure you
understand all of the risks. You should also be satisfied that these products are suitable for you according
to your circumstances, market knowledge and financial position.
13.
Notice and Declaration
We consent to transfer or otherwise pass full title to, and ownership of, non-segregated funds to the
Company for the purpose of securing or otherwise covering our present or future, actual or contingent
or prospective obligations. We agree that we will no longer have a propriety claim over this money until
an equivalent transfer is made back to us if the provision of collateral by us is no longer necessary.
We consent that non-segregated funds do not constitute and shall not at any time be deemed to
constitute client money for the purposes of the FCA rules and agree that the Company can deal with
this money in its own right and in the event of the Company's insolvency we will rank as a general
creditor of the Company.
We guarantee that we do not breach any regulations of our country of residence in trading with Alpha
Capital Markets and we shall be responsible for any taxation requirements of that country.
We declare that the above information given by the Company is true and correct. We undertake to
notify you, in writing, if there are any changes to the above data.
14.
Agreements
Yes, I have read and agree to Alpha Capital Markets’ Client Agreement, a copy of which may be found
at www.alpha-capitalmarkets.com.
Yes, I have read and agree to Alpha Capital Markets’ Risk Disclosure Notice, a copy of which may be
found at www.alpha-capitalmarkets.com.
This Agreement sets out the terms and conditions on which we will provide you with services from time to
time.
This Agreement together with the Client Application Form and other related agreements and notices that
we may provide you with from time to time together constitute the terms of your agreement with us.
This is our standard Client agreement upon which we intend to rely. For your own benefit and protection
you should read these terms carefully before signing this Agreement. If you do not understand any point
contained within this Agreement, please ask for further information before signing this Agreement.
We are authorised and regulated by the Financial Conduct Authority (the ‘FCA’) under Firm Reference
Number 441689 for the conduct of investment business under the Markets in Financial Instruments
Directive (“MiFID”) and Financial Services and Markets Act 2000 (‘the Act’).
Please indicate in the Client Application Form whether you are a Retail Client, Professional Client or Eligible
Counterparty for the purposes of the FCA Rules, as defined in clause 2.2.
Please ensure that you have read the attached terms and conditions carefully and then sign and return this
Register No 441689.
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to us at the following address: Alpha Capital Markets, 6 Old Hall Barns, Thurston Road, Pakenham, Bury St
Edmunds, IP31 2NG.
We have read and accept the terms of the
I/We have read and accept the terms of the
Agreement set out above:
Agreement set out above:
Signed
Name
Signed
(for and on behalf of Alpha Capital
Markets.)
(Client)
Position
Position
Dated
Name
Dated
(DD/MM/YYYY)
(DD/MM/YYYY)
Register No 441689.
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Corporate Application - Alpha Capital Markets

Transcription

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