2015-2016 Student Handbook
Transcription
2015-2016 Student Handbook
Irell & Manella Graduate School of Biological Sciences at City of Hope Student Handbook 2016-2017 1 Contents Introduction .............................................................................................................................................. 6 Message from the Dean .................................................................................................................... 8 Graduate School Administration .................................................................................................. 9 Graduate School Standing Committees Current Members, 2016-2017 ..................... 10 Professor-Series Graduate School Faculty Members 2016-2017 ................................ 11 Current Student List (August 2016) ........................................................................................ 20 Academic Calendar 2016-2017 ................................................................................................ 24 Course Numbering as of May 27, 2016 ................................................................................... 28 Academic Program Overview.......................................................................................................... 31 The First Year ................................................................................................................................... 31 Laboratory Education ............................................................................................................... 31 After The First Year ........................................................................................................................ 32 Credits ................................................................................................................................................. 32 Grading System ................................................................................................................................ 33 GOC Suggested Grading Scale ................................................................................................ 33 Grade Change Policy ...................................................................................................................... 33 City of Hope/Beckman Research Institute and University of Southern California Residency and Graduate Training Program in Laboratory Animal Medicine ......... 34 Policies ..................................................................................................................................................... 36 Academic Standards ....................................................................................................................... 36 Sanctions ............................................................................................................................................ 38 Dismissal and Suspension Policies ........................................................................................... 39 Grievance Procedure ..................................................................................................................... 39 Title IX - Equal Education Opportunities ............................................................................... 40 Harassment / Discrimination ................................................................................................ 41 Reasonable Accommodation.................................................................................................. 41 Use of Alcohol / Illegal Substances........................................................................................... 41 Alcohol ............................................................................................................................................ 42 Drug Policy .................................................................................................................................... 42 Tobacco Policy ............................................................................................................................. 43 Respectful Treatment of Others ................................................................................................ 43 Payroll Categories ........................................................................................................................... 43 Payroll Method - Payroll (W-2) versus Accounts Payable (1099) ............................... 44 2 Direct Deposit ................................................................................................................................... 44 PeopleSoft Access............................................................................................................................ 44 Attendance ......................................................................................................................................... 44 Leave of Absence ............................................................................................................................. 45 Parental Leave .................................................................................................................................. 45 Vacation .............................................................................................................................................. 46 International Students .................................................................................................................. 46 Benefits ............................................................................................................................................... 47 Student Fees ...................................................................................................................................... 47 Student Loans ................................................................................................................................... 47 Hardship Supplement.................................................................................................................... 47 Degree Requirements......................................................................................................................... 48 Transfer Credit ................................................................................................................................. 49 Graduate Student Travel Awards .................................................................................................. 50 Path to Graduation.......................................................................................................................... 51 Ethical Principles and Practices ..................................................................................................... 52 Academic Honesty of Students - Academic Integrity Committee Overview ............ 52 AIC Jurisdiction ................................................................................................................................ 52 AIC Membership .............................................................................................................................. 52 AIC Duties ........................................................................................................................................... 53 Learning Outcomes ............................................................................................................................. 55 The Leading-Edge Lectures.............................................................................................................. 57 Journal Club Seminars ........................................................................................................................ 59 A Guide to the Evaluation of a Student Journal Club Presentation .............................. 60 Laboratory Rotations ......................................................................................................................... 62 Qualifying Examinations ................................................................................................................... 64 Qualifying Examination Part 1. Original Research Proposal ......................................... 64 PURPOSE........................................................................................................................................ 64 POLICY ............................................................................................................................................ 64 Additional Information ................................................................................................................. 67 Suggested Due dates ................................................................................................................. 67 Qualifying Examination 1 Committee................................................................................. 67 Graduate School Action: Approval Topic, Biosketch, and Qualifying Examination 1 Committee ................................................................................................................................. 67 3 Graduate School Action on the Written Proposal .......................................................... 68 Extension of Deadlines ............................................................................................................. 68 Comments for Written Proposal Qualifying Examination for each Committee Member ............................................................................................................................................... 69 Qualifying Examination 1 Committee and Graduate School Actions on the Oral Defense ................................................................................................................................................ 71 Possible Aids for the Written Proposal................................................................................... 72 Qualifying Examination Part II. Dissertation Proposal ................................................... 74 Purpose .......................................................................................................................................... 74 Policy ............................................................................................................................................... 74 Written QE2 Proposal Guidelines ........................................................................................ 75 Written QE2 Proposal Submitted or to be submitted to an Outside Funding Organization ................................................................................................................................. 75 Oral Defense ................................................................................................................................. 76 Final Outcome of Qualifying Exam 2 ................................................................................... 77 Graduate School Action Following the Oral Dissertation Proposal Defense ....... 77 Plagiarism...................................................................................................................................... 77 Training Program in Bioscience Management ......................................................................... 78 Dissertation Committee Meetings ................................................................................................. 79 Dissertation Examination Committee .......................................................................................... 81 Graduation Guidelines Check List.................................................................................................. 81 Guidelines for Writing and Defending a Doctoral Dissertation ......................................... 82 Principles Underlying the Ph.D. Degree ................................................................................. 82 Format ................................................................................................................................................. 83 Inclusion of Previously Published Material ..................................................................... 83 Margins ........................................................................................................................................... 83 Spacing............................................................................................................................................ 83 Pagination ..................................................................................................................................... 84 Figures and Tables ..................................................................................................................... 84 Number of Copies ....................................................................................................................... 84 Paper ............................................................................................................................................... 84 Typeface ......................................................................................................................................... 85 Manuscript Arrangement ............................................................................................................. 86 Title Page, Approval Page, and Abstract ............................................................................ 86 Electronic Submission .............................................................................................................. 87 4 Publishing Your Dissertation ................................................................................................. 87 Acceptability of Dissertation.................................................................................................. 87 Approval of the Written Document ..................................................................................... 88 Title Page Sample ....................................................................................................................... 89 Table of Figures Sample: ......................................................................................................... 90 Electronic Dissertation Submission ......................................................................................... 91 Publishing Options ..................................................................................................................... 91 Dissertation Details ................................................................................................................... 92 Alumni Positions .................................................................................................................................. 93 Appendix A: Request for Academic/Administrative Exception Form............................. 98 Appendix B: Irell & Manella Graduate School of Biological Sciences at City of Hope ...................................................................................................................................................................100 Title IX Complaint Procedures .................................................................................................100 I. II. III. IV. V. Introduction........................................................................................................................100 Definitions.......................................................................................................................100 Procedures ......................................................................................................................100 Appeal ...............................................................................................................................103 General Considerations .............................................................................................103 Appendix C: Absence Request Form...........................................................................................104 Appendix D: Hardship Supplement Request Form ...............................................................106 Appendix E: Graduate Student Academic Travel Awards ..................................................108 Appendix F: Pre-LEL Evaluation Form ......................................................................................110 Appendix G: Evaluation of Student Journal Club Seminar Presentation Form ..........112 Appendix H: Laboratory Rotation Evaluation Form ............................................................114 Appendix I: Qualifying Examination 1 Form ...........................................................................117 Appendix J: Qualifying Examination 2 Form ...........................................................................121 Appendix K: Oral Defense and Dissertation Committee Report Form.........................125 Appendix L: Graduation Guidelines Check List ......................................................................129 Appendix M: Transcript Request Form .....................................................................................131 Appendix N: Abbreviations List ...................................................................................................133 5 Introduction The mission of the Irell & Manella Graduate School of Biological Sciences of City of Hope is to train students in an academically stimulating, collaborative and diverse environment to apply their creativity, curiosity and talents to advance understanding of the complexities of the life sciences and to apply research discoveries to the cures for disease. City of Hope was founded in 1913, in Duarte, California, by working-class men and women who believed in helping those less fortunate than themselves. Although initially a tuberculosis sanatorium, research programs were initiated at City of Hope in 1951 and expanded rapidly until by the late 1970s approximately 130 Ph.D.-level investigators were conducting a broad range of research programs throughout the institute. In 1983, Beckman Research Institute of the City of Hope was established with generous support from the Arnold and Mabel Beckman Foundation. The Institute is comprised of basic science research groups within the departments of Cancer Biology; Cancer Immunotherapeutics & Tumor Immunology; Diabetes and Metabolic Diseases Research; Experimental Therapeutics; Immunology; Molecular and Cellular Biology; Molecular Medicine; Molecular Pharmacology; Developmental and Stem Cell Biology; Population Sciences, Cancer Genetics and Epigenetics; Virology; and several smaller divisions. City of Hope’s innovative research programs continue to evolve and grow in many promising areas, including production of functional human hormones, radioimmunotherapy, neurosciences, stem cell research, and gene therapy. City of Hope is a pioneer in the field of hematopoietic cell transplantation, and research into this therapy has been supported by a National Cancer Institute/National Institutes of Health program project grant since 1981. The Hematopoietic Cell Transplantation program provides opportunities for basic science investigations, as well as developing mechanisms for delivery of genetic material and novel therapeutic agents. Chemically synthesized genes produced in the Biology Division were used to develop the first recombinant human peptide hormones which led to the commercial production of human insulin (Humulin, now used by millions of people with diabetes worldwide). The study of monoclonal antibodies against the cancer antigen CEA (carcinoembryonic antigen) led to establishment of the Radioimmunotherapy Program. Genetically engineered antibodies carrying radioactive isotopes are being used in cancer therapy trials and in studies designed to localize tumors in patients. The humanized monocolonal antibodies developed at City of Hope made possible the “smart” cancer drugs such as Herceptin, Rituxan, and Avastin, which are saving and extending lives. Recent advances in neurosciences programs include the gene therapeutic “rescue” of neurotransmitter-deficient fruit flies; the discovery of necessary interaction between extracellular matrix molecules and neurotransmitter receptor gene expression; the identification of a motor neuronal-specific antigen that may be involved in the maintenance and 6 regeneration of neuromusculature junctions; and the development of an organotypic spinal cord culture, valuable in studying nervous system development. 7 Message from the Dean City of Hope and Beckman Research Institute (which hosts the Irell & Manella Graduate School of Biological Sciences) have a remarkable history of innovation in science and medical care. Our faculty members have made major contributions in biological sciences and biomedicine and are widely recognized as leaders in their fields. The biotech industry was launched by investigators at City of Hope when they created the technology that led to the first human recombinant gene products, insulin and human growth hormone, which are now in use by millions of people worldwide. The most recent class of blockbuster drugs, humanized monoclonal antibodies, is based upon a core technology developed by Beckman Research Institute researchers. Both basic science and translational biomedical research flourish here, in a collegial atmosphere where cross-communication thrives and basic science findings are often applied to the cure of life-threatening diseases. The graduate school enrolled its first class of students in 1994. Our graduates have gone on to academic appointments and postdoctoral fellowships at some of the nation’s best universities, as well as to positions in major biotech and pharmaceutical companies. City of Hope’s interdisciplinary research programs provide students with many opportunities to enrich their graduate education by interacting with other graduate students, postdoctoral fellows and faculty members outside of their own areas of specialization. City of Hope has a strong track record in training both predoctoral students and postdoctoral fellows. In addition, we host undergraduate and high school researchers in our extensive summer internship program. Welcome to the Irell & Manella Graduate School of Biological Sciences. 8 Graduate School Administration John R. Rossi, Ph.D., Dean John E. Shively, Ph.D., Associate Dean Kate M. Sleeth, Ph.D., Interim Associate Dean of Administration and Student Development Adam Bailis, Ph.D., Associate Dean for Career Development Ren-Jang Lin, Ph.D., Associate Dean for Curriculum Queenie Du, MBA, Registrar Jocelyn Cumming, MBA, Business Director Stephanie Patterson, Academic Programs Administrator Sarah Bannister, Academic Programs Specialist Marina Sanchez, Administrative Assistant 9 Graduate School Standing Committees Current Members, 2016-2017 ADMISSIONS COMMITTEE David Ann (co-chair) Janice Huss Wenyong Chen Mei Kong Yilun Liu (co-chair) Zuoming Sun Dustin Schones ASSESSMENT COMMITTEE Mark Boldin (chair) John Burnett Dustin Schones Kate Sleeth CURRICULUM COMMITTEE Ren-Jang Lin (chair) Kevin Morris Dustin Schones Jacob Berlin David Ann Student Representative Russell Rockne Markus Kalkum John Williams Tim O’Connor Tijana Talisman GRADUATE OVERSIGHT COMMITTEE John Rossi John E. Shively Kate Sleeth Ren-Jang Lin Queenie Du Adam Bailis David Ann Vaidehi Nagarajan Student Representative Kevin Morris Mark Boldin Jeremy Stark Jocelyn Cumming Markus Kalkum Stephanie Patterson Sarah Bannister 10 Professor-Series Graduate School Faculty Members 2016-2017 Unless granted an exception by the Graduate Oversight Committee and the Dean, students will conduct rotations and their doctoral research with these Professor-Series faculty members. # Name 1. Karen Aboody, M.D. Appointment Year 2003 2. David Ann, Ph.D. 2006 Purdue University 3. Benham Badie, M.D. 1989 UCLA 4. Adam Bailis, Ph.D. 1993 5. Michael Barish, Ph.D. 1989 Albert Einstein College of Medicine Stanford University 6. Jacob Berlin, Ph.D. 2010 7. Mark Boldin, M.D., Ph.D. 2011 8. John Burnett, Ph.D. 2008 9. Edouard Cantin, Ph.D. 1983 University of Cambridge 10. Angelo Cardoso, Ph.D. 1998 11. Wing-Chun (John) Chan, M.D. 2013 University Paris-Sud, France University of Hong Kong 11 Professional Training Mount Sinai School of Medicine Department Diabetes Complications and Metabolism Neurosurgery/ Surgery Molecular & Cellular Biology California Institute of Technology Weizmann Institute of Science (Israel) UC Berkeley Developmental and Stem Cell Biology/ Neurosurgery Developmental and Stem Cell Biology Molecular Medicine Molecular & Cellular Biology Molecular & Cellular Biology Molecular Immunology Center for Gene Therapy Pathology # 12. 13. Name Saswati Chatterjee, Ph.D. Ching-Cheng Chen, Ph.D. Appointment Year 1991 2010 Professional Training Georgetown University University of Alabama 14. Mike Y. Chen, M.D., Ph.D. 2015 15. Shiuan Chen, Ph.D. 1985 16. WenYong Chen, Ph.D. 2005 17. Yuan Chen, Ph.D. 1993 18. Zhen Chen 2010 19. Warren Chow, M.D. 1994 20. Jessica Clague DeHart, Ph.D., M.P.H. 2010 21. David Colcher, Ph.D. 1974 22. Thanh Dellinger, M.D. 2004 23. Don Diamond, Ph.D. 1989 Harvard University 24. Richard Ermel, Ph.D., D.V.M., M.P.V.M Stephen Forman, M.D. 2002 UC Davis 1979 University of Southern California 25. 12 Thomas Jefferson University/ Medical College of Virginia University of Hawaii University of Alabama Rutgers University UC Riverside Chicago Medical School UT School of Public Health Columbia University UC Irvine Department Surgery Hematopoietic Stem Cell and Leukemia Research Neurosurgery Cancer Biology Cancer Biology Molecular Medicine Diabetes Complications and Metabolism Medical Oncology & Therapeutics Populations Sciences, Cancer Etiology Molecular Immunology Gynecologic Surgery Experimental Therapeutics Comparative Medicine Hematology/HCT # 26. Patrick Fueger, Ph.D. Appointment Year 2004 27. Carlotta Glackin, Ph.D. 1993 University of Southern California 28. Robert J. Hickey Ph.D. 2011 29. David Horne, Ph.D. 2006 30. Wendong Huang, Ph.D. 2006 31. Janice Huss, Ph.D. 2006 City University New York Massachusett s Institute of Technology University of Texas Health Sciences Center University of Wisconsin 32. Keiichi Itakura, Ph.D. 1974 33. Rahul Jandial, M.D., Ph.D. Jeremy Jones, Ph.D. 2008 2013 36. Tijana JovanovicTalisman, Ph.D. Marcus Kalkum, Ph.D. 37. Mei Kong, Ph.D. 2010 38. Marcin Kortylewski, Ph.D. 2005 34. 35. Name 2009 2003 13 Professional Training Vanderbilt University Tokyo College of Pharmacy UC San Diego Stanford University Columbia University Free University of Berlin McGill University Univ. School of Medical Sciences Department Molecular and Cellular Endocrinology Developmental and Stem Cell Biology Cancer Genetics and Epigenetics Molecular Medicine Diabetes Complications and Metabolism Molecular and Cellular Endocrinology Molecular & Cellular Biology Neurosurgery Cancer Biology Molecular Medicine Molecular Immunology Cancer Biology Cancer Immunotherapy & Tumor Immunology # Name 39. Hsun Teresa Ku, Ph.D. Appointment Year 2007 40. Ya-Huei Kuo, Ph.D. 2008 41. Larry W. Kwak, M.D.,Ph.D. 2015 Northwestern University 42. Peter Lee, M.D. 2011 UC San Diego 43. Ren-Jang Lin, Ph.D. 1993 44. Yilun Liu, Ph.D. 2011 45. Qiang Lu, Ph.D. 2002 Pennsylvania State University Einstein College of Medicine UC San Diego 46. Linda Malkas, Ph.D. 2011 47. Edwin Manuel, Ph.D. 2008 48. Marcia Miller, Ph.D. 1975 49. Kevin Morris, Ph.D. 2001 50. Rama Natarajan, Ph.D. 1990 51. Susan Neuhausen, Ph.D. 2009 14 Professional Training Medical University South Carolina University of Connecticut Department Developmental & Translational Diabetes and Endocrine Hematopoietic Stem Cell and Leukemia Research Stephenson Lymphoma Center Cancer Immunotherapy & Tumor Immunology Molecular & Cellular Biology Cancer Genetics and Epigenetics Developmental and Stem Cell Biology City University Molecular & of New York Cellular Biology Harvard Experimental University Therapeutics UCLA Molecular & Cellular Biology UC Davis Center for Gene Therapy Indian Diabetes Institute of Complications Science and Metabolism University of Minnesota Population Sciences # 52. 53. 54. Name Edward Newman, Ph.D. Vu Ngo, Ph.D. Appointment Year 1981 2010 Professional Training Yale University UC San Francisco Timothy O’Connor, Ph.D. Arthur Riggs, Ph.D. 1996 56. Russell C. Rockne, Ph.D. 2013 57. Andrei S. Rodin, Ph.D. 2013 58. Bart Roep, M.D., Ph.D. 1992 59. Steven Rosen, M.D. 1976 60. John Rossi, Ph.D. 1996 61. Paul Salvaterra, Ph.D. 1977 62. Dustin E. Schones, Ph.D. 2010 SUNY Stony Brook 63. Victoria Seewaldt, M.D. Binghui Shen, Ph.D. 1989 UC Davis 1996 Kansas State University 55. 64. 1969 15 Purdue University California Institute of Technology Department Cancer Biology Hematopoietic Stem Cell and Leukemia Research Cancer Biology Diabetes Complications and Metabolism Washington University, Seattle University of Texas, Houston Mathematical Oncology Leiden University Northwestern University Diabetes Immunology Stephenson Lymphoma Center Molecular & Cellular Biology Developmental and Stem Cell Biology Diabetes Complications and Metabolism Population Sciences Cancer Genetics and Epigenetics University of Connecticut SUNY Buffalo Diabetes Complications and Metabolism # Name Appointment Year 2004 Professional Training Northwestern University 65. Yanhong Shi, Ph.D. 66. Ben Hung-Ping Shih, Ph.D. 2007 Oregon State University 67. John E. Shively, Ph.D. 1975 University of Illinois 68. Steven Smith, Ph.D. 1982 UCLA 69. Jeremy Stark, Ph.D. 2006 70. Cy Aaron Stein, M.D., Ph.D. 2012 University of Washington Stanford University 71. Zuoming Sun, Ph.D. 2005 72. Zijie (ZJ) Sun, Ph.D. Dsc 1988 73. Timothy Synold, Pharm.D. 1994 74. John Termini, Ph.D. 1998 75. Debbie C. Thurmond, Ph.D. 2015 76. Nagarajan Vaidehi, Ph.D. 2005 16 Duke University Shanghai Medical University UC San Francisco Columbia University University of Iowa India Institute of Technology Department Developmental and Stem Cell Biology/ Cancer Genetics and Epigenetics/ Diabetes & Metabolic Diseases Diabetes and Metabolic Diseases Research Molecular Immunology Urolology and Urologic Oncology Cancer Genetics and Epigenetics Medical Oncology & Therapeutics Molecular Immunology Cancer Biology Cancer Biology Molecular Medicine Molecular and Cellular Endocrinology Molecular Immunology # Name 77. Jeffrey Weitzel, M.D. Appointment Year 1996 78. John Williams, Ph.D. 2008 79. Yanzhong (Frankie) Yang, M.D., Ph.D. 2015 80. Jiing-Kuan Yee, Ph.D. 1998 81. Hua Yu, Ph.D. 2005 82. 2002 83. Xiaochun Yu, M.D., Ph.D. John Zaia, M.D. 84. Defu Zeng, M.D. 2002 1980 17 Professional Training University of Minnesota Columbia University Shanxi Medical University/ Fudan University University of Texas, Austin Department Medical Oncology & Therapeutics Research/ Population Sciences Molecular Medicine Cancer Genetics and Epigenetics Columbia University Kurume University Harvard University Diabetes Complications and Metabolism ImmunoOncology Cancer Genetics and Epigenetics Center for Gene Therapy Fuijan Medical University Diabetes Complications and Metabolism Graduate School Instructors 2016-2017 # Name 1. Trinka Adamson, D.V.M. 2. Alexander Annala, Ph.D. 2010 University of Southern California Developmental and Stem Cell Biology 3. Christine Brown, Ph.D. 2002 University of California, Berkeley Hematology/HCT 4. Daniela Castanotto, Ph.D. Larry Couture, Ph.D. 1989 University of Messina (Italy) Medical Oncology & Therapeutics Research 1998 Albany Medical Center for College Biomedicine and Genetics 6. Fong Fong Chu, Ph.D. 1987 SUNY Buffalo Cancer Genetics and Epigenetics 7. Ali Ehsani, Ph.D. 2008 City of Hope Molecular & Cellular Biology 8. Steve Esworthy, Ph.D. 1985 Iowa State University Cancer Genetics and Epigenetics 9. Chris Gandhi, Ph.D. Nancy Linford, Ph.D. 2003 UC Berkeley Faculty Support 2013 University of Washington Faculty Support 5. 10. Appointment Professional Year Training 2010 Louisiana State University 18 Department Comparative Medicine Name Appointment Professional Year Training 1997 UCLA Department 11. Glenn Manthey, Ph.D. 12. Kate Sleeth, Ph.D. 2009 University of Reading (UK) Graduate School Administration 13. Piotr Swiderski, Ph.D. 1989 A. Mickiewicz University (Poland) Molecular Medicine 14. Keely Walker, Ph.D. 2006 UC San Diego Faculty Support 15. Robert Whitson, Ph.D. 1985 University of Southern California Molecular & Cellular Biology 16. Sharon Wilczynski, Ph.D., M.D. 1989 UCLA and Medical College of Pennsylvania Anatomic Pathology/ Cytology 17. Xiwei Wu, M.D., Ph.D. 2004 Loma Linda University Molecular & Cellular Biology 18. Paul Yazaki, Ph.D. 1996 UC San Diego Molecular Immunology 19 Molecular & Cellular Biology Current Student List (August 2016) Last Name Ahrens First Name Brad Bargoma Emilee Batalla Jennifer Bauer Benhajsalah Brandon Marwa Bhargava Ragini Carson Caree Cassady Kaniel Cha Chiang Seung Jiarong Chin Ciminera Andrew Alexandra Clear Mentor John Shively, Ph.D. & Richard Ermel, Ph.D., D.V.M. Ren-Jang Lin, Ph.D. Karen Aboody, M.D. New 8/16 John Rossi, Ph.D. Dept/Div Molecular Immunology; Animal Resources Center Molecular and Cellular Biology Developmental and Stem Cell Biology Molecular and Cellular Biology Jeremy Stark, Ph.D. New 8/16 Cancer Genetics and Epigenetics Diabetes Immunology Alissa Defu Zeng, M.D./Arthur Riggs, Ph.D. John Shively, Ph.D. Markus Kalkum, Ph.D. Emily Wang, Ph.D. John Termini, Ph.D. Adam Bailis, Ph.D. Cornejo Costello Cui Yvonne Kevin Qi New 8/17 New 8/16 Yanhong Shi, Ph.D. Davis Delgado Du Alicia Daniel Juan El Zein Karla Elison Elix Kathleen Catherine New 8/16 John Shively, Ph.D. Dustin Schones, Ph.D. Debbie Thurmond, Ph.D. Jacob Berlin, Ph.D. Jeremy Jones, Ph.D. & David Ann, Ph.D. 20 Molecular Immunology Molecular Immunology Cancer Biology Molecular Medicine Molecular and Cellular Biology Developmental and Stem Cell Biology Molecular Immunology Diabetes Complications and Metabolism Molecular & Cellular Endocrinology Molecular Medicine Cancer Biology; Diabetes & Metabolic Diseases Research Last Name Epps First Name Elizabeth Estephan Ghazarian Gutierrez Herrera-Ortegon Ho Renee Haike Roberto Alberto Michelle Holguin Hung Ishak Gabra Jacobo Leo Yu-Wen Mari Christina Jaramillo Richard Johnson Benjamin Kang Kim Yanan (Elaine) Byung-Wook Kuo Cheng-Fu Kurata Jessica Lee Michael Lennon Kathleen Li Chen Li Li Liu Liu Alice Xuxiang Ma Xiaoxiao Mentor John Rossi, Ph.D. & John Burnett, Ph.D. New 8/17 John Shively, Ph.D. New 8/16 New 8/16 John Rossi, Ph.D. & John Burnett, Ph.D. New 8/16 New 8/16 Mei Kong, Ph.D. Debbie Thurmond, Ph.D. John Termini, Ph.D. Don Diamond, Ph.D. New 8/16 Wendong Huang, Ph.D. Dept/Div Molecular and Cellular Biology Molecular Immunology Molecular and Cellular Biology Cancer Biology Molecular & Cellular Endocrinology Molecular Medicine Experimental Therapeutics Diabetes Complications and Metabolism Stephen Forman, Hematopoietic Cell M.D. Transplantation Ren-Jang Lin, Ph.D. Molecular and Cellular Biology Dustin Schones, Diabetes Complications Ph.D. and Metabolism Tijana Talisman, Molecular Medicine Ph.D. John Burnett, Molecular and Cellular Ph.D. Biology Yanhong Shi, Ph.D. Developmental and Stem Cell Biology Jacob Berlin, Ph.D. Molecular Medicine John Chan, M.D. & Cancer Biology Emily Wang, Ph.D. Wendong Huang, Molecular Diabetes Ph.D. 21 Last Name Magilnick First Name Nathaniel Mentor Mark Boldin, M.D., Ph.D. Jeremy Start, Ph.D. Mendez Carlos Minnix Murad Megan John Ortiz Jose Park Paulekas Ramos Anthony Shayla Cassandra Roberts Cai Samarasimhasubhashchandra Vishnu Sandhu Manbir Nagarajan Vaidehi, Molecular Immunology Ph.D. Setten Ryan Shahin Sophia John Rossi, Ph.D. & John Burnett, Ph.D. Carlotta Glackin, Ph.D. & John Rossi, Ph.D. Shalabi Shevchenko Soco Sundus Galina Charmaine Stapleton Kenneth Tapia Jazma Janice Huss, Ph.D. Thunen Tiet Alyssa Pamela Emily Wang, Ph.D. Jacob Berlin, Ph.D. John Shively, Ph.D. Stephen Forman, M.D. Hung-Ping Shih, Ph.D. New 8/16 New 8/16 David Ann, Ph.D. Dept/Div Molecular and Cellular Biology Cancer Genetics and Epigenetics Molecular Immunology Hematopoietic Cell Transplantation Translational Research and Cellular Therapeutics Diabetes and Metabolic Diseases Research Carlotta Glackin, Developmental and Ph.D. & John Rossi, Stem Cell Biology; Ph.D. Molecular and Cellular Biology Rama Natarajan, Diabetes Complications Ph.D. and Metabolism New 8/16 New 8/16 Don Diamond, Ph.D. Rama Natarajan, Ph.D. 22 Molecular and Cellular Biology Developmental and Stem Cell Biology; Molecular and Cellular Biology Experimental Therapeutics Diabetes and Metabolic Diseases Research Molecular & Cellular Endocrinology Cancer Biology Molecular Medicine Last Name Tobin First Name Steven Tongyuan Tran Tremblay Xue Thai Jacob Tsai Tu Urak Wang Jill (Linda) Jui (Rose) Ryan Dongrui Wang Wei-Le Wang Xichun Weist White Wise Michael Ethan Jonathan Xiong Min Zhang Zhang Yijia Jing Zirbes Arrianna Mentor Tijana JovanovicTalisman, Ph.D. New 8/16 Mei Kong, Ph.D. Hsun Teresa Ku, Ph.D. New 8/16 New 8/16 New 8/16 Stephen Forman, M.D. Mark Boldin, Ph.D. Dept/Div Molecular Medicine Cancer Biology Diabetes and Metabolic Diseases Research Hematopoietic Cell Transplantation Molecular and Cellular Biology Andrei Rodin, Diabetes and Metabolic Ph.D. Diseases Research John Shively, Ph.D. Molecular Immunology Jacob Berlin, Ph.D. Molecular Medicine Arthur Riggs, Ph.D. Diabetes and Metabolic & John Rossi, Ph.D. Diseases Research & Molecular and Cellular Biology Mark Boldin, M.D., Molecular and Cellular Ph.D. Biology Jacob Berlin, Ph.D. Molecular Medicine Zuoming Sun, Molecular Immunology Ph.D. New 8/16 23 Academic Calendar 2016-2017 2016 August 2016 3, 10, 17, 24, & 31 15 - 19 600B Scientific Writing core course for the 2015 incoming graduate students 1st day of enrollment for the 2016 nineteen (19) incoming graduate students Orientation week for the 2016 incoming graduate students 15 - 18 1st week of Responsible Conduct of Research core course 18, 19, 23, 25, 26, & 30 22 - 25 Faculty research presentations 22, 24, 26, 29, & 31 Lab Techniques and Concepts in Molecular Biology and Genetics core course Introduction to Grant Writing core course 15 29 - 31 2nd week of Responsible Conduct of Research core course September 2016 1 Faculty research presentations 1 Due by noon - the 2015 incoming graduate students doing the 4th lab rotations to provide the Petition for Selection of Advisor for Dissertation Research forms to the registrar Introduction to Grant Writing core course 1, 2, 6, 7, 8 & 9 2 2, 6, & 8 5 7, 14, & 21 Due by noon - the 2016 incoming graduate student to provide the list of three (3) potential faculty members for lab rotations to Kate Sleeth, PhD, the Associate Dean of Administration and Student Development Lab Techniques and Concepts in Molecular Biology and Genetics core course Labor Day holiday 9 - 30 600B Scientific Writing core course for the 2015 incoming graduate students Biochemistry and Structural Biology core course 9 - 30 Principles of Gene Expression core course 12 - 30 First laboratory rotation 24 30 Deadline for the 2014 incoming graduate students to pass Qualifying Exam II (QE II) oral presentations and written reports October 2016 1 2015 incoming students transitioning to second year 3 - 31 Biochemistry and Structural Biology core course 3 - 31 Principles of Gene Expression core course 3 - 31 First laboratory rotation 31 Due by noon - the 2016 incoming students to provide to the registrar the names of the 2nd lab rotation mentors November 2016 1-4 First laboratory rotation 1 - 30 Biochemistry and Structural Biology core course 2 - 30 Principles of Gene Expression core course 4 Beckman Symposium 8 First laboratory rotation presentations - Graff Library conference room, 2pm - 5pm Due by noon - the 1st laboratory rotation reports to be submitted to the registrar Second laboratory rotation 11 14 - 23, & 28 - 30 15 24 - 25* * Nov. 25 is the day off for only the 2016 incoming students. Deadline for the 2015 incoming graduate students to pass the Qualifying Exam I oral presentations and written reports. Thanksgiving holiday December 2016 1 - 19 Second laboratory rotation 2 - 19 Biochemistry and Structural Biology core course 2 - 19 Principles of Gene Expression core course 20 - 30* Christmas holiday * Dec. 20 - 23, & 27 - 30 are the days 25 off for only the 2016 incoming students. 2017 January 2017 2 New Year holiday 3 - 20 Second laboratory rotation 3 - 31 Cell Biology core course 4 - 30 Biostatistics core course 16 Due by noon - the 2016 incoming students to provide to the registrar the names of the 3rd lab rotation mentors Second laboratory rotation presentations, Beckman Center 5th floor conference room #5201, 2pm - 5pm Due by noon - the 2nd laboratory rotation reports to be submitted to the registrar Third lab rotation 24 27 30 - 31 February 2017 1 - 20 Biostatistics core course 1 - 28 Cell Biology core course 1 - 28 Third lab rotation 7, 14, 21, & 28 600A Scientific Writing core course 24 & 27 Computational Molecular Biology core course March 2017 1 - 24 Third laboratory rotation 1 - 27 Cell Biology core course 1 - 27 Computational Molecular Biology core course 7 & 14 600A Scientific Writing core course 15 Due by noon - the prospective graduates to confirm via email with the registrar if they plan to participate in the 2017 Graduation after receiving the approvals from their dissertation committees Third laboratory rotation presentations, Argyros Auditorium, 2pm 5pm 28 26 30 30 - 31 *Only for the 2016 incoming students Due by noon - the 2017 graduates to submit to the registrar the Graduation Guidelines Checklists signed by their mentors Spring break April 2017 1 3-5 *Only for the 2016 incoming students 6, 13, 20, & 27 30 Due by noon - the 3rd laboratory rotation reports to be submitted to the registrar Spring break Fundamentals of Scientific Research Core Course Research Staff Organization Event in Lake Arrowhead, CA May 2017 1-2 Research Staff Organization event in Lake Arrowhead, CA 4, 11, 18, & 25 Fundamentals of Scientific Research core course 29 Memorial Day observed June 2017 1, 8, & 15 Fundamentals of Scientific Research core course 9 Graduation July 2017 1 4 Due by noon - the 2016 incoming graduate students to provide the Petition for Selection of Advisor for Dissertation Research forms to the registrar Independence Day 27 Course Numbering as of May 27, 2016 COURSE ID COURSE NAME BIOSCI 500 BIOSCI 505 BIOSCI 502 BIOSCI 510 BIOSCI 520 BIOSCI 530 BIOSCI 540 BIOSCI 542 BIOSCI 543 BIOSCI 550 BIOSCI 560 BIOSCI 561 BIOSCI 562 BIOSCI 580 CREDIT UNITS GRADE Responsible Conduct of Research [R] 2 P, I, or F Concepts in Molecular Genetics Laboratory [R] 2 P, I, or F Introduction to Grant Writing [R] Biochemistry and Structural Biology [R] Principles of Gene Expression [R] 1 4 4 Cell Biology [R] 4 Biostatistics [R] 2 Bioinformatics [R] 2 Computational Molecular Biology [R] 2 Fundamentals of Scientific Research [R] 5 Laboratory Rotation I [R] Laboratory Rotation II [R] Pathology Mini-Course [E] offered by Dr. Cardiff, 2016 Graduate School Distinguished Visiting Professor from UC Davis 28 A~ C A~ C A~ C A~ C A~ C A~ C A~ C 5 P, I, or F 5 P, I, or F 5 Laboratory Rotation III [R] P, I, or F 1 P, I, or F P, I, or F BIOSCI 600 Scientific Writing [R] BIOSCI 600 A Scientific Writing A [R] BIOSCI 610 Ethical Issues in Stem Cell Biology and Medicine [E] BIOSCI 615 Advanced Topics in Comparative Medicine: The Mouse in Biomedical Research [E] Advanced Comparative Medicine I [E] BIOSCI 620 Advanced Cancer Biology [E] BIOSCI 616 BIOSCI 625 BIOSCI 630 BIOSCI 635 BIOSCI 640 BIOSCI 645 BIOSCI 650 BIOSCI 655 BIOSCI 660 BIOSCI 680 BIOSCI 700 BIOSCI 701 Advanced Comparative Medicine II [E] 1 P, I, or F 2 3 3 3 3 Advanced Immunology [E] 3 Advanced Neurosciences [E] 3 Advanced Virology [E] 3 Advanced Stem Cell Biology [E] Advanced Stem Cell Research and Medicine [E] Advanced RNA [E] Advanced DNA Repair, Epigenetics, and Cancer [E] Advanced Epigenomics [E] Advanced Topics in Medicinal Chemistry: Drug Delivery [E] Comparative Medicine Journal Club [E] * Current Science Journal Club [E] * P, I, or F 1 BIOSCI 600 B Scientific Writing B [R] BIOSCI 601 2 29 3 3 3 3 3 3 1 1 P, I, or F P, I, or F A~ C A~ C A~ C A~ C A~ C A~ C A~ C A~ C A~ C A~ C A~ C A~ C A~ C P, I, or F P, I, or F BIOSCI 702 DNA Repair Journal Club [E] * 1 P, I, or F BIOSCI 704 Immunology Journal Club [E] * 1 P, I, or F BIOSCI 703 BIOSCI 705 BIOSCI 706 BIOSCI 707 BIOSCI 708 BIOSCI 709 BIOSCI 710 BIOSCI 711 BIOSCI 730 BIOSCI 740 BIOSCI 760 BIOSCI 800 Epigenetics & Chromatin Structure Journal Club [E] * Protein Post-Translation Modification Journal Club [E] * RNA Journal Club [E] * Signaling and Regulation with Translational Focus Journal Club [E] * Stem Cell Journal Club [E] * Structural and Chemical Biology Journal Club [E] * Tumor Immunology Journal Club [E] * RNA and Epigenetics & Chromatin Structure Journal Club [E] * Leading-Edge Lecture Seminar [E] * Lab Research [R] - after lab rotations and before advancement to candidacy * Independent Study [E] Research for Dissertation [R] - prerequisite: advancement to candidacy * 1 1 1 1 1 1 1 1 1 8 3 12 P, I, or F P, I, or F P, I, or F P, I, or F P, I, or F P, I, or F P, I, or F P, I, or F P, I, or F P, I, or F P, I, or F P, I, or F * = Repeatable course E = Elective. Students are required to take two 600 series elective courses after the first year of study & be continuously enrolled in at least one of BIOSCI 700 - BIOSCI 729 Journal Clubs . F = Fail I = Incomplete IP = In Progress P = Pass R = Required W = Withdraw 30 Academic Program Overview City of Hope's Irell & Manella Graduate School of Biological Sciences offers a rigorous program of course work and laboratory research culminating in a Ph.D. degree. The goal is to develop professionally trained scientists, prepared for a career in academic, medical or industrial research. Time to complete the program varies, depending on a student’s previous experience and the dissertation project chosen. The First Year During the first year, the student must complete: • • • Core Curriculum Three laboratory rotations (~8 weeks each). Students are required to write a report and make an oral presentation for each lab rotation. Two Leading-Edge Lecture Seminars The Core Curriculum is the main lecture requirement. It consists of eight courses, one lab and an advanced topic course. • • • • • • • • Responsible Conduct of Research (taken during Orientation) Biochemistry and Structural Biology Principles of Gene Expression Cell Biology Biostatistics Computational Molecular Biology Fundamentals of Scientific Research Scientific Writing Laboratory Education is the foundation of the Ph.D. program. The lab rotations enable the student to focus on a research topic and mentor. The Leading-Edge Lecture (LEL) Series is a student-run endeavor. Each year the students select eight biomedical scientists to present a research seminar. Before each talk, the students and a LEL faculty advisor will meet for a presentation and discussion session. Here, a student sponsor will summarize one or two of the most relevant articles by the invited scientist and lead a discussion of the techniques and data with the other students. Students will then attend the seminar and lead the question and answer session that follows. First-year students are required to attend at least two LeadingEdge Lecture events. 31 Toward the end of the first year, students are required to select the laboratory for their dissertation research. They also select the topic and faculty committee for their qualifying examination part one. After The First Year • • • Take two additional advanced topic elective courses Join a journal club to review current literature Complete qualifying examination two and advance to candidacy Present a written dissertation for examination by four members of City of Hope staff and one qualified member from an outside institution. Credits One hour of credit is defined as at least one hour of classroom instruction and a minimum of two hours of outside-of-classroom study for ten weeks for one trimester hour of credit. Laboratory research and seminar courses shall have an equivalent level of effort, with one credit hour being awarded for three hours of research or study. Fulltime status is defined as a minimum of fifteen hours per trimester. Each core course provides the student with 1-5 credits. Each seminar, workshop, research report meeting, journal club or tutorial will provide two credits per semester of attendance at City of Hope's Irell & Manella Graduate School of Biological Sciences. Research and dissertation preparation provides 10 credits per semester, following completion of the core curriculum and research proposal. This will result in the accumulation of a minimum of 30 credits per year. The written dissertation must be presented by the student for examination by four members of the City of Hope staff and one qualified member from an outside institution. The dissertation must be orally defended, and completion of the requirement will be finalized by approval of the document by the dissertation committee. 32 Grading System Students will receive letter grades for their course work. Students must receive a grade of 80 percent or above (B- or better) in all course work to continue in the program. Non-graded courses receive a Pass, Fail or Incomplete. GOC Suggested Grading Scale Letter Grade A+ A AB+ B BC+ C CD+ D DF Grade Change Policy Percentage 97% - 100% 93% - 96% 90% - 92% 87% - 89% 83% - 86% 80% - 82% 77% - 79% 73% - 76% 70% - 72% 67% - 69% 63%-66% 60% - 62% 0% - 59% GPA 4.00/4.00 4.00/4.00 3.67/4.00 3.33/4.00 3.00/4.00 2.67/4.00 2.33/4.00 2.00/4.00 1.67/4.00 1.33/4.00 1.00/4.00 0.67/4.00 0.00/4.00 Pass Pass Pass Pass Pass Pass Fail Fail Fail Fail Fail Fail Fail Evaluating student work and maintaining academic standards are the responsibility of the faculty, and faculty decisions about grades will only be overruled in cases where there is clear evidence of arbitrary and/or inconsistent grading. If a student wishes to challenge a grade, the student should discuss the grade with the course coordinator. If the matter cannot be resolved at this level, the student should make a request to the Dean to appoint a three person Grade Change Committee, which will include the course coordinator, and two faculty actively involved in teaching and/or curriculum, but excluding the Dean or Associate Deans. The Dean will also appoint one member as the Chair (not the course coordinator), who will work to find consensus, but the final decision will be made by committee majority vote. This committee will consider the grading issue separate from any potential consequences of the grade for the student's academic standing, which is covered under a separate policy (see Academic Standards section). 33 City of Hope/Beckman Research Institute and University of Southern California Residency and Graduate Training Program in Laboratory Animal Medicine The City of Hope/Beckman Research Institute (COH/BRI) and University of Southern California (USC) Residency and Graduate Training Program in Laboratory Animal Medicine is a 3-year residency training component (primarily at USC – laboratory animal medicine resident) and 5-year combined residency and graduate training component (primarily at COH/BRI – laboratory animal medicine fellow) program designed to support preparation toward American College of Laboratory Animal Medicine (ACLAM) board certification and to prepare individuals for academic careers in the biomedical sciences, laboratory animal science, and comparative medicine. The training program includes a full spectrum of clinical rounds, seminars, special projects pertaining to laboratory animal medicine, diagnostics, animal care and use, and teaching assignments. Laboratory animal medicine residents/fellows provide clinical services and veterinary care to the centrally administered support service for animal research and teaching programs at the COH/BRI Department of Comparative Medicine (DCM) Animal Resources Center (ARC) and USC Department of Animal Resources (DAR) facilities. The training program provides postdoctoral (DVM) laboratory animal medicine residents/fellows with the intellectual depth and breadth, and appropriate clinical and research training in laboratory animal medicine, laboratory animal/comparative pathology, and comparative medicine. Training includes a research component that involves the application of the scientific method as applied to a basic or clinical research project. The laboratory animal medicine residents/fellows may fulfill this requirement through the conduct of an independent, original project or as a collaborator working within the laboratory of an established investigator. Preparation of a manuscript for presentation/publication in a refereed journal in an appropriate discipline is required for successful completion of the training program. The Doctorate of Philosophy (PhD) in Biological Sciences is utilized as the graduate degree component of the 5-year combined residency and graduate training program and provides ample opportunities for specific training in the development of biomedical models and research methodology as well as in other areas important for specialty board certification by the ACLAM. The Training Program Directors are: Dr. Richard W. Ermel DVM, MPVM, PhD, DACLAM Chair/Professor – Department of Comparative Medicine Director – Animal Resources Center; City of Hope/Beckman Research Institute Dr. Donald Casebolt DVM, MPVM, DACLAM Director – Department of Animal Resources Associate Professor – Clinical Pathology; University of Southern California 34 Residency and Graduate Training Program in Laboratory Animal Medicine Schedule for Laboratory Animal Medicine Fellows (4 Quarters/Year) Year 1 Summer Fall Winter 15% Didactic Training 85% Clinical Rotations Courses: Advanced Topics in Comparative Medicine (ATCM); Responsible Conduct of Research 15% Didactic Training Courses: ATCM; Grant Writing; Scientific Writing; Gene Expression; Biochemistry and Structural Biology 15% Didactic Training Courses: ATCM; Biostatistics; Cell Biology; Computational Molecular Biology Spring 15% Didactic Training Courses: ATCM; Fundamentals of Scientific Research; Scientific Writing 15% Didactic Training 35% Clinical Rotations 50% Laboratory Rotation (eight-week rotation) Course: ATCM 15% Didactic Training 35% Clinical Rotations 50% Thesis Research Course: ATCM Research Proposal PhD Qualifying Exam - Part I 15% Didactic Training 35% Clinical Rotations 50% Thesis Research Course: ATCM 15% Didactic Training 85% Thesis Research Course: ATCM 15% Didactic Training 85% Thesis Research Course: ATCM Dissertation PhD Qualifying Exam - Part II 15% Didactic Training 85% Thesis Research Course: ATCM 15% Didactic Training 85% Thesis Research Course: ATCM Year 4 15% Didactic Training 85% Thesis Research Course: ATCM 15% Didactic Training 85% Thesis Research Course: ATCM 15% Didactic Training 85%Thesis Research Course: ATCM 15% Didactic Training 85% Thesis Research Course: ATCM Year 5 15% Didactic Training 85%Thesis Research Course: ATCM 15% Didactic Training 85% Thesis Research Course: ATCM 15% Didactic Training 85% Thesis Research Course: ATCM Defend PhD Thesis/Dissertation Course: ATCM Year 2 Year 3 15% Didactic Training 35% Clinical Rotations 50% Laboratory Rotation (eight-week rotation) Course: ATCM 35 Policies Academic Standards The Faculty and Staff of the Irell & Manella Graduate School of Biological Sciences value high academic standards and believe that they are critical to ensure the overall quality of the Graduate School. The Graduate Oversight Committee (GOC), in consultation with the Deans of the School, shall oversee the academic standards of the Ph.D. program including verification of fulfillment of academic and graduation requirements. Satisfactory Academic Progress All enrolled students are required to demonstrate good academic standing and satisfactory progress toward their degree. Students with particular questions concerning satisfactory progress should contact the registrar or the interim Associate Dean of Administration and Student Development. The following policy statements describe the general parameters for satisfactory academic progress at the Irell & Manella Graduate School of Biological Sciences at City of Hope. Academic Standing Students are expected to make satisfactory academic and professional progress throughout their academic program. Satisfactory Academic Progress Satisfactory Academic Progress and good academic standing are generally defined as: • Meeting the professional and academic expectations as defined in the degree requirements section in the Student/Faculty Handbook • Behaving consistently with professional and ethical standards as outlined in the • Ethical Principles and Practices in the Student/Faculty Handbook • Completing academic and educational projects, reports, and programs by deadlines Unsatisfactory Progress The following are grounds for determining that satisfactory progress in the academic program is not being made: • Failure to maintain a B average • Failure to complete required seminars, journal club, or rotations by deadlines • Failure to complete required seminar or rotation reports by due dates as indicated in the Student/Faculty Handbook • Failure to adhere to all Qualifying Examination guidelines and deadlines as defined in the Student/Faculty Handbook 36 • • • • • • • • • • Failure to adhere to all Dissertation guidelines, meetings, and deadlines as defined in the Student/Faculty Handbook Receipt of a “Fail” or “Incomplete” grade in a course, seminar, journal club, required activity, or laboratory rotation Failing a qualifying examination Violation of professional or ethical conduct policies Little or no progress on the dissertation, as determined by dissertation mentor and/or yearly committee meetings Failure to comply with school and/or City of Hope rules and procedures Failure to submit student fees Evidence of personal factors (interpersonal or intrapersonal) that may hinder the student’s professional and academic competence Violation of Student/Faculty Handbook policies and procedures Violation of City of Hope policies and procedures Failure to Meet Standards At the close of each semester the academic status of every student will be audited. All students who have met standards for academic progress will be deemed to be in “Good Standing”. Any student who has failed to meet the standards described above will have their file reviewed by the GOC. The following sanctions will apply to any student not in Good Standing: • • • A registration hold may be placed on the student record which will prohibit registration for courses. This also includes auditing a course. The student may not apply for travel funding, institutional fellowships, or other Graduate School funding. The student may not submit to or collect business requests from the registrar’s office. This may include certifications, loan deferrals, proof of student status, academic audits, diploma requests, official or unofficial transcripts, and grade requests. Exceptions to Academic Regulations A request for an exception to a published Graduate School academic policy or a request for any special academic privilege must be made in writing and initiated through the submission of the Academic/Administrative Exception Form (See appendix A for form). All documentary evidence in support of each application for academic exception or academic privilege should be submitted with the written request. Each case will be decided on its own merits. All exceptions, waivers and special privileges are subject to review by a Dean and/or the GOC for a final decision. Students are encouraged to maintain their own personal copies of all paperwork submitted. 37 Sanctions When a student does not meet the standards for adequate academic progress, the following procedures will be used to determine whether the student is failing to make satisfactory progress and/or whether an ethical or behavioral problem exists. The GOC will review all student cases of students who are not in Good Standing and for cases which result in a finding of insufficient academic performance or progress, professional practice field training unsuitability, or unethical or inappropriate behavior the following actions may be recommended. 1. Warning Warning Status, with or without a remediation plan, can be recommended by the GOC when a student’s academic work or professional development falls below the Graduate School’s standards but the nature of the difficulty or infraction does not require more serious or more immediate action. 2. Probation Probationary status is recommended when a student’s academic progress or professional development has been inconsistent with the Graduate School’s requirements. A student is given a specific amount of time (usually one term) in which to remediate the cause(s) of probation or will otherwise face dismissal from the program. The GOC will make the final determination regarding the length of time to remediate. When the GOC acts to implement Warning or Probation status, the interim Associate Dean of Administration and Student Development in conjunction with the Academic Deans will be responsible for monitoring and advising the progression of a student in a remediation plan. The process for monitoring students includes regular reports from students and/or their advisors, reviewing student files and, as necessary and appropriate, recalling students to the GOC. It shall be the responsibility of the GOC in such circumstances to review the case and to determine whether the student has completed all of the requirements of the remediation, in which case the removal of the Probationary status will be recommended. In the event that the GOC determines that the conditions that resulted in Probation have not been remediated, the GOC may recommend other action including a) continuance of the status of Probation or b) that a more severe sanction be imposed. 3. Mandatory Leave of Absence A student is recommended for Mandatory Leave of Absence in those cases in which the academic work or professional development, in the opinion of the Dean of the Graduate 38 School, and taking into consideration the GOC’s recommendations, requires serious remediation that necessitates withdrawal from the Graduate School in order to complete the required remediation. Required leave of absences may result in the termination of stipend payments. 4. Termination A student may be terminated from the academic program when conditions are judged to be of a serious nature and are not judged to be remediable, insufficient grade point average and/or multiple Incompletes or Fail grades occurs, or when a serious violation of the Graduate School’s standards of conducts and ethics occurs or when a student has failed to remediate previously identified deficiencies within the specified time. Dismissal and Suspension Policies Students may be suspended or dismissed as a result of unsatisfactory performance as judged by their advisor or dissertation committee. The grounds for dismissal are: 1. twice failing a required course; 2. failing a qualifying examination; 3. unsatisfactory performance as judged by the thesis committee; 4. unethical performance - scientific misconduct, plagiarism, cheating; 5. unexcused failure to meet graduate school requirements; 6. prolonged, unexcused absence; 7. violation of applicable laws and policies, including but not limited to those set forth herein, or other inappropriate misconduct, as may be determined by the Dean of the Graduate School; 8. unauthorized leaves of absence or failure to return from an approved leave. One of the consequences of unsatisfactory academic performance is that it inevitably slows a student’s progress toward the doctoral degree. A student who has failed two of the first-year courses is not eligible to take the Fundamentals of Scientific Research course. A student who has not passed the core curriculum courses may not take the qualifying examination until the course(s) has been passed. Another consequence of unsatisfactory academic performance is that a student is not eligible for travel grants and merit fellowships. Grievance Procedure Student appeals and grievances should be addressed to the Dean of the Graduate School within thirty days of the date of the action notice. Students will be entitled to a 39 hearing, if an appropriate, timely request is made, as determined by the Dean. The request for a hearing should include the student's reasons for requesting the meeting and name parties, if any, who the student believes are pertinent to the grievance. Within thirty days, the Dean will constitute an ad hoc grievance committee comprising at least two faculty members, two student members, and one Associate Dean who will chair the committee. None of the members of the committee should be personally involved in the subject matter of the grievance. The grievance committee shall interview parties as they see fit, including those suggested by the student, and gather all materials from the Graduate School that allow them to make a fair and unbiased decision which they should submit to the Dean within thirty days after constitution of the committee. The Dean shall inform the student of the committee's decision within fifteen days of receipt of the decision, and indicate if the Dean supports the committee's decision. If the Dean does not support the committee's decision, the Dean shall indicate the reason in writing. All cases for dismissal will be brought before the GOC who will make a recommendation to the Dean of the Graduate School. The Dean will make the final decision in all cases. The proceedings shall become part of the student's record. Title IX - Equal Education Opportunities The Graduate School wants its students to be fully informed about Title IX of the Education Amendments of 1972, 20 U.S.C. § 1681 et seq. (1988), which prohibits sex discrimination in federally assisted education programs. This law states in part: No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance . . . The Title IX coordinator for City of Hope's Irell & Manella Graduate School of Biological Sciences is George Vukazich, Senior Director of Human Resources, located in Human Resources, Modular 146, (extension 68812). 40 The purpose of the Title IX coordinator is to coordinate the Graduate School’s efforts to comply with and carry out its responsibilities under Title IX. The graduate school has adopted grievance procedures to govern the resolution of complaints alleging any action prohibited by Title IX. These procedures are attached as Appendix B to the student handbook disseminated annually to students and are also available from the Title IX coordinator. Harassment / Discrimination The Graduate School is committed to providing an environment that is free from discrimination and harassment. No one may be discriminated against because of national or ethnic origin, sex, sexual orientation, marital status, race, age, color, citizenship or disability. Harassment in any form is prohibited, including verbal, physical and visual sexual harassment. Any student who believes he or she has been harassed by a fellow student, staff member, advisor, or representative of the institution should promptly report the incident to Title IX Coordinator, George Vukazich, Senior Director of Human Resources, located in Human Resources, Modular 146, (extension 68812). Reasonable Accommodation The Graduate School complies with the Rehabilitation Act (Section 504) and the Americans with Disabilities Act (ADA), and has adopted a policy that assures continued reasonable accommodation will be provided for students with disabilities so they can participate fully in the educational program and activities. The general definition of a student with a disability is any person who has “a physical or mental impairment which substantially limits one or more of such person's major life activities,” and any person who has “a history of, or is regarded as having, such an impairment.” The Graduate School is not required by law to change the “fundamental nature or essential curricular components of its programs in order to accommodate the needs of disabled students,” but it must provide reasonable academic accommodation. Students with learning disabilities as well as physical disabilities may register for accommodations with George Vukazich, Senior Director of Human Resources, located in Human Resources, Modular 146, (extension 68812). Use of Alcohol / Illegal Substances Use of alcohol or drugs that violates applicable laws is strictly prohibited. In addition, students must comply with rules regarding campus activities involving the legal use of such substances. 41 The illegal or abusive use of alcohol and/or other drugs by student’s impacts educational outcomes. For this reason, the Graduate School is committed to providing an environment free of illegal drug and alcohol use. Students needing assistance in addressing issues involving drug or alcohol use are encouraged to seek help through the Horizon Health assistance plan offered to students, which may be accessed by calling (888) 293-6948 / TTD (866) 846-5949. This service is available 24 hours a day, 365 days a year. Alcohol Expectations regarding alcohol use include, but are not limited to, the following: 1. The purchase, possession, or consumption of any alcoholic beverages (including beer and wine) by any person under the age of 21 is prohibited. 2. Alcoholic beverages will not be provided to individuals under 21 years of age. 3. The selling, either directly or indirectly, of alcoholic beverages (including beer and wine) except under the authority of a California Alcoholic Beverage Control Board license is prohibited. This includes selling cups, mixes, ice, tickets for admission, required donations, etc. 4. The serving of alcohol to an intoxicated person or to the point of intoxication is prohibited. 5. The act(s) of being drunk and disorderly in public view, including on campus and public sidewalks and walkways surrounding the campus, is prohibited. 6. Behavior that is disruptive or abusive to others as a result of using intoxicants. Alcohol and Event Planning Individuals planning on serving alcohol at any on-campus function must get prior approval. Contact the Registrar for additional information. Approval must be obtained for all events on campus. Drug Policy The Graduate School expects all students and student groups to comply with all local, state and federal laws regarding the use, possession, sale or consumption of illegal drugs. It is the responsibility of each individual to be aware of, and abide by, all federal, state and local ordinances and university regulations regarding the same. Current laws provide for severe penalties for violations which may result in criminal records. 42 Tobacco Policy The use of tobacco is prohibited on City of Hope premises, including in student housing. Respectful Treatment of Others The Graduate School is a multicultural community of people from diverse racial, ethnic and class backgrounds, national origins, religious and political beliefs, physical abilities, and sexual orientations. Our interactions are enriched by our acceptance of one another, and we strive to learn from each other in an atmosphere of positive engagement and mutual respect. Students are expected to take responsibility for awareness of racism, sexism, ageism, xenophobia, homophobia, and other forms of oppression. Discrimination will not be tolerated in our community. This includes, but is not limited to, verbal or written abuse, threats, harassment, intimidation, or violence against person or property. In this context, we do not accept alcohol or substance abuse as an excuse, reason, or rationale for such abuse, harassment, intimidation, or violence. Such inappropriate behavior will subject a student to discipline. Payroll Categories Students are not employees. They may receive stipends or other forms of compensation and such payments may be processed via City of Hope’s payroll system. For purposes of payroll, graduate students will be separated into two categories with the following titles: • Graduate Student/Non-Employee (this designation is only for students provided a Graduate Research Assistantship; that is, students in the second year and beyond) • Graduate Student/Non-Employee1 (this designation is only for students provided a stipend) These distinct categories will allow the administration to better track required tax withholding for domestic and foreign students, and will provide a means to ensure the accuracy of time and effort reporting. 43 Payroll Method - Payroll (W-2) versus Accounts Payable (1099) • Graduate Student/Non-Employee Even though the Graduate Student/Non-Employee (students in their second year and beyond) is not an “employee,” they may receive stipends or compensation via the COH payroll system so that the required tax withholdings can be adequately calculated and tracked. Students, unlike employees, are exempt from paying Federal Insurance Contributions Act (FICA). Graduate Student/Non-Employees will receive a W-2 and will need to file a tax return annually, per Internal Revenue Service (IRS) and California Franchise Tax Board (FTB) guidelines. These students will need to complete a new W-4 form and provide updated home address information by April 1. • Graduate Student/Non-Employee1 Graduate Student/Non-employee1 (first-year graduate students), will receive stipends or compensation via City of Hope’s Accounts Payable system. Foreign students in this category will receive a 1042-S and will need to file a tax return annually, per IRS and California FTB guidelines. City of Hope cannot set up a savings account for student taxes. Students are free to set up their own savings accounts and set aside funds for taxes. Direct Deposit All graduate students will have the ability to have their payments “direct deposited.” Any student wishing to participate in direct deposit must complete a direct deposit form and attach a canceled check, and submit these items to Payroll. PeopleSoft Access Graduate students in their second year and beyond will be active in PeopleSoft and will be able to log in and access personal information. Attendance Students are required to be in attendance full time for both instructional and research activities. A leave of absence will be granted in exceptional cases only by the Dean of the Graduate School. 44 The student commitment is full time, with reasonable consideration for holidays, vacation, illness, and maternity leave, as described below. Students are expected to work hard and make steady progress on their dissertation topic because the outcome of their research impacts their advisors, colleagues in the lab, and the entire institute. Students are discouraged from engaging in part-time employment on the side as this will diminish the quality of their research and slow their progress toward degrees. Occasionally, an advanced student may begin to transition to his/her next position, such as teaching part-time at night, but this or any other part-time employment may be done only with the permission of the student’s advisor. Leave of Absence The student’s advisor and the Graduate School Office must be informed when a student is not available to conduct his/her lab research or attend classes. Students are provided ten sick days per year. If a student has a serious illness or personal emergency that requires more than ten days, he/she may request a leave of absence from his/her advisor and the Graduate School Office by submitting the Absence Request Form (Appendix C). If a student goes on approved leave, the School or the advisor will continue stipend payments and benefits up to a maximum of thirty working days per calendar year, provided that the student is in good academic standing. After thirty days, if the student is unable to return due to illness, he/she may receive only 60% of his/her stipend by applying for short-term disability insurance. To get a claim form, students must contact Candace Nicholson at [email protected] or 949-583-2925 x414. If at all possible, students should avoid going on leave as this may slow their progress and could require developing a new project upon their return. The maximum leave is one year; longer leaves must be approved by the Dean. Students returning from a leave must inform the Graduate School Office at least one month before returning. In the case of leaves shorter than two months, prior to commencing the leave, the student and the Graduate School Office may agree upon a return date and any required advance notification prior to return. Students with questions regarding leaves should contact the Graduate School Office for more information. Parental Leave When a student learns that he/she is expecting a baby, he/she should tell the advisor and Graduate School Office immediately to plan for the event. Expectant mothers and fathers may take thirty working days for parental leave, during which time the student will continue to receive stipend and benefits. Students should submit the Absence Request Form (Appendix C) in advance of the leave. The student could extend the leave using some of the 22 days mentioned in the next "Vacation" section, but should caution against using all 22 days at once, since these days are meant to last the year. Deadlines 45 and requirements may be extended to accommodate the parental leave. Students with questions regarding parental leaves should contact the Graduate School Office for more information. Vacation The graduate school encourages students to take vacation days and holidays as part of maintaining a healthy work/life balance. The Graduate School offers students ten days of vacation, and twelve holidays, for a total of 22 days per year. The number of holidays is based on six standard holidays (New Year’s Day, Memorial Day, July 4th, Labor Day, Thanksgiving, and Christmas) and six floating holidays. While vacation days are for personal time off, holidays are distinct from vacation days in that they refer to particular days of some for personal significance, such as a cultural holiday, or a day surrounding standard holidays (e.g. the day after Thanksgiving). However, in practice holidays and vacation days can be used interchangeably (with a total of 22 days per year). To use a vacation day or holiday, students should take the following steps. 1. Vacation or holiday plans should be discussed and approved by the student's mentor. 2. A filled-out Absence Request Form should be submitted to the student's mentor for approval before submitting it to the Graduate School Registrar, and the mentor's business manager. The purpose of this Absence Request Form is to have accurate information on who is on campus, which is important in the case of an emergency, as one example. In contrast, this form is not to be used to reflect any change in the students status. The student stipend is guaranteed regardless of vacation or holiday usage. For standard holidays, an Absence Request Form is not required. It is the responsibility of the mentor to implement the policy by monitoring student attendance. A student that exceeds the days allowed by this policy is subject to academic probation. In such an instance, mentors should contact the Interim Associate Dean of Administration and Student Development. In general, the Interim Associate Dean of Administration and Student Development can be contacted regarding questions or conflicts about how to implement the policy. Any such conflicts or details that are not readily resolved at this stage will be reviewed by the GOC. For Absence Request form see Appendix C. International Students When travelling internationally ensure your I-20 document has been signed by a designated institutional official. These are the interim Dean of Administration and Student Development, the Academic Programs Administrator or Sherri Pattanakiat. 46 Benefits Students receive medical and dental benefits through Garnett Powers, and they are administered through City of Hope Human Resources. Details about benefits may be found at http://www.garnett-powers.com/coh . Student Fees Student fees of $75 are collected twice a year. First-year students must pay by check or cash. Advanced students pay by payroll deduction (October 1 and March 1). Student Loans There are very few avenues for graduate student loans. • Stafford loans: Most graduate students can borrow up to $20,500 a year in federal Stafford loans and cannot exceed $138,500 between undergrad and grad school. Those limits jump to $47,167 annually, with a lifetime cap of $224,000, for students in certain health fields. Graduate students only qualify for unsubsidized Stafford loans, which begin accruing interest immediately. • Perkins loans: Graduate students with limited financial resources may qualify for a Perkins loan, but experts warn that these funds are few and far between. While the Perkins loan is a federal program, the funds are doled out by the institution and loan payments are made directly to the school. Qualifying students can receive up to $8,000 a year in Perkins loans, which come with a fixed interest rate of 5 percent. Unlike Stafford and PLUS loans for graduate students, interest on Perkins loans does not begin accruing until nine months after graduation. The registrar of the Irell and Manella Graduate School of Biological Sciences of City of Hope assists its graduate students in good academic standing to defer their government and private undergraduate study loans. When a graduate student in good academic standing needs to provide a certification of current enrollment letter to his/her private loan agency, the registrar can also help with this matter. Hardship Supplement Students with demonstrable financial hardship can apply to the graduate school for an annual “Hardship Supplement”. Supplements will be provided as funding permits. Applications should be submitted to the Interim Associate Dean for Administration and Student Development. Form can be found in Appendix D. To apply the student must also supply a complete budget with a request for a specific dollar amount per month. Additional documentation may be requested to demonstrate financial hardship. The supplement if awarded will be available for one year and must be renewed by reapplication each year. The student must demonstrate that they are eligible for each request. To qualify students must be in good academic standing. 47 Degree Requirements The Graduate Program in Biological Sciences will grant a Ph.D. degree upon completion of all of the necessary requirements. The time spent in the program will be devoted to full-time study and research, and the number of years dedicated to this pursuit will depend on the student’s prior training and the dissertation project chosen. As students approach graduation, they may have opportunities to teach part-time, with the permission of their dissertation advisors. Though courses, qualifying examinations, and time spent conducting experiments are all necessary, they are not sufficient for obtaining a Ph.D. The standards by which a student’s research and dissertation are evaluated by the faculty are set forth below. During the first year, the student must complete the core curriculum and three laboratory rotations (~8 weeks each). Students must receive a grade of B or better in all course work to continue in the program. If a student does not pass a class for any reason, the GOC will determine whether the student must repeat the entire class or simply the sections that the student failed. Students who cannot complete a class for any reason are responsible for communicating with the course instructors and the school administration regarding their reasons for withdrawing. It will be at the discretion of the instructors, course coordinator, and GOC to decide whether the student will receive a fail or an incomplete. Because classes are only offered once a year, students are strongly discouraged from withdrawing from a class. Students who fail a class will have an F on their permanent record, but if they repeat and pass the class the new grade will also be recorded on the transcript and the fail will not be calculated on the grade point average. Rotations earn ten credits each and are graded P/ F. Students must pass three rotations to advance to candidacy. The core curriculum is the main lecture requirement. It contains eight courses: Biochemistry and Structural Biology, Principles of Gene Expression; Cell Biology, Biostatistics, Computational Biology, Fundamentals of Scientific Research (FSR), Responsible Conduct of Research, and Scientific Writing. Students must be in good academic standing to take the qualifying examinations and advance to candidacy. 48 A credit is defined as one hour of contact per week, per semester. (Fall and Spring comprise the semesters, with laboratory work conducted throughout the Summer as well.) The Core Curriculum provides the student with 16 credits. After completing the first-year courses, the student must pass a two-part Qualifying Examination. Part One, the Research Proposal, is an NIH-style hypothetical experimental proposal. Part Two, the Dissertation Proposal, is an NIH-style experimental proposal based on the student’s actual dissertation topic. Students after the first year are required to take a two-credit literature based journal club every year, graded P/F. Special tutorials may be provided, as needed, on an individual basis. Students are also required to attend and participate in the two-credit Leading-Edge Lecture Series, a seminar series conducted by the students. Each year the students invite eight prominent scientists to present a seminar. Advanced students must attend six sponsors meetings and seminars to pass; first-year students must attend two sponsors meetings and seminars. Research and dissertation preparation provide 10 credits per semester. This will result in the accumulation of a minimum of 38 credits per year. Each graduating student has up to six months to finish his/her written dissertation after he/she passes the oral defense. Although a student may receive a Ph.D. diploma, he/she will not be considered a graduate of the program unless the written dissertation is timely completed. Transfer Credit Transfer credit as defined by Irell & Manella Graduate School of Biological Sciences includes two distinct situations. First, transfer credit for classes taken prior to acceptance into the graduate program will not be given. This includes classes taken while the student was an undergraduate and a graduate student, no matter the courselevel. Second, transfer credit for classes taken after acceptance into the graduate program will be given. Only one such course may be transferred to the graduate program. All courses to be taken for transfer credit must be approved by the GOC and be recorded on the students’ transcript as such. Students must earn a B or better to receive course credit. 49 Graduate Student Travel Awards The Graduate School encourages second-year graduate students and beyond to attend national and international scientific meetings. Students planning to attend meetings are expected to apply to the meeting organizers for student assistance funds. In addition, as funding permits, the School will grant up to $1000 of support to graduate students who wish to present their work at scientific meetings to offset the costs of registration, travel, lodging, and food. Students will be reimbursed for expenses after submitting their receipts to Marina Sanchez. To qualify, students must be in good academic standing and presenting their research at the conference. Students must apply before the meeting. Applications should be submitted to the Interim Associate Dean of Administration and Student Development. The application must include an abstract of the research the student will be presenting, proof that the student has applied for meeting assistance, an itemized budget (see below), and a copy of the meeting announcement. Preference will be given to students who have not previously received an award. Graduate Student Travel Budget Request Student Name: Advisor: Application Date: Destination: Purpose of Trip: Dates of Trip: Registration Fee: Estimated Travel Costs: Estimated Lodging and Per Diem Food Costs: Total Costs: Form can be found in Appendix E. 50 PATH TO GRADUATION 53 Ethical Principles and Practices Academic Honesty of Students - Academic Integrity Committee Overview Since the scientific research enterprise is built upon a foundation of trust, unethical student activity, such as fabrication, plagiarism, and cheating, shall be dealt with firmly. The Academic Integrity Committee (AIC) (chaired by the Associate Dean) will investigate allegations of improper student behavior, including fabrication, plagiarism and cheating. The findings of the Committee will be transmitted to the Dean, and the Dean, in consultation with the GOC, shall determine what, if any, disciplinary action shall be taken. The possible consequences of violations of academic integrity range from a reprimand in the student’s file to suspension or dismissal from the program. Appeals should be addressed to the Dean of the Graduate School. AIC Jurisdiction The AIC will fall under the jurisdiction of the Graduate Student Organization (GSO) and the GOC. When necessary, the AIC will present updates to the GSO Student Body at GSO meetings being sure to maintain individual students’ anonymity. Also, when necessary, the GSO President will present the recommendations of the AIC to the members of the GOC. AIC Membership The AIC will be composed of three voting members. These voting members will be the President and the Secretary of the Graduate Student Organization (GSO) unless the issue is regarding one of these students. The Associate Dean will serve as the AIC Chair. The AIC Chair will be responsible for organizing AIC meetings, delegating responsibilities amongst the other members of the AIC, and reporting to the GSO Student Body at GSO meetings. In addition to the AIC Chair, one voting member will be elected by the committee to serve as the AIC Secretary. The AIC Chair cannot serve as the AIC Secretary. The AIC Secretary will be responsible for taking detailed notes at AIC meetings, compiling written academic integrity investigation reports, compiling written AIC recommendations to the GOC, and compiling an annual report in September that describes the cases investigated by the AIC to be submitted to the Associate Deans. 52 In addition to the three voting members, the current GSO President will serve as a nonvoting member and will act as the AIC’s liaison with the GOC. AIC Duties Recommended Measures to Prevent/Deter Academic Dishonesty Each year, the AIC will compile a list of recommended measures that will prevent/deter cheating, plagiarism and other acts of academic dishonesty. These recommendations will be submitted to the GOC, and it will be the responsibility of the members of the GOC to implement these measures as they deem fit. The initial list of measures will be based off of the Student Academic Integrity Survey results obtained in March/April of 2009. This list of recommendations will be revised annually by the newly elected AIC, incorporating new ideas and altering old ideas in order to best represent the current students’ opinions. Investigation of Academic Dishonesty/Suggestion for Consequences The AIC will serve as the first step in enforcing the academic integrity policy of the Graduate School. The AIC will perform the initial investigations of academic dishonesty allegations. These investigations will include: 1) interviewing the person(s) making the allegation, 2) evaluating the merits of the allegation, 3) interviewing the accused student, 4) interviewing other parties involved in the incident, and 5) compiling the above findings. Following the investigation of each academic dishonesty allegation, the AIC will compile a written report of the investigation that concludes with suggestions for the GOC regarding consequences for the student’s infringement. The guilt of the individual and the suggested consequences should be voted upon by the AIC, and the results of these votes should be included in the written report. The GSO President will present the report to the GOC, and it will be the responsibility of the members of the GOC to implement the AIC recommendations based on the ruling of the GOC. Annual Report: Summary of Academic Dishonesty Cases Each September, the AIC will compile an annual report that summarizes the cases investigated by the AIC during the previous year’s term. This annual report will remove student’s names from the cases and refer to the accused students as Student A, Student B, and so on. Each case will be briefly summarized to include: the alleged incident of academic dishonesty, the main findings of the investigation, the AIC votes, the recommendations of the AIC to the GOC, and the consequences to the accused student. 53 The report will be submitted to the Associate Deans and distributed to the GSO Student Body following revision by the Associate Deans to ensure that student anonymity is maintained. Investigation notes reports, and related documentation will be maintained confidentially by the Registrar. 54 Learning Outcomes 1. Graduates have general knowledge of the biomedical sciences. Outcome 1.1: Graduates have a solid understanding of the concepts of genetics, biochemistry, molecular biology, cell biology, and bioinformatics. Outcome 1.2: Graduates are familiar with the biomedical literature, with particular emphasis in their chosen discipline. Outcome 1.3: Graduates have technical skill in employing the latest technology. 2. Graduates ask meaningful questions and display critical thinking. Outcome 2.1: Graduates can critically evaluate the design, findings, and implications of published biomedical research. Outcome 2.2: Graduates can design experiments, critically examine research data, and troubleshoot protocols. Outcome 2.3: Graduates can write and defend research proposals that persuasively present the purpose, hypotheses, specific aims, experimental design, anticipated results, analysis, and contingency plans. 3. Graduates make significant, original contributions to biomedical research. Outcome 3.1: Graduates can identify researchable questions, conduct critical literature reviews, and design effective laboratory experiments. Outcome 3.2: Graduates have generated research data that advances the understanding of biological phenomena. Outcome 3.3: Graduates have generated ideas, data, and writing of sufficient quality to be accepted by professional peer reviewers. 4. Graduates possess the professional skills required for success as scientists. Outcome 4.1: Graduates recognize ethical issues arising from research and abide by established ethical guidelines. Outcome 4.2: Graduates are reliable, collegial, and professional in their conduct. 55 Outcome 4.3: Graduates can write professional-quality articles and grant applications. Outcome 4.4: Graduates can orally present and discuss research findings in formal and informal settings with students, scientists, and laymen. Outcome 4.5: Graduates successfully compete for postdoctoral fellowships and academic and industry positions. Outcome 4.6: Graduates complete program in a timely fashion. Outcome 4.7: Graduates possess a commitment to lifelong learning. 56 The Leading-Edge Lectures Description: The Leading-Edge Lectures (LEL) is sponsored by the Irell & Manella Graduate School of Biological Sciences Graduate School students. Each year the students select eight outstanding biomedical scientists to present a research seminar. Before each talk, the students and the faculty administrator will meet for a presentation and discussion session. Here, the student sponsor will summarize one or two of the most relevant articles by the invited scientist and lead a discussion of the techniques and data with the other students. Students will then attend the seminar and lead the question and answer session that follows. Objectives: The best and most current scientific information is most often obtained from seminars. However, presenters often omit important information in the interest of brevity, or fail to discuss interesting implications. In these circumstances it is the obligation of the seminar audience to bring these issues forward in the form of questions to the speaker. Primed with the proper questions, the period following a seminar can be where the speaker’s best thinking on the subject is revealed. Asking questions of the caliber that will compel the speaker to reveal such information after the lecture requires that the attending scientists possess the capacity to rapidly assimilate information during the lecture. Since familiarity with a subject greatly improves this capacity, the summary and discussion session that precedes the lecture should greatly facilitate the students’ participation in the post-seminar questioning. Speaker Selection: The student body is responsible for assembling the list of speakers. The students will suggest possible speakers and vote to determine who will be invited. Student Sponsorship: Each speaker will be represented by a student sponsor responsible for arranging the speaker’s visit, assisted by the Graduate School administration. The sponsor will also select the papers, summarize the relevant papers at the pre-seminar meeting, lead the discussion, introduce the speaker before the seminar, and lead the question and answer session. Any student may sponsor a speaker. However, more senior students are particularly encouraged to be sponsors as their greater insight and experience will be useful in introducing the material to their fellow students. LEL is intended to promote teaching and teamwork skills. Grading/Attendance: LEL is required. Grading will be pass/fail, based solely on attendance at both the pre-seminar meeting and the seminar. Attendance at six of the eight pre-seminar/seminars per year is required to pass. First-year students are expected to attend two sessions (both sponsor’s meeting and talk. Graduating students are still required to take LEL until they pass the dissertation oral defense and the required points will be prorated. LEL grades become a permanent part of the student’s transcript. If a student must miss more than two sessions and wishes to avoid a failing grade, the individual may write a 3-5 page paper based on the speaker’s research that 57 will be evaluated by the student sponsor, the faculty administrator, and a faculty member with expertise in the field. If satisfactory, it will count for attendance. For Pre-LEL Evaluation From see Appendix F. 58 Journal Club Seminars Every student after the first year is required to participate in a journal club, where members take turns presenting a current research article to the group. Participants must attend all seminars and make at least one presentation. General format is one hour for a seminar and discussion. It is a required course, graded pass (P), incomplete (I) or Fail (F). Available Journal Clubs (All 2 Units) Comparative Medicine Coordinator: Richard Ermel, D.V.M., Ph.D. Current Science Coordinator: Michael Barish, Ph.D. DNA Repair and Recombination Coordinator: Jeremy Stark, Ph.D. RNA Epigenetics & Chromatin Structure Coordinator: Mark Boldin, M.D/Ph.D. & Dustin Schones, Ph.D. Immunology Coordinator: Zuoming Sun, Ph.D. Protein Post-Translation Modification Coordinator: Yuan Chen, Ph.D. Signaling and Regulation with Translational Focus Coordinator: David Ann, Ph.D. Stem Cell Biology Coordinator: Hsun Theresa Ku, Ph.D. Structural and Chemical Biology Coordinator: John C. Williams, Ph.D. 59 1. Students must register for a journal club each year. 2. The Journal Club leader is responsible for scheduling the student presentation, and for assigning one or more faculty members present to be the evaluator. 3. The faculty evaluator fills out the forms and discusses the evaluation with the student. 4. Copies of the final evaluation form are submitted to the Graduate School, the student and the student's mentor. A Guide to the Evaluation of a Student Journal Club Presentation Academic 1. Choice of paper: Did the work attempt to make a significant advance in the field? Was the paper appropriate for the target audience? 2. Did the student provide relevant background information for understanding the paper? Did this information go beyond what was stated in the paper introduction, e.g. was there an appropriate review of previous or concurrent related literature? Did the student fit the work into the context of the field? 3. Did the student understand what he/she was talking about? Was he/she prepared? Was he/she honest about an issue that he/she did not understand? Paper Presentation: Did the student appropriately present and evaluate the data? 1. Hypothesis: Did he/she state the hypothesis being tested? 2. Explanation of Methods: Did he/she describe how the assays were done? Did he/she state whether the experimental system(s) or methods were appropriate? 3. Explanation of experimental rationale and data: Did he/she explain the purpose of each experiment, what the controls were, point out data presented in figures? 4. Critique: Did the student evaluate whether the findings were convincing or not? Did he/she state whether the hypothesis was proven or whether alternatives should have been considered? Did he/she evaluate the significance of the paper? 5. Future directions: Did the student propose additional experiments that might have been done to make the work more convincing? Did the student discuss potential future experimental directions that might be taken? 60 Style 1. Eye contact with audience? Annoying mannerisms? 2. Appropriately answering/discussing audience questions or comments? 3. Figures large enough to be viewed on projector; figures well labeled? 4. Language usage precise, jargon explained? For Evaluation of Student Journal Club Seminar Presentation Form see Appendix G. 61 Laboratory Rotations Each first year graduate student is required to have a minimum of three lab rotations. The purposes of the rotations are (1) to help students find the research area and lab in which they want to conduct their dissertation research, (2) to learn experimental techniques, (3) to expose students to a broad range of intellectual and technical approaches to address current research challenges, and (4) to develop students’ skills in public speaking and scientific writing. The rotation advisor should help the student understand how their experiments fit into the overall approach of the laboratory to the biomedical problem under investigation, and the strengths and limits of different techniques. Each lab rotation is carried out in a different lab and lasts approximately eight weeks. The student is expected to spend a minimum of 20 hours per week in the lab during a rotation. It is also expected that the student perform at an exceptional level in course work during this time and thus should be allowed some leeway to study during weeks when they have examinations. The purpose of the rotation is learning, not labor. For the first rotation, first-year students submit a list their top three choices and the Deans make the final selection. Please send your selections to the Interim Associate Dean of Administration and Student Development by noon on September 2. For the second and third rotations, students are free to approach any professor from the Professor-Series Graduate School faculty Members list in this handbook, with the advice of the Graduate School. Again, to distribute the students as widely as possible, no professor may take more than one rotation student at the same time without the permission of the Graduate Oversight Committee. Students are not permitted to rotate in a lab at City of Hope in which they have previously worked. Students begin their rotations in the middle of September. By July 1st, students must have established a dissertation advisor, or have started an optional rotation. Students that choose to perform an optional rotation should find a rotation advisor well in advance of the end of FSR, and begin the rotation no later than the Monday following the last session of FSR, and contact the registrar to provide a record of this selection. The optional rotation session does not have a defined end date, but the final deadline for establishing a dissertation advisor is September 1st, or the student may be subject to dismissal. Start End First Rotation Second Rotation September 12 November 14 November 4 January 20 Third Rotation Optional January 30 No later than March 24 No set date 62 Oral Presentation November 8 January 24 Report Due March 28 April 1 November 11 January 27 Rotation June 20th Students are required to write a report at the end of each rotation. The report should be 5-8 pages in length and summarize your entire project in the context of the field. The report should include the following sections: background and significance (1 pg), methods and materials (1-2 pgs.), results (1-2 pgs.), discussion (1-2 pgs.), future experiments (1 pg.), and references. And most importantly, it should be written in general language accessible to an educated, intelligent reader, not only to scientists and the people in that laboratory. All of the first-year students have been enrolled in a rotations class on turnitin.com, our online plagiarism software. The log-in information will be sent to you in late September. Please submit your reports to Turnitin.com prior to emailing them to the Graduate School Office. Students are also expected to present talks about their rotation project. One of these should be to the lab group. There will be another group meeting in which all first-year students publicly describe their project and respond to questions. These talks should be 5-6 minutes long, with a couple of minutes for questions and answers. The talk should roughly follow the format of the paper, with one or two PowerPoint slides for each major point. The first group meeting is scheduled for Tuesday November 8 from 2:00 to 5:00 p.m. The second is tentatively scheduled for Tuesday January 24. The professors who host rotation students should attend the presentation and must read the written report. They should give the student constructive feedback and turn in an evaluation of their performance. The final corrected report should be given to the registrar and becomes a permanent part of the student file. Students who do not receive a laboratory rotation evaluation, from their mentor by the deadline set by the Graduate School, will receive an incomplete grade on their transcript. Rotations are required and graded Pass/Fail. Students who do not perform to the satisfaction of their professor, and who do not turn in a rotation report, will receive a Fail on their transcript and risk dismissal from the graduate school. For the Laboratory Rotation Evaluation form see Appendix H. 63 Qualifying Examinations Qualifying examinations identify students who are Ph.D. candidates based on their performance. Thus, these examinations are a point at which the student and/or the Qualifying Examination Committee can evaluate the suitability of a student to continue in the program. Qualifying Examination Part 1. Original Research Proposal PURPOSE • To test rigorously student capacities to: • Survey the literature and identify knowledge gaps • Formulate a hypothesis and choose experimental models • Evaluate approaches and design experiments to test the hypothesis • Discuss potential pitfalls and alternative approaches POLICY • Eligibility for Qualifying Examinations: • Students must complete and pass the first year core curriculum. • Students must have a thesis advisor. • Date for oral defense and submission of Qualifying Examination 1 committee recommendation to the Registrar: o November 15 of the second academic year (recommended times are indicated in Additional Information). • For students who take additional time to complete the first year core curriculum, the deadline to complete Qualifying Examination 1 is 5 months after passing the last required course. • The student must write a proposal on a topic that is different from prior research and the planned dissertation. The student must defend it by presenting a public seminar and answering questions. o The Qualifying Examination 1 requirement will be considered fulfilled only if a majority of voting members of the Qualifying Examination 1 Committee (QE1 Committee) agrees in writing on the quality of the written proposal and the oral defense. Topic choice The Qualifying Examination 1 topic must be developed independently by the student and be approved by the GOC. 64 The QE1 Committee is composed of the thesis advisor (non-voting) and at least 3 other Graduate School Faculty members, one of whom will be identified as Chair. Additional voting or non-voting members may be added when necessary. Students will submit an NIH-style Biosketch to GOC for approval, with a personal statement that includes: (1) The proposal topic, (2) The student’s past research experience, (3) The planned research or research interests of the advisor’s laboratory, (4) The names of the QE1 Committee members and the QE1 Committee Chair The Graduate Oversight Committee or Curriculum Associate Dean will inform students whether the topic documents are acceptable. If not acceptable, the student will be given 1 week to revise. Written Proposal • Students may seek the advice or comments from their Advisor, other faculty members, and/or researchers, but are encouraged to work as independently as possible. • The format for the proposal follows that of NIH Pre-Doctoral Fellowships for the Specific Aims and Research Strategy sections. • Page limits: 1 page Specific Aims, 6 pages Research Strategy • Within 2 weeks of receiving student’s written proposal, the QE1 Committee members will each prepare a brief written critique to the student and indicate whether the proposal is ready for oral defense (using comment sheet under Additional Information). • The oral defense can only be scheduled once a majority of the QE1 Committee members agrees that the proposal is ready for the oral defense. • Students will submit a written response to each of the critiques along with a revised written proposal to the QE1 Committee prior to the oral defense. Oral Defense • A formal professional seminar presentation of 40-50 minutes that describes the ideas of the written proposal. • A public question and answer period. • A private exam period during which the QE1 Committee asks questions relevant to the proposal or to core curriculum. • The QE1 Committee will vote in the absence of the student concerning the student’s performance of Qualifying Examination 1 and will include the written proposal and the oral defense in the decision. • There are three possible decisions for the Qualifying Examination 1 at the oral defense: (1) ‘Pass’: The result is communicated to the Registrar along with a written report from the QE1 Committee. 65 (2) ‘Re-Examination/Revision: The QE1 Committee 1 can recommend that the student repeat or revise any part of the examination that is judged deficient. The QE1 Committee will decide the measures necessary to improve the body of work to have the student fulfill Qualifying Examination 1. The interim result will be communicated to the Registrar. (3) ‘Fail’: The QE1 Committee judges that the work in the QE1 is not of sufficient quality to qualify the student as a potential doctoral candidate. The result is communicated to the Registrar along with a written report. Final Outcome of Qualifying Exam 1 • The QE1 Committee Chair will submit a single final report on or before December 15 to the Registrar that summarizes the opinions of the committee and describes the outcome of the exam. The possible final outcomes for Qualifying Examination 1 are: (1) ‘Pass’: the QE1 Committee recognizes the proficiency of the student in the written, oral, and questioning parts of the examination. ‘Pass’ permits the student to continue to the Thesis Proposal. (2) ‘Fail’: the QE1 Committee has judged that the student did not adequately complete the requirements of the Qualifying Examination 1. The GOC will examine the student’s file and determine the action required. 66 Additional Information Suggested Due dates Students should use the following dates as guidelines to complete their Qualifying Examination 1 requirements in a timely manner: Topic/Biosketch Approval July 15 Written proposal October 1 Presentation of the oral defense November 1 Qualifying Examination 1 Committee The QE1 Committee has a central role in defining and assisting the student in this initial step toward candidacy. The QE1 Committee should approve the QE1 topic prior to submission of the Biosketch to the Graduate Oversight Committee. Students are encouraged to work independently, but to discuss their ideas with their QE1 Committee members and other experts who could assist in clarifying ideas and the use of different experimental systems. QE1 Committee members are not required to serve and may not be appropriate to be part of the student’s Thesis Committee. Graduate School Action: Approval Topic, Biosketch, and Qualifying Examination 1 Committee The Graduate Oversight Committee will forward the names of students with an acceptable topic for Qualifying Examinations along with the composition of the Qualifying Examination Committee to the Registrar within 1 week of receiving the information from the student. The Graduate Oversight Committee has 3 main roles for approval of the Qualifying Examination I outline: (1) To verify that the student’s chosen subject conforms to the policy that it does not overlap with prior experience or the planned dissertation research. (2) To verify that no two student proposal topics are identical. (3) To verify that the composition of the QE1 Committee and its Chair is appropriate for the suggested topic. Other QE1 Committee members can be suggested or the student and the student’s advisor can suggest 67 other members if the Graduate Oversight Committee decides that a different composition of the student’s committee is warranted. Graduate School Action on the Written Proposal Within 2 weeks following submission of the written proposal to the QE1 Committee, each member of the Committee will provide written comments to the student on the proposal (see comment sheet in the Additional Information) that include the suitability of the proposal for an oral defense or revision/resubmission of the proposal. Extension of Deadlines The deadline for completion may not be extended unless there is a compelling and legitimate reason. If a student seeks to extend the deadline for completion, a completed copy of the written proposal with a brief memo describing the reason(s) for the delay in completion of the requirements should be submitted to the Associate Dean of Curriculum by November 1 and reviewed by the Graduate Oversight Committee. 68 Comments for Written Proposal Qualifying Examination for each Committee Member Overall Evaluation: Ready for Oral Defense, Not Acceptable, Modify/Resubmit (Please choose one of the three possibilities) Significance Strengths • Weaknesses • Rationale/Hypothesis Strengths • Weaknesses • Innovation Strengths • Weaknesses • Approach Strengths • Weaknesses • Significance—Is the problem addressed one that will have an impact on biological and/or biomedical research? Does the subject investigated have wider implications for other areas of biology or science? Has the student cited critical literature? 69 Rationale—Has the student presented a good background to support the proposed project and cited relevant, critical literature? Hypothesis—can the hypothesis presented by the student be tested experimentally in a reasonable time (2-3 years)? Innovation—How innovative is the project? A high level of innovation is not necessary. However, innovation must be addressed in the proposal and the research proposed must not yet be published in the literature. Approach—Will the aims presented address the hypothesis and will the aims be able to be completed? Will the experiments described represent a good approach to address the hypothesis? Are the Expected Results reasonable? Have Alternative Outcomes/Approaches been correctly identified? 70 Qualifying Examination 1 Committee and Graduate School Actions on the Oral Defense Following the QE1 Committee questioning, • The student is required to leave room. • The QE1 Committee is allowed to deliberate concerning the student’s overall performance and to reflect on the suitability of the student to take Part II of the qualifying examination. • The QE1 can also request that the Advisor leave the room if further discussion is necessary and for voting. • The QE1 Committee members, not including the Advisor, are responsible for deciding the outcome and any modifications. • The QE1 Committee Chair is responsible for composing a brief written evaluation form that is submitted to the Registrar. This should be done within one week of the presentation. 71 Possible Aids for the Written Proposal Sections on Significance and Innovation are available on the NIH web site. There is no formal requirement, but it is highly recommended that ~2 weeks following Graduate Oversight Committee topic approval students submit a copy of their Hypothesis and Specific Aims to their QE1 committee prior to writing the complete document. This will help reduce re-writing of the written proposal and provide students with guidance Another helpful source of information from which some of this is derived is the “The Grant Application Writer’s Workbook” by Stephen W. Russell and David C. Morrison. These sections must be included and an organization for the Research Strategy section is suggested: Specific Aims (Limited to 1 page). Detail a rationale for studying the problem that has been identified and present an introduction to the problem. Briefly, use the rationale to set up the reasons to test the hypothesis. Identify the gap in the knowledge to be investigated. Clearly state the central hypothesis that will be tested. List the broad, long-term objectives and what the proposed research is intended to accomplish. Testable sub-hypotheses must be stated for each aim. Concisely describe what the experiments in the aims are expected to show. Significance. (~0.5-1 page) State the significance of your proposal. What makes doing the work that is important? In any proposal, this is one of the most critical elements. Innovation. (~0.5 page) State the novel aspects of the proposal (new vectors, new approaches, change in method, etc.). Innovation is considered an integral part of new grant applications. Research Strategy (~5 pages). Generally, to complete the research in 2-3 years, there should not be more than 2 aims. The outline for each specific aim in the Research Strategy section is as follows: paste]) Specific Aim (restate the specific aim from the Specific Aim section [use copy1.1 Rationale and Feasibility- Provide a brief background that includes a rationale for the experiments and the sub-hypothesis of the aim. Preliminary data from the literature that support the hypotheses must be discussed. Proper references to the literature are required. The gaps in the knowledge must be identified for the experiments suggested. The experiments suggested must test the sub-hypothesis and contribute to testing the central hypothesis. 72 1.2 Research Design- Describe experiments that will be performed and the procedures to be used to accomplish only this specific aim. Include how the data will be collected, analyzed, and interpreted. Describe any new methodology and its advantage over existing methodologies. 1.3 Expected Results- Summarize the results anticipated from the described experiments and how those results support the aim. Do not use “fabricated data” to describe expected results. Although this is a good visual aid during presentations, including “fabricated data” is to be avoided in written proposals. 1.4 Alternative Outcomes/Approaches- Discuss the major potential difficulties and limitations of the proposed procedures and other viable means that could be used to achieve the aims if the original experiments are unsuccessful. Figures and Tables. All Figures and Tables must be clear with legible labels and captions. Moreover, all Figures and Tables must be referred to in the text. If these are taken from references, they must be properly cited. The Figures and Tables should appear in the text immediately following their appearance and not at the end of the document. Literature Cited. List all references. The in text format for references is not specified, but in the literature cited section, each reference must include the title, complete list of all authors, book or journal, volume number, page numbers, and year of publication. The references should be limited to relevant and current literature. While there is no page limitation, it is important to be concise and to select only those literature references pertinent to the proposed research. It is suggested that the number of references not exceed 100. A reference program such as EndNote or Reference Manager is highly recommended for this purpose. The Assessment form for qualifying examination 1 is found in Appendix I. 73 Qualifying Examination Part II. Dissertation Proposal Purpose To test rigorously student capacities to: • Survey the literature and identify knowledge gaps in the dissertation research area • Establish an initial plan for dissertation research • Formulate a hypothesis and choose experimental models • Evaluate approaches and design experiments to test the hypothesis with preliminary data • Discuss potential pitfalls and alternative approaches • Demonstrate a capacity to address the dissertation research area in writing, presentation, and responses to questions Policy • • • • • • Qualifying Examination 2 (QE2) generally follows Qualifying Examination 1. - Exceptions to that are permitted for students who submit proposals for external funding. Students, who wish to prepare the QE2 Examination prior to Qualifying Examination 1, must be in good academic standing, and obtain prior approval from the GOC and the QE2 Committee Date for completion and submission of QE2 final report to the Registrar: September 30 at the end of second academic year. For students who take additional time to finish the first year core curriculum, the deadline to complete QE2 is 9 months following the completion of Qualifying Examination 1. The QE2 Committee composition: - The QE2 Committee consists of 4 Professor series faculty members, one of whom is the student’s Dissertation Advisor. - Optional: An additional member may be included from the ranks of Research Professor or Clinical Professor series researchers. - The Chair of the QE2 Committee must be a Professor series faculty member. - There is no requirement for the QE2 Committee to be identical to that of the Qualifying Examination 1 Committee. The QE2 Committee shall be approved for the purpose of faculty status by one of the Deans by February 1. Proposal outline submitted to the Committee by May 1. The procedure for QE2 is similar to that of Qualifying Examination 1, except that the whole process is conducted by the QE2 Committee. 74 • The student must write a proposal on the dissertation topic and defend it by presenting a private seminar to the QE2 Committee and responding to relevant questions. • The Dissertation Proposal requirement will be considered fulfilled only if a majority of voting members QE2 Committee agrees in writing on the quality of the written proposal and the oral defense. The QE2 Committee will provide a written evaluation of their findings to the graduate school Registrar which will become a permanent part of the student’s record. This report includes specific evaluative comments and addresses the suitability of the student to be admitted to candidacy for the Ph.D. degree. Students are strongly encouraged to use the QE2 Research Proposal as an opportunity to construct a graduate fellowship proposal. • • Written QE2 Proposal Guidelines • • • • • • • Students are encouraged to seek the advice or comments from their Advisor, other QE2 Committee members, other faculty members, and/or researchers, but work as independently as possible on the written proposal. The format for the proposal follows that of NIH Pre-Doctoral Fellowships for the Specific Aims and Research Strategy sections. Page limits: 1 page Specific Aims, 6 pages Research Strategy Written proposal submitted to the Committee June 15 Within 2 weeks of receiving student’s written proposal, the QE2 Committee members will each prepare a brief written critique to the student and indicate whether the proposal is ready for oral defense (using comment sheet under Additional Information). The oral defense can only be scheduled once a majority of the QE2 Committee members agrees that the proposal is ready for the oral defense. Students will submit a written response to each of the critiques along with a revised written proposal to the QE2 Committee prior to the oral defense. Written QE2 Proposal Submitted or to be submitted to an Outside Funding Organization Students are encouraged to submit original research proposals to outside organizations to obtain funds that would also support their dissertation research. In order to use those proposals for the QE2 Proposal, students shall obtain permission from the QE2 Committee. • NIH Pre-Doctoral Fellowship format is acceptable for the QE2 Examination without modification. 75 • Other Agencies: If the agency is not the National Institutes of Health Predoctoral Fellowship program, students must submit the outlines of the requirements of the proposed funding agency to the Dissertation Advisor and the QE2 Committee. - For other organizations, the requirements of the proposal can differ and students are required to adhere to the formats required by the funding organization. - Equivalency: The decision of equivalency must be a unanimous decision made by the QE2 Committee prior to preparing the QE2 document. If the QE2 Committee decides that the outside organization requires sections or equivalent sections to those of the NIH Pre- Doctoral Fellowship, there is no need for the student to submit separate documents. - Non-Equivalency: If the QE2 Committee decides that further information is necessary for evaluation, the following documents are recommended for submission by the student: o Specific Aims (limit of 1 page) o Significance (limit of 1 page) o Innovation (limit of 1 page) o Research Plan of 4-6 pages (if the research plan for an outside organization is 2 pages or less) - Outside proposals must also be submitted to the Graduate School Registrar as a PDF document. Oral Defense • • • • • The deadline for the oral defense is August 1 A private, formal, professional seminar presentation of 40-50 minutes that describes the ideas of the written proposal An examination period during which the QE2 Committee asks questions relevant to the proposal and to core curriculum if deemed necessary The QE2 Committee will vote concerning the student’s performance of QE2 and will include the written proposal and the oral defense in the decision There are three possible decisions for the QE2 at the oral defense: (1) “Pass”: The result is communicated to the Registrar along with a written report from the QE2 Committee. (2) “Re-Examination/Revision”: The QE2 Committee can recommend that the student repeat or revise any part of the examination that is judged deficient. The QE2 Committee will decide the measures necessary to improve the body of work to have the student fulfill QE2. The interim result will be communicated to the Registrar. 76 (3) “Fail”: The QE2 Committee judges that the work in the QE2 is not of sufficient quality to qualify the student as a potential doctoral candidate. The result is communicated to the Registrar along with a written report. Final Outcome of Qualifying Exam 2 The QE2 Committee Chair will submit a single final report on or before September 30 to the Registrar that summarizes the opinions of the committee and describes the outcome of the exam. The possible three final outcomes for QE2 are: (1) “Pass”: the QE2 Committee recognizes the proficiency of the student in the written, oral, and questioning parts of the examination. “Pass” permits the student to continue to Doctoral Candidacy. (2) “Fail”: the QE2 Committee has judged that the student did not adequately complete the requirements of the QE2. The GOC will examine the student’s file and recommend to the Dean the action required. Graduate School Action Following the Oral Dissertation Proposal Defense The QE2 Committee will submit a report of the Oral Dissertation Proposal Defense within one week of the examination. It is the responsibility of the QE2 Committee Chair to submit the report to the Registrar. Following the report, the Graduate Oversight Committee will be contacted regarding the student’s progress. If a student has completed all other course requirements, Qualifying Examination I, and Qualifying Examination II, that student will be admitted as a Ph.D. candidate and informed of the change in status by the Registrar. Plagiarism For both Parts I and II of the Qualifying Examination, students are warned that submitted documents are subject to review by electronic methods to scan for potential plagiarism. Significant instances of plagiarism brought to the attention of the Graduate Oversight Committee can be referred to the Academic Integrity Committee. Any procedures that are required by such action should be strictly adhered to by all involved parties. The Assessment form for qualifying examination 2 is found in Appendix J. 77 Training Program in Bioscience Management The Irell & Manella Graduate School of Biological Sciences in collaboration with the Keck Graduate Institute (KGI) of the Claremont Colleges is proud to offer a Management Training Program for graduate students. In order to participate the student must have passed Qualifying Exam 2, advanced to candidacy, and receive the full permission of their research advisor. Students will receive full scholarships to take business-related courses at KGI and to earn a certificate in bioscience management. The program is designed to prepare students for intellectually challenging careers in the private sector. Required course include marketing, finance, strategy, accounting and organizational behavior. This program provides excellent preparation for careers in biotechnology and pharmaceutical companies as science and disease concepts are integrated with management and industry. 78 Dissertation Committee Meetings Every semester students receive a pass or fail grade on their transcript for their dissertation research. To receive a grade of pass, a student must make progress on their dissertation research and hold an annual dissertation committee meeting. The first dissertation committee meeting must be held by the end of June of the third year. Failure to hold this meeting will result in an Incomplete on the transcript that will turn into an F. The Dissertation Committee is formed directly after a student has selected a research mentor and a dissertation topic. The Committee consists of no less than three faculty members from at least two Beckman Research Institute departments/divisions or Medical Center departments/divisions involved in graduate student training. These voting members will be chosen jointly by the student and his/her research mentor. They should be familiar with the research area that encompasses the student’s dissertation project. In addition, the student’s research mentor will participate as a non-voting member. He/she will serve primarily as an advisor to the Committee and to facilitate discussion. The Committee is chaired by a member other than the student’s research mentor. The GOC may review the committee membership, as necessary. The committee membership may be reconstituted whenever the student’s dissertation topic is significantly modified. Committee vacancies will be filled promptly, and, in all cases, prior to the next meeting following a member’s resignation or reassignment. The Committee will meet with the student at least once a year to discuss the progress of the student’s research project. It has been found that meetings more frequent than once a year help a student make better progress towards their degree. The student is expected to initiate meetings which will be scheduled jointly by the student and his/her mentor after consultation with the committee chairperson. The Committee may schedule more frequent meetings with the student whenever a review indicates that the student’s progress may benefit from such additional consultation. Prior to each meeting, the student will provide each committee member with a two- page progress report on the work that has been conducted since the last meeting and the material that will be discussed during the meeting. The focus should be on how well the experiments are achieving the specific aims and proving the hypothesis. After each meeting, the Committee must prepare a concise appraisal of the student’s progress and any recommendations for adjustments in the research program. The report will be signed by all members. The report will be submitted to the Graduate 79 School Office, which will forward a copy to the Dean for his/her information. Any conflicts between the student, the student’s mentor, and the voting members of the Dissertation Committee will be resolved by the GOC. Any of these principals may petition the GOC for a review when an excessive delay in or acceleration of the preparation or evaluation of a dissertation is encountered. For the Oral Defense and Dissertation Committee Report see Appendix K. 80 Dissertation Examination Committee The Dissertation Examination Committee is composed of the members of the student’s Dissertation Committee augmented with a qualified investigator from another academic/research institution who is knowledgeable in the area of research that is the subject of the dissertation. The student and his or her advisor will discuss the selection of the outside member. Then, in consultation with the student’s research mentor, the student’s Dissertation Examination Committee will approve the external member. The outside member should be determined at least two months before the dissertation defense. At its discretion, the GOC may augment the committee with additional City of Hope or external members. The Dissertation Examination Committee will be chaired by one of the City of Hope faculty voting members who served on the Dissertation Committee. The Dissertation Examination Committee is appointed as described above when the Graduate School Office is notified that the student, the student’s mentor, and the Dissertation Committee have agreed that the student has accumulated sufficient research findings to prepare a defensible dissertation. Each member of the Committee is expected to review the dissertation and attend a public seminar in which the degree candidate presents the dissertation research findings. Immediately thereafter, the Committee will meet privately with the student to review any aspect of the dissertation including the research methodology, findings, and conclusions. Approval of the dissertation requires the dated signature of all members of the Dissertation Examination Committee. Committee members who decline to approve the dissertation must submit individual statements explaining their decision. If one or more members of the committee feel unable to pass the student, the student would have to revise their work to meet the member(s) objection. If the objections are seemingly arbitrary or impossible to meet, the student has the right to create a new dissertation committee, with approval of the GOC. If a Committee unanimously agrees that a dissertation is unacceptable, a single statement signed by all members will suffice. The signed dissertation or dissenting statement should be submitted promptly to the Graduate School Office. Graduation Guidelines Check List A signed and completed Graduation Guidelines Check List must be submitted to the registrar before the degree is conferred. The checklist can be found in Appendix L. 81 Guidelines for Writing and Defending a Doctoral Dissertation Principles Underlying the Ph.D. Degree The Ph.D. degree is awarded by City of Hope to a candidate who has made a significant, original contribution to scientific knowledge by the submission of a satisfactory dissertation. All other requirements, such as course work, examinations, and rotations, must be completed prior to the awarding of the degree. With rare exceptions, the dissertation research will have been conducted at City of Hope after enrollment in the graduate program. The writing of the dissertation should prove that the candidate can conduct research, can think analytically, and can critically relate their research to that of others in their field. The dissertation is an account of the candidate’s own research. If parts of the dissertation are the result of team-based research, the candidate should indicate the nature and degree of collaboration involved. Though the candidate works under the supervision of their advisor, the doctoral dissertation demonstrates the candidate’s intellectual independence. By granting a Ph.D. degree, Irell & Manella Graduate School of Biological Sciences at City of Hope certifies that the candidate is sufficiently expert in the techniques of research as to be able, without further supervision, to apply these techniques to other research projects, and sufficiently familiar with their area of investigation to be able to conceive of original ideas for further research. The significance of the dissertation may be measured in different ways. The research should be timely relative to current research. The research should be of publishable quality, having either already been accepted for publication in recognized refereed research journals or at least having, in the opinion of the Dissertation Committee members, the potential for publication. The originality of the dissertation has several aspects. The candidate may have confronted a new question or have taken a novel approach to an existing question. The dissertation may investigate previously ignored material or apply new techniques. The dissertation must be written in English, at a professional level of expression and presentation. 82 Format Inclusion of Previously Published Material If inclusion of previously published, co-authored material is used, the published material must be incorporated into a larger argument that binds together the whole dissertation or dissertation. The common thread linking various parts of the research, represented by individual papers, should be made explicit, and you should join the papers into a coherent unit. You are required to prepare introductory, transitional, and concluding sections. As a matter of courtesy, you should give credit to the publisher. Use of copyrighted works in your dissertation without securing permission and without paying royalties is permissible when the circumstances amount to what the law calls "fair use," that is, when the following factors are weighed: the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes; the nature of the copyrighted work; the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and the effect of the use upon the potential market or value of the copyrighted work. A statement from the copyright owner giving you permission to use the material must be submitted with the dissertation. This permission letter must state that the copyright owner is aware that ProQuest/UMI may supply single copies upon request and may proceed under the contract on the agreement form. Margins For binding purposes and later ease in copying, every page of the dissertation or dissertation needs to be kept within the following margins: Top: 1 inch; Right: 1 inch; Bottom: 1 inch; Left: 11/2 inches (Binding edge). All manuscript material must fit within these margin requirements (including tables, headers and footers, figures, and graphs). The page number can be positioned outside of these margins, but no less than 3/4 inch from the paper edge. When full-page prints of photographs are desired, the image area of the print must conform to the same margins as the text. Spacing The dissertation must be double-spaced on one side of the page. Footnotes, bibliographic entries, long quoted passages, and items in lists, tables, and appendices may be single-spaced. 83 Pagination Each page of the entire manuscript must be numbered, except where stated below, in the upper right corner or the bottom center of the page, no less than 3/4 inch from the edge of the page. The placement of page numbers should be consistent throughout the manuscript. Pages should be counted or numbered sequentially throughout as follows: 1. The title page is not numbered, although it is counted as "i" in the pagination 2. The approval page is not numbered, although it is counted as "ii" in the pagination 3. The copyright page, if included, is not counted or numbered 4. The abstract is numbered in Arabic numerals (1, 2, 3, etc.). It has separate pagination from the remainder of the manuscript 5. The remaining preliminary pages are numbered with lower case Roman numerals (iii, iv. v, etc.) Begin numbering the preliminary pages with "iii”. Preliminary pages may include: dedications, tables of contents, lists of figures, tables, symbols, illustrations, or photographs, prefaces, introductions, acknowledgments, and vitae, if included in the manuscript 6. The main body of the text is numbered with Arabic numerals beginning with page "1" and continuing throughout, including text, illustrative materials, bibliography and appendices Figures and Tables Figures, tables, and images must be clear and legible. If necessary, print figures on photo-quality paper to enhance their clarity. Number of Copies An original and three copies of your doctoral dissertation on approved paper must be submitted to the Graduate School Office. One copy is for the Lee Graff Medical and Scientific Library. One copy is for the Graduate School, one copy is for the student, and one for the mentor. An electronic copy must be submitted to the Graduate School and to the Lee Graff Medical and Scientific Library. Color figures or graphs must be printed on color copier paper. Additional copies for the student may be purchased for $35. Paper The original and library copy of the dissertation must be on approved white bond paper, 20 lb weight, 25% Cotton Fiber. 84 Typeface Any legible typeface, except script, italic, or ornamental fonts, is acceptable for the body of the text. The chosen typeface should be used consistently throughout the manuscript. Italics may be used appropriately. Type used for appendices, charts, drawings, graphs, and tables may differ from that used for the text. The recommended font size for text is twelve. 85 Manuscript Arrangement The manuscript should be arranged in the following sequence: Preliminary Pages: 1. Title Page 2. Approval Page 3. Copyright Page or a blank page 4. Abstract 5. Dedication Page (optional) 6. Table of Contents 7. List of Figures, List of Tables. List of Symbols (if applicable) 8. Preface or Introduction (if any) 9. Acknowledgments (optional) 10. CV (optional) Text: Text, divided into chapters or sections Reference Section: 1. References or Bibliography 2. Appendices (if any) 3. Addenda (if applicable) Title Page, Approval Page, and Abstract Title Page 1. Indicate full title. 2. The name that appears on your dissertation must be your name exactly as it is recorded with the Graduate School Office. You must include your full middle name, not just an initial, if that is the name under which you are registered. 3. Show the exact degree you are receiving, i.e., Doctor of Philosophy. Do not use abbreviations. 4. The committee must be approved by the GOC. If it has been changed at anytime, you must be sure the revised committee has been approved. 86 5. The semester and year listed should be the semester in which your degree will be conferred. Approval Page Your committee members must sign the approval page, indicating final approval of your manuscript. Approval pages are produced by the Graduate School and delivered to the student’s defense. After the defense the approval pages will remain in the Graduate School Office until the written document is completed. Abstract Your abstract should be prepared carefully, because it will be published exactly as you submit it. Be sure symbols, as well as foreign words and phrases, are printed clearly and accurately. Please do not include graphs, charts, tables, or illustrations in your abstract. The abstract should conform to the same requirements regarding spacing and margins as the main body of the work. The body of the text of the abstract should not exceed 2 pages in length. Electronic Submission Your dissertation will also be entered into a national database of dissertations. You will submit this electronic copy via Lee Graff Medical and Scientific Library. You must also give the graduate school an electronic copy of your dissertation. Publishing Your Dissertation Your doctoral dissertation is a published work that announces the results of your research. The Graduate School holds to the tradition that you have an obligation to make your research available to other scholars. This obligation is met when the Graduate School submits your dissertation to the Lee Graff Medical and Scientific Library to be bound and shelved for public use. Acceptability of Dissertation If all members of your committee approve the dissertation, they sign the title page. You then file four copies of the dissertation in the Graduate School following the requirements in these instructions. If any member of your committee doubts the acceptability of the dissertation, the committee chair convenes the committee to discuss it. If one or more members of the committee feel unable to pass you, you will have to revise your work to meet the member(s) objection. If the objections are seemingly arbitrary or impossible to meet, you have the right to create a new 87 dissertation committee, with approval of the GOC. If the committee reaches agreement on its acceptability, the dissertation is signed and filed. If the committee continues to disagree, the dissertation is sent to the Dean of the Graduate School with a brief statement of each committee member's opinion. If all members of the committee reject the dissertation, it is sent to the Dean with a statement to that effect by the committee chair. In all cases of rejection or split vote, the GOC of the Graduate School makes the final decision. Approval of the Written Document A single copy of the dissertation must be brought to the Graduate School for proofreading before the final copies are made and bound. A diploma will not be issued unless the completed dissertation is approved by the Graduate School Office. 88 Title Page Sample Title: Centered, Capital Letters and Lower-Case, 16 Point Dissertation by Your Name as It Appears in School Records In Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy Committee Members: Irell & Manella Graduate School of Biological Sciences at City of Hope Duarte, California Semester, Year 89 Table of Figures Sample: Use Table Format to Separate Sections in the Table of Contents CHAPTER 1 Figure 1: Structure of a cis-syn cyclobutane pyrimidine dimer and 4) photoproduct. 77 (6- CHAPTER 2 Figure 1: Sequencing and methylation analysis of the lower strand of the lacI gene from nt. +286 to +422. 14 Figure 2: Sequencing and methylation analysis of the upper strand of the lacI gene from nt. +202 to +329 (left panel) and nt. +106 to +227 (right panel). 47 Figure 3: Sequencing and methylation analysis of the lower strand of the lacI gene from nt. +69 to +206 (left panel) and the upper strand from nt. -12 to +125 (right panel). 49 Figure 4: Summary of the methylation pattern along the lacI gene. 51 Table 1: Oligonucleotide primers. 53 CHAPTER 3 Figure 1: Mutational spectrum of the p53 gene in human skin lesions. 85 Figure 2: Methylation analysis of the lacI transgene in embryonic mouse fibroblasts. (A) Analysis of the upper strand of the lacI gene from nt. +61 to +138. (B) Analysis of the lower strand from nt. +235 to 337. 116 Figure 3: Emission spectrum of the solar UV simulator with atmospheric attenuation filter. 145 Figure 4: Mutational spectra of UVC-induced and simulated sunlightinduced mutations. (A) nt. +1 to +600. (B) nt. +601 to +1100. 167 Figure 5: (A) Sequence distribution of UVC, UVB, and sunlight-induced cyclobutane pyrimidine dimers and (B) repair of sunlight- induced dimers. 189 90 Electronic Dissertation Submission 1. Create a PDF file of your dissertation. 2. Go to http://www.etdadmin.com/cityofhope to access the ProQuest/UMI electronic dissertation system. 3. In the upper right hand corner of the page, choose Student: Submit. 4. The first time you use the system, choose Create an account to choose your own username and password. 5. Once you are logged in you will see the list of submission steps - work through each of the steps using the guide below. 6. Submit your dissertation to the system as the last step in the process. The Graduate School will be notified and will check to make sure all requirements have been met. Publishing Options Type of Publishing The Graduate School will pay for Traditional Publishing. If you would like to make your work freely available to anyone on the internet, you may choose to upgrade to the Open Access option and pay the difference. Publishing Restrictions If you plan to publish articles based on the content in your dissertation (or if your dissertation contains commercial intellectual property) you may wish to delay the release of your dissertation online until a later date. You may choose to delay release for 6 months, 1 year, or 2 years. Check the No third party search engine access button if you do not want Google and other search engines to display your dissertation abstract when users search for keywords that match your dissertation topic. Check the Sales restriction box if you do not want the ETD system to sell copies of your dissertation (and pay your royalties) to interested parties. 91 Dissertation Details Advisor/Committee Chair Enter both the name of your advisor and committee chair. If they are the same person, you may enter one name. Committee Members 2 Include the names of the rest of the individuals listed on your dissertation signature page. Description of Dissertation Choose up to three of the best match subject categories. Add additional keywords that will help searchers find your dissertation. Copy and paste your abstract into the form. PDF Upload a PDF version of your dissertation. The online system includes a PDF conversion tool, but it is not an easy tool to use. Contact the City of Hope help desk if you need assistance creating a PDF file. Supplemental Files If you have additional images, data sets, charts, graphs, code, or other content that supplements your dissertation, you may upload the files and link them to your dissertation. Notes If you have comments to send to the system administrator (Graduate School staff) related to your submission, please include them here. Register US Copyright By default, every creative work produced is covered by US Copyright. However, if you ever need to defend your copyright in court, official registration in the copyright office will be necessary. If you wish to file for copyright, you may pay ProQuest/UMI $65 to register on your behalf. You may also register directly with the copyright office online for only $35. Go to http://www.copyright.gov/eco/ to file with the eCO. Order Copies ProQuest/UMI will sell you additional bound copies of your dissertation now or any time in the future. However, check with the Graduate School if you would like to order copies for yourself now. Their binding is better and less expensive than the ProQuest/UMI options. 92 Alumni Positions Graduates of City of Hope's Irell & Manella Graduate School of Biological Sciences have gone on to positions at Duke, University of Chicago, Harvard, Stanford, Caltech, Scripps Research Institute, UCLA, USC, UCSF, UCSD and UC Berkeley, among others. Alumni lead research teams in the biotechnology industry at Wyeth, Genaissance, ISIS, Allergan and more. The following is a listing of our alumni and what they were last reported doing as of July 2015: Jerlisa Arizala, Quality Control Scientist, Kite Pharma - a clinical-stage biopharmaceutical company Vania Ashminova, Principal Investigator, Novartis Institute for Biomedical Research Krist Azizian, Staff Scientist, Research and Development, TriLink BioTechnologies Thomas Bane, Senior Life Science Analyst, Program Manager at Lnx Research Inc./Arkani Global Inc. Victoria Bane, Assistant Project Manager, Beverly Hospital Nicole Bennardo, Postdoctoral Fellow, University of California, San Francisco Maggie Bobbin, Postdoctoral Fellow, Massachusetts General Hospital Marisa Bowers, Science Education Partnership Award Collaborative (SEPAC) Program Coordinator, City of Hope Leticia Cano, President, Biomarker Deepti Chadalavada, Associate Veterinarian, Banfield Pet Hospital, Stockton, CA Qing Chai, Sr. Research Scientist, Lilly Biotechnology Center - San Diego; Lilly & Company, Scripps Research Institute Jackson Champer, Post-doctoral Scholar, Cornell University Carmel Chan, Research Scientist, Stanford University School of Medicine Hei Jason Chan, Postdoctoral Scientist, Quick Biology Inc. Valerie Chavez, Biological Sciences Instructor, California State University, Fullerton Cyndi Chen, Senior Research Scientist, Pall Medical, Covina, California Zhaoxia Chen, Genome Scientist, MEDomics Chun-Ting (Isaac) Cheng, Postdoctoral Fellow, Beckman Research Institute of City of Hope Gregory Cherryholmes, Clinical Affairs Specialist for Medical and Clinical Affairs Companion Diagnostics, Agilent Technologies Cecilia Choy, attending the Law School at University of California, Irvine Jessica Christenson, Postdoctoral Fellow, University of Colorado Anschutz Medical Campuses Caroline Richard Clark, Scientist II, Hologic Incorporation Amy Cook, Associate Director of Development, Toni Stephenson Lymphoma Center, City of Hope Renzo Corzano, Medical Student, New York Medical College Jiehui Deng, Postdoctoral Fellow, Harvard Medical School - Harvard University 93 Erin Denny, Licensing Associate in the Business Development Department, Amgen Inc. Kenneth Dery, Assistant Research Professor, Beckman Research Institute of City of Hope Supriya Deshpande, former Postdoctoral Fellow, Beckman Research Institute of City of Hope Ali Ehsani, Staff Scientist, Beckman Research Institute of City of Hope James Finlay, Veterinarian, University of Southern California Geoffrey Frank, Professor, California State University, Northridge Richard Frank, Research and Development Research Scientist II, eBioscience Nadiah Wan Mohd Ghazalli, Adjunct Biology Professor, California State University, Los Angeles Angel Gu, Staff Scientist, Beckman Research Institute of City of Hope Shuo Gu, Investigator, National Institutes of Health and National Cancer Institute Mausumee Guha, Senior Director, Toxicology at Medivation, San Francisco, California Amanda Gunn, Tenure Track Biology Instructor, Grays Harbor College, Washington Cai Guo, Postdoctoral Fellow, California Institute of Technology Bret Heale, Clinical Modeling Engineer, Intermountain Healthcare, Utah Michael Hedvat, Scientist, Xencor - Engineering Antibodies for Breakthrough Therapeutics, California Yanyan Hong, Clinical Laboratory Scientist, St. Joseph's Medical Center Sean Howard, Postdoctoral Researcher, University of Zurich, SWITZERLAND Jie Huang, Senior Scientist, Takeda Pharmaceutical Company Michelle Hunter, Biology Teacher, St. Genevieve's High School Kurt Jenkins, Postdoctoral Fellow, Beckman Research Institute of City of Hope Donald Jhung, Scientist II, Thermo Fisher Scientific Lan Jin, Senior Research Fellow, National Institutes of Health and National Cancer Institute Seung-Gi Jin, Sr. Research Scientist, Van Andel Research Institute Wen Jin, Postdoctoral Fellow, University of California, San Diego Heather Johnston, Postdoctoral Fellow, Stanford University Mahesh Jonnalagadda, Assistant University Veterinarian, University of Calgary, Alberta CANADA Swati Kadam, Market Development Manager, Thermo Fisher Scientific, San Francisco Julie Kanjanapangka, Instructor, Department of Life Sciences, Santa Monica College Ikuko Kijima, Business Manager, Beckman Research Institute of City of Hope Daniel Kim, Assistant Professor, Department of Biomolecular Engineering, University of California, Santa Cruz Julia Kirshner, President and CEO, Ixchel Scientific, Purdue University Ching-Ying Kuo, Medical Technologist, City of Hope National Medical Center Samuel LaBarge, Postdoctoral Scientist, University of California, San Diego Dong-Hyun Lee, Assistant Professor, Chonnam National University, Biological Sciences Department, South Korea 94 Min-Seob Lee, President, GenomeCare Inc. Michael Lewis, Professor, University of Missouri, Columbia - Missouri Jianren Li, Clinical Genetics and Molecular Biology Scientist, Kaiser Permanente Shan Li, Postdoctoral Fellow, Ludwig Institute for Cancer Research, School of Medicine, University of California, San Diego Tracey Li, Physician, Kaiser Permanente Yan Li, Postdoctoral Fellow, Ludwig Institute for Cancer Research, School of Medicine, University of California, San Diego Yun Li, Global Import / Export Family Entrepreneur, Shanghai - CHINA Wei Liang, Postdoctoral Fellow, University of California, San Diego Lauren Liddell, Postdoctoral Fellow, Stanford University Limin Liu, Postdoctoral Fellow, University of Virginia Lucy (Xiangli) Liu, Part-time Professor, Cal Poly Pomona, Biological Science Department Pingfang Liu, Application and Product Development Scientist, New England Biolabs Inc. Ren Liu, Sr. Research Scientist, Vasgene Therapeutics Inc. Elizabeth (O'Bryan) Lobo, Full-Time Tenure-Track Biology Instructor, Cuesta College Rongze Lu, Scientist, Medimmune/AstraZeneca Yuelong Ma, Staff Scientist, Beckman Research Institute of City of Hope Armen Mardiros, Associate Scientist, Kite Pharma - a clinical-stage biopharmaceutical company Selma Masri, Postdoctoral Fellow, University of California, Irvine Zhipeng Meng, Postdoctoral Fellow, University of California, San Diego Damon Meyer, Assistant Professor in Molecular Genetics, California Northstate, University College of Health Sciences Meilen Chang Muñoz, Medical Student, University of California, Davis Jodi Lehiwa Kazuyo Murakami, Cancer Immunotherapy Scientist, Kite Pharma Inc. Jennifer Murray, Staff Scientist, Beckman Research Institute of City of Hope Michelle Navarro, Assistant Professor, Cerritos College Stephanie Nay, Postdoctoral Fellow, Duke University Sergey Nechaev, Associate Product Manager, Illumina, San Diego Maria (Tina) Negritto, Director of Molecular Biology Department, Pomona College Serina Ortiz, President, San Gabriel Valley Animal Advocates Hao Pan, Field Application Specialist, Nexcelom Bioscience Nicholas Pannunzio, Postdoctoral Fellow, University of Southern California Patrick Perrigue, Teacher, ACI Institute Monika Polewski, Senior Study Director, Scientist, Project Management Consultant Megan Prosser, Assistant Professor, Department of Biology and Chemistry, Azusa Pacific University Sumanth Putta, Associate Director, Department of Animal Resources, University of Southern California Jeremy Racine, Postdoctoral Training Program/Award Scholar at Jackson Laboratory in Bar Harbor Maine 95 Robert H. Ring, Adjunct Professor, Drexel University, Department Of Pharmacology and Physiology; and Mount Sinai School of Medicine, Department of Psychiatry Cai Roberts, Postdoctoral Fellow, Yale University School of Medicine Saurabh Sahar, Scientist, Focus Diagnostics, Cypress Research and Development Facility Kumi Sakurai, Sr. Scientist, Department of Research and Development, Irvine Scientific Sridhar Samineni, Scientific Director/Veterinarian, Valley Biosystems, Sacramento Sangeetha Satheesan, Clinical Veterinarian_Principal Scientist, Pfizer, La Jolla California Edward Silverman, Director of Operations and Chief Life Science Manager at Lnx Research, and Adjunct Professor of Biology at Chapman University, California Lindsey Skrdlant, Process Development and Manufacturing Scientist, Stanford University – School of Medicine Laura Smith, Scientific Co-founder and Scientist, Homology Medicines in Lexington, Massachusetts Nicholas Snead, Research Scientist, Tekmira Pharmaceuticals, Vancouver, Canada Jing Song, Investigator, Beigene Inc., China Richard Stewart, Director of Regulatory Affairs and Quality Systems, Dxterity Kandis Stubblefield, Licensing Associate in the Business Development Department, Stanford University Guihua Sun, Staff Scientist, Beckman Research Institute of City of Hope Daniel Tamae, Assistant Professor, California State University, Northridge Diana Tran, Associate Consultant, PAREXEL Consulting, California Khue Truong, Associate Scientist, Agensys, Inc., California Yuqing Tu, Vice President, Citibank Michael Valentine, Control Chemist, Department of Water and Power, California Desiree Van Haute, Postdoctoral Fellow, Beckman Research Institute, City of Hope Karina Vega, Quality Control Supervisor, Specialty Enzymes & Biotechnology, California Louisa Villeneuve, Faculty, California State University, Fullerton Reena Vishwanath Thomas, Clinical Assistant Professor; Adult Fellowship Program Director; Neuro Oncology, Stanford University Hospital Jun Wang, Postdoctoral Fellow, Sanford-Burnham Medical Research Institute, California Lin Wang, attending medical school; will soon obtain an M.D. degree besides her Ph.D. degree Ruiqing Wang, Postdoctoral Fellow, University of California, Berkeley Tianyi Jenny Wang, Scientist, Sorrento Therapeutics/LA Cell, San Diego Chunyue Weng, attending Graduate School for Computer Engineering, San Jose State University Cynthie Wong, Research and Development Scientist, Clarient/GE Healthcare Chen Wu, Co-assistant Director at Transgenic Core Facility, Boston Area Diabetes Endocrinology Research Center and Boston Nutrition 96 Juli (Hsiao Huei) Wu, Assistant Professor of Research at Keck School of Medicine of University of Southern California Jun Xie, Staff Scientist, Beckman Research Institute of City of Hope Su Yang, Postdoctoral Research Associate, Scripps Research Institute Tangsheng Yi, Scientist and Group Leader, Genentech 97 Appendix A: Request for Academic/Administrative Exception Form 98 Irell & Manella Graduate School of Biological Sciences Students are responsible for becoming familiar with the information presented the student handbook and school catalog. Students are personally responsible for following all policies and meeting deadlines and requirements. This responsibility includes, but is not limited to, academic requirements and general rules listed student handbook and school catalog. REQUEST FOR ACADEMIC/ADMINSITRATIVE EXCEPTION Name ___________________________________________ Student ID# _________________ Year Level _______________________________________ Semester/Year _____________________ I hereby petition to waive the following: (List specific academic policy/regulation or requirement as stated in the Catalog, Student Handbook, or other documents. Indicate source) Rationale or justification for your request (attached supporting documents if appropriate) Student Signature ___________________________________ Date ____________________________ For Advisor/P.I. Recommendation (if applicable): Approved Denied Name: __________________________________________ Faculty Recommendation (if applicable): Approved Denied Signature: _______________________________ Date ____________________________ Name: __________________________________________ Dean’s Recommendation (if applicable): Approved Denied Signature: _______________________________ Date ____________________________ Name: __________________________________________ Graduate Oversight Committee (if applicable): Approved Denied Signature: _______________________________ Date ____________________________ Name: __________________________________________ Signature: _______________________________ Received by the Registrar Name: ______________________________________________________ 102 Signature: ________________________________________ Appendix B: Irell & Manella Graduate School of Biological Sciences at City of Hope Title IX Complaint Procedures I. Introduction Irell & Manella Graduate School of Biological Sciences at City of Hope (the “School”) has developed the following procedures to provide prompt and equitable resolution of complaints alleging any action prohibited by Title IX of the Education Amendments Act of 1972 (“Title IX”). Title IX prohibits sex discrimination in federally assisted education programs. This law states in part: No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance… Use of these procedures does not affect other rights and remedies that may be available to a complainant under federal and state statutes prohibiting discrimination. These procedures are available to anyone who, at the time of an alleged violation, is enrolled at or employed by the School. II. Definitions Complainant: person filing the complaint of discrimination (including harassment) on the basis of sex. Respondent: person alleged to have discriminated (including harassment) on the basis of sex. Title IX Coordinator: means the employee designated to coordinate the School’s efforts to comply with and carry out its responsibilities under Title IX and the Title IX implementing regulations. III. Procedures A. Any person enrolled at or employed by the School and claiming to have been discriminated against by the School in its education programs or activities on the basis of sex may use these procedures. All complaints of sex discrimination will be promptly investigated by the Title IX Coordinator or his or her designee. 100 1. Complaints should be addressed to: George Vukazich, Title IX Coordinator City of Hope Graduate School of Biological Sciences 1500 E. Duarte Road Duarte, CA 91010 [email protected] 626-423-5546 (Extension 68812) 2. Complaints against the Title IX Coordinator will be processed in accordance with these procedures except that all responsibilities of the Title IX Coordinator will be fulfilled by the Corporate Compliance Officer of City of Hope or his or her designee. Under these circumstances, complaints should be addressed to: Debra Fields, Corporate Compliance Officer City of Hope 1500 E. Duarte Road Duarte, CA 91010 [email protected] (Extension 64024) B. Informal Resolution 1. Any person subject to this policy may seek advice or information on matters relating to discrimination or harassment without having to lodge a formal complaint. However, a person subject to this policy is not required to pursue informal resolution before making a formal complaint. 2. The Title IX Coordinator or the Corporate Compliance Officer, if the matter relates to the Title IX Coordinator, may be able to mediate the conflict by discussing the allegation informally with relevant parties in an attempt to end the alleged discrimination or harassment and resolve the issue. If there is a resolution acceptable to both parties, the matter will not proceed further. 3. Records will be kept of materials generated by such informal mediation along with an informal written agreement that will be reviewed and signed by both parties and maintained by the Title IX Coordinator. C. Formal Complaint Procedures 1. In order for a complaint to be formally investigated, the complaint must be filed in writing. The Title IX Complaint Form can be found online at: http://www.umbc.edu/humanrelations/forms/titleixcomplaintform.pdf. The complaint 101 must be filed within one hundred eighty (180) days after the complainant became aware of the alleged violation. Complaints must contain the following information: • • • • Name, address and telephone number of the complainant A brief description of the alleged violation, including the location and date of the incident(s) and the names of all participants and known observers of the offensive conduct The relief the complainant seeks The complainant’s signature 2. Within ten (10) days of receipt of the complaint, the Title IX Coordinator will determine whether the complaint merits formal review. A formal complaint may be dismissed at this stage if the complaint is deemed groundless for such reasons as the following: the complaint is not filed in a timely fashion; or the alleged behavior does not constitute a violation of Title IX. The Title IX Coordinator will seek the advice of the Office of General Counsel as needed. 3. If the Title IX Coordinator determines that the complaint merits formal review, the Title IX Coordinator will advise the Dean about the complaint and will, in consultation with the Office of General Counsel, initiate a formal investigation of the complaint. An individual, a committee or an outside party may conduct the investigation. The purpose of the investigation is to determine the facts relating to the complaint. The investigation will include, at a minimum, the following steps: • • • interviews with each of the complainant and the respondent interviews with others identified as witnesses review of any relevant documents submitted to the investigator If appropriate, the respondent may be placed on a leave of absence during the investigation. 4. It is expected that the investigation of a complaint will be completed within sixty (60) days of receipt of the complaint. This timeline, however, is subject to change depending on various factors, including but not limited to, the complexity of the investigation. 5. Within thirty (30) days of the conclusion of the investigation, the investigator shall issue to the Title IX Coordinator, and, if appropriate, the Office of General Counsel, a written report of the findings and conclusions of the investigation. The report will provide a determination of the merits of the complaint related to Title IX and, if applicable, options for substantive resolution of the complaint and recommendations for corrective measures. The Title IX Coordinator shall review the written report and submit it to the Dean within five (5) days of receipt of the report. 102 6. The Dean shall make a decision based on the record and shall notify the complainant and the respondent in writing of the decision and the basis for the decision, including any corrective action to be taken, within fifteen (15) days of receipt of the investigator’s report. 7. If a violation of Title IX occurred, sanctions will be imposed and actions will be taken to prevent any further discrimination or harassment. Depending on the severity of the case, possible sanctions include, but are not limited to: • • • • • • IV. verbal counseling/training a formal written warning placed in respondent’s file transfer of advisees and/or removal from positions of administrative responsibility removal from a supervisory position enforced leave of absence/suspension termination of employment or permanent dismissal Appeal A. If the complainant is not satisfied with the Dean’s decision, the complainant may file a written appeal to Corporate Compliance Officer. The written appeal must include a detailed statement of the basis of the appeal. The Corporate Compliance Officer shall notify the complainant of the final decision within thirty (30) days of receipt of the appeal. V. General Considerations A. Retaliation Prohibited. No person shall be subject to discharge, suspension, discipline, harassment or any form of discrimination for having used or having assisted others in using the grievance process. The Title IX Coordinator will, where warranted, investigate a complaint of alleged retaliation in the same manner as is described herein. B. Calculation of Time. Saturdays, Sundays and holidays shall be disregarded in calculating time periods specified in these grievance procedures. C. Respondent Not a Student or Employee. If the respondent is not enrolled at or employed by the School, there may be additional procedures that apply. For example, if a respondent were a member of the City of Hope National Medical Center Medical Staff, the provisions of City of Hope’s Harassment Policy addressing harassment by a member of the Medical Staff would be applied. 103 Appendix C: Absence Request Form 104 ABSENCE REQUEST FORM Before leaving campus for day(s) off, the current graduate student must fill-out this Absence Request Form and submit via email to the registrar, the student’s mentor, and the mentor’s business director. The completed form will remain on file in the office of Graduate Education. As a reminder, international students on Visa status should contact the City of Hope Immigration Services Administrator before travelling abroad. STUDENT INFORMATION Last Name First Name Personal Email Address Badge # Cell Phone and/or Home Phone Summary of Absence (e.g. day off, conference, etc…) Requested Day(s) Off (provide dates): Return Date: Total Day(s) Off ________ STUDENT, PLEASE INITIAL HERE YOUR ACKNOWLEDGMENT OF THE ABOVE _____________________ ADVISOR’S APPROVAL (Approval from the advisor can also be sent by email to the registrar.) Advisor’s Name Advisor’s Signature Department Name Location Office of the Registrar Version March 3, 2016 109 Appendix D: Hardship Supplement Request Form 106 Application for Hardship Supplement Name of Graduate student: Date of Application: Description of Circumstances: Amount of money requested: How long do you foresee requiring the supplement for? Supporting documentation provided: 107 Appendix E: Graduate Student Academic Travel Awards 108 GRADUATE STUDENT ACADEMIC TRAVEL AWARD The Graduate School encourages graduate students in their second year and beyond to attend scientific conferences. To qualify, students must certify with the registrar that they are in good academic standing. They must be presenting their research at the conference. If applicable, students requesting an award to attend a meeting are expected to apply to the meeting organizers for student assistance funds. As funding permits, the Graduate School will fund up to $1000 of support to graduate students to offset the travel costs. Students must make their travel arrangements with their advisor’s administrative assistant. Students will be reimbursed for travel expenses after submitting their original receipts to the Graduate School administrative assistant. Students must apply before attending the meeting. Applications must be submitted to the interim Associate Dean for administration and Student Development. The application must include an abstract (two pages or less) of the research the student will be presenting, proof that the student has applied for meeting assistance, and a copy of the meeting announcement. Preference will be given to students who have not previously received an award. I certify that the student below is in good academic standing. Graduate Student Travel Request Student: Advisor: Application Date: Destination: Purpose of Trip: Dates of Trip: Registration Fee: Estimated Travel Costs: 113 __________________________ Registrar Appendix F: Pre-LEL Evaluation Form 110 Pre-LEL Evaluation Sponsor Name: Date: Please rate the statements below on a 1 to 5 scale. Provide comments where appropriate. 1 = strongly disagree 5 = strongly agree 1. Scientific Background and Experimental Data Discussion • The sponsor provided sufficient background information needed to understand the speaker’s research scope. _____ • I understand the gaps in knowledge that the LEL speaker is trying to address with their research. _____ • I understand the significance of the work in advancing the field. _____ • The sponsor gave a clear and concise explanation of the speaker’s experimental approach and data. _____ • The sponsor provided critical evaluation of the speaker’s methods and data interpretation. _____ 3. Overall Discussion Quality • The sponsor displays strong grasp of the material and well-prepared to answer questions. _____ • The discussion was engaging, interactive, and moved at a good pace. _____ • The discussion stimulated my interest in hearing the speaker’s talk. _____ • The discussion allowed me to critically evaluate the speaker’s work myself. _____ • The sponsor encouraged discussion among the student body. _____ Additional comments: Please provide general feedback, compliments, constructive criticism, suggestions etc for the sponsor. Comments here will not count for or against the speaker’s overall score. 115 Appendix G: Evaluation of Student Journal Club Seminar Presentation Form 112 Evaluation of Student Journal Club Seminar Presentation Student: Faculty evaluator: Date: Name of journal club: Overall rating This presentation ranks as follows: Poor 1 Average 2 3 Excellent 4 5 For the following categories, provide a rating on the 1 to 5 scale, and provide specific comments where appropriate. Academic Choice of paper Relevant literature review Student understanding of paper/topic Paper presentation Statement of hypothesis Explanation of methods Explanation of experimental rationale and data Critique of data/conclusions/significance Proposal of future experiments Style Eye contact and mannerisms Language usage Interactions with audience Effective use of visual aids 113 Appendix H: Laboratory Rotation Evaluation Form 114 Submit by Email LAB ROTATION EVALUATION FORM Student: Professor: Date: Title of Project: _____________________________________________________ Please assess the student’s rotation performance in the following areas on a scale of 1 to 10 (1 = unacceptable, 10 = exemplary). Your comments will be used for many purposes: reports to funding agencies, decisions on student academic standing, and letters of recommendation. Please write extensively. 1. General Attitude Comments: 2. Technical Skill Comments: 3. Personal Interactions Comments: Office of the Registrar 119 Print Form 4. Intellectual Interest Comments: 5. Understanding of Experimental Design Comments: 6. Scientific Writing Comments: General Comments: Office of the Registrar 120 Appendix I: Qualifying Examination 1 Form 117 Qualifying Examination Part I – Research Proposal Evaluation Form Student’s Full Name: Committee Members (print) Advisor Date: Signature Present Absent Chair Committee Member Committee Member Committee Member The committee recommends that the student: Pass and advance toward candidacy Conditional pass and advance toward candidacy after revision Fail If conditional pass attached, the student must immediately work on: Revisions in proposal (attach requirements) Additional coursework: Writing training Oral language training Please comment on the strengths and weaknesses/gaps that the student showed during this exam, both regarding fundamental knowledge (i.e. concepts in molecular and cellular biology, biochemistry, and biostatistics), as well as experimental design and hypothesis development. Your candid feedback will help the graduate school in assessing the efficacy of the first-year core curriculum. I acknowledge that I have read this report. Student’s Signature: Date: 122 Qualifying Examination Part I - Research Proposal Evaluation Form Student’s Full Name: Date: Research Proposal Title: Committee: please check appropriate box and then justify this with comments based on the points to consider under each general area of review. Unacceptable 1. Significance of Topic, Hypothesis, and Aims ■ Identified and explained significance of biological question ■ Clearly stated hypothesis and specific aims ■ Presented testable hypothesis and specific aims ■ Other Needs Improvement Proficient Exemplary Needs Improvement Proficient Exemplary Needs Improvement Proficient Exemplary Comments: Unacceptable 2. Critical Evaluation of Existing Knowledge ■ Presented critical literature of preexisting research in area ■ Used preexisting research to build strong case for hypothesis ■ Other Comments: Unacceptable 3. Experimental Design / Methods ■ Proposed appropriate and feasible research ■ Discussed potential limits or challenges of methods ■ Employed appropriate model System ■ Other Comments: 123 Unacceptable Needs Improvement Proficient Exemplary Needs Improvement Proficient Exemplary Needs Improvement Proficient Exemplary 4. Hypothetical Data & Analysis ■ Discussed hypothetical data ■ Discussed limitations of data and alternative interpretations ■ Proposed probable future research and next steps ■ Other Comments: Unacceptable 5. Writing Competence ■ Writing clear, concise, original ■ Ideas were arranged logically ■ Met formatting guidelines ■ Writing was free or almost free of grammar and spelling errors ■ Other Comments: Unacceptable 6. Oral Presentation ■ Talk was well organized ■ Talk was clear ■ Articulated principles and science underlying research ■ Talk effectively defended points using data from a variety of sources ■ Speaker understood and responded to questions ■ Other Comments: General Comments To receive a passing grade for the Qualifying Exam I - each graduate student must 1) hand-deliver to the registrar this original filled-out, signed, and dated report by the Committee, and 2) email the registrar ([email protected] or [email protected]) the approved written report/research proposal. 124 Appendix J: Qualifying Examination 2 Form 121 QUALIFYING EXAM II – DISSERTATION PROPOSAL - EVALUATION FORM Student’s Full Name: Committee Members (print) Advisor Date: Signature Present Absent Chair Committee member Committee member Committee member The committee recommends that the student: ____ Pass and advance toward candidacy ____ Conditional pass and advance toward candidacy after revision ____ Fail If conditional pass, the student must immediately work on: ____ Revisions in proposal (attach requirements) ____ Additional coursework: ____ Writing training ____ Oral language training I acknowledge that I have read this report. Student’s Signature: Date: 126 Office of the Registrar QUALIFYING EXAM II – DISSERTATION PROPOSAL - EVALUATION FORM Student’s Full Name: Date: Proposal Title: Reviewers: please check appropriate box and then justify this with comments based on the points to consider under each general area of review. Unacceptable Needs Proficient Exemplary Improvement 1. Significance of Topic, Hypothesis, and Aims ■ Identified and explained significance of biological question ■ Clearly stated hypothesis and specific aims ■ Presented testable hypothesis and specific aims ■ Other Comments: Unacceptable Needs Improvement Proficient Exemplary Needs Improvement Proficient Exemplary 2. Critical Evaluation of Existing Knowledge ■ Presented critical literature of preexisting research in area ■ Used preexisting research to build strong case for hypothesis ■ Other Comments: Unacceptable 3. Experimental Design / Methods ■ Proposed appropriate and feasible research ■ Discussed potential limits or challenges of methods ■ Employed appropriate model System ■ Other Comments: 127 Office of the Registrar Unacceptable Needs Improvement Proficient Exemplary Needs Improvement Proficient Exemplary Needs Improvement Proficient Exemplary 4. Preliminary Data & Analysis ■ Discussed preliminary data ■ Discussed limitations of data and alternative interpretations ■ Proposed probable future research and next steps ■ Other Comments: Unacceptable 5. Writing Competence ■ Writing clear, concise, original ■ Ideas were arranged logically ■ Met formatting guidelines ■ Writing was free or almost free of grammar and spelling errors ■ Other Comments: Unacceptable 6. Oral Presentation ■ Talk was well organized ■ Talk was clear ■ Articulated principles and science underlying research ■ Talk effectively defended points using data from a variety of sources ■ Speaker understood and responded to questions ■ Other Comments: General Comments (optional) To receive a passing grade for the Qualifying Exam II, each graduate student must 1) hand-deliver to the registrar the original filled-out, signed, and dated rubric by the Committee, and 2) email to the registrar ([email protected] or [email protected]) the approved written report. 128 Office of the Registrar Appendix K: Oral Defense and Dissertation Committee Report Form 125 DISSERTATION COMMITTEE REPORT Student’s Name: Date: Dissertation Topic: Committee Members (please print full names) Signature Present Advisor Chair Committee Member Committee Member Committee Member Recommend that the student: Continue with thesis as planned—it is a suitable project with a reasonable timeframe Make changes to thesis (see “Six-month plan” below) Other: Recommended timeframe for next meeting with committee: Six-month plan: Revisions in proposal (see attached requirements) Additional coursework (see attached requirements) Writing training Oral language training Change in mentor/advisor Other: I acknowledge that I have read this Dissertation Committee Report. Student’s signature: Date: 130 Absent DISSERTATION COMMITTEE REPORT Unacceptable 1. Critical Evaluation of Literature Presents literature critically, systematically and concisely Uses literature to build convincing case for hypothesis Clearly identifies the gaps and conflicts which thesis is designed to address □ Comments: Unacceptable 2. Hypothesis Generation Clearly states hypothesis Frames hypothesis in a way that is experimentally testable Explains significance of research question to field □ Comments: Unacceptable 3. Technique/Approach Proposes appropriate, feasible methods and models Considers limits of approach and methods and alternatives Proposes probable future research and next steps □ Comments: Unacceptable 4. Data Analysis Results interpreted appropriately Discusses limitations and possible alternative outcomes □ Comments: Unacceptable 5. Professional Skills Has initiative and independence Develops scientific identity Oral skills clear Written skills clear Technical development strong Effective use of mentoring Exemplifies ethical and professional standards □ Comments: 131 Needs Improvement □ Proficient Exemplary □ □ Needs Improvement □ Proficient Exemplary □ □ Needs Improvement □ Proficient Exemplary □ □ Needs Improvement □ Proficient Exemplary □ □ Needs Improvement □ Proficient Exemplary □ □ General Comments: 132 Appendix L: Graduation Guidelines Check List 129 GRADUATION GUIDELINES CHECK LIST Graduate Student’s Full Name: # 1 _______________________________________________________________________________ CHECK THINGS TO DO TIMELINE It is the prospective graduate’s responsibility to fulfill all of the academic requirements as described in the Student Handbook, including passing courses (core and elective), passing Qualifying Exam Parts I and II, and holding at least two dissertation committee meetings before scheduling the oral defense. The prospective graduate must request the registrar’s confirmation for having fulfilled the academic requirements before requesting a meeting with his/her dissertation committee to discuss oral and written dissertation plans. The prospective graduate must have a draft written dissertation ready for dissertation committee review before scheduling the oral defense. By the second week of March if planning to participate in the commencement ceremony in same year Start writing the dissertation as soon as possible. 2 3 4 5 6 7 8 9 Obtain the approval from the dissertation committee to graduate. The prospective graduate may obtain the approval either at his/her last committee meeting or after discussing with all committee members via email. Email the registrar if planning to participate in the commencement ceremony. By the second week of March if planning to participate in the commencement ceremony in same year All dissertation committee members must review the written dissertation draft before giving permission for the prospective graduate to schedule the oral defense. While a tentative date/time for the oral defense can be proposed, only after the draft is considered sufficiently complete may the student schedule the oral defense. By April 30 if planning to participate in the commencement ceremony in same year Mentor – please sign and date to acknowledge reading and understanding of item #5. ____________________________ Mentor’s signature Student – please submit to the registrar the signed/dated Graduation Guidelines Checklist before advancing to item # 6. Date: _____________________ *The registrar must announce the oral defense at least 3 weeks before the commencement. *The prospective graduate must pick up from the registrar his/her Oral Defense and Dissertation Committee Report form and 4 Dissertation Approval Sheets at least 3 days before the oral defense day. At least 2 weeks before the commencement Email the registrar date; time; location; the oral defense title; the entire committee members, including the outside member with his/her degree(s), job title, and institution name so that the registrar can make a flyer and send an announcement; create 1) the Oral Defense and Dissertation Committee Report and 2) the four Dissertation Approval sheets for dissertation binding purposes. Conduct the oral dissertation defense; bring the completed and signed Oral Defense and Dissertation Committee Report to the registrar immediately following the oral defense. The prospective graduate can participate in the commencement when the registrar receives the signed/dated Oral Defense and Dissertation Committee Report with a check mark for Completed/Minor Revision or Major Revision. Complete final revisions of the written dissertation and obtain final approval from the committee members. Hand-deliver to the registrar the 1) signed Oral Defense and Dissertation Committee Report and 2) four completely signed Dissertation Approval Sheets once the committee members finally approved the written dissertation. The final approved written dissertation must conform to all formatting guidelines (please refer to the Student Handbook.) and be thoroughly edited before submitting online to the registrar for final approval via ProQuest. Then, the registrar can certify the final academic requirement conclusion and PhD degree confirmation. *The final revised written dissertation should be completed within three months of the oral defense. *The student and his/her dissertation committee are responsible for ensuring that the student’s written dissertation has been thoroughly edited, including proper formatting, appropriate scientific writing, and English usage. Submit to the Graduate School administrative assistant four hard copies (with specific format and paper described in the Student Handbook) of the dissertation for binding. One copy is for the graduate; one is for the mentor; one is for the Graduate School; one is for the Library. As soon as submitting online via ProQuest the final approved written dissertation; besides returning to the registrar the Graduate School laptop, the prospective graduate cannot pick up his/her diploma unless he/she completes item # 9. 134 Appendix M: Transcript Request Form 131 Irell & Manella Graduate School of Biological Sciences 1500 E. Duarte Road, Duarte, CA 91010 Office of the Registrar, Beckman Center #1110 Fax: 626-471-3901 Email: [email protected] OFFICIAL TRANSCRIPT REQUEST FORM Instructions: If you have any type of hold on your academic record, your transcript will not be issued. Please note: Transcripts cannot be ordered without a signed authorization. Allow at least four (4) working days for processing upon receipt of request. Information Requested Student Name (First, Middle, Last) Student Badge # Address City State Zip Year Entered Signature Required In accordance with the Family Educational Rights and Privacy Act (FERPA) of 1974, your signature is required to authorize the release of your transcript(s) Date Transcript Details 1 Mail Transcript to (complete address of institution, organization, or company, including recipient name, and phone #) Number of Copies______ Special Instructions: 2 Mail Transcript to (complete address of institution, organization, or company, including recipient name, and phone #) Number of Copies______ Special Instructions: 136 Appendix N: Abbreviations List ACLAM – American College of Laboratory Animal Medicine ADA – Americans with Disabilities Act AIC – Academic Integrity Committee ARC – Animal Resources Center CPI – Characters per inch DAR – Department of Animal Resources DCM – Department of Comparative Medicine FICA - Federal Insurance Contributions Act FSR – Fundamentals of Scientific Research FTB - California Franchise Tax Board GOC – Graduate Oversight Committee GSO – Graduate Student Organization IRS - Internal Revenue Service LEL – Leading-Edge Lectures NIH – National Institutes of Health PDF – Portable Document File QE1 – Qualifying Examination 1 QE2- Qualifying Examination 2 133