reviews - University of Oxford
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reviews - University of Oxford
International Forestry Review 2(1), 2000 INTERNATIONAL FORESTRY REVIEW (incorporating the Commonwealth Forestry Review) The journal of the Commonwealth Forestry Association, c/o Oxford Forestry Institute, South Parks Road, tel +44 (0) 1865 271037, fax +44 (0) 1865 275074, email [email protected] Oxfrod OX1 3RB, U.K. ADVICE TO CONTRIBUTORS GENERAL Manuscripts offered for publication should normally be submitted in hard copy only, in the first instance, three copies being sent to the Editor, International Forestry Review, c10 Oxford Forestry Institute, South Parks Road, Oxford OX1 3RB. Authors are advised to keep a copy of their manuscript for reference, manuscripts will not be returned. The text excluding tables, references and appendices should not exceed 4000 words. Contributions must be original and not have been submitted for publication elsewhere. 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Multipurpose Australian trees and shrubs: lesser known species for fuelwood and agroforestry. ACIAR Monograph No 1. 316 pp. Book: PHILIP,MS. 1994 Measuring trees and forests. 2nd edition, CAB International, Wallingford, England. 310 pp. UNITS OF MEASUREMENT Metric units are preferred and S.I. units should be used wherever appropriate. SCIENTIFIC NAMES The complete scientific name (genus, species, authority and, where appropriate, cultivar) should be cited at the first occasion of mention of an organism and written in italics (authority in normal type). If vernacular names are used, they must be accompanied by the correct scientific name at fmt use. TYPOGRAPHY OFFPRINTS Authors are asked to follow the conventions adopted in the Review. The hierarchy of headings is: CAPITALS, bold lower ease, italics Idwer case. 10 copies of offprints together with a copy of the Review will be provided free of charge to the senior author. Additional prints will be supplied at cost. International Forestry Review 2(1), 2000 SPECIAL ISSUE: REDUCED IMPACT LOGGING Contents Editor's introduction REVIEWS PAPERS R. JEFFERY and N. SUNDAR, N. (eds.) A new moral economy for India's forests? Discourses of community and participation J.E.M. ARNOLD Reduced impact logging in the tropics: objectives, principles and impact of research P. SIST Logging in South Cameroon: current methods and opportunities for improvement W.B.J. JONKERS and G.J.M. VAN LEERSUM RIL for real: introducing reduced impact logging into a commercial forestry operation in Guyana S. ARMSTRONG Testing the applicability of reduced impact logging in greenheart forest in Guyana P. VAN DER HOUT Lessons learned from the implementation of reduced impact logging in hilly terrain in Sabah, Malaysia M.A. PINARD, F.E. PUTZ and J.TAY Reduced impact logging as part of the domestication of neotropical rainforest N.R. DE GRAAF Benefits, bottlenecks and uncertainties in the implementation of reduced impact logging techniques D.S. HAMMOND, P. VAN DER HOUT, D.S. CASSELLS, R.J. ZAGT, J. EVANS and G. MARSHALL J-P. LEONARD Contribution h la typologie des principaux systbmes forestiers. Essai de classification physionomique des for&tsh partir des facteurs sociaux generateurs. [Contribution to a typology of principal forest systems. An attempt at a classification based on social determinants] J. GUILLARD A.L. MITCHELL and S. HOUSE David Douglas - explorer and botanist J. R. ALDHOUS A. MILES Silva: the tree in Britain A.J. GRAYSON M.F. NEWMAN, P. F. BURGESS and T.C. WHITMORE Malesian Dipterocarps. Foresters' CD-ROM manual S. HARRIS THEROYAL HORTICULTURAL SOCIETY Plantfinder (CD-ROM) P.G.ADLARD L. NSHUBEMUKI, H.J.M. MWANSOKO and A.G. MUGASHA. Istilahi za Elimumisitu Kiingereza-Kiswahili [Forestry Terminology English - Kiswahili] P.J.WOOD COMMENT Comment on paper by R.Tipper and B. de Jong 'Quantification and regulation of carbon offsets' I. G. ENTING MISCELLANEA Deliberate introduction of species: research needs Carbon accounting Reply to Enting R.TIPPER and B. DE JONG The World Forestry Center The CFA's goal - 70 promote the well-being of the urorld's forests and those who depend upon them i ii International Forestry Review 2(1), 2000 FORTHCOMING INTERNATIONAL EVENTS 64 New corporate member Obituaries L. Roche ASSOCIATION AFFAIRS J.V. Thirgood Chairman honoured 66 Farewell lunch to the Duke of Buccleuch 66 Formation of UK Branch 66 TRANSLATIONS OF SUMMARIES French Spanish The International Forestry Review is a peer-reviewed journal. international Forestry Review 2 ( l ) ,2000 1 EDITOR'S INTRODUCTION This special issue of the Review contains selected papers originally presented at an international workshop on reduced impact logging (RIL) hosted by the Iwokrama Centre, Guyana in April 1999.' The Iwokrama International Centre for Rain Forest Conservation and Development originated from the 1989 Commonwealth Heads of Government meeting in Kuala Lumpur when the government of Guyana offered to make some one million acres of rain forest available to the international community for 'a project for developing and demonstrating methods of sustainable management of tropical rain forests and of conserving biological diversity' (the words of the then President, President Hoyte quoted in Kerr '). The Centre was created with the support of the Commonwealth Secretariat, the Global Environment Facility, the United Nations Development Programme, Canada's International Development Research Centre and other donors. Half the reserve of 360,000 ha reserve, which lies 150 miles south of Georgetown, is retained as a wilderness reserve to provide a reference standard on ecological processes. The other half is managed for commercial production, experimental research and nonwood producing activities such as eco-tourism The Centre is constituted as an autonomous international research and development centre governed by an international Board of Trustees. A key objective of the Centre's 10 year business plan is for the Centre to become financially self-sufficient through a set of core activities based largely on the endowment of the Iwokrama Forest. The Centre became effectively operational in July 1998 with the initiation of a Sustainable Human Development Project funded by the U.K. Department for International Development. It now enjoys support from some 28 countries or international agencies contributing cash or kind to its operations. The Centre has grown rapidly with total staffing now exceeding 70, including 15 forest scientists and resource management professionals. As part of its sustainable management programme, the Centre hosted the RIL workshop in partnership with the TROPENBOS Foundation and the Guyana Forestry Commission. The purpose of the meeting was to share experiences among rain forest management researchers and practitioners with the aim of distilling knowledge of best practices in logging. We are glad to collaborate with the Centre's Director General, Mr David Cassells, in giving wider access to material prepared for this important workshop. Iwokrama, an environmental agenda for the world. Commonwealth Currenrs l999 Issue 2: 4-6. * Kerr. B. 1993 Iwokrama: the Commonwealth Rain Forest Programme in Iwokrama. Commonw. FOKRev. 72(4):303-309. l International Forestty Review 2 ( I ) , 2000 3 PAPERS Reduced-impact logging in the tropics : objectives, principles and impacts CIRAD-for& rad-For&, BP 5035, 34032 Montpelliec France [email protected] SUMMARY The objectives and principles of the RIL techniques in the tropics are described and a review presented of the most important results of research carried out on the impact of logging on the remaining stand and forest dynamics. The main objective of RIL techniques is to reduce substantially disturbances to soil and residual vegetation in comparison with conventional logging. RIL is mainly based on close planning and control of all harvesting operations. The amount of logging damage not only depends on the techniques used but also on logging intensity. In Africa, logging damage is usually slight because harvesting intensity rarely exceeds 2 trees per ha. The extreme picture is found in South East Asia where logging intensity averages 9 trees per ha; this involves damage which can affect half of the forest stand. With such logging intensities, RIL techniques are not efficient in reducing damage significantly. Keywords: logging damage, logging intensity, reduced impact logging. INTRODUCTION Since the late 1950s, due to increased use of heavy machinery for timber extraction, the impact of logging on tropical forests has attracted the attention of silviculturists and forest managers. In addition, a growing awareness of the need to protect forest ecosystems' functions and to maintain biological diversity in production forest raises the question whether timber harvesting can be compatible with other forest production. Efforts towards sustainable forest management, such as the ITTO year 2000 objective, which aims to bring the forest estate under sustainable forest management, have promoted the implementation of Reduced Impact Logging techniques (RIL), also called LIL (Low Impact Logging) or LIH (Low Impact Harvesting) techniques. RIL's main objective is to reduce soil disturbance, impacts on wildlife, and damage to residual trees. RIL has been recently implemented and tested in various tropical regions, particularly in South East Asia and Latin America (Sabah - Pinard and Putz 1996, East Kalimantan - Bertault and Sist 1995, 1997, Sist et al. 1998, South America - Hendrison 1990, Uhl and Veira 1989, Johns et al. 1996, Bird 1998). In this context of increased effort to achieve sustainable forest management, codes of practice and RIL guidelines have been produced by forestry research organisations such as FAO, CIFOR and CiradFor& (Dykstra and Heinrich 1996, Sist et al. 1998, Durrieu de Madron et al. 1998) as well as national forestry departments (e.g. Vanuatu Forestry Department, Sabah Forestry Department). This paper aims to present the main objectives and principles of RIL techniques. Research on the impact of logging on forest ecosystems is essential for the development of silvicultural techniques, including logging, that are compatible with sustainable forest management. Accordingly, the second part of the paper presents a synthesis of the most important results of research carried out on three continents (Africa, South America, Asia) into the impact of logging on the remaining stand and forest dynamics. REDUCED IMPACT LOGGING: OBJECTIVES AND PRINCIPLES Objectives As set out by Pinard et al. 1995, the main objective of RIL techniques is to reduce disturbances to soil and residual vegetation by at least 50 % in comparison with conventional logging. It is also expected that limiting the impact of logging will result in protection and maintenance of the long-term integrity and value of the forest resources and environmental services they provide (non-wood forest products, wildlife, endangered andlor rare species, watershed, soil protection against erosion, etc.). RIL tech-niques must also be economically attractive to concession-aires and, .desirably, direct costs of logging operations should be significantly reduced compared with conventional techniques. 4 P. Sist Principles tactical. Harvesting plans are medium-term plans which are generally set up for about 5 years. All the information included in the strategic plan (Figure 1) must be described in a written document and depicted on 1 :25,000 scale maps. One important task of the strategic plan is to define the type of extraction, which is primarily topography dependent. In areas where slopes are mostly less than 30%, ground skidding is permissible. On slopes ranging between 30% and 70%, ground skidding should not be permitted because of the extensive damage to both soil and vegetation which is likely to result. In this range of slopes, skyline yarding systems are an appropriate extraction system. Areas with slopes over 70 % must be excluded from cutting and should Forest management plans and planning of harvesting operations Success in reducing logging damage cannot be achieved without close planning and control of harvesting operations. Harvesting plans are generally included in a broader longterm (20 years) land-use forest management plan which is designed to ensure sustainable utilisation of the forest. This planning process takes into account the ecological, environmental and socio-economic features of the concession (Figure 1). Harvesting plans are of two types: strategic and FOREST MANAGEMENT PLAN Long term plan ( 5 20 years) Management for a long term sustainable utilisation of forest resource Land use features for the identification of protection and production areas Assessment of the environmental and socio-economic components of the concession Broad scale planning map 1:50,000 STRATEGIC PLAN Medium-term plan (5 years) lI Delimiting and mapping of the annual coupes, the protected and production areas Vegetation type classification and topography Estimated volume production in each coupe Harvesting systems and equipment Training sessions schedule Main road design Maps 1 :25,000 I .......................... ................... Tactical plan Year 2 . .................. I RIL PLANNING AND IMPLEMENTATION Planning of logging operations at the annual coupe scale Pre-harvesting forest inventory (100% timber inventory) Planning of felling Planning of secondary roads, landings and skidding trails Supervision of logging operations Planning of post-logging operations Detailed tactical logging map 1:2,000 (see Figure 2) FIGURE1 Forest management and harvesting plans Source: Sist et al. (1998) ................... Tactical plan Year n . .................. RIL: research objectives and impact be identified as protection forest. The same holds true for riparian zones and areas of unique forest habitat. Tactical plans provide technical procedures and planning detail for the harvesting operations to be carried out in the annual coupe. A tactical plan generally covers three successive phases, namely the pre-harvesting phase, the logging operation phase and the post-logging phase. Pre-harvesting operations Pre-harvesting activities aim to collect all essential biophysical data in order to plan the logging operations for the annual coupe. The work consists mainly of forest inventory and topography assessment. Pre-harvesting operations lead to the construction of a tactical logging map and a tactical logging plan document. Growing stock survey For RIL implementation, the minimum requirement in stock survey is to record at least all the harvestable timber trees in the annual coupe. For each tree to be harvested, it is recommended that the following data be recorded: tree number and local or commercial/trade name, position in the cutting block on a map at a 112000 scale, estimated diameter class above buttresses. It is also recommended that records include the potential crop trees (or PCT) which are commercial timber species with dbh (diameter at breath height) below the harvestable limit at the time of logging but likely to comprise the next harvest. This will allow more accurate determination of felling direction in order to protect as many as possible PCT during logging. Protected tree species and important wildlife resource trees must be also included in the inventory. Climber cutting Climbers can compromise seriously both feller safety and directional felling. Therefore, all climbers more than 2 cm in diameter that are attached to the canopy of harvestable stems should be cut at least one year before logging. Ficus spp. are excluded from this practice, given their value to wildlife. Climber cutting should normally be done in conjunction with the inventory operations. Topographic survev Because road and skidding trail networks are planned and designed according to the topography of the terrain, it is essential to have accurate topographic maps. These may be produced using the many available methods and tools (e.g. aerial photos, satellite images, radar images). However, if the remote sensing images are not sufficient to produce maps at a suitable scale for logging planning (1:2,000), topographic maps must be prepared through an intensive field survey. This survey is particularly recommended on steep terrain such as hill forests (Sist et al. 1998). In very flat 5 terrain, topographic assessment might not be necessary and only swamp areas, rivers and streams should be recorded during growing stock survey. Protected areas All areas appearing to merit protection are noted during growing stock survey andlor topographic survey, and subsequently delineated on the tactical map. In these protected areas, logging operations are not allowed. Protected areas can be generally defined as follows: Unworkable areas: areas that are too steep, rocky, and1 or have very little commercial timber, Sacred areas: areas that have cultural or religious value for the local residents. Sacred areas must be defined in consultation with local populations and clearly marked as protected areas on the logging plan maps, Conservation areas: areas that preserve unique andlor fragile habitats, and areas of high biodiversity, from any human disturbance including hunting. These areas must be representative of the different ecosystems occurring in the concession and can only be defined through an assessment of the biophysical features of the area which should be designed within the strategic plan, Stream buffer zones: areas adjacent to streams where logging activities are restricted. Streams are considered to be watercourses that flow for at least two months in most years. Stream buffer zones vary in width from 20200 m according to the size of watercourse. Stream buffer zones must be recorded during topographic survey and drawn on the tactical plan maps. Planning roads. landings and skid din^ trails The location of major roads is decided as part of the strategic plan while secondary roads are addressed in the tactical plan. Major road design may be modified and improved however, following the pre-harvest topographic assessment carried out during tactical planning. In RIL, forests roads must be constructed according to environmentally sound engineering practices in order to minimise soil erosion and stream sedimentation (Dykstra and Heinrich 1996). The density of landings (temporary log storage areas) and their area can be limited by planning roads and landings prior to logging, drawing upon knowledge of the topography and of the spatial distribution patterns of harvestable trees assessed in the pre-harvest inventory. To minimise the environmental impacts associated with landings, the following rules should be followed: develop landings adjacent to roadways, restrict their size to 0.2 ha (approximately 30 X 60 m), avoid placing landings in a r m excluded from harvesting, locate landings on ridges to ensure uphill skidding, outside areas excluded from harvesting and on areas easy to drain. 6 P. Sist Skidding trails are planned according to the tree position and terrain topography recorded in the pre-harvesting forest surveys. The following rules serve as the foundation of any skidding trail design: ground skidding is not acceptable on slopes greater than 30%, nor in protected areas or stream buffer zones, stream crossings are not favoured. Where they cannot be avoided, crossing points must be clearly shown on the map and must be approved after a field check by the Planning or Forest Inventory officer of the Forest Authority, the skidding trail network must be optimised according to the position and density of trees to be felled in order to minimise the length of trails in the forest. Planning of felling The major objective of directional felling is to position the stem so as to facilitate extraction of logs. The second is to avoid damage to PCT (Potential Crop Trees). Directional felling can also be used to protect individual trees of endangered or rare species which have been recognised and recorded during the pre-harvesting forest inventory. The main guidelines for planning directional felling are: the tree must be felled either toward or away from skidding trails or cable ways at an oblique angle of approximately 30" to the skidding direction unless the tree can be felled directly on to the skidding trail, where possible, trees should be felled in the direction of existing canopy gaps, on steep slopes, trees must be felled uphill unless their downhill lean is too great, trees within or near a stream buffer zone must be felled so that the crowns fall outside the buffer zone, proper felling procedures must be applied to avoid splitting of the tree during felling and to minimise wood waste. Field experience shows that the best operators to decide the direction of felling are the fellers~themselves.The opening of skidding trails prior to felling operations is recommended as this will help the feller to check the best feasible direction of felling of each tree. Tactical maps and written plans Pre-harvesting inventories and planning must lead to the development of a tactical map which includes all the information needed to achieve the logging operations as defined in the plan. The tactical plan must also include a written document giving all the technical details of each activity to be carried out (pre-harvesting, harvesting and post-harvesting activities). The tactical map must be at a large scale (1 :2000 is suggested); it gathers the following information: topographic contour lines if necessary (5 m interval or less), l position of each tree to be felled, marked with its inventory number, road network and landing locations, skidding trail network, protected areas. Harvesting operations Felling (team, maps and material) Felling operations must be carried out by skilled personnel equipped with appropriate safety gear and using properly maintained equipment. The fellers must be familiar with directional felling techniques (see Klasson and Cedergen 1996). It is therefore important that the logging company provides training for fellers who have no experience in these techniques. Skiddine trails - marking and o ~ e n i n g During log extraction the following practices and equipment are recommended: skidding trails must be opened according to the planned network shown in the tactical logging map and in the forest, skidding trail width must not exceed 4 m, skidder operators are not allowed to leave the marked trails without permission, skidding trails are not allowed to cross streams wider than 5 m or gullies. Where this must be done, crossing must be made at a site where there is a rock base or a firm base, and the stream bed must be protected with logs or a temporarily culvert constructed, wheeled or crawler skidders are to be preferred to crawler tractors which should be used only in road construction and maintenance, the skidder must have a powered winch with at least 30 m of wire rope as well as an arch or other support for suspending the end of the load off the ground, the blade of the skidder should not exceed 3 m and blading should be avoided as much as possible in order to minimise the impact on soil, skidding of logs behind the tractor is not allowed on slopes over 30%; on such slopes log must be hauled up the hill using the winch, blading and log extraction during rainy days must be avoided in order to limit soil erosion. Payment system RIL techniques require the employment of skilled, welltrained and responsible staff as well as a modified piecework remuneration system in which payment takes into account the quality of the work. The remuneration system used in conventional logging, which only takes into account the commercial volume produced, is not effective in motivating the application of RIL techniques. A compensation system that rewards workers for good practices is needed. RIL: research objectives and impact 7 RESEARCH ON THE IMPACT O F LOGGING ON THE FOREST Post-hawesting operations Rehabilitation of skidding-trails After log extraction, cross-drains will be constructed on skidding trails in order to limit soil erosion. The following procedures are recommended: cross-drains should be built at an angle of 60" to 80' as measured from the longitudinal axis of the skid-trail, the frequency of cross-drains increases with slope (Table 1 sets out the scheme developed for use in Sabah), any temporarily stream crossing structure must be removed from the skidding trail. TABLE 1 Minimum cross-drainfrequencyforskidding trails and roads Slope (%) on skidding trails Cross-drain spacing < 10 10-20 20-30 No cross-drain 30 m 20 m Slope (%) on roads Cross-drain spacing <5 5-15 15-20 No cross-drain 120 m 80 m Source: RIL guidelines in Innoprise, Sabah (Pinard et al. 1995). Road closure Secondary or minor roads which are not to be used until the next felling cycle must be closed. Decisions of road closures are the responsibility of the officer in charge of logging and must be made in consultation with local stakeholders. Road closure includes the removal of log culverts and temporary bridges as well the construction of cross-drains according to the guidelines listed in Table 1. t operations Other ~ o s harvesting Other important post-harvesting operations are: control access to the permanent forest estate. Solely those individuals directly involved with forestry operations should be permitted into the permanent forest estate. A possible exception would be to allow local stakeholders access, however they would need to register their activities with the forest officer. Only ephemeral, subsistence activities should be allowed, proper maintenance of road surfaces, roadside ditches, cross-drains and stream crossings. Secondary or minor roads can be closed off if they will not be used again until the next felling cycle, cleaning landings and temporarily camps: bark, branchwood, etc to be burnt, rubbish, including oil or fuel, drums, wire rope to be removed, cans and other metallic waste to be buried. Most of the studies related to the impact of logging on forest stand provide important information on the quantity and the type of damage caused by logging according to the harvesting intensity and the extraction techniques used (Nicholson 1958, 1979, Jonkers 1987. Hendrison 1990, Uhl and Veira 1989, Cannon et al. 1994, Johns et al. 1996, Pinard and Putz 1996, Bertault and Sist 1997, Sist et al. 1998). More recently, growth modelling has also been developed to predict the yield of production forest according to the main parameters such as the level of cut and amount of logging damage (Vanclay 1994, Ong and Kleine 1995). Beside studies clearly focused on best silvicultural practices, numerous experiments have been carried out on the impact of logging on biodiversity, soil erosion and fauna (Johns 1991, 1992, Malmer and Grip 1990, Gullison and Hardner 1993, Thiollay 1992, White 1994). These studies are important in our understanding of the functioning of the complex tropical forest ecosystem. However, it is beyond the scope of this paper to review the whole range of such studies; instead attention is concentrated on the contribution of research in the identification of best silvicultural practices. There are still very few studies on the costs of RIL implementation though this point is essential to convince concessionaires and decision makers to promote the technique. Compared with conventional techniques, the main costs of RIL undoubtedly arise in the planning stage. However, in the Brazilian Amazon, Barreto et al. 1998 demonstrated that proper planning increased labour productivity and reduced waste during logging operation resulting in a net financial benefit of US$3.7 per m'. Damage to the stand caused by logging activities Amount of damage according to regions Based on studies carried out on the three continents (Africa, America, Asia) where tropical rain forests occur, Table 2 presents general patterns regarding the amount of damage according to the level of cut. Logging intensity (i.e. the number of stem harvested per ha varies according to regions and continents. In Africa, it is very low (1-2 trees ha-' or 1520 m' ha-') while the highest, in South East Asia, indicates a mean of 8 harvested trees ha-' representing a volume of between 80 to 100 m3 ha-l (Table 2). South America shows an intermediate position with an average of 5-6 harvested trees ha-'. However, timber tree species are not uniformly distributed in the forest and logging intensity can therefore show very high variations within the same locality. There are sites in Africa and South America where logging intensity is comparable to that recorded in South East Asia. In Guyana, for example, the main commercial species known as greenheart (Chlorocardium rodiei) is often found in clumps in primary forest. This can result in alogging intensity rising to more than 15 trees ha-' (Zagt 1998, Van der Hout this RIL: research objectives and impact l e P RILne 8 RILn > 8 CNV l FIGURE 4 Mean percentages (bars + standard deviation) of trees damaged (injured or killed, % of the original tree population) by felling and skidding in RIL and CL (conventional logging) with different felling intensity, Kalimantan .,: Notes: RIL RIL with a felling intensity c 8 trees ha-', RIL ?,: RIL with a felling intensity r 8 trees ha-'. Hatched bars: felling damage, empty bars: skidding damage, black bars: total damage Source: Sist et al. (1998) The main objective of directional felling is to position logs for easier extraction. The effect of vine cutting in reducing the felling damage seems to be dependent on their density prior to logging (Cedergen 1996). In Malaysia, in a forest with high climber density (376 ha-', dbh > 2 cm), Appanah and Putz (1984) observed that vine cutting prior to logging reduced the number of trees pulled down during felling by approximately one-half. In contrast in Sabah, in a forest with a lower climber density (189 ha-'), Cedergen (1996) demonstrated that vine cutting had no effect in reducing the felling damage. Felling damage intensity mainly depends on biophysical factors such as the height of the tree, the size of the crown and the topography (Cedergen 1996). Techniques capable of significantly reducing felling damage to stands are not yet available in the tropics. The only method of reducing such damage that is currently available is to limit the level of cut. Impact of logging damage on long term forest dynamics Logging clearly has a long term impact on the dynamics of the forest. Tree mortality rate in logged-over forests is significantly higher than in primary forest (3-5 % per year vs.1-2%) for 5 to 10 years after logging (Nicholson 1979, Primack et al. 1985, Manocharan and Kochumen 1987). This can be partly related to the mortality of trees damaged by logging which show a much higher mortality rate than undamaged ones. In East Kalimantan, two years after logging, mean annual mortality rate of damaged trees was 5.5 % versus 1.1 % only for undamaged (Nguyen-ThC et al. 1998). However, canopy opening also creates favourable light conditions for some species, including commercial 9 ones, the growth of which is stimulated at least during the three years following logging (Primack et al. 1985, Jonkers 1987, Nguyen-ThC et al. 1998). This is the case in South East Asia where dipterocarps show a positive growth response to extra light (Nguyen-ThC et al. 1998). In the last case, a high level of logging damage has a negative impact on forest recovery and hence on volume increment. The high mortality of highly damaged forest is not compensated by the growth of the remaining trees and the recruitment of new trees with dbh r 10 cm. This last result suggests that forests harvested using RIL may recover faster and produce more growth than those logged under conventional practice. The length of the felling cycle may be significantly reduced in consequence. Indeed, the long-term benefit of RIL may arise mainly in the reduction of the felling cycle that is feasible. CONCLUSIONS AND DISCUSSION Reduced impact logging must not be regarded as the one single activity able to ensure the achievement of sustainable forest management. RIL is only a technical and silvicultural procedure which must be integrated into a defined management plan for long-term use of the forest. Certification introduces a comprehensive discipline aimed at achieving sustainable management and the adoption of RIL is a prerequisite for certification (Udarbe et al. 1994). In the tropics, more and more logging companies are now aware of the value of certification if they want to increase their share of the international wood market. This context is therefore very favourable for the promotion of RIL. More studies on the cost of RIL implementation compared with conventional techniques should be undertaken since the common belief of loggers is that RIL techniques are more expensive. The impact of logging and the intensity of damage are directly linked to logging intensity and harvesting techniques. Because logging damage in West and Central Africa is usually very low (affecting less than 15 % of the original stand), the reduction of such damage by 50 % will be certainly less noticeable than in South East Asia where logging impact is very high. However, RIL is not only a technique to reduce the damage, it is also a procedure to optimise resource utilisation through forest inventory and planning of harvesting. In the tropical forest of Central and West Africa, this last aspect of RIL is undoubtedly the most important one and may have much more significant impact on silviculture than the reduction of damage only. In Africa, successive fellings at a very short intervals are very common and often associated with poor, or a complete lack of, forest inventory. Such practices are not compatible with sustainable management and could be easily avoided if there was an accurate inventory of the forest resources before harvesting. Although the mean logging intensity in Africa and South America is usually much lower than that recorded in South East Asia, this intensity is not uniform throughout the forest. These variations are likely to have important consequences in terms of silviculture (see Van der Hout, this volume). Our knowledge on how to define sound silviculture 10 P.Sist adapted to local variations of logging intensity is still poor and more research is required on this matter. REFERENCES APPANAH, S. and PUTZ,F E . 1984 Climber abundance in virgin dipterocarp forest and the effect of pre-felling climber cutting on logging damage. Malay. For. 47 (4): 335-342. BARRETO, P,, AMARAL, P., VIDAL,E. and UHL,C. 1998 Costs and benefits of forest management for timber production in eastern Amazonia. For. Ecol. Manage. 108: 9-26. BERTAULT, J-G. and SIST,P. l995 The effects of logging in natural forests. Bois er forifs des tropiques 245: 5-20. BERTAULT, J-G. and SIST,P. 1997 An experimental comparison of different harvesting intensities with reduced-impact and conventional logging in East Kalimantan, Indonesia. For: Ecol. Manage. 94: 209-21 8. BIRD,N.M. 1998 Sustaining the yield. Improved timber harvesting practices in Belize 1992-1998. Natural Resources Institute, Chatharn, UK. CANNON, C.H., PEART, D. R., LEIGHTON, M. and KARTAWANATA, K. 1994 The structure of lowland rainforest after selective logging in West Kalimantan, Indonesia. For: Ecol. Manage. 67: 49-68. CEDERGEN, J. 1996 A silvicultural evaluation of stand characteristics, pre-felling climber cutting and directional felling in a primary dipterocarp forest in Sabah, Malaysia. Doctoral thesis, Swedish University of Agricultural Sciences, UmeB, 1996. DURRIEU de MADRON, FORNI,E., MEKOK, M. 1998 Les techniques faible impact en for& dense humide camerounaise. Serie FORAFRI, Document n o l7, 29 pp. Cirad-For&, Montpellier. DYKSTRA, D. and HEINRICH, R. 1996 FAO model code of forest harvesting practice. FAO, Rome, 85 pp. GULLISON, R.E. and HARDNER, J.J. 1993 The effects of road design and harvest intensity on forest damage caused by selective logging: empirical results and simulation model from the bosque chimanes, Bolivia. For. Ecol. Manage. 59: 1-14. J. l990 Damage-controlled logging in managed HENDRISON, tropical rain forests in Suriname. Series on the ecology and management of tropical rain forests in Suriname. Wageningen Agricultural University, Wageningen, Netherlands, 204 pp. JOHNS, A.D. 1991 Responses of Amazonian rain forest birds to habitat modification. J. Trop. Ecol. 7: 417-437 JOHNS,A.D. 1992 Vertebrate responses to selective logging: implications for the design of logging systems. Phil. Trans. Roy. Soc. London ( B ) 335: 437-442. JOHNS,J.F., BARRETO, P. and UHL,C. 1996 Logging damage during planned and unplanned logging operations in the eastern Amazon. For. Ecol. Manage. 89: 59-77. JONKERS, W.B.J. 1987 Vegetation structure, logging damage and silviculture in a tropical rain forest in Suriname. Ph.D.thesis, Wageningen Agricultural University, The Netherlands. &ASSON,B. and CEDERGEN, J. 1996 Felling the right way. Some hints on the art and science of directional felling. I7TO Trop. For Update 6 (3): 5-7. MANOCHARAN, N. and KOCHUMMEN, K.M. 1987 Recruitment, growth and mortality of tree species in a lowland dipterocarp forest in Peninsular Malaysia. J. Trop. Ecol. 3: 315-330. NICHOLSON D.I. 1958 An analysis of logging damage in tropical rain forests, North Borneo. Malay. For. 21 (4): 235-245. N 1 c ~ o ~ D.I. s o ~1979 The effects of logging and treatment on the mixed dipterocarp forests of Southeast Asia. FAO, Rome. Report FO: MISC/79/8, 65 pp. NGUYEN-THE, N., FAVRICHON, V., SIST,P., HOUDE,L., BERTAULT, JG. and FAUVET, N. 1998. Growth and mortality patterns before J-G. and KADIR,K. (eds.) and after logging. In: BERTAULT, Silvicultural research in a lowland mixed dipterocarpforest of East Kalimantan, the contribution of STREKproject, CIRADFor& Publication pp. 181-216. ONC,R. and KLEINE, M. 1995 DIPSIM. A dipterocarp forest growth simulation model for Sabah. Forest Research Centre Research paper No. 2, Forest Department, Sabah, Malaysia, 94 PP. PINARD, M.A., PUTZ,F.E.,TAY,J. and SULLIVAN, T.E. 1995 Creating timber harvesting guidelines for a reduced-impact logging project in Malaysia. J. For. 93 (10): 41-45. PINARD, M.A. and PUTZ,F.E. 1996 Retaining forest biomass by reducing logging damage. Biotropica 28 (3): 278-295. PRIMACK, R.B., ASHTON, P.S., CHAI, P. and LEE,H.S. 1985 Growth rates and population structure of Moraceae trees in Sarawak, East Malaysia. Ecology 66: 577-588. SABAH FORESTRY DEPARTMENT l998 RIL operation guide book. Sabah Forestry Department, Malaysia. J-G. 1998. Reduced-Impact logging SIST,P. and BERTAULT, experiments: impact of harvesting intensities and logging techniques on stand damage. In: BERTALLT, J-G. and KADIR K., (eds.) Silvicultural research in a lowland mixed dipterocarp forest ofEast Kalimantan, the contribution of STREK project, CIRAD-Foret Publication pp: 139-162. SIST,P,, NOLAN, T., BERTAULT, J-G. and DYKSTRA, D. l998 Logging intensity versus sustainability in Indonesia. For Ecol. Manage. 108: 25 1-260. THIOLLAY, J-M. 1992 Influence of selective logging on bird species diversity in Guiana rain forest. Cons. Biol. 6: 47-63. UDARBE, M P , GLAUNER, R., KLEINE, M. and U E B E L H ~K.R ,1994 Sustainability criteria for forest management in Sabah. l7TO Trop. For. Update 4: 13- 17. UHL,C, and VEIRA,I.C.G. l989 Ecological impact of selective logging in the Brazilian Amazon : a case study from the Paragominas region of the state of Para. Biotropica 21: 98106. VANCLAY, J.K. 1994 Sustainable timber harvesting: simulation studies in the tropical rainforests of north Queensland. For Ecol. Manage. 69: 299-320. VANUATU FORESTRY DEPARTMENT 1997 Vanuatu Reduced-Impact Logging guidelines. Vanuatu Forestry Department. 23 pp. WHITE,L.T. 1994 The effects of commercial mechanised selective logging on a transect in lowland rainforest in the Lop6 Reserve, Gabon. J. Trop. Ecol. 10: 313-322. ZAGT,R. J. 1997 Tree demography in the tropical rain forest of Guyana. Tropenbos, Guyana Series 3, 251 pp. International Forestry Review 2(1), 2000 11 Logging in south Cameroon: current methods and opportunities for improvement WYB B.J. JONKERS and GART J.R. VAN LEERSUM Wageningen University, Sub-department of Forestry, PO. Box 342, 6700 AH Wageningen, The Netherlands [email protected]. wag-uml SUMMARY Forestry operations in the rainforests of south Cameroon require to be adapted to the prevailing physical, biotic and socio-economic conditions. Terrain used for logging is often steep and rugged. The forest contains many very large trees, though few of those are of marketable species. The forest is an important resource for the population, and forestry should be planned and executed in close consultation and cooperation with them. While much effort has been put in improving forest management, logging operations have changed little in recent years. Less than one tree per ha is felled, and logging damage is therefore limited. About 30% of the felled volume of timber is left in the forest. Some elements of reduced impact logging, such as winching and improved instruction and supervision, can reduce logging damage, wastage and negative effects for the local people and wildlife substantially, but other elements, such as liana cutting and directional felling, are less suitable under the prevailing conditions. Keywords: Cameroon, forest management, logging, rainforest. INTRODUCTION Efforts have been made in many countries to reduce logging damage in rainforests. Early publications by Mattson MArn and Jonkers (1981) and Hendrison (1990) indicated that considerable damage reduction can be achieved by introducing proper planning procedures and rather simple modifications in existing logging methods. In the 1980s and 1990s, there was a growing awareness of the need to manage rainforests in a sustainable way, and this led, among others, to more attention for reduced impact logging (RIL). Many studies were executed in Asia, Australia and Latin America (e.g. Crome etal. 1992, Blate 1997, Johns et al. 1996, Webb 1997, Van der Hout 1999, Bertault and Sist 1995, Pinard and Putz 1996, Cedergren et al. 1994), and all these advocated similar changes in logging methods. In Africa, RIL received less attention. In Cameroon, two RIL studies have been undertaken. The Tropenbos-Cameroon Programme (TCP) started in 1994 with RIL and other studies aimed at developing methods and strategies for sustainable rainforest management. Another study was carried out in the eastern part of the country (Durrieu de Madron et al. 1998). Cameroon has an enormous -diversity of climatic, physiographic and biotic conditions, and of people. Rainforests occur in the south of the country. The 200,000 ha Tropenbos research site is located in the South Province, 50 - 100 km from the coast. Logging methods should ideally be adapted to the physical and biotic environment and to socio-economic conditions in the region for which they are developed. These aspects are therefore discussed before going into more technical aspects. THE SOCIAL DIMENSION The population density in most of the rainforest zone of Cameroon is 5-15 people km-', but there are also large uninhabited areas, especially in the east, and densely populated areas near cities and in areas with fertile volcanic soils. There are many ethnic groups in the rainforest zone. In the TCP site alone, there are five Bantu ethnic groups and the Bagyeli pygmies. The main means of subsistence of the Bantu is shifting cultivation. Nevertheless, they depend heavily on bushmeat for their protein supply, and also use many other non-timber forest products (Van Dijk 1999). The Bagyeli form a small minority. Although they practise shifting cultivation, their main means of subsistence are gathering and hunting. A Bagyeli family is strongly linked with a particular Bantu clan, with whom they exchange forest produce for agricultural goods. Forest management and logging operations should be compatible with the way of living of the local people, and with their traditional law. In this traditional law, the concept of land as property hardly exists. Instead land is regarded rather as a 'bundle of rights' in respect of which one family or individual may have the right to practise agriculture on a 12 W.B.J. Jonkers and G.J.R. Van Leersum particular area, while others may have the right to hunt or to collect other forest produce. This provides opportunities for combining timber production and the use of forest resources by the local people. TABLE1 Diameter class distribution in a Cameroonian rainforest Diameter class, cm 10-30 30-50 50-70 70-1 00 <l00 Number of stems 379.3 per ha 55.1 17.0 8.5 7.1 PHYSICAL AND BIOTIC FEATURES The TCP site is located on poor soils of the Pre-Cambrian Central African Shield. The physiography is undulating in parts, but more often hilly or mountainous and highly dissected. Easily accessible parts are mostly used for shifting cultivation, and logging has, for the most part, to be practised in difficult terrain. Substantial tracts of land are too steep for either agriculture or logging, and are used only for gathering and hunting. The rainforests of Cameroon vary considerably in species composition. There is a clear sequence of vegetation types from the very humid coastal zone towards the somewhat drier areas further to the north and east. According to Letouzey (1 985), the rainforest at the TCP site belongs to the mid-altitude evergreen forest dominated by Caesalpinaceae. This family is indeed well presented, but the most important timber species is azobe (Lophiru alata), which is characteristic of the low altitude evergreen forest. A recent survey showed a basal area of 34 mZha-', which is well above the pan-tropical average. The number of species found among trees >IOcm dbh ranges from 70 to 86 per hectare (Foahom and Jonkers 1992). Vegetation is greatly influenced by man. This applies particularly to the extensive areas of secondary forest, but also to most of the forests considered 'primary'. In past centuries, when the people lived scattered in the forest, shifting cultivation was practised with primitive tools, and large trees were often spared on fields because they were difficult to fell. This seems to have had a long lasting impact on the forest structure. A remarkable feature is the high number of very large emergent trees. Table 1 illustrates this for an inventoried area of 165 ha. These giants reach heights of 50-60 meters, with diameters of 1 to 2.5 meters or more. Unfortunately, only some of these trees belong to marketable species, and the average logging intensity is well below one tree per ha. Another noteworthy feature is that the spatial distributions of large trees of azobC and some other timber species are clumped. Felling tends to be concentrated in such clumps, and other parts of the forest are affected little by felling. As these species regenerate well on shifting cultivation fields, and hardly in undisturbed forest, such clumps are believed to originate from such fields abandoned in past centuries. The fauna in most forests is not particularly rich because of hunting pressure. Logging also has an impact on the fauna. The noise of logging equipment causes larger animals to move away, and it may take many years before they return. Moreover. it stimulates hunting as logging tracks provide easy access to the forest and because demand for bushmeat increases due to the presence of logging personnel (Van Dijk 1999). FOREST MANAGEMENT PLANNING The forestry situation in Cameroon is changing rapidly. Until recently, gazetted permanent production forest was almost non-existent, and timber production was in fixedterm concessions of one to five years. Since 1999, shortterm concessions are no longer issued and large permanent forest management units are being established, for which forest management plans have to be made. Concepts for such plans have been developed, and are being elaborated further. With evolving insights into the complexity of managing Cameroon's forests, management plans are becoming increasingly complex. From a purely timber production oriented plan, the concept has now developed of a detailed scenario including the rights and obligations of all actors concerned with the preparation and execution of the plan (ONADEF 1991, 1997) and local people's participation. In Cameroon, forest management planning has to include land-use planning to determine the exact boundaries of permanent production and protection forest in consultation with the local people. After marking the boundaries, annual logging coupes will have to be planned in time and space and the annual yield has to be determined, based on a forest inventory and again in consultation with the population. To allow people to hunt and to preserve the fauna, an annual coupe should not cover a large continuous area and completely surround a village, but instead consist of logging compartments that are not adjacent to one another. Thereafter follows the operational planning of logging and other forestry activities within the first annual coupe. A specification of how logging should be executed has to be part of forest management planning, based on adequate rules and regulations. In Carneroon, however, the official 'Guidelines for logging enterprises' (MINAGRI 1988) hardly pose restrictions on skidding and felling other than minimum felling limits, though rules for forest inventory do apply (ONADEF 1992). A logical set of harvesting and management guidelines is required for proper monitoring during, and verification after, the lease period of a concession. It should be possible to hold a concessionaire accountable for needless logging damage. Ideally, the concessionaire should also be obliged to switch to production technologies which further reduce damage to the residual stand. Logging in South Cameroon CONVENTIONAL LOGGING TABLE2 Logging damage in twelve 25 ha plots expressed as % of area disturbed In order to assess the need for improvements in logging methods, the operations of one of the best-organised logging companies in Cameroon and the resulting damage were studied. Operation Logging operations Damage level Before logging starts, the company arranges compensation for possible damage to agricultural fields and other losses and inconveniences with the villagers. The operations start with a 100% inventory. Only those trees which the concessionaire intends to harvest are enumerated and their positions plotted on 15,000 maps. These trees are always very large, and produce timber of export quality. Their average diameter is 116 cm and their average bole volume 13 m3. Maps are used for harvest and marketing planning, for truck road alignment and for felling, and occasionally also for skidding. Felling is done by teams of two or three men. The felling technique is simple, and trees are usually felled in the direction of their natural lean. The direction is rarely but successfully altered in case of possible damage to agricultural fields. Trees are subsequently crosscut and topped without any information on log lengths desired further down the production chain. Felling productivity is three trees per effective working day per feller. Skidding is carried out with D7 dozers and Caterpillar 528 skidders. The D7 constructs trails to felled trees and prepares logs for skidder transport to the landing. Trail construction is mostly from felling gap to felling gap and is seldom guided by inventory maps. Logs are skidded one at a time, and skidding on steeper slopes than 20% is avoided. The large log sizes and difficult terrain lead to a production of only five logs per skidder per day. At the landing, logs are further crosscut to improve their appearance. Log transport is by trucks with a capacity of 25-35 tonnes. Logging administration and reporting covers recording the daily production per crew. The system serves for payment of bonuses and monitoring of stocks in the forest and on the landing. The administrative forms for felling, skidding and transport are however poorly harmonised. As tree and log numbers on the various forms do not correspond, these records cannot be used for monitoring the production chain. Logging damage Logging damage was studied in twelve 25 hectare plots, randomly chosen within a 2500 ha working coupe. Only 5% of the area incurred disturbance as result of logging. Table 2 summarises the results. Damage can be in the form of soil compaction or vegetation clearing by logging machines, or damage caused by falling trees. Disturbance is so low because only 0.3 trees ha-' were felled, which is substantially less than the 0.7 harvestable trees ha" recorded in the inventory. 13 Felling Skidding 1.4% 1.1% Road Combined and landing construction 2.7% 5.1% The main reason for the low production is that parts of the forest were not entered because of steep slopes, poor stocking andlor presence of agricultural fields. It is therefore not surprising that damage per plot varied considerably, ranging from 0% to 25% in the plot with the highest felling intensity (1.8 trees ha-'). Another reason for the low yield was that the concessionaire had temporarily increased the minimum felling diameter and reduced the list of species to be harvested because of low timber prices. It is remarkable that half of the damage was caused by truck road and landing construction, which is usually a minor cause. This is because the terrain is highly dissected, and roads were built on each of the many ridges. Furthermore, roads were made very wide to allow quick drying after rains. Log landings were also oversized, and unnecessary landings were made. The crews had been instructed to create landings every 500 meters, which was observed rigidly. About 30 % of the damage due to roads and landings could have been avoided. Avoidable skidding damage includes dual trails, shortcuts and trails not leading to a felled tree. About 20% of this type of damage could have been avoided, and was caused by: - Rain and unstable, saturated ground conditions. This is considered the single most important factor. If skidding continues in bad weather the output is almost zero, leading to rapid deterioration of the trails, which can sometimes be used for only one passage. - Lack of supervision. Machine operators can set their own standards of work. As long as they produce enough logs, their supervisors remain on the landing and inspect only logs that reach there. - Lack of environmental awareness among operators and supervisors. Few operators see a need for damage reduction, and most feel that the forest will recover anyway. - Dozers entering felling gaps. Needless manoeuvring in felling gaps caused 10% of the total skidding damage. Reducing the area of felling gaps by making gaps overlap is not feasible, as distances between felled trees are generally too large. The large distances between harvestable trees also reduce the need for careful planning of felling directions to facilitate skidding, as it is always possible to approach logs using the best possible angle. Directional felling may be useful for preserving future crop trees and trees producing non-timber forest products. 14 W.B.J. Jonkers and G.J. R. Van Leersum Timber recovery Summary results Reducing timber wastage is an aim of RIL, as it makes the operation economically more attractive. Timber losses were therefore investigated. It was found that the quantity of timber delivered at the sawmill was 70% of the amount felled. Most losses occurred during felling (21 7%). As much as 7-10% was lost because good-quality tops of the stems were cut off and left in the forest. Other felling losses consisted mostly of inferior timber such as conical butt ends and hollow or poorly shaped trunks. Losses due to skidding (4%) consisted mainly of good-quality logs left along trails. At landings, another 4% loss occurred, mainly due to cutting off both log ends to give the timber a better appearance. Some good logs were left at landings due to oversight. Underlying causes for timber losses during logging are: Liana cutting - High quality demands imposed by the sawmill and sales branch of the company. - Natural factors such as tree rot. - Poor reporting and administrative procedures. The log - - flow is not monitored in a way that allows timber losses to be traced. Inadequate monitoring and supervision, especially in relation to the quality of the work, e.g. assessing abuse of machines, need for training among operators, wastage and logging damage. Method of remuneration and incentives for forest workers. These payments are based on quality and quantity of timber arriving at landings and not on easily obtainable indicators for the quality of their work such as the volume recovered per tree harvested. REDUCED IMPACT LOGGING Conceptual framework When devising a RIL method, a wide range of harvesting operations and pre- and post-logging activities has to be considered. Box 1 provides a list of such operations, which is based on publications mentioned above (p. l ] ) , plus others (e.g. FAO 1996) as well as the authors' views at the onset of the project. This list was used as a conceptual framework in TCP logging research. The study looked into the technical feasibility of the elements and the need for their introduction in Cameroon. Field experiments Potential adaptations to conventional logging aimed at damage reduction were identified and tested individually. Thereafter, a field comparison (120 ha) was made between conventional and modified logging: analysis of this experiment remains to be completed. In addition, the impact of liana cutting on logging damage was assessed in a 28 ha experiment. Liana cutting nine months before felling was compared to a control treatment. Liana cutting did not have a noticeable effect on felling damage, in spite of the large numbers of lianas present (Parren and Bongers 1998). This is probably because felled trees are all emergents which tower high above surrounding trees. Lianas in such emergent trees seldom connect the crowns of these trees to neighbouring crowns, and therefore contribute little to felling damage. Harvest inventory and skidding trail alignment With the available level of mapped topographic detail, tree inventory data are not sufficient to plan logging operations in difficult, irregularly dissected terrain. Enlarged topographic maps used to plot inventory results are too inaccurate for 'precision forestry' purposes. When designing a system of skidding trails, a double field check is needed before marking trails. Even then, frequently used trails deteriorate, forcing the machines to deviate from the intended pattern. Alignment of trails based on detailed inventory maps was tried. The outcome was that the skidding trail pattern is determined mainly by terrain conditions. However, involving local villagers in trail alignment with the aim of protecting sites important to them is a promising option, as is the use of topographic information from aerial photographs, remote sensing or radar imagery. Geographic Information Systems can also be of use (Durrieu de Madron et al. 1998). Felling Directional felling proved to be technically feasible. Only the very few trees without aclear natural lean are difficult to fell in a desirable direction. Directional felling can serve to protect potential crop trees and trees yielding non-timber forest products. However, damage to trees to be preserved is low under conventional felling and preliminary results indicate that directional felling hardly reduces damage. The main reasons are the scattered distribution of trees to be preserved and poor horizontal visibility, which is usually 30 metres or less while the bulk of a felled tree's crown penetrates the crown layer to a greater distance. This makes it difficult for fellers to choose a proper felling direction. By far the biggest improvements are expected from refresher courses in controlled felling and improved crosscutting instructions. Skidding Skidding offers little scope for improvement along lines developed outside Africa. Reduction of tertiary skidding trails through winching and pre-felling alignment of trails on the basis of a detailed harvest inventory were considered promising techniques in this respect, and have been tried. Winching over long distances was seldom Logging in South Cameroon possible because o f log weights a n d volumes, obstruction b y t h e bucked, conical butt e n d a n d hilly and slippery terrain. Winching o v e r short distances gave better results. Supervision of skidding operations has immediate posi- tive effects o n d a m a g e reduction. U s e restriction following rain also reduces d a m a g e , but leads t o losses o f output in all production phases w h i c h m a y o u t w e i g h t h e benefits. Box 1 Potential elements for a RIL method for tropical rainforest Harvesting phase: Featureslissueslpurpose Inventory Scale of maps Full topography Inventory unit size Markinglmapping of timber trees Markinglmapping of PCTs Markinglmapping of NTFP trees and sites Report l : 5000, balance between information density and size Location of breaks in terrain,obstacles to skidding 20-50 ha, stock taker density and communication Including their natural lean Preserve potential crop trees (PCTs) Safeguard supply of non-timber forest products (NTFPs) Submit information to planning department Planning Assignment of buffer zones Tree selection: Assignment of trees to be preserved Assignment of trees to be felled Felling pattern Felling direction 15 Forest protection within working coupes Skidding trail alignment Report Report Seed trees, trees of importance to local people Percentage of harvestable stock Scattered or clumped Avoiding NTFP trees, PCTs, adverse angle with trail, single or multiple tree felling gaps Design system of unambiguous, shortest tracks Relay planning outcome to local people1 prescriptions to field crews Feed back alignment results to planning Other pre-felling activities Climber cutting Girdling of timber trees Marking of skidding trails Well in advance, at individual tree level Reduction of crown weight Extra orientation for felling direction of trees Road a n d landing construction Clearing width Wildlife corridor Durability Depending on orientation towards sun Connected crowns of bordering trees Shape, compactness, top layer material Felling Tree selection Felling direction Directional felling Cross-cutting, incl. topping Report Only felling of trees indicated by planning Check whether planned direction is realistic Avoid damage to PCT and NTFP trees, avoid unfavourable angles Avoid skidding problems, according to log size preferences in market Relay information to skidding crews, feedback to planning department. Skidding Marking of skidding trails Construction of skidding trails Construction of stream crossings Stump operationslwinching of logs to trail Skidding to landing Report Present unambiguous trail to operator Computer aided, possibly computer controlled Hollow trees as culverts, feller present Reduction in tertiary trailslstump site damage, communication Remain on trail, terrain conditions Relay information to transport crew, feed-back planning department Post-harvest operations Felling gaps Skidding trails Main roads Feeder roads Bridges Landings Sanitary operations on trees, diseases, growth stimulus Ploughing, blocking, removal of culverts Keep open for local populat~on Blocked to prevent re-logging and hunting Blocked to prevent re-logging and hunting Ploughing, 60 cm depth 16 W.B.J. Joizkers and G.J.R. Van Leersum DISCUSSION Logging damage has been measured in the concession of a comparatively well organised enterprise which applies planning a n d control. Although logging methods have improved little in recent years (see Evans 1990, Gartlan 1990), comparison of this operation with the full range of R I L elements is unlikely t o show dramatic differences under the current low harvest intensities. About 20% of the damage can be avoided, meaning that logging damage could have been 4% instead of 5%. N o doubt a comparison with practices of less organised enterprises puts R I L in a more favourable position. Nevertheless, there is a need t o reduce damage not only t o preserve future crops, but also t o reduce negative effects for the local population and wildlife. The concepts and activities t o achieve this are not new, with the exception of involving the local population directly in forestry activities. Better communication, reporting and supervision will diminish damage and improve the recovery of felled timber. ACKNOWLEDGEMENTS T h e International Tropical T i m b e r Organisation, t h e C o m m o n F u n d f o r C o m m o d i t i e s and t h e Tropenbos Foundation funded the research on which this paper is based. T h e authors are grateful for the support of WijmaDouala S A R L and all those w h o contributed to this study, in particular Messrs F. Ngibaot and E . Laan. REFERENCES BERTAULT, J-G and SIST,P. 1995 Impact de l'exploitation en foret naturelle. Bois et Forets des Tropiques 245 ( 3 ) : 15-20. BLATE, G. 1997 Sustainable forest management in Brazil. Tropical Forestry Update 7 (3): 14-15. CEDERGREN, J., FALCK, J., GARCIA, A., GOH,F., and HAGNER, M. 1994 Reducing impact without reducing yield. Tropical Forestry Update 4 (3): 9- 10. L.A. and RICHARDS, G.C. 1992 A study of CROME, F H J, MOORE, logging damage in upland rainforest in north Queensland. For. Ecol. Manage. 49: 1-29. DE MADRON, L., FORNI,E. and MEKOK,M. l998 Les DURRIEU techniques d'exploitation 8 faible impact en foret dense humide camerounaise. SCrie Forafri Document 17, CIRAD-Foret, Montpellier, France. EVANS, W.R. l990 The sustainability of logging in Cameroon: selected case studies. Fountain Renewable Resources, Banbury, United Kingdom. FAO. 1996 Forest Codes of Practice: contributing to environmentally sound forest practices, FAO Document 133. FAO, Rome, Italy. FOAHOM, B. and JONKERS, W.B.J. 1992 A programme for Tropenbos research in Cameroon. The Tropenbos Foundation, Wageningen, The Netherlands. GARTLAN, S. l990 Practical constraints on sustainable logging in Cameroon. Paper presented at the ConfCrence sur la conservation et I'utilisation rationnelle de la foret dense d' Afrique Centrale et de 1'Ouest. African Development Bank, IUCN, World Bank, Government of CBte d'lvoire. HENDRISON, J. l990 Damage-controlled logging in tropical rainforest in Suriname. 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ONADEF. 1997 Guide d'ilaboration des plans d'amknagement des forets de production du domaine forestier permanent de la Rtpublique du Cameroun. Office National de Dtveloppement des ForCts, YaoundC, Cameroon. PARREN, M. and BONGERS, F. 1998 Forest lianas and pre-felling climber cutting in southern Cameroon: a silvicultural evaluation. Paper presented at the Forafri conference, Libreville, Gabon, October 1998. PINARD, M.A. and PUTZ,F E. 1996 Retaining forest biomass by reducing logging damage. Biotropica 28 (3):278-295. VANDER HOUT,P. l999 Reduced impact logging in the tropical rainforest of Guyana. Tropenbos-Guyana Series 6. TropenbosGuyana Programme, Georgetown, Guyana. VANDIJK.J.F.W. l999 Non-timber forest products in the BipindiAkom I1 region, Cameroon. Tropenbos-Cameroon Series 1. Tropenbos-Cameroon Programme, Kribi, Cameroon. WEBB.E L. 1997 Canopy removal and residual stand damage during controlled selective logging in lowland swamp forest of north-east Costa Rica. For Ecol. Manage. 95: 117-129. I International Forestry Review 2(1), 2000 17 RIL for real: introducing reduced impact logging techniques into a commerical forestry operation in Guyana S. ARMSTRONG and C. J, INGLIS Edinburgh Centre for Tropical Forests, c10 LTS International, Pentlands Science Park, Bush Loan, Penicuik, Edinburgh, EH26 OPH, U.K. SUMMARY The commercial implications of introducing Reduced Impact Logging (RIL) into a large timber harvesting operation are assessed. Findings are based on a trial of 800 hectares in a timber harvesting operation in Guyana, and indicate that damage can be reduced and financial savings made by implementing improved harvesting practice, particularly through the use of pre-harvest tree location maps. Adequate training and supervision are central to implementing good harvesting practice. Major constraints to implementing RIL are the availability and retention of people with the necessary skills to work in difficult conditions. Adoption of new technologies and improved information and management systems should also improve operational efficiency and reduce damage in other areas of commercial forestry operations such as road construction. Keywords: commercial forestry harvesting, forest management, Guyana, reduced impact logging. INTRODUCTION The problems of implementing good forest management are not new. In drawing lessons from the history of tropical forest management Dawkins and Philip (1998) highlight the importance of the effective control of felling in order to avoid both waste of and damage to timber and the residual stand. They cite Maconachie and Tremenhere as having made this same point in 1810 and 1841 respectively. Actually achieving these aims, however, still proves problematic in commercial timber harvesting operations. The research trial presented here illustrates some of the practical implications of adopting RIL theory and techniques into a commercial operation. Such a study has been called for by an industry wary of introducing RIL (see, for example, ITTO 1996). APPROACH Since 1992, the Edinburgh Centre for Tropical Forests (ECTF) has been working together with the Barama Company Limited (BCL), a commercial timber harvesting and processing company, on the North West Guyana Sustainable Timber Production Programme. The aims of the Programme partners are: BCL: to ensure the sustainability of the forest in perpetuity whilst selectively harvesting a major natural resource for the benefit of the Company, people and Government of Guyana; ECTF: to provide independent advice to BCL, to enable it to fulfil its wider management objectives through a process of environmental and social monitoring and a programme of silvicultural and operational research. Earlier work undertaken by the programme, notably the establishment of Permanent Sample Plots (PSPs), is described in more detail elsewhere (Inglis et a1.1997). These plots are being used to assess post-harvest forest growth and the impact of damage on growth. The background to Guyana and forestry in Guyana are described in Inglis et al. (1997) and van der Hout (1999). SITE DESCRIPTION BCL operates a 1.67 million hectare concession in North West Guyana. The forest in which the trial was undertaken is a mixed evergreen moist forest on undulating to hilly terrain. The average basal area recorded in trees above 20 cm dbh in 78 one hectare PSPs established in the concession is 23 m ' ha-', ranging between 15 and 27 m2 ha-'. The productive mixed forest comprises mainly black kakaralli (Eschweilera spp.), kauta (Licania guianensis), hairiballi (Alexa spp.), trysil (Pentaclethra odorata) and baromalli (Catostemma spp.), representing 23%, 14%, 11 %, 6% and 6% respectively of the basal area in the PSPs. Of these baromalli and trysil are harvested. Stocking of commercial species is low, with harvesting averaging 18 S. Armstrong and C.J. Inglis 8.2 m3 ha-' since operations began. At an average volume of 3.4 m3per tree, this implies 2.4 trees per hectare. Baromalli comprises nearly 90% of the harvested volume. The productive forest is also interspersed with unproductive swamp and steep terrain. The harvesting in this trial was subject to the many interacting and uncontrolled factors common to tropical forest harvesting operations such as variable ground conditions and machine age. For the results of the trial to feed into management planning it was important that the results would be 'operationally relevant'. As such, operational variables (especially scale) were retained at the expense of conducting a less realistic but more precisely controlled experiment, and the results focus on the implications of implementing RIL at the operational scale. A smaller scale and more intensive study of the ecological and silvicultural impacts of RIL elsewhere in Guyana is described by van der Hout (1999). Definitions For the purposes of this study the following terms are defined. Skid trails1 The proposed main skid trail length is the length of the main skid trail as planned on the pre-harvest tree location map. It does not include the secondary skid trails, which run from the main skid trail to the stumps. In practice skid trail planning is subjective and variation between experienced individuals planning skid trails is likely. Waste wood Waste wood is defined here as portions of felled logs over 1 metre in length which are merchantable but which have not been extracted. This is usually because the log has been cut short or missed by the skidder and left behind. It does not include stumps or wood that is trimmed after extraction nor volume of wood lost to poor harvesting techniques, e.g. through splitting. Skid trails are marked using flagging tape prior to harvesting. While the bulldozer clears the skid trails the feller walks the block looking for and felling merchantable trees. After felling the bulldozer positions the log at stump to ease extraction by the skidder. The skidder then pulls the log from the stump along the skid trail to the roadside. There is little winching of the log during the process. This system is taken to be 'conventional practice'. DESCRIPTION OF THE LOGGING TRIAL The work described here developed from studies of wood waste, a matter of concern as it was perceived to be restricting operational efficiency. These waste wood studies revealed additional areas for improvement, specifically skid trail layout, and these in turn focused research on operational organisation and machine use. The focus and methodology of the work has therefore evolved as new areas for investigation emerged. As the study progressed additional techniques intended to improve harvesting practice were adopted, moving towards what is now termed reduced impact logging. Definition of RIL should at least imply a systematic approach to harvesting, specifically improved pre-harvest planning on the basis of appropriate and accurate information. The first blocks to be harvested, numbered 1 and 2 in Table 1, may be thought of as conventionally logged and each subsequent block to more closely approach this definition of RIL. The trial began in 1996 with block 1 and ended in 1999 with block 8. The composition of the harvesting team changed over the course of the trial as operators moved out of the area to return to their families or to take up other work. T A B L E1 Treatments of blocks in the trial Key to column numbers: 1 : block 2: trails marked out based on map 3: pre-harvest map given to team 4: increased supervision 5: vine cutting 6: directional felling training Uncut merchantable timber Uncut merchantable timber is defined here as merchantable and accessible trees that have not been felled. It is assumed that these trees were missed by the feller. CURRENT LOGGING PRACTICE BCL uses a 'blocking' system, where the forest is divided into 100 hectare blocks (lkm square) which are harvested sequentially. Eight of these blocks form the basis of this trial. The boundary of each 100 hectare block is marked, and a 10% pre-harvest inventory conducted using four 25m by lkm strips within the block. A selective harvesting system is practised using bulldozers and wheeled skidders. A 100% inventory of all potentially merchantable trees was completed in each block. The inventory team walked the block along 50m wide strips divided into forty 25m long l The usage 'skid trail', as opposed to 'skidding trail ' is retained throughout the paper. Ed. RIL for real stations in each strip. Each tree was individually numbered with a tag. During the inventory of the last 6 blocks the location of enumerated trees within each strip and station was recorded and this was used to produce a pre-harvest tree location map at a scale of 1:2,500. The location of features restricting harvesting, e . g . steep slopes, streams, was also marked. This map was used to plan the layout of the main skid trails and to locate trees for harvesting. In the last 5 blocks the operation of the machinery was timed over the whole harvesting period and recorded by machine activity. After harvesting the length of skid trails was surveyed. In most blocks the number of merchantable trees that were not felled, merchantable logs felled but not skidded and the volume wasted from logs being cut short were recorded. Description of harvesting in each block Blocks 1 and 2 were logged using 'conventional practice'. The pre-harvest tree location map was not used to mark out skid trails and harvesting teams were not given any prior indication of the position of merchantable trees. In blocks 3 and 4 main skid trails were marked out using the pre-harvest tree location maps. In block 3 the preharvest tree location map was not given to the harvesting team prior to harvesting, whereas in block 4 the team was given the pre-harvest tree location map. Blocks 3 and 4 have relatively difficult terrain for harvesting with intersecting steep slopes and swamps. In blocks 5 and 6 skid trails were marked out and the pre-harvest tree location map was given to harvesting teams before harvesting. In addition, the harvesting team was closely supervised, and had gained experience of using pre-harvest maps whilst harvesting blocks block 3 and 4. The blocks are both flat with significant areas of swamp. In blocks 7 and 8 vine cutting was practised in the blocks during the 100% inventory (about 6 months before harvesting). Trees were felled using wedges in both blocks. Professional training in chainsaw use and directional felling techniques was given after felling block 7 and prior to starting work in block 8. In both blocks tree inventory numbers were recorded on all logs and checked at roadside against the pre-harvest 100% inventory to ensure all accessible and merchantable trees which had been inventoried were extracted. As trees were felled and skidded they were 'ticked off' on the tree location map. The harvesting team was well motivated, experienced in the techniques used, closely monitored, and used to working alongside the research team. Waste wood was not measured in these blocks. RESULTS Harvesting results are summarised in Table 2. Figure 1 shows the layout of the proposed main skid trails and actual total skid trails in blocks 3 and 5. TABLE2 Summary results - Block Skid trail Total actual length, km 13.2 Proposed main length, km n/a Total actuaVproposed main nla Harvest Volume m3 Number of logs Uncut merchantable trees, no. Proportion of harvest Waste wooda, m' No, pieces Proportion of harvest Left logs, m3 No. logs % of harvest 1,953 516 22 4% 38 60 2% 5 1 1% 13.2 5.4 2.46 2,255 636 n/a nla 110 63 5% 58 16 2% Bulldozer operating time (hrs:min) Total recorded time Positioning logs for extraction Skid trail construction & overhaul Position logs for extraction (per 100 logs harvested) Construct and overhaul (per km skid trail constructed) Note: a, waste wood volume includes that of left logs 2,299 627 22 3% 38 19 1% 29 6 1% 19 2,024 564 0 0% n/a n/a nla 0 0 0% 227:32 34:20 3152 06:05 02:24 20 S.Annstrong and C.J. Inglis Block 3 Block 5 Proposed Actual FIGURE l Skid trailpatterns Skid trails As shown in Table 2, there was a significant difference between the length of the proposed main skid trail and the actual total skid trail length in each block. Figure 1 indicates a tendency to produce an inefficient skid trail design where no pre-harvest tree location map is used, as in block 3. Deviation between proposed skid trail layout and actual layout is still apparent in block 5, even though the team was given the pre-harvest block map. The ratio of actual total skid trail length to proposed main skid trail length is over 200% for all but the last block in the trial. Waste wood The total production volume lost as waste wood was around 3% but decreased as the trial progressed. The volume lost in high stumps is not recorded here, but in other studies was found to be consistently very low (less than 0.01 m' ha-' ). The volume of timber lost to poor felling technique, e.g. splitting or drawn fibers, is not recorded, but observation suggests that experienced and well-trained fellers can significantly reduce the incidence of wood lost as a result of poor felling technique. Uncut merchantable timber Around 20 trees were missed by harvesting teams in each block, except in the last two, where no trees were missed. Analysis by species in the first six blocks combined revealed that 89% of the inventoried baromalli were harvested, compared with 69% for other merchantable species. Time analysis Machine working time for the bulldozer is given in Table 2. Total working time in each block was very variable, indicating the importance of uncontrolled operational factors in harvesting. Observation revealed that directional felling (block 8) of a tree took longer than conventional felling (around 7 minutes against 3 minutes for trees of about 60 cm diameter). The increased time to fell trees was not a constraint on production but was more tiring for the feller. In this block the bulldozer time required for positioning logs was significantly reduced. Basis for cost analysis This trial provides indication of the additional resource requirements and benefits that may be expected from implementing RIL techniques. While actual recorded costs cannot be quoted, and the costs of implementing RIL techniques will vary between operations, the basis for calculation presented here may provide a useful guide for analysis of other operations. RIL for real The costs of implementing RIL are associated with increased planning and more developed management and information systems. The financial benefits arise specifically from increased production with less waste and decreased cost from the more efficient use of machinery. In assessing the cost implications of adopting RIL techniques the following elements were considered. 21 Supervision and training Allowance was made for increased supervision and training. Estimation of these costs per unit output is fairly subjective, but the absolute costs are small in relation to the value of operating costs and outputs. Outputs Pre-harvest tree location map Dependent on terrain and stocking density an enumeration team of 5 men can cut strip lines at 100 m intervals in a block in about 5 days, enumerate the block in 3 days, and mark the skid trails in 2 days; a total of 10 days. With experience, teams will complete blocks faster. Reducing the minimum diameter inventoried can significantly increase the number of trees to be inventoried and hence the time the inventory takes. Trees were recorded to 50 cm dbh in this trial. The enumeration team needs to be proficient in inventory techniques, notably tree spotting and assessment of merchanability. They should be sufficiently well motivated to work without continuous supervision and be able to record data for map making. A draughtsman can produce the pre-harvest tree location map for a 100 hectare block map in a day. Vine cutting In this trial cutting all vines in the block was found to be excessively time-consuming. It was only feasible to cut vines around those trees identified for harvesting and one man could clear the vines around 40 trees in a day. Data processing Enumeration data entry to enable monitoring of harvested logs against the inventory and for production forecasting requires the skills of a data entry clerk for around one day per block. Making skid trails The time taken to build skid trails and their cost are heavily dependent on terrain and ground conditions. On the basis of results from the trial 2 hours of bulldozer running time per km of skid trail constructed was used for costing. Efficiency of skid trail layout and construction also depends on the level of experience, training and supervision available. Based on the trial a 30% reduction in skid trail length seems possible by providing a tree location map, basic training and increased supervision. Based on the results of this trial an increase in production of 7% per block was projected. This figure was based on an expected reduction in wastage as the proportion of uncut merchantable standing timber and missed felled logs is reduced and recovery from cross cutting logs is improved. There should also be increased output as fewer logs are damaged during felling by poor felling practice. Results of cost analysis The saving in machine costs (mainly bulldozer time for skid trail construction) possible by adopting the RIL techniques described here marginally outweighed the resulting additional costs. Varying the intensity and extent of inputs, e.g. the number of man days spent enumerating or supervising, changed the absolute value of the saving. However, when the value of the increase in production per block (because of reduced waste) was added into the calculation it was found that the adoption of RIL techniques significantly reduced the production costs per m3. This finding is in line with other studies reviewed for example in Boltz, Holmes and Carter (1998), CURE (1998) and van der Hout (1999). Savings are also made at the level of the company's operations. With increased production per block there is a reduction in the area of forest needed per m' harvested. This implies an additional cost reduction in the relatively expensive activities of road construction, road maintenance and hauling per m3 produced. At the operational scale, however, additional costs may be associated with undertaking the pre-harvest enumeration. It takes a team up to 10 days to undertake a 100% inventory of 100 hectares and produce a pre-harvest tree location map. To inventory at the same rate as harvesting it is likely that additional staff will need to be employed and trained. For each of these people there is an additional requirement for transport, supervision and administrative support. Availability of additional staff and the cost of these additional overheads could be significant constraints to adopting RIL. DISCUSSION Positioning the log for extraction Skid trail layout Directional felling reduces the time taken to position the log at the stump for extraction. A reduction from 8 to 2.5 bulldozer working hours per 100 logs harvested was used in the calculation on the basis of the results of the trial. Swampy areas, heavy clays and rain in the operating area make skid trail construction and skidding difficult. Part of the difference between the actual total skid trail length and the office based proposed main skid trail is accounted for 22 S. A m s t r o n g and C.J. inglis in the length of secondary skid trails which are not included in the proposed main skid trail length. Differences also resulted when the proposed skid trail layout was found to be impractical on the ground, usually because of recent heavy rainfall making ground conditions impassable. The length of skid trail, proposed or actual, is strongly determined by the topography of the block, ground conditions and distribution of merchantable trees. Office-based skid trail planning is only effective with extensive ground checking and requires a good understanding of the practical operating constraints of harvesting machinery. For harvesting teams to keep to proposed skid trails, training for machinery operators in map interpretation and good supervision are important. Observation revealed that the most destructive damage in the forest resulted from the action of the bulldozer, both in building skid trails and in positioning the log for extraction. Controlling the activity of the bulldozer, as by decreasing the length of skid trail built, reduces the level of damage in the remaining stand. Damage caused by clearing trees with attached vines during skid trail construction was also significant. Vines should be mapped during enumeration to avoid the damaging practice of building skid trails through areas of high vine density. Efficient use of machinery implies that machines are used to extract timber without engaging in other, nonessential activities. The most efficient operations would undertake clearance only of trees which were essential for timber extraction. Causing unnecessary damage to the residual stand is costly since it involves bulldozer or skidder time for no financial gain. As such, an efficient operation should optimise the use of machinery and minimise the damage to the residual forest. interpreting the tree location map and able to direct the feller to harvestable trees. By checking the tags of the trees extracted to roadside against the inventory results in these last 2 blocks, it was also possible to locate unharvested merchantable trees readily using the pre-harvest tree location map, and ensure that all potential trees were extracted. Several trees that might have been missed were harvested as a result of this system. Baromalli is the dominant merchantable species and the results indicate that it is less likely to be missed than other species. One reason for this may be that fellers are more proficient at identifying the most common commercial species than other species. Training fellers in spotting other commercial species should reduce the production volume lost in this way. Waste wood Management systems Fellers cut logs shorter than the full merchantable length. Fellers often cut short of the first branch or defect because of the difficulties in accessing the top end of the log caused by the tangle of crown debris brought down by felling. The trial nevertheless suggests that improved supervision and training effectively reduce the level of waste wood. Where whole length trees were not extracted this was because of poor co-ordination between skidder driver and feller. Information on tree and log locations is readily available in the block map, and needs to be conveyed to the skidder operator. Pre-harvest tree location maps are effective only if there is also robust communication between the operators in the harvesting team. Information and monitoring systems need to be robust and simple if they are to succeed in the often unpredictable environment of a tropical timber harvesting operation. It is particularly important to remember the objectives of the harvesting system, notably to reduce damage and improve, efficiency, rather than perceiving the objective to be production of tree location maps per se. Improvements do not need to be all or nothing to have an impact. Incremental improvements in planning and supervision can improve efficiency and reduce damage. Subjective post-harvest monitoring of wood waste and skid trail length which feeds back into management practice, for example, can be effective and readily undertaken with limited resources. Assessing the viability of RIL in other harvesting operations The impact of improved harvesting techniques will vary between different commercial operations. An instructive exercise for any commercial operation would be to assess the volume of wood left unharvested in a recently closed harvesting area and also the extent and layout of skid trails. A quick comparison of the relative costs of machinery, the loss of production and the costs of an inventory crew may indicate the financial benefits of implementing RIL techniques, or at least of strengthening the planning process. To sustain such changes over the long term the operation should also assess its capacity to handle the anticipated increase in flow of information effectively, to support additional inventory staff, to strengthen its field supervision and to provide training. Uncut merchantable timber Training a n d skills Possession of a tree harvesting map does not itself reduce the incidence of potentially merchantable trees that are missed by the fellers, other factors are important. In the last two blocks, blocks 7 and 8, where no merchantable trees were missed, Ehe feiler's helper was particularly proficient in Acquiring technical skills, such as directional fellin winching, is implied in the adoption of RIL. In addition, checking that trees recorded in the pre-harvest inventory have been extracted to roadside or reading a tree location *" RIL for real map requires data handling and data analysis skills. Such paper-based skills have not been commonly required in harvesting teams up to now and requiring them may imply employment of people with a more comprehensive range of literacy skills than at present. For RIL to be sustainably implemented trained staff need to be retained. Keeping skilled staff in the dangerous, physically demanding environment of a harvesting team is a major constraint to implementing RIL techniques. This is especially true as skilled workers often have increased opportunities for obtaining work elsewhere. It seems likely that offering incentives, whether financial or through improved working conditions, will be important in sustaining RIL commercially. 23 CONCLUSIONS Pre-harvest tree location maps are a key part of improving harvesting but they also need to be used in combination with adequate supervision and training of operators. Information gained in the pre-planning phase should be fed into a management system that includes monitoring and control. Improved efficiency of skid trail construction implies reduced damage and reduced cost at the operational scale. The main constraint to implementing RIL in an operation are the availability and retention of people with the necessary skills in difficult working environments. Developing strong management and information systems is therefore a key part of implementing RIL in commercial operations. Wider operational considerations Whilst this study has focused on harvesting it seems likely that improved planning and supervision should also improve efficiency and reduce the damage caused by other parts of the operation such as road construction. Actual financial gain will depend on the cost of additional planning and information relative to improvements in efficiency such as a reduction in road density. Improved planning and stronger information and management systems can be hard to implement in institutions especially where the necessary human resources are lacking. Larger operations may be better placed to support the necessary institutional changes as the required additional overheads may be spread over a higher output. Similarly Souza (1999) suggests a minimum operational size in determining the financial feasibility of introduciAg GIS facilities into tropical timber operations. By raising skill levels, adopting new technologies such as hand-held data loggers and computerising data systems the planning process could be speeded up and made more accurate. Tropical forest harvesting, like any other industry, needs to embrace new technology and develop its skills base if it is to optimise the use of the available resource. Barama after the trials Within the Company the trial has served to highlight particular areas for improvement in harvesting practice and efficiency. The importance of close supervision is seen as key to the process and the role of 'block inspectors', who plan skid trails and monitor blocks post-harvest, has been strengthened. An additional harvesting supervisor has also been employed. Pre-harvest block mapping is being undertaken at the pilot level to determine the practicality of implementing 100% enumeration and the production of preharvest tree location maps throughout the operation. Specific training programmes are now being developed for operators, inventory teams, surveyors and block inspectors. The company is also exploring the option of changing the harvesting system so that on flat ground the bulldozer will only construct the main skid trail. ACKNOWLEDGEMENTS This study has been made possible by the Barama Company Limited. The field work was completed by the BCL research team in conjunction with ECTF. Greg Sutton, Andrew Leslie and Mark Lawrence each made an invaluable contribution to this process. Thanks are due to all. REFERENCES BOLTZ, F., HOMES, T.P. and CARTER, D.R. 1998 The economics of reduced Impact logging in the American Tropics: A review of recent initiatives. Florida Agriculture Experiment Station Journal. DAWKINS, H.C. and PHILIP,M.S. 1998 Tropical moist forest silviculture and management: A history ofsuccess andfailure. CAB lnternational, Wallingford, Oxon. CURE. 1998 Low impact logging study shows that LIL increases efficiency, reduces ecological impact and saves money! C. U.R.E News. lnternational Wood Products Association Conservation Utilization Reforestation and Education Programme. INGLIS, C.J., SUTTON, G. and LAWSON, G.J. 1996 Research and monitoring for sustainable forest management in NW Guyana. In: DYKSTRA, D.P. and HEINRICH, R. (eds.) Research on environmentally sound forest practices to sustain tropical forests. FAOIIUFRO Satellite meeting, IUFRO XX World Congress, pp. 27-36. FAO, Rome. ITTO. 1996 Reduced impact, increased cost? Do reduced impact logging regimes also reduce profits for forest operations? Tropical Forest Update 6(3): 10-12. SOUZA, C.M. l999 A summary of research carried out under an 1TTO Fellowship to evaluate the use of GIS for the planning of timber extraction in the eastern Amazon. Tropical Forest Ul~date9(2): 24-25. VANDER HOUT,P. l999 Reduced impact logging in the tropical rain forest of Guyana: ecological, economic and silvicultural consequences. Tropenbos-Guyana Series 6. The TropenbosGuyana Programme. Georgetown, Guyana. 24 International Forestry Review 2 ( l ) ,2000 Testing the applicability of reduced impact logging in greenheart forest in Guyana PETER VAN DER HOUT l 'r2 Tropenbos-GuyanaProgramme, 12E Garnett Street, Campbellville, Georgetown, Guyana. [email protected] Utrecht University, Department of Plant Ecology, PO Box 800.48, 3508 TB Utrecht, The Netherlands. SUMMARY Selective logging in Guyana differs little from logging elsewhere in the tropics. Timber companiesharvest a small number of species without much care for the remaining stand and hence future yields. Logging intensities tend to be low ( 5 m' ha-'), but in Chlorocardium rodiei (greenheart) forests, high yields are obtained because harvestable stems tend to occur in clumps. Consequently, large gaps are formed in the forest canopy. Skidder movements near the stumps destroy commercial regeneration and compact the soil, further affecting forest recovery. A reduced impact logging (RIL) system was designed to redress these environmental problems. It was shown that conventional greenheart logging (CL) is not likely to be sustainable. RIL was successful in reducing skidding damage by 65% (disturbed ground area) and in reducing the average size of felling gaps by 40%. Total loss of canopy cover was not reduced due to group-wise felling in CL as opposed to more scattered felling in RIL. The implementation of RIL did not lead to an increase in logging cost, despite CL having the advantage of group-wise felling, because a higher yield was obtained per hectare and skidding was more efficient. Keywords: cost-benefit analysis, greenheart, group-wise felling, Guyana, logging damage, reduced impact logging. INTRODUCTION Reduced impact logging (RIL) techniques aiming at diminished logging damage have been recently introduced in the tropics (Hendrison 1990, Bertault and Sist 1995, Johns et al. 1996, Pinard and Putz 1996, Webb 1997). Such logging techniques commonly consist of strict planning, control of logging operations and training of a wellmotivated workforce (Heinrich 1995, Dykstra and Heinrich 1996). Planning includes pre-harvest stock inventory and mapping, and topographic survey. Climber cutting, planning and demarcation of skidding trails and directional felling are also important components. High logging intensities can seriously compromise the benefit of using RIL methods (Sist et al. 1998). The country-wide introduction of RIL ultimately depends on its financial merits. A financial comparison of RIL with current practice is thus of great importance for the acceptance of the former. Several studies have shown that RIL is often just as cost-effective as conventional haphazard - logging (e.g.Mattson MBrn and Jonkers 198 1, Hendrison 1990, Barreto et a1 1998, Holmes et al. 1999). The main objective of the present study is to formulate a logging concept under which timber can be extracted from greenheart forest in Guyana, and similar forests elsewhere, on a sustained yield basis (Van der Hout 1999). The specific aims derived from this main objective are: to describe the impact of the current logging practice on the forest and its consequences for forest recovery and future timber yields to develop a reduced impact logging system that leaves the forest in a condition that favours a rapid recovery to a state that is silviculturally, ecologically and economically desirable to analyse the effect of logging intensity on forest recovery and to determine at which intensity the benefit of using reduced impact logging techniques, if any, starts to be compromised to examine the costs and benefits associated with a change-over from customary practice to reduced impact logging. MATERIAL AND METHODS Logging in Guyana The tropical rain forest of Guyanais exceptional in the sense that dominance by a few or one species occurs frequently (Richards 1996). Chlorocardiurn rodiei (Lauraceae, greenheart) occurs in such monodominant patches. Consequently, relatively small proportions of timber concessions are actually logged, yielding a low average marketed volume per hectare, ca. < 5 m3 ha-'. However, in areas of forest with high densities of commercial stems, logging intensity can be as high at 20 trees per hectare (Clarke 1956, Zagt 1997). Chlorocardiurn rodiei stands occur mainly on gently undulating to rolling terrain with Applicability of RIL in greenheart forest slopes usually less than 20%. The soils are very deep and well drained with topsoil textures varying between unbleached sands, loamy sands, sandy loams and sandy clay loams (Van Kekem et al. 1996). Guyana has a legal diameter limit for cutting of 33 cm dbh. Selective logging in Chlorocardium rodiei forests typically takes all sound greenheart stems above 45 cm dbh and, sometimes, in addition, smaller stems to be used as pilings. Because of the gregarious spatial distribution of greenheart, conventional practice (CL) leads to a distinctly intermittent spatial distribution of large felling gaps connected by skidding trails. Traces of skidder manoeuvring in felling gaps because of positioning of logs for hooking are common. The following environmental problems are linked to CL (Brouwer 1996, Ter Steege et al. 1996): i. the size of the felling gaps is ecologically and silviculturally undesirable ii. haphazard skidding seriously affects established seedlings and saplings, and causes excessive soil disturbance, both affecting forest recovery. Development of a reduced impact logging system As a baseline, it was decided to use a 'close to best practice' operation instead of an unplanned, haphazard operation. The latter type of operation is usually poorly organised and equipped, and consequently inefficient, which hampers insight into the effects of the technological innovations. The CL operation featured a block layout (100 ha) and 100% enumeration and mapping of harvestable trees (scale 1:2,500). Pre-harvest inventory was not used to plan skidding trails or felling directions, but served mainly to quickly relocate clusters of harvestable trees. The RIL system features a string of sequentially related activities, each depending upon the next one or the one before. Besides block layout and 100% enumeration and mapping of harvestable trees (scale 1: 1,250), liana cutting, skidding trail planning, directional felling and winching were applied. It also featured yield restrictions to discourage formation of large felling gaps, that is, target trees were distributed as evenly as possible over the area. CL felling was carried out with a 13.0 kg Stihl 070, whereas RIL felling used a 7.3 kg Stihl AV066. Aluminium felling wedges (Ox-headTM) and a 0.8 kg sledgehammer were used to facilitate directional felling. Both operations used a Caterpillar 528 cable-arch skidder, in the case of RIL equipped with separate choker straps with BardonTM choker hooks. Both felling and skidding crews were expanded from two to three persons. The foremost reasons for felling a tree in a particular direction are to ensure the safety of the felling crew and to prevent damage to the bole of the felled tree but they do not specifically apply to RIL alone. Using directional felling to form multiple tree fall gaps was considered undesirable because such felling gaps tend to be too large. Some authors stress the potential of directional felling in avoiding damage to potential crop trees (Pinard et al. 1995, Johns et al. 1996). 25 Others stress that the damage resulting from excessive machine movements tends to be more serious and that skidding damage can be more easily reduced than felling damage (Mattsson-Mkn and Jonkers 1981, Whitman et al. 1997). It is clear that both cannot be optimised simultaneously. In the present study, field observations before logging had indicated that the density of potential crop trees (dbh r 20 cm) was high, at some 5 0 trees ha-' , and that these trees were clustered around present crop trees (Van der Hout 1999). Therefore, it was decided to aim at reduction in skidding damage. For that purpose, trees were felled at obtuse angles to the skid trails (1 35" to 150'). This is the 'herring-bone system' (Conway 1982, Hendrison 1990). The felling direction was adjusted to guarantee the safety of the felling crew and to prevent damage to the harvested stem, if necessary. It is generally suggested that with classic directional felling techniques (cf Conway 1982, Klasson and Cedergren 1996) it is possible to fell a tree up to 90' from the direction of a not overly heavy lean (Hendrison 1990). In order to be able to fell against the natural lean, we used an innovative technique described in Brunberg et al. (1984). This felling technique leaves a small corner uncut, next to which a wedge is inserted to stabilise the tree. This prevents the tree from settling back on the guide bar when leaning backwards and from falling before the felling cut is finished, whence splitting, when leaning forwards. Experimental lay-out The study was conducted at Pibiri in Central Guyana. The study considered CL with two logging intensities and RIL with three logging intensities. Conventional logging Conventional logging was monitored in three 12 ha units (200 X 600 m?) immediately bordering the RIL experiment. In the centreof each 12 ha unit, a 20m wide, 500m long strip was inventoried. Selection of trees to be felled was left to the felling crew of the timber company. The logging intensity thus varied along with the density of stems that were regarded as worthwhile logging by the felling crew. The spatial distribution of the stumps was used to delimit 2 ha plots (100 X 200 m') with logging intensities of 8 and 16 trees ha-' . No areas of this sizecould be found with alogging intensity of 4 trees ha-'. In all, three replicates of both intensities were demarcated. Reduced impact logging The RIL experiment also serves to gain insight into the effect of logging intensity and post-harvest liberation on growth and yield. A randomised block design is used for this purpose. The experiment uses three blocks, each of which is one replicate of the experiment. In each replicate, treatments have been allocated to plots using a random selection procedure. The experiment features four treatments: i.e. a 26 P. van der Hout harvest of 4, 8 and 16 trees ha-l and a harvest of 8 trees ha-' succeeded by a post-harvest liberation treatment (poison-girdling). These intensities are based on average maximum stock under present market conditions of 16 trees ha-' , while 8 trees corresponds to ca. 25 m3ha -l, a volume commonly found in literature on sustainable extraction rates (e.g. De Graaf 1986). The layout of and recording in the plots follows the recommendations by Alder and Synnott (1992). Assessment plots in the RIL area measure 1.96 ha (140 X 140 m2) with a measurement plot surround of 50 m, implying a treatment plot size of 5.76 ha (240 X 240 m2). Damage assessments In the RIL area, assessments were carried out before and after skidding. Loss of canopy cover and tree damage due to felling were recorded. After skidding, skidding trails were mapped and additional tree damage was recorded. In the conventionally logged area, assessments were only carried out after skidding. The size of felling gaps was estimated using Brokaw's (1982) centre-point method, applied rather loosely (see Brils and Laan 1995, c$ Van der Meer and Bongers 1996). In assessing skidding damage, a distinction was made between planned main trails, unplanned branch trails and traces of manoeuvring in felling gaps and along trails. The width of a skidding trail was the maximal extent of damaged vegetation according to visual assessment, and was recorded every tenth metre. The area occupied by trails was then calculated by summing the areas of the resulting trapeziums. Large disturbed patches, formed as a result of manoeuvring in the felling gap or creating a 'ramp' for bundling, were measured in the same manner as canopy openings, that is, by the centre-point method. Damage to individual trees r 10 cm dbh was recorded in and around felling gaps, on and along the skidding trails, and on and around manoeuvring areas. For each damaged stem, we noted if it belonged to a commercial species, and categorised the type of damage: cut (not for timber, but to enable felling of a neighbouring timber tree), crushed, uprooted, snapped, top broken off, split trunk, bark laceration (width and length), crown damage (percentage excised), or leaning or bending (deviation from vertical in both cases). Tree survival was monitored for two years after logging. Performance assessments The performance of felling and skidding was determined in m3per hour for both logging systems. The cost of felling and skidding ($ m3)was determined by determining the hourly cost ($ h-') of each activity and combining this with its output (m3 h-'). The variation in stand characteristics, terrain, and distances between trees implies that ceteris paribus did not apply. Regression models were used to filter differences in site quality, tree dimensions, extraction distances and skidder load sizes. These models are based on detailed time studies for felling and skidding and on standard rules of thumb for the remaining phases of the logging process (Caterpillar 1986, FAO 1977, 1978), using data provided by the timber company. LOGGING DAMAGE Overview of the logging operations In the C L operation, the average dbh of the felled trees was 56.4 cm (sd=9.4 cm) and the average volume over bark was 3.2 m3 (sd=1.4 m3) per tree. The absolute logging intensity varied over the area, in some parts amounting to 25 trees ha-' , in other parts leaving the forest completely untouched. The harvested gross volume thus varied between nil and 78 m3 ha-' . In this operation, 96% of the extracted trees were Chlorocardium rodiei. In the RIL operation, logging intensity was part of the design. The average dbh of the felled trees was 55.7 cm (sd=13.6 cm); the average log length 17.1 m (sd=3.7) and the average volume over bark 3.4 m3 (sd=2.3 m' ) per tree. One of the aims of the RIL concept was to reduce the size of felling gaps. In order to achieve this, trees to be felled were spread as evenly as possible over the area. This led to a relief of pressure on Chlorocardium rodiei, its share being reduced to 53% of the cut trees. Loss of canopy cover Accumulated canopy loss Loss of canopy cover was correlated with logging intensity, but differed along with the logging method. The relationship between the felled basal area and the extent of accumulated canopy loss reveals that reduced impact logging resulted in a greater loss when the logging intensity was increased above a level of 8 trees ha-' (see Figure 1). In the CL operation, the average canopy opening per felled tree decreased 23% when the intensity was increased'from 8 to 16 trees ha -'(Table 1). In the RIL operation, a much smaller reduction by 4% was achieved with the same increase in intensity. Fewer, but larger, gaps were formed in the CL operation. Differences between the logging methods in respect of the size of the felled trees or the extent of natural gaps prior to logging failed to explain this difference in trend (Van der Hout 1999 - data not shown). According to the tree selection method, felled trees were spaced out in RIL, against clustered in CL. Because the local richness of the forest determined the logging intensity with CL and because a richer stand in practice meant larger clumps of greenheart, gaps overlapped increasingly with increasing logging intensity in CL. Gaps formed in RIL overlapped less often than gaps formed with CL, and overlapping increased only slightly with increasing intensity. Applicability of RIL in greenheart forest Skidding effkiency Regression analysis was used to build a model of the time required for the extraction of a load under 'identical' (load size, distance, etc.) circumstances. Owing to the small scale of this study, it was not possible to evaluate loaded and light travel times in detail. Therefore, the distance actually travelled was estimated by empirical determination of the 'indirectness factor' of the two trail systems. A factor of 1.38 was derived for CL and of 1.14 for RIL. The average distance travelled for a 1 km by 1 km drainage area - average skidding distance as the crow flies 383 m - was thus estimated at 527 m for CL and 436 m for RIL. The model showed that implementation of the RIL system reduced the time required to extract a load by 9%. The travel time is shorter in RIL, but this is counteracted by an increase in loading and unloading time of 16%. The latter is not so much related to the technique as to the fact that trees were felled in clusters in the CL operation. Based on the time involved in a single round-trip, the output of an eight hour working day (productive machine time: 6 hours) was estimated. It appears that the implementation of RIL increased skidding output from 14.4 m3 h -' to 15.9 m3 h - l . LOGGING COSTS The hourly output of felling was significantly reduced by employing a directional felling method, which, however, benefitted the performance of the skidding operation, for which the hourly output was increased. Performance and inputs expressed in time units need to be translated into monetary units. Moreover, the comparison is not between a method of felling and a method of skidding, but rather between two logging systems.. Thus, for example, the decision to fell a tree in a certain direction can only be made after the inventory data have been processed and a trail plan made. This implies that the cost-effectiveness of the entire string of operations has to be considered instead of the costeffectiveness of each sub-operation in isolation. Restricting the assessment of the operations until unloading at the delivery point, the costing comprises: 29 Table 3 shows that use of the RIL system led to a threefold increase in pre-harvest planning and preparation costs and a twofold increase in felling cost, which were only partly offset by lower skidding cost. The higher output per hectare and per day reduced the cost per m3 of road construction as well as indirect cost factors, such as costs of logistics, support, area fees, etc. In the event these gains neutralised the differences in the direct logging costs, and the RIL system is thus neither necessarily more expensive, nor cheaper than harvesting in the customary way. TABLE3 Cost of logging of conventional and reduced impact logging in Pibiri, Central Guyana Cost in US$ m-' Operation Pre-harvest planning Conventional Reduced impact 0.18 0.50 Harvest preparation 0.52 0.56 Felling and cross-cutting 0.60 1.16 Skidding 4.30 4.10 Landing operations 0.34 0.32 12.18 12.18 Road maintenance 1.91 1.64 Support, logistics and supervision 3.37 2.90 Trucking, loading and unloading Other overhead costs 1.99 1.99 Royalty and area fee 2.89 2.88 28.29 28.23 Total Notes: costs based on logging intensity of 10 trees ha-' (conventional yield 28.5 m3 ha-', reduced impact yield=31.0 m? ha1),feeder road density of 1 km km-*;average skidding distance as the crow flies of 383 m and hauling distance 50 km. Daily output based on skidding performance; i.e. 84 m3d.' for conventional and 97 m3 for reduced impact logging. DISCUSSION Logging damage pre-harvest planning harvest preparation stump operation off-road transport landing operations road transport, loading and unloading to which are added the costs of: transport routes overheads. Unfortunately, it was not possible in the present study to carry out a detailed study on the performance and cost of road transport. Therefore, haulage costs were assessed on the base of random field observations and rules of thumb (FAO 1977, 1978, Caterpillar 1986). Comparison of results of logging damage studies Implementation of RIL techniques has been reported to result in spectacular reductions in damage to the remaining trees. Bertault and Sist (1995), Hendrison (1990), Johns et al. (1996) and Pinard and Putz (1996) reported a reduction of residual stand damage by around 20% or more. Mqjor reductions in canopy removal and skidding trail coverage have been reported as well. In the present study, RIL resulted in a much more modest reduction in residual stand damage (Figure 4). The achievements are still poorer when comparing canopy loss (Figure 5). In fact, only the reduction of the skidding trail coverage is in agreement with the results of other comparative studies. 30 P. van dei. Hout Careful examination of Figure 4 reveals that intensityadjusted residual damage was lower in the CL operation in Guyana than in most RIL operations elsewhere. The spectacular damage reductions in other studies should be seen against a higher benchmark. This could be interpreted as indicating that relatively little damage is inflicted by CL in Guyana. However, damage levels in Guyana are consistent with findings in two studies in the Brazilian Amazon (Uhl and Vieira 1989, Verissimo et al. 1995), Costa Rica (Webb 1997), French Guiana (Schmitt & Bariteau 1990) and Suriname (Jonkers 1987), indicating that such an interpretation would not be justifiable. Apparently differences occur between continents; smaller tree sizes in the neotropics may play an important role. FIGURE 4 Comparison between logging operations of total residual stem damage estimates for trees with dbh 2 1 0 cm. Damage is defined as the sum of destroyed and injured residual stems. The relationship between the percentage of residual stem damage and logging intensity is highly significant, but explains only a moderate amount of the total variation: (% canopy loss)=13.16+1.96 (number of trees removed ha-'); R2=0.49. Studies used in this comparison were conducted in Para State, Brazil (Bzl: Uhl and Vieira 1989; Bz2:Verissimo et al. 1992; Bz3: Verissimo et al. 1995; Bz4: Johns et al. 1996), Costa Rica (CR: Webb1997),Gabon (Gb: White1994), French Guiana (FG: Schmitt and Bariteau 1990), East Kalimantan, Indonesia (EKI: Abdulhadi et al. 1981; EK2:Bertault and Sist1995), West Malaysia (WM:Johnsl988),Sabah, Malaysia (Sbl; Nicholsonl979; Sb2: Pinard and Putz1996), Sarawak, Malaysia (SW: Mattson MHrn and Jonkersl981), Suriname (Su:Jonkersl987), and the present study (Gy) Recommendations for sustainable logging Previous research has indicated that the maximum allowable canopy opening to avoid adverse ecological and silvicultural effects is 500 m' (Brouwer 1996), while Ek and Van der Hout (in prep.) found changes in species composition in gaps over 300 m2.Gap (cluster) sizes found with CL were, on average, larger than the latter figure, even at the lower logging intensity. Implementation of RIL led to gap sizes, on average, below 300 m2, as long as the intensity did not exceed 8 trees ha-'. Gap size increased proportionately less when the logging intensity was increased in case of CL. This is plausibly explained by a difference in felling pattern and spacing between felled trees. An increase in logging intensity meant an increase of the number of trees in a cluster in case of CL, i.e. an increased overlap in felling gaps. In case of RIL, this meant only a marginal increase in overlap of felling gaps, but an increased number of interlinked gaps. Proper planning of harvest activities, pre-alignment of skidding trails, a herring-bone felling pattern and winching reduced the area traversed by the skidder considerably. The reduction could mainly be ascribed to an almost complete elimination of traces of skidder movements in felling gaps. The following conclusions can be drawn from the results: FIGURE 5 Comparison of canopy loss estimates as a function of logging intensity ( d h a ) for conventional and reduced impact logging operations in several sites. The relationship between the loss of canop)] cover and logging intensity is signrficant, but explains a meagre proportion of the total variation; (% canopy loss) = 12.79+ l . 13 (number of trees renfoved ha-'); R2=0.22, F1,17=4.90, pc0.05. Studies used in this comparison were conducted in North Queensland, Australia (Au: Crome et al. 1992), Park State, Brazil (Bz1:Uhl & Vieira1989; 822: Verissimo et al. 1992; Bz3: Verissimo et al. 1995; Bz4:Johns et al. 1996), Costa Rica (CR: Webb1997), Gabon (Gb: White1994), French Guiana (FG: Schmittl989), Suriname (Su: Jonkersl987). Sarawak (SW: MattsonMdrn and Jonkersl981), and this study (Gy) conventional logging of greenheart-bearing forest stands leads to the formation of large canopy openings that involve high and undesirable silvicultural risks lowering the logging intensity below 8 trees per hectare in RIL does not reduce the average felling gap size, while raising the intensity to 16 trees per hectare leads to silviculturally undesirable gap sizes in the present study, no difference was found in the size of single tree fall gaps. This suggests that liana cutting and directional felling as carried out in this study did not reduce the amount of canopy lost implementation of RIL elements reduced the area traversed by the skidder by about two-thirds depending on the logging intensity, while skidder movements in felling gaps were reduced by about three-quarters depending on the logging intensity. Applicability of RIL in greenheart forest Logging efficiency Several studies have shown that RIL does not have to affect the cost-effectiveness of a logging operation, because additional costs incurred during planning and directional felling were more than compensated by increased efficiency of the skidding operation. Mattson-Mirn and Jonkers (198 1) reported additional costs due to planning and pre-opening of skidding trails amounting to 4% of the total cost of traditional skidding, whereas actual skidding cost was decreased by 27% in Sarawak. Hendrison (1990) reported a reduction of direct costs by 16%. Barreto et al. (1998) reported that felling in a 'planned' operation was 18% less productive than felling in an 'unplanned' operation, whereas skidding performance was increased by about 27% in the Paragominas region in Brazil. Also in Brazil, Holmes et al. (1999) found that pre-harvest planning and preparation costs in a RIL operation were eleven times the costs incurred during this phase in a CL operation, and that the cost of felling was 26% higher. There was a gain in skidding efficiency which amounted to acost reduction of 42%. Costs of road construction, landing operations and of overheads were also reduced by implementing RIL, resulting in an overall cost reduction of 5%. In a study by Winkler (1997) in the eastern Amazon, preharvest planning and preparation did not occur in the traditional operation; felling cost was 3 1% higher in the RIL operation, whereas skidding cost was 33% lower. In this study in the eastern Amazon, the logging intensity in the RIL operation was substantially lower than in the CL. This resulted in the aggregate cost per m'at the landing being 9% higher in the RIL system than in the traditional operation. Why do the results of the present study differ from those of the other studies? Skidding efficiency was enhanced by on average 33% in most other studies, and felling efficiency declined by on average 30%. In the present study, skidding efficiency was only marginally improved, whereas felling efficiency declined substantially. There are several reasons: differences of a technical and organisational nature existed between the logging operations compared elsewhere in the present study, the CL operation featured felling in groups, whereas trees were scattered in the RIL operation; this feature gave the CL operation an advantage in the present study, a special felling technique was employed in the RIL operation, which to the best of our knowledge was more sophisticated than the directional felling techniques used in the other RIL operations. The tree selection criteria adopted clearly reduced the financial attraction of RIL. Partly this was related to the higher efficiency of group-wise felling, but another, more important, factor is the change in species composition of the output. Undoubtedly, the aspect of foregone timber reduction of the proportion of Chlorocarclium rodiei from 96% to 53% of the coupe - will be the most difficult one to reconcile with the interests of the logger. In the end, it 31 depends on the forest policy of Guyana and on the expectation that conventional tree selection methods will not qualify for certification. Implementing the tree selection criteria will bring good forest management closer and most likely will ensure access to privileged markets, perhaps with bonus prices. ACKNOWLEDGEMENTS The investigations reported in this paper were carried out at the Pibiri fieldwork site of the Tropenbos-Guyana Programme. This study was made possible through funding provided by the Tropenbos Foundation, Wageningen, the Netherlands and Demerara Timbers Limited, Mabura Hill, Upper Demerara, Guyana. Many people contributed significantly to the collection of data used in this paper. In this respect, my thanks go foremost to the Pibiri field crew and to the Dutch and Guyanese students who participated in the project - especially Chris Brils and Edwin Laan who carried out most of the RIL assessments. REFERENCES ABDULHADI, R., KARTAWINATA, K.and. SUKARDJO, S. 1981 Effects of mechanized logging in the lowland dipterocarp forest at Lempake, East Kalimantan. Malay. For: 44 (28~3): 407-416. D. and SYNNOTT, T.J. 1992 Permanent sample plot ALDER, techniquesfor mixed tropical forest. Tropical Forestry Paper 25. Oxford Forestry Institute, Oxford, U.K. BARRETO, P,, AMARAL, P,, VIDAL, E. and UHL.C. l998 Costs and benefits of forest management for timber production in eastern Amazonia. For: Ecol. Manage. 108: 9-26. BERTAULT. J.-G and Srsr.,P. 1995 Impact de I'exploitation en for& naturelle. Revue Bois et Forgts des Tropiques 245: 5-13. BRILS, C A J , and LAAN, E.A. 1995. Gaps and damage inflicted by directional felling in a tropical rain forest in Guyana M.Sc. thesis, Department of Forestry, Wageningen Agricultural University, Wageningen, The Netherlands. BROKAW, N.V.L. 1982 The definition of tree fall gap and its effect on measures of forest dynamics. Biotropica 14: 158-160. BROUWER, L.C. 1996 Nutrient cycling in pristine and logged tropical rain forest; a study in Guyana. PhD thesis, Utrecht University. Tropenbos-GuyanaSeries 1,Georgetown, Guyana. BRUNBERG, B., GARDH, R. and LINDGREN, P. 1984 Felling manual. Forskningsstiftelsen 'Skogsarbeten' (Forest Operations Institute), Stockholm, Sweden. CATERPILLAR 1986 Caterpillar performance handbook. 17th edition. Caterpillar Tractor Co., Peoria, IL, USA. CLARKE, E.C. 1956 The regeneration of worked-out greenheart (Ocotea rodiaei) forest in British Guiana. Emp. For: Rev. 35: 173-183. CONWAY, S. 1982 Logging practices: principles of timber harvesting systems. 2nd edition. Miller Freeman Publications, San Francisco, USA. L.A. and RICHARDS, G.C. 1992 A study of CROME, F.H.J., MOORE logging damage in upland rain forest in north Queensland. For: Ecol. Manage. 49: 1-29. DE GRAAF,N.R. 1986. A silvicultural system for natural regeneration of tropical rain forest in Suriname. PhD thesis, International Forestry Review 2 ( l ) ,2000 33 Lessons learned from the implementation of reduced-impact logging in hilly terrain in Sabah, Malaysia MlCHELLE A PINARD1, FRANCIS E PUTZ2and JOHN TAY3 l University of Aberdeen, Department of Forestry, University of Aberdeen, 581 King Street, Aberdeen AB24 5UA, U.K. [email protected] Center for International Forestry Research (CIFOR), PO Box 6596, JKPWB, Jakarta 10065, Indonesia and Department of Botany, University of Florida, P 0 Box 118526, Gainesville, FL 3261 1-8526, U.S.A. Rakyat Berjaya Sdn Bhd, lnnoprise Corporation, P 0 Box 11622, 8881 7 Kota Kinabalu, Sabah, Malaysia. SUMMARY Between 1992 and 1997, about 2400 ha of old growth dipterocarp forest in southeastern Sabah was logged according to reduced-impact logging (RIL) guidelines as part of a pilot carbon offset project. Harvest planning, vine cutting,directional felling, and skidding restrictions contributed to a reduction in stand damage from 50% to 28% of the original stems; damage to soil was reduced from 13% to 9% of total area in RIL relative to conventional logging areas. Residual stands in RIL areas had greater vertical structure and better stocking of commercial timber species than stands in conventionally logged areas, with positive gains for conservation of biodiversity and sustainability of timber production. Steep terrain and the lack of predictable dry periods were constraints on the ground-based skidding system, and resulted in large volumes of timber being inaccessible, and in production delays caused by wet weather. Introduction of an aerial yarding system in this region would allow a greater proportion of the areas to be harvested in an environmentally acceptable way. Keywords: logging damage, soil disturbance, steep slopes, stocking, wet weather shutdowns. INTRODUCTION Concern over unnecessarily destructive timber harvesting practices and rising levels of anthropogenic greenhouse gas emissions stimulated the development of a reduced-impact logging (RIL) project in Sabah in 1992. The aim of the project was to reduce damage to soils and the residual forest by one half, relative to local conventional harvesting operations. By reducing incidental tree mortality, less biomass would be lost from the forest, carbon emissions from decaying debris would be reduced, and the capacity of the forest to sequester carbon would be maintained. The initial project (1400 ha) was funded by a US-based power company as apilot carbon offset project, where the potential implications of damage reductions for greenhouse gas emissions could be explored (for discussion of the rationale for the carbon offset see Putz and Pinard 1993, Pinard and Putz 1996, Pinard and Cropper (in press). The project was extended to an additional 980 ha in 1996, funded by a consortium of power companies also interested in the offset potential of RIL. The key environmental problem that the project was intended to address was excessive damage to soils and advanced regeneration during conventional harvesting operations. On average when old growth dipterocarp forests in Sabah are logged, 8-15 trees are extracted per ha, representing 50-1 50 m3of timber. As many as 40-70% of the residual trees are damaged (Fox 1968, Sabah Forestry Department 1989) and 15-40% of the area traversed by bulldozers (Chai 1975, Jusoff 199 1). Little pre-harvest planning is done, available topographic maps are unreliable, and lack of co-ordination between chainsaw and bulldozer operators results in inefficient and damaging operations (Pinard et al. 1995). Current practices in Sabah are not sustainable because the volumes of timber extracted, the area logged each year, and damage to advanced regeneration are all too high (Sabah Forestry Department 1989). Although a new silvicultural system is needed (Udarbe et al. 1994), this project's focus was on harvesting only. PROJECT AREAS The project is based in old growth dipterocarp forest in three forest reserves in southeastern Sabahi. The forests are diverse in tree species (Fox 1978, Newbery et al. 1992), and heavily stocked with commercial trees; average basal area ranges between 25 to 33 m? ha-I (trees 210 cm dbh), about 68% of this is in commercial species (Pinard and Putz 1996). Mean canopy height is 45 m and emergent trees reach 70 m. The terrain consists of a series of short (200-300 m long), steep ridges. On average, only 22% of the project areas had ' The project areas include three parcels: 450 ha in Ulu Segama, 5" 0' N, 117" 30' E, 150 - 750m asl), 950 ha in Kalabakan (4" 25' N, 117'29' E, 150 - 900 m asl), 980 ha in Gunung kara (5' 0' , 117" 30' E, 150 -750 m asl). 34 M.A.Pinard, F.E. Putz and J. Tay slopes less than 20 degrees; 46% had slopes 20-34 degrees and 29% had slopes greater than or equal to 35 degrees (Table 1). Underlying geological substrates and soils are variable (Nussbaum 1995). Rainfall is aseasonal, with mean annual rainfall at the three forest reserves ranging from 2700-3100 mm yr' (estimated from Walsh 1996). TABLE1 Percent of study areas in slope classes. The two logging treatments were reduced-impact logging (RIL) and conventional logging (CL) Reserve Ulu Segama Kalabakan Slope RIL CL RIL <loo 10-19" 20-29" 30-34" 35-39" -> 40" 9% 20% 28% 16% 1% 13% 38% 22% 22% 6% 2% 15% 32% 20% 14% 16% 10% 16% CL 21% 30% 34% 10% 2% 3% Gunung Rara RIL 5% 15% 26% 22% 15% 17% Notes: estimates are based on slope measurements taken in permanent plots (1600-3200 m?) distributed in a stratified random manner in study areas. Sample sizes were as follows: Ulu Segama, RIL N=138, CL N=120; Kalabakan, RIL N=127, CL N=125; Gunung Rara, RIL N=86. The project is managed by Rakyat Berjaya, the forest products subsidiary of Innoprise Corporation Sdn Bhd (ICSB), the commercial arm of the Sabah Foundation (Yayasan Sabah). The project sites are within the Sabah Foundation timber concession. The state forestry department issues annual cutting licences and harvesting operations are largely subcontracted out to private companies. All pre- and post-harvesting silvicultural operations are conducted by Rakyat Berjaya. The reserves do not have human populations living within their borders The conventional timber harvesting system used in Sabah since the mid- 1960s is based on a minimum harvesting diameter of 60 cm dbh, and bulldozers are used to make skidding trails and to extract logs (Sabah Forestry Department 1989). The management system is a modified uniform system with 60 year cutting cycles, but is currently under review and revision (Kleine and Heuveldop 1993). 'Qpically, the only silvicultural activities implemented, aside from harvesting, are a pre-harvest inventory (2.5%) and post-harvest regeneration sampling. Although other silvi-cultural treatments (e.g. pre- and post-harvest climber cutting, girdling of non-commercial stems) were included as prescriptions in the original system, these treatments were dropped in the mid-1970s because high levels of damage associated with harvest meant that only a small proportion of the residual forest warranted treatment (Chai and Udarbe 1977). Generally at the time of harvest, some advanced regeneration is present. Dipterocarp seedling densities tend to be variable both spatially and temporally. Rn. areas were harvested by crews trained in reduced impact logging techniques. The Ulu Segama parcel was harvested in 1993- 1994, the Kalabakan parcel was harvested in 1995-1996, and the Gunung Rara parcel was harvested in 1997-1998. The project maintains a rigorous monitoring programme for measuring impacts on residual trees and soils. The monitoring programme used in the first project site (Ulu Segama) was designed to address several objectives: l ) to provide reliable estimates of damage to soils and residual trees in RIL and conventional logging (CL) areas as measures of project effectiveness; 2) to provide data to document changes in standing stocks of carbon in RIL and CL areas over time; and, 3) to provide growth and yield data. The programmes used in the second (Kalabakan) and third (Gunung Rara) sites were designed to address the first objective only. The rangers also keep detailed records of all operations to facilitate re-entry for the next cut and to provide information on contractor compliance with the guidelines. DESIGN OF MONITORING PROGRAMME The basic design of the monitoring programme involves preand post-harvest measurements of stand conditions in project areas (i.e.to be logged according to RIL guidelines) and in adjacent areas to be logged using conventional practices. Prior to logging in each of the first two project sites, permanent plots were established at a 10% intensity in four logging units randomly selected from RIL and four from CL areas. Units in the RIL and CL areas were paired according to topography and logging schedule to reduce variability in logging impacts due to soil moisture and slope. Plots were located in a stratified random manner. In the third project site, sampling intensity was dropped to 2.5% (3.2% in RIL, 1.6%in CL) in order to reduce costs. At this site, no logging unit divisions were used and plots were located in a stratified random way throughout the 980 ha project area and the adjacent 1000 ha CL area2. Trees in the plots were tagged, mapped, and diameters measured at breast height (at 1.3 m or above buttresses, hereafter, dbh). For commercial trees, species or species group was recorded. Any existing damage to trees was recorded. Plots were reassessed for damage 5-30 days postharvest. Damage was recorded by type (e.g. stem, crown, bark, root) and intensity (5 point scale). In the first project site, plots were again resurveyed 10-12 months post-harvest to measure tree mortality and again three years post-harvest to measure growth, recruitment, and mortality. Summary pre- and post-harvest data are presented in Table 2. In each of the first and second project sites, soil disturbance was mapped and measured at 100% intensity in the eight logging units (four RIL, four CL). In the third project site, soil disturbance was estimated from sampling along transects located in a stratified random way. A summary of results is presented in Table 3. the time of publication, the data from the CL area are unavailable. At Implementation of RIL in hilly terrain, Sabah 35 TABLE2 Pre-logging conditions and timber extraction data from 3 reduced impact logging (RIL)and 2 conventional logging (CL) area in three forest reserves Reserve Ulu Segama Kalabakan RIL CL Gunung Rara RIL RIL CL Pre-logging (no. ha-') harvestable trees 23.3 (4.4) 21.7 (2.3) 19.5 (4.5) 18.0 (2.1) 16.6 (7.8) Pre-logging basal area trees 210 cm dbh (m2ha-') 27.4 (3.4) 27.5 (4.3) 26.4 (4.0) 23.2 (3.8) 26.5 (0.7) 8.8 (3.6) 13.6 (2.7) 8.4 (2.1) 11.2 (1.1) 5.3 (8.6) 103 (54) 152 (23) 81 (20) 111 (7) 50 (49) 60 (30) 152 (23) 48 (20) 111 (7) 27 (9) Area unlogged (% of total) Trees (no. ha-') extracted from net area logged Volume (m3ha-') extracted from net area logged Volume (m3ha") extracted from entire block Notes: means presented with standard deviations noted parenthetically. Estimates from Ulu Segama and Kalabakan are based on mean values of four logging units (50-70 ha), subsampled with 15-35 plots per unit. The estimates from Gunung Rara are based on 87 plots distributed in a stratified random way throughout the entire 980 ha. Harvestable trees are trees of commercial species, >60 cm dbh. Estimates expressed per net area logged are based on a sub-sample of the plots, excluding plots located in areas that were not logged. More detail on methodology can be found in Pinard and Putz (1996). TABLE3 Soil disturbance as a proportion of total area in the study areas. The two logging treatments were reduced-impact logging (RIL) and conventional logging (CL) Reserve Ulu Segama RIL Kalabakan CL RIL CL Gunung Rara RIL Area with disturbed soil 6.8% (2.6) 16.6% (2.3) 9.5% (5.1) 10.2% (1.5) 9.3% (8.3) Roads and landings 3.38 (2.5) 4.7% (0.8) 0.4% (0.6) Not available 1.2% (1.6) Skidding trails (total) 3.5% (2.1) 11.9% (2.7) 9.1% (4.7) 8.0% (1.1) 6.9% (6.2) Notes: values presented are mean percentage of total area with standard deviation noted parenthetically. Sample size in Gunung Rara was 21 transects of variable length, totalling 3.2 km. Sample size in RIL Kalabakan was 8-10 transects of lOOm in each of three logging units. DEVELOPING RIL GUIDELINES The motivation for the project initially came from the Sabah Foundation's interest in carbon offsets for gaining funds for improving forest management. As the pilot project was being developed, an initial set of guidelines was drafted based on best management practices recommended in Indonesia, Malaysia and Australia. The guidelines have been reviewed biannually and revised to make them more appropriate to local conditions. The rangers working in the field have been instrumental in the improvement of the guidelines. Throughout the project, they have worked to increase the efficiency and effectiveness of harvesting and developed a record-keeping system to document progress. (For more details on implementation of the project and development of the harvesting guidelines see Pinard et al. 1995). The logging crews and forest rangers working in the first experimental area were trained by foresters from the Queensland Forest Service and by expert fellers from Sweden. Subsequent crews and rangers involved in the project have been trained by personnel within the project and ICSB. To increase the project's transparency and credibility, an independent committee was set up to assess compliance with the guidelines. The Environmental Audit Committee has three members, one appointed by the timber concessionaire, one by the power company and one joint appointment. The committee meets about every 6 months to review progress and to conduct an audit. Any changes in the harvesting guidelines must be approved by the committee. The committee reviews the results from the monitoring programme and the rangers' records but conducts its own field assessment to determine compliance. The involvement 36 M A . Pinard, F.E. Putz and J. Tay of the committee provides a mechanism for discussing and reviewing issues related to implementation of the guidelines. Local research efforts have been directed at measuring environmental and ecological impacts (e.g.Pinard and Putz 1996, Howlett 1998, Pinard et al. in press), costs and benefits (Tay 1999), and implications for carbon storage (Pinard and Cropper 2000), hydrology (R. Walsh and W. Sinun unpubl.), silviculture (M. Pinard unpubl.) and biodiversity (Davis in review). Closing operations include the removal of temporary stream crossings and installation of drainage structures on roads and skidding trails. The guidelines call for functional draining cross drains on skidding trails on slopes, with a recommended density of cross drains related to slope and fetch. LESSONS LEARNED Effectiveness of RIL regimes in reducing damage KEY FEATURES OF RIL PROCEDURES The guidelines include specifications for pre-harvest planning, vine cutting, felling, skidding and post-harvest site closure. A 100% stock map (1:5,000 scale) is prepared which shows all harvestable trees, stream and road buffer zones, and sensitive areas that are to be excluded from logging. Furthermore, during stock mapping rangers note topographic features that are not apparent on the 1:50,000 maps used for harvest planning. Map improvements have often proved useful when laying out roads and major skid trails, but the cost savings in construction and maintenance are difficult to estimate. Stock map preparation is costly (about 40% of additional direct operational costs, Tay 1999) but the rangers involved in the project have repeatedly argued for their utility, particularly in increasing their familiarity with the forest and for their application for future harvests. Vine cutting is conducted at least one year prior to harvest and vines 22 cm dbh are cut in areas to be harvested. Efforts are made to avoid cutting Ficus, other root climbers, and other species of known importance to wildlife but this requires training in identification that has sometimes not been forthcoming. If, prior to vine cutting, efforts were made to identify areas deemed unloggable due to slope, proximity to streams, or other reasons, potential negative impacts of vine cutting could be reduced, as could costs. However, to date rangers have been reluctant to identify these areas prior to the initiation of vine cutting. Bulldozers are required to stay on marked primary and secondary skidding trails and operators are encouraged to use their winches to bring the logs to the bulldozer. Use of the bulldozer blade on skidding trails is prohibited on slopes c20 degrees; on slopes 220 degrees, the blade may be used in skidding trail construction only. Skidding trail width is restricted to a 4.5 m working surface (5 m if slope 220 degrees). Skidding is prohibited on slopes 235 degrees and although no explicit wet weather restriction is stated in the guidelines, the philosophy of minimising damage restricts the use of heavy machinery when soils are saturated. Skidding trails are marked on the harvest plan and in the field, with end points clearly indicated. Trees to be felled are marked with an " X and a 1 m long painted line to mark the direction of intended fall. Potential crop trees (trees 215 cm dbh of commercial species) that occur near trees to be felled or skidding trails are marked with a blue ring to increase their visibility. At all three project sites, implementation of the guidelines resulted in a substantial reduction in damage relative to conventional practices (Figure 1). Damage to soils was also less in RIL areas relative to CL areas, both in terms of area damaged (Table 3) and degree of disturbance to topsoils (Pinard et al. in press). Volumes extracted from the RIL logging units have been, on average, lower than in CL areas3 (Table 2). The reductions in logging damage recorded in RIL areas, however, cannot be attributed to lower harvesting intensities alone. When the variability associated with extraction levels is removed, stand damage in CL areas substantially exceeds that in RIL areas. Also, the slopes of the lines representing the relationship between basal area extracted and proportion of basal area killed are similar for the two logging methods; the intercept, however, is greater for CL than RIL areas (Figure 2), meaning that for a given 0 , , uprooted and crushed m Snapped crown , , , 0, e r e o rnI FIGURE1 Logging damage in reduced-impact logging (RIL) and conventional logging (CL) areas in Sabah. Bars represent mean values from 4 logging units (50-70 ha), subsampled with 15-35plots; plots in unlogged areas were not included in the analysis ' Nevertheless, mean volumes extracted from RIL areas, when expressed per net loggable area, are within the range of the concession average of 70 m3ha? 38 M.A.Pinard, F.E. Putz and J. Tay vegetation types are of particular concern because of the potential for delaying forest recovery. Small modifications to the tree selection rules could reduce this problem. For example, the number of trees to be felled in groups could be restricted, and the likelihood of vine or bamboo invasion in an area could be considered. Slope considerations for harvesting The areas of old growth forest that remain within the Sabah Foundation's concession tend to have rugged topography andunstable soils (Table 1). These slopes have been a major constraint for ground-based log extraction. Restrictions against the use of bulldozers on slopes >35 degrees is justifiable on environmental grounds, indeed many best management practices prohibit heavy machinery on slopes >20 degrees. However, because operators working in CL areas were not working with a slope restriction, the restriction on logging on steep slopes was associated with substantial volumes of foregone timber. In the three project areas, about 43-47% was unlogged due to steep slopes or unstable soils. Although the timber can be harvested when the appropriate technology becomes available, this foregone timber represents a high opportunity cost for the concessionaire and logging contractor. Converting to an aerial based yarding system in steep and rocky areas seems the obvious solution to the problem of inaccessible timber. Apparently viable options include helicopter yarding and skyline operation. Helicopter yarding would require little training of local people as it would be necessary to employ a helicopter yarding company. Currently, the yarding costs are thought to be prohibitive but the use of helicopters in Sarawak suggests that it might be worth investigating costs further. Skyline systems are less costly per cubic metre yarded to the roadside than helicopter yarding and given the Forestry Department's current positive experiences with skyline yarding in Deramakot Forest Reserve, this seems a more feasible option. A combination of bulldozer and skyline yarding may be the most costeffective. Investment in a new yarding system would be more attractive if there were some assurance that the newly trained contractor (and operators) would remain working with the concessionaire. Within the project some tests have been made of the effect of relaxing the guidelines to allow the bulldozers access to steep slopes but otherwise follow the existing RIL guidelines (Kalabakan). Trials conducted to date have generally resulted in an unacceptable amount of soil disturbance in areas where skidders operated and on roads, both in terms of degree and extent. Furthermore, the steep skidding trails were difficult to drain and therefore became gullied and unlikely to be reusable. Wet weather constraints The lack of seasonality in rainfall meant that work in RIL areas was often delayed; on average there were 18-25 rain days per month. Again, trials with wet weather skidding resulted in deep 'box cuts', trails that could not be drained, increased soil compaction and subsoil disturbance. Use of an aerial yarding system would reduce this problem. Construction of proper drainage structures on skidding trails was facilitated by requiring use of a small backhoe (or excavator). Functioning cross drains were difficult to construct using bulldozers, partly because of the need to manoeuvre the bulldozer without causing additional damage. In many cases, it was necessary to employ a worker to manually open part of the cross drain to ensure that it would drain. In areas of skidding trails and roads where deep box cuts had formed (mostly due to skidding during wet weather), it was very difficult to install any drainage structures. Water bars or 'bumps' were used to slow water flow but in most cases, the bars were breached within a couple of weeks resulting in severe erosion. Extending cable winching capacity could also help to reduce problems with soil disturbance and slope restrictions. In general the bulldozers operating in the RIL areas have 32mm winch cables that are about 30 m long. The cable is heavy and difficult to drag distances of more than 10-12 m. Recommended options for increasing winching distance included a change to a lighter cable or the use of a small winch to pull out the main cable. The problem was ultimately solved by employing a second worker to assist in setting the cable. Other improvements on skidding that have been suggested include the use of chokers, an arch, or skidding pans but, to date, none have been adopted by the contractor. CONCLUSION Implementation of the RIL guidelines resulted in reductions in stand damage from 50% to 28% of the original stems, and soil damage from 13% to 9% of the total area in RIL relative to CL areas. Timber volumes extracted in RIL areas, when expressed per net area logged, were about 70% of the volumes extracted in CL areas. While buffer zones near streams and sensitive areas are responsible for part of the reduction, the larger part of the reduction is probably due to a tendency of fellers working in RIL areas not to fell trees likely to cause extensive damage. Post-harvesting stand conditions suggest that the benefits for silviculture and biodiversity conservation are potentially great. Higher densities of large trees in RIL areas provide the vertical structure important for certain species. The higher stocking levels of trees 10-40 cm dbh in RIL areas are expected to result in higher commercial volume increments over the next cutting cycle. Wet weather shutdowns delayed operations and restrictions against skidding on steep slopes made a proportion of each project area 'unloggable' using the current ground-based system. Introduction of an aerial system, or a hybrid system where bulldozers are used in combination with a skyline system, could help to reduce the opportunity costs associated with minimising logging damage in this region. Implementation of RIL in hilly terrain, Sabah ACKNOWLEDGEMENTS We acknowledge the contribution of the silviculture unit and the forest rangers of Rakyat Berjaya Sdn Bhd for their role in monitoring the impacts of the project, and in supervising implementation of the guidelines in the field. Pinard thanks the Economic Planning Unit of the Government of Malaysia for allowing her to conduct research in Malaysia. REFERENCES CHAI,D. N. P. 1975 Enrichment planting in Sabah. Malay. For 38: 271-277. CHAI,D. N. P. and UDARBE, M. P. 1977 The effectiveness of current silvicultural practice in Sabah. Malay.For 40: 27-35. DAVIS, A. J. In review. Does reduced-impact logging help preserve biodiversity in tropical rainforests? A case study from Borneo using dung beetles as indicators. Ecological Entomology. Fox, J. E. D. 1978 The natural vegetation of Sabah, Malaysia. l . The physical environment and classification. Trop. Ecol. 19: 218-239. HOWLETT, B. 1998 Pioneer trees and forest recovery after logging in Sabah, Malaysia. PhD Dissertation, University of Utah, Salt Lake City, Utah, USA. JUSOFF,K. 1991 A survey of soil disturbance from tractor logging in a hill forest of Peninsular Malaysia. In : APPANAH, S., NG, F. S. and ISMAIL,R. (eds.) Malaysian forestry and forest products research, pp. 16-21. Forest Research Institute Malaysia, Kepong, Malaysia. KLEINE,M. and HEUVELDOP, J. 1993 A management planning concept for sustained yield of tropical forests in Sabah, Malaysia. For Ecol. Manage. 61: 277-297. KLEJNE,M. 1997 The theory and application of a systems approach to silviculrural decision-making. Forest Research Centre, Forestry Department, Sabah, Malaysia. 39 NEWBERY, D., STILL,M. J. and CAMPBELL, E. J. 1992 Primary lowland dipterocarp forest at the Danum Valley, Sabah, Malaysia. I. Structure and family composition. Phil. Trans. Roy. Soc.Landon 335 (1 275): 323-457. R. E. 1995 The effect of selective logging on rainNUSSBAUM, forest soil and the implications for recover);. PhD dissertation, University of Exeter, Devon, UK. PINARD, M. A., PUTZ,F. E., TAY,J. and SULLIVAN, T. 1995 Creating timber harvesting guidelines for a reduced-impact logging project in Malaysia. J. For 93: 41-45. PINARD, M. A. and PUTZ,F. E. 1996 Retaining forest biomass by reducing logging damage. Biotropica 28: 278-295. M. G. and TAY,J. In press. Soil PINARD, M. A., BARKER, disturbance and post-logging forest recovery on bulldozer paths in Sabah, Malaysia. For Ecol. Manage. PINARD, M. A. and CROPPER, W. P. In press. Simulated effects of logging on carbon storage in dipterocarp forest. J. AppLEcol. PUTZ,F. E. and PINARD, M. A. 1993 Reduced-impact logging as a carbon offset method. Cons.Bio1. 7: 755-757. SABAH FORESTRY DEPARTMENT. 1989 Forestry in Sabah. Sandakan, Sabah, Malaysia. SIST, P,, NOLAN,T., BERTAULT, J-G. and DYKSTRA, D. l998 Harvesting intensity versus sustainability in Indonesia. For Ecol. Manage. 108: 25 1-260. TAY,J. l999 Economic assessment of reduced impact logging in Sabah, Malaysia Ph.D. dissertation. University of Wales, Bangor, UK. UDARBE, M. P,GLAUNER, R., KLEINE, M. and UEBELHOR, K. 1994 Sustainability criteria for forest management in Sabah. I n 0 Tropical Forest Update 4: 13-17. VANDER HOUT,P. l999 Reduced impact logging in the tropical rainforest of Guyana. Tropenbos-Guyana Series 6. Tropenbos Foundation, Wageningen, the Netherlands. WALSH, R. P. D. 1996 Drought frequency changes in Sabah and adjacent parts of northern Borneo since the late nineteenth century and possible implications for tropical rain forest dynamics. J. Trop. Ecol. 12: 385-408. 40 International Forestry Review 2(1), 2000 Reduced impact logging as part of the domestication of neotropical rainforest N. R. DE GRAAF Sub-Depatfment of Forestry, Box 342, 6700 AH Wageningen, The Netherlands. [email protected] SUMMARY Reduced impact logging is only part of the process of bringing the neotropical rain forest into use. To attain sustainable yield and economically viable production, the forest structure and composition has to be changed, a process which may be called domestication. A selection forest structure is highly desirable for management and appears to be attainable in the near future by transformation of the forest through an adaptation of the CELOS Silvicultural System. Results from CELOS research in Suriname since 1967 are discussed, along with an example of the management and silviculture of a commercially based and FSC-certified timber company in the Amazon region. Keywords: CELOS, domestication, reduced impact logging, rainforest, selection forest INTRODUCTION Reduced impact logging (RIL) is these days often presented as the great solution for management of the still remaining tropical rain forests, replacing the customary timber mining. However, while reduced impact logging (see e.g. Hendrison 1990) is an important tool in forestry, in itself it will not lead to sustained yield of forest land. Permanent and sustained forest use requires forest management which determines the forest structure as a goal to be attained. This is what ultimately determines the system of cutting and procedures for harvesting. Applying RIL for production of marketable timber without any further steering of forest development will probably result in a steady decrease in standing volumes of timber of marketable species. The forest will increasingly be dominated by currently non-marketable species. This was the outcome found in long-term monitored CELOS plots in Suriname (de Graaf 1986, de Graaf et al. 1999). The forestry literature abounds with such warnings and information about depletion by mere harvesting (Dawkins and Philip 1998). An obvious remedy for this degradation is silvicultural treatment to change the balance among species. This has to be done with a concept in mind of what the forest should look like. This forms part of the so-called domestication of forest, which is a term for the adaptation of wild forest to human needs and goals (Lamprecht 1993). Domestication must lead to the situation that once wild and low production forest can achieve a more highly valued place in society as a producer of goods and services. Of course, protected forests (nature preservation areas) constitute a separate category of forest required for conservation needs and not subject to domestication. This paper offers a view on an approach to domestication of neotropical rain forest (NRF). Reduced (or low) impact logging will play a crucial role in this. Research work by the Centrum voor Landbouwkundig Onderzoek in Suriname (Centre for Agricultural Research in Surinam, CELOS), and recent experiences in Amazonas of the Mil Madeireira enterprise (De Camino Veloso 1998) are used as examples. THE CELOS SILVICULTURAL SYSTEM The CELOS Silvicultural System (CSS) as proposed by De Graaf (1986) is a cost-effective way of growing more marketable wood in once exploited neotropical rainforest worked on relatively short (20-30 years) felling cycles. The CELOS concept calls for a highly controlled system and level of harvesting, usually not involving more than 30 m" ha-', followed by a quite drastic release of valuable trees in the remaining stand, effected by applying a refinement. This has to be repeated three times, with diminishing intensity. over the first felling cycle. Forest to be managed with the CELOS Silvicultural System should preferably be, or have been, exploited under the CELOS Harvesting System, which is in fact a RIL system. The combination of both systems is called the CELOS Management System, CMS (Hendrison 1990). The cost per m' of standing roundwood produced is in the order of half a man-day plus some arboricide mixture (De Graaf 1986). The refinement treatments have been considered to be quite drastic, not to say harsh, by some critics. Evidence from the CELOS experiments was that a heavy single refinement did indeed create a period of much higher increment. After a period of about 8 years, the competition had increased so much that a second treatment RIL as part of rainforest domestication became desirable. Total basal area at that stage had not nearly climbed to the pre-logging value of about 31 mZ ha". Even after twenty years total basal area did not exceed 26 m* ha-'. Probably any further increase in total basal area above this value will only result from increased numbers of large trees, still largely absent in the experimental plots (de Graaf et al. 1999). In the CELOS Silvicultural System it is assumed that the old Dawkins' rule of a target of 113 - 213 of maximum basal area for domesticated forest would remain valid (Dawkins 1958). With maximum basal area in primary forest being around 30-32 m* ha-', the management target would be 1121 m2formaximum production. Attempts to maintain much higher basal areas impede the regeneration of the forest; the large trees being too dominant, and causing suppression of seedlings and saplings. The results are very slow dynamics, as in primary forest, only driven by few gaps per ha per year. This type of stand appears very attractive to admirers of majestic forests, but growth and yield are low, and much capital is locked up in the unproductively high standing volume, often in old and defective trees. Species composition will also change as a result of the silvicultural treatments applied in the CELOS experiments. The shift depends greatly on the desirable timber tree species decided in the Management Plan. The list should be based not on actual marketing information, but on wood technological research, and should be as long as possible. Naturally, future marketability should not be over-rated for the lesser known species with somewhat undesirable wood technological characteristics.In 1986 the CELOS list already had about 40 species, and in the Mil Madeireira Management Plan more than 50 are listed (De Camino Veloso 1998).This represents a quite high percentage of the total tree population, as lesser known species are often scarce. An important consideration centres on the possible elimination of the large, dominant trees of species that are not thought likely to be marketable timber species in the next felling cycles. If these species play an important role in the forest ecosystem, then reducing their dominant status might damage the functioning of the ecosystem. The case often cited is that of the fig trees, important as food source in times of scarcity for, among others, vulnerable animal species (Terborg 1992). If indeed these species are key species, then they should be so listed with the requirement that a certain lower limit of numbers per ha should be maintained. The author adheres to the view of Lamprecht (1993) that it is possible to change the structure and composition of NRF to a certain extent without endangering the stability of the ecosystem. Much of the attention paid to competition has so far been concentrated on above-ground factors, but belowground factors seem likely to be important too. Combinations of species may well be greatly influenced by the symbionts on the roots being compatible or not with neighbouring tree species (see, e.g., Perry 1994). In the process of domestication the slow pace of NRF growth has to be accelerated when economically viable results are desirable. This has to be done carefully, as the warnings of forest ecologists such as Ter Steege and 41 Hammond (1996) against 'speeding' indicate. Forest experts well acquainted with the NRF have noticed that in the Guyanas the untouched dryland forests consist largely of highly competitive and long-lived tree species, often with durable wood and relatively slow growth. But an increase in production of useful timber will be necessary to enable the forest to become a resource valued and protected by society. No speculative extrapolations of the future structure of the forests under CSS were made in early presentations (de Graaf 1986), the whole emphasis being based on reporting observations made in treated plots. From experiences over a thirty year period with refinements and liberation schedules in the CELOS plots in Mapane, Suriname, it has been found that steering the forest towards a certain desirable composition and structure is quite possible. Whether this conclusion will hold on the long run is, however, not yet known. Nevertheless, some predictions seem possible. In further development of the CELOS Silvicultural System, the first refinement might be replaced by a marked liberation of individual Potential Crop Trees (PCTs), as advocated by Hutchinson (1987). If regeneration is sufficiently stimulated, the seedling recruitment dynamics might be enough to keep up with the pace of the PCTs, and the tree size classes intermediate between these two extreme classes might also profit. There is as yet no clear experimental evidence in CELOS experiments as to whether such PCT liberation of about 20-30 PCTs per ha is as effective in promoting seedling establishment and growth as a strong refinement would be. In any event, liberation should be heavy to be effective. To reduce competition effectively, a reduction of basal area near the tree to about 15 m' ha-' (half the untouched forest's basal area) seems advisable. At Mil Madeireira it is intended that will be done by killing all trees of undesirable species above 30 cm dbh over a radius of ten metres around the PCT. It was found in CELOS experiments that any lighter intervention produced an unimpressive effect (de Graaf et al. 1999). Further development of the PCTs into dominant trees with large crowns will make the upper forest storey an open layer with a crown cover of some 30-40 percent. This is estimated from the potential crown sizes which are thought likely to average 80-120 m* in vertical projection. Such 'emergent' trees do not have the size of the original large and often very old ones in untouched forest, and with 20-30 PCTs of such final size the cover in the upper storey would be 20-30 % or somewhat more. The storey developing below this upper storey will be thinned out by a second treatment. The lowest tree storey (up to 15 cm dbh) should be left alone, as working in this would mean an intensive and expensive type of silviculture. These poles and saplings have an uncertain future, and are not worth much investment. Such a forest structure would very much resemble a selection forest. Experimental CELOS plots already show such structure in places. Once a selection forest structure has been reached, the balance is relatively easy to maintain by individual tree selection (Schiitz 1989).Trees to be removed which are below timber harvesting size may be killed standing by poison girdling. 42 N.R. de Graaf Studies in the experimental CELOS plots since 1967 indicate that liana proliferation is probably a small risk in this system when canopy opening is well distributed, with a few big gaps to be accepted where liberation oversteps the mark. Lianas in the young stage seem to need more light than the tree saplings amongst which they grow and thus are often not competitive. FOREST MANAGEMENT O F MIL MADEIREIRA CELOS concepts have not been used to start natural forest management in Suriname yet, but elsewhere, in the Brazilian State of Amazonas, a forest enterprise has been set up recently which uses the CELOS results. This is Mil Madeireira Itacoatiara Ltda., an FSC-certified daughter company of Precious Woods. The site The forest area of the commercial enterprise Mil Madeireira Itacoatiara Ltda amounting to some 80,000 ha lies in the vicinity of Manaus, the capital of the Amazonas State, on the dissected plain of the 'planalto' formed on the huge and deep Amazon basin deposits. Soils are very poor whitish kaolinitic clays with a very high clay content (sometimes >80%) and a high (often >90%) aluminium saturation, coupled with a quite low CEC of 1.5-2. Drainage under undisturbed forest is reasonable, but the soil is easily compacted. The terrain is dissected, with sometimes steep slopes at the edges of the plateaux. Rainfall is about 2200 mm annually, with a dry season of four months. The socio-economic background Only a handful of tree species at M11 Madeireira produce wood that can be currently sold on international markets, and even for the local market the prospects for many potential (lesser known) timber species are bleak. Wood technological qualities such as hardness, difficult seasoning, difficult working, problems with painting, etc. are on the whole not favourable. The certified export sawnwood and pilings from Mil find a special market in Europe however. Producing finished products such as houses, using certified but not specified lumber, may form one of the better strategies for improving financial results of the enterprise. This will allow use of many lesser known species, giving them a permanent place on the list of desirable species At present, roundwood prices in Amazonas are low, which is usual in a situation of apparent superabundance of the resource. The stumpage price is traditionally neglected in such conditions of apparent abundance. Log price at the sawmill is then the sum of harvesting and transport costs only. Mil Madeireira management considers that the price of standing timber required to complete the cycle and reach s u s t a i w yield is a b m 10-20 US$ per m3, based on the costs of the silvicultural and other inputs needed. For Mil Madeireira log price at the mill, the sum of stumpage, harvesting and road transport costs, is about 40-50 US$ per m3 roundwood (1999).The sawmill is located inside the forest area, which saves much transport cost. The actual log cost is comparable to that in traditional timber mining. In Amazonas, and in fact in many regions in Brazil, forest land can be bought at relatively low prices. Big land owners' rights are strong, and squatters can be expelled from their land. On the other hand, forest land ownership, as contrasted with concession holding, offers good opportunities to arrange ecologically sound forest management and to provide permanent jobs for local people. Forest resource management in the Amazon - a forest area of several hundreds of millions of hectares -is still in its infancy, but huge areas are already being secured by foreign exploitation companies. Brazilian laws are regularly adapted to new developments in Brazil, but their application on the ground is not easy. The example set by Mil Madeireira of Forest Stewardship Council-certified forest management is of great importance both to the Forest Service (IBAMA). which gives great emphasis to environment and nature conservation, and to the logging companies that have to improve their systems. Mil Madeireira is thus a sort of test case. Silviculture a n d logging The silvicultural system set out in the Mil Madeireira Forest Management Plan is the CELOS Silvicultural System (de Graaf 1986), but adapted to the local situation. It is a more advanced version, as more information, including that from other forest research institutes such as INPA and EMBRAPM CPATU, has become available since the system was formulated in 1986 from results drawn from research in the Mapane forest of Suriname. Key characteristics for silviculture are that the forest in the Mil Madeireira area is highly mixed and unevenaged, as usual for NRF, with a large share of tree families - and even species - that are also common in the Guyanas, such as Ocotea and Nectandra spp, Manilkara spp, Hyrnenolobium spp, and of course many Lecythidaceae. Total basal area to a dbh of 5 cm is about 30 m? ha-', so this might be regarded as a meagre forest. Few trees reach diameters above 1 metre. Many such large trees are hollow or rotten, and this makes good saw logs even scarcer than big trees are already. A maximum of 30 m' ha-l to be harvested was set by Mil to avoid heavy logging damage, this value being derived from formulae for logging damage developed by Brils and Laan in Guyana in the Iwokrama region under the guidance of Van der Hout (1999). Care is taken in the selection of the individual trees to be harvested. For this selection the highly computerised system of CMS, in which trees are numbered in the field, listed and located on maps, works well. The computerised tree registration system is also used for silvicultural purposes. The selection rules explicitly require saving a part from the harvestable trees from being taken. This is to help conserve the stock of species in greatest demand. Annual harvested area was planned to be around 2000 ha net, on a 25 year RIL as part of rainforest domestication cutting cycle, but developments in the industry and the market will make a new plan necessary in the near future. At least two liberation treatments are planned during the cycle, in order to reach a sufficiently high annual increment percentage (the increment is netted of mortality, which is estimated at 2%). The next harvest will be of somewhat smaller dimensions, and with slightly different proportions of species. A local experiment on treatment has been set up at Mil in order to be able to estimate volume increment over a few years. Ideally, the tree spotter should have clear rules for selection of PCTs which stem from a silvicultural concept. In the CMS variant used at Mil, the PCTs are actually not selected during harvest planning, but they are registered from 40 cm dbh upwards, and their standing volume is supplemented by larger individuals of marketable species left standing during harvesting. The procedures for harvesting allow the felling crew some liberty to make changes in the list of prescribed harvest, for example because of unforeseen defects and other problems, but choice paths are pre-defined. The harvest consists of trees preferably larger than 60 cm dbh, or even more for some species with a low recovery in the mill arising from a large sapwood zone and frequent central core defects. Accordingly the PCTs are not interesting for the harvest at Mil Madeireira. But this is not so everywhere. And it could also change in the management of Mil Madeireira in future. The impact of the harvesting on the forest of Mil is much less than with more traditional logging enterprises elsewhere in the Brazilian Amazon region, and this is mainly because of the restricted volumes taken, the application of directional felling, and the use of relatively light machines (D4 for winching from stump to skidding trail, wheeled skidders for long distance skidding on trails) and harvesting under careful planning. Most of the logs are winched towards the semi-permanent skidding trails. Truck roads are constructed carefully to preserve the environment, and indeed look good, much unlike the usual 'battlefield views' loggers think normal. It is estimated that about 5% of the forest area is influenced, mainly by compaction, by machines, mostly on permanent infrastructure (skidding trails, log landings, truck roads). In this regard it is important to note that the terrain is relatively easy, with many plateau areas. Future enterprises should plan for this, and not buy, acquire and enter difficult terrain lightheartedly. Such difficult terrain has to be seen more as Protection Forest than as productive forest. Conditions and options for selection of forest land by future forest enterprises have been discussed by de Graaf et a1.(1996).The logging system was fitted into the silvicultural setting by an expert with experience as exploitation manager of Bruynzeel in Suriname, and who studied the CELOS Management System thoroughly. He was able to adapt and improve the operational directives derived from the CELOS harvesting system. Here, the logging thus became part of the silvicultural system, and not as usual where silviculture is reluctantly let into the logged area to 'clean up the mess' after the loggers have maximised their harvest. 43 Management planning at Mil Madeireira A forest management plan is compulsory in Brazil, but management planning in natural forest is as yet very simple and more formal than real. The Mil management plan is one of the few examples of a plan which prescribes clearly and elaborately what should be done and what indeed is done. This, and the adoption of the results of the CELOS research provided from Suriname as a start, was the basis for the relatively rapid and easy certification of Mil. Results from research in the Amazonas region were helpful in formulating the Management Plan, especially the information given by INPA, EMBRAPA and SUDAM, as well as IBAMA. The capital needed for Mil is from European, mainly Swiss, investors. Local investors are not interested, as capital is very scarce in Brazil, and interest rates are very high. Much attention has been given to nature conservation in the plan. This is essential in productive forests, not just to keep critical eco-minded customers satisfied, but to keep the forest ecosystem functioning and productive. The many forest-bound animals, and especially the 'deep forest species' such as spider monkeys, have no place in the agrarian landscape. Nor have large predators: these help balance the seed predators and seed dispersers' actions. Because of the extreme nutrient poverty of the soil, the product has to be restricted to timber logs, to reduce nutrient export with the harvest of such relatively high value unit products. Bulk products such as charcoal and pulpwood harvesting would take much more from the ecosystem. The production and marketing of Non-Timber Forest Products at present does not appear very promising at Mil Madeireira, but ample scope is left for new developments in the Management Plan. However, the importance and economic viability of NWFP has to be proved in advance in order to justify inclusion in the Plan. Currently even charcoal from wood residues at the mill is not to be a viable product. Gathering and hunting is largely forbidden in the forests of Mil, but cannot yet be monitored, and cannot be effectively controlled, though hunting laws in Amazonas are strict. CONCLUSIONS The role of RIL in the process of designing a silvicultural system should be to provide various options for further sustained forest management. In the Mil Madeireira case it has become clear that selection of the harvestable trees is in fact a silvicultural decision. This has for long been the case in classical forest management in Europe, as well as in several countries in South and East Asia and in North America. Only the clearfelling system can avoid such silvicultural guidance, because regeneration is then usually by planting or direct seeding. A special case is the retention of Potential Crop Trees, which is likely to become more and more popular in management of Humid Tropical Forest. Here, under RIL, the logging operator has to accept the choice made by the tree spotter, even if it appears that a large 44 N.R. de Graaf volume of harvestable wood is left standing. This is hard when the concession has to be left after a first harvest has been removed, but if the next harvest belongs to the same operator, time and regrowth play a big role. Long-term concession tenure may help silviculture to carry out its task of replenishing the resource. Where forest management proceeds towards classical selection felling in succeeding cycles, the frequency of harvesting may be increased to 10 or even 5 years, with a correspondingly low volume taken per ha. The principal reason for this is that an annual mortality of 2% eliminates too much potentially utilisable timber over 20-30 year long cycles. Trees that show signs of reduced increment and reduced vitality in classical selection forest are the first choice for harvesting. The crux is that one should know the signs of such conditions for each species. and this is not easy, even for locally trained and experienced tree spotters. But it must be possible to do it, since trees show such slowing of growth not only by stem characteristics, but also by crown habit, flowering and seed bearing and leaf characteristics, etc. Rapid calculations will show that the lower volume limit for economic harvesting is higher than the volume available each 10 years (in the case of Mil Madeireira this could be 15 m3 ha-'), but the fact remains that many traditional loggers enter the forest to harvest only a few cubic metres during creaming operations. One is tempted to think that harvesting cost may be not felt to be so punishing as suggested by textbooks. Such frequent harvesting cannot be carried out by conventional logging, with bulldozers entering the stand and driving up to the stump, as this would damage much undergrowth and smaller trees, and would compact too much soil. In forest with modest sized logs, complete winching as done by Mil will be the solution, as the machine then stays on the semi-permanent skidding trail. Damage then is mainly due to felling. This has to be controlled by directional felling, avoiding not only hang-ups and positions that are wrong for winching, but also avoiding hitting PCTs. Winching does very little damage when carried out expertly by a trained crew, as is the case at Mil Madeireira. Most of this is already known and used as techniques in European selection forests for many years. I conclude that RIL will play an essential role in the road towards selection forest management in the neotropical rain forest. REFERENCES DAWKINS, H.C. 1958 The management of natural tropical highforest with special reference to Uganda. Imperial Forestry Institute, University of Oxford. 155 pp. DAWKINS, H.C. and PHILIP,M.S. 1998 Tropical moist forest silvic~ltureand management: a history of success andfailure. CAB International, Wallingford, U.K. 359 pp. DE CAWNO VELOSO, R. 1998 Research needs for a low impact logging operation in the Brazilian Amazon: the case of Precious WoodslMil Madeireira Itacoatiara. In: Seminar proceedings Research in tropical rain forests: its challenges for the ficture. The Tropenbos Foundation, Wageningen, The Netherlands, pp. 43-58. DE GRAAF,N.R. 1986 A silvicultural system for natural regeneration of tropical rain forest in Suriname. Dissertation Wageningen Agricultural University. 250 pp. N.R., KONING, DE GRAAF, D.and SPIERINGS, M. 1996 Some conditions and possibilities for successful application of the CELOS Management System. BOS NiEuWSLETTER, V0115 (2), NO 34, pp 74-83. DEGRAAF, N.R., POELS, R.L.H. and VAN ROMPAEY, R.S.A.R. 1999 Effect of silvicultural treatment on growth and mortality of rainforest in Surinam, over long periods. For. Ecol. and Manage. 124: 123-135. HENDRISON, J. l990 Damage-controlled logging in managed tropical rain forest in Suriname. Dissertation Wageningen Agricultural University. 204 pp. HUTCHINSON, 1.D. 1987 Improvement thinning in natural tropical forest. In: MERGEN, F. and VINCENT, J.R. (eds.) Natural management of tropical moist forests Yale University, New Haven. LAMPRECHT, H. 1993 Silviculture in the tropical Natural Forests. In: PANCEL, L. (ed.) Tropicalforestry handbook, Vol 1 and 2. Springer Verlag, Germany, pp. 727-810. PERRY, D.A. 1994 Forest ecosystems. The John Hopkins University Press, Baltimore, London. 649 pp. SCHUTZ, J-P,, 1989 Der Plenterbetrieb. Fachbereich Waldbau, ETH, Ziirich. 54 pp. TERBORG, J. 1992 Diversity and the tropical rain forest. Scientific American Library, New York. 242 pp. TERSTEEGE, H. and HAMMOND, D.S. 1996 Forest management in the Guianas: ecological and evolutionary constraints on timber production. BOS NiEuWSLETTER Vol 15 (2) 110.34: 62-69. VANDER HOUT,P. l999 Reduced impact logging in the tropical rain forest of Guyana. Dissertation University of Utrecht, Tropenbos Series 6, Tropenbos-Guyana Programme, Georgetown. 335 pp. International Forestry Review 2(1), 2000 45 Benefits, bottlenecks and uncertainties in the pantropical implementation of reduced impact logging techniques DAVlD S. HAMMOND l, PETER VAN DER HOUT *, RODERICK J. ZAGT 2, GODFREY MARSHALL 3, JULIAN EVANS 3and DAVlD S. CASSELLS lwokrama International Centre for Rain Forest Conservation & Development, 67 Be1 Air, PO Box 10630, Be1 Air, Georgetown, Guyana Tropenbos-Guyana Programme, 12e Garnett St., Campbellville, Georgetown, Guyana Guyana Forestry Commission, Kingston, Georgetown, Guyana SUMMARY Reduced impact logging has been shown to be environmentally beneficial by reducing damage to the forest stand and soils, but is only one component of good forest management. The implementation of RIL is largely contingent on satisfying concerns about cost to the producer and the values of benefits. While many of the direct costs and benefits associated with RIL have been quantified, there are still a number of unanswered questions and potential bottlenecks. The cost of training, extra wage demands, monitoring, verification and foregone timber have not always been accounted for in cost comparisons between RIL and conventional logging systems. While direct benefits of employing RIL through waste reduction could be considered universal, benefits derived through other income generation schemes, such as carbon offset, are not so clear. Institutional and economic constraints will continue to reduce the likelihood of RIL implementation in those regions where lease conditions promote short-term management objectives. Keywords: damage, costs, benefits, tropical forests, certification. INTRODUCTION Reduced impact logging (RIL) techniques, like many other initiatives to improve the way in which we manage tropical forests, have been developed and refined through decades of experience under a wide array of biophysical and socioeconomic conditions and management objectives (Nicholson 1958, Mattson MBrn and Jonkers 1981, Uhl and Viera 1989, Hendrison 1990, Pinard and Putz 1996). Literature documenting the effects of adopting RIL techniques has grown tremendously, in particular over the last decade (see Sist, this volume). The RIL workshop held in Georgetown, Guyana in April 1999, brought together individuals who had participated in many of the seminal projects looking at the use of RIL techniques. The workshop produced a series of papers, many of which are contained in this issue of the International Forestry Review, and held several days of working group discussions aimed at distilling the best practices and lessons learned from a diverse assortment of site case studies and professional perspectives. This paper aims to synthesise and build upon the results of the working group sessions while drawing heavily upon the case study papers published in this volume and other publications that have been produced by contributing members of the Guyana RIL workshop. The workshop participants also identified where the interface between RIL techniques and forest management objectives remains clouded by insufficient information and where potential bottlenecks to the successful implementation of RIL are most likely to occur. These are summarised here as a series of key factors influencing the beneficial implementation of RIL in tropical forests. BENEFITS AND COSTS OF RIL IMPLEMENTATION The working group discussions and papers presented at the Georgetown RIL workshop repeatedly focused on a set of interlinked and often competing objectives associated with the use of RIL techniques, viz: to minimise changes in forest structure to maintain a growing stock of marketable timber trees to optimise the harvesting cycle to limit the impact on other non-timber forest goods and services to maximise the carbon sink role of tropical forests to reduce inefficiencies in harvesting to the financial benefit of producers to contribute to a change in the growing market perception that the cost of tropical timber production is unacceptably high when environmental costs are considered. 46 D.S. Hamrnond et al. All of these objectives are directly or indirectly associated with the main operational advantage of employing RIL techniques: a reduction in damage during the harvesting process. It was repeatedly emphasised, however, that RIL techniques are only one, albeit vital, component of good forest management. Sustainability will not be achieved through the adoption of RIL alone, when other aspects of forest management (e.g. harvesting intensities, post-harvest silvicultural control, see de Graaf, this volume, pp. 38-42) are not considered in the same framework. Nonetheless, RIL was considered to be an essential precondition of good stewardship and the possible market benefits derived from achieving such a classification. A number of operational elements were identified which appeared to consistently contribute to achieving the objectives of employing RIL techniques: see Jonkers and van Leersum (this volume pp. 11-16), Sist (pp. 3-10), van der Hout (24-32) and Table l . They outline best practice because they delimit the extent to which techniques can be standardised and still meet most of the expected objectives. However, as shown in Table 1 a consensus has not always been reached when considering whether or not benefits outweigh the costs of implementing RIL methods. Operational elements of RIL which are repeatedly characterised by low cost and high benefit would be most important in defining best practice. FACTORS AFFECTING NET BENEFITS O F RIL Working group discussions at the workshop often reinforced many of the rapidly changing perceptions of the universal applicability of RIL. Many of these perceptions focus on the limits to applicability of standard RIL techniques when biophysical and socio-economic conditions surrounding timber production vary widely (see Sist, this volume). While most studies suggest that there is generally an overall net benefit in using RIL techniques, a number of uncertainties and potential bottlenecks remain, several of which are highlighted below. Harvesting intensities Sist et al. (1998) have questioned the ability of RIL guidelines, as defined, to deliver on their promise in SE Asian forests where the felling intensity IS often 2 to 8 times higher than in forests either in Africa or South America (also see Sist, this volume). Van der Hout (1 999) suggests further that the 'intensity clause', defined as the loss of advantage in employing RIL when harvesting reaches a certain intensity, is equally applicable to forests in South America where the range of felling intensities normally occurs at the lower end of those which typify operations in SE Asia. The reason that the 'intensity clause' applies in such cases is that felling intensities can be just as high, due to an aggregated distribution of commercial stems. Such clumping is one of the majm constraints to achieving a felling intensity which will optimise benefits when confronted with the decision to reduce damage and, in the process, forego harvestable timber (see Sist, Pinard et al., this volume pp. 33-39, van der Hout 1999). Defining the allowable felling intensity would appear to be the first step in determining the applicability of RIL in any forest area, a point that was largely agreed upon by the working groups at the Georgetown RIL workshop. Conclusion The use of RIL techniques will ultimately fail to produce the expected benefits when harvesting levels overshadow the gains made through carefulplanning. Harvesting levels are highly sensitive to the spatial distribution of conmercial stems and the ecological and economic implications their distribution has for reducing damage at the expense of foregone tmbel: Forest carbon storage, productivity, fire a n d climate change RIL prescriptions were employed in SE Sabah in order to evaluate their potential role as a carbon-offset method (Pinard and Putz 1993, Pinard et al. this volume). The authors estimated that the use of RIL techniques could retain an additional 36 tonnes of carbon per ha over that remaining after conventional harvesting within two years of logging (Pinard and Putz 1993), mainly due to a reduction in necromass associated with mortality among damaged stems (Pinard and Putz 1996). While substantial carbon offset benefits can accrue through the use of RIL in SE Asian forests, a first assessment of the potential for carbon offset in Guyanan forests suggests that carbon benefits derived from reducing damage could be quite small (Ter Steege 1998). Though estimates of carbon offset in tropical forests are plagued by a very patchy understanding of the size and predictability in time and space of carbon stores within tropical forests, the considerable variation in average stem size and height (see Sist, this volume), wood density (see Hammond et al. in press), rainfall and stand turnover (see Philips et al. 1994) between different forest regions suggests that carbon offset benefits accrued through the adoption of RIL techniques are likely to vary considerably. RIL may reduce the likelihood of forest fire by decreasing available fuel loads relative to uncontrolled harvesting regimes (Holdsworth and Uhl 1997), but this benefit will vary depending on the severity of rainfall failure and the moisture-conserving capacity of forests during El Niiio periods (Goldammer and Seibert 1990, Hammond and Ter Steege 1998). Conclusion Carbon offset benefits accrued through the use of RIL techniques are strongly influenced by stand productivitj, structure, and variation in those forest attributes, such as wood density, soil type atld hydrological conditions, which influence the dynamics of forest carbon stores (stems, soil, litter, etc.). Benefits, bottlenecks and uncertainties 47 TABLE1 Key operational elements identijied at the RIL workshop and in references as characterising 'best practice' in RIL and the level of support concerning the costs and benefits attached to their use 0 = contradicting references, +-+++ = weak to strong support based on 2-3,4-5 or >5 references (including workshop outcomes) in agreement. Note benefits and costs are not paired by row or given in order of importance. References refer to both benefits and costs in same row. Some references used in assessment are nested within those presented here and are not listed separately. Full reference assigned to each number denoted by (number) in bibliography. - Key Operational Element Training Benefits Support training courses and workshops higher wage demands higher staff turnover reduced unit cost of harvesting reduce damage to PCTs higher quality timber fewer accidents and less equipment damage better compliance with guidelines Pre-harvest inventory trees to be harvested potential crop trees (PCTs) NTFP trees protected trees Costs optimise immediate timber revenue optimise future timber stock inventory and planning inventory and planning discounted future price foregone timber revenue other sources of revenue biodiversity conservation better relations with local residents contribution to forest function foregone timber revenue promote competing noncommercials keep open option values meet nat'l and int'l standards Climber cutting feller safety improved recovery improved future yields field crew and equipment lost plant diversity reduced wildlife resources Topographic assessment efficient access GIS, cartographic staff & equipment improved environmental protection Protected areas delimitation buffer zones conservation areas sacred areas protect forest hydrological function conserve sensitive aquatic life conserve genetic diversity GIS, cartographic staff & equipment GIS, cartographic staff & equipment strategic field inventory crew & equipment provide refuge for sensitive species retain examples of pre-logged forest better relations with local residents contribute to national cultural heritage conserve forest biodiversity Extraction network planning road and skidding drainage trail alignment efficient access to harvestable trees retain PCTs landinglyard/market minimise environmental impact placement good access conditions skidding trail ensure efficient access to felled marking trees minimise damage Archaeology/anthropology services +++ +++ +++ ++ ++ +++ +++ GIS, cartographic staff & equipment GIS, cartographic staff & equipment field crew & equipment Support Reference 48 D.S. Hammond et al. TABLEl (continued) Key Operational Element Felling control direction Benefits improve recovery reduce accidents reduce losses to PCTs Support Costs felling crew & good quality equipment training felling accessories (wedges, sledges, etc) reduce canopy openness enhance skidding efficiency improve recovery Winching long winch distance Skidding low blade use reduce soil and stand damage field crew & equipment reduce skidder fuel use training winch cables and accessories reduce soil damage avoid steep slopes reduce soil and stand damage minimise distance reduce equipment damage reduce accidents reduce operating time and fuel use foregone timber Forest closure skidding trail cross- reduce gully erosion drains secondary road reduce poaching closure clean up non-organic minimises pollution hazards waste construction and maintenance construction and maintenance collection and disposal Monitoring operational costs field crews and equipment reduce costs through efficiency improvements soil and stand damage compliance with nat'l and int'l standards correct errors and highlight successes growth and assess yield expectations recruitment identify saleable properties of next harvest opportunities to ameliorate impact on wildlife damaging practices maximise wildlife support services to timber trees alter perception of poor stewardship Verification compliance with Codes-of-Practice compliance with international standards avoid financial penalties avoid civil court retain right to harvest timber (on public lands) alter perception of poor stewardship greater access to restricted markets price premium on certified products computers and software forestry services botanical services wildlife biology services publicity and publications internal auditing report production independent certifier fees registration fees Support Reference Benefits, bottlenecks and uncertainties Mitigation of fire risk through a reduction in damage only works i f the severity of fire-driving events is of moderate duration and intensity. Reduced damage will still heighten susceptibility to fire over unlogged forest under extreme scenarios. Climate change may increase fire risk in some loggedforests and reduce or negate any carbon offset benefits accrued over shorter periods. Regeneration strategies for target commercial species Many major timber species, such as mahogany (Swietenia macrophylla), duabanga (Duabanga moluccuna), white seraya (Parashorea spp.), goupi (Goupia glabra), cedro (Cedrela odorata), azobB (Lophira alata) and balsa (Ochroma pyramidale) require considerable canopy disturbance to regenerate, often through catastrophic events such as fire, flooding or hurricanes, while others, such as greenheart (Chlorocardium rodiei), rosewood (Dalbergia spp.), iroko (Chlorophora excelsa) and ironwood (Eusideroxylon spp.) largely establish best under lower levels of canopy fragmentation, where competition from fast growers is reduced (e.g. Foster 1990, Gullison et al. 1996, Whitmore and Brown 1996). An aim of RIL is to ensure that logged forest remains stocked with marketable trees, but where regeneration of the main marketable species in the stand depends on significant breaking up of the canopy, the role of RIL techniques within the overall forest management strategy would need to be carefully assessed. Conclusion Stable supplies of currently-marketed timber species will only be enhanced in stands where RIL techniques are employed if the resultant level of disturbance is consistent with the regeneration requirements of the target timber species. Alternatively, target species and market focus will have to change or some form of silvicultural treatment will be needed to alter conditions after hawesting. Soils and topography Participants at the RIL workshop concurred that soil compaction and loss of hydrological function during log extraction were two of the most obvious adverse impacts that poorly planned harvesting can impose on the forest ecosystem. While it is generally clear that pre-harvest planning of skidding trails will reduce damage to soil and stand compared with unplanned methods, the relative contribution of detailed skidding trail management to the overall benefits accruing through the use of RIL practices is likely to vary from site to site. Rubber-tyred skidders are not capable of working steep slopes, such as characterise many forests in SE Asia, and the consequent levels of soil disturbance caused by crawler tractors, even under RIL, may still be considerable relative to unlogged forests. The same applies to large tree dimensions characteristic of logging in SE Asia 49 and central Africa. In contrast, gently undulating, sandy soil terrain stocked with relatively small stems in parts of South America and Africa is more easily managed with rubber tyre skidders with minimal soil disturbance. The environmental benefits from using RIL skidding techniques will depend largely on the magnitude of existing background levels of disturbance. For example, waterways which are normally not subject to large influxes of sediment are likely to undergo more drastic biogeochemical change than those which, through their proximity to steep, exposed slopes are continuously fed large volumes of sediment. Furthermore, this impact may not be proportional to the increase in sediment inputs caused by harvesting, particularly where biota have adapted to an unusually low suspended sediment environment (Junk 1984). Conclusion Benefits derived from a reduction in soil disturbance and erosion will vary depending on the prevailing background conditions. Differences in topographical, soil and hydrological conditions will alter the savings made by RIL when the costs of these environmental impacts are counted. The interaction between slope, soil and stem size will constrain the achievable environmental benefits without further technological and financial inputs (e.g. aerial extraction). Damage associated with the type of machinery used to extract timbel; not the way in which it used, is limiting when conditions prevent the use of less destructive techniques. Perceptions within the tropical timber market Most workshop participants agreed that distorted perceptions of tropical timber production and RIL plagued progress in persuading producers to adopt better management practices (including RIL techniques) and convincing consumers that tropical timber harvesting is not necessarily always degrading. The working groups confirmed that distorted perceptions were one of the most serious constraints to progress in achieving good forest management. Without an objective perspective, the linkage between investing in and implementing sound management practices and the confident consumption of sustainably produced timber products is difficult to establish. Producer concerns with RIL techniques often revolve around the perception that implementation costs will be greater than those currently incurred using less detailed planning procedures. In some cases, this perception may seem justified where (mainly pre-harvest planning) costs are viewed without considering all of the benefits accrued by implementing RIL methods. A higher volume recovery, however, is alone sufficient to make the implementation of RIL techniques a cost-neutral or cost-reducing exercise in most cases (Montenegro 1997, Baneto et al. 1998, Holmes et al. 1999, van der Hout 1999). In other regions where the 50 D.S.Hammond et al. costs may be higher, particularly when considering the opportunity costs of foregoing considerable volumes of marketable timber, other spin-off benefits, such as carbon offset, could potentially absorb the additional cost of implementation (e.g. Pinard et al. this volume). A comprehensive set of case studies and well-considered analyses are needed to document the full costs and benefits of implementing RIL and these results need to be disseminated widely to all the major stakeholders in the timber industry. Conclusion Negative perceptions on behalf of both producer and consumer willprevent a change in the way in which tropical forests are managed and the likelihood of RIL implementation. RIL research and development will only be validated ifperceptions are fostered through a balanced, and honest, appraisal of the costs and benefits that the private sector can expect to experience by implementing RIL. Conclusion Verifiing the effects on costs of RIL techniques will need to account for the varying cost of training and the subsequent rise in wages. Higher wage demands than might otherwise arise may reduce the total benefits received through implementation ofRlLpractices, but this can be seen as a medium to long-term investment. The unit cost of this one-time investment should be recouped over a specific term of production, unless job turnover rate or wage demand frequency is high enough to limit unit cost reduction (see Heinrich 1996, Pinard et al. this volume). The cost of training as a precursor to increased wage demands needs to be assessed. Without well-trained, motivated and satisfactorilj paid field crews, the likelihood of achieving the objectives of RIL is extremely low. The role of externalfinancial support in the training of logging crews to reduce employer risk may be crucial for implementation. Information management Required technical competence Few studies have adequately addressed the costs and benefits of training, although training is by virtue a necessary prerequisite to the implementation of RIL practices (see Dykstra and Heinrich 1996, Pinard et al. 1995, Armstrong this volume pp. 15-21). Workshop participants identified inadequate training and lack of skilled personnel as major obstacles to the successful implementation of RIL. However, while the need for training is fundamental, many studies appear not to have incorporated the cost of RIL skills development into the final assessment of net benefit (e.g. Johns et al. 1996, Barreto et al. 1998, van der Hout 1999). Holmes et al. (1999) and Barreto et al. (1998) assumed that salaries for the main technical staff would remain the same in their comparative analysis of costs and benefits underlying conventional and reduced impact logging techniques. Yet Barreto et al. (1998) found when they hypothetically doubled the salaries of RIL staff as a means of accounting for the higher level of required skills, the increase in profitability associated with RIL declined from 31% to 12% over unplanned logging. Sist et al. (1998) emphasised that RIL techniques require well-trained staff and payment schemes must account for the higher quality of work. This too is likely toincrease the wage costs associated with the use of RIL techniques. Winkler (1997) noted the considerable increase in wage costs associated with a well-trained, healthy and well-supported RIL forest crew employed by Precious Woods in Brazil. The cost of training and subsequent wage upgrading is also likely to vary from site to site, depending on a host of factors which influence wage rates, job competition, and the extent and frequency of training required. For example, Holmes et al. (1999) reported a cost of US$0.21 m-"or training of staff ilr Brazil, while Montenegro (1997) cites a cost that is mre h n double this figure (US$0.59 m-') at a site in Ecuador. The majority of workshop participants did not consider that an incomplete knowledge of the forest system should act as a constraint on good practice (cf. Hendrison 1990). Winkler (1997), Sabogal (1998) and many others have emphasised that scientific results need to be made available to practitioners in a form which is meaningful to them. Barreto et al. (1998) suggest that a lack of information available to the timber industry represents one of the main obstacles to adoption of good forest management practices. In this respect. the prolific output of scientific and policy papers concerning reduced impact logging stands in sharp contrast to the number of practitioner tailored publications (e.g. Amaral et al. 1998). If robust mechanisms for information transfer to industry are put in place, there is still the need for industry to effectively manage this information for its own use. Armstrong (this volume) suggests that operations need to take advantage of advances in information technology to speed up the planning process if RIL and other components of good forest management are to be carried out successfully. Even with the use of advanced technology it is difficult to imagine the successful implementation of RIL without a structured system of information handling. Conclusion The capital cost of such items as databases, GPSs, computers, printers, GIS and data loggers associated with the effective transfer and management of information for improved forest management, including the use of RIL techniques, must be incorporated into the calculation of costs and benefits associated with better planning. Technology and information should to be transferred in a way that is tailored to the needs of practitioners. A more data-intensive forest management system is vulnerable when systems of information management are not in place. An increase in the amount of information Benefits, bottlenecks and uncertainties generated to improve forest management will not achieve improvements i f this information is not available to industv and regulatory agencies. And an increase in the flow of information to industry and regulatory agencies will not lead to improvements if this information is not effectively managed. Implementation of forest management plans Though the term reduced impact logging is recent, the guidelines and techniques are not particularly new (see, e.g., Gilmour 1977). Unfortunately, over the last 20 years, very few logging operators have been willing to embrace methods designed to reduce damage, mainly because field practitioners are by tradition conservative when it comes to adopting new approaches (Hamilton and King 1983), and low-impact harvesting was often not the approach traditionally employed in temperate forests (e.g. Williams 1989). Many industrial-scale logging ventures are operated by foreign or transnational companies who may fail to understand the need to reduce waste in order to achieve profitability when forest productivity and socio-economic conditions at their other site holdings have made this unnecessary. Most companies hold relatively short-term leases on public forest lands and this provides a disincentive for companies to invest in retaining potential crop trees (PCTs) if they do not expect to be harvesting them in the future. The workshop highlighted lease term as a major constraint to achieving best practice. Combined with extremely poor rent1 capture by governments (Repetto 1988) the incentive to carry out unplanned 'creaming' of the most immediately saleable fraction of the stand is compelling; the merits of developing, implementing and monitoring a system of RIL planning are not. Workshop participants suggested that it is desirable that a single concessionare in a country should take the initiative in applying RIL at an operational scale. Documented results from their efforts need to be broadly distributed to industry and government and then disseminated through a far-reaching campaign of publicity. Industry and government would then be in a better position to evaluate what kind of incentives and regulations are needed to achieve good management. Conclusion Implementation of RIL guidelines depends largely on the timber industry's 'willingness to pay'. If the costs of implementing RIL (net of financial benefits) are at a level acceptable to industry and traditional views become more amenable to emerging perspectives (e.g. due to declining market access), then RIL will be widely adopted. Macroeconomic and sectoral policies blanket industry's decisionmaking and these must promote, not erode, the incentive to adopt good forest management practices. Mechanisms to reduce the the financial burden borne by producers who wish to make the transitionfrom traditional logging to RIL should be developed, particularly where net financial benefits are not certain. 51 Monitoring and verification of good forest management Confirmation that forest management plans are consistent with practice is another fundamental component of implementing RIL techniques, and assessment of harvesting performance is central to nearly all forest Codes of Practice (Dykstra and Heinrich 1996). Operational monitoring provides a basis on which to gauge the extent to which a set of business practices, both in the forest and office, are contributing to profitability, yet meeting the internal standards set out in a management plan and those external standards developed through consultation by various national and international agencies and regulatory bodies. Expenditure on monitoring and verification has not normally been incorporated into cost comparisons between conventional logging and RIL (Barreto et al. 1998, Holmes et al. 1999, van der Hout 1999), though data in Montenegro (1997) suggest that post-harvest monitoring can add 1.S% to the cost of unplanned logging. The transfer of benefit away from producers in the form of certifier fees would seem a strong disincentive to invest in verifying, let alone implementing, good management practices, unless there is perfect collusion among consumers in their purchase of certified products. Many tropical timber producers' earnings, particularly in South America and Africa, can be low because prices for tropical sawnwood and plywood are largely subject to a high elasticity of substitution in foreign markets (Barbier et al. 1994), and the chain of end-use processing often results in only a small fraction of the final retail price being captured by the producer (Hammond et al. in press). Often it is the level of rent capture and duty-free concession alone that determines whether tropical logging can be a profitable industry or not (Repetto 1988). The incentive to invest in monitoring and verification can vary depending on the uncertainty of prices, rents and tenures. Conclusion Monitoring and verification is a vital component of RIL, but the costs of this have not been adequately quantified. Certification is currently expensive, but may stimulate the implementation of RIL and SFM by providing a gateway to privileged timber markets. Implementing RIL practices-on the assumption that planning is sufficient to achieve sustainable management, without incurring the cost of monitoring, assumes that management need not be 'adaptive'. Benefits from monitoring may accrue over subsequent harvests as lessons are learned and integrated to improve the efficiency, and thereby savings, of the operation. Alternutively, the costs of monitoring need to be assuaged through accredited certification bodies and procedures developed with the client's ability to pay in mind. l Rent is the economic term for revenue that would accrue to the forest owner were a fully competitive market in standing timber to operate. Ed 52 D.S.Hammond et al. OVERALL CONCLUSIONS There is a growing literature relating t o the costs and benefits of implementing RIL techniques. The Georgetown RIL workshop clearly identified a set of operational elements which could be considered as key attributes to a successful RIL system (see Table 1). Most participants, and nearly all literature sources, view these as the basic framework on which RIL is practiced. There are still many unanswered questions, particularly with regard to the actual cost of implementing RIL and the scope for extending benefits by finding a market for spin-off services (such as carbon offset) or rewarding private industry for minimising its impact on important forest functions ( e . g . water quality control and fire prevention) where this entails a cost (including training and other transitional costs). The final basket of benefits which can accrue through the use of RIL techniques, however, will reflect regional variation in the environmental, economic and social conditions of the day and not all baskets will prove to be equally bountiful. The workshop was also successful in identifying several key economic, institutional and technical bottlenecks. Most technical bottlenecks are surmountable but many are still perceived to exist due to poor awareness of case study results. Several activities to promote improved logging techniques have been initiated ( e . g . T F F et a l . in Brazil, Pinard et al. in Sabah) or are under way (Tropenbosl IwokramdGuyana Forestry Commission et al. in Guyana). This workshop showed that attention should now focus on the identification of key mechanisms that need to be introduced to overcome the economic and institutional bottlenecks to the adoption of more sustainable logging practices. CROME, F.H.J., MOORE, L.A. and RICHARDS, G.C. 1992 A study of logging damage in upland rainforest in north Queensland. For Ecol. Manage. 49: 1-29. (7) DEBONIS, J. 1986 Harvesting tropical forests in Ecuador. J. Fox 84: 43-46. (8) DYKSTRA, D. and HEINRICH, R. 1992 Sustaining tropical forests through environmentally sound harvesting practices. Unasylva 43: 9-15. (9) DYKSTRA, D. and HEINRICH, R. 1996 Forest codes ofpractice. FAO Forestry Paper 133. FAO, Rome. (10) EK, R. 1997 Botanical diversity in the tropical rain foresr of Guyana. Tropenbos-Guyana Series 4. Georgetown, Guyana. (11) FEARNSIDE, P.M. 1989 Forest management in Amazonia: the need for new criteria in evaluating development options. For Ecol. Manage. 27:61-79. (12) FORESTSTEWARDSHIP COUNCIL 1999 Principles and criteria for forest stewardship. Document 1.2. www.fscoaxx.org(13) FOSTER, R.B. 1990 Long-term change in the successional forest community of the Rio Manu floodplain. In: GENTRY, A.H. (ed.) Four neotropical forests. Yale University Press, New Haven, Ct. GILMOUR, D. 1977 Logging and the environment with particular reference to soil and stream protection in tropical forest situations. In: Guidelines for watershed management. FAO Conservation Guide 1. FAO, Rome, pp 223-235. (14) GOLDAMMER. J.G. and SEIBERT, B. l990 The impact of droughts and forest fires on tropical lowland rain forest of East Kalimantan. In: GOLDAMMER, J.G. (ed.) Fire in the tropical biota. Springer-Verlag, London, pp. 11-31. GULLISON, R.E., PANFIL,S.N., STROUSE, J.J. and HUBBELL, S.P. 1996 Ecology and management of mahogany (Swietenia macrophylla King) in the Chimanes Forest, Beni, Bolivia. Bot. J . Linnean Soc. 122: 9-34. H. 1998 Propensity for fire in HAMMOND, D.S. and TER STEEGE, Guianan rainforests. Cons. Biol. 12: 944-947. HAMMOND, D.S., ZAGT,R.J., WELCH,I. and VAN DER HOUT,P. In press. The e c o l o g ~utilisation and management of Greenheart and the Greenheart-bearing tropical forests of Guyana. REFERENCES [Note: figures in bold refer to the references included in Table l ] AMARAL, P,, VER~SSIMO, A., BARRETO, P. and VIDAL,E. 1998 Floresta para sempre; um manual para a produ@o de madeira na AmazBnia. IMAZON, BelCm, Brazil. APPANAH, S. and PUTZ,F.E. 1984 Climber abundance in virgin dipterocarp forest and the effect of pre-felling climber cutting on logging damage. Malay. For 47: 335-342. (1) BARBIER, E.B., BURGESS, J.C., BISHOP, J. and AYLWARD, B. 1994 The economics of the tropical timber trade. Earthscan Publications, London. (2) BARRETO, P., AMARAL, P., VIDAL, E. and UHL,C. l998 Costs and benefits of forest management for timber production in eastern Amazonia. FOREcol. Manage. 108: 9-26. (3) BROTO~SWORO, E. 1991 Indonesian forest resources and manageC. (eds.) Proceedment policy. In: HOWLER,D. and SARGENT, ings of technical workshop ro explore options for global forestry management. IIED, Bangkok, pp. 254-262. (4) BRUENIG, E. 1996 Conservation and management of tropical rainforests: an integrated approach to sustainability. CAB International, Oxford. (5) C E Q E Rl., ~FALCK, , J., GARCIA, A., GOH,F. and HAGNER, M. 1994 Rtducidg impact without reducing yield. Tropical Forestry Update 4: 9- 10. (6) Tropenbos Series. Wageningen, Netherlands. HAMILTON, L.S. and KING,P.N. 1983 Tropical forested watersheds. Westview Press, Boulder, Co. (15) HEINRICH, R. 1996 The FAO programme on environmentally sound forest harvesting operations. In: DYKSTRA, D. and HEINRICH, R. (eds.): Forest codes of practice. Contributing to environmentally sound forest operations. FAO Forestry Paper 133. FAO, Rome, pp. 1-7. (16) HENDRISON, J. l990 Damage-controlled logging in managed rain forest in Suriname. Ecology and management of tropical rain forests in Suriname 4. Wageningen Agricultural University, Wageningen, Netherlands. (17) HOLDSWORTH, A.R. and UHL, C. 1997 Fire in Amazonian selectively logged rain forest and the potential for fire reduction. Ecological Applications 7: 713-725. HOLMES, T.P., BLATE, G.M., ZWEEDE, J.C., PEREIRA, Jr., R., BARRETO, P,. BOLTZ. F. and BAUCH. R. 1999 Financial costs and benefits ofreduced-impact logging relative to conventional logging in the Eastern Amazon. Forestry Private Enterprise Initiative Working Paper. Tropical Forest Foundation 1 Funda~lo Floresta Tropical / USDA Forest Service. Southeastern Center for Forest Economics Research, Research Triangle Park, NC. (18) JOHNS,A.G. 1997 Timber production and biodiversiry conservation in tropical rain forests. Cambrige University Press, Cambridge. (19) Benefits, bottlenecks and uncertainties JOHNS, J.S., BARRETO, P. and UHL,C. 1996 Logging damage during planned and unplanned logging operations in the eastern Amazon. For: Ecol. Manage. 89: 59-77. (20) G.J.M. 2000. Logging in south JONKERS, W.B.J. and VAN LEERSUM, Cameroon: current methods and opportunities for improvement. Internat. For Rev 2 (1): 11-16. JUNK, W.J. 1984 Ecology of the varzea, floodplain of the Amazonian whitewater rivers. In: SIOLI,H. (ed.) The Amazon: limnology and landscape ecology of a mighty tropical river and its basin. Monographiae Biologicae No. 36. Dr. W. Junk Publishers, Dordrecht. 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(32) UHL,C. and VIERA,I.C.G. 1989 Ecological impacts of selective logging in the Brazilian Amazon: a case study from the Paragominas region of the state of Parfi. Biotropica 21: 98106. VANDER HOUT,P, l999 Reduced impact logging in the tropical rain forest of Guyana. Tropenbos-Guyana Series 6. Georgetown, Guyana. (33) G.J.R. 1998 Reduced impact VANDER HOUT,P. and VAN LEERSUM, logging: a global panacea? comparison of two logging studies. In Research in tropical rain forests: its challenges for the future. Tropenbos Foundation, Wageningen. pp. 185-202. (34) VIDAL,E., JOHNS,J.,GERWING, J.J., BARRETO, P,, and UHL,C. 1997 Vine management for reduced-impact logging in eastern Amazonia. For: Ecol. Manage. 98: 105-114. (35) WHITMORE, T.C. & BROWN,N.D. 1996 Dipterocarp seedling growth in rain forest canopy gaps during six and a half years. Phil. Trans.Roy. Soc. London B 351: 1195-1203. WINKLER, N. 1997 Environmentally sound forest harvesting. Testing the applicability of the FAO Model Code in the Amazon in Brazil. Forest Harvesting Case-Study 8. FAO, Rome. (36) WILLIAMS, M. 1989 Americans and their forests. Cambridge University Press, Cambridge. 54 International Forestry Review 2(1), 2000 COMMENT On Tipper and de Jong on 'Quantification and regulation of carbon offsets from forestry: comparison of alternate methodologies with special reference to Chiapas, Mexico' IAN G . ENTING CSlRO Atmospheric Research, PM6 1, Aspendale, Victoria 3195, Australia In a recent paper, Tipper and de Jong (1998) argue for the need for carbon sequestration projects to be evaluated in terms of cumulative storage, in units such as tC.years (tonnes of carbon X years sequestered). The existence of such a measure would be highly desirable for managing sequestration projects. Unfortunately, the mathematical analysis by Tipper and de Jong is based on a misrepresentation of the behaviour of the carbon cycle and this invalidates the conceptual basis of their approach. In order to demonstrate the problems, the Tipper and de Jong argument is quoted verbatim (with numbering, and [additional comment] added by the present author). (b) The suggestion that a temporary carbon sequestration can have the effect of an emission reduction or equivalently can provide an offset that, when measured in terms of integrated radiative forcing, cancels an emission. g 06 ; o4 C 02 - - _ _- - - - - _ _ _ _ _ The total warming effect of a given emission is determined by the cumulative presence of the greenhouse gas in the atmosphere; in other words the product of concentrations and time. In the case of CO,, terrestrial and oceanic sinks take up carbon previousely emitted over time. [The time history of CO, from a unit emission is characterised by what Tipper and de Jong call a 'depletion curve'. An estimate of this curve, showing the depletion of a 1 t carbon release, is shown in part (a) of Figure i .] Assuming the dynamics of the carbon cycle remain stable, most CO, emitted at the present will be absorbed within 100 years and the cumulative radiative forcing will be proportional to the area under the depletion curve, expressed in tC.years. Calculation of this area provides an estimate of the cumulative carbon storage required to offset an emission of 1 tC at the present time. Tipper and de Jong repeat this argument in mathematical terms in their Appendix 1. The key aspects of this argument are: (a) The use of integrated radiative forcing as a measure of importance of the climatic importance of activities causing global change. This is well-established scientifically. In thefmofGIoba1 Warming Potentials (GWPs), integrated radiative forcing has become the basis for defining an equivalence between different gases for the purposes of emission targets defined by the Kyoto Protocol. FIGURE1 Atmospheric response to a l t emission of carbon. This perturbation gradually dissipates, as shown by the curve in part (a). The net rate of change of atmospheric carbon is shown in part (b),the negative values indicating a loss from the atmosphere. This net rate of change is the gross flux from oceanic (and biotic) systems to the atmosphere (the dotted curve in part ( c ) )minus the gross from the atmosphere to oceanic and biotic reservoirs (shown as the dashed curve in part (c)). On Tipper and de Jong The remainder of this paper is devoted to showing that point (b) is incorrect and that in terms of integrated radiative forcing, no temporary carbon sequestration can offset a carbon emission. Any measure for crediting temporary sequestration as an offset for emissions will have to use a criterion other than integrated radiative forcing. Any such criteria would involve a move away from the approach used in the Kyoto Protocol. International acceptance of such modified criteria is unlikely to be acheived quickly, if ever. In the Tipper and de Jong argument, points 1 and 2 are essentially correct. However point 3, in the form used by Tipper and de Jong, has the difficulty that the area under the curve is essentially infinite. While most CO, is taken up within 100 years, about 15% remains in the atmosphere for millenia or more (e.g. Sundquist, 1985). For this reason (among others), the most common way of comparing greenhouse gas emissions, the GWP, introduces a time horizon to limit the time period of interest. The equivalances defined by the Kyoto Protocal are based on a 100-year time horizon. Tipper and de Jong represent a depletion as a single exponential, thus underestimating the atmospheric effect of a fossil emission in a way that exacerbates the error due to their later over-estimate of the biospheric effect. The more serious problem with the Tipper and de Jong argument is that point 4 is simply incorrect. It needs to be replaced by: 55 For carbon emissions, the depletion curve is shown in Figure 1 (a). This represents the net effect of the rate of change shown in part (b), which is the derivative of the curve in part (a). The origin of this behaviour is shown in part (c). The rate of change is the gross flux from oceanic and biotic systems minus the gross flux from the atmosphere to oceanic and biotic systems. These fluxes are shown in part (C)as perturbations from an equilibrium value Feq(with Fes of order 100 GtCIyear). The flow of carbon from atmosphere to oceans (shown as the dashed curve in part (c)) is initially increased but subsequently decreases due to the decrease in the atmospheric concentration. For the gross fluxes from the atmosphere, the perturbation from the equilibrium flux is propo&ional to- the perturbation in the atmospheric concentration and so the gross flux decreases as the concentration perturbation decreases. The carbon exchange from the oceans to the atmosphere is shown by the dotted curve, again as a perturbation from the equilibrium. Immediately after the carbon emission, this flux is F but it increases as the amount of carbon in the oceans increases. A similar argument applies to any biospheric exchange due to 'CO,-fertilisation' . 4*. Calculation of this area provides an estimate of the cumulative carbon reduction in the atmosphere required to offset an emission of 1 tC at the present time. The need for this distinction rests on two points: Firstly, since the purpose of the calculation is to evaluate the warming effects, the calculation needs to be in terms of changes in the atmosphere. Secondly, terrestrial storage is not equivalent to atmospheric carbon reduction. For example, storage of 1 tC in the biosphere for 5 0 years does not lead to a 50 tC cumulative carbon reduction in the atmosphere. Implicitly equating the atmospheric effect to the cumulative storage is to overestimate the effect of sequestration. However, when sequestration is evaluated according to atmospheric changes (as it must be for purposes of considering warming) the change due to a 1 tC (permanent sequestration) is simply the negative of the change from a 1 tC emission. A detailed discussion of this point is given below. This removes the possibility of using integrated radiative forcing to equate a temporary sequestration to the (permanent) effects of an emission. The reason that 'terrestrial carbon storage' does not equal 'atmospheric carbon reduction' is that in equilibrium, if carbon from the atmosphere is sequestered in a forest, the resulting lowering of atmospheric CO, leads to an imbalance between the atmosphere and oceans s o that carbon from the oceans tends to make up much of the loss. This is the 'mirror image' of the way in which the CO, perturbation from an emission is depleted. FIGURE 2 Atmospheric response to a I t sequestration of carbon. Again, the perturbation gradually dissipates, as shown by the curve in part (a). The net rate of change of atmospheric carbon is shown in part (b), the positive values indicating a return of carbon to the atmosphere. This net rate of change is the gross flux from oceanic (and biotie) systems to the atmosphere (the dotted curve in part (c)) minus the gross from the atmosphere to oceanic and biotic reservoirs (shown as the dashed curve in part (e)). 56 Enting Figure 2 shows how sequestration leads to the reverse process. A n intial lowering of atmospheric CO, concentration leads to a reduction in the flux from atmosphere to oceans (dashed curve in Figure 2 (c)). The flux from oceans to atmosphere (dotted curve in Figure 2 (c)) is initially unchanged, but declines as carbon is lost from the oceans to the atmosphere. The excess of gross flux to the atmosphere over the gross flux from the atmosphere gives a postive rate of change of atmospheric carbon as shown in Figure 2 (b). This leads to a dissipation of the negative perturbation in concentration. Since the carbon dynamics is essentially linear at present, the result for the reduced effect of carbon sequestration still applies when considered as a small perturbation about large fossil emissions. Indeed, it is in some ways easier to understand the difference between carbon storage and atmospheric carbon reduction if it is considered against a background of larger fossil emission. The arguments above, as illustrated by Figures 1 and 2, show why the linearity (proportional responses to proportional forcing) should apply equally to positive and negative forcing. However, in practice, the positive and negative changes are actually relative to an overall positive fossil carbon input. Taking some simple approximations: If l00 tC of fossil carbon is emitted, then after l00 years, 30 tC will remain in the atmosphere. If, through emission reductions, 90 tC is emitted (and the other l 0 tC left in the ground) then after l 0 0 years 27 tC will remain in the atmosphere. If 100 tC of fossil carbon is emitted and 10 tC is sequestered in a forest then after100 years, 27 tC will remain in the atmosphere. Compared to the case of a 100 tC emission alone, the seqestration of I0 tC for 100 years lowers the atmospheric carbon level by 3 tC at the end of the 100 years, not by 10 tC. To summarise: (a) the atmospheric response to a negatlve perturbation is the negatlve of the response to a corresponding positive perturbation, and (b) the atmospheric effect of putting carbon in a forest is the same as leaving the same amount of fossil carbon in the ground. For the purposes of managing carbon sequestration projects, crediting sequestration in tC. years has a number of advantages, as discussed by Tipper and de Jong. Crediting sequestration that may turn out to be temporary may also have overall greenhouse benefits ~f the rate of climate change in the early decades of the 21st century IS judged to be a serious problem. As noted by Tipper and de Jong, achieving these benefits will require international agreement. As it stands, the Kyoto Protocol does not provide any basis for crediting temporary sequestration. The Tipper and de Jong approach is close to the spirit of the GWPs used in the Kyoto Protocol. However, it is so close that once the flaw in point 4 is corrected (and finite time horizons introduced to remove the factors of infinity) the Tipper and de Jong form of analysis produces the 'Kyoto' outcome of 'no net credit for temporary sequestration'. A recent analysis by Dobes et al. (1998) has recognised that defining a net credit for temporary carbon sequestration will require a significant shift of viewpoint away from the GWP formalism. Recognising the equivalence between sequestration and emission reduction, they sought to quantify the benefits of temporary sequestration (or equivalently a delay in fossil carbon emissions) in terms of reduced radiative forcing using a differential formulation. This uses the delay in integrated radiative forcing as the criterion for defining 'equivalence'. This work must still be regarded as a tentative exploration of one possibility. However, it is quite certain that any proposal for quantified credits for temporary carbon sequestration needs to be formulated in a way that correctly represents the behaviour of the atmosphere. REFERENCES DOBES.L., ENTING, J.G. and MITCHELL, C.D. 1998 Accounting for carbon sinks: the problem of time. In: DOBES,L. (ed.) Chapter 13 of Trading greenhouse enzissions: some Australian perspectives, Chap. 13. Bureau of Transport Economics, Canberra. SUNDQUIST, E.T. 1985 Geological perspectives on carbon dioxide E.T. and BROECKER, W.S. and the carbon cycle. In: SUNDQUIST, (eds.) The carbon cycle and atmospheric CO,: natural variations Archean to present.. Geophysical Monograph No. 32, American Geophysical Union, Washington D.C., pp 5 - 59. R. and DE JONG,B.H. 1998 Quantification and regulation TIPPER, of carbon offsets from forestry: comparison of alternate methodologies with special reference to Chiapas, Mexico. Commonw. For: Rev. 77 ( 3 ) : 219 - 228. Reply to Enting KTIPPER and B. DE JONG Institute of Ecology and Resource Management, University of Edinburgh, Darwin Building, Mayfield Road, Edinburgh EH9 3JU, U.K. E l Colegio de la Frontera Sur, Dept. Agroecologia, Division de Sistemas de Production Alternativa, Apartado Postal 63, San Cristobal de las Casas, C.P 29290, Chiapas, Mexico. Enting correctly highlights an error in our calculation of the amount of terrestrial carbon storage required to offset the emission of a unit of CO, at the present time. While we acknowledge the flaws in ihe methodology described in our earlier paper, we maintain the view that the most appropriate and practical measure of the overall climate change mitigation impact of forestry projects is the cumulative carbon storage, measured in tonne-years, As pointed out by Enting, the error in our methodology consisted of the omission of the feedback effects of a new carbon sink on the Tipper and de Jong magnitude of other biophysical sinks. These feedback processes will tend to reduce the 'cooling' effect of an addition to the growing stock of terrestrial carbon. However, we suggest that once these effects have been corrected, the cumulative carbon storage will still provide a more practical approach than the alternative methods for quantifying the effect of offset projects. The alternative methods are: based on the annual uptake of carbon (tC/year), based on the average change in stocks over the 'long term' (tC). The annual uptake (or emission) of carbon is the unit used to report national contributions to global warming and is the basis of targets for reducing climate change. For these purposes, it is an entirely obvious and appropriate measure. However, it is important to distinguish between national, regional or indeed biome or ecosystem carbon budgets and projects whose purpose is to offset or compensate for the emission of a given amount of greenhouse gas at a given time. The use of annual uptake-based accounting for carbon for offset projects could have a number of negative consequences: - - - it would be very difficult to match the uptake of a forestry project with a series of emissions from one or several businesses -forestry activities take up little or no carbon in their first years, followed by a period of relatively rapid uptake, and, depending on the management, there may be subsequent releases that must be debited in some way. companies could become over-dependent on forestry offsets, since it would not be possible to purchase oneoff offset to cover a particular emission (e.g. for an amount above a target). It would be necessary to invest in a stream of carbon uptake over a period of 30 to 50 years. fast growing plantations are likely to be chosen in preference to the restoration of natural forest ecosystems -while such plantations may have rapid uptake for 20 to 40 years they may have lower long-term carbon storage. The average long-term change in stocks of carbon has been used as a measure of the impact of a number of forestry offset projects. However, there are several difficulties with its practical application: i. For many forestry systems it is difficult to predict what the long-term average carbon storage will be, since equilibrium may take centuries to achieve. ii. There is no definite time horizon for contractual or legal purposes. iii. How should one compare a project with an low average carbon storage of 40 tC ha-', achieved within 20 years with a project giving an increased carbon storage of 200 tC ha-' but over 150 years? In comparison with these methods, the measurement of cumulative carbon storage within a designated time-frame appears to offer a more practical approach. In essence, it recognises the temporal nature of the climate change Reply 57 problem and values the delay of emissions through the use of terrestrial carbon storage until technological alternatives to fossil fuel can be deployed. The application of cumulative carbon storage accounting can be readily illustrated by the following case: assuming we accept a 100 year time-frame, an emission of 1 tC would be compensated for by the immediate uptake of l tC and storage for l00 years (giving l00 tC.years cumulative storage). Any warming due to this source would thus be delayed for at least 100 years. At the end of this period the carbon offset provider is released from any legal obligation and the responsibility for any subsequent emissions is passed to the decision makers alive at that time. The project is, in effect a transaction with the future generation, who receive no net warming and an intact (hopefully viable) forestry system. The main theoretical objection to this approach is the adoption of an 'arhitrary' 100 year cut-off point. This effectively means that all damage due to the emission within the 100 year period is valued equally (discount rate of zero), but any damage after the 100 year limit is not valued (discount rate of infinity). It is possible to make a strong argument against the use of an arbitrary time horizon. However, in practical terms, some such figure is almost certainly required to define the legal obligations of carbon service providers. Furthermore, it seems reasonable to adopt a time-frame of this order that is manageable in terms of forestry planninq and in terms of the rate of technical innovation for the replacement of fossil fuel dependent technology. Finally, this approach is consistent with the established IPCC convention to compare the Global Warming, Potentials of different greenhouse gases. While the authors acknowledge the imperfections in this method, they suggest that it remains of practical use for the purpose of evaluating the offset value of a particular forestry project. 58 International Forestry Review 2(1), 2000 REVIEWS JEFFERY, R. and SUNDAR, N. (eds.) A new moral economy for India S' forests? Discourses of community and participation. Sage Publications, Thousand Oaks, California and New Delhi. 1999.304 pp. US ISBN 0-7619-9354-1 hbk, 0-76199355-X pbk; India ISBN 81-7036-820-0 hbk, 81-7036-8219 pbk. This volume is one output of an Edinburgh UniversitylIndian Council for Forest Research and Education research project on joint forest management (JFM) in India. It evolved out of a seminar convened to bring together recent research in the country that could help provide a fresh perspective on the very large and important set of initiatives to change forest management that have been attempted under JFM programmes. An extended introductory essay by the editors provides a valuable review and discussion of historical factors that underlie theevolution of JFM, and why the decision that such aradical shift in the way forests should be managed was needed. The other principal thrust of this paper is to critically examine the concepts of 'community' and 'participation', and the ways in which these have been interpreted and deployed in debates about joint management. This provides both an interesting overview of the broader context within which JFM is located, and a useful framework for the papers that follow. The first group of papers looks at the concept of community in more detail. In an original conceptual treatment of the subject, Arun Agrawal shows how normative assessments of community have changed over time, and how they have varied between different theories of social and economic change. The concept of the traditional community has as often been associated with arguments that they represent values and forms of organisation that need to be changed, and with resistance to such change, as they have with propositions that the community provides a vehicle for change. Agrawal also argues the need to distinguish between community as shared understandings and community as a form of social organisation, and the dangers of failure to do so. Other papers in this group, by Guha and Sivaramkrishnan, examine the history of community and forest management and control in particular regional situations. Most of the rest of the papers examine contemporary developments based on participation and community in particular forest situations. In an account of an eco-development exercise, Baviskar shows how differently the concept of community participation has been interpreted by park authorities and villagers. In a study of a forestry programme in Orissa Savyasaachi argues that villagers' concepts of the forest are not recognised at all. Vasavada et al. examine the pros and cons, and consequences, of different government departments each seeking to establish its own committee within a community, in order to ensure local participation in its programme. The three papers that follow all examine aspects of the large JFM project in the Western Ghats region of Karnataka. Saxena and Sarin draw upon their in-depth assessment of the programme as a whole, highlighting concerns about the focus on degraded forests, a lack of a sense of 'ownership' of local JFM activities by village committees, and the need for institutional change at forest department and government levels. Correa examines the processes that lead to women and other disadvantaged groups becoming marginalised as a result of the programme, and Locke also focuses on gender issues. In a final paper Bhaskar Vira turns to issues that JFM raises for foresters, identifying factors that influence their acceptance or resistance to the changes in the ways they are expected to relate to and work with villagers. He argues for more flexibility in allowing situation-specific local level arrangements to emerge, to reflect the differences in both villager and forester agendas and possibilities from place to place, and presents an interesting typology of conditions under which joint management could work. A collection of papers such as this inevitably raise issues of coverage, content and internal coherence. As the editors point out there are no contributions reflecting research into the ecological issues related to joint forest management. Some of the papers have a micro rather than a macro focus. However, the book also contains papers, starting with the thoughtful Introduction, that provide a fuller and more thought-provoking view of the relevance of the concept ofjoint management, and the forms it can take, than are to be found in most of the literature on the subject. Given the importance of JFM in India, and the extent to which other countries look to it for guidance in developing joint forest management approaches of their own, a critical examination of this nature is to be warmly welcomed, and the book is recommended to all those with an interest in participatory collective approaches to forestry. J.E.M. ARNOLD LEONARD, J-P. Contribution d la opologie des principaux s y s t h e s forestiers. Essai de classification physionornique des for2ts a partir des facteurs sociaux generateurs. [Contribution to a typology of principal forest systems. An attempt at a classification of forests based on social determinants.] Ph.D. thesis of L'Universit6 de Bordeaux I11 - Michel d e Montagne, Geography Department. 1999. 472 pp. Mimeo.' The fundamental point of this interesting thesis is easy to state: wooded areas are no longer natural ecosystems but largely anthropogenic. The author sets out to show that a forest system is a complex, made up of the composition and form of the component stands, land ownership, forest labour, markets, etc. abl subject to the impact of socio-economic forces. The writer, now in his 70s, is a former colonial forest officer and a long time forestry adviser to the pulp and paper industry in SW France who has travelled extensively and thought deeply about forestry questions. He is therefore in a good position to provide a view based on a very wide range of historic and current examples drawn from all parts of the world. He sets out to describe four types of forest system. The first is the subsistenceforest,its primary purpose being to supply food. Its characteristics are: tribal ownership and management, harvesting by families, a wide diversity of flora and fauna, wood as a product of secondary importance. It evolves to I We are especially glad to print this review because of the general interest and importance of the subject which, however, is rarely discussed. D.R. Johnston aired the topic in 1976 in Forestry in a changing world, Forestry 44(1):30-44, see in particular pp.3840. Reviews produce a landscape with many clearings, often created with the aid of fire and used either for shifting agriculture or extensive cattle-grazing, leading to complex agroforestry or to small villages on land quite separate from the wooded areas. The second is the industrial forest where industry's requirements for a steady supply of standard wood are met by permanent and specialised areas, or 'tree-farms', consisting of a few species or even clones, cheap labour and substantial investment in land, plantations, tending and infrastructure. The author gives two examples: i. the forest serving France's iron industry in the 17th and 18th centuries with large compartments of coppice of graduated ages, ii. the charcoal- or pulp-orientated forest of central Brazil today. In both, the industry dictates the appearance of the forest and the whole system. Its future is uncertain unless it be towards regular high forest furnishing sawlogs, as has been the case with the maritime pine forest of the French Landes. The third type is regular high forest, managed for the supply of sawlogs, a model scarce outside Europe but now under trial in various countries. In most cases, soil and stand have the same owner, workers are highly specialised and the product is highpriced. To illustrate the point that socio-economic factors such as the degree of urbanisation, national income per capita, etc. strongly influence the fate of wooded areas through the influence of demand for wood products, Leonard compares the rate of conversion for coppice to high forest in France with the speed of transformation to softwood plantations in Germany between 1815 and 1940. These three models are consistent with a growing demand for and rising price of wood. The fourth is more pessimistic and slightly provocative. The future of wood use depends on price and in particular that price at least keeps pace with harvesting costs. Already one can find large areas no longer logged because of the negative return on cutting: vide South Korea, Japan, Switzerland and Germany. The author considers these 'uneconomic' wooded areas under two headings: sanctuary forests such as sacred woods in some countries or abandoned high forest left unmanaged in others; and wildland forest as land no longer farmed becoming colonised by trees. What will their future be? Greenery as a foil to towns? Contrary to the author's view I think that such areas must be managed, certainly in a different mood and manner from the past, for recreation, protection of water supply, nature conservation and so on. Thus four models of forest systems, each with a coherent anthropogenic forest observable through space and time, each demonstrating the dominant power of social and economic forces over nature. As Leonard says "The forest is the mirror of society". He presents an interesting graph with population density on one axis and GDP per capita on the other showing how different fields are occupied by the different forest systems. Curves linking the historical developments in certain countries (France, Germany, Japan) illustrate the evolution through the four states. The strength of the thesis, the clarity of the exposition, the rich material drawn upon (there are 480 references in the bibliography) and the detailed examples combine to make one feel the necessity of reading it in the original language. The author opens a revealing window on the destiny of forests and, of course, the forestry profession. It naturally leads one to wish to search for the future of society as the key to decidingpresent forest policy. Nevertheless some awkward questions remain. Are four models really enough to describe the global situation and its forest systems? What about the boreal forests, or the contrasts between the North and South Islands of New Zealand? Despite the'neat picture represented in the populatiodGDP graph how do other forests fit into that 59 picture, are not contrasting systems found in a single country at the same time? Is progressive transformation from one system to another easy, or even possible, or does it require a sudden shock and involve a high cost? The work is certainly stimulating: like old soldiers it seems that old foresters never die, they simply sprout new shoots and provide us with new theories. MITCHELL, A.L. and HOUSE,S. David Douglas - explorer and botanist. Aurum Press, 2 5 Bedford Avenue, London WClB 3AT. 1999. xiii + 241 pp. £19.99 I S B N 1-85410591-4. This book offers a very readable account of the life and background of David Douglas. While mostly describing his travels and the plants he encountered, it also provides insights into society in the early 19th Century and reminders of hardships endured by many. The book falls into two main parts. The first twelve chapters describe his life as a chronological narrative. The second part is a review in one chapter and four appendices, summarising his achievements. The first chapter sets the scene of an artisan family providing a strong ethical grounding for a somewhat impatient schoolboy, From such a beginning, Douglas developed a keen and curious eye for everything around him and long-lasting desire to study and add to his knowledge. (In late-20th century terms, 'Continuous Professional Development' seemed to come naturally to him!) He started work at the age of l l as an apprentice gardener at Scone Palace. Eight years later, he moved to Valleyfield in Fife and then to the Botanic Gardens is Glasgow. His capability for hard work and quickness of uptake led at the age of 24 to his appointment as a plant collector by Horticultural Society (not then elevated to its present 'Royal' status). Accounts of David Douglas's three collecting expeditions form the bulk of the book. His first, in 1823, was to the east coast of America and lasted six months. The second was to the Pacific north west via Cape Horn, and took nearly three and a half years. The success of this expedition and the importance of his discoveries and introductions are the foundation of his continuing fame. Then, in 1829, after year in Britain, he set out on his longest expedition to the California and some of the Pacific islands. In 1834, while visiting Hawaii, his life was tragically brought to a violent end when he was just 35 years old. In describing his voyages, the authors have struck a nice balance. By using extracts from Douglas's own journal, his Douglas's personal characteristics shine out - courage and endurance, energy, sharp observation and botanical skills. The authors fill in much background, partly quoting other contempo&y records and partly commenting based on their own researches. The authors have selected-their quotations and pointed their comments for a predominantly forestry audience. However, they also make it abundantly clear that Douglas also collected numerous herbaceous and woody shrub species; many of these thrive in gardens not just in Britain but in temperate regions wherever horticulture is practised. Two appendices contain comments on the more notable trees and garden plants; a third appendix lists plants discovered, introduced or named by David Douglas. These constitute an important part of the British exotic flora. The book can be warmly recommended. J.R. ALDHOUS 60 International Forestry Review 2(1), 2000 MILES,A. Silva: the tree in Britain. Ebury Press and Felix Dennis Books, Random House, 2 0 Vauxhall Bridge Road, London S W l V 2SA. 1999. 400 pp. £30. ISBN 0-09186788-6. The idea of a 'coffee table' book is to impress the viewer and Silva certainly impresses. Whether Evelyn would be pleased to have the present writers trade on his title is less clear, especially as it concerns trees much more than forests. For though filled with facts about trees, the ways in which man has used them, painted them and generally admired them, the book is not a treatise or a polemic. There are 11 chapters ranging from 'The evolution of forest and woodland', through 'Wild fruit and orchards' to 'Conservation and tree planting'. The material is thus wide ranging, for the most part accurate though the story line is never quite clear. The book's sponsor, Felix Dennis, tells us in his preface that he became obsessed by trees and the book illustrates this fully. His principal author has been helped by John White, arboriculturist, on tree species selection, development of the British tree flora and conservation, by Anne McIntrye on folklore and medicine. Stephen Daniels on trees in art. The photographs are stunning and these are the real joy of the book and its claim to coffee table status. The print quality is high and pages where text is set against a dark background to the point of illegibility are mercifully rare. The index is sensible. There is some repetition, e . g . pp.259 -261 on rowan, some curious inclusions, such as tamarisk, introduced for the sake of its medicinal properties, an extraordinarily eclectic list of trees proclaimed as alternative species for particular situations (p.343), and some odd claims are made such as that (p.351) concerning Leyland cypress 'Not a pleasing environmental prospect, but almost certainly a commercially viable one', or that on sycamore (p. 354) to the effect that 'grey squirrel has succeeded in almost destroying this alien tree' (where does the writer live?). Misprints are few and far between. Page 349 has '/10' where nigra after Juglans should appear. But the real point of noticing this book with its slightly maverick arrangement and content is not to carp but to recommend it as the ideal present for anyone interested in countryside and trees' contribution to the British scene. A.J. GRAYSON NEWMAN,M. F., BURGESS,P. F. and WHITMORE, T. C. Malesian Dipterocarps. Foresters' CD-ROM manual. Royal Botanic Garden Edinburgh, Edinburgh. 1999. £20. High quality systematic monographs are one of the bases for understanding botanical biodiversity. Unfortunately, the accessibility of monographs to an audience wider than professional botanists is limited by their availability and the complex botanical language in which they are often written. This CD-ROM on the Dipterocarpaceae goes some way to making information on this large, economically important family widely available. The CDROM is a compilation of seven previously published manuals for foresters on the commercial big-tree Dipterocarpaceae species, plus 20 additional species from Peninsular Malaysia. Of the 10 genera and 386 Dipterocarpaceae species in Malesia, 257 species and 21 subspecies are covered by the CD-ROM. Much of the taxonomic work is derived from Ashton's treatment of the family for the Flora Malesiana project, and this has been used to produce detailed descriptions of each of the species. These descriptions are complemented by leaf and fruit drawings and by distribution maps. For each of the species, information is given on ecology and geographical range, whilst other parts of the text describe silviculture, wood anatomy and utilisation. The use of Adobe Acrobat Reader makes moving around the Manual simple and convenient. In addition to making large amounts of information on dipterocarps readily available, the CD-ROM also provides a multi-access key for species identification and, where practical, more traditional single access keys based largely on field characters. Both types of key are very valuable features of the current CD-ROM, and once the manipulation of the multi-access key has been learnt it is relatively simple to use. This reasonably priced CD-ROM should be a valuable resource for researchers working in South East Asia. THEROYALHORTICULTURAL SOCIETYThe RHS Plant Finder Reference Library - 2000 CD-ROM Professional version. £80 (Standard version £29.99). ISBN 0-950048-4-8. This disk contains the electronic version of The RHS Plant Finder together with other gardening and horticultural databases. There are two versions, standard and professional. The standard edition contains: The RHS Plant Finder 1999 -2000 (over 70,000 plants and their suppliers in the UK) The RHS Good Plant Guide (2000 entries with about 1000 colour photographs) Dictionary of common names (70,000 entries) Lexicon of Latin names A UK Gardens database Garden societies Award of Garden Merit (a listing of over 6000 plants awarded the RHS's AGM) In addition the professional version includes The PPP index (listing over 60,000 plants and their suppliers in 16 European countries) Plantenvinder (listing 45,000 plants and their suppliers in the Netherlands) Gardening by Mail 1999 (listing nurseries in the USA and Canada who export plants) Wholesale suppliers (900 UK wholesalers) - this is an addition to this annual edition NCCPG National Collection Holders Cultivar Registers Hillier Gardener's Guide to Trees and Shrubs University of York/English Heritage Parks and Gardens A full description of the contents of the CD can be found on the website <http://www.plantfinder.co.uk> together with instructions for obtaining a copy online as well as by phone, fax, e-mail or post. This is an impressive collection of databases that is a pleasure to use. While many of us really prefer to thumb through a catalogue or turn the crisp pages of a book when searching for information this disc will convert many to the advantages of searching 'on screen'. Linkages between the main plant lists, suppliers, lexicons etc. are well organised. For about half the 2,000 plants in the 'Good Plant Guide' excellent colour photographs are included. All this is in the standard edition. This would satisfy most foresters and plant enthusiasts who enjoy a bit of gardening and need reminding of the wealth of plant material available, their names and synonyms. Reviews The professional edition is for specialists who need to trace plants in Europe and North America and contact wholesalers in the UK. The onlysections that most readers of this review would miss is the complete text of Hillier's 'Gardener's Guide to Trees and Shrubs' (though this is not linked to the main plant list). There is little point in purchasing the disc for the Internet Directory of Botany. This can be accessed directly at the Botanical Museum, Finnish Museum of Natural History at <http://www. helsinki.fi// kmus/botmenu.html>. This was updated to the end of l998 with about 4,000 botany related links. The site includes a form for sending corrections, additions and comments. For this type of information direct access to the Internet is more efficient than having out-of-date data on CD. It is hard to comment on content of this magnitude. Spot checks have not failed to produce verifiable information - from availability of an ornamental tree from a local nursery to a source for an unusual apple variety. Of the 2000 or so varieties supposed to occur in the UK some 900 are listed under Malus domestica in the plant list. Some 75 varieties of Picea abies are shown, but these include synonyms and varieties no longer available that were listed in previous editions. The section on Garden Societies covers organisations mainly in the UK but also from 24 other countries. This is somewhat uneven and includes some, but definitely not all, Wildlife Trusts and conservation organisations not obviously related to horticulture. It is intriguing to note that the future of the Brit~shIvy Society is said to be 'somewhat uncertain as we went to press', but good to know that 'Les Croqueurs de Pommes' of France has 2,500 members munching apples and protecting some of the 4,000 regional and local apple varieties in that country. The list of Kew 'Authors and Genera' and the synonyms indicated in the main list will be a boon to writers of papers containing botanical references. The CD must have a wide appeal and this reviewer has spent many hours browsing and discussing his finds with other enthusiasts. The standard addition will be good enough for most of us. P.G. ADLARD NSHUBEMUKI, L., MWANSOKO, H.J.M. and MUGASHA, A.G. Istilahi za Elimumisitu Kiingereza-Kiswahili [ F o r e s t p Terminology English - Kiswahili]. Forest Research Support in Tanzania FORST and Forest Research Institute of Tanzania, TAFORI. 1999. Pbk 269 pp. ISBN 9987-58003-3. This very welcome book addresses the difficulties sometimes faced by foresters in the interpretation of English technical terms and jargon. Its potential area of use is very wide, encompassing not only Tanzania, but also much of Kenya, Uganda, Congo and northern Malawi, Zambia and Mozambique. It is directed at the non-English reader at the practical, field level but it will be valuable, too, for those with a partial knowledge of English who are not quite sure what an English term actually means. The book is arranged as a straightforward dictionary, with single word equivalents where appropriate, but with fuller explanations where necessary. Although no references are given, the reader might need on hand the s'tandard Swahili-Swahili dictionary (Inst. of Kiswahili Research 19811 and also Johnson's A Standard English-Swahili Dictionary Inst. (Interterritorial language committee 1939). which contains many items about forests, trees and people. Few plant names are included and I am not aware, though I may have missed it, of an up-to-date 61 replacement for Part 1 of the Check-Lists of Forest Trees and Shrubs, No 5 (Hora 1940) which contained many kiswahili and local equivalents of Latin plant names although the book had errors and was never reprinted. Williams' (1949) book on plants of Zanzibar and Beentje's (1994) on Kenya trees, shrubs and lianas also have some information on Kiswahili names, but none of these books is readily available to the target readership of the book under review. This new forest terminology therefore advances both the cause of forestry and the Kiswahili language, the former based on the expertise of the first author who is the acting Director of the Forestry Research Institute. The second author brings to the dictionary the authority of the Institute of Kiswahili Research at the University of Dar es Salaam. Anyone working with forests and forestry in the swahili-speaking countries needs a copy of this book, which is well printed, strongly bound and genuinely pocketsized. I compliment the authors and suggest they might consider looking into the need for a companion volume on Latin-KiswahiliEnglish plant names for the region. P.J. WOOD BEENTJE, H.J. 1994 Kenya trees, shrubs and lianas. Nairobi, National Museums of Kenya. 722 pp. HORA,F.B. 1940 Checklists of the forest trees and shrubs of the British Empire, No 5 Tanganyika, Part I Botanical and vernacular names. Oxford, Imperial Forestry Institute. INSTITUTE OF KISWAHILJ RESEARCH l98 1 Karnusi ya Kiswahili Sanifu [A Standard Swahili-Swahili dictionary]. OUP, Dar es Salaam. 325 pp. INTER-TERRITORIAL LANGUAGE COMMITTEE 1939 A standard EnglishSwahili dictionan. OUP, London, Geoffrey Cumberledge. 548 pp. WILLIAMS, R.O. 1949 The useful and ornamental plants of Zanzibar and Pernba. Zanzibar, Zanzibar Protectorate Secretariat. 497 pp. 62 International Forestry Review 2(1), 2000 MISCELLANEA Deliberate introductions of species: research needs IPCC The above is the title of a report published in 1999 (BioScience 49(8):619-630) of a workshop on species introductions held in Hawaii. The sub-heading reads 'Benefits can be reaped, but risks are high'. All of us have seen and read of dramatic examples of deliberate introductions that 'got away' and this workshop managed to bring sense to an enormous field in which powerful interests are at work. As noted in the conclusions 'Although many lay people have not given species introductions much serious thought, those with economic, political, or professional interests in the issue hold widely varying views. At the extremes, these views range from a handful of advocates of no introduction, or of such rigorous pre-introduction proof of [benignity] that all introductions are effectively prohibited, to an equally small group that advocates a freewheeling global eco-mix of species. Happily such extremists are now much in the minority; most proponents of purposeful introductions understand the risks (but believe that technology can deal with them), and most conservation biologists recognize the potential benefits to be derived from carefully controlled introductions.' This last sentence includes bold words. The workshop explored the areas of research that it considered needed attention. Among these were the following: research to better evaluate risks and benefits, on alternatives to introductions, on purposeful introductions, and work to evaluate and mitigate impacts of introductions. In the last field are noted: breadth of impact of biological control agents; evaluation of impacts on ecosystem processes and services; post-introduction range expansions; postintroduction time lags; spontaneous hybridization; genetically modifed organisms. The report can be recommended as a valuable survey by a group of 21 biologists drawn principally from the plant sciences, including forestry, who have thought deeply about a subject of increasing concern as the volume of trade and the means of transport multiply. The Intergovernmental Panel on Climate Change (IPCC) publishes a report on the vexed question of carbon and land use change later in 2000; vexed because of the difficulties of measurement, both in terms of technique and of principle. Thus much anxiety surrounds the ability to say about a large remote area of forest a. what the carbon balance is at some starting date, b. what it has become as a result of man's actions as opposed to 'natural' change. Equally opinions differ in ways that surprise economists about the accounting for trade in wood products and therefore the location of release of CO, by decay or fire. There is a strong lobby that would penalise producers of wood products who export, rather than those who demand the goods. Clearly, as anyone who has dealt with trade statistics in studies of consumption knows, there are difficulties in tracing where products end up and thus release CO,, but that does not mean that producers are to 'blame': shades of paper makers and sawmillers being treated like drug dealers! Tax incentive At the Kyoto conference on climate change, the European Union agreed to reduce its greenhouse gas emissions by 8% of their 1990 levels by the 2008-12. This reduction was then apportioned according to member countries' levels of economic activity and as a result of the UK accepted a bindihg contribution of 12.5%. The British government has undertaken to better this requirement by setting its own target of a 20% redution in CO, emissions by 2010. It has also instituted a climate change levy payable on firms' purchases of electricity, gas and other fuels. The Paper Federation of Great Britain, whose members represent major consumers of power and hence fossil fuel, concluded an agreement with government at the end of 1999 whereby they undertook to reduce the industry's energy corasumption between 1990 and 2010 by over 40%. As a consequence firms will be given 80% discounts on the climate change levy otherwise charged. Carbon accounting Tax incentives versus regulations Historic land use change perspective Workers at the Carnegie Institute of Washington, Stanford, California have studied what the earth's vegetation would be like today if it had been untouched by human activities (report to the Ecological Society of America, August 1999). They estimate that the effects of land use change, principally forest clearance and soil disturbance, have been to cause the release of 180 gigatonnes (10 ') of carbon. This is equivalent to about 75% of the mass of carbon released through burning of fossil fuels to date. Resources for the Future reports in Resources, Fall 1999 on the outcome of studies of the effectiveness of quantity as opposed to price based controls of carbon emissions. The Kyoto Protocol sets out quantity targets for emissions, as reflected in the comment above. Resources notes that many environmentalists and policy makers find the quantity-based approach appealing since it offers a guarantee on the emissions requirement. But at what cost? The alternative is to charge emitters so much per tonne released and the question that arises is whether this method, which offers Miscellanea policy makers, monitoring authorities and industries the ability to limit the potential economic costs, would be as effective as a straight quantity control. Research by W. Pizer indicates that the gains to society from adopting a price based scheme would be five times greater than the best quantity based arrangement. Further, he finds that the best method of all would be a hybrid systyem under which policy would fix the target level of emissions allowable but let emitters buy additional emission rights at a fixed price. The RFF conclusion of course raises the old problem of the rich emitters 'buying their way out' of international obligations, a familiar theme among cognoscenti of the politics of the climate convention. The World Forestry Center We are grateful to Dr Dennis I? Dykstra for permission to print this description of the Center. Ed. The present-day World Forestry Center traces its roots to a forestry exhibit hall and museum constructed for the 1905 Lewis and Clark Centennial Exposition in Portland, Oregon. For more than half a century Portland's Forestry Building claimed the title of the world's largest log 'cabin'. On the evening of August 17, 1964, a fire of undetermined origin consumed the entire log building and all of its contents. Within a few weeks after the 1964 fire, the mayor of Portland called a meeting of industry and government forestry leaders to consider the creation of a new forestry educational facility. What grew out of that meeting was the Western Forestry Center, a non-profit institution funded through memberships and charitable donations and dedicated to educating the public about the importance of good forest management and the value of forests both environmentally and economically. The Center, which was located near the Oregon Zoo on city-owned land in Washington Park, opened its doors to the public in June 1971. The showpiece of the facility is an educational exhibit hall and museum housing both permanent and travelling exhibits, a 20 m tall 'talking tree' that explains the fundamentals of tree biology in five languages (English, French, German, Spanish, and Japanese), an educational store selling books, videos, and gift items made from wood, and a memorial hall in which historically important forestry leaders from around the world have been commemorated. A dozen or so years after its creation, the board of directors of the Center began to realise that the original educational mission, focusing as it did on the forests of the Western United States, was becoming too limited in a rapidly shrinking world. Elementary and secondary school teachers and students were asking for information about forests in other parts of the world, especially the tropics. Tourists were beginning to visit the Center in large numbers from Europe, South America, and Asia, and they were asking about forests in their own countries. Thus, in 1986 the board decided to expand the organisation's mission to encompass all forests of the world. To emphasise this 63 change, the institution was renamed the World Forestry Center and the board of directors was expanded to include overseas members. Board members now come from a total of 15 countries. The 2000 board of directors.meeting will be held in Finland. In 1989, a subsidiary named the World Forest Institute was created. The Institute complements the public-education mission of the Center by focusing on professional-level education and research. It does this primarily through an Institute Fellow program in which young forestry and forest products professionals from all over the world reside at the Institute for one year, working on research projects of interest to their sponsors and at the same time learning about forestry issues in North America's Pacific Northwest. Their research is published by WFI, and revenues from the sale of publications are used to support the Institute's activities. Fellows also have the opportunity to earn university credit for their research through Oregon State University 'S College of Forestry, and can take university-level courses in forestry, forest products, or natural resource disciplines at Oregon State or in other subjects (such as business and economics) at nearby Portland State University. Fellows are commonly sponsored by government institutions or the forest industry in their home countries. The sponsorship funding required to support a WFI Fellow for one year is US$20,000. 64 International Forestry Review 2(1), 2000 FORTHCOMING INTERNATIONAL EVENTS March 20-25. Launceston, Tasmania, Australia. Future of eucalypts for wood products. IUFRO 5.06.03 Improving the utilization of plantations of eucalypts. Contact Gary Waugh, CSIRO Forestry and Forest Products, Private Bag 10, Clayton South, 3169 Victoria, Australia., tel +61-39545-2122, fax +61-3-9545-2133, email [email protected] Website www.ffp.csiro.au/conference/iufro/ March 21-25. Nancy, France. Criteria and indicators for sustainable forest managment at the forest management unit level. Conference arranged by IUFRO, ECOFOR and the European Forest Institute. Contact Olivier Laroussinie, GIP ECOFOR, 19 av. du Maine, 75732 Paris Cedex 15, tel+331-45-49-88-36, fax +33-1-45-49-88-39, email [email protected] - April 5 8. Stellenbosch, South Africa. Workshop, symposium and reunion on the theme of sustainable forestry organised by the South African Institute of Forestry in conjunction with the Tropical Forest Resources Group, UK, the Faculty of Forestry of Stellenbosch and the Council for Scientific and Industrial Research. i. April 5 - 6. Workshop organised by the Tropical Forest Resources Group, UK entitled 'Sustainable forestry: new imperatives in South Africa. ii. April 7. Symposium entitled 'Sustainable forestry: managing the risks and challenges', iii. April 8. Millennium reunion. Contact Wim du Plessis tel +27 (0) 21 808 4812, fax +27 (0)21 808 3603, email [email protected] April 6-8. Munich, Germany. Information management in forest enterprises. IUFRO 4.04.02. Contact Martin Moog. Chair of Forest Economy Science, Ludwig Maximilian University, Munich, Am Hochanger 13, D-85354 Freising. Germany, tel +49-8161-7164-30, fax +49-8161-7146-3 1. April 9-14. Noosa, Australia. Symposium on hybrid breeding and genetics. Contact Heidi Dungey, Queensland Forestry Research Institute, MS 483, Fraser Road, Gympie, Queensland 4570, Australia, fax +61-7-5482-8755, email [email protected]~ April 24-29. Cuba. Manejo sostenible de 10s recursos forestales. IUFRO 1.07.09. Contact Pastor Amador, Universidad de Pinar del Rio, Faculdad Forestal, Marti No 270, Pinar del Rio 20100, Cuba, email dptopfor @netupr.upr.edu.cu Website: http://iufro.boku.ac.at/iufro/iufronet May 3-6. Vienna, Austria. Third International Conference of the European Society for Ecological Economics (ESEE) 'Transitions towards a sustainable Europe: ecology - economy - policy'. Contact Klaus Kubeczko, Dept. of Social Ecology, Institute for Interdisciplinary Studies of Austrian Universities, P.O. Box 232, Seidengasse 13, A-1070 Vienna, Austria, tel +43-1-526-75-01-20, fax +431-523-58-43, email [email protected] [email protected] Website http:Nwww.univie.ac.at/iffsocec May 8-12. Edmonton, Canada. The role of forests and forestry in the global carbon budget. Sponsored by the Canadian Forest Service in conjunction with the International Boreas Forest Research Association. Contact Carbon Conference coordinator 5320- 122 Street, Edmonton, Alberta, Canada T6H 3S5, fax +l-780-435-7356, email carbon @ nofc.forestry.ca Website http://www.nofc.forestry.ca/carbon May 15-26. Nairobi, Kenya. 5th meeting of the Conference of the Parties to the Convention on Biological Diversity. Contact CBD Secretariat, World Trade Center, 393 Jaques St., Suite 300, Montreal, Canada H2Y 1N9, tel +l-514-2882220, fax +l-514-288-6588, email [email protected] Website http://www.biodiv.org May 24-30. Lima, Peru. 28th session of the International Tropical Timber Council. Contact ITTO email [email protected] Website http://www.transport.com/-leje/itto.html April 21- 29. New Delhi, India. India's forest beyond May 27-30. Houghton, Michigan, U S A . 19th International meeting for specialists in air pollution effects on forest ecosystems. IUFRO 7.04.00 Impacts of air pollution and climate change in forests. Contact David Karnosky, School of Forestry and Wood Products, Michigan Technological University, 101 U.J. Noblet Forestry Building, 1400 Townsend Drive, Houghton, Michigan 4993 1-1295, U.S.A., tel +l-906-487-2898, fax +l-906487-2897, email karnosky @mtu.edu 2000? Commonwealth Forestry Association seminar, in collaboration wiht the Indian Council of Forestry Research and Education and the Department of International Development, UK, on India's forest policy - management strategies and institutional and organisational arrangements in the light of local, national and global challenges. Contact Dr VKBahuguna, tel and fax +91-11-4360379. June 4-9. Leiden, Netherlands. International symposium on the biogeography of SE Asia 2000. Contact Rienk de Jong, Nationaal Natuurhistorisch Museum, Department of Entomology, PO Box 9517, 2300 RA, Leiden, The Netherlands, tel+3 1-7 1-5 16-26-52, fax +3 1-71-513-33-44, email [email protected] April 17-May 5. New York, U S A . 8th Session of the Commission on Sustainable Development. Forthcoming international events 65 June 22-23. Lake Tahoe, Nevada, U.S.A. Wood adhesives 2000. IUFRO 5.00.00 forest products. Contact John A. Youngquist, Project Leader, Performance Designed Composites, USDA Forest Service, Forest Products Laboratory, One Gifford Pinchot Drive, Madison, Wisconsin 53705, tel +l-608-231-9398, fax +l-608-231-9582. Website http://www.fpl.fs.fed.us/pdcomp/ and communities. IUFRO 1.O7.O5 Natural regeneration of tropical rainforests, 1.05.08 Natural stand regeneration , 3.05.00/6.01.00/8.01.00/ 8.07.00. Contact Dr Natalino Silva, Brazilian Agricultural Research Corporation, CP 48, CEP 66240, BelCm, Par& Brazil, tel +55-91-226 6622, fax +55-91-226 9845, email [email protected], natalino @ amazon.com.br June 25-30. Prolognan-la-Vanoise, France. Multipurpose management of mountain forest: concepts, methods, techniques. Contact Gerard Buttoud, 14 rue Girardet, F54042, Nancy, fax +33-3-83-37-06-45, email buttoud @nancy-engref.inra.fror Martin Parry, 11 Bevington Road, Oxford OX2 6NB, U.K., fax +44-1865-284-69 1, email [email protected] October 8-13. Durban, South Africa. Forest genetics for the next millennium. IUFRO 2.08.01 tropical species. Contact Colin Dyer, IUFRO Conference Organiser, PO Box 11636, Dorpspruit 3206, South Africa, tel+27-33 1-425779, fax +27-331-944842, email [email protected] October 29-31. Asheville, U.S.A. Third International Oak Conference. Contact Ron Lance, The North Carolina Arboretum, 100 Frederick Law Olmsted Way, Asheville, NC 28806-9315, U.S.A., tel +l-828-665-2492, fax +l-828665-2371, email [email protected] June 26-30. Wageningen, The Netherlands. 2000 World Conference on natural resource modelling. Contact Joost Meulenbroek, Congress Office, Wageningen University, Costerweg 60, 6701 BH Wageningen, The November 16-21. Washington D.C., U.S.A. National Netherlands, tel +3 1-317-482029, fax +3 1-317-485309, Convention, Society of American Foresters. Contact Mike email [email protected] Website http:l/www.cqs.washington.edu/-gordie/rma/html Murphy, SAF, 5400 Grosvenor Lane, Bethseda, MD.208 142 198, tel +l-301-897-8270, fax + l -301-897-3690, email July 16-21. Mkrida, Mexico. The impact of global [email protected] environmental change on forests, and the impact of forests on global environmental change. Contact Eric Diaz, INIFAP, November 29-December 2. Bhopal, India. Workshop on Km.24 Carretara Mkrida-Motul, Mococcha, Yucatan CP national level criteria and indicators for sustainable forest 97445, Mexico, email [email protected] or management of dry forests in South Asia. Contact Patrick Judy Loo, Canadian Forest Service, Box 4000, Fredericton, Durst, Regional Forestry Officer, FAO Regional Office for NB E3B 5P7, Cananda email [email protected] Asia and the Pacific (RAP), 39 Phra Atit Road, Bangkok 10200, Thailand, tel +66-2-28 1-7844 ext. 139, fax +66-2August 5-6. Kuala Lumpur, Malaysia. Improved forest 280-0445, email [email protected] management and harvesting for tropical forests. FAO/ IUFRO satellite meeting of the IUFRO World Congresss; November 28-December 2. Kathmandu, Nepal. Bio3.05.00 Forest operations in the tropics. Contact R. Heinrich, technology applications for reforestation and biodiversity FAO Forestry Department tel +39-06-570 54727, email conservation. BIO-REFORIIUFRO-SPDC. Contact [email protected] REFOR, Nepal Workshop, c10 Nepal Flora Implementation Project Office, Dept.of Plant Resources, MFSC, HMG/N, August 6-10. Newfoundland, Canada. Annual conference G.O.P. Box 2270, Kathmandu, Nepal, tel +977-1-25 1159, of the Canadian Institute of Forestry. Contact Len Moores, fax +977- 1-251141, email [email protected] fax + 1-709-637-2290, December 1. Washington D.C., U.S.A. Annual meeting of August 7-12. XXl IUFRO World Congress, Kuala the International Society of Tropical Foresters. Contact Dr Lumpur, Malaysia. XXl IUFRO World Congress Warren T. Doolittle, ISTF, 5400 Grosvenor Lane, Bethesda. Organising Committee, 52 109 Kepong, Malaysia, fax +60Maryland 20814, U.S.A., email [email protected] 3-636-7753, email [email protected] Website http:frim.gov,my/iufro.htm1 December 10 13. Canberra, Australia. 5th Pacific rim bio-based composites sympsium. Contact Dr P. Evans, August 21 25. Kuhmo, Finland. Restoration and Department of Forestry, Australian National University, management of biodiversity, 4th international workshop on Canberra ACT 0200, Australia, tel +61 2 6249 3628, disturbance dynamics in boreal forests. Organised by the fax +612 6249 0746, email [email protected] International Association of Vegetation Science and the Website http://online.anu.edu.au/Forestrylwood/bio/ Finnish Biodiversity Research programme. Contact bio.html Workshop on disturbance dynamics, Department of Forest Ecology, P.O. Box 24, FIN-00014, Helsinki, Finland email [email protected] Website http://honeybee.helsinki.fi/dist2000 April 18-25. Freemantle, Australia. 16th CommonSeptember 20-22. Belkm, Brazil. New approaches to the wealth Forestry Conference. Contact Libby Jones, management of neotropical primary rainforest by industries email [email protected],uk - - 66 International Forestry Review 2(1), 2000 ASSOCIATION AFFAIRS Chairman honoured The Government of Canada has appointed Dr Jag Maini, chairman of the CFA and Coordinator of the Intergovernmental Forum on Forests of the United Nations, an Officer of the Order of Canada. The Order is Canada's highest civil honour and we are delighted to record Dr Maini's achievement. Farewell lunch to the Duke of Buccleuch A lunch to honour the Duke of Buccleuch, immediate Past President of the Association, who held that position for 20 years, was held in Edinburgh on November 29, 1999. Formation of United Kingdom Branch At the meeting foreshadowed in the December 1999 Review it was decided to form a UK Branch of the Association. The chairman of the steering committee charged with establishing the Branch is Dr Caroline Howard, with Mr Peter Branney as Secretary, Mr Norman Jones as Treasurer, Mr Roger Bradley (representing Scotland), Mr David Parsons (Wales) and Mr Peter Wood (link with Executive Committee). Annual General Meeting The Association's AGM will be held at 2.30 p.m. at the Oxford Forestry Institute on 19 May 2000. It will be followed by a formal dinner at Green College, Oxford in the evening. A technical meeting will be held on the 20 May at O.F.I. at which young foresters will be given a platform. New corporate member We welcome as a new corporate member LTS International, the Edinburgh based consultancy and project management firm. LTS has been active in international consultancy in forestry and conservation since 1973, in Africa, S and SE Asia, Central / South America, Eastern Europe and Russia. Staff at LTS include current members Julian Gayfer (who has recently joined the company from DFID Delhi as Director of Development Consultancy) and Ben Voysey. Former member Alastair Fraser has recently returned to an Edinburgh based role in consultancy and development of new opportunities. OBITUARIES Laurence Roche, M.A., M.F., Ph.D.' 1927 1999 h u r e n c e Rwhe was a forester of international standing w b a e career spanned three continents and four decades. He i brought to forestry a breadth of vision and an insatiable curiosity about the individual's and society's relationship with the natural environment. His international outlook was fostered by his early life in the merchant navy and a period of extensive European travel. As he often recounted, it was the result of a chance meeting during his travels to Wales that he decided to pursue a career in forestry. In 1956 he registered for a forestry degree at Trinity College, Dublin where he became strongly involved in debating and developed his renowned powers of persuasion which proved so useful in his career. The first eleven years of his forestry career were spent in Canada. He completed a Master's degree in Forestry at the University of British Columbia followed by 4 years as a research forester with the British Columbian Forest Service during which time he completed his Ph.D. He then moved to Quebec as a research scientist with the Canadian Forest Service. Here he felt a growing desire to broaden his horizons and gain experience of forestry in developing countries. This ambition was realised when he was appointed Professor of Forestry at the University of Ibadan, Nigeria in 1972. He had a profound influence on the development of the department, broadening the scope of its activities by launching new degree programmes in wildlife and fisheries management and embarking on a vigorous programme of staff development. The success of his research in agroforestry at Ibadan led to his close involvement in the foundation of the International Centre for Research in Agroforestry in Kenya. He served as Vice-chairman of the Centre's Board of Trustees and its Programme Committee until 1987 and maintained strong links with the centre right up to his death. The longest period of his professional career was as Professor of Forestry at the University of Wales, Bangor, from 1975 to 1992. Under his stewardship, forestry at Bangor underwent profound and enduring changes. He raised the department's international profile particularly with respect to the developing world and tropical forestry. The curriculum was broadened to include more elements of tropical forestry and a new undergraduate degree in agroforestry and new masters' programmes in Environmental Forestry and Forest Industries Technology ' Professor Roche, a long standing supporter of the Association -his last direct contact with us was as recently as the AGM held at Boughton House in May 1999 - died after a short illness at his home in Co. Limerick, Ireland.His many friends spoke of his personal kindness. An example comes from a post-graduate student from Ethiopia, Dr Bekele Gessesse, who recalls Larry Roche coming out of his way from a mission in Ethiopia to a place called Shambat, Khartoum to collect documents by hand and subsequently facilitate Dr Gessesse's admission to Bangor. Our sympathies are extended to his widow, Felicity, and their children. Ed. Association affairs were introduced. Research activity and funding, particularly on tropical forestry and agroforestry topics, grew rapidly. The fact that this expansion was achieved in a period of increasing financial stringency is testament to his political skills in convincing the University of his vision. Roche firmly believed that many of forestry's problems could only be solved through a holistic approach to rural land use. In Bangor he argued for and in the late 1980's achieved his aim of amalgamating two separate land use departments into a School of Agricultural & Forest Sciences. This created the only UK university department covering agriculture, agroforestry and forestry. A third notable contribution to both the university and the international forestry community was his role as founding editor of the Journal of Forest Ecology and Management. This has become one of the world's most prestigious international forestry journals and its success owes much to his skilful guidance in its early years. Throughout his period at Bangor he was a tireless international traveller both in his promotion of Bangor and through his work for FAO, ICRAF, UNDP, the World Bank and other aid agencies. Recognition of his deep interest in international forestry and his diplomatic skills resulted in his election as President of the International Union of Societies of Foresters from 1979 - 1984. Following his retirement from Bangor the remained active in international forestry working as a consultant for FAO and British, Irish and international development agencies. His many achievements in forestry would never have been realised without his outstanding personal qualities. His many friends around the world will remember him for his humanity, constant encouragement, his clarity of vision and sound judgement, his integrity and above all his sense of humour and fun. The forestry world is poorer with his passing. R.J. COOPER 67 Mediterranean Development Project. In 1959, Jack was awarded the Master of Forestry degree at the University of British Columbia and immediately went on to complete a second masters degree at Oregon State University in 1960. Following a two year period as Assistant Professor of Silviculture at New York State University College of Forestry at Syracuse, Jack spent two years as Professor of Silviculture in the College of Forestry, University of Liberia. In 1967 he returned to Syracuse to commence studies towards his Doctoral degree which was awarded in 1970. Jack joined the Faculty of Forestry, University of British Columbia as an Associate Professor in 1968 and was promoted to the rank of Professor in 1982. He taught silviculture, forest history and policy, and international forestry. His research centred on the reclamation of badly disturbed sites - a field in which he developed an international reputation. Jack had a passion for forest history and was an enthusiastic member of the Forest History Society. Jack published numerous scientific and professional papers throughout his varied career, however, perhaps his most important accomplishments were his books 'Man and the ~ e d i t e r r a n e a nforest: a history of resource depletion' published by Academic Press in 1981 and 'Cyprus: a chronicle of its people, lands and forests' published by University of British Columbia Press in 1987. Jack retired from the University of British Columbia in 1989 and returned to live in Rothbury, Northumberland. During his retirement Jack continued to take an interest in forestry: his passion and concern for forest management was reflected in a stream of comment on and criticism of UK forestry and he played an active role in local land use issues. He is survived by his wife, Olive, three children and five grandchildren. Jack was a storehouse of aphorisms. A favourite was that: 'A professor is someone who thinks otherwise'. Everyone who knew Jack, knows that he more than lived up to this ideal. D. HALEYand G . F. WEETMAN Jack Thirgood, BSc., M.F., Ph.D. 1924 1999 - Jack Vincent Thirgood was born in Newcastle and lived in Whitley Bay, Northumberland as a child. After serving in the Royal Air Force he attended the University of Durham and then the University College of North Wales at Bangor where, in 1950, he was awarded his B S c in forestry and botany. Upon graduation he joined the Forestry Commission and was assigned to the Research Branch where he remained for four years. During this period he worked on the reforestation of coal mining tips and developed a life-long interest in land reclamation and the reforestation of highly degraded sites. From 1954 to 1956 he worked for the Cyprus Forest Service as a research silviculturist and helped to initiate aResearch Division. 1956-57 found Jack working for the FAO as the Director of the National Forest Land Research Centre in Iraq and later in Rome on the 68 lntemationul Forestry Review 2(1), 2000 TRANSLATIONS: SUMMARIES FRENCH La pratique de I'EFIR : introduction des techniques d'exploitation forestiere B impact r6duit dans une operation forestiere commerciale en Guyane S. ARMSTRONG et C. J. INGLIS Les auteurs analysent les implications commerciales de I'introduction des techniques d'exploitation forestibre B impact rCduit (EFIR) dam une vaste operation de rCcolte de bois. Les rCsultats obtenus dans une zone exptrimentale de 800 ha en Guyane indiquent que des mCthodes de rCcolte amCliorCes peuvent limiter les dommages et gCnCrer des Cconomies, particulitrement en utilisant des cartes de localisation des arbres avant la rCcolte. L'application de saines pratiques de rCcolte exige une formation et une supervision adkquates. Les principaux obstacles h I'implantation de I'EFIR sont la disponibilitt et la stabilitt d'une main-d'aeuvre qualifiCe, qui travaille dans des conditions difficiles. L'adoption de nouvelles technologies et de systtmes d'information et de " nestion amCliorCs devraient aussi accroitre llefficacitC opCrationnelle et limiter les dommages dans d'autres types d'opCrations forestieres commerciales comme la construction de routes. Le r6Ie de l'exploitation forestiere B impact r6duit dans la domestication de la forCt ombrophile n6otropicale N. R. DE GRAAF L'exploitation forestitre B impact rCduit n'est qu'un Cltment du processus d'exploitation de la foret ombrophile nCotropicale.Pour atteindre un rendement soutenu et une production Cconomiquement viable, il faut aussi modifier la structure et la composition de celleci par un procCdC appelt domestication. Sa transformation en for& jardinCe, une structure d'amknagement hautement dksirable, pourrait s'effectuer B court terme en adaptant le Systtme sylvicole CELOS. L'auteur analyse les rCsultats de recherches sur le CELOS mendes depuis 1967, au Surinam, et prCsente un exemple d'amenagement et de sylviculture pratiquCs par une compagnie forestitre amazonienne certifiee FSC. Avantages, obstacles et incertitudes lies B I'application des techniques d'exploitation forestiere B impact r6duit en zone tropicale. D.S.HAMMOND, P. VAN DER HOUT, R. J. ZAGT, G. MARSHALL, J. EVANS et D.S. CASSELLS I1 a CtC d6montr6 que I'exploitation forestibre B impact rCduit favorisait I'environnement en reduisant les dommages causCs aux peuplements forestiers et au sol ; elle n'est toutefois qu'un des <mentsd'une saine gestion forestibre. L'adoption de I'EFIR est sufiont ik5e &desprbecupations relatives aux colits de production et aux possibilitts de bCnCfices. Bien que plusieurs colits et b6nCfices directs de I'EFIR aient &tCquantifits, bon nombre de questions et d'obstacles potentiels restent Bexaminer. La formation, les hausses salariales, le contrBle, le suivi et le bois perdu n'ont pas toujours C t t pris en compte dans la comparaison des coilts de I'EFIR et des systbmes d'exploitation forestitre conventionnelle. Bien que les bCnCfices directs qu'offre I'EFIR en reduisant les dCchets paraissent universels, ceux d'autres mCcanismes gCnCrateurs de revenus, tels que la compensation de carbone, sont moins Cvidents. Dans les rCgions privilCgiant les objectifs de gestion B court terme, les contraintes institutionnelles et Cconomiques continueront de restreindre les possibilitCs d'implantation de I'EFIR. L'exploitation forestisre dans le sud du Cameroun : mithodes utilis6es et amiliorations possibles W.B.J. JONKERS et G.J.R.VAN LEERSUM Les optrations forestibres dans les for&ts ombrophiles du Cameroun mCridional doivent etre adaptkes aux conditions physiques, biotiques et socio-Cconomiques dominantes. Dans les zones d'exploitation, le terrain est souvent abrupt et accident& La foret renferme beaucoup d'arbres de trts grande taille, mais il s'agit rarement d'essences marchandes. L'exploitation de la foret devrait etre planifiie et rCalisCe en ttroite collaboration avec la population pour qui cette ressource est importante. En dCpit de sCrieux efforts pour mieux gCrer la foret, les opCrations forestitres ont peu changC au cours des dernibres annCes. Comme on abat moins d'un arbre par hectare, l'exploitation forestitre fait peu de dommages. Environ 30 % du volume de bois abattu demeure dans la forSt. Cenains ClCments de I'exploitation forestibre B impact rCduit comme le treuillage ainsi qu'une formation et une supervision amCliorCes, peuvent rtduire substantiellement les dommages, les dtchets et les effets nCgatifs de l'exploitation sur la population locale et la faune. Toutefois, d'autres ClCments tels que la coupe de lianes et l'abattage directionnel sont moins adaptis aux conditions dominantes. Les le~onsd'une exploitation forestiere B impact rkduit en terrain accident6 B Sabah, en Malaisie M. A. PINARD, F. E. PUTZ et J. TAY Entre 1992 et 1997, dans le cadre d'un projet pilote de compensation de carbone, quelque 2 400 ha d'une vieille for&tde diptCrocarp6es du sud-est du Sabah ont t t t exploit6s sulvant les principes de l'exploitation forestibre B impact rCduit (EFIR). La planification de la rtcolte, la coupe des lianes, l'abattage directionnel et les restrictions relatives au debardage ont contribuC B rCduire, dans les zones d'EFIR, la proportion de tiges d'origine endommagees dans les peuplements de 50ii 28 %,et les dommages au sol, de 13 B 9 % de la superficie totale, par rapport aux zones d'exploitation conventionnelle. La taille et la densite des essences marchandes des peuplements rCsiduels Ctaient sup6rieures dam les Tranlations: summaries zones d'EFIR, tandis que les facteurs de conservation de la biodiversitk et de production durable de bois y Cvoluaient positivement. Les terrains abrupts et I'imprtvisibilitt! des pCriodes stches nuisaient au dCbardage terrestre. En pCriodes de pluie, de grands volumes de bois Ctaient inaccessibles et la production Ctait retardie. Dans cette rCgion, I'adoption d'une mCthode de debardage aCrien permettrait d'augmenter la proportion de superficie rtcoltte sans nuire B l'environnement. L'exploitation forestikre a impact reduit en zone tropicale : objectifs, principes et impacts P. SIST L'auteur dtcrit les objectifs et principes majeurs des techniques d'EFIR en zone tropicale et passe en revue les rtsultats des principales recherches concernant I'impact de I'exploitation forestiere sur les peuplements residuels et la dynamique forestiere. L'objectif premier des techniques d'EFIR est de rtduire substantiellement la perturbation des sols et de la vtgttation rtsiduelle par rapport B I'exploitation forestitre conventionnelle. L'EFIR repose principalement sur une planification et un contr6le serrCs de toutes les opkrations de rCcolte. L'importance des dommages dus B l'exploitation forestitre dtpend non seulement des techniques utilistes mais aussi de l'intensitt de l'exploitation. En Afrique, ceux-ci sont gCnCralement faibles, l'intensitt de la rCcolte dtpassant rarement 2 arbres par hectare. A l'autre extrCme, en Asie du Sud-Est, l'intensitC atteint en moyenne 9 arbres par hectare et peut endommager la moitiC des peuplements. A de telles intensitts, les techniques d'EFIR ne peuvent rtduire les dommages de f a ~ o nmarquCe. Verification de I'applicabilite de I'exploitation forestikre a impact reduit dans les for& de greenheart en Guyane P. VAN DER HOUT L'exploitation silective de la for& en Guyane diffkre peu de celle qui se pratique ailleurs en zone tropicale. Les compagnies forestikres rCcoltent un petit nombre d'essences et negligent le reste du peuplement et ainsi, les rendements futurs. Les intensitts d'exploitation sont plut8t faibles ( 5 m' ha-'), sauf dans les for&ts de Chlorocardium rodiei (greenheart). Les rendements y sont ClevCs parce que les tiges rCcoltables se prCsentent souvent en bouquets. I1 en rCsulte de grandes trouCes dam le couvert. Le vaet-vient des dtbusqueuses dCtruit la rtgCnCration des essences marchandes autour des souches et compacte le sol, ce qui compromet davantage le rttablissement de la foret. Un systtme d'exploitation forest&e B impact rtduit (EFIR) a CtC mis a" point pour risoudre ces probltmes environnementaux. L'exploitation forestikre conventionnelle (EFC) du greenheart a peu de chances d'Ctre durable. L'EFIR a permis de rtduire de 65 % la superficie endommagke lors du dtbardage, et de 40 %, la superficie moyenne des trouCes d'abattage. L'abattage concentrk, en EFC, n'a pas rCduit la perte de couvert par rapport B I'abattage plus disperst en EFIR. Malgrt5 les avantages de I'abattage concentrt, en EFC, I'application de I'EFIR n'a pas fait augmenter les co13ts d'exploitation, en raison d'un rendement plus ClevC par hectare et d'un dkbardage plus efficace. 69 SPANISH RIL real: Introducci6n de tecnicas de tala de impacto reducido en una operaci6n forestal comercial en Guyana S. ARMSTRONG y C. J. INGLIS Se evallian las consecuencias comerciales de introducir la Tala de Impacto Reducido (RIL) en una operaci6n a gran escala de cosecha de madera. Los hallazgos se basan en un ensayo de 800 hectareas en una operaci6n de cosecha de madera en Guyana, e indican que el datio puede reducirse y que se logran ahorros financieros mediante la implementaci6n de pricticas mejoradas de cosecha, particularmente a travts del uso, previo a la cosecha, de mapas de ubicacidn de Arboles. El entrenamiento y la supervisidn adecuada son esenciales para implementar una buena prictica de cosecha. Las principales barreras para implementar el RIL son la disponibilidad y la retencidn de gente con las habilidades necesarias para trabajar bajo condiciones dificiles. La adopcidn de nuevas tecnologias y sistemas mejorados de informaci6n y de administraci6n deberian tambitn meiorar la eficiencia operational y reducir el daiio en otras Areas de operaciones de la ingeniena forestal comercial tales como la construcci6n de caminos. La tala de impacto reducido como parte de la domesticacidn del bosque lluvioso neotropical N. R. DE GRAAF La tala de impacto reducido es solamente una parte del proceso de usar el bosque Iluvioso neotropical. Para lograr una producci6n sostenible y econdmicamente viable, la estructura y composici6n del bosque tiene que cambiar, un proceso que puede llamarse domesticacidn. La selecci6n de la estructura del bosque es altamente aconsejable para la administracidn y parece ser alcanzable en el futuro cercano mediante la transformaci6n del bosque a travCs de una adaptaci6n del sistema silvocultural CELOS. Se discuten 10s resultados de investigaci6n de CELOS en Surinam desde 1967, junto con un ejemplo de la administraci6n y silvicultura de una compafiia maderera comercial y certificada por FSC en la regidn Amaz6nica. Los beneficios, cuellos de botella e incertidumbres en la utilizacidn e instrumentaci6n de las tCcnicas de taIa de impacto reducido en regiones pantropicales D.S. HAMMOND, P. VAN DER HOUT, R. J. ZAGT, G. MARSHALL, J. EVANS y D.S. CASSELLS La tala de impacto reducido ha mostrado ser medio ambientalmente beneficiosa a travCs de la reducci6n de 10s dafios al 10s Arboles y suelos del bosque, pero es solamente un componente mAs de una buena administracidn forestal. La instrumentaci6n del RIL depende ampliamente de satisfacer las preocupaciones acerca del costo para el productor y las incertidumbres acerca de 10s beneficios. Mientras muchos de 10s costos y beneficios directos asociados con RIL ha sido cuantificados, existen adn un ndmero de preguntas no respondidas y cuellos de botella potenciales que necesitan 70 International Forestry Review 2(1), 2000 tenerse en cuenta. El costo de entrenamiento, alteraciones en las demandas salariales, el monitoreo y verificaci6n de la produccidn maderera no siempre han sido tenidos en cuenta en las comparaciones de costo entre RIL y 10s sistemas convencionales de tala. Mientras 10s beneficios directos de emplear RIL a travb de la reduccidn de desperdicios puede ser considerados universales, 10s beneficios derivadados a travCs de otros planes de generacidn de ingreso, tales como secuestro de carbono, no estan tan claros. Las restricciones institucionales y econ6micas continuaran para reducir la probabilidad de la implementacidn del RIL en aquellas regiones donde estos promuevan objetivos administrativos a corto plazo. Operaciones madereras en Camerun del Sur: 10s metodos actuales y las oportunidades para mejorar W.B.J. JONKERS y G.J.R.VAN LEERSUM Se requiere adaptar las operaciones de ingenieria forestal en el bosque lluvioso de CamenIn sur a las condiciones fisicas, bidticas y socio-econdmicas prevalentes. El terreno utilizado para las operaciones madereras es frecuentemente inclinado y dificil. El bosque contiene muchos Brboles bastante grandes, aunque pocos de ellos son especies propicias de comericalizar. El bosque es un recurso importante para la poblacidn, y la ingenieria forestal deberia planificarse y ejecutarse en estrecha consulta y cooperacidn 10s pobladores. Mientras se han hecho muchos esfuerzos para mejorar el manejo del bosque, las operaciones de tala han cambiado poco en recientes afios. Se cosecha menos de un Brbol por hectarea y por 10 tanto el dafio por tala es limitado. Cerca de un 30% del volumen de madera cortado se deja en el bosque. Algunos elementos de tala de impacto reducido, como tales como el uso del cabrestante y una mejor instruccidn y supervisi6n, pueden reducir sustancialemte 10s dafios de la tala, desperdicio y efectos negativos sobre la gente local y la fauna silvestre, pero al mismo tiempo, otros elementos, tales como corte de liana y el derribo direccional, son menos apropiados bajo las condiciones prevalentes. Las lecciones aprendidas de la implementaci6n de tala de impacto reducido en terreno montaiioso en Sabah, Malasia M. A. PINARD, F. E. PUTZ y J. TAY Entre 1992 y 1997, cerca de 2400 ha de bosque dipterocarpo maduro en el sudoeste de Sabah fue cosechado de acuerdo con 10s lineaminentos generales de las tCcnicas de impacto reducido (RIL) como parte de un proyecto piloto de sequestro de carbono. La planeach de la cosecha, el corte de enredaderas, el derribo direccional, y las restricciones para deslizar. contribuyeron a una reducci6n en el daiio a 10s Brboles desde 50% al 28% de 10s tallos originales; el daiio a1 suelo se redujo desde el 13% al9% del area total en RIL en comparaci6n con las areas de tala convencional. Los hileras remanentes en areas de RIL tuvieron una mayor estmctura vertical y mejor almacenamiento de especies madereras comerciales aue en areas taladas convencionalmente, con ganancias positivas para la conservaci6n de la biodiversidad y sostenibilidad de la producci6n de madera. El terreno empinado y la carencia de periodos secos pronosticables fueron las bareras para ef sistema de deslizamiento sobre el terreno, resultando en grandes voldmenes de madera en sitios inaccesibles, y en demoras en la producci6n provocadas por el clima de hBmedo. La introducci6n de un sistema aCreo de cosecha in esta regi6n podria permitir una mayor proporci6n de las areas ha ser cosechadas de un modo medio ambientalmente aceptable. Impacto reducido de la tala en 10s tr6picos. objetivos, principios e impactos P. SIST Se describen 10s principales objetivos y principios de las ttcnicas de RIL en 10s trdpicos y se presenta una revisidn de 10s resultados mBs importantes de la investigacidn llevada cab0 sobre el impacto de la tala en las hileras remanentes y la dinamica del bosque. El objetivo principal de las tCcnicas de RIL es reducir sustancialmente 10s dafios a1 suelo y a la vegetaci6n residual en comparacidn la tala convencional. El RIL se basa principalmente en una estrecha planeacidn y control de todas las operaciones de cosecha. La cantidad de daiio de la tala depende de no solamente las ttcnicas utilizadas sino tambiCn la intensidad de la tala. En Africa, el dafio de la tala es generalmente ligero debido a que la intensidad de cosecha raramente excede 2 &boles por ha. La imagen extrema se encuentra en Asia sur oriental donde la intensidad de tala es en promedio de 9 Brboles por ha; esto ademis de el dafio que puede afectar a la mitad de las hileras de bosque. Con tales intensidades de tala, las ttcnicas de RIL no son eficientes en reducir significativamente 10s dafios. Probando la aplicaci6n de la tala de impacto reducido en bosques de coraz6n verde en Guyana P. VAN DER HOUT La tala selectiva en Guyana difiere un poco de la tala en otra parte en 10s tr6picos. Las compafiias madereras cosechan un ndmero pequefio de especies sin poner mucho cuidado en el dafio a las hileras restantes y de ende a las producciones futuras. Las intensidades de tala tienden a ser bajas (+5m3 ha-l), pero en 10s bosques de Chlorocardiurn rodiei (coraz6n verde), se obtienen altas producciones porque 10s tallos aptos para cosecha tienden a darse en grupos. Por consiguiente, se forman grandes brechas en el dosel de bosque. Las operaciones de acarreo cercade 10s tocones destruyen la regeneracidn comercial y compactan el suelo affectando aun mas la recuperacidn de bosque. Se disefid un sistema de tala de impacto reducido (RIL) para cubrir estos problemas ambientales. El sistema de tala convencional (CL) de coraz6n verde no es probablemente sostenible. El RIL fue exitoso en reducir 10s dafios de acarreo en un 65% (area de terreno disturbado) y para reducir el tamafio promedio de brechas de derribamiento en un 40%. La pCrdida total de cubierta de dosel no se redujo debido a la tala en grupo en CL, contratrio a la tala mBs esparcida en RIL. La implementacidn de RIL no condujo a un aumento del costo de tala a pesar de que CL tiene ventaja por la tala en grupo, debido a que se obtuvo una producci6n mBs alta por hectarea y el acarrero fue mBs eficiente. International Forestry Review 2(1), 2000 ABERDEEN University of opportunity FORESTRY EDUCATION OPPORTUNITIES The University of Aberdeen founded in 1495 has been awarding degrees in Forestry rince 1914 BSc (Forestry) Firmly founded on a scientific base, this degree emphasises resource and business management aspects relevant to both temperate and tropical forests. The honours degree normally requires four years of study but students with diplomas or equivalent qualifications are usually admitted direct into the second year. Diploma/MSc in Forest Management, 4groforestry Dr Arboriculture The diploma courses (9-months) and MSc courses (12-months) are designed primarily for practising foresters from the tropics and subtropics. Programmes are flexible and can be designed to meet individual needs, including the involvement of courses from other land-use departments. Courses include Forest policy and organisation; Foresl planning; Tropical forestry; Tree Improvement; Forest mensuration and inventory; Rural developmentforestry and Agro-forestiy; Silvopastoralism; Silviculture; Forest protection; Harvesting and Arboriculture. Research Degrees These are available at both Master and Doctoral level: a wide-ranging research programme is available encompassing both temperate and tropical forestry issues Aberdeen and the North-East of Scotland contain a concentration of research establishments in Land Use and Environmental matters unique in Europe: in addition to the departments within the University there is the Macaulay Land Use Research Institute, the Institute of Terrestrial Ecology, the Rowett Research Institute and the Marine Research Laboratory; combining the interests of all these is the Aberdeen Centre for Land Use. The University is also the base of CEMP, the international Centre for Environmental Management and Planning Writefor further details to Dr W Huw Parry Department of Forestry University of Aberdeen 58 1 King Street Aberdeen AB24 5UA United Kingdom Telephone 01224-272677 Fax 01224 272685 Telex 73458 UNIABN 9 e-mail [email protected] UNIVERSITY OF ABERDEEN